Exhibit 1.01
Broadcom Limited
Conflict Minerals Report
For The Calendar Year Ended December 31, 2015
This Conflict Minerals Report (this “Report”) of Broadcom Limited for the calendar year ended December 31, 2015 (the “Reporting Period”) is filed in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”) and pursuant to the Company’s Specialized Disclosure Report on Form SD (“Form SD”) for the Reporting Period filed with the Securities and Exchange Commission (the “SEC”). The Rule imposes certain reporting and disclosure obligations on SEC registrants for which cassiterite, columbite-tantalite, gold, wolframite, or their derivatives, which are limited to tin, tantalum and tungsten (“conflict minerals”) are necessary to the functionality or production of a product manufactured, or contracted to be manufactured, by the registrant. References in this Report to “Broadcom,” “the Company,” “we,” “our,” or “us” refer to Broadcom Limited and its subsidiaries, on a consolidated basis, unless otherwise indicated or the context otherwise requires.
Recent Developments
Broadcom Limited is the successor to Avago Technologies Limited (“Avago”). This Report for the Reporting Period relates solely to our predecessor, Avago. Broadcom Limited acquired Broadcom Corporation on February 1, 2016.
Company and Product Overview
Broadcom is a leading designer, developer and global supplier of a broad range of analog and digital semiconductor connectivity solutions with a focus on analog III-V based products and complex digital and mixed signal complementary metal oxide semiconductor based devices. Broadcom’s extensive product portfolio serves four primary end markets: wired infrastructure, wireless communications, enterprise storage and industrial & other. Applications for our products in these end markets include: data center networking, home connectivity, broadband access, telecommunications equipment, smartphones and base stations, data center servers and storage, factory automation, power generation and alternative energy systems, and displays.
Overview of Conflict Mineral Program
Broadcom’s due diligence framework with regards to conflict minerals, which is summarized below, is designed to conform in all material respects with the Organization for Economic Co-operation and Development (“OECD”) Guidance for Responsible Supply Chains for Minerals from Conflict-Affected and High Risk Areas, and the Supplements on Tin, Tantalum and Tungsten and on Gold.
Step 1- Establish strong company management systems:
• | Adopt a Conflict Mineral Policy and make it publicly available on our website (http://www.broadcom.com/corporate_responsibility/environment.php). |
• | Establish an internal conflict minerals team led by our Global Quality organization to implement our conflict minerals policy, which reports program activities to executive management on a regular basis. |
• | Establish a public email address (avago.conflict-minerals@broadcom.com) for general inquiries. |
• | Establish a grievance mechanism to enable employees, suppliers and stakeholders to report any concerns and violations. |
• | Maintain records relating to our conflict minerals program. |
• | Utilize the Conflict Minerals Reporting Template (“CMRT”), a standardized reporting template developed by the Conflict-Free Sourcing Initiative (“CFSI”) to identify smelters and refiners that process the necessary conflict minerals contained in our products. |
Step 2- Identify and assess risks in the supply chain
• | Survey our supply chain using the CMRT, requesting identified direct suppliers to identify smelters and refiners and country of origin of the conflict minerals. |
• | Contact suppliers who returned CMRT with trigger items to follow up based on internally defined criteria. |
• | Compare our final smelters and refiners list against the list of facilities maintained by the Conflict-Free Smelters Program (“CFSP”) to identify which smelters and refiners are certified “conflict-free” (“CFSP-compliant”) or active. |
Step 3- Design and implement a strategy to respond to identified risks
• | Devise a risk management plan to respond to identified risk in the event that Broadcom’s due diligence process identifies smelters in the supply chain to be sourcing or processing conflict minerals from DRC or adjoining countries (together, the “DRC”), and are not CFSP-compliant. |
• | Perform risk mitigation efforts by contacting suppliers to encourage them to purchase materials from smelters or refiners validated as “conflict-free” by an independent auditor to demonstrate compliant with the CFSP assessment protocols and implement due diligence measures for conflict-free sourcing. |
• | Contact smelters and refiners who are not CFSP-compliant or active, whose email contact information is available from CFSI, to encourage them to participate in an independent third party audit program to demonstrate compliant with the CFSP assessment protocols. |
• | Provide status reports including information on the source and chain of custody of conflict minerals in our supply chain to our senior management regularly. |
Step 4- Independent third-party audit of smelter/refiner’s due diligence practices
• | Broadcom supports the development of a range of tools and resources including the CFSP, the CMRT, Reasonable Country of Origin Inquiry data and a range of guidance documents on conflict minerals sourcing through our membership with CFSI. |
• | As Broadcom does not source directly from conflict minerals processing facilities, we rely on CFSP to coordinate independent third-party audits on smelters and refiners. |
Step 5- Report annually on supply chain due diligence
• | In accordance with the Rule, Broadcom will file a Form SD and a conflict minerals report with SEC on an annual basis. This Report is also available on our website and we will make available future conflict minerals report on our website (http://www.broadcom.com/corporate_responsibility/environment.php). |
Description of Due Diligence Measures Performed
• | Sent our policy to suppliers to communicate Broadcom’s goal, expectations to co-operate in providing due diligence information, encourage suppliers to purchase materials from smelters or refiners validated as “conflict-free” by an independent auditor demonstrated compliant to CFSP assessment protocols and request that suppliers return a completed CMRT. |
• | Contacted suppliers who returned the CMRT with trigger items to follow up based on internally defined criteria. |
• | Compared our final smelters and refiners list (compiled based on information received from suppliers) against the list of facilities maintained by CFSP to identify which smelters and refiners are CFSP-compliant or active. |
• | Performed outreach to our suppliers who identified smelters and refiners who are not CFSP-compliant or active, to encourage them to purchase materials from CFSP-compliant or active smelters or refiners. |
• | Performed outreach via email to smelters and refiners who are not CFSP-compliant or active, whose email contact information is available from CFSI, by sending CFSI’s standard smelter engagement letter inviting them to commence their participation in an independent third party audit program to demonstrate their compliance with the CFSP assessment protocols. |
• | Provided status reports including information on the source and chain of custody of conflict minerals in our supply chain to our senior management regularly, at least once a quarter. |
Results of Our Due Diligence Measures
Broadcom uses tin, tantalum, tungsten and gold (“3TG”) in the design and manufacture of many of its products and is therefore a “downstream” company in the conflict mineral supply chain. Due to the nature of our supply chain, we do not typically have a direct relationship with 3TG smelters and refiners. Our manufacturing operations employ a wide variety of semiconductors, electromechanical components and raw materials that are also supplied by other downstream companies in the supply chain. Our due diligence process involves seeking data from our relevant suppliers, and these suppliers seeking similar information from their supply chain in order to identify the sources for the necessary conflict minerals. While we review the CMRTs provided by our suppliers for completeness and contact suppliers as required based our internally defined criteria, we rely on the good faith efforts of our supply chain to provide us with reasonable data. We also depend largely on information collected and provided by CFSI obtained through their independent third party audit programs. We achieved a response rate of 98% for our supply chain survey. Despite our outreach efforts, we were unable to obtain the remaining 2%. We have included a list of smelters and refiners as reported to us by our relevant suppliers that may form part of our supply chain, and which have been determined to be legitimate processing facilities by the CFSI, as well as the locations of these facilities, at the end of this CMR. Other processing facilities were reported in our supply chain, however these processing facilities are not listed in the tables at the end of this CMR as they have not yet been determined as legitimate by the CFSI.
Many of our suppliers sourced 3TG from a variety of upstream sources and provided information to us on an aggregated, supplier-wide level. Due to the fungible nature of these materials, we understand that these suppliers were unable to trace the 3TG that they source into the products provided to any particular customers (including Broadcom). As a result, our list of 3TG processing facilities potentially contains more facilities than are actually used in our supply chain. In addition, our list of facilities may not include all the smelters and refiners in our supply chain as some of our suppliers were unable to identify the smelters and refiners of some of the conflict minerals and not all of our suppliers responded to our survey.
We compared smelters and refiners declared by our suppliers against the list of facilities that are certified “conflict free” by the CFSP and obtained countries of origin information (when available) from CFSI. We have identified 299 smelters and refiners determined to be legitimate processing facilities by the CFSI, of which 214 have been validated as CFSP-compliant, 33 are listed as “Active” as they are at various stage of the audit cycle in the CFSP, and the remaining 52 have no known participation in the CFSP. However, we were unable to ascertain the country of origin and/or chain of custody of all necessary conflict minerals because, for this reporting period, many smelter and refiner facilities had not yet received a “conflict free” designation.
Ongoing Improvement Efforts
For the next reporting period, we intend to implement steps to further mitigate the risk that conflict minerals that are necessary to the functionality or production of our products finance or benefit armed groups in the DRC.
These steps include:
a. | working with relevant suppliers to update their conflict minerals reporting template using the latest CMRT, and verify the identified smelters with the latest CFSI’s updated CFSI list; |
b. | continuing to refine our conflict minerals program to improve our reasonable due diligence measures in our effort to determine the source and chain of custody of conflict minerals; |
c. | continuing to work with suppliers and others on industry-wide solutions to enable products that are DRC conflict free; |
d. | when required by the Rule, obtaining an independent private sector audit for the Report; and |
e. | extending the reasonable country of origin inquiry and due diligence measures on our recently acquired entity, Broadcom Corporation. Prior to its acquisition, Broadcom Corporation was publicly listed and compliant with the Rule. |
Tables of Our Conflict Minerals Processing Smelters or Refiners
The smelter and refiner facility names and country location set forth in the lists below are based on information provided by CFSI as of 11th February 2016.
Table 1: Smelters and refiners that have been certified “conflict-free” (CFSP-compliant)
Metal | Smelter or Refiner Name | Country Location | ||
Gold | Aida Chemical Industries Co., Ltd. | Japan | ||
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | Germany | ||
Gold | AngloGold Ashanti Córrego do Sítio Minerção | Brazil | ||
Gold | Argor-Heraeus SA | Switzerland | ||
Gold | Asahi Pretec Corporation | Japan | ||
Gold | Asahi Refining Canada Ltd. | Canada | ||
Gold | Asahi Refining USA Inc. | United States | ||
Gold | Asaka Riken Co., Ltd. | Japan | ||
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey | ||
Gold | Aurubis AG | Germany | ||
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | ||
Gold | Boliden AB | Sweden | ||
Gold | C. Hafner GmbH + Co. KG | Germany | ||
Gold | CCR Refinery – Glencore Canada Corporation | Canada | ||
Gold | Chimet S.p.A. | Italy | ||
Gold | DODUCO GmbH | Germany | ||
Gold | Dowa | Japan | ||
Gold | Eco-System Recycling Co., Ltd. | Japan | ||
Gold | Elemetal Refining, LLC | United States | ||
Gold | Heimerle + Meule GmbH | Germany |
Gold | Heraeus Ltd. Hong Kong | Hong Kong | ||
Gold | Heraeus Precious Metals GmbH & Co. KG | Germany | ||
Gold | Ishifuku Metal Industry Co., Ltd. | Japan | ||
Gold | Istanbul Gold Refinery | Turkey | ||
Gold | Japan Mint | Japan | ||
Gold | Jiangxi Copper Co., Ltd. | China | ||
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation | ||
Gold | JSC Uralelectromed | Russian Federation | ||
Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | ||
Gold | Kazzinc Ltd | Kazakhstan | ||
Gold | Kennecott Utah Copper LLC | United States | ||
Gold | Kojima Chemicals Co., Ltd | Japan | ||
Gold | L’ azurde Company For Jewelry | Saudi Arabia | ||
Gold | LS-NIKKO Copper Inc. | Korea, Republic Of | ||
Gold | Materion | United States | ||
Gold | Matsuda Sangyo Co., Ltd. | Japan | ||
Gold | Metalor Technologies (Hong Kong) Ltd | Hong Kong | ||
Gold | Metalor Technologies (Singapore) Pte. Ltd. | Singapore | ||
Gold | Metalor Technologies SA | Switzerland | ||
Gold | Metalor USA Refining Corporation | United States | ||
Gold | Metalúrgica Met-Mex Peñoles S.A. De C.V. | Mexico | ||
Gold | Mitsubishi Materials Corporation | Japan | ||
Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | ||
Gold | MMTC-PAMP India Pvt., Ltd. | India | ||
Gold | Moscow Special Alloys Processing Plant | Russian Federation | ||
Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | Turkey | ||
Gold | Nihon Material Co. LTD | Japan | ||
Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | Austria | ||
Gold | Ohura Precious Metal Industry Co., Ltd | Japan | ||
Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet) | Russian Federation | ||
Gold | OJSC Novosibirsk Refinery | Russian Federation | ||
Gold | PAMP SA | Switzerland | ||
Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | ||
Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | ||
Gold | PX Précinox SA | Switzerland | ||
Gold | Rand Refinery (Pty) Ltd | South Africa | ||
Gold | Republic Metals Corporation | United States | ||
Gold | Royal Canadian Mint | Canada | ||
Gold | Schone Edelmetaal B.V. | Netherlands | ||
Gold | SEMPSA Joyería Platería SA | Spain | ||
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | ||
Gold | Sichuan Tianze Precious Metals Co., Ltd. | China |
Gold | Singway Technology Co., Ltd. | Taiwan | ||
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | ||
Gold | Solar Applied Materials Technology Corp. | Taiwan | ||
Gold | Sumitomo Metal Mining Co., Ltd. | Japan | ||
Gold | T.C.A S.p.A | Italy | ||
Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | ||
Gold | The Refinery of Shandong Gold Mining Co. Ltd | China | ||
Gold | Tokuriki Honten Co., Ltd | Japan | ||
Gold | Umicore Brasil Ltda | Brazil | ||
Gold | Umicore Precious Metals Thailand | Thailand | ||
Gold | Umicore SA Business Unit Precious Metals Refining | Belgium | ||
Gold | United Precious Metal Refining, Inc. | United States | ||
Gold | Valcambi SA | Switzerland | ||
Gold | Western Australian Mint trading as The Perth Mint | Australia | ||
Gold | Yamamoto Precious Metal Co., Ltd. | Japan | ||
Gold | Yokohama Metal Co., Ltd. | Japan | ||
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | ||
Gold | Zijin Mining Group Co., Ltd. Gold Refinery | China | ||
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | China | ||
Tantalum | Conghua Tantalum and Niobium Smeltry | China | ||
Tantalum | D Block Metals, LLC | United States | ||
Tantalum | Duoluoshan | China | ||
Tantalum | Exotech Inc. | United States | ||
Tantalum | F&X Electro-Materials Ltd. | China | ||
Tantalum | FIR Metals & Resource Ltd. | China | ||
Tantalum | Global Advanced Metals Aizu | Japan | ||
Tantalum | Global Advanced Metals Boyertown | United States | ||
Tantalum | Guangdong Zhiyuan New Material Co., Ltd | China | ||
Tantalum | Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch | China | ||
Tantalum | H.C. Starck Co., Ltd. | Thailand | ||
Tantalum | H.C. Starck GmbH Goslar | Germany | ||
Tantalum | H.C. Starck GmbH Laufenburg | Germany | ||
Tantalum | H.C. Starck Hermsdorf GmbH | Germany | ||
Tantalum | H.C. Starck Inc. | United States | ||
Tantalum | H.C. Starck Ltd. | Japan | ||
Tantalum | H.C. Starck Smelting GmbH & Co.KG | Germany | ||
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd | China | ||
Tantalum | Hi-Temp Specialty Metals, Inc. | United States | ||
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | ||
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | ||
Tantalum | Jiujiang Tanbre Co., Ltd. | China | ||
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | ||
Tantalum | KEMET Blue Metals | Mexico |
Tantalum | Kemet Blue Powder | United States | ||
Tantalum | King-Tan Tantalum Industry Ltd. | China | ||
Tantalum | LSM Brasil S.A. | Brazil | ||
Tantalum | Metallurgical Products India Pvt. Ltd. | India | ||
Tantalum | Mineração Taboca S.A. | Brazil | ||
Tantalum | Mitsui Mining & Smelting | Japan | ||
Tantalum | Molycorp Silmet A.S. | Estonia | ||
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | ||
Tantalum | Plansee SE Liezen | Austria | ||
Tantalum | Plansee SE Reutte | Austria | ||
Tantalum | QuantumClean | United States | ||
Tantalum | Resind Indústria e Comércio Ltda. | Brazil | ||
Tantalum | RFH Tantalum Smeltry Co., Ltd | China | ||
Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | ||
Tantalum | Taki Chemicals | Japan | ||
Tantalum | Telex Metals | United States | ||
Tantalum | Tranzact, Inc. | United States | ||
Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | ||
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | ||
Tantalum | Yichun Jin Yang Rare Metal Co., Ltd | China | ||
Tantalum | Zhuzhou Cement Carbide | China | ||
Tin | Alpha | United States | ||
Tin | China Tin Group Co., Ltd. | China | ||
Tin | Cooperativa Metalurgica de Rondônia Ltda. | Brazil | ||
Tin | CV Ayi Jaya | Indonesia | ||
Tin | CV Gita Pesona | Indonesia | ||
Tin | CV Serumpun Sebalai | Indonesia | ||
Tin | CV United Smelting | Indonesia | ||
Tin | CV Venus Inti Perkasa | Indonesia | ||
Tin | Dowa | Japan | ||
Tin | Elmet S.L.U. | Spain | ||
Tin | EM Vinto | Bolivia | ||
Tin | Fenix Metals | Poland | ||
Tin | Gejiu Non-Ferrous Metal Processing Co. Ltd. | China | ||
Tin | Jiangxi Ketai Advanced Material Co., Ltd. | China | ||
Tin | Magnu’s Minerais Metais e Ligas LTDA | Brazil | ||
Tin | Malaysia Smelting Corporation (MSC) | Malaysia | ||
Tin | Melt Metais e Ligas S/A | Brazil | ||
Tin | Metallic Resources, Inc. | United States | ||
Tin | Metallo-Chimique N.V. | Belgium | ||
Tin | Mineração Taboca S.A. | Brazil | ||
Tin | Minsur | Peru | ||
Tin | Mitsubishi Materials Corporation | Japan |
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | ||
Tin | O.M. Manufacturing Philippines, Inc. | Philippines | ||
Tin | Operaciones Metalurgical S.A. | Bolivia | ||
Tin | PT Aries Kencana Sejahtera | Indonesia | ||
Tin | PT Artha Cipta Langgeng | Indonesia | ||
Tin | PT ATD Makmur Mandiri Jaya | Indonesia | ||
Tin | PT Babel Inti Perkasa | Indonesia | ||
Tin | PT Bangka Prima Tin | Indonesia | ||
Tin | PT Bangka Tin Industry | Indonesia | ||
Tin | PT Belitung Industri Sejahtera | Indonesia | ||
Tin | PT BilliTin Makmur Lestari | Indonesia | ||
Tin | PT Bukit Timah | Indonesia | ||
Tin | PT Cipta Persada Mulia | Indonesia | ||
Tin | PT DS Jaya Abadi | Indonesia | ||
Tin | PT Eunindo Usaha Mandiri | Indonesia | ||
Tin | PT Inti Stania Prima | Indonesia | ||
Tin | PT Justindo | Indonesia | ||
Tin | PT Mitra Stania Prima | Indonesia | ||
Tin | PT Panca Mega Persada | Indonesia | ||
Tin | PT Prima Timah Utama | Indonesia | ||
Tin | PT Refined Bangka Tin | Indonesia | ||
Tin | PT Sariwiguna Binasentosa | Indonesia | ||
Tin | PT Stanindo Inti Perkasa | Indonesia | ||
Tin | PT Sukses Inti Makmur | Indonesia | ||
Tin | PT Sumber Jaya Indah | Indonesia | ||
Tin | PT Timah (Persero) Tbk Kundur | Indonesia | ||
Tin | PT Timah (Persero) Tbk Mentok | Indonesia | ||
Tin | PT Tinindo Inter Nusa | Indonesia | ||
Tin | PT Tommy Utama | Indonesia | ||
Tin | PT Wahana Perkit Jaya | Indonesia | ||
Tin | Resind Indústria e Comércio Ltda. | Brazil | ||
Tin | Rui Da Hung | Taiwan | ||
Tin | Soft Metais Ltda. | Brazil | ||
Tin | Thaisarco | Thailand | ||
Tin | VQB Mineral and Trading Group JSC | Vietnam | ||
Tin | White Solder Metalurgia e Mineração Ltda. | Brazil | ||
Tin | Yunnan Tin Company, Ltd. | China | ||
Tungsten | A.L.M.T. TUNGSTEN Corp. | Japan | ||
Tungsten | Asia Tungsten Products Vietnam Ltd. | Vietnam | ||
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | China | ||
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | ||
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | China | ||
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | China |
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | ||
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | ||
Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | China | ||
Tungsten | Global Tungsten & Powders Corp. | United States | ||
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | ||
Tungsten | H.C. Starck GmbH | Germany | ||
Tungsten | H.C. Starck Smelting GmbH & Co.KG | Germany | ||
Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | ||
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | China | ||
Tungsten | Hydrometallurg, JSC | Russian Federation | ||
Tungsten | Japan New Metals Co., Ltd. | Japan | ||
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | ||
Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | China | ||
Tungsten | Kennametal Huntsville | United States | ||
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | ||
Tungsten | Niagara Refining LLC | United States | ||
Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | Vietnam | ||
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | Vietnam | ||
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | Vietnam | ||
Tungsten | Wolfram Bergbau und Hütten AG | Austria | ||
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | ||
Tungsten | Xiamen Tungsten Co., Ltd | China | ||
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | China |
Table 2: Smelters and refiners that have not been certified conflict-free but actively working towards it (Active)
Metal | Smelter or Refiner Name | Country Location | ||
Gold | Advanced Chemical Company | United States | ||
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | ||
Gold | Cendres & Métaux SA | Switzerland | ||
Gold | Daejin Indus Co., Ltd. | South Korea | ||
Gold | DSC (Do Sung Corporation) | Republic of Korea | ||
Gold | Faggi Enrico S.p.A. | Italy | ||
Gold | Metalor Technologies (Suzhou) Ltd. | China | ||
Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | ||
Gold | Samduck Precious Metals | Republic of Korea | ||
Gold | SAXONIA Edelmetalle GmbH | Germany | ||
Gold | Torecom | Republic of Korea | ||
Gold | WIELAND Edelmetalle GmbH | Germany | ||
Tantalum | Avon Specialty Metals Ltd. | United Kingdom | ||
Tin | An Thai Minerals Co., Ltd. | Vietnam | ||
Tin | An Vinh Joint Stock Mineral Processing Company | Vietnam |
Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | ||
Tin | CV Dua Sekawan | Indonesia | ||
Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Vietnam | ||
Tin | Feinhütte Halsbrücke GmbH | Germany | ||
Tin | Gejiu Kai Meng Industry and Trade LLC | China | ||
Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Vietnam | ||
Tin | Phoenix Metal Ltd. | Rwanda | ||
Tin | PT Karimun Mining | Indonesia | ||
Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Vietnam | ||
