SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 03/09/2017 | 3. Issuer Name and Ticker or Trading Symbol Presidio, Inc. [ PSDO ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 535,484 | I | See footnote(1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | (2) | 03/11/2025 | Common Stock | 400,000 | 5 | D | |
Employee Stock Option (right to buy) | (3) | 03/15/2022 | Common Stock | 695,928 | 1.43 | D | |
Employee Stock Option (right to buy) | (4) | 03/09/2027 | Common Stock | 327,600 | 14 | D |
Explanation of Responses: |
1. By The Brizo Limited Partnership. Robert Cagnazzi may be deemed to beneficially own the shares of common stock of Presidio, Inc. held by The Brizo Limited Partnership, the equity interests of which are held by its general partner, KBLAG LTD., and The 2012 Cagnazzi Irrevocable Gift Giving Trust (the "Trust"). Mr Cagnazzi is the President of KBLAG LTD., which holds 1% of the equity interests of The Brizo Limited Partnership. The Trust holds 99% of the equity interests of The Brizo Limited Partnership. The trustee and the beneficiaries of the Trust are members of Mr. Cagnazzi's household. Mr. Cagnazzi disclaims beneficial ownership of all such common stock held by The Brizo Limited Partnership. This report shall not be deemed an admission that Mr. Cagnazzi is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
2. Granted under the Amended and Restated 2015 Long-Term Incentive Plan. There are 40,000 vested options as of the date hereof. There are 360,000 unvested options as of the date hereof. Of the unvested options, (i) 40,000 options vest on March 11 of each of 2017, 2018, 2019, and 2020, subject to continued employment; and (ii) 200,000 options vest upon achievement of certain targets related to multiple of invested capital, subject to continued employment. |
3. Granted under the Amended and Restated 2015 Long-Term Incentive Plan. All options are vested. |
4. Granted under the 2017 Long-Term Incentive Plan. There are no options vested as of the date hereof. Unvested options total 327,600 options as of the date hereof. Of the unvested options, 81,900 options vest on March 9 of each of 2018, 2019, 2020 and 2021, subject to continued employment. |
Remarks: |
/s/ Robert Cagnazzi | 03/09/2017 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |