Form 1-K Issuer Information | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1-K | OMB APPROVAL |
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1-K: Filer Information
Issuer CIK | 0001661779 |
Issuer CCC | XXXXXXXX |
Is filer a shell company? | ![]() ![]() |
Is the electronic copy of an official filing submitted in paper format? | ![]() |
File Number | |
Is this filing by a successor company pursuant to Rule 257(b)(5) resulting from a merger or other business combination? | ![]() ![]() |
Successor File Number |
Is this a LIVE or TEST Filing? | ![]() ![]() |
Would you like a Return Copy? | ![]() |
Period | 12-31-2020 |
Name | |
Phone | |
E-Mail Address |
Notify via Filing Website only? | ![]() |
1-K: Tab 1 Notification
This Form 1-K is to provide an | ![]() ![]() |
Fiscal Year End | 12-31-2020 |
Exact name of issuer as specified in the issuer's charter | STARTENGINE CROWDFUNDING, INC. |
CIK | 0001661779 |
Jurisdiction of Incorporation / Organization | DELAWARE |
I.R.S. Employer Identification Number | 46-5371570 |
Address 1 | 3900 WEST ALAMEDA AVENUE |
Address 2 | SUITE 1200 |
City | BURBANK |
State/Country | CALIFORNIA |
Mailing Zip/ Postal Code | 91505 |
Phone | 800-317-2200 |
Title of each class of securities issued pursuant to Regulation A | Common Shares and Series T Preferred Stock |
1-K: Summary Information Regarding Prior Offering and Proceeds
Summary Information
The following information must be provided for any Regulation A offering that has terminated or completed prior to the filing of this Form 1-K, unless such information has been previously reported in a manner permissible under Rule 257. If such information has been previously reported, check this box and leave the rest of Part I blank.
Commission File Number of the offering statement | 024-11177 |
Date of qualification of the offering statement | 05-29-2020 |
Date of commencement of the offering | 05-29-2020 |
Amount of securities qualified to be sold in the offering | 4555555 |
Amount of securities sold in the offering | 1484227 |
Price per security | $ 11.2500 |
The portion of aggregate sales attributable to securities sold on behalf of the issuer | $ 17412138.75 |
The portion of the aggregate sales attributable to securities sold on behalf of selling securityholders | $ 0.00 |
Fees in connection with this offering and names of service providers.
Underwriters - Name of Service Provider | Underwriters - Fees | $ | |
Sales Commissions - Name of Service Provider | Dalmore Group, LLC | Sales Commissions - Fee | $ 109701.00 |
Finders' Fees - Name of Service Provider | Finders' Fees - Fees | $ | |
Accounting or Audit - Name of Service Provider | dbbMcKennon | Accounting or Audit - Fees | $ 4735.00 |
Legal - Name of Service Provider | CrowdCheck Law LLP | Legal - Fees | $ 35000.00 |
Promoters - Name of Service Provider | Promoters - Fees | $ | |
Blue Sky Compliance - Name of Service Provider | Blue Sky Filings | Blue Sky Compliance - Fees | $ 10000.00 |
CRD Number of any broker or dealer listed | 136352 |
Net proceeds to the issuer | $ 17252702.75 |
Clarification of responses (if necessary) |