Tin | Yunnan Chengfeng Non-ferrous Metals Co.,Ltd. | China | ||
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | China | ||
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | China | ||
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | ||
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | ||
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | ||
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | ||
Tungsten | Kennametal Fallon | United States | ||
Tungsten | Sanher Tungsten Vietnam Co., Ltd. | Vietnam |
Table 3: Smelters and refiners that have not been certified conflict-free and with no known participation in CFSP
Metal | Smelter or Refiner Name | Country Location | ||
Gold | * Caridad | Mexico | ||
Gold | * Chugai Mining | Japan | ||
Gold | * Daye Non-Ferrous Metals Mining Ltd. | China | ||
Gold | * Fidelity Printers and Refiners Ltd. | Zimbabwe | ||
Gold | * Geib Refining Corporation | United States | ||
Gold | * Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China | ||
Gold | * Hunan Chenzhou Mining Co., Ltd. | China | ||
Gold | * Hwasung CJ Co. Ltd | Republic Of Korea | ||
Gold | * Kazakhmys Smelting LLC | Kazakhstan | ||
Gold | * KGHM Polska Miedź Spółka Akcyjna | Poland | ||
Gold | * Korea Metal Co. Ltd | Republic Of Korea | ||
Gold | * Korea Zinc Co., Ltd. | Republic Of Korea | ||
Gold | * Morris and Watson | New Zealand | ||
Gold | * Samwon Metals Corp. | Republic Of Korea | ||
Gold | * Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China | ||
Tin | * Estanho de Rondônia S.A. | Brazil | ||
Tin | * Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | ||
Tin | * Gejiu Zili Mining And Metallurgy Co., Ltd. | China | ||
Tin | * Linwu Xianggui Ore Smelting Co., Ltd. | China |
Tungsten | * Ganxian Shirui New Material Co., Ltd. | China | ||
Tungsten | * Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | China | ||
Tungsten | * Pobedit, JSC | Russian Federation | ||
Gold | Aktyubinsk Copper Company TOO | Kazakhstan | ||
Gold | Al Etihad Gold Refinery DMCC | United Arab Emirates | ||
Gold | Emirates Gold DMCC | United Arab Emirates | ||
Gold | Gansu Seemine Material Hi-Tech Co Ltd | China | ||
Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | ||
Gold | Guangdong Jinding Gold Limited | China | ||
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China | ||
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | China | ||
Gold | Kaloti Precious Metals | United Arab Emirates | ||
Gold | Kyrgyzaltyn JSC | Kyrgyzstan | ||
Gold | Lingbao Gold Company Limited | China | ||
Gold | Lingbao Jinyuan Tonghui Refinery Co. Ltd. | China | ||
Gold | Luoyang Zijin Yinhui Metal Smelt Co Ltd | China | ||
Gold | Penglai Penggang Gold Industry Co Ltd | China | ||
Gold | Remondis Argentia B.V. | Netherlands | ||
Gold | Sabin Metal Corp. | United States | ||
Gold | So Accurate Group, Inc. | United States | ||
Gold | Sudan Gold Refinery | Sudan | ||
Gold | Tongling Nonferrous Metals Group Co.,Ltd | China | ||
Gold | Yunnan Copper Industry Co Ltd | China | ||
Tin | CNMC (Guangxi) PGMA Co., Ltd. | China | ||
Tin | Huichang Jinshunda Tin Co. Ltd | China | ||
Tin | Nankang Nanshan Tin Manufactory Co., Ltd | China | ||
Tin | PT Alam Lestari Kencana | Indonesia | ||
Tin | PT Bangka Kudai Tin | Indonesia | ||
Tin | PT Bangka Timah Utama Sejahtera | Indonesia | ||
Tin | PT Fang Di MulTindo | Indonesia | ||
Tin | PT Pelat Timah Nusantara Tbk | Indonesia | ||
Tin | PT Seirama Tin investment | Indonesia | ||
Tin | PT Tirus Putra Mandiri | Indonesia |
* | According to CFSI, these smelters or refiners are in communication with CFSI with regards to CFSP participation. |