SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 03/02/2020 | 3. Issuer Name and Ticker or Trading Symbol Liberty Broadband Corp [ LBRDA ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Series C Common Stock | 3,374 | I | By Annabel D. Frist 2003 Trust(1) |
Series C Common Stock | 20,836 | I | By Annabel D. Frist FCT Trust(2) |
Series C Common Stock | 3,299 | I | By Caroline M. Frist 2001 Trust(1) |
Series C Common Stock | 20,843 | I | By Caroline M. Frist FCT Trust(2) |
Series C Common Stock | 497,939 | I | By FS Partners II, LLC(3) |
Series C Common Stock | 574 | I | By John M. Damgard 2012 Trust(4) |
Series C Common Stock | 558 | I | By Lily M. Damgard 2012 Trust(4) |
Series C Common Stock | 103,568 | I | By Spouse(5) |
Series C Common Stock | 574 | I | By Theodor D. Damgard 2012 Trust(4) |
Series C Common Stock | 466,472 | I | By Thomas F. Frist III 2007 Family Trust(2) |
Series C Common Stock | 4,924 | I | By Thomas F. Frist III 2011 Family Trust(2) |
Series C Common Stock | 3,434 | I | By Thomas F. Frist IV 2005 Trust(1) |
Series C Common Stock | 20,861 | I | By Thomas F. Frist IV FCT Trust(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. The reporting person is the sister-in-law of the sole trustee and, as the settlor of the trust, also retains a power of substitution with respect to the assets held by the trust. The reporting person, therefore, may be deemed to have shared dispositive power over the securities held by the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein. |
2. The reporting person is the sole trustee of the trust. The beneficiary of the trust is a member of the reporting person's immediate family, and the reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of her pecuniary interest therein. |
3. These securities are held by FS Partners II, LLC. The reporting person's spouse, Thomas F. Frist III, is the sole member of FS Partners II, LLC. The reporting person disclaims beneficial ownership of these securities. |
4. The reporting person is the sole trustee of the trust and, as the settlor of the trust, also retains a power of substitution with respect to the assets held by the trust. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of her pecuniary interest therein. |
5. The reporting person disclaims beneficial ownership of these shares owned by her spouse. |
Remarks: |
Exhibit List: Ex. 24 - Power of Attorney. |
/s/ Craig Troyer as Attorney-in-Fact for Julie D. Frist | 03/11/2020 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |