The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete. |
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D
Notice of Exempt Offering of Securities
| OMB APPROVAL | OMB Number: | 3235-0076 | Estimated average burden | hours per response: | 4.00 |
|
|
1. Issuer's Identity
CIK (Filer ID Number) | Previous Names | | Entity Type |
---|
0001618803 | | | Corporation | X | Limited Partnership | | Limited Liability Company | | General Partnership | | Business Trust | | Other (Specify) |
|
Name of Issuer |
---|
APX Drilling Partners 2014-B, LP |
Jurisdiction of Incorporation/Organization |
---|
DELAWARE |
Year of Incorporation/Organization |
---|
| Over Five Years Ago | X | Within Last Five Years (Specify Year) | 2014 | | Yet to Be Formed |
|
2. Principal Place of Business and Contact Information
Name of Issuer |
---|
APX Drilling Partners 2014-B, LP |
Street Address 1 | Street Address 2 |
---|
591 DELAWARE AVE |
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
---|
BUFFALO | NEW YORK | 14202 | 7168558090 |
3. Related Persons
Last Name | First Name | Middle Name |
---|
Reich | Justin |
Street Address 1 | Street Address 2 |
---|
591 Delaware Avenue |
City | State/Province/Country | ZIP/PostalCode |
---|
Buffalo | NEW YORK | 14202 |
Relationship: | X | Executive Officer | | Director | | Promoter |
---|
Clarification of Response (if Necessary):
Executive officer of APX Energy, LLC, the managing general partner and promoter of the issuer.
Last Name | First Name | Middle Name |
---|
Dancy | Scott |
Street Address 1 | Street Address 2 |
---|
591 Delaware Avenue |
City | State/Province/Country | ZIP/PostalCode |
---|
Buffalo | NEW YORK | 14202 |
Relationship: | X | Executive Officer | | Director | | Promoter |
---|
Clarification of Response (if Necessary):
Executive officer of APX Energy, LLC, the managing general partner and promoter of the issuer.
Last Name | First Name | Middle Name |
---|
Cohen | David |
Street Address 1 | Street Address 2 |
---|
591 Delaware Avenue |
City | State/Province/Country | ZIP/PostalCode |
---|
Buffalo | NEW YORK | 14202 |
Relationship: | X | Executive Officer | | Director | | Promoter |
---|
Clarification of Response (if Necessary):
Executive officer of APX Energy, LLC, the managing general partner and promoter of the issuer.
Last Name | First Name | Middle Name |
---|
Fagan | Josh |
Street Address 1 | Street Address 2 |
---|
723 S. Interstate East |
City | State/Province/Country | ZIP/PostalCode |
---|
Denton | TEXAS | 76205 |
Relationship: | X | Executive Officer | | Director | | Promoter |
---|
Clarification of Response (if Necessary):
National Sales Director of APX Energy, LLC, the managing general partner and promoter of the issuer.
Last Name | First Name | Middle Name |
---|
Kyle | Donnelly |
Street Address 1 | Street Address 2 |
---|
723 S. Interstate East |
City | State/Province/Country | ZIP/PostalCode |
---|
Denton | TEXAS | 76205 |
Relationship: | X | Executive Officer | | Director | | Promoter |
---|
Clarification of Response (if Necessary):
Vice President of Sales of APX Energy, LLC, the managing general partner and promoter of the issuer.
4. Industry Group
| Agriculture | | Banking & Financial Services | | | Commercial Banking | | Insurance | | Investing | | Investment Banking | | Pooled Investment Fund | | | | Is the issuer registered as an investment company under the Investment Company Act of 1940? | | | | Other Banking & Financial Services |
| | Business Services | | Energy | | | | | | | | | | | | |
| | Health Care | | | | | | | | | | | | Manufacturing | | Real Estate | | | | | | | | | | |
| | Retailing | | Restaurants | | Technology | | | | | | | | Travel | | | | | | | Tourism & Travel Services |
| | | | Other |
|
5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range |
---|
X | No Revenues | | No Aggregate Net Asset Value |
| $1 - $1,000,000 | | $1 - $5,000,000 |
| $1,000,001 - $5,000,000 | | $5,000,001 - $25,000,000 |
| $5,000,001 - $25,000,000 | | $25,000,001 - $50,000,000 |
| $25,000,001 - $100,000,000 | | $50,000,001 - $100,000,000 |
| Over $100,000,000 | | Over $100,000,000 |
| Decline to Disclose | | Decline to Disclose |
| Not Applicable | | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
| | Rule 504(b)(1) (not (i), (ii) or (iii)) |
|
| | Rule 504 (b)(1)(i) |
| | Rule 504 (b)(1)(ii) |
| | Rule 504 (b)(1)(iii) |
| | Rule 505 |
| X | Rule 506(b) |
| | Rule 506(c) |
| | Securities Act Section 4(a)(5) |
| Investment Company Act Section 3(c) |
| | Section 3(c)(1) | | Section 3(c)(9) |
| | Section 3(c)(2) | | Section 3(c)(10) |
| | Section 3(c)(3) | | Section 3(c)(11) |
| | Section 3(c)(4) | | Section 3(c)(12) |
| | Section 3(c)(5) | | Section 3(c)(13) |
| | Section 3(c)(6) | | Section 3(c)(14) |
| |
| 7. Type of Filing
| New Notice | | Date of First Sale | 2014-09-08 | | | First Sale Yet to Occur |
X | Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? | | |
9. Type(s) of Securities Offered (select all that apply)
X | Equity | | Pooled Investment Fund Interests |
| Debt | | Tenant-in-Common Securities |
| Option, Warrant or Other Right to Acquire Another Security | | Mineral Property Securities |
| Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | | Other (describe) |
| |
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? | | |
Clarification of Response (if Necessary):
11. Minimum Investment
Minimum investment accepted from any outside investor | $5,000 | USD |
12. Sales Compensation
Recipient | Recipient CRD Number | | None |
|
JCC Advisors, LLC | 146776 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
201 S. Lake Avenue | Suite 302 |
City | State/Province/Country | ZIP/Postal Code |
Pasadena | CALIFORNIA | 91101 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
ARIZONA | CALIFORNIA | COLORADO | CONNECTICUT | FLORIDA | GEORGIA | HAWAII | ILLINOIS | INDIANA | KANSAS | MARYLAND | MASSACHUSETTS | MICHIGAN | MINNESOTA | MISSOURI | NEBRASKA | NEVADA | NEW HAMPSHIRE | NEW JERSEY | NEW YORK | NORTH CAROLINA | OHIO | OREGON | PENNSYLVANIA | SOUTH CAROLINA | SOUTH DAKOTA | TENNESSEE | TEXAS | UTAH | VIRGINIA | WASHINGTON |
|
Recipient | Recipient CRD Number | | None |
|
American Portfolios Financial Services, Inc. | 18487 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
4250 Veterans Memorial Hwy | 4th Fl. East |
City | State/Province/Country | ZIP/Postal Code |
Holbrook | NEW YORK | 11741 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Berthel Fisher & Co Financial Services, Inc. | 13609 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
701 Tama Street | Building B |
City | State/Province/Country | ZIP/Postal Code |
Marion | IOWA | 52302 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Concorde Investment Services, LLC | 151604 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
1120 East Long Lake Road | Suite 100 |
City | State/Province/Country | ZIP/Postal Code |
Troy | MICHIGAN | 48085 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Harbor Light Securities, LLC | 130227 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
1211 N. Westshore Blvd | Suite 103 |
City | State/Province/Country | ZIP/Postal Code |
Tampa | FLORIDA | 33607 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
ALABAMA | ARIZONA | CALIFORNIA | COLORADO | CONNECTICUT | FLORIDA | GEORGIA | ILLINOIS | INDIANA | MASSACHUSETTS | MISSOURI | NEW JERSEY | NEW YORK | NORTH CAROLINA | OHIO | OREGON | PENNSYLVANIA | PUERTO RICO | SOUTH CAROLINA | TEXAS | VIRGINIA | WASHINGTON | WEST VIRGINIA | WISCONSIN |
|
Recipient | Recipient CRD Number | | None |
|
Thomas M. Nixon & Assoc | 17047 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
4775 Wallingford Street |
City | State/Province/Country | ZIP/Postal Code |
Pittsburgh | PENNSYLVANIA | 15213 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
ARIZONA | CALIFORNIA | COLORADO | CONNECTICUT | DISTRICT OF COLUMBIA | FLORIDA | GEORGIA | ILLINOIS | INDIANA | KENTUCKY | LOUISIANA | MARYLAND | MASSACHUSETTS | MICHIGAN | NEBRASKA | NEVADA | NEW JERSEY | NEW MEXICO | NEW YORK | NORTH CAROLINA | OHIO | PENNSYLVANIA | SOUTH CAROLINA | TEXAS | VIRGINIA | WEST VIRGINIA |
|
Recipient | Recipient CRD Number | | None |
|
Perryman Securities, inc. | 116502 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
12221 Merit Drive | Suite 1660 |
City | State/Province/Country | ZIP/Postal Code |
Dallas | TEXAS | 75251 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
ARIZONA | ARKANSAS | CALIFORNIA | COLORADO | FLORIDA | INDIANA | MISSOURI | NEW JERSEY | NORTH CAROLINA | OHIO | OKLAHOMA | SOUTH CAROLINA | TEXAS | WISCONSIN |
|
Recipient | Recipient CRD Number | | None |
|
The Strategic Financial Alliance, inc. | 126514 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
2200 Century Pkwy |
City | State/Province/Country | ZIP/Postal Code |
Atlanta | GEORGIA | 30345 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
VFG Securities, Inc. | 15121 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
100 Corporate Ponte | Suite 382 |
City | State/Province/Country | ZIP/Postal Code |
Culver City | CALIFORNIA | 90230 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
ALABAMA | ARIZONA | ARKANSAS | CALIFORNIA | CONNECTICUT | FLORIDA | HAWAII | IDAHO | ILLINOIS | KENTUCKY | MARYLAND | MICHIGAN | NEBRASKA | NEVADA | NEW JERSEY | NORTH DAKOTA | OHIO | OREGON | PENNSYLVANIA | TENNESSEE | TEXAS | UTAH | WASHINGTON | WISCONSIN |
|
Recipient | Recipient CRD Number | | None |
|
Alliance Affiliated Equities Corporation | 23928 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
7227 METCALF AVENUE | Suite 201 |
City | State/Province/Country | ZIP/Postal Code |
OVERLAND PARK | KANSAS | 66204 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Ameritas Investment Corp. | 14869 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
5900 "O" STREET |
City | State/Province/Country | ZIP/Postal Code |
Lincoln | NEBRASKA | 68510 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Arete Wealth Management, LLC | 44856 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
1699 E. WOODFIELD RD. | SUITE 565 |
City | State/Province/Country | ZIP/Postal Code |
Schaumberg | ILLINOIS | 60173 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Calton & Associates, Inc. | 20999 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
14497 Dale Mabry Hwy | Suite 215 |
City | State/Province/Country | ZIP/Postal Code |
Tampa | FLORIDA | 33618 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Centaurus Financial, Inc. | 30833 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
2300 E. Katella Avenue | Suite 200 |
City | State/Province/Country | ZIP/Postal Code |
Anaheim | CALIFORNIA | 92806 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Crown Capital Securities, LP | 6312 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
725 Town & Country | Suite 530 |
City | State/Province/Country | ZIP/Postal Code |
Orange | CALIFORNIA | 92868 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Dynasty Capital Partners, Inc, | 122806 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
5445 DTC Pkwy | Suite 940 |
City | State/Province/Country | ZIP/Postal Code |
Greenwood Village | COLORADO | 80111 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
ARIZONA | CALIFORNIA | COLORADO | DELAWARE | FLORIDA | GEORGIA | IDAHO | ILLINOIS | INDIANA | KANSAS | KENTUCKY | LOUISIANA | MARYLAND | MICHIGAN | MINNESOTA | MISSOURI | MONTANA | NEBRASKA | NEVADA | NEW JERSEY | NEW MEXICO | NEW YORK | NORTH CAROLINA | OHIO | OKLAHOMA | OREGON | PENNSYLVANIA | SOUTH CAROLINA | SOUTH DAKOTA | TEXAS | UTAH | WASHINGTON | WYOMING |
|
Recipient | Recipient CRD Number | | None |
|
Financial West Investment Group | 16668 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
4510 E. Thousand Oaks Blvd |
City | State/Province/Country | ZIP/Postal Code |
Westlake Village | CALIFORNIA | 91362 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
First Allied Securities, Inc. | 32444 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
655 W. Broadway | 12th Floor |
City | State/Province/Country | ZIP/Postal Code |
San Diego | CALIFORNIA | 92101 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Independent Financial Group, LLC | 7717 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
12671 High Bluff Drive | Suite 200 |
City | State/Province/Country | ZIP/Postal Code |
San Diego | CALIFORNIA | 92130 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
International Assets Advisory, LLC | 10645 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
300 South Orange Ave | Suite 100 |
City | State/Province/Country | ZIP/Postal Code |
Orlando | FLORIDA | 32801 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Investors Capital Corp | 30613 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
6 Kimball Lane |
City | State/Province/Country | ZIP/Postal Code |
Lynnfield | MASSACHUSETTS | 01940 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Kalos Capital, Inc, | 44337 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
11525 Park Wood Circ. | Suite 280 |
City | State/Province/Country | ZIP/Postal Code |
Alphretta | GEORGIA | 30005 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Parkland Securities, LLC | 115368 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
300 Parkland Avenue |
City | State/Province/Country | ZIP/Postal Code |
Ann Arbor | MICHIGAN | 48103 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
VSR Financial Services, Inc. | 14503 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
8620 W. 110th Street |
City | State/Province/Country | ZIP/Postal Code |
Overland Park | KANSAS | 66210 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
1st Global Capital Corp. | 30349 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
12750 Merit Drive | Suite 1200 |
City | State/Province/Country | ZIP/Postal Code |
Dallas | TEXAS | 75251 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Tim Snodgrass | 137608 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
ARI Fin Serv | 137608 |
Street Address 1 | Street Address 2 |
---|
6005 Hidden Valley Rd | Suite 290 |
City | State/Province/Country | ZIP/Postal Code |
Carlsbad | CALIFORNIA | 92011 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Transamerica Fin Adv | 16164 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
570 Carillon Pkwy |
City | State/Province/Country | ZIP/Postal Code |
St. Petersburg | FLORIDA | 33716 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
CALIFORNIA | HAWAII | MISSOURI | NORTH CAROLINA | VIRGINIA | WISCONSIN |
|
Recipient | Recipient CRD Number | | None |
|
Sigma FIn Corp | 14303 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
---|
300 Parkland Plaza |
City | State/Province/Country | ZIP/Postal Code |
Ann Arbor | MICHIGAN | 48103 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
ILLINOIS | MICHIGAN | MINNESOTA |
|
Recipient | Recipient CRD Number | | None |
|
M. Todd Petersen | 1311730 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
WFG | 22704 |
Street Address 1 | Street Address 2 |
---|
1420 Rock Ridge Dr | Suite 160 |
City | State/Province/Country | ZIP/Postal Code |
Roseville | CALIFORNIA | 15661 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Robert Messett | 2918392 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
WFG | 22704 |
Street Address 1 | Street Address 2 |
---|
215 Dobule Oaks Dr |
City | State/Province/Country | ZIP/Postal Code |
Double Oak | TEXAS | 17077 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
13. Offering and Sales Amounts
Total Offering Amount | $80,000,000 | USD | |
Total Amount Sold | $26,637,350 | USD |
Total Remaining to be Sold | $53,362,650 | USD | |
Clarification of Response (if Necessary):
Offering is closed.14. Investors
| Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |
| Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: | |
15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $2,084,445 | USD | |
Finders' Fees | $0 | USD | |
Clarification of Response (if Necessary):
16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
Clarification of Response (if Necessary):
Number reflects engineereing and completion fees received by the Managing General Partner based on the issuer's share of the wells it drills.Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
- Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
- Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
- Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Regulation D for one of the reasons stated in Rule 505(b)(2)(iii) or Rule 506(d).
|
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
Issuer | Signature | Name of Signer | Title | Date |
---|
APX Drilling Partners 2014-B, LP | David Cohen | David Cohen | VP, APX Energy, LLC, MGP | 2015-04-06 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.