The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
| ||||||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 | 624 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
| ABBOTT LABS | COM | 002824100 | 494 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 867 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
| AEMETIS INC | COM NEW | 00770K202 | 621 | 172,000 | SH | SOLE | 172,000 | 0 | 0 | ||
| AFLAC INC | COM | 001055102 | 342 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| AGRIUM INC | COM | 008916108 | 205 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 568 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
| ALLIANCEBERNSTEIN GBL HGH IN | COM | 01879R106 | 1,205 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| ALPHA NAT RES INC | COM | 02076X102 | 6 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
| ALTRIA GROUP INC | COM | 02209S103 | 434 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
| AMAZON COM INC | COM | 023135106 | 1,129 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
| AMERICAN EXPRESS CO | COM | 025816109 | 412 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| AMERIGAS PARTNERS L P | UNIT L P INT | 030975106 | 372 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
| AMGEN INC | COM | 031162100 | 541 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
| ANWORTH MORTGAGE ASSET CP | COM | 037347101 | 747 | 152,000 | SH | SOLE | 152,000 | 0 | 0 | ||
| APPLE INC | COM | 037833100 | 9,638 | 77,000 | SH | SOLE | 77,000 | 0 | 0 | ||
| AQUA AMERICA INC | COM | 03836W103 | 254 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| ARES CAP CORP | COM | 04010L103 | 354 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
| AT&T INC | COM | 00206R102 | 1,443 | 41,000 | SH | SOLE | 41,000 | 0 | 0 | ||
| BAIDU INC | SPON ADR REP A | 056752108 | 378 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
| BANK AMER CORP | COM | 060505104 | 1,436 | 84,000 | SH | SOLE | 84,000 | 0 | 0 | ||
| BANK HAWAII CORP | COM | 062540109 | 667 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| BANK MONTREAL QUE | COM | 063671101 | 270 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| BARCLAYS BK PLC | DJUBS CMDT ETN36 | 06738C778 | 399 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 205 | 0 | SH | SOLE | 0 | 0 | 0 | ||
| BLACKROCK CORE BD TR | SHS BEN INT | 09249E101 | 196 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
| BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 8,697 | 686,000 | SH | SOLE | 686,000 | 0 | 0 | ||
| BLACKROCK DEBT STRAT FD INC | COM | 09255R103 | 77 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
| BLACKROCK FLOATING RATE INCO | COM | 091941104 | 628 | 48,000 | SH | SOLE | 48,000 | 0 | 0 | ||
| BLACKROCK MUN 2020 TERM TR | COM SHS | 09249X109 | 778 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | 574 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
| BLACKROCK MUNI N Y INTER DUR | COM | 09255F109 | 379 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
| BLACKROCK MUNIHLDNGS QLTY II | COM | 09254C107 | 1,221 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
| BLACKROCK MUNIHOLDNGS QLTY I | COM | 09254A101 | 143 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
| BLACKROCK MUNIY QUALITY FD I | COM | 09254G108 | 616 | 49,000 | SH | SOLE | 49,000 | 0 | 0 | ||
| BLACKROCK MUNIYIELD QUALITY | COM | 09254F100 | 249 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
| BLUE EARTH INC | COM | 095428108 | 672 | 616,000 | SH | SOLE | 616,000 | 0 | 0 | ||
| BOEING CO | COM | 097023105 | 3,422 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| BP PLC | SPONSORED ADR | 055622104 | 1,093 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
| BREITBURN ENERGY PARTNERS LP | COM UT LTD PTN | 106776107 | 94 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,090 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
| BROADCOM CORP | CL A | 111320107 | 324 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
| BROOKDALE SR LIVING INC | COM | 112463104 | 297 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
| CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 312 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
| CALAMOS CONV & HIGH INCOME F | COM SHS | 12811P108 | 149 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
| CALAMOS STRATEGIC TOTL RETN | COM SH BEN INT | 128125101 | 163 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| CBS CORP NEW | CL B | 124857202 | 392 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
| CENTURYLINK INC | COM | 156700106 | 359 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
| CHESAPEAKE ENERGY CORP | COM | 165167107 | 444 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
| CHEVRON CORP NEW | COM | 166764100 | 1,957 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| CIENA CORP | COM NEW | 171779309 | 231 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| CISCO SYS INC | COM | 17275R102 | 812 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| CLOROX CO DEL | COM | 189054109 | 371 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
| CMS ENERGY CORP | COM | 125896100 | 239 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
| COCA COLA CO | COM | 191216100 | 230 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
| COLUMBIA BKG SYS INC | COM | 197236102 | 360 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
| COMCAST CORP NEW | CL A | 20030N101 | 527 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
| COMCAST CORP NEW | CL A SPL | 20030N200 | 230 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
| COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 20441A102 | 383 | 74,000 | SH | SOLE | 74,000 | 0 | 0 | ||
| CONOCOPHILLIPS | COM | 20825C104 | 645 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
| COSTCO WHSL CORP NEW | COM | 22160K105 | 1,888 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
| DANAHER CORP DEL | COM | 235851102 | 762 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
| DBX ETF TR | DX TRACKR GERMN | 233051408 | 284 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
| DISNEY WALT CO | COM DISNEY | 254687106 | 465 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
| DOUBLELINE INCOME SOLUTIONS | COM | 258622109 | 563 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
| DOW CHEM CO | COM | 260543103 | 730 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
| DREYFUS STRATEGIC MUNS INC | COM | 261932107 | 103 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
| DU PONT E I DE NEMOURS & CO | COM | 263534109 | 444 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
| E M C CORP MASS | COM | 268648102 | 548 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
| EATON VANCE N Y MUN BD FD II | COM | 27828T109 | 160 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
| EATON VANCE NEW YORK MUN BD | COM | 27827Y109 | 160 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
| EATON VANCE SH TM DR DIVR IN | COM | 27828V104 | 329 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
| EMERSON ELEC CO | COM | 291011104 | 264 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| ENABLE MIDSTREAM PARTNERS LP | COM UNIT RP IN | 292480100 | 475 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 223 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
| EQUIFAX INC | COM | 294429105 | 388 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
| EXELIXIS INC | COM | 30161Q104 | 231 | 62,000 | SH | SOLE | 62,000 | 0 | 0 | ||
| EXXON MOBIL CORP | COM | 30231G102 | 2,345 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
| FACEBOOK INC | CL A | 30303M102 | 467 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| FIRST TR ABERDEEN GLBL OPP F | COM SHS | 337319107 | 767 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
| FIRST TR EXCHANGE TRADED FD | DORSEY WRT 5 ETF | 33738R605 | 761 | 31,000 | SH | SOLE | 31,000 | 0 | 0 | ||
| FLAHERTY & CRUMRINE TOTAL RE | COM | 338479108 | 6,632 | 340,000 | SH | SOLE | 340,000 | 0 | 0 | ||
| FLAHERTY&CRMN PFD SEC INCOM | COM | 338478100 | 3,993 | 214,000 | SH | SOLE | 214,000 | 0 | 0 | ||
| FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 537 | 36,000 | SH | SOLE | 36,000 | 0 | 0 | ||
| FRANKLIN LTD DURATION INC TR | COM | 35472T101 | 871 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| FRONTIER COMMUNICATIONS CORP | COM | 35906A108 | 195 | 39,000 | SH | SOLE | 39,000 | 0 | 0 | ||
| FX ENERGY INC | COM | 302695101 | 17 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
| GAMCO GLOBAL GOLD NAT RES & | COM SH BEN INT | 36465A109 | 268 | 41,000 | SH | SOLE | 41,000 | 0 | 0 | ||
| GENERAL DYNAMICS CORP | COM | 369550108 | 232 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
| GENERAL ELECTRIC CO | COM | 369604103 | 2,588 | 97,000 | SH | SOLE | 97,000 | 0 | 0 | ||
| GERDAU S A | SPON ADR REP PFD | 373737105 | 353 | 147,000 | SH | SOLE | 147,000 | 0 | 0 | ||
| GILEAD SCIENCES INC | COM | 375558103 | 1,329 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
| GOOGLE INC | CL A | 38259P508 | 490 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
| GOOGLE INC | CL C | 38259P706 | 467 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
| HANCOCK JOHN INCOME SECS TR | COM | 410123103 | 208 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| HANCOCK JOHN PFD INCOME FD | SH BEN INT | 41013W108 | 386 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| HANCOCK JOHN PFD INCOME FD I | COM | 41021P103 | 1,401 | 84,000 | SH | SOLE | 84,000 | 0 | 0 | ||
| HERITAGE FINL CORP WASH | COM | 42722X106 | 1,215 | 68,000 | SH | SOLE | 68,000 | 0 | 0 | ||
| HOEGH LNG PARTNERS LP | COM UNIT LTD | Y3262R100 | 375 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| HOME DEPOT INC | COM | 437076102 | 254 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
