UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number | 811-23214 |
GraniteShares ETF Trust
(Exact name of registrant as specified in charter)
205 Hudson Street, 7th Floor
New York, NY 10013
(Address of principal executive offices) (Zip code)
William Rhind
GraniteShares ETF Trust
205 Hudson Street, 7th floor
New York, New York 10013
(Name and address of agent for service)
Registrant’s telephone number, including area code:1-800-422-3554
Date of fiscal year end:June 30
Date of reporting period:July 1, 2018 – June 30, 2019
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2018 TO JUNE 30, 2019
Registrant :
Fund Name : Granite Shares HIPS US High Income ETF
Date of fiscal year end: 03/01/2018
In all markets, for all statuses, for
Key-
AGNC Investment Corp.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AGNC | CUSIP 00123Q104 | 04/18/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Gary D. Kain | Mgmt | For | For | For | |
2 | Elect Donna J. Blank | Mgmt | For | For | For | |
3 | Elect Morris A. Davis | Mgmt | For | For | For | |
4 | Elect Larry K. Harvey | Mgmt | For | For | For | |
5 | Elect Prue B. Larocca | Mgmt | For | For | For | |
6 | Elect Paul E. Mullings | Mgmt | For | For | For | |
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
8 | Ratification of Auditor | Mgmt | For | For | For |
Alexander & Baldwin, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ALEX | CUSIP 014491104 | 04/26/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Christopher J. Benjamin | Mgmt | For | For | For | |
1.2 | Elect W. Allen Doane | Mgmt | For | For | For | |
1.3 | Elect Robert S. Harrison | Mgmt | For | Withhold | Against | |
1.4 | Elect David C. Hulihee | Mgmt | For | For | For | |
1.5 | Elect Stanley M. Kuriyama | Mgmt | For | For | For | |
1.6 | Elect Diana M. Laing | Mgmt | For | For | For | |
1.7 | Elect Thomas A. Lewis Jr. | Mgmt | For | For | For | |
1.8 | Elect Douglas M. Pasquale | Mgmt | For | For | For | |
1.9 | Elect Michele K. Saito | Mgmt | For | For | For | |
1.10 | Elect Eric K. Yeaman | Mgmt | For | Withhold | Against | |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |
4 | Ratification of Auditor | Mgmt | For | For | For |
Alexander’s, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ALX | CUSIP 014752109 | 05/16/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Steven Roth | Mgmt | For | For | For | |
1.2 | Elect Wendy A. Silverstein | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
AllianceBernstein Global High Income Fund Inc
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AWF | CUSIP 01879R106 | 03/27/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Nancy P. Jacklin | Mgmt | For | For | For | |
1.2 | Elect Michael J. Downey | Mgmt | For | For | For |
AllianceBernstein Global High Income Fund Inc
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AWF | CUSIP 01879R106 | 12/12/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Approval of New Investment Advisory Agreements | Mgmt | For | For | For |
AllianceBernstein National Municipal Income Fund Inc
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AFB | CUSIP 01864U106 | 03/27/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Nancy P. Jacklin | Mgmt | For | For | For |
American Campus Communities, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ACC | CUSIP 024835100 | 05/01/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect William C. Bayless, Jr. | Mgmt | For | For | For | |
2 | Elect G. Steven Dawson | Mgmt | For | For | For | |
3 | Elect Cydney C. Donnell | Mgmt | For | For | For | |
4 | Elect Mary C. Egan | Mgmt | For | For | For | |
5 | Elect Edward Lowenthal | Mgmt | For | For | For | |
6 | Elect Oliver Luck | Mgmt | For | For | For | |
7 | Elect C. Patrick Oles Jr. | Mgmt | For | For | For | |
8 | Elect John T. Rippel | Mgmt | For | For | For | |
9 | Ratification of Auditor | Mgmt | For | For | For | |
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Annaly Capital Management, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NLY | CUSIP 035710409 | 05/22/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Kevin G. Keyes | Mgmt | For | For | For | |
2 | Elect Thomas Hamilton | Mgmt | For | For | For | |
3 | Elect Kathy H. Hannan | Mgmt | For | For | For | |
4 | Elect Vicki Williams | Mgmt | For | For | For | |
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | |
7 | Ratification of Auditor | Mgmt | For | For | For |
Antero Midstream Partners LP
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AM | CUSIP 03673L103 | 03/08/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Merger | Mgmt | For | For | For |
Apollo Commercial Real Estate Finance, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ARI | CUSIP 03762U105 | 06/12/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Mark C. Biderman | Mgmt | For | For | For | |
1.2 | Elect Robert A. Kasdin | Mgmt | For | For | For | |
1.3 | Elect Cindy Z. Michel | Mgmt | For | Withhold | Against | |
1.4 | Elect Eric L. Press | Mgmt | For | For | For | |
1.5 | Elect Scott S. Prince | Mgmt | For | For | For | |
1.6 | Elect Stuart A. Rothstein | Mgmt | For | For | For | |
1.7 | Elect Michael E. Salvati | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
4 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For |
Apollo Investment Corporation
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AINV | CUSIP 03761U106 | 08/08/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect R. Rudolph Reinfrank | Mgmt | For | For | For | |
1.2 | Elect Barbara R. Matas | Mgmt | For | For | For | |
1.3 | Elect John J. Hannan | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
Apple Hospitality REIT, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
APLE | CUSIP 03784Y200 | 05/16/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Jon A. Fosheim | Mgmt | For | For | For | |
1.2 | Elect Kristian M. Gathright | Mgmt | For | For | For | |
1.3 | Elect Justin G. Knight | Mgmt | For | For | For | |
1.4 | Elect Bruce H. Matson | Mgmt | For | For | For | |
1.5 | Elect Blythe J. McGarvie | Mgmt | For | For | For | |
1.6 | Elect L. Hugh Redd | Mgmt | For | For | For | |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For |
Arbor Realty Trust, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ABR | CUSIP 038923108 | 05/15/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Archie R. Dykes | Mgmt | For | For | For | |
1.2 | Elect Joseph Martello | Mgmt | For | For | For | |
1.3 | Elect Edward Farrell | Mgmt | For | For | For | |
1.4 | Elect Elliot Schwartz | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
Archrock, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AROC | CUSIP 03957W106 | 04/24/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Anne-Marie N. Ainsworth | Mgmt | For | For | For | |
1.2 | Elect Wendell R. Brooks | Mgmt | For | For | For | |
1.3 | Elect D. Bradley Childers | Mgmt | For | For | For | |
1.4 | Elect Gordon T. Hall | Mgmt | For | For | For | |
1.5 | Elect Frances Powell Hawes | Mgmt | For | For | For | |
1.6 | Elect J.W.G. Honeybourne | Mgmt | For | For | For | |
1.7 | Elect James H. Lytal | Mgmt | For | For | For | |
1.8 | Elect Edmund P. Segner III | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Ares Capital Corporation
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ARCC | CUSIP 04010L103 | 06/10/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect R. Kipp deVeer | Mgmt | For | For | For | |
2 | Elect Daniel G. Kelly | Mgmt | For | For | For | |
3 | Elect Eric B. Siegel | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For |
Ares Management Corporation
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ARES | CUSIP 03990B101 | 05/20/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Michael J. Arougheti | Mgmt | For | For | For | |
2 | Elect Antoinette C. Bush | Mgmt | For | For | For | |
3 | Elect Paul G. Joubert | Mgmt | For | For | For | |
4 | Elect David B. Kaplan | Mgmt | For | For | For | |
5 | Elect John H. Kissick | Mgmt | For | For | For | |
6 | Elect Michael Mark Lynton | Mgmt | For | For | For | |
7 | Elect Judy Olian | Mgmt | For | For | For | |
8 | Elect Antony P. Ressler | Mgmt | For | For | For | |
9 | Elect Bennett Rosenthal | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
Armada Hoffler Properties, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AHH | CUSIP 04208T108 | 06/12/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect George F. Allen | Mgmt | For | For | For | |
1.2 | Elect James A. Carroll | Mgmt | For | For | For | |
1.3 | Elect James C. Cherry | Mgmt | For | For | For | |
1.4 | Elect Louis S. Haddad | Mgmt | For | For | For | |
1.5 | Elect Eva S. Hardy | Mgmt | For | For | For | |
1.6 | Elect Daniel A. Hoffler | Mgmt | For | For | For | |
1.7 | Elect A. Russell Kirk | Mgmt | For | Withhold | Against | |
1.8 | Elect John W. Snow | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Armour Residential REIT, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ARR | CUSIP 042315507 | 05/14/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Scott J. Ulm | Mgmt | For | For | For | |
1.2 | Elect Jeffrey J. Zimmer | Mgmt | For | For | For | |
1.3 | Elect Daniel C. Staton | Mgmt | For | For | For | |
1.4 | Elect Marc H. Bell | Mgmt | For | Withhold | Against | |
1.5 | Elect Carolyn Downey | Mgmt | For | For | For | |
1.6 | Elect Thomas K. Guba | Mgmt | For | For | For | |
1.7 | Elect Robert C. Hain | Mgmt | For | For | For | |
1.8 | Elect John P. Hollihan III | Mgmt | For | For | For | |
1.9 | Elect Stewart J. Paperin | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Artisan Partners Asset Management Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
APAM | CUSIP 04316A108 | 05/21/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Matthew R. Barger | Mgmt | For | For | For | |
1.2 | Elect Seth W. Brennan | Mgmt | For | For | For | |
1.3 | Elect Eric R. Colson | Mgmt | For | For | For | |
1.4 | Elect Tench Coxe | Mgmt | For | For | For | |
1.5 | Elect Stephanie G. DiMarco | Mgmt | For | For | For | |
1.6 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | |
1.7 | Elect Andrew A. Ziegler | Mgmt | For | For | For | |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For |
Barings BDC, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BBDC | CUSIP 06759L103 | 05/09/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Eric Lloyd | Mgmt | For | For | For | |
2 | Elect Mark F. Mulhern | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For |
Barings Global Short Duration High Yield Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BHG | CUSIP 06760L100 | 08/02/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Rodney J. Dillman | Mgmt | For | For | For | |
1.2 | Elect Martin A. Sumichrast | Mgmt | For | For | For | |
1.3 | Elect Cynthia R. Plouche | Mgmt | For | For | For |
Black Stone Minerals, L.P.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BSM | CUSIP 09225M101 | 06/13/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect William G. Bardel | Mgmt | For | For | For | |
1.2 | Elect Carin M. Barth | Mgmt | For | For | For | |
1.3 | Elect Thomas L. Carter, Jr. | Mgmt | For | For | For | |
1.4 | Elect D. Mark DeWalch | Mgmt | For | For | For | |
1.5 | Elect Ricky J. Haeflinger | Mgmt | For | For | For | |
1.6 | Elect Jerry V. Kyle, Jr. | Mgmt | For | For | For | |
1.7 | Elect Michael C. Linn | Mgmt | For | For | For | |
1.8 | Elect John H. Longmaid | Mgmt | For | For | For | |
1.9 | Elect William N. Mathis | Mgmt | For | For | For | |
1.10 | Elect William E. Randall | Mgmt | For | For | For | |
1.11 | Elect Alexander D. Stuart | Mgmt | For | For | For | |
1.12 | Elect Allison K. Thacker | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
BlackRock Capital Investment Corp
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BKCC | CUSIP 092533108 | 05/03/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Mark S. Lies | Mgmt | For | For | For | |
1.2 | Elect Maureen K. Usifer | Mgmt | For | For | For | |
1.3 | Elect James E. Keenan | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
BlackRock Capital Investment Corp
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BKCC | CUSIP 092533108 | 05/08/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For |
BlackRock Core Bond Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BHK | CUSIP 09249E101 | 08/27/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Frank J. Fabozzi | Mgmt | For | For | For | |
1.2 | Elect Robert Fairbairn | Mgmt | For | For | For | |
1.3 | Elect Catherine A. Lynch | Mgmt | For | For | For | |
1.4 | Elect Karen P. Robards | Mgmt | For | For | For |
BlackRock Corporation High Yield Fund III Inc
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HYT | CUSIP 09255P107 | 08/27/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Fairbairn | Mgmt | For | For | For | |
1.2 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |
1.3 | Elect W. Carl Kester | Mgmt | For | For | For | |
1.4 | Elect John M. Perlowski | Mgmt | For | For | For | |
1.5 | Elect Karen P. Robards | Mgmt | For | N/A | N/A |
BlackRock Credit Allocation Income Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BTZ | CUSIP 092508100 | 08/27/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Frank J. Fabozzi | Mgmt | For | For | For | |
1.2 | Elect Robert Fairbairn | Mgmt | For | For | For | |
1.3 | Elect Catherine A. Lynch | Mgmt | For | For | For | |
1.4 | Elect Karen P. Robards | Mgmt | For | For | For |
BlackRock Debt Strategies Fund, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DSU | CUSIP 09255R202 | 08/27/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Fairbairn | Mgmt | For | For | For | |
1.2 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |
1.3 | Elect W. Carl Kester | Mgmt | For | For | For | |
1.4 | Elect John M. Perlowski | Mgmt | For | For | For | |
1.5 | Elect Karen P. Robards | Mgmt | For | N/A | N/A |
Blackrock Floating Rate Income Strategies Fund Inc
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FRA | CUSIP 09255X100 | 08/27/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Fairbairn | Mgmt | For | For | For | |
1.2 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |
1.3 | Elect W. Carl Kester | Mgmt | For | For | For | |
1.4 | Elect John M. Perlowski | Mgmt | For | For | For | |
1.5 | Elect Karen P. Robards | Mgmt | For | N/A | N/A |
BlackRock Floating Rate Income Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BST | CUSIP 09258A107 | 07/30/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Frank J. Fabozzi | Mgmt | For | For | For | |
1.2 | Elect Robert Fairbairn | Mgmt | For | For | For | |
1.3 | Elect Catherine A. Lynch | Mgmt | For | For | For | |
1.4 | Elect Karen P. Robards | Mgmt | For | For | For |
BlackRock Floating Rate Income Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BGT | CUSIP 091941104 | 07/30/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Frank J. Fabozzi | Mgmt | For | For | For | |
1.2 | Elect Robert Fairbairn | Mgmt | For | For | For | |
1.3 | Elect Catherine A. Lynch | Mgmt | For | For | For | |
1.4 | Elect Karen P. Robards | Mgmt | For | For | For |
BlackRock Income Trust Inc
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BKT | CUSIP 09247F100 | 07/30/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Frank J. Fabozzi | Mgmt | For | For | For | |
1.2 | Elect Robert Fairbairn | Mgmt | For | For | For | |
1.3 | Elect Catherine A. Lynch | Mgmt | For | For | For | |
1.4 | Elect Karen P. Robards | Mgmt | For | For | For | |
2 | Shareholder Proposal to Authorize Self Tender Offer (BlackRock Income Trust ONLY) | Mgmt | Against | Against | For |
BlackRock Limited Duration Income Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BLW | CUSIP 09249W101 | 08/27/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Frank J. Fabozzi | Mgmt | For | For | For | |
1.2 | Elect Robert Fairbairn | Mgmt | For | For | For | |
1.3 | Elect Catherine A. Lynch | Mgmt | For | For | For | |
1.4 | Elect Karen P. Robards | Mgmt | For | For | For |
BlackRock Municipal 2018 Term Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BPK | ISIN US09248C3043 | 08/27/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Fairbairn | Mgmt | For | For | For | |
1.2 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |
1.3 | Elect W. Carl Kester | Mgmt | For | For | For | |
1.4 | Elect John M. Perlowski | Mgmt | For | For | For | |
1.5 | Elect Karen P. Robards | Mgmt | For | For | For |
Blackrock Provident Institutional Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MUCXX | CUSIP 09248U551 | 11/21/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Bruce R. Bond | Mgmt | For | For | For | |
1.2 | Elect Susan J. Carter | Mgmt | For | For | For | |
1.3 | Elect Collette Chilton | Mgmt | For | For | For | |
1.4 | Elect Neil A. Cotty | Mgmt | For | For | For | |
1.5 | Elect Robert Fairbairn | Mgmt | For | For | For | |
1.6 | Elect Lena G. Goldberg | Mgmt | For | For | For | |
1.7 | Elect Robert M. Hernandez | Mgmt | For | For | For | |
1.8 | Elect Henry R. Keizer | Mgmt | For | For | For | |
1.9 | Elect Cynthia A. Montgomery | Mgmt | For | For | For | |
1.10 | Elect Donald C. Opatrny | Mgmt | For | For | For | |
1.11 | Elect John M. Perlowski | Mgmt | For | For | For | |
1.12 | Elect Joseph P. Platt | Mgmt | For | For | For | |
1.13 | Elect Mark Stalnecker | Mgmt | For | For | For | |
1.14 | Elect Kenneth L. Urish | Mgmt | For | For | For | |
1.15 | Elect Claire A. Walton | Mgmt | For | For | For |
BlackRock Taxable Municipal Bond Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BBN | CUSIP 09248X100 | 08/27/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Frank J. Fabozzi | Mgmt | For | For | For | |
1.2 | Elect Robert Fairbairn | Mgmt | For | For | For | |
1.3 | Elect Catherine A. Lynch | Mgmt | For | For | For | |
1.4 | Elect Karen P. Robards | Mgmt | For | For | For |
BlackRock TCP Capital Corp.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TCPC | CUSIP 09259E108 | 02/08/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Reduce Minimum Asset Coverage Ratio | Mgmt | For | For | For | |
2 | Approval of a New Investment Management Agreement | Mgmt | For | For | For |
BlackRock TCP Capital Corp.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TCPC | CUSIP 09259E108 | 05/30/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Kathleen A. Corbet | Mgmt | For | For | For | |
1.2 | Elect Eric J. Draut | Mgmt | For | For | For | |
1.3 | Elect M. Freddie Reiss | Mgmt | For | Withhold | Against | |
1.4 | Elect Peter E. Schwab | Mgmt | For | For | For | |
1.5 | Elect Karyn L. Williams | Mgmt | For | For | For | |
1.6 | Elect Brian F. Wruble | Mgmt | For | For | For | |
1.7 | Elect Howard M. Levkowitz | Mgmt | For | For | For | |
1.8 | Elect Rajneesh Vig | Mgmt | For | For | For | |
2 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For |
Blackstone Mortgage Trust, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BXMT | CUSIP 09257W100 | 06/19/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Michael Nash | Mgmt | For | For | For | |
1.2 | Elect Stephen D. Plavin | Mgmt | For | For | For | |
1.3 | Elect Leonard W. Cotton | Mgmt | For | For | For | |
1.4 | Elect Thomas E. Dobrowski | Mgmt | For | For | For | |
1.5 | Elect Martin L. Edelman | Mgmt | For | For | For | |
1.6 | Elect Henry N. Nassau | Mgmt | For | Withhold | Against | |
1.7 | Elect Jonathan L. Pollack | Mgmt | For | Withhold | Against | |
1.8 | Elect Lynne B. Sagalyn | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Blackstone/gso Long-short Credit Income Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BSL | CUSIP 09257R101 | 04/17/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Daniel H. Smith, Jr. | Mgmt | For | For | For |
BNY Mellon Strategic Municipal Bond Fund Inc
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DSM | CUSIP 26202F107 | 06/12/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Gordon J. Davis | Mgmt | For | For | For | |
1.2 | Elect Ehud Houminer | Mgmt | For | For | For | |
1.3 | Elect Alan H. Howard | Mgmt | For | For | For |
BNY Mellon Strategic Municipals Inc
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LEO | CUSIP 261932107 | 06/12/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Joseph S. DiMartino | Mgmt | For | For | For | |
1.2 | Elect Alan H. Howard | Mgmt | For | For | For | |
1.3 | Elect Joni Evans | Mgmt | For | For | For |
Brandywine Realty Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BDN | CUSIP 105368203 | 05/22/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect James C. Diggs | Mgmt | For | For | For | |
2 | Elect Wyche Fowler | Mgmt | For | For | For | |
3 | Elect H. Richard Haverstick, Jr. | Mgmt | For | For | For | |
4 | Elect Terri A. Herubin | Mgmt | For | For | For | |
5 | Elect Michael J. Joyce | Mgmt | For | For | For | |
6 | Elect Anthony A. Nichols, Sr. | Mgmt | For | For | For | |
7 | Elect Charles P. Pizzi | Mgmt | For | For | For | |
8 | Elect Gerard H. Sweeney | Mgmt | For | For | For | |
9 | Ratification of Auditor | Mgmt | For | For | For | |
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
BrandywineGLOBAL - Global Income Opportunities Fund Inc
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BWG | CUSIP 10537L104 | 02/22/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Nisha Kumar | Mgmt | For | For | For | |
1.2 | Elect Daniel P. Cronin | Mgmt | For | For | For | |
1.3 | Elect Paolo M. Cucchi | Mgmt | For | For | For |
Brixmor Property Group Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BRX | CUSIP 11120U105 | 05/15/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect James M. Taylor Jr. | Mgmt | For | For | For | |
2 | Elect John G. Schreiber | Mgmt | For | For | For | |
3 | Elect Michael Berman | Mgmt | For | For | For | |
4 | Elect Julie Bowerman | Mgmt | For | For | For | |
5 | Elect Sheryl M. Crosland | Mgmt | For | For | For | |
6 | Elect Thomas W. Dickson | Mgmt | For | For | For | |
7 | Elect Daniel B. Hurwitz | Mgmt | For | For | For | |
8 | Elect William D. Rahm | Mgmt | For | For | For | |
9 | Elect Gabrielle Sulzberger | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Brookfield Real Assets Income Fund Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RA | CUSIP 112830104 | 05/23/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Edward A. Kuczmarski | Mgmt | For | For | For | |
2 | Elect Stuart A. McFarland | Mgmt | For | For | For |
Buckeye Partners, L.P.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BPL | CUSIP 118230101 | 06/04/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Oliver G. Richard | Mgmt | For | For | For | |
1.2 | Elect Clark C. Smith | Mgmt | For | For | For | |
1.3 | Elect Frank S. Sowinski | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Capstead Mortgage Corporation
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CMO | CUSIP 14067E506 | 05/15/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Jack Bernard | Mgmt | For | For | For | |
2 | Elect Jack Biegler | Mgmt | For | For | For | |
3 | Elect Michelle P. Goolsby | Mgmt | For | For | For | |
4 | Elect Gary Keiser | Mgmt | For | For | For | |
5 | Elect Christopher W. Mahowald | Mgmt | For | For | For | |
6 | Elect Michael G. O'Neil | Mgmt | For | For | For | |
7 | Elect Phillip A. Reinsch | Mgmt | For | For | For | |
8 | Elect Mark S. Whiting | Mgmt | For | For | For | |
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For |
Catchmark Timber Trust, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CTT | CUSIP 14912Y202 | 06/27/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Jerry Barag | Mgmt | For | For | For | |
2 | Elect Paul S. Fisher | Mgmt | For | For | For | |
3 | Elect Mary E. McBride | Mgmt | For | For | For | |
4 | Elect Donald S. Moss | Mgmt | For | For | For | |
5 | Elect Willis J. Potts, Jr. | Mgmt | For | For | For | |
6 | Elect Douglas D. Rubenstein | Mgmt | For | For | For | |
7 | Elect Henry G. Zigtema | Mgmt | For | For | For | |
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
9 | Ratification of Auditor | Mgmt | For | For | For |
Chimera Investment Corporation
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CIM | CUSIP 16934Q208 | 05/30/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect John P. Reilly | Mgmt | For | For | For | |
2 | Elect Matthew Lambiase | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For |
Cohen & Steers Limited Duration Preferred and Income Fund Inc
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LDP | CUSIP 19248C105 | 04/25/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Daphne L. Richards | Mgmt | For | For | For | |
1.2 | Elect Gerald J. Maginnis | Mgmt | For | For | For | |
1.3 | Elect Joseph M. Harvey | Mgmt | For | For | For |
Cohen & Steers REIT & Preferred Income Fund, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RNP | CUSIP 19247X100 | 04/25/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Daphne L. Richards | Mgmt | For | For | For | |
1.2 | Elect Gerald J. Maginnis | Mgmt | For | For | For | |
1.3 | Elect Joseph M. Harvey | Mgmt | For | For | For |
Cohen & Steers, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CNS | CUSIP 19247A100 | 05/01/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Martin Cohen | Mgmt | For | For | For | |
2 | Elect Robert H. Steers | Mgmt | For | For | For | |
3 | Elect Peter L. Rhein | Mgmt | For | For | For | |
4 | Elect Richard P. Simon | Mgmt | For | Against | Against | |
5 | Elect Edmond D. Villani | Mgmt | For | For | For | |
6 | Elect Frank T. Connor | Mgmt | For | For | For | |
7 | Elect Reena Aggarwal | Mgmt | For | For | For | |
8 | Ratification of Auditor | Mgmt | For | For | For | |
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Colony Capital, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CLNY | CUSIP 19626G108 | 05/07/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | |
2 | Elect Douglas Crocker II | Mgmt | For | For | For | |
3 | Elect Nancy A. Curtin | Mgmt | For | For | For | |
4 | Elect Jon A. Fosheim | Mgmt | For | For | For | |
5 | Elect Craig M. Hatkoff | Mgmt | For | For | For | |
6 | Elect Justin Metz | Mgmt | For | For | For | |
7 | Elect Raymond C. Mikulich | Mgmt | For | For | For | |
8 | Elect George G. C. Parker | Mgmt | For | For | For | |
9 | Elect Charles W. Schoenherr | Mgmt | For | For | For | |
10 | Elect John A. Somers | Mgmt | For | For | For | |
11 | Elect John L. Steffens | Mgmt | For | For | For | |
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
13 | Ratification of Auditor | Mgmt | For | For | For |
Colony Credit Real Estate, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CLNC | CUSIP 19625T101 | 05/02/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Richard B. Saltzman | Mgmt | For | For | For | |
2 | Elect Catherine D. Rice | Mgmt | For | For | For | |
3 | Elect Vernon B. Schwartz | Mgmt | For | For | For | |
4 | Elect John E Westerfield | Mgmt | For | For | For | |
5 | Elect Winston W Wilson | Mgmt | For | For | For | |
6 | Elect Darren J Tangen | Mgmt | For | Against | Against | |
7 | Elect Kevin P Traenkle | Mgmt | For | For | For | |
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |
9 | Ratification of Auditor | Mgmt | For | For | For |
CoreCivic, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CXW | CUSIP 21871N101 | 05/16/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Donna M. Alvarado | Mgmt | For | For | For | |
2 | Elect Robert J. Dennis | Mgmt | For | Against | Against | |
3 | Elect Mark A. Emkes | Mgmt | For | For | For | |
4 | Elect Damon T. Hininger | Mgmt | For | For | For | |
5 | Elect Stacia A. Hylton | Mgmt | For | For | For | |
6 | Elect Harley G. Lappin | Mgmt | For | For | For | |
7 | Elect Anne L. Mariucci | Mgmt | For | For | For | |
8 | Elect Thurgood Marshall, Jr. | Mgmt | For | For | For | |
9 | Elect Devin I. Murphy | Mgmt | For | For | For | |
10 | Elect Charles L. Overby | Mgmt | For | For | For | |
11 | Elect John R. Prann, Jr. | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
CorEnergy Infrastructure Trust, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CORR | CUSIP 21870U502 | 05/22/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Conrad S. Ciccotello | Mgmt | For | For | For | |
2 | Elect Catherine A. Lewis | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For |
CoreSite Realty Corporation
Ticker | Security ID: | Meeting Date | Meeting Status | |||
COR | CUSIP 21870Q105 | 05/16/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert G. Stuckey | Mgmt | For | For | For | |
1.2 | Elect Paul E. Szurek | Mgmt | For | For | For | |
1.3 | Elect James A. Attwood, Jr. | Mgmt | For | For | For | |
1.4 | Elect Jean Bua | Mgmt | For | For | For | |
1.5 | Elect Kelly C. Chambliss | Mgmt | For | For | For | |
1.6 | Elect Michael R. Koehler | Mgmt | For | For | For | |
1.7 | Elect J. David Thompson | Mgmt | For | For | For | |
1.8 | Elect David A. Wilson | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Corporate Capital Trust, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CCT | CUSIP 219880101 | 12/03/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Merger | Mgmt | For | For | For | |
2 | Elect Laurie Simon Hodrick | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For |
Corporate Office Properties Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OFC | CUSIP 22002T108 | 05/09/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Thomas F. Brady | Mgmt | For | For | For | |
2 | Elect Stephen E. Budorick | Mgmt | For | For | For | |
3 | Elect Robert L. Denton | Mgmt | For | For | For | |
4 | Elect Philip L. Hawkins | Mgmt | For | For | For | |
5 | Elect David M. Jacobstein | Mgmt | For | For | For | |
6 | Elect Steven D. Kesler | Mgmt | For | For | For | |
7 | Elect C. Taylor Pickett | Mgmt | For | For | For | |
8 | Elect Lisa G. Trimberger | Mgmt | For | For | For | |
9 | Ratification of Auditor | Mgmt | For | For | For | |
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Credit Suisse High Yield Bond
Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DHY | CUSIP 22544F103 | 02/12/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Mahendra R. Gupta | Mgmt | For | For | For | |
1.2 | Elect John G. Popp | Mgmt | For | For | For | |
1.3 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |
1.4 | Elect Laura A. DeFelice | Mgmt | For | For | For |
CVR Energy, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CVI | CUSIP 12662P108 | 05/30/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Patricia A. Agnello | Mgmt | For | For | For | |
1.2 | Elect Bob G. Alexander | Mgmt | For | For | For | |
1.3 | Elect SungHwan Cho | Mgmt | For | For | For | |
1.4 | Elect Jonathan Frates | Mgmt | For | For | For | |
1.5 | Elect Hunter C. Gary | Mgmt | For | For | For | |
1.6 | Elect David L. Lamp | Mgmt | For | For | For | |
1.7 | Elect Stephen Mongillo | Mgmt | For | For | For | |
1.8 | Elect James M. Strock | Mgmt | For | For | For | |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For |
CYS Investments, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CYS | CUSIP 12673A108 | 07/27/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Merger | Mgmt | For | For | For | |
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |
3 | Right to Adjourn Meeting | Mgmt | For | For | For |
Diamond Hill Investment Group, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DHIL | CUSIP 25264R207 | 05/01/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Christopher M. Bingaman | Mgmt | For | For | For | |
2 | Elect Randolph J. Fortener | Mgmt | For | For | For | |
3 | Elect James F. Laird | Mgmt | For | Against | Against | |
4 | Elect Paula R. Meyer | Mgmt | For | For | For | |
5 | Elect Paul A. Reeder III | Mgmt | For | For | For | |
6 | Elect Bradley C. Shoup | Mgmt | For | Against | Against | |
7 | Elect Nicole R. St. Pierre | Mgmt | For | For | For | |
8 | Ratification of Auditor | Mgmt | For | For | For | |
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
DiamondRock Hospitality Company
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DRH | CUSIP 252784301 | 05/07/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect William W. McCarten | Mgmt | For | For | For | |
