UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): April 30, 2021
ETF Managers Group Commodity Trust I
(Exact Name of Registrant as Specified in Its Charter)
Delaware
(State or Other Jurisdiction of Incorporation)
| 001-36851 | 36-4793446 | |
| (Commission File Number) | (IRS Employer Identification No.) | |
30 Maple Street - Suite 2 Summit, New Jersey | 07901 | |
| (Address of Principal Executive Offices) | (Zip Code) |
(844) 383-6477
(Registrant’s Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| Shares of Breakwave Dry Bulk Shipping ETF | BDRY | NYSE Arca, Inc. |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01. Other Events.
Attached as Exhibit 99.1 to this Current Report and incorporated herein by reference are the audited (i) Statements of Financial Condition of the Sponsor, the commodity pool operator the Trust, as of December 31, 2020 and 2019, (ii) Statements of Operations and Comprehensive Income for the years ended December 31, 2020 and 2019, (iii) Statements of Changes in Member’s Capital for the years ended December 31, 2020 and 2019, and (iv) Statements of Cash Flows for the years ended December 31, 2020 and 2019, and the related notes to such financial statements.
Item 9.01. Financial Statements and Exhibits.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ETF Managers Group Commodity Trust I | ||
| By: | /s/ John A. Flanagan | |
| Name: | John A. Flanagan | |
| Title: | ETF Managers Capital LLC, sponsor of | |
| ETF Managers Commodity Trust I | ||
| Chief Financial Officer | ||
Dated: April 30, 2021
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