| INTEL CORP | COM | 458140100 | 1,217 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 397 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
| ISHARES | MSCI BRZ CAP ETF | 464286400 | 866 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
| ISHARES | MSCI AC ASIA ETF | 464288182 | 2,417 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
| ISHARES | MSCI ACWI ETF | 464288257 | 2,354 | 53,000 | SH | SOLE | 53,000 | 0 | 0 | ||
| ISHARES | EAFE SML CP ETF | 464288273 | 300 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
| ISHARES | JP MOR EM MK ETF | 464288281 | 1,003 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
| ISHARES INC | CORE MSCI EMKT | 46434G103 | 433 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
| ISHARES TR | SELECT DIVID ETF | 464287168 | 746 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| ISHARES TR | TIPS BD ETF | 464287176 | 1,202 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
| ISHARES TR | CORE S&P500 ETF | 464287200 | 876 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
| ISHARES TR | CORE US AGGBD ET | 464287226 | 3,088 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | 889 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
| ISHARES TR | IBOXX INV CP ETF | 464287242 | 1,782 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| ISHARES TR | GLOB HLTHCRE ETF | 464287325 | 517 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| ISHARES TR | 1-3 YR TR BD ETF | 464287457 | 703 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
| ISHARES TR | MSCI EAFE ETF | 464287465 | 2,268 | 36,000 | SH | SOLE | 36,000 | 0 | 0 | ||
| ISHARES TR | RUS MD CP GR ETF | 464287481 | 308 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
| ISHARES TR | CORE S&P MCP ETF | 464287507 | 3,124 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
| ISHARES TR | RUS 1000 VAL ETF | 464287598 | 2,877 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
| ISHARES TR | S&P MC 400GR ETF | 464287606 | 1,390 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
| ISHARES TR | RUS 1000 GRW ETF | 464287614 | 3,295 | 33,000 | SH | SOLE | 33,000 | 0 | 0 | ||
| ISHARES TR | RUS 2000 VAL ETF | 464287630 | 388 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
| ISHARES TR | RUS 2000 GRW ETF | 464287648 | 423 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 4,157 | 33,000 | SH | SOLE | 33,000 | 0 | 0 | ||
| ISHARES TR | CORE S&P SCP ETF | 464287804 | 637 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| ISHARES TR | U.S. BAS MTL ETF | 464287838 | 1,457 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
| ISHARES TR | SP SMCP600VL ETF | 464287879 | 499 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
| ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | 204 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
| JOHNSON & JOHNSON | COM | 478160104 | 783 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
| JOHNSON CTLS INC | COM | 478366107 | 561 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
| JPMORGAN CHASE & CO | COM | 46625H100 | 1,134 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
| KAYNE ANDERSON MLP INVT CO | COM | 486606106 | 238 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
| KEYCORP NEW | COM | 493267108 | 498 | 33,000 | SH | SOLE | 33,000 | 0 | 0 | ||
| KIMBERLY CLARK CORP | COM | 494368103 | 225 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
| KINDER MORGAN INC DEL | COM | 49456B101 | 653 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
| KRAFT FOODS GROUP INC | COM | 50076Q106 | 269 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
| LGL GROUP INC | *W EXP 08/06/201 | 50186A116 | 0 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
| LILLY ELI & CO | COM | 532457108 | 210 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
| LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | 111 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | 60 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
| MAIDEN HOLDINGS LTD | SHS | G5753U112 | 595 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
| MANAGED DURATION INVT GRD FU | COM | 56165R103 | 1,384 | 104,000 | SH | SOLE | 104,000 | 0 | 0 | ||
| MANNKIND CORP | COM | 56400P201 | 907 | 159,000 | SH | SOLE | 159,000 | 0 | 0 | ||
| MARINE HARVEST ASA | SPONSORED ADR | 56824R205 | 156 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
| MARKET VECTORS ETF TR | COAL ETF | 57060U837 | 759 | 67,000 | SH | SOLE | 67,000 | 0 | 0 | ||
| MCDONALDS CORP | COM | 580135101 | 643 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
| MEDLEY CAP CORP | COM | 58503F106 | 431 | 48,000 | SH | SOLE | 48,000 | 0 | 0 | ||
| MFA FINL INC | COM | 55272X102 | 495 | 67,000 | SH | SOLE | 67,000 | 0 | 0 | ||
| MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 393 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
| MICROSOFT CORP | COM | 594918104 | 9,216 | 209,000 | SH | SOLE | 209,000 | 0 | 0 | ||
| MORGAN STANLEY EMER MKTS DEB | COM | 61744H105 | 463 | 51,000 | SH | SOLE | 51,000 | 0 | 0 | ||
| NEUBERGER BERMAN INTER MUNI | COM | 64124P101 | 776 | 52,000 | SH | SOLE | 52,000 | 0 | 0 | ||
| NEW MEDIA INVT GROUP INC | COM | 64704V106 | 1,178 | 66,000 | SH | SOLE | 66,000 | 0 | 0 | ||
| NEW MTN FIN CORP | COM | 647551100 | 264 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
| NEW SR INVT GROUP INC | COM | 648691103 | 262 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| NEW YORK CMNTY BANCORP INC | COM | 649445103 | 191 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| NIKE INC | CL B | 654106103 | 366 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
| NORDSTROM INC | COM | 655664100 | 558 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
| NUVEEN DIVID ADVANTAGE MUN I | COM | 67071L106 | 158 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
| NUVEEN MULTI MKT INCOME FD | COM | 67075J107 | 1,034 | 122,000 | SH | SOLE | 122,000 | 0 | 0 | ||
| NUVEEN NY AMT FREE MUN INCOM | COM | 670656107 | 154 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
| NUVEEN NY DIVID ADVNTG MUN F | COM | 67066X107 | 205 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| NUVEEN PFD INCOME OPPRTNY FD | COM | 67073B106 | 109 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
| NUVEEN QUALITY INCOME MUN FD | COM | 670977107 | 165 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
| OCH ZIFF CAP MGMT GROUP | CL A | 67551U105 | 254 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
| OCULUS INNOVATIVE SCIENCES I | COM NEW | 67575P207 | 34 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
| OCWEN FINL CORP | COM NEW | 675746309 | 195 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
| OMEROS CORP | COM | 682143102 | 429 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
| ONEBEACON INSURANCE GROUP LT | CL A | G67742109 | 149 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| ORACLE CORP | COM | 68389X105 | 237 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
| PACCAR INC | COM | 693718108 | 1,885 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| PAN AMERICAN SILVER CORP | COM | 697900108 | 168 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| PEABODY ENERGY CORP | COM | 704549104 | 43 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| PEPSICO INC | COM | 713448108 | 241 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
| PETROBRAS ARGENTINA S A | SPONS ADR | 71646J109 | 222 | 33,000 | SH | SOLE | 33,000 | 0 | 0 | ||
| PETROLEO BRASILEIRO SA PETRO | SP ADR NON VTG | 71654V101 | 121 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| PFIZER INC | COM | 717081103 | 1,265 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
| PHILIP MORRIS INTL INC | COM | 718172109 | 356 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
| PHILLIPS 66 | COM | 718546104 | 262 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
| PIMCO CORPORATE & INCOME OPP | COM | 72201B101 | 275 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
| PIMCO CORPORATE INCOME STRAT | COM | 72200U100 | 762 | 54,000 | SH | SOLE | 54,000 | 0 | 0 | ||
| PLUM CREEK TIMBER CO INC | COM | 729251108 | 211 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| POLARIS INDS INC | COM | 731068102 | 201 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
| POWERSHARES ETF TRUST | DWA MOMENTUM PTF | 73935X153 | 311 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
| POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 784 | 33,000 | SH | SOLE | 33,000 | 0 | 0 | ||
| POWERSHARES GLOBAL ETF TRUST | AGG PFD PORT | 73936T565 | 1,220 | 84,000 | SH | SOLE | 84,000 | 0 | 0 | ||
| POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 4,403 | 41,000 | SH | SOLE | 41,000 | 0 | 0 | ||
| PRECISION CASTPARTS CORP | COM | 740189105 | 551 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
| PROCTER & GAMBLE CO | COM | 742718109 | 1,954 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 78 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
| PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 | 153 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
| QUALCOMM INC | COM | 747525103 | 838 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
| REVOLUTION LIGHTING TECHNOLO | COM | 76155G107 | 89 | 77,000 | SH | SOLE | 77,000 | 0 | 0 | ||
| ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 770 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
| RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 6,883 | 86,000 | SH | SOLE | 86,000 | 0 | 0 | ||
| SCHLUMBERGER LTD | COM | 806857108 | 427 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| SHIP FINANCE INTERNATIONAL L | SHS | G81075106 | 279 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