2 | Elect Mark W. Brugger | Mgmt | For | For | For | |
3 | Elect Timothy R. Chi | Mgmt | For | For | For | |
4 | Elect Maureen L. McAvey | Mgmt | For | For | For | |
5 | Elect Gilbert T. Ray | Mgmt | For | For | For | |
6 | Elect William J. Shaw | Mgmt | For | For | For | |
7 | Elect Bruce D. Wardinski | Mgmt | For | For | For | |
8 | Elect Kathleen A. Wayton | Mgmt | For | For | For | |
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Elimination of Supermajority Requirement | Mgmt | For | For | For |
Doubleline Income Solutions Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DSL | CUSIP 258622109 | 02/22/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Joseph J. Ciprari | Mgmt | For | For | For |
DoubleLine Opportunistic Credit Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DBL | CUSIP 258623107 | 02/22/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Joseph J. Ciprari | Mgmt | For | For | For |
Dreyfus High Yield Strategies Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DHF | CUSIP 26200S101 | 08/02/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Francine J. Bovich | Mgmt | For | For | For | |
1.2 | Elect Stephen J. Lockwood | Mgmt | For | For | For |
Eaton Vance Floating-Rate Income Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EFT | CUSIP 278279104 | 03/21/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Mark R. Fetting | Mgmt | For | For | For | |
1.2 | Elect Helen Frame Peters | Mgmt | For | For | For | |
1.3 | Elect Marcus L. Smith | Mgmt | For | For | For |
Eaton Vance Floating-Rate Income Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EVF | CUSIP 27826S103 | 10/18/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Mark R. Fetting | Mgmt | For | For | For | |
1.2 | Elect Helen Frame Peters | Mgmt | For | For | For | |
1.3 | Elect Scott E. Wennerholm | Mgmt | For | For | For |
Eaton Vance Limited Duration Income Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EVV | CUSIP 27828H105 | 01/17/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Cynthia E. Frost | Mgmt | For | For | For | |
1.2 | Elect Valerie A. Mosley | Mgmt | For | For | For | |
1.3 | Elect Scott E. Wennerholm | Mgmt | For | For | For |
Eaton Vance Senior Floating- Rate Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EFR | CUSIP 27828Q105 | 08/16/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Susan J. Sutherland | Mgmt | For | For | For | |
1.2 | Elect Harriett Tee Taggart | Mgmt | For | For | For |
Eaton Vance Short Duration Diversified Income Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EVG | CUSIP 27828V104 | 02/14/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect George J. Gorman | Mgmt | For | For | For | |
1.2 | Elect William H. Park | Mgmt | For | For | For | |
1.3 | Elect Keith Quinton | Mgmt | For | For | For | |
1.4 | Elect Susan J. Sutherland | Mgmt | For | For | For |
Ellington Financial Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EFC | CUSIP 28852N109 | 05/15/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Thomas F. Robards | Mgmt | For | For | For | |
1.2 | Elect Lisa Mumford | Mgmt | For | Withhold | Against | |
1.3 | Elect Laurence Penn | Mgmt | For | For | For | |
1.4 | Elect Ronald I. Simon | Mgmt | For | Withhold | Against | |
1.5 | Elect Edward Resendez | Mgmt | For | For | For | |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For |
Enbridge Energy Partners LP
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EEP | CUSIP 29250R106 | 12/17/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Merger | Mgmt | For | For | For | |
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
Energy Transfer Partners L.P.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ETP | CUSIP 29278N103 | 10/18/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Merger | Mgmt | For | For | For | |
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
EnLink Midstream Partners, LP
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ENLK | CUSIP 29336U107 | 01/23/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Merger/Acquisition | Mgmt | For | For | For | |
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
EnLink Midstream Partners, LP
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ENLK | CUSIP 29336U107 | 01/23/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Merger/Acquisition | Mgmt | For | For | For | |
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
EPR Properties
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EPR | CUSIP 26884U109 | 05/30/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Barrett Brady | Mgmt | For | For | For | |
1.2 | Elect Peter C. Brown | Mgmt | For | For | For | |
1.3 | Elect James B. Connor | Mgmt | For | For | For | |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For |
Equity Commonwealth | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EQC | CUSIP 294628102 | 06/20/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Samuel Zell | Mgmt | For | For | For | |
1.2 | Elect James S. Corl | Mgmt | For | For | For | |
1.3 | Elect Martin L. Edelman | Mgmt | For | For | For | |
1.4 | Elect Edward A. Glickman | Mgmt | For | For | For | |
1.5 | Elect David Helfand | Mgmt | For | For | For | |
1.6 | Elect Peter Linneman | Mgmt | For | For | For | |
1.7 | Elect James L. Lozier, Jr. | Mgmt | For | For | For | |
1.8 | Elect Mary Jane Robertson | Mgmt | For | For | For | |
1.9 | Elect Kenneth Shea | Mgmt | For | For | For | |
1.10 | Elect Gerald A. Spector | Mgmt | For | For | For | |
1.11 | Elect James A. Star | Mgmt | For | For | For | |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Amendment to the 2015 Omnibus Incentive Plan | Mgmt | For | Against | Against |
First Trust - Four Corners Senior Floating Rate Income Fund | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FCT | CUSIP 33733U108 | 09/10/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Niel Byron Nielson | Mgmt | For | For | For |
First Trust - Four Corners Senior Floating Rate Income Fund | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FCT | CUSIP 33733U108 | 09/10/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Richard E. Erickson | Mgmt | For | For | For | |
1.2 | Elect Thomas R. Kadlec | Mgmt | For | For | For |
First Trust High Income Long Short Fund | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FSD | CUSIP 33738E109 | 04/08/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect James A. Bowen | Mgmt | For | For | For | |
1.2 | Elect Niel Byron Nielson | Mgmt | For | For | For |
First Trust Intermediate Duration Preferred & Income Fund | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FPF | CUSIP 33718W103 | 04/08/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect James A. Bowen | Mgmt | For | For | For | |
1.2 | Elect Niel Byron Nielson | Mgmt | For | For | For |
Flaherty & Crumrine Dynamic Preferred and Income Fund Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DFP | CUSIP 33848W106 | 04/23/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect R. Eric Chadwick | Mgmt | For | For | For | |
1.2 | Elect Morgan Gust | Mgmt | For | For | For |
Flaherty & Crumrine Preferred Securities Income Fund Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FFC | CUSIP 338478100 | 04/23/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect R. Eric Chadwick | Mgmt | For | For | For | |
1.2 | Elect Karen H. Hogan | Mgmt | For | For | For |
Four Corners Property Trust, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FCPT | CUSIP 35086T109 | 06/14/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect William H. Lenehan | Mgmt | For | For | For | |
2 | Elect Douglas B. Hansen | Mgmt | For | For | For | |
3 | Elect John S. Moody | Mgmt | For | For | For | |
4 | Elect Marran H. Ogilvie | Mgmt | For | For | For | |
5 | Elect Paul E. Szurek | Mgmt | For | For | For | |
6 | Elect Charles Jemley | Mgmt | For | For | For | |
7 | Elect Eric S. Hirschhorn | Mgmt | For | For | For | |
8 | Ratification of Auditor | Mgmt | For | For | For | |
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Franklin Limited Duration Income Trust | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FTF | CUSIP 35472T101 | 09/04/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect J. Michael Luttig | Mgmt | For | For | For | |
1.2 | Elect Gregory E. Johnson | Mgmt | For | For | For | |
2 | Amend the Fundamental Investment Restrictions Regarding Borrowing | Mgmt | For | For | For | |
3 | Amend the Fundamental Investment Restrictions Regarding Underwriting | Mgmt | For | For | For | |
4 | Amend the Fundamental Investment Restrictions Regarding Lending | Mgmt | For | For | For | |
5 | Amend the Fundamental Investment Restrictions Regarding Investments in Real Estate | Mgmt | For | For | For | |
6 | Amend the Fundamental Investment Restrictions Regarding Investments in Commodities | Mgmt | For | For | For | |
7 | Amend the Fundamental Investment Restrictions Regarding Issuing Senior Securities | Mgmt | For | For | For | |
8 | Amend the Fundamental Investment Restrictions Regarding Industry Concentration | Mgmt | For | For | For | |
9 | Amend the Fundamental Investment Restrictions Regarding Diversification Requirements | Mgmt | For | For | For |
Franklin Resources, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BEN | CUSIP 354613101 | 02/12/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Peter K. Barker | Mgmt | For | For | For | |
2 | Elect Mariann Byerwalter | Mgmt | For | For | For | |
3 | Elect Charles E. Johnson | Mgmt | For | For | For | |
4 | Elect Gregory E. Johnson | Mgmt | For | For | For | |
5 | Elect Rupert H. Johnson, Jr. | Mgmt | For | For | For | |
6 | Elect Mark C. Pigott | Mgmt | For | For | For | |
7 | Elect Chutta Ratnathicam | Mgmt | For | For | For | |
8 | Elect Laura Stein | Mgmt | For | Against | Against | |
9 | Elect Seth H. Waugh | Mgmt | For | For | For | |
10 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
12 | Ratification of Special Meetings Provisions | Mgmt | For | Against | Against | |
13 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For |
Front Yard Residential Corp | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RESI | CUSIP 35904G107 | 05/23/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Rochelle R. Dobbs | Mgmt | For | For | For | |
1.2 | Elect George G. Ellison | Mgmt | For | For | For | |
1.3 | Elect Michael A. Eruzione | Mgmt | For | For | For | |
1.4 | Elect Leslie B. Fox | Mgmt | For | For | For | |
1.5 | Elect Wade J. Henderson | Mgmt | For | For | For | |
1.6 | Elect George W. McDowell | Mgmt | For | For | For | |
1.7 | Elect David B. Reiner | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | 2019 Equity Incentive Plan | Mgmt | For | For | For | |
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
FS Investment Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FSIC | CUSIP 302635107 | 12/03/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Merger | Mgmt | For | For | For | |
2.1 | Elect Todd C. Builione | Mgmt | For | For | For | |
2.2 | Elect Richard I. Goldstein | Mgmt | For | For | For | |
2.3 | Elect Brian R. Ford | Mgmt | For | For | For | |
2.4 | Elect Barbara Adams | Mgmt | For | For | For | |
2.5 | Elect Jerel A. Hopkins | Mgmt | For | For | For | |
2.6 | Elect Frederick Arnold | Mgmt | For | For | For | |
2.7 | Elect James H. Kropp | Mgmt | For | For | For | |
3 | Authorize Flexibility for the Company to Offer and Sell Shares at a Price Below the NAV | Mgmt | For | For | For | |
4 | Approval of an Amendment to the Investment Advisory Agreement | Mgmt | For | For | For |
Gabelli Dividend & Income Trust | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GDV | CUSIP 36242H104 | 05/13/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Mario J. Gabelli | Mgmt | For | For | For | |
1.2 | Elect Michael J. Melarkey | Mgmt | For | For | For | |
1.3 | Elect Kuni Nakamura | Mgmt | For | For | For | |
1.4 | Elect Susan V. Watson | Mgmt | For | For | For |
Gabelli Equity Trust Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GAB | CUSIP 362397101 | 05/13/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Mario J. Gabelli | Mgmt | For | For | For | |
1.2 | Elect William F. Heitmann | Mgmt | For | For | For |
Gabelli Utility Trust | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GUT | CUSIP 36240A101 | 05/13/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Mario J. Gabelli | Mgmt | For | For | For | |
1.2 | Elect Elizabeth C. Bogan | Mgmt | For | For | For | |
1.3 | Elect Vincent D. Enright | Mgmt | For | For | For | |
1.4 | Elect Kuni Nakamura | Mgmt | For | For | For |
Gaming And Leisure Properties, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GLPI | CUSIP 36467J108 | 06/13/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Peter M. Carlino | Mgmt | For | For | For | |
2 | Elect David A. Handler | Mgmt | For | Abstain | Against | |
3 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |
4 | Elect James B. Perry | Mgmt | For | For | For | |
5 | Elect Barry F. Schwartz | Mgmt | For | For | For | |
6 | Elect Earl C. Shanks | Mgmt | For | For | For | |
7 | Elect E. Scott Urdang | Mgmt | For | For | For | |
8 | Ratification of Auditor | Mgmt | For | For | For | |
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
10 | Shareholder Proposal Regarding Board Diversity Report | ShrHoldr | N/A | For | N/A |
GGP Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GGP | CUSIP 36174X101 | 07/26/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Merger | Mgmt | For | For | For | |
2 | Authorization of Dual Class Stock | Mgmt | For | For | For | |
3 | Elimination of Shareholder Ability to Prohibit Board from Amending Bylaws Already Amended by Shareholders | Mgmt | For | For | For | |
4 | Adoption of Supermajority Requirement to Amend Bylaws | Mgmt | For | For | For | |
5 | Adoption of Supermajority Requirement to Remove Directors | Mgmt | For | For | For | |
6 | Proxy Access for Brookfield Property Partners | Mgmt | For | For | For | |
7 | Elimination of Right to Call a Special Meeting | Mgmt | For | For | For | |
8 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against |
Gladstone Capital Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GLAD | CUSIP 376535100 | 02/07/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Paul W. Adelgren | Mgmt | For | Withhold | Against | |
1.2 | Elect David Gladstone | Mgmt | For | For | For | |
1.3 | Elect John H. Outland | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
Gladstone Commercial Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GOOD | CUSIP 376536108 | 05/02/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Gladstone | Mgmt | For | For | For | |
1.2 | Elect Paul W. Adelgren | Mgmt | For | For | For | |
1.3 | Elect John H. Outland | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
Gladstone Investment Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GAIN | CUSIP 376546107 | 08/09/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Terry Lee Brubaker | Mgmt | For | For | For | |
1.2 | Elect Caren D. Merrick | Mgmt | For | For | For | |
2 | Authority to Issue Common Stock Below NAV | Mgmt | For | For | For |
Global Net Lease, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GNL | CUSIP 379378201 | 04/15/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Lee M. Elman | Mgmt | For | For | For | |
2 | Elect P. Sue Perrotty | Mgmt | For | Against | Against | |
3 | Ratification of Auditor | Mgmt | For | For | For |
Golar LNG Partners LP | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GMLP | CUSIP Y2745C102 | 09/26/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Paul M. Leand, Jr. | Mgmt | For | For | For | |
2 | Elect Jeremy Kramer | Mgmt | For | For | For |
Goldman Sachs BDC, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GSBD | CUSIP 38147U107 | 05/17/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Katherine Uniacke | Mgmt | For | For | For | |
1.2 | Elect Jaime Ardila | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
Golub Capital BDC, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GBDC | CUSIP 38173M102 | 02/05/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Lawrence E. Golub | Mgmt | For | For | For | |
2 | Elect William M. Webster IV | Mgmt | For | Against | Against | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Reduce Minimum Asset Coverage Ratio | Mgmt | For | For | For |
Government Properties Income Trust | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GOV | CUSIP 38376A103 | 12/20/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Select Income Issuance | Mgmt | For | For | For | |
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
Gramercy Property Trust | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GPT | CUSIP 385002308 | 08/09/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Acquisition | Mgmt | For | For | For | |
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |
3 | Right to Adjourn Meeting | Mgmt | For | For | For |
Granite Point Mortgage Trust Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GPMT | CUSIP 38741L107 | 05/14/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Tanuja M. Dehne | Mgmt | For | For | For | |
2 | Elect Martin A. Kamarck | Mgmt | For | For | For | |
3 | Elect Stephen G. Kasnet | Mgmt | For | For | For | |
4 | Elect William Roth | Mgmt | For | Against | Against | |
5 | Elect W. Reid Sanders | Mgmt | For | For | For | |
6 | Elect Thomas Siering | Mgmt | For | For | For | |
7 | Elect John A. Taylor | Mgmt | For | For | For | |
8 | Elect Hope B. Woodhouse | Mgmt | For | For | For | |
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For |
Guggenheim Equal Weight Enhanced Equity Income Fund | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GOF | CUSIP 40167F101 | 04/04/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Jerry B. Farley | Mgmt | For | For | For | |
2 | Elect Ronald A. Nyberg | Mgmt | For | For | For | |
3 | Elect Ronald E. Toupin, Jr. | Mgmt | For | For | For |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HASI | CUSIP 41068X100 | 06/06/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jeffrey W. Eckel | Mgmt | For | For | For | |
1.2 | Elect Rebecca A. Blalock | Mgmt | For | For | For | |
1.3 | Elect Teresa M. Brenner | Mgmt | For | For | For | |
1.4 | Elect Mark J. Cirilli | Mgmt | For | For | For | |
1.5 | Elect Charles M. O’Neil | Mgmt | For | For | For | |
1.6 | Elect Richard J. Osborne | Mgmt | For | For | For | |
1.7 | Elect Steve G. Osgood | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Helmerich & Payne, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HP | CUSIP 423452101 | 03/05/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Delaney M. Bellinger | Mgmt | For | For | For | |
2 | Elect Kevin Cramton | Mgmt | For | For | For | |
3 | Elect Randy A. Foutch | Mgmt | For | For | For | |
4 | Elect Hans Helmerich | Mgmt | For | For | For | |
5 | Elect John W. Lindsay | Mgmt | For | For | For | |
6 | Elect Jose R. Mas | Mgmt | For | For | For | |
7 | Elect Thomas A. Petrie | Mgmt | For | For | For | |
8 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | |
9 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |
10 | Elect John D. Zeglis | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Hercules Capital, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HTGC | CUSIP 427096508 | 05/30/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Joseph A. Hoffman | Mgmt | For | Withhold | Against | |
1.2 | Elect Doreen Woo Ho | Mgmt | For | For | For | |
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
3 | Ratification of Auditor | Mgmt | For | For | For |
Hercules Capital, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HTGC | CUSIP 427096508 | 12/06/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Reduce Minimum Asset Coverage Ratio | Mgmt | For | For | For |
Highland Income Fund | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HFRAX | CUSIP 43010E404 | 06/14/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ethan Powell | Mgmt | For | Withhold | Against | |
1.2 | Elect Bryan A. Ward | Mgmt | For | For | For | |
2 | For Highland Floating Rate Opportunities Fund - Approval to Change the Fund’s Fundamental Policy Regarding Concentration | Mgmt | For | For | For | |
3 | Right to Adjourn Meeting | Mgmt | For | For | For |
Highwoods Properties, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HIW | CUSIP 431284108 | 05/08/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Charles A. Anderson | Mgmt | For | For | For | |
1.2 | Elect Gene H. Anderson | Mgmt | For | For | For | |
1.3 | Elect Carlos E. Evans | Mgmt | For | For | For | |
1.4 | Elect Edward J. Fritsch | Mgmt | For | For | For | |
1.5 | Elect David J. Hartzell | Mgmt | For | For | For | |
1.6 | Elect Sherry A. Kellett | Mgmt | For | For | For | |
1.7 | Elect Anne H. Lloyd | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote On Executive Compensation | Mgmt | For | For | For |
Hospitality Properties Trust | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HPT | CUSIP 44106M102 | 06/13/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Donna D. Fraiche | Mgmt | For | Against | Against | |
2 | Elect Adam D. Portnoy | Mgmt | For | Against | Against | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Amendments to Adopt Plurality Voting Standard in Contested Elections | Mgmt | For | For | For |
Host Hotels & Resorts, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HST | CUSIP 44107P104 | 05/16/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Mary L. Baglivo | Mgmt | For | For | For | |
2 | Elect Sheila C. Bair | Mgmt | For | For | For | |
3 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | |
4 | Elect Richard E. Marriott | Mgmt | For | For | For | |
5 | Elect Sandeep Lakhmi Mathrani | Mgmt | For | For | For | |
6 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |
7 | Elect Mary Hogan Preusse | Mgmt | For | For | For | |
8 | Elect Walter C. Rakowich | Mgmt | For | For | For | |
9 | Elect James F. Risoleo | Mgmt | For | For | For | |
10 | Elect Gordon H. Smith | Mgmt | For | For | For | |
11 | Elect A. William Stein | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Independence Realty Trust, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IRT | CUSIP 45378A106 | 05/14/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Scott F. Schaeffer | Mgmt | For | For | For | |
2 | Elect William C. Dunkelberg | Mgmt | For | For | For | |
3 | Elect Richard D. Gebert | Mgmt | For | For | For | |
4 | Elect Melinda H McClure | Mgmt | For | For | For | |
5 | Elect Mack D. Prigden III | Mgmt | For | For | For | |
6 | Elect Richard H. Ross | Mgmt | For | For | For | |
7 | Elect DeForest B. Soaries, Jr. | Mgmt | For | For | For | |
8 | Ratification of Auditor | Mgmt | For | For | For |
InfraREIT, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HIFR | CUSIP 45685L100 | 02/07/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Oncor Transaction | Mgmt | For | For | For | |
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
Invesco | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VVR | CUSIP 46131H107 | 08/09/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Bruce L. Crockett | Mgmt | For | For | For | |
1.2 | Elect Jack M. Fields, Jr. | Mgmt | For | For | For | |
1.3 | Elect Martin L. Flanagan | Mgmt | For | For | For | |
1.4 | Elect Robert C. Troccoli | Mgmt | For | For | For |
Invesco Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IVZ | CUSIP G491BT108 | 05/09/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Sarah E. Beshar | Mgmt | For | For | For | |
2 | Elect Joseph R. Canion | Mgmt | For | For | For | |
3 | Elect Martin L. Flanagan | Mgmt | For | For | For | |
4 | Elect C. Robert Henrikson | Mgmt | For | For | For | |
5 | Elect Denis Kessler | Mgmt | For | Against | Against | |
6 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |
7 | Elect G. Richard Wagoner Jr. | Mgmt | For | For | For | |
8 | Elect Phoebe A. Wood | Mgmt | For | For | For | |
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
10 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |
11 | Amendment to the 2016 Equity Incentive Plan | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For |
Invesco Mortgage Capital Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IVR | CUSIP 46131B100 | 05/03/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect John S. Day | Mgmt | For | For | For | |
2 | Elect Carolyn B. Handlon | Mgmt | For | For | For | |
3 | Elect Edward J. Hardin | Mgmt | For | For | For | |
4 | Elect James R. Lientz, Jr. | Mgmt | For | For | For | |
5 | Elect Dennis P. Lockhart | Mgmt | For | For | For | |
6 | Elect Gregory G. McGreevey | Mgmt | For | For | For | |
7 | Elect Colin D. Meadows | Mgmt | For | For | For | |
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
9 | Amendment to the 2009 Equity Incentive Pan | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For |
Investors Real Estate Trust | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IRET | CUSIP 461730400 | 06/13/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Jeffrey P. Caira | Mgmt | For | For | For | |
2 | Elect Michael T. Dance | Mgmt | For | For | For | |
3 | Elect Mark O. Decker, Jr. | Mgmt | For | For | For | |
4 | Elect Emily Nagle Green | Mgmt | For | For | For | |
5 | Elect Linda Hall | Mgmt | For | For | For | |
6 | Elect Terrance Maxwell | Mgmt | For | For | For | |
7 | Elect John A. Schissel | Mgmt | For | For | For | |
8 | Elect Mary J. Twinem | Mgmt | For | For | For | |
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For |
Investors Real Estate Trust | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IRET | CUSIP 461730103 | 09/18/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Jeffrey P. Caira | Mgmt | For | For | For | |
2 | Elect Michael T. Dance | Mgmt | For | For | For | |
3 | Elect Mark O. Decker, Jr. | Mgmt | For | For | For | |
4 | Elect Emily Nagle Green | Mgmt | For | For | For | |
5 | Elect Linda Hall | Mgmt | For | For | For | |
6 | Elect Terrance Maxwell | Mgmt | For | For | For | |
7 | Elect John A. Schissel | Mgmt | For | For | For | |
8 | Elect Mary J. Twinem | Mgmt | For | For | For | |
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For |
Iron Mountain Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IRM | CUSIP 46284V101 | 05/22/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Jennifer Allerton | Mgmt | For | For | For | |
2 | Elect Ted R. Antenucci | Mgmt | For | For | For | |
3 | Elect Pamela M. Arway | Mgmt | For | For | For | |
4 | Elect Clarke H. Bailey | Mgmt | For | For | For | |
5 | Elect Kent P. Dauten | Mgmt | For | For | For | |
6 | Elect Paul F. Deninger | Mgmt | For | For | For | |
7 | Elect Monte Ford | Mgmt | For | For | For | |
8 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | |
9 | Elect William L. Meaney | Mgmt | For | For | For | |
10 | Elect Wendy J. Murdock | Mgmt | For | For | For | |
11 | Elect Walter C. Rakowich | Mgmt | For | For | For | |
12 | Elect Alfred J. Verrecchia | Mgmt | For | For | For | |
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
14 | Ratification of Auditor | Mgmt | For | For | For |
Ivy High Income Opportunities Fund | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IVH | CUSIP 465893105 | 08/31/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Henry J. Herrmann | Mgmt | For | For | For | |
1.2 | Elect Michael G. Smith | Mgmt | For | For | For | |
1.3 | Elect Edward M. Tighe | Mgmt | For | For | For |
Janus Henderson Group plc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JHG | CUSIP G4474Y214 | 05/02/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Elect Kalpana Desai | Mgmt | For | For | For | |
3 | Elect Jeffrey J. Diermeier | Mgmt | For | For | For | |
4 | Elect Kevin Dolan | Mgmt | For | For | For | |
5 | Elect Eugene Flood, Jr. | Mgmt | For | For | For | |
6 | Elect Richard Gillingwater | Mgmt | For | For | For | |
7 | Elect Lawrence E. Kochard | Mgmt | For | For | For | |
8 | Elect Glenn S. Schafer | Mgmt | For | For | For | |
9 | Elect Angela Seymour-Jackson | Mgmt | For | For | For | |
10 | Elect Richard M. Weil | Mgmt | For | For | For | |
11 | Elect Tatsusaburo Yamamoto | Mgmt | For | For | For | |
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |
14 | Authority to Repurchase CDIs | Mgmt | For | For | For |
Jernigan Capital, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JCAP | CUSIP 476405105 | 05/01/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Dean Jernigan | Mgmt | For | For | For | |
1.2 | Elect Randall L. Churchey | Mgmt | For | For | For | |
1.3 | Elect Mark O. Decker | Mgmt | For | For | For | |
1.4 | Elect John A. Good | Mgmt | For | For | For | |
1.5 | Elect Rebecca Owen | Mgmt | For | For | For | |
1.6 | Elect Howard A. Silver | Mgmt | For | For | For | |
1.7 | Elect Harry J. Thie | Mgmt | For | For | For | |
2 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For |
John Hancock Preferred Income Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HPI | CUSIP 41013W108 | 02/07/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Andrew G. Arnott | Mgmt | For | For | For | |
1.2 | Elect Marianne Harrison | Mgmt | For | For | For | |
1.3 | Elect Deborah C. Jackson | Mgmt | For | For | For | |
1.4 | Elect James M. Oates | Mgmt | For | For | For | |
1.5 | Elect Steven R. Pruchansky | Mgmt | For | For | For |
John Hancock Preferred Income Fund II
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HPF | CUSIP 41013X106 | 02/07/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Andrew G. Arnott | Mgmt | For | For | For | |
1.2 | Elect Marianne Harrison | Mgmt | For | For | For | |
1.3 | Elect Deborah C. Jackson | Mgmt | For | For | For | |
1.4 | Elect James M. Oates | Mgmt | For | For | For | |
1.5 | Elect Steven R. Pruchansky | Mgmt | For | For | For |
John Hancock Preferred Income Fund III
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HPS | CUSIP 41021P103 | 02/07/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Andrew G. Arnott | Mgmt | For | For | For | |
1.2 | Elect Marianne Harrison | Mgmt | For | For | For | |
1.3 | Elect Deborah C. Jackson | Mgmt | For | For | For | |
1.4 | Elect James M. Oates | Mgmt | For | For | For | |
1.5 | Elect Steven R. Pruchansky | Mgmt | For | For | For |
Kayne Anderson MLP/Midstream Investment Co
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KYN | CUSIP 486606106 | 06/27/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Anne K. Costin | Mgmt | For | For | For | |
2 | Elect Albert L. Richey | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For |
Kimco Realty Corporation
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KIM | CUSIP 49446R109 | 04/30/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Milton Cooper | Mgmt | For | For | For | |
2 | Elect Philip E. Coviello | Mgmt | For | For | For | |
3 | Elect Conor C. Flynn | Mgmt | For | For | For | |
4 | Elect Frank Lourenso | Mgmt | For | For | For | |
5 | Elect Colombe M. Nicholas | Mgmt | For | For | For | |
6 | Elect Mary Hogan Preusse | Mgmt | For | For | For | |
7 | Elect Valerie Richardson | Mgmt | For | For | For | |
8 | Elect Richard B. Saltzman | Mgmt | For | For | For | |
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For |
Kite Realty Group Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KRG | CUSIP 49803T300 | 05/14/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect John A. Kite | Mgmt | For | For | For | |
2 | Elect William E. Bindley | Mgmt | For | For | For | |
3 | Elect Victor J. Coleman | Mgmt | For | For | For | |
4 | Elect Lee A. Daniels | Mgmt | For | For | For | |
5 | Elect Christie B. Kelly | Mgmt | For | For | For | |
6 | Elect David R. O'Reilly | Mgmt | For | For | For | |
7 | Elect Barton R. Peterson | Mgmt | For | For | For | |
8 | Elect Charles H. Wurtzebach | Mgmt | For | For | For | |
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For |
KKR Real Estate Finance Trust Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KREF | CUSIP 48251K100 | 04/26/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Terrance R. Ahern | Mgmt | For | For | For | |
1.2 | Elect R. Craig Blanchard | Mgmt | For | For | For | |
1.3 | Elect Irene M. Esteves | Mgmt | For | For | For | |
1.4 | Elect Todd A. Fisher | Mgmt | For | For | For | |
1.5 | Elect Jonathan A. Langer | Mgmt | For | For | For | |
1.6 | Elect Paula B. Madoff | Mgmt | For | For | For | |
1.7 | Elect Deborah H. McAneny | Mgmt | For | For | For | |
1.8 | Elect Ralph F. Rosenberg | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
Ladder Capital Corp
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LADR | CUSIP 505743104 | 06/04/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Alan H. Fishman | Mgmt | For | Withhold | Against | |
1.2 | Elect Pamela McCormack | Mgmt | For | For | For | |
1.3 | Elect David Weiner | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
LaSalle Hotel Properties
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LHO | CUSIP 517942108 | 09/06/2018 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Proxy Contest | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Blackstone Transaction | Mgmt | N/A | TNA | N/A | |
2 | Advisory Vote on Golden Parachutes | Mgmt | N/A | TNA | N/A | |
3 | Right to Adjourn Meeting | Mgmt | N/A | TNA | N/A |
LaSalle Hotel Properties
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LHO | CUSIP 517942108 | 09/06/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Proxy Contest | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Blackstone Transaction | Mgmt | For | Against | Against2 | |
Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | ||
3 | Right to Adjourn Meeting | Mgmt | For | Against | Against |
LaSalle Hotel Properties
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LHO | CUSIP 517942108 | 09/06/2018 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Proxy Contest | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Blackstone Transaction | ShrHoldr | N/A | TNA | N/A |
LaSalle Hotel Properties
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LHO | CUSIP 517942108 | 11/27/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Merger | Mgmt | For | For | For | |
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |
3 | Right to Adjourn Meeting | Mgmt | For | For | For |
Lexington Realty Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LXP | CUSIP 529043101 | 05/21/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect T. Wilson Eglin | Mgmt | For | For | For | |
1.2 | Elect Richard S. Frary | Mgmt | For | For | For | |
1.3 | Elect Lawrence L. Gray | Mgmt | For | For | For | |
1.4 | Elect Jamie Handwerker | Mgmt | For | For | For | |
1.5 | Elect Claire A. Koeneman | Mgmt | For | For | For | |
1.6 | Elect Howard Roth | Mgmt | For | For | For | |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For |
Life Storage, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LSI | CUSIP 53223X107 | 05/30/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Mark G. Barberio | Mgmt | For | For | For | |
1.2 | Elect Joseph V. Saffire | Mgmt | For | For | For | |
1.3 | Elect Charles E. Lannon | Mgmt | For | For | For | |
1.4 | Elect Stephen R. Rusmisel | Mgmt | For | For | For | |
1.5 | Elect Arthur L. Havener, Jr. | Mgmt | For | For | For | |
1.6 | Elect Carol Hansell | Mgmt | For | For | For | |
1.7 | Elect Dana Hamilton | Mgmt | For | For | For | |
1.8 | Elect Edward J. Pettinella | Mgmt | For | For | For | |
1.9 | Elect David L. Rogers | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amend the Bylaws to Adopt Exclusive Forum Provision | Mgmt | For | Against | Against | |
4 | Amendment to the 2009 Outside Directors' Stock Option and Award Plan | Mgmt | For | For | For | |
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
LMP Capital and Income Fund Inc
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HIO | CUSIP 95766K109 | 02/22/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Nisha Kumar | Mgmt | For | For | For | |
1.2 | Elect William R. Hutchinson | Mgmt | For | For | For |
Magellan Midstream Partners, L.P.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MMP | CUSIP 559080106 | 04/25/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Walter R. Arnheim | Mgmt | For | For | For | |
1.2 | Elect Lori A. Gobillot | Mgmt | For | For | For | |
1.3 | Elect Edward J. Guay | Mgmt | For | For | For | |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For |
Main Street Capital Corporation
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MAIN | CUSIP 56035L104 | 05/06/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Michael Appling, Jr. | Mgmt | For | For | For | |
2 | Elect Valerie L. Banner | Mgmt | For | For | For | |
3 | Elect Joseph E. Canon | Mgmt | For | For | For | |
4 | Elect Arthur L. French | Mgmt | For | For | For | |
5 | Elect J. Kevin Griffin | Mgmt | For | For | For | |
6 | Elect John E. Jackson | Mgmt | For | For | For | |
7 | Elect Brian E. Lane | Mgmt | For | For | For | |
8 | Elect Stephen B. Solcher | Mgmt | For | For | For | |
9 | Elect Vincent D. Foster | Mgmt | For | For | For | |
10 | Elect Dwayne L. Hyzak | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
13 | Amendment Regarding Shareholders Ability to Amend Bylaws | Mgmt | For | For | For |
MainStay MacKay DefinedTerm Municipal Opportunities Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MMD | CUSIP 56064K100 | 09/26/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Yie Hsin-Hung | Mgmt | For | For | For | |
1.2 | Elect David H. Chow | Mgmt | For | For | For | |
1.3 | Elect Richard S. Trutanic | Mgmt | For | For | For |
MFA Financial, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MFA | CUSIP 55272X102 | 05/22/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect James A. Brodsky | Mgmt | For | For | For | |
2 | Elect Richard J. Byrne | Mgmt | For | For | For | |
3 | Elect Francis J. Oelerich III | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
MFS Charter Income Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MCR | CUSIP 552727109 | 10/04/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John A. Caroselli | Mgmt | For | For | For | |
1.2 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |
1.3 | Elect Robin A. Stelmach | Mgmt | For | For | For |
MFS Intermediate Income Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MIN | CUSIP 55273C107 | 10/04/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John A. Caroselli | Mgmt | For | For | For | |
1.2 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |
1.3 | Elect Robin A. Stelmach | Mgmt | For | For | For |
MFS Multimarket Income Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MMT | CUSIP 552737108 | 10/04/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John A. Caroselli | Mgmt | For | For | For | |
1.2 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |
1.3 | Elect Robin A. Stelmach | Mgmt | For | For | For |
MGM Growth Properties LLC
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MGP | CUSIP 55303A105 | 05/01/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect James J. Murren | Mgmt | For | For | For | |
2 | Elect Michael Reitbrock | Mgmt | For | For | For | |
3 | Elect Thomas A. Roberts | Mgmt | For | For | For | |
4 | Elect Daniel J. Taylor | Mgmt | For | For | For | |
5 | Elect William Joseph Hornbuckle | Mgmt | For | For | For | |
6 | Elect John M. McManus | Mgmt | For | For | For | |
7 | Elect Robert Smith | Mgmt | For | For | For | |
8 | Ratification of Auditor | Mgmt | For | For | For | |
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Monmouth Real Estate Investment Corporation
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MNR | CUSIP 609720107 | 05/16/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Daniel D. Cronheim | Mgmt | For | For | For | |
1.2 | Elect Kevin S. Miller | Mgmt | For | Withhold | Against | |
1.3 | Elect Gregory T. Otto | Mgmt | For | For | For | |
1.4 | Elect Scott L. Robinson | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Morgan Stanley Emerging Markets Domestic Debt Fund Inc
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EDD | CUSIP 617477104 | 06/25/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Frank L. Bowman | Mgmt | For | For | For | |
1.2 | Elect Jakki L. Haussler | Mgmt | For | For | For | |
1.3 | Elect Manuel H. Johnson | Mgmt | For | For | For | |
1.4 | Elect Patricia Maleski | Mgmt | For | For | For |
National Storage Affiliates Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NSA | CUSIP 637870106 | 05/23/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Arlen D. Nordhagen | Mgmt | For | For | For | |
2 | Elect George L. Chapman | Mgmt | For | For | For | |
3 | Elect Paul W. Hylbert, Jr. | Mgmt | For | For | For | |
4 | Elect Chad L. Meisinger | Mgmt | For | For | For | |
5 | Elect Steven G. Osgood | Mgmt | For | For | For | |
6 | Elect Dominic M. Palazzo | Mgmt | For | For | For | |
7 | Elect Rebecca L. Steinfort | Mgmt | For | For | For | |
8 | Elect Mark Van Mourick | Mgmt | For | Against | Against | |
9 | Elect J. Timothy Warren | Mgmt | For | Against | Against | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Neuberger Berman High Yield Strategies Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NHS | CUSIP 64128C106 | 09/19/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Marc Gary | Mgmt | For | For | For | |
1.2 | Elect Michael M. Knetter | Mgmt | For | For | For | |
1.3 | Elect Robert Conti | Mgmt | For | For | For |
New Mountain Finance Corporation
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NMFC | CUSIP 647551100 | 03/29/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Robert A. Hamwee | Mgmt | For | For | For | |
1.2 | Elect Alfred F. Hurley, Jr. | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Increase of Authorized Common Stock | Mgmt | For | For | For |
New Residential Investment Corp.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NRZ | CUSIP 64828T201 | 05/23/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Douglas L. Jacobs | Mgmt | For | For | For | |
1.2 | Elect Robert J. McGinnis | Mgmt | For | For | For | |
1.3 | Elect Andrew Sloves | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |
4 | Shareholder Proposal Regarding Board Diversity Report | ShrHoldr | N/A | Abstain | N/A |
New York Mortgage Trust, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NYMT | CUSIP 649604501 | 06/28/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect David R. Bock | Mgmt | For | For | For | |
2 | Elect Michael B. Clement | Mgmt | For | For | For | |
3 | Elect Alan L. Hainey | Mgmt | For | For | For | |
4 | Elect Steven R. Mumma | Mgmt | For | For | For | |
5 | Elect Steven G. Norcutt | Mgmt | For | For | For | |
6 | Elect Lisa A. Pendergast | Mgmt | For | For | For | |
7 | Elect Jason T. Serrano | Mgmt | For | For | For | |
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |
10 | Amendment to the 2017 Equity Incentive Plan | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For |
Newtek Business Services Corp.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NEWT | CUSIP 652526203 | 07/26/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For | |
2 | Reduce Minimum Asset Coverage Ratio from 200% to 150% | Mgmt | For | For | For | |
3 | Allow Shareholders to Amend Bylaws | Mgmt | For | For | For | |
4 | Right to Adjourn Meeting | Mgmt | For | For | For |
NexPoint Strategic Opportunities Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NHF | CUSIP 65340G205 | 06/14/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Ethan Powell | Mgmt | For | Withhold | Against | |
1.2 | Elect Bryan A. Ward | Mgmt | For | For | For |
NuStar Energy L.P.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NS | CUSIP 67058H102 | 04/23/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect J. Dan Bates | Mgmt | For | For | For | |
1.2 | Elect James F. Clingman, Jr.Mgmt | Mgmt | For | For | For | |
1.3 | Elect Dan J. Hill | Mgmt | For | For | For | |
2 | Approval of the 2019 Long- Term Incentive Plan | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
Nuveen Build America Bond Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NBB | CUSIP 67074C103 | 10/19/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Share Issuance in Connection With Fund Combination | Mgmt | For | For | For | |
2 | Elimination of Fundamental Policy Regarding Contingent Term | Mgmt | For | For | For | |
3.1 | Elect Margo L. Cook | Mgmt | For | For | For | |
3.2 | Elect Jack B. Evans | Mgmt | For | For | For | |
3.3 | Elect Albin F. Moschner | Mgmt | For | For | For | |
3.4 | Elect William J. Schneider | Mgmt | For | For | For |
Nuveen Credit Strategies Income Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JQC | CUSIP 67073D102 | 04/10/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Judith M. Stockdale | Mgmt | For | For | For | |
1.2 | Elect Carole E. Stone | Mgmt | For | For | For | |
1.3 | Elect Margaret L. Wolff | Mgmt | For | For | For | |
1.4 | Elect William C. Hunter | Mgmt | For | For | For |
Nuveen Floating Rate Income Opportunity Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JRO | CUSIP 67077N106 | 04/10/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Judith M. Stockdale | Mgmt | For | For | For | |
1.2 | Elect Carole E. Stone | Mgmt | For | For | For | |
1.3 | Elect Margaret L. Wolff | Mgmt | For | For | For | |
1.4 | Elect William C. Hunter | Mgmt | For | For | For |
Nuveen Floating Rate Income Opportunity Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JRO | CUSIP 670671106 | 04/10/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Judith M. Stockdale | Mgmt | For | For | For | |
1.2 | Elect Carole E. Stone | Mgmt | For | For | For | |
1.3 | Elect Margaret L. Wolff | Mgmt | For | For | For |
Nuveen Global Equity Income Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JRI | CUSIP 67074Y105 | 04/10/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Judith M. Stockdale | Mgmt | For | For | For | |
1.2 | Elect Carole E. Stone | Mgmt | For | For | For | |
1.3 | Elect Margaret L. Wolff | Mgmt | For | For | For | |
1.4 | Elect William C. Hunter | Mgmt | For | For | For |
Nuveen Preferred & Income Opportunities Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JPC | CUSIP 67073B106 | 04/10/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Judith M. Stockdale | Mgmt | For | For | For | |
1.2 | Elect Carole E. Stone | Mgmt | For | For | For | |
1.3 | Elect Margaret L. Wolff | Mgmt | For | For | For | |
1.4 | Elect William C. Hunter | Mgmt | For | For | For |
Nuveen Preferred and Income Term Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JPI | CUSIP 67075A106 | 04/10/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Judith M. Stockdale | Mgmt | For | For | For | |
1.2 | Elect Carole E. Stone | Mgmt | For | For | For | |
1.3 | Elect Margaret L. Wolff | Mgmt | For | For | For | |
1.4 | Elect William C. Hunter | Mgmt | For | For | For |
Nuveen Quality Preferred Income Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JPS | CUSIP 67072C105 | 04/10/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Judith M. Stockdale | Mgmt | For | For | For | |
1.2 | Elect Carole E. Stone | Mgmt | For | For | For | |
1.3 | Elect Margaret L. Wolff | Mgmt | For | For | For | |
1.4 | Elect William C. Hunter | Mgmt | For | For | For |
Nuveen Tax-Advantaged Dividend Growth Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JFR | CUSIP 67072T108 | 04/10/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Judith M. Stockdale | Mgmt | For | For | For | |
1.2 | Elect Carole E. Stone | Mgmt | For | For | For | |
1.3 | Elect Margaret L. Wolff | Mgmt | For | For | For |
Oaktree Specialty Lending Corporation
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OCSL | CUSIP 67401P108 | 03/07/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Richard G. Ruben | Mgmt | For | Abstain | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For |
Oaktree Specialty Lending Corporation
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OCSL | CUSIP 67401P108 | 06/28/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Approval of a New Investment Advisory Agreement | Mgmt | For | For | For | |
2 | Reduce Minimum Asset Coverage Ratio | Mgmt | For | For | For |
Oaktree Strategic Income Corporation
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OCSI | CUSIP 67402D104 | 07/10/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Reduce Minimum Asset Coverage Ratio from 200% to 150% | Mgmt | For | For | For |
Och-Ziff Capital Management Group LLC
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OZM | CUSIP 67551U204 | 05/13/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Amendment to the 2013 Incentive Plan | Mgmt | For | Against | Against |
One Liberty Properties, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OLP | CUSIP 682406103 | 06/13/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Jeffrey A. Gould | Mgmt | For | For | For | |
2 | Elect Matthew J. Gould | Mgmt | For | For | For | |
3 | Elect J. Robert Lovejoy | Mgmt | For | For | For | |
4 | Approval of the 2019 Incentive Plan | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | For | For |
Outfront Media Inc
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OUT | CUSIP 69007J106 | 06/10/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Nicolas Brien | Mgmt | For | Against | Against | |
2 | Elect Angela Courtin | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
5 | Elimination of Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |
6 | Repeal of Classified Board | Mgmt | For | For | For | |
7 | Amendment to the Omnibus Stock Incentive Plan | Mgmt | For | For | For |
Oxford Square Capital Corp.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OXSQ | CUSIP 69181V107 | 07/27/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Jonathan H. Cohen | Mgmt | For | For | For | |
1.2 | Elect George Stelljes III | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Right to Adjourn Meeting | Mgmt | For | For | For |
Park Hotels & Resorts Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PK | CUSIP 700517105 | 04/26/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | For | For | |
2 | Elect Gordon M. Bethune | Mgmt | For | For | For | |
3 | Elect Patricia M. Bedient | Mgmt | For | For | For | |
4 | Elect Geoffrey Garrett | Mgmt | For | For | For | |
5 | Elect Christie B. Kelly | Mgmt | For | For | For | |
6 | Elect Joseph I. Lieberman | Mgmt | For | For | For | |
7 | Elect Timothy J. Naughton | Mgmt | For | Against | Against | |
8 | Elect Stephen I. Sadove | Mgmt | For | For | For | |
9 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |
10 | Increase Stock Ownership Limitations | Mgmt | For | For | For | |
11 | Decrease Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |
12 | Opt out of Section 203 of the DGCL | Mgmt | For | For | For | |
13 | Other Charter Amendments | Mgmt | For | For | For | |
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
15 | Ratification of Auditor | Mgmt | For | For | For |
PCM Fund Inc
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PCM | CUSIP 72202D106 | 04/26/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Sarah E. Cogan | Mgmt | For | For | For | |
1.2 | Elect David N. Fisher | Mgmt | For | For | For | |
1.3 | Elect Deborah A. DeCotis | Mgmt | For | For | For | |
1.4 | Elect William B. Ogden IV | Mgmt | For | For | For | |
1.5 | Elect John C. Maney | Mgmt | For | For | For |
Pebblebrook Hotel Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PEB | CUSIP 70509V100 | 06/13/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Jon E. Bortz | Mgmt | For | For | For | |
2 | Elect Cydney C. Donnell | Mgmt | For | For | For | |
3 | Elect Ron E. Jackson | Mgmt | For | For | For | |
4 | Elect Phillip M. Miller | Mgmt | For | For | For | |
5 | Elect Michael J. Schall | Mgmt | For | For | For | |
6 | Elect Bonny W. Simi | Mgmt | For | For | For | |
7 | Elect Earl E. Webb | Mgmt | For | For | For | |
8 | Ratification of Auditor | Mgmt | For | For | For | |
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
10 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | ShrHoldr | Against | Against | For |
Pebblebrook Hotel Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PEB | CUSIP 70509V100 | 11/27/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Merger | Mgmt | For | For | For | |
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
PennantPark Floating Rate Capital Ltd
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PNNT;PFLT | CUSIP 70806A106 | 02/05/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Adam K. Bernstein | Mgmt | For | Withhold | Against | |
1.2 | Elect Jeffrey Flug | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
PennantPark Investment Corporation
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PNNT;PFLT | CUSIP 708062104 | 02/05/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Arthur H. Penn | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Reduce Minimum Asset Coverage Ratio | Mgmt | For | For | For |
Pennymac Mortgage Investment Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PMT | CUSIP 70931T103 | 06/05/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Scott W. Carnahan | Mgmt | For | For | For | |
2 | Elect Marianne Sullivan | Mgmt | For | For | For | |
3 | Elect Frank P. Willey | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
6 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For |
PGIM Short Duration High Yield Fund Inc
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GHY | CUSIP 69346J106 | 03/08/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ellen S. Alberding | Mgmt | For | For | For | |
1.2 | Elect Barry H. Evans | Mgmt | For | For | For | |
1.3 | Elect Stuart S. Parker | Mgmt | For | For | For | |
1.4 | Elect Brian K Reid | Mgmt | For | For | For |
PGIM Short Duration High Yield Fund Inc
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ISD | CUSIP 69346H100 | 03/08/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ellen S. Alberding | Mgmt | For | For | For | |
1.2 | Elect Barry H. Evans | Mgmt | For | For | For | |
1.3 | Elect Stuart S. Parker | Mgmt | For | For | For | |
1.4 | Elect Brian K Reid | Mgmt | For | For | For |
Piedmont Office Realty Trust, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PDM | CUSIP 720190206 | 05/15/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Frank C. McDowell | Mgmt | For | For | For | |
2 | Elect Kelly H. Barrett | Mgmt | For | For | For | |
3 | Elect Wesley E. Cantrell | Mgmt | For | For | For | |
4 | Elect Barbara B. Lang | Mgmt | For | For | For | |
5 | Elect Donald A. Miller | Mgmt | For | For | For | |
6 | Elect Raymond G. Milnes, Jr. - Candidate Withdrawn | Mgmt | N/A | Abstain | N/A | |
7 | Elect C. Brent Smith | Mgmt | For | For | For | |
8 | Elect Jeffrey L. Swope | Mgmt | For | For | For | |
9 | Elect Dale H. Taysom | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
PIMCO Corporate & Income Opportunity Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PTY | CUSIP 72201B101 | 04/26/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Sarah E. Cogan | Mgmt | N/A | For | N/A | |
1.2 | Elect David N. Fisher | Mgmt | N/A | For | N/A | |
1.3 | Elect William B. Ogden IV | Mgmt | N/A | For | N/A | |
1.4 | Elect John C. Maney | Mgmt | N/A | For | N/A |
PIMCO Corporate & Income Strategy Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PCN | CUSIP 72200U100 | 04/26/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Sarah E. Cogan | Mgmt | For | For | For | |
1.2 | Elect David N. Fisher | Mgmt | For | For | For | |
1.3 | Elect James A. Jacobson | Mgmt | For | For | For | |
1.4 | Elect John C. Maney | Mgmt | For | For | For |
PIMCO Dynamic Income Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PDI | CUSIP 72201Y101 | 06/28/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Sarah E. Cogan | Mgmt | For | For | For | |
1.2 | Elect David N. Fisher | Mgmt | For | For | For | |
1.3 | Elect John C. Maney | Mgmt | For | For | For | |
1.4 | Elect William B. Ogden IV | Mgmt | For | For | For | |
1.5 | Elect Alan H. Rappaport | Mgmt | For | For | For |
Pimco High Income Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PHK | CUSIP 722014107 | 06/28/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Sarah E. Cogan | Mgmt | For | For | For | |
1.2 | Elect David N. Fisher | Mgmt | For | For | For | |
1.3 | Elect John C. Maney | Mgmt | For | For | For | |
1.4 | Elect William B. Ogden IV | Mgmt | For | For | For |
Pimco Income Opportunity Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PKO | CUSIP 72202B100 | 04/26/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Sarah E. Cogan | Mgmt | For | For | For | |
1.2 | Elect David N. Fisher | Mgmt | For | For | For | |
1.3 | Elect James A. Jacobson | Mgmt | For | For | For | |
1.4 | Elect William B. Ogden IV | Mgmt | For | For | For | |
1.5 | Elect John C. Maney | Mgmt | For | For | For |
Pimco Income Strategy Fund II
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PFN | CUSIP 72201J104 | 06/28/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Sarah E. Cogan | Mgmt | N/A | For | N/A | |
1.2 | Elect Deborah A. DeCotis | Mgmt | N/A | For | N/A | |
1.3 | Elect David N. Fisher | Mgmt | N/A | For | N/A |
PIMCO Strategic Income Fund Inc
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RCS | CUSIP 72200X104 | 06/28/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Sarah E. Cogan | Mgmt | For | For | For | |
1.2 | Elect David N. Fisher | Mgmt | For | For | For | |
1.3 | Elect James A. Jacobson | Mgmt | For | For | For | |
1.4 | Elect John C. Maney | Mgmt | For | For | For | |
1.5 | Elect William B. Ogden IV | Mgmt | For | For | For |
Pioneer Floating Rate Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PHD | CUSIP 72369J102 | 09/20/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Thomas J. Perna | Mgmt | For | For | For | |
1.2 | Elect Fred J. Ricciardi | Mgmt | For | For | For | |
1.3 | Elect Marguerite A. Piret | Mgmt | For | For | For |
Pioneer High Income Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PHT | CUSIP 72369H106 | 09/20/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Thomas J. Perna | Mgmt | For | For | For | |
1.2 | Elect Fred J. Ricciardi | Mgmt | For | For | For | |
1.3 | Elect Marguerite A. Piret | Mgmt | For | For | For |
PotlatchDeltic Corporation
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PCH | CUSIP 737630103 | 05/06/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Michael J. Covey | Mgmt | For | For | For | |
2 | Elect Charles P. Grenier | Mgmt | For | For | For | |
3 | Elect Gregory L. Quesnel | Mgmt | For | For | For | |
4 | Elect R. Hunter Pierson, Jr. | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | For | For | |
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
7 | Approval of the 2019 Long-Term Incentive Plan | Mgmt | For | For | For |
Preferred Apartment Communities, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
APTS | CUSIP 74039L103 | 05/02/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Daniel M. DuPree | Mgmt | For | For | For | |
1.2 | Elect Leonard A. Silverstein | Mgmt | For | For | For | |
1.3 | Elect Joel T. Murphy | Mgmt | For | For | For | |
1.4 | Elect Steve Bartkowski | Mgmt | For | For | For | |
1.5 | Elect Gary B. Coursey | Mgmt | For | For | For | |
1.6 | Elect William J. Gresham Jr. | Mgmt | For | For | For | |
1.7 | Elect Howard A. McLure | Mgmt | For | For | For | |
1.8 | Elect Timothy A. Peterson | Mgmt | For | For | For | |
1.9 | Elect John M. Wiens | Mgmt | For | For | For | |
1.10 | Elect Sara J. Finley | Mgmt | For | For | For | |
2 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
4 | Ratification of Auditor | Mgmt | For | For | For |
Prospect Capital Corporation
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PSEC | CUSIP 74348T102 | 12/17/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect M. Grier Eliasek | Mgmt | For | Against | Against | |
2 | Elect Andrew C. Cooper | Mgmt | For | For | For |
Putnam Managed Municipal Income Trust.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PMM | CUSIP 746823103 | 04/26/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Change in Board Size | Mgmt | For | For | For | |
2.1 | Elect Liaquat Ahamed | Mgmt | For | For | For | |
2.2 | Elect Ravi Akhoury | Mgmt | For | For | For | |
2.3 | Elect Barbara M. Baumann | Mgmt | For | For | For | |
2.4 | Elect Katinka Domotorffy | Mgmt | For | For | For | |
2.5 | Elect Catharine Bond Hill | Mgmt | For | For | For | |
2.6 | Elect Paul L. Joskow | Mgmt | For | For | For | |
2.7 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |
2.8 | Elect Robert L. Reynolds | Mgmt | For | For | For | |
2.9 | Elect Manoj P. Singh | Mgmt | For | For | For | |
3 | Conversion of Fund to Open- End Investment Company | Mgmt | Against | Against | For |
Putnam Municipal Opportunities Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PMO | CUSIP 746922103 | 04/26/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Change in Board Size | Mgmt | For | For | For | |
2.1 | Elect Liaquat Ahamed | Mgmt | For | For | For | |
2.2 | Elect Ravi Akhoury | Mgmt | For | For | For | |
2.3 | Elect Barbara M. Baumann | Mgmt | For | For | For | |
2.4 | Elect Katinka Domotorffy | Mgmt | For | For | For | |
2.5 | Elect Catharine Bond Hill | Mgmt | For | For | For | |
2.6 | Elect Paul L. Joskow | Mgmt | For | For | For | |
2.7 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |
2.8 | Elect Robert L. Reynolds | Mgmt | For | For | For | |
2.9 | Elect Manoj P. Singh | Mgmt | For | For | For |
Qts Realty Trust, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
QTS | CUSIP 74736A103 | 05/09/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Chad L. Williams | Mgmt | For | For | For | |
1.2 | Elect John W. Barter, III | Mgmt | For | For | For | |
1.3 | Elect William O. Grabe | Mgmt | For | For | For | |
1.4 | Elect Catherine R. Kinney | Mgmt | For | For | For | |
1.5 | Elect Peter A. Marino | Mgmt | For | For | For | |
1.6 | Elect Scott D. Miller | Mgmt | For | For | For | |
1.7 | Elect Mazen Rahwashdeh | Mgmt | For | For | For | |
1.8 | Elect Wayne M. Rehberger | Mgmt | For | For | For | |
1.9 | Elect Philip P. Trahanas | Mgmt | For | For | For | |
1.10 | Elect Stephen E. Westhead | Mgmt | For | For | For | |
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Opt Out of Maryland’s Unsolicited Takeover Act | Mgmt | For | For | For | |
5 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For |
Reaves Utility Income Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UTG | CUSIP 756158101 | 04/09/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jeremy W. Deems | Mgmt | For | For | For | |
1.2 | Elect Jeremy O. May | Mgmt | For | For | For |
Redwood Trust, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RWT | CUSIP 758075402 | 05/15/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Richard D. Baum | Mgmt | For | For | For | |
2 | Elect Christopher J. Abate | Mgmt | For | For | For | |
3 | Elect Mariann Byerwalter | Mgmt | For | For | For | |
4 | Elect Douglas B. Hansen | Mgmt | For | For | For | |
5 | Elect Debora D. Horvath | Mgmt | For | For | For | |
6 | Elect Greg H. Kubicek | Mgmt | For | For | For | |
7 | Elect Fred J. Matera | Mgmt | For | For | For | |
8 | Elect Jeffrey T. Pero | Mgmt | For | Against | Against | |
9 | Elect Georganne C. Proctor | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
12 | Increase of Authorized Common Stock | Mgmt | For | For | For | |
13 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For |
Retail Opportunity Investments Corp.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ROIC | CUSIP 76131N101 | 04/24/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Richard A. Baker | Mgmt | For | For | For | |
1.2 | Elect Michael J. Indiveri | Mgmt | For | For | For | |
1.3 | Elect Edward H. Meyer | Mgmt | For | Withhold | Against | |
1.4 | Elect Lee S. Neibart | Mgmt | For | Withhold | Against | |
1.5 | Elect Charles J. Persico | Mgmt | For | For | For | |
1.6 | Elect Laura H. Pomerantz | Mgmt | For | For | For | |
1.7 | Elect Stuart A. Tanz | Mgmt | For | For | For | |
1.8 | Elect Eric S. Zorn | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Retail Properties of America, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RPAI | CUSIP 76131V202 | 05/23/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Bonnie S. Biumi | Mgmt | For | For | For | |
2 | Elect Frank A. Catalano, Jr. | Mgmt | For | For | For | |
3 | Elect Robert G. Gifford | Mgmt | For | For | For | |
4 | Elect Gerald M. Gorski | Mgmt | For | For | For | |
5 | Elect Steven P. Grimes | Mgmt | For | For | For | |
6 | Elect Richard P. Imperiale | Mgmt | For | For | For | |
7 | Elect Peter L. Lynch | Mgmt | For | For | For | |
8 | Elect Thomas J. Sargeant | Mgmt | For | For | For | |
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For |
RLJ Lodging Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RLJ | CUSIP 74965L101 | 05/03/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Robert L. Johnson | Mgmt | For | For | For | |
2 | Elect Leslie D. Hale | Mgmt | For | For | For | |
3 | Elect B. Evan Bayh III | Mgmt | For | For | For | |
4 | Elect Arthur R. Collins | Mgmt | For | For | For | |
5 | Elect Nathaniel A. Davis | Mgmt | For | Against | Against | |
6 | Elect Patricia L. Gibson | Mgmt | For | For | For | |
7 | Elect Robert M. La Forgia | Mgmt | For | For | For | |
8 | Elect Robert J. McCarthy | Mgmt | For | For | For | |
9 | Elect Glenda G. McNeal | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
12 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | ShrHoldr | Against | Against | For |
Ryman Hospitality Properties, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RHP | CUSIP 78377T107 | 05/09/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Rachna Bhasin | Mgmt | For | For | For | |
2 | Elect Alvin Bowles Jr. | Mgmt | For | For | For | |
3 | Elect Fazal Merchant | Mgmt | For | For | For | |
4 | Elect Patrick Q. Moore | Mgmt | For | For | For | |
5 | Elect Christine Pantoya | Mgmt | For | For | For | |
6 | Elect Robert S. Prather, Jr. | Mgmt | For | For | For | |
7 | Elect Colin V. Reed | Mgmt | For | For | For | |
8 | Elect Michael I. Roth | Mgmt | For | Against | Against | |
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For |
Schlumberger Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SLB | CUSIP 806857108 | 04/03/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |
2 | Elect Miguel M. Galuccio | Mgmt | For | For | For | |
3 | Elect Paal Kibsgaard | Mgmt | For | For | For | |
4 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |
5 | Elect Tatyana A. Mitrova | Mgmt | For | For | For | |
6 | Elect Indra K. Nooyi | Mgmt | For | For | For | |
7 | Elect Lubna S. Olayan | Mgmt | For | For | For | |
8 | Elect Mark G. Papa | Mgmt | For | For | For | |
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |
10 | Elect Henri Seydoux | Mgmt | For | For | For | |
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
12 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Amendment to the 2004 Stock and Deferral Plan for Non- Employee Directors | Mgmt | For | For | For |
Select Income REIT
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SIR | CUSIP 81618T100 | 12/20/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Government Properties Transaction | Mgmt | For | Against | Against | |
2 | Right to Adjourn Meeting | Mgmt | For | Against | Against |
SemGroup Corporation
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SEMG | CUSIP 81663A105 | 05/15/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ronald A. Ballschmiede | Mgmt | For | For | For | |
1.2 | Elect Sarah M. Barpoulis | Mgmt | For | For | For | |
1.3 | Elect Carlin G. Conner | Mgmt | For | For | For | |
1.4 | Elect Karl F. Kurz | Mgmt | For | For | For | |
1.5 | Elect James H. Lytal | Mgmt | For | For | For | |
1.6 | Elect William J. McAdam | Mgmt | For | For | For | |
1.7 | Elect Thomas R. McDaniel | Mgmt | For | For | For | |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Amendment to the 2016 Equity Incentive Plan | Mgmt | For | For | For |
Ship Finance International Limited
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SFL | CUSIP G81075106 | 09/21/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Harald Thorstein | Mgmt | For | Against | Against | |
2 | Elect Bert M. Bekker | Mgmt | For | For | For | |
3 | Elect Gary Vogel | Mgmt | For | For | For | |
4 | Elect Keesjan Cordia | Mgmt | For | For | For | |
5 | Increase of Authorised Share Capital | Mgmt | For | For | For | |
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |
7 | Directors' Fees | Mgmt | For | For | For |
Simon Property Group, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SPG | CUSIP 828806109 | 05/08/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | |
3 | Elect Karen N. Horn | Mgmt | For | For | For | |
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | |
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | |
6 | Elect Gary M. Rodkin | Mgmt | For | For | For | |
7 | Elect Stefan M. Selig | Mgmt | For | For | For | |
8 | Elect Daniel C. Smith | Mgmt | For | For | For | |
9 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |
10 | Elect Marta R. Stewart | Mgmt | For | For | For | |
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | For | For | |
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
SITE Centers Corp
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SITC | 05/09/2019 | Voted | ||||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Linda B. Abraham | Mgmt | For | For | For | |
2 | Elect Terrance R. Ahern | Mgmt | For | For | For | |
3 | Elect Jane E. DeFlorio | Mgmt | For | For | For | |
4 | Elect Thomas Finne | Mgmt | For | For | For | |
5 | Elect David R. Lukes | Mgmt | For | For | For | |
6 | Elect Victor B. MacFarlane | Mgmt | For | For | For | |
7 | Elect Alexander Otto | Mgmt | For | For | For | |
8 | Elect Dawn M. Sweeney | Mgmt | For | For | For | |
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Approval of the 2019 Equity and Incentive Compensation Plan | Mgmt | For | For | For |
SITE Centers Corp.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SITC | CUSIP 82981J109 | 05/09/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Linda B. Abraham | Mgmt | For | For | For | |
2 | Elect Terrance R. Ahern | Mgmt | For | For | For | |
3 | Elect Jane E. DeFlorio | Mgmt | For | For | For | |
4 | Elect Thomas Finne | Mgmt | For | For | For | |
5 | Elect David R. Lukes | Mgmt | For | For | For | |
6 | Elect Victor B. MacFarlane | Mgmt | For | For | For | |
7 | Elect Alexander Otto | Mgmt | For | For | For | |
8 | Elect Dawn M. Sweeney | Mgmt | For | For | For | |
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Approval of the 2019 Equity and Incentive Compensation Plan | Mgmt | For | For | For |
Solar Capital Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SLRC | CUSIP 83413U100 | 10/11/2018 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Michael S. Gross | Mgmt | For | For | For | |
1.2 | Elect Leonard A. Potter | Mgmt | For | For | For | |
2 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For | |
3 | Reduce Minimum Asset Coverage Ratio | Mgmt | For | For | For |
Solar Senior Capital Ltd.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SUNS | CUSIP 83416M105 | 10/11/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David S. Wachter | Mgmt | Withhold | Withhold | N/A | |
2 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For | |
3 | Reduce Minimum Asset Coverage Ratio | Mgmt | For | For | For |
Spirit Realty Capital, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SRC | CUSIP 84860W300 | 05/09/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Jackson Hsieh | Mgmt | For | For | For | |
2 | Elect Kevin M. Charlton | Mgmt | For | For | For | |
3 | Elect Todd A. Dunn | Mgmt | For | For | For | |
4 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |
5 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |
6 | Elect Thomas D. Senkbeil | Mgmt | For | For | For | |
7 | Elect Nicholas P. Shepherd | Mgmt | For | For | For | |
8 | Elect Diana M. Laing | Mgmt | For | For | For | |
9 | Elect Elizabeth F. Frank | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Amendment to the 2012 Incentive Award Plan | Mgmt | For | For | For | |
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
STAG Industrial, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
STAG | CUSIP 85254J102 | 04/29/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Benjamin S. Butcher | Mgmt | For | For | For | |
2 | Elect Virgis W. Colbert | Mgmt | For | For | For | |
3 | Elect Michelle Dilley | Mgmt | For | For | For | |
4 | Elect Jeffrey D. Furber | Mgmt | For | For | For | |
5 | Elect Larry T. Guillemette | Mgmt | For | For | For | |
6 | Elect Francis X. Jacoby III | Mgmt | For | For | For | |
7 | Elect Christopher P. Marr | Mgmt | For | For | For | |
8 | Elect Hans S. Weger | Mgmt | For | For | For | |
9 | Ratification of Auditor | Mgmt | For | For | For | |
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Starwood Property Trust, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
STWD | CUSIP 85571B105 | 04/30/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Richard D. Bronson | Mgmt | For | For | For | |
1.2 | Elect Jeffrey G. Dishner | Mgmt | For | For | For | |
1.3 | Elect Camille J. Douglas | Mgmt | For | For | For | |
1.4 | Elect Solomon J. Kumin | Mgmt | For | For | For | |
1.5 | Elect Fred S. Ridley | Mgmt | For | For | For | |
1.6 | Elect Barry S. Sternlicht | Mgmt | For | For | For | |
1.7 | Elect Strauss Zelnick | Mgmt | For | Withhold | Against | |
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
3 | Ratification of Auditor | Mgmt | For | For | For |
Store Capital Corp
Ticker | Security ID: | Meeting Date | Meeting Status | |||
STOR | CUSIP 862121100 | 05/30/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Joseph M. Donovan | Mgmt | For | For | For | |
1.2 | Elect Mary Fedewa | Mgmt | For | For | For | |
1.3 | Elect Morton H. Fleischer | Mgmt | For | For | For | |
1.4 | Elect William F. Hipp | Mgmt | For | For | For | |
1.5 | Elect Catherine D. Rice | Mgmt | For | For | For | |
1.6 | Elect Einar A. Seadler | Mgmt | For | For | For | |
1.7 | Elect Rajath Shourie | Mgmt | For | For | For | |
1.8 | Elect Quentin P. Smith, Jr. | Mgmt | For | For | For | |
1.9 | Elect Christopher H. Volk | Mgmt | For | For | For | |
2 | Approval of an Amendment to the Company's Bylaws to Allow Shareholders to Amend the Bylaws | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For |
Summit Hotel Properties, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
INN | CUSIP 866082100 | 05/16/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Daniel P. Hansen | Mgmt | For | For | For | |
1.2 | Elect Bjorn R. L. Hanson | Mgmt | For | For | For | |
1.3 | Elect Jeffrey W. Jones | Mgmt | For | For | For | |
1.4 | Elect Kenneth J. Kay | Mgmt | For | For | For | |
1.5 | Elect Thomas W. Storey | Mgmt | For | For | For | |
1.6 | Elect Hope Taitz | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Sunstone Hotel Investors, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SHO | CUSIP 867892101 | 05/03/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John V. Arabia | Mgmt | For | For | For | |
1.2 | Elect W. Blake Baird | Mgmt | For | Withhold | Against | |
1.3 | Elect Andrew Batinovich | Mgmt | For | For | For | |
1.4 | Elect Z. Jamie Behar | Mgmt | For | For | For | |
1.5 | Elect Thomas A. Lewis Jr. | Mgmt | For | For | For | |
1.6 | Elect Murray J. McCabe | Mgmt | For | For | For | |
1.7 | Elect Douglas M. Pasquale | Mgmt | For | For | For | |
1.8 | Elect Keith P. Russell | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |
4 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | ShrHoldr | Against | Against | For |
Tanger Factory Outlet Centers, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SKT | CUSIP 875465106 | 05/17/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect William G. Benton | Mgmt | For | For | For | |
2 | Elect Jeffrey B. Citrin | Mgmt | For | For | For | |
3 | Elect David B. Henry | Mgmt | For | For | For | |
4 | Elect Thomas J. Reddin | Mgmt | For | For | For | |
5 | Elect Thomas E. Robinson | Mgmt | For | For | For | |
6 | Elect Bridget M. Ryan Berman | Mgmt | For | For | For | |
7 | Elect Allan L. Schuman | Mgmt | For | For | For | |
8 | Elect Susan E. Skerritt | Mgmt | For | For | For | |
9 | Elect Steven B. Tanger | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Amendment to the Incentive Award Plan | Mgmt | For | For | For | |
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Targa Resources Corp.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TRGP | CUSIP 87612G101 | 05/30/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Waters S. Davis, IV | Mgmt | For | For | For | |
2 | Elect Rene R. Joyce | Mgmt | For | For | For | |
3 | Elect Chris Tong | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Taubman Centers, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TCO | CUSIP 876664103 | 05/30/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Mayree C. Clark | Mgmt | For | For | For | |
1.2 | Elect Michael J. Embler | Mgmt | For | For | For | |
1.3 | Elect Janice L. Fields | Mgmt | For | For | For | |
1.4 | Elect Michelle J. Goldberg | Mgmt | For | For | For | |
1.5 | Elect Nancy Killefer | Mgmt | For | For | For | |
1.6 | Elect Ronald W. Tysoe | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
TCG BDC, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CGBD | CUSIP 872280102 | 05/22/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Leslie E. Bradford | Mgmt | For | For | For | |
2 | Elect John G. Nestor | Mgmt | For | Abstain | Against | |
3 | Ratification of Auditor | Mgmt | For | For | For |
Teekay LNG Partners L.P.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TGP | CUSIP Y8564M105 | 12/18/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allow the Partnership to Elect to be Treated as a Corporation for Federal Income Tax Purposes | Mgmt | For | For | For | |
2 | Adopt the Fourth Amended and Restated Partnership Agreement | Mgmt | For | For | For | |
3 | Right to Adjourn Meeting | Mgmt | For | For | For |
Templeton Emerging Markets Income Fund Inc
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TEI | CUSIP 880192109 | 05/30/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Mary C. Choksi | Mgmt | For | For | For | |
1.2 | Elect Rupert H. Johnson, Jr. | Mgmt | For | For | For | |
1.3 | Elect Gregory E. Johnson | Mgmt | For | For | For | |
2 | Amendment to Investment Objective Regarding U.S. Dollar Denominated Securities | Mgmt | For | For | For | |
3 | Amendment to Investment Objective Regarding Commodities | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For |
Templeton Global Income Fund Inc
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GIM | CUSIP 880198106 | 05/30/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Mary C. Choksi | Mgmt | For | For | For | |
1.2 | Elect Larry D. Thompson | Mgmt | For | For | For | |
1.3 | Elect Rupert H. Johnson, Jr. | Mgmt | For | For | For | |
1.4 | Elect Gregory E. Johnson | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
The GEO Group, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GEO | CUSIP 36162J106 | 05/07/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Anne N. Foreman | Mgmt | For | For | For | |
1.2 | Elect Richard H. Glanton | Mgmt | For | For | For | |
1.3 | Elect Scott Kernan | Mgmt | For | For | For | |
1.4 | Elect Guido Van Hauwermeiren | Mgmt | For | For | For | |
1.5 | Elect Christopher C. Wheeler | Mgmt | For | Withhold | Against | |
1.6 | Elect Julie Myers Wood | Mgmt | For | Withhold | Against | |
1.7 | Elect George C. Zoley | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
4 | Shareholder Proposal Regarding Human Rights Review | ShrHoldr | Against | For | Against |
The India Fund, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IFN | CUSIP 454089103 | 06/19/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Nancy Yao Maasbach | Mgmt | For | For | For | |
2 | Elect Hugh Young | Mgmt | For | For | For |
The Macerich Company
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MAC | CUSIP 554382101 | 06/07/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Peggy Alford | Mgmt | For | For | For | |
2 | Elect John H. Alschuler | Mgmt | For | For | For | |
3 | Elect Eric K. Brandt | Mgmt | For | For | For | |
4 | Elect Edward C. Coppola | Mgmt | For | For | For | |
5 | Elect Steven R. Hash | Mgmt | For | For | For | |
6 | Elect Daniel J. Hirsch | Mgmt | For | For | For | |
7 | Elect Diana M. Laing | Mgmt | For | For | For | |
8 | Elect Thomas E. O’Hern | Mgmt | For | For | For | |
9 | Elect Steven L. Soboroff | Mgmt | For | For | For | |
10 | Elect Andrea M. Stephen | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Tortoise Energy Infrastructure Corp
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TYG | CUSIP 89147L100 | 05/20/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Alexandra Herger | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
Tortoise Midstream Energy Fund Inc
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NTG | CUSIP 89148B101 | 05/20/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Alexandra Herger | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
TPG RE Finance Trust, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TRTX | CUSIP 87266M107 | 05/21/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Avi Banyasz | Mgmt | For | For | For | |
1.2 | Elect Greta Guggenheim | Mgmt | For | For | For | |
1.3 | Elect Kelvin L. Davis | Mgmt | For | Withhold | Against | |
1.4 | Elect Michael Gillmore | Mgmt | For | For | For | |
1.5 | Elect Wendy A. Silverstein | Mgmt | For | For | For | |
1.6 | Elect Bradley Smith | Mgmt | For | Withhold | Against | |
1.7 | Elect Gregory A. White | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | Against | Against | |
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
TPG Specialty Lending, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TSLX | CUSIP 87265K102 | 05/16/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jennifer Gordon | Mgmt | For | Withhold | Against | |
1.2 | Elect John Ross | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
TPG Specialty Lending, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TSLX | CUSIP 87265K102 | 06/14/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For |
TPG Specialty Lending, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TSLX | CUSIP 87265K102 | 10/08/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Reduce Minimum Asset Coverage Ratio | Mgmt | For | For | For |
Tri-Continental Corporation
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TY | CUSIP 895436103 | 04/16/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Anthony M. Santomero | Mgmt | For | For | For | |
1.2 | Elect Minor M. Shaw | Mgmt | For | For | For | |
1.3 | Elect William F. Truscott | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
Triangle Capital Corporation
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TCAP | CUSIP 895848109 | 07/24/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Sale of Assets | Mgmt | For | For | For | |
2 | Issuance of Common Stock | Mgmt | For | For | For | |
3 | Approval of a New Investment Advisory Agreement | Mgmt | For | For | For | |
4 | Reduce Minimum Asset Coverage Ratio | Mgmt | For | For | For | |
5 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |
6 | Right to Adjourn Meeting | Mgmt | For | For | For |
Two Harbors Investment Corp.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TWO | CUSIP 90187B408 | 05/16/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Spencer Abraham | Mgmt | For | For | For | |
2 | Elect James J. Bender | Mgmt | For | For | For | |
3 | Elect Karen Hammond | Mgmt | For | For | For | |
4 | Elect Stephen G. Kasnet | Mgmt | For | For | For | |
5 | Elect William Roth | Mgmt | For | For | For | |
6 | Elect W. Reid Sanders | Mgmt | For | For | For | |
7 | Elect Thomas Siering | Mgmt | For | For | For | |
8 | Elect James A. Stern | Mgmt | For | For | For | |
9 | Elect Hope B. Woodhouse | Mgmt | For | For | For | |
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For |
Two Harbors Investment Corp.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TWO | CUSIP 90187B408 | 07/27/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Merger | Mgmt | For | For | For | |
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
UMH Properties, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UMH | CUSIP 903002103 | 06/13/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Michael P. Landy | Mgmt | For | For | For | |
1.2 | Elect William E. Mitchell | Mgmt | For | For | For | |
1.3 | Elect Stephen B. Wolgin | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
Uniti Group Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UNIT | CUSIP 91325V108 | 05/16/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Jennifer S. Banner | Mgmt | For | For | For | |
2 | Elect Scott G Bruce | Mgmt | For | For | For | |
3 | Elect Francis X. Frantz | Mgmt | For | For | For | |
4 | Elect Kenneth A. Gunderman | Mgmt | For | For | For | |
5 | Elect David L. Solomon | Mgmt | For | For | For | |
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
7 | Ratification of Auditor | Mgmt | For | For | For |
Urban Edge Properties
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UE | CUSIP 91704F104 | 05/08/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Jeffrey S. Olson | Mgmt | For | For | For | |
2 | Elect Michael A. Gould | Mgmt | For | For | For | |
3 | Elect Steven H. Grapstein | Mgmt | For | For | For | |
4 | Elect Steven J. Guttman | Mgmt | For | For | For | |
5 | Elect Amy B. Lane | Mgmt | For | For | For | |
6 | Elect Kevin P. O’Shea | Mgmt | For | For | For | |
7 | Elect Steven Roth | Mgmt | For | For | For | |
8 | Ratification of Auditor | Mgmt | For | For | For | |
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
VEREIT, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VER | CUSIP 92339V100 | 05/01/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Glenn J. Rufrano | Mgmt | For | For | For | |
2 | Elect Hugh R. Frater | Mgmt | For | For | For | |
3 | Elect David B. Henry | Mgmt | For | For | For | |
4 | Elect Mary Hogan Preusse | Mgmt | For | For | For | |
5 | Elect Richard J. Lieb | Mgmt | For | For | For | |
6 | Elect Mark S. Ordan | Mgmt | For | For | For | |
7 | Elect Eugene A. Pinover | Mgmt | For | For | For | |
8 | Elect Julie G. Richardson | Mgmt | For | For | For | |
9 | Ratification of Auditor | Mgmt | For | For | For | |
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Voya Prime Rate Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PPR | CUSIP 92913A100 | 07/10/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Colleen D. Baldwin | Mgmt | For | For | For | |
1.2 | Elect John V. Boyer | Mgmt | For | For | For | |
1.3 | Elect Patricia W. Chadwick | Mgmt | For | For | For | |
1.4 | Elect Martin J. Gavin | Mgmt | For | For | For | |
1.5 | Elect Russell H. Jones | Mgmt | For | For | For | |
1.6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |
1.7 | Elect Joseph E. Obermeyer | Mgmt | For | For | For | |
1.8 | Elect Sheryl K. Pressler | Mgmt | For | For | For | |
1.9 | Elect Christopher P. Sullivan | Mgmt | For | For | For | |
1.10 | Elect Roger B. Vincent | Mgmt | For | For | For | |
1.11 | Elect Dina Santoro | Mgmt | For | For | For |
W.P. Carey Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WPC | CUSIP 92936U109 | 06/13/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1 | Elect Mark A. Alexander | Mgmt | For | For | For | |
2 | Elect Peter J. Farrell | Mgmt | For | For | For | |
3 | Elect Robert Flanagan | Mgmt | For | For | For | |
4 | Elect Jason Fox | Mgmt | For | For | For | |
5 | Elect Benjamin H. Griswold, IV | Mgmt | For | For | For | |
6 | Elect Axel K.A. Hansing | Mgmt | For | For | For | |
7 | Elect Jean Hoysradt | Mgmt | For | For | For | |
8 | Elect Margaret G. Lewis | Mgmt | For | For | For | |
9 | Elect Christopher J. Niehaus | Mgmt | For | For | For | |
10 | Elect Nick J.M. van Ommen | Mgmt | For | For | For | |
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For |
W.P. Carey Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WPC | CUSIP 92936U109 | 10/29/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Merger/Acquisition | Mgmt | For | For | For | |
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
Waddell & Reed Financial, Inc.
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WDR | CUSIP 930059100 | 04/23/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Kathie J. Andrade | Mgmt | For | For | For | |
1.2 | Elect Philip J. Sanders | Mgmt | For | For | For | |
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For |
Washington Real Estate Investment Trust
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WRE | CUSIP 939653101 | 05/30/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Benjamin S. Butcher | Mgmt | For | For | For | |
2 | Elect William G. Byrnes | Mgmt | For | For | For | |
3 | Elect Edward S. Civera | Mgmt | For | For | For | |
4 | Elect Ellen M. Goitia | Mgmt | For | For | For | |
5 | Elect Paul T. McDermott | Mgmt | For | For | For | |
6 | Elect Thomas H. Nolan, Jr. | Mgmt | For | For | For | |
7 | Elect Anthony L. Winns | Mgmt | For | For | For | |
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
9 | Ratification of Auditor | Mgmt | For | For | For |
Weingarten Realty Investors
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WRI | CUSIP 948741103 | 04/29/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Andrew M. Alexander | Mgmt | For | For | For | |
2 | Elect Stanford Alexander | Mgmt | For | For | For | |
3 | Elect Shelaghmichael Brown | Mgmt | For | For | For | |
4 | Elect Stephen A. Lasher | Mgmt | For | For | For | |
5 | Elect Thomas L. Ryan | Mgmt | For | Against | Against | |
6 | Elect Douglas W. Schnitzer | Mgmt | For | For | For | |
7 | Elect C. Park Shaper | Mgmt | For | For | For | |
8 | Elect Marc J. Shapiro | Mgmt | For | For | For | |
9 | Ratification of Auditor | Mgmt | For | For | For | |
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Wells Fargo Income Opportunities Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ERC | CUSIP 94987D101 | 02/11/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |
Mgmt | ||||||
1.1 | Elect Timothy J. Penny | Mgmt | For | For | For | |
1.2 | Elect James G. Polisson | Mgmt | For | For | For | |
1.3 | Elect Pamela Wheelock | Mgmt | For | For | For |
Wells Fargo Income Opportunities Fund
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EAD | CUSIP 94987B105 | 08/13/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William R. Ebsworth | Mgmt | For | For | For | |
1.2 | Elect Jane A. Freeman | Mgmt | For | For | For | |
1.3 | Elect Judith M. Johnson | Mgmt | For | For | For |
Western Asset Emerging Markets Debt Fund Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EMD | CUSIP 95766A101 | 04/12/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Nisha Kumar | Mgmt | For | For | For | |
1.2 | Elect William R. Hutchinson | Mgmt | For | For | For | |
1.3 | Elect Jane E. Trust | Mgmt | For | For | For |
Western Asset Global High Income Fund Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EHI | CUSIP 95766B109 | 09/28/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Leslie H. Gelb | Mgmt | For | For | For | |
1.2 | Elect William R. Hutchinson | Mgmt | For | For | For | |
1.3 | Elect Jane E. Trust | Mgmt | For | For | For |
Western Asset High Income Fund II Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HIX | CUSIP 95766J102 | 09/28/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Paolo M. Cucchi | Mgmt | For | For | For | |
1.2 | Elect Leslie H. Gelb | Mgmt | For | For | For | |
1.3 | Elect Riordan Roett | Mgmt | For | For | For |
Western Asset High Yield Defined Opportunity Fund Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HYI | CUSIP 95768B107 | 09/28/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Carol L. Colman | Mgmt | For | For | For | |
1.2 | Elect Daniel P. Cronin | Mgmt | For | For | For | |
1.3 | Elect Paolo M. Cucchi | Mgmt | For | For | For |
Western Asset Inflation-Linked Opportunities & Income Fund | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WIW | CUSIP 95766R104 | 05/10/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ronald E. Toupin, Jr. | Mgmt | For | For | For |
Western Asset Mortgage Defined Opportunity Fund Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GDO | CUSIP 95790C107 | 02/22/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Nisha Kumar | Mgmt | For | For | For | |
1.2 | Elect Robert D. Agdern | Mgmt | For | For | For | |
1.3 | Elect Eileen A. Kamerick | Mgmt | For | For | For |
Western Asset Mortgage Defined Opportunity Fund Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CEM | CUSIP 184692101 | 04/12/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Nisha Kumar | Mgmt | For | For | For | |
1.2 | Elect Robert D. Agdern | Mgmt | For | For | For | |
1.3 | Elect Eileen A. Kamerick | Mgmt | For | For | For |
Western Gas Partners, LP | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WES | CUSIP 958254104 | 02/27/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Merger/Acquisition | Mgmt | For | For | For | |
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
Weyerhaeuser Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WY | CUSIP 962166104 | 05/17/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Mark A. Emmert | Mgmt | For | For | For | |
2 | Elect Rick R. Holley | Mgmt | For | For | For | |
3 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | |
4 | Elect Nicole W. Piasecki | Mgmt | For | For | For | |
5 | Elect Marc F. Racicot | Mgmt | For | For | For | |
6 | Elect Lawrence A. Selzer | Mgmt | For | For | For | |
7 | Elect D. Michael Steuert | Mgmt | For | For | For | |
8 | Elect Devin W. Stockfish | Mgmt | For | For | For | |
9 | Elect Kim Williams | Mgmt | For | For | For | |
10 | Elect Charles R. Williamson | Mgmt | For | For | For | |
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For |
Whitehorse Finance, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WHF | CUSIP 96524V106 | 08/01/2018 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect John P. Bolduc | Mgmt | For | Against | Against | |
2 | Elect Rick D. Puckett | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Reduce Minimum Asset Coverage Ratio | Mgmt | For | For | For |
Williams Partners L.P. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WPZ | CUSIP 96949L105 | 08/09/2018 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Consent | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Consent to, and hereby approve, the Merger Agreement | Mgmt | For | TNA | N/A |
Xenia Hotels & Resorts, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
XHR | CUSIP 984017103 | 05/21/2019 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Marcel Verbaas | Mgmt | For | For | For | |
2 | Elect Jeffrey H. Donahue | Mgmt | For | For | For | |
3 | Elect John H. Alschuler | Mgmt | For | For | For | |
4 | Elect Keith E. Bass | Mgmt | For | For | For | |
5 | Elect Thomas M. Gartland | Mgmt | For | For | For | |
6 | Elect Beverly K. Goulet | Mgmt | For | For | For | |
7 | Elect Mary E. McCormick | Mgmt | For | For | For | |
8 | Elect Dennis D. Oklak | Mgmt | For | For | For | |
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | ShrHoldr | Against | Against | For |
GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF did not hold any securities for which it voted a proxy during the reporting period.
GraniteShares S&P GSCI Commodity Broad Strategy No K-1 ETF did not hold any securities for which it voted a proxy during the reporting period.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant): | GraniteShares ETF Trust | |
By (Signature and Title)*: | /s/ William Rhind | |
William Rhind, President | ||
Date: | July 24, 2019 |
*Print the name and title of each signing officer under his or her signature.