The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 279 | 2,019 | SH | DFND | 0 | 0 | 2,019 | ||
FS KKR CAP CORP | COM | 302635206 | 195 | 11,501 | SH | DFND | 0 | 0 | 11,501 | ||
ISHARES TR | GLOB HLTHCRE ETF | 464287325 | 1,643 | 21,800 | SH | DFND | 0 | 0 | 21,800 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 1,289 | 23,018 | SH | DFND | 0 | 0 | 23,018 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 4,802 | 61,227 | SH | DFND | 0 | 0 | 61,227 | ||
ISHARES TR | MBS ETF | 464288588 | 837 | 9,142 | SH | DFND | 0 | 0 | 9,142 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 2,034 | 53,799 | SH | DFND | 0 | 0 | 53,799 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 620 | 22,038 | SH | DFND | 0 | 0 | 22,038 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 3,224 | 9,821 | SH | DFND | 0 | 0 | 9,821 | ||
ABBVIE INC | COM | 00287Y109 | 262 | 1,955 | SH | DFND | 0 | 0 | 1,955 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 2,050 | 9,551 | SH | DFND | 0 | 0 | 9,551 | ||
AMPHASTAR PHARMACEUTICALS IN | COM | 03209R103 | 17 | 614 | SH | DFND | 0 | 0 | 614 | ||
ARCUS BIOSCIENCES INC | COM | 03969F109 | 210 | 8,041 | SH | DFND | 0 | 0 | 8,041 | ||
ARES CAPITAL CORP | COM | 04010L103 | 2,442 | 144,682 | SH | DFND | 0 | 0 | 144,682 | ||
BIONTECH SE | SPONSORED ADS | 09075V102 | 246 | 1,823 | SH | DFND | 0 | 0 | 1,823 | ||
BLACKROCK INCOME TR INC | COM | 09247F100 | 52 | 12,589 | SH | DFND | 0 | 0 | 12,589 | ||
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 198 | 17,990 | SH | SOLE | 17,990 | 0 | 0 | ||
BLACKSTONE SECD LENDING FD | COMMON STOCK | 09261X102 | 321 | 14,135 | SH | DFND | 0 | 0 | 14,135 | ||
BROADCOM INC | COM | 11135F101 | 387 | 871 | SH | DFND | 0 | 0 | 871 | ||
CATALYST PHARMACEUTICALS INC | COM | 14888U101 | 52 | 4,078 | SH | DFND | 0 | 0 | 4,078 | ||
CENTERPOINT ENERGY INC | COM | 15189T107 | 438 | 15,537 | SH | DFND | 0 | 0 | 15,537 | ||
CHEMED CORP NEW | COM | 16359R103 | 71 | 163 | SH | DFND | 0 | 0 | 163 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 1,700 | 11,760 | SH | DFND | 0 | 0 | 11,760 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 451 | 7,505 | SH | DFND | 0 | 0 | 7,505 | ||
ETF SER SOLUTIONS | NETLEASE CORP | 26922A248 | 1,745 | 75,117 | SH | DFND | 0 | 0 | 75,117 | ||
EMERGENT BIOSOLUTIONS INC | COM | 29089Q105 | 11 | 508 | SH | DFND | 0 | 0 | 508 | ||
EXELON CORP | COM | 30161N101 | 388 | 10,360 | SH | DFND | 0 | 0 | 10,360 | ||
EXELIXIS INC | COM | 30161Q104 | 55 | 3,531 | SH | DFND | 0 | 0 | 3,531 | ||
FIRST TR EXCHANGE-TRADED FD | NAT GAS ETF | 33733E807 | 3,550 | 155,429 | SH | DFND | 0 | 0 | 155,429 | ||
FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 | 216 | 6,030 | SH | DFND | 0 | 0 | 6,030 | ||
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 1,421 | 23,529 | SH | DFND | 0 | 0 | 23,529 | ||
FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 | 833 | 18,913 | SH | DFND | 0 | 0 | 18,913 | ||
FIRST TR EXCHANGE-TRADED FD | DORSEYWRGT ETF | 33738R712 | 2,072 | 86,144 | SH | DFND | 0 | 0 | 86,144 | ||
FIRST TR MLP & ENERGY INCOME | COM | 33739B104 | 2,092 | 292,557 | SH | DFND | 0 | 0 | 292,557 | ||
FIRST TR EXCH TRADED FD III | LNG/SHT EQUITY | 33739P103 | 2,043 | 43,622 | SH | DFND | 0 | 0 | 43,622 | ||
GLOBAL X FDS | GLB X SUPERDIV | 37950E549 | 60 | 8,008 | SH | DFND | 0 | 0 | 8,008 | ||
GLOBAL X FDS | S&P 500 COVERED | 37954Y475 | 1,714 | 44,984 | SH | DFND | 0 | 0 | 44,984 | ||
HALOZYME THERAPEUTICS INC | COM | 40637H109 | 45 | 1,132 | SH | DFND | 0 | 0 | 1,132 | ||
INCYTE CORP | COM | 45337C102 | 132 | 1,976 | SH | DFND | 0 | 0 | 1,976 | ||
INNOVIVA INC | COM | 45781M101 | 16 | 1,386 | SH | DFND | 0 | 0 | 1,386 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 BUY WRT | 46137V399 | 1,844 | 97,515 | SH | DFND | 0 | 0 | 97,515 | ||
INVESCO EXCHANGE TRADED FD T | DYNMC ENRG EXP | 46137V761 | 2,765 | 100,365 | SH | DFND | 0 | 0 | 100,365 | ||
INVESCO DB COMMDY INDX TRCK | UNIT | 46138B103 | 1,940 | 81,140 | SH | DFND | 0 | 0 | 81,140 | ||
INVESCO EXCHANGE-TRADED FD T | KBW PREM YIELD | 46138E594 | 1,686 | 88,892 | SH | DFND | 0 | 0 | 88,892 | ||
INVESCO EXCHANGE-TRADED FD T | FNDMNTL HY CRP | 46138E719 | 3,918 | 238,491 | SH | DFND | 0 | 0 | 238,491 | ||
INVESCO EXCHANGE-TRADED FD T | SR LN ETF | 46138G508 | 1,070 | 53,021 | SH | DFND | 0 | 0 | 53,021 | ||
INVESCO EXCHANGE-TRADED FD T | SR LN ETF | 46138G508 | 341 | 16,900 | SH | SOLE | 16,900 | 0 | 0 | ||
POWERSHARES DB MULTI-SECTOR | ENERGY FD | 46140H304 | 2,624 | 115,936 | SH | DFND | 0 | 0 | 115,936 | ||
IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 19 | 1,799 | SH | DFND | 0 | 0 | 1,799 | ||
ISHARES S&P GSCI COMMODITY I | UNIT BEN INT | 46428R107 | 1,919 | 93,251 | SH | DFND | 0 | 0 | 93,251 | ||
ISHARES TR | US TREAS BD ETF | 46429B267 | 3,885 | 170,694 | SH | DFND | 0 | 0 | 170,694 | ||
ISHARES U S ETF TR | COMMOD SEL STG | 46431W853 | 1,892 | 52,972 | SH | DFND | 0 | 0 | 52,972 | ||
ISHARES TR | CONV BD ETF | 46435G102 | 456 | 6,612 | SH | DFND | 0 | 0 | 6,612 | ||
J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 | 428 | 8,538 | SH | DFND | 0 | 0 | 8,538 | ||
JANUS DETROIT STR TR | HENDRSN SHRT ETF | 47103U886 | 3,744 | 77,210 | SH | DFND | 0 | 0 | 77,210 | ||
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 177 | 862 | SH | DFND | 0 | 0 | 862 | ||
MARATHON PETE CORP | COM | 56585A102 | 469 | 4,725 | SH | DFND | 0 | 0 | 4,725 | ||
MCKESSON CORP | COM | 58155Q103 | 460 | 1,353 | SH | DFND | 0 | 0 | 1,353 | ||
MERCK & CO. INC | COM | 58933Y105 | 337 | 3,915 | SH | DFND | 0 | 0 | 3,915 | ||
MODERNA INC | COM | 60770K107 | 210 | 1,773 | SH | DFND | 0 | 0 | 1,773 | ||
MOSAIC CO NEW | COM | 61945C103 | 407 | 8,412 | SH | DFND | 0 | 0 | 8,412 | ||
PACER FDS TR | BNCHMRK INDSTR | 69374H766 | 1,539 | 43,606 | SH | DFND | 0 | 0 | 43,606 | ||
PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 | 2,370 | 25,027 | SH | DFND | 0 | 0 | 25,027 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 492 | 4,978 | SH | DFND | 0 | 0 | 4,978 | ||
PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | 2,261 | 116,684 | SH | DFND | 0 | 0 | 116,684 | ||
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 703 | 22,108 | SH | DFND | 0 | 0 | 22,108 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 315 | 457 | SH | DFND | 0 | 0 | 457 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 26,605 | 74,488 | SH | DFND | 0 | 0 | 74,488 | ||
SSGA ACTIVE ETF TR | BLKSTN GSOSRLN | 78467V608 | 1,181 | 28,900 | SH | DFND | 0 | 0 | 28,900 | ||
SPDR SER TR | BLOOMBERG BRCLYS | 78468R622 | 4,204 | 47,853 | SH | DFND | 0 | 0 | 47,853 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 2,517 | 37,016 | SH | DFND | 0 | 0 | 37,016 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 15,616 | 128,941 | SH | DFND | 0 | 0 | 128,941 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 17,760 | 266,143 | SH | DFND | 0 | 0 | 266,143 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 12,640 | 175,504 | SH | DFND | 0 | 0 | 175,504 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 8,728 | 105,361 | SH | DFND | 0 | 0 | 105,361 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 16,390 | 137,984 | SH | DFND | 0 | 0 | 137,984 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 6,164 | 94,094 | SH | DFND | 0 | 0 | 94,094 | ||
TESLA INC | COM | 88160R101 | 211 | 795 | SH | DFND | 0 | 0 | 795 | ||
TEUCRIUM COMMODITY TR | CORN FD SHS | 88166A102 | 2,305 | 85,229 | SH | DFND | 0 | 0 | 85,229 | ||
TWO RDS SHARED TR | ANFIELD CAP DI | 90213U115 | 9,437 | 1,145,262 | SH | DFND | 0 | 0 | 1,145,262 | ||
TWO RDS SHARED TR | REGENTS PK HDGD | 90214Q642 | 458 | 53,405 | SH | DFND | 0 | 0 | 53,405 | ||
TWO RDS SHARED TR | APEX HEALTHCARE | 90214Q659 | 535 | 68,012 | SH | DFND | 0 | 0 | 68,012 | ||
TWO RDS SHARED TR | ANFIELD DYNAMIC | 90214Q725 | 1,431 | 174,892 | SH | DFND | 0 | 0 | 174,892 | ||
TWO RDS SHARED TR | ANFIELD US EQU | 90214Q733 | 2,802 | 265,635 | SH | DFND | 0 | 0 | 265,635 | ||
VANECK VECTORS ETF TR | BDC INCOME ETF | 92189F411 | 1,801 | 132,743 | SH | DFND | 0 | 0 | 132,743 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 360 | 1,243 | SH | DFND | 0 | 0 | 1,243 | ||
VIR BIOTECHNOLOGY INC | COM | 92764N102 | 15 | 790 | SH | DFND | 0 | 0 | 790 | ||
HORIZON THERAPEUTICS PUB LTD | SHS | G46188101 | 120 | 1,947 | SH | DFND | 0 | 0 | 1,947 | ||
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 26 | 391 | SH | DFND | 0 | 0 | 391 | ||
UNIQURE NV | SHS | N90064101 | 14 | 751 | SH | DFND | 0 | 0 | 751 |