| SOURCE CAP INC | COM | 836144105 | 350 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| SOUTHERN CO | COM | 842587107 | 259 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | 305 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,120 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 502 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
| SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 1,222 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
| SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 280 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
| SPECIAL OPPORTUNITIES FD INC | COM | 84741T104 | 266 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
| ST JUDE MED INC | COM | 790849103 | 282 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
| STARBUCKS CORP | COM | 855244109 | 4,557 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
| STATOIL ASA | SPONSORED ADR | 85771P102 | 374 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
| STEALTHGAS INC | SHS | Y81669106 | 594 | 88,000 | SH | SOLE | 88,000 | 0 | 0 | ||
| T MOBILE US INC | COM | 872590104 | 673 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
| TCW STRATEGIC INCOME FUND IN | COM | 872340104 | 249 | 48,000 | SH | SOLE | 48,000 | 0 | 0 | ||
| TEMPLETON EMERG MKTS INCOME | COM | 880192109 | 303 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
| TESLA MTRS INC | COM | 88160R101 | 386 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
| TEXAS INSTRS INC | COM | 882508104 | 230 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
| TITAN INTL INC ILL | COM | 88830M102 | 186 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
| TRANSPORTADORA DE GAS SUR | SPON ADR B | 893870204 | 46 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| TURQUOISE HILL RES LTD | COM | 900435108 | 362 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
| TWITTER INC | COM | 90184L102 | 221 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
| U S GEOTHERMAL INC | COM | 90338S102 | 5 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| UNION PAC CORP | COM | 907818108 | 662 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
| UNITED TECHNOLOGIES CORP | COM | 913017109 | 269 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
| UNITEDHEALTH GROUP INC | COM | 91324P102 | 407 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
| UQM TECHNOLOGIES INC | COM | 903213106 | 40 | 46,000 | SH | SOLE | 46,000 | 0 | 0 | ||
| US BANCORP DEL | COM NEW | 902973304 | 4,342 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 2,854 | 36,000 | SH | SOLE | 36,000 | 0 | 0 | ||
| VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 4,269 | 53,000 | SH | SOLE | 53,000 | 0 | 0 | ||
| VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 840 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 376 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
| VANGUARD INDEX FDS | REIT ETF | 922908553 | 4,329 | 58,000 | SH | SOLE | 58,000 | 0 | 0 | ||
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 441 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 284 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 6,811 | 64,000 | SH | SOLE | 64,000 | 0 | 0 | ||
| VANGUARD INDEX FDS | VALUE ETF | 922908744 | 6,360 | 76,000 | SH | SOLE | 76,000 | 0 | 0 | ||
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 1,707 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 323 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 1,648 | 34,000 | SH | SOLE | 34,000 | 0 | 0 | ||
| VANGUARD SCOTTSDALE FDS | SHTRM GVT BD ETF | 92206C102 | 350 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 346 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
| VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 496 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
| VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 780 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,641 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
| WAL-MART STORES INC | COM | 931142103 | 218 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
| WELLS FARGO & CO NEW | COM | 949746101 | 301 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| WELLS FARGO ADVANTAGE INCOME | COM SHS | 94987B105 | 107 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
| WELLS FARGO ADVANTAGE MULTI | COM SHS | 94987D101 | 5,708 | 451,000 | SH | SOLE | 451,000 | 0 | 0 | ||
| WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 1,326 | 89,000 | SH | SOLE | 89,000 | 0 | 0 | ||
| WESTERN ASSET MTG DEF OPPTY | COM | 95790B109 | 342 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
| WESTPORT INNOVATIONS INC | COM NEW | 960908309 | 138 | 29,000 | SH | SOLE | 29,000 | 0 | 0 | ||
| XEROX CORP | COM | 984121103 | 415 | 39,000 | SH | SOLE | 39,000 | 0 | 0 | ||
| YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | 552 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
