The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AFLAC INC | COM | 001055102 | 328 | 9,020 | SH | SOLE | 9,020 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 364 | 12,772 | SH | SOLE | 12,772 | 0 | 0 | ||
ABBOTT LABS | COM | 002824100 | 337 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 312 | 3,558 | SH | SOLE | 3,558 | 0 | 0 | ||
ADOBE INC | COM | 00724F101 | 2,407 | 4,908 | SH | SOLE | 4,908 | 0 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 334 | 1,120 | SH | SOLE | 1,120 | 0 | 0 | ||
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 1,628 | 14,726 | SH | SOLE | 14,726 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,661 | 9,050 | SH | SOLE | 9,050 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 4,416 | 3,005 | SH | SOLE | 3,005 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,831 | 1,249 | SH | SOLE | 1,249 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 2,595 | 824 | SH | SOLE | 824 | 0 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 2,111 | 8,734 | SH | SOLE | 8,734 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 559 | 2,200 | SH | SOLE | 2,200 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 8,829 | 76,236 | SH | SOLE | 76,236 | 0 | 0 | ||
APPLIED MATLS INC | COM | 038222105 | 963 | 16,200 | SH | SOLE | 16,200 | 0 | 0 | ||
ARES CAPITAL CORP | COM | 04010L103 | 2,497 | 179,004 | SH | SOLE | 179,004 | 0 | 0 | ||
BNY MELLON MUN INCOME INC | COM | 05589T104 | 552 | 63,998 | SH | SOLE | 63,998 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 764 | 31,725 | SH | SOLE | 31,725 | 0 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 300 | 3,725 | SH | SOLE | 3,725 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 233 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 1,083 | 1,922 | SH | SOLE | 1,922 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 626 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 563 | 9,331 | SH | SOLE | 9,331 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 3,327 | 42,842 | SH | SOLE | 42,842 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 1,164 | 19,940 | SH | SOLE | 19,940 | 0 | 0 | ||
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 550 | 5,162 | SH | SOLE | 5,162 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 247 | 5,729 | SH | SOLE | 5,729 | 0 | 0 | ||
DARLING INGREDIENTS INC | COM | 237266101 | 245 | 6,800 | SH | SOLE | 6,800 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 642 | 5,178 | SH | SOLE | 5,178 | 0 | 0 | ||
EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 | 239 | 18,684 | SH | SOLE | 18,684 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 2,412 | 9,210 | SH | SOLE | 9,210 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 1,996 | 7,936 | SH | SOLE | 7,936 | 0 | 0 | ||
FIRST REP BK SAN FRANCISCO C | COM | 33616C100 | 2,386 | 21,878 | SH | SOLE | 21,878 | 0 | 0 | ||
GRIFFON CORP | COM | 398433102 | 336 | 17,200 | SH | SOLE | 17,200 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 4,297 | 15,474 | SH | SOLE | 15,474 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 697 | 4,235 | SH | SOLE | 4,235 | 0 | 0 | ||
INVESCO ACTIVELY MANAGED ETF | VAR RATE INVT | 46090A879 | 1,334 | 53,680 | SH | SOLE | 53,680 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,743 | 6,275 | SH | SOLE | 6,275 | 0 | 0 | ||
INVESCO QUALITY MUN INCOME T | COM | 46133G107 | 2,158 | 174,590 | SH | SOLE | 174,590 | 0 | 0 | ||
INVESCO EXCHANGE-TRADED FD T | VAR RATE PFD | 46138G870 | 960 | 38,998 | SH | SOLE | 38,998 | 0 | 0 | ||
ISHARES INC | MSCI AUST ETF | 464286103 | 513 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 4,228 | 22,816 | SH | SOLE | 22,816 | 0 | 0 | ||
ISHARES TR | SP SMCP600VL ETF | 464287879 | 233 | 1,903 | SH | SOLE | 1,903 | 0 | 0 | ||
ISHARES TR | S&P SML 600 GWT | 464287887 | 5,241 | 29,702 | SH | SOLE | 29,702 | 0 | 0 | ||
ISHARES TR | SH TR CRPORT ETF | 464288646 | 618 | 11,251 | SH | SOLE | 11,251 | 0 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 512 | 14,054 | SH | SOLE | 14,054 | 0 | 0 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 640 | 12,610 | SH | SOLE | 12,610 | 0 | 0 | ||
ISHARES TR | IBONDS DEC21 ETF | 46434VBK5 | 3,996 | 159,507 | SH | SOLE | 159,507 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 3,641 | 37,824 | SH | SOLE | 37,824 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 926 | 6,219 | SH | SOLE | 6,219 | 0 | 0 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 508 | 3,440 | SH | SOLE | 3,440 | 0 | 0 | ||
LAS VEGAS SANDS CORP | COM | 517834107 | 831 | 17,800 | SH | SOLE | 17,800 | 0 | 0 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 3,174 | 92,808 | SH | SOLE | 92,808 | 0 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 365 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 4,635 | 22,039 | SH | SOLE | 22,039 | 0 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 924 | 5,050 | SH | SOLE | 5,050 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 1,257 | 2,514 | SH | SOLE | 2,514 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 698 | 1,289 | SH | SOLE | 1,289 | 0 | 0 | ||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 354 | 22,599 | SH | SOLE | 22,599 | 0 | 0 | ||
NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 | 124 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 160 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
OSHKOSH CORP | COM | 688239201 | 410 | 5,582 | SH | SOLE | 5,582 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 1,832 | 9,300 | SH | SOLE | 9,300 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 2,692 | 19,421 | SH | SOLE | 19,421 | 0 | 0 | ||
PIMCO INCOME STRATEGY FD II | COM | 72201J104 | 446 | 49,166 | SH | SOLE | 49,166 | 0 | 0 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 6,621 | 64,938 | SH | SOLE | 64,938 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 750 | 5,397 | SH | SOLE | 5,397 | 0 | 0 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 221 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 769 | 2,296 | SH | SOLE | 2,296 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 367 | 2,074 | SH | SOLE | 2,074 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO SHORT | 78464A474 | 1,232 | 39,279 | SH | SOLE | 39,279 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 275 | 2,360 | SH | SOLE | 2,360 | 0 | 0 | ||
SNAP ON INC | COM | 833034101 | 716 | 4,866 | SH | SOLE | 4,866 | 0 | 0 | ||
SONY CORP | SPONSORED ADR | 835699307 | 2,847 | 37,096 | SH | SOLE | 37,096 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 1,815 | 21,120 | SH | SOLE | 21,120 | 0 | 0 | ||
STRYKER CORPORATION | COM | 863667101 | 2,495 | 11,973 | SH | SOLE | 11,973 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 1,407 | 8,937 | SH | SOLE | 8,937 | 0 | 0 | ||
TELADOC HEALTH INC | COM | 87918A105 | 1,250 | 5,700 | SH | SOLE | 5,700 | 0 | 0 | ||
TELEPHONE & DATA SYS INC | COM NEW | 879433829 | 326 | 17,700 | SH | SOLE | 17,700 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508104 | 2,561 | 17,935 | SH | SOLE | 17,935 | 0 | 0 | ||
TYSON FOODS INC | CL A | 902494103 | 663 | 11,150 | SH | SOLE | 11,150 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 2,220 | 11,275 | SH | SOLE | 11,275 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,667 | 5,346 | SH | SOLE | 5,346 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 5,068 | 25,346 | SH | SOLE | 25,346 | 0 | 0 | ||
WESTERN ASSET MANAGED MUNS F | COM | 95766M105 | 219 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | 392 | 13,556 | SH | SOLE | 13,556 | 0 | 0 | ||
YUM CHINA HLDGS INC | COM | 98850P109 | 1,262 | 23,840 | SH | SOLE | 23,840 | 0 | 0 | ||
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 1,105 | 2,350 | SH | SOLE | 2,350 | 0 | 0 |