UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-23216
FS Series Trust
(Exact name of registrant as specified in charter)
201 Rouse Boulevard Philadelphia, Pennsylvania | 19112 | |||
(Address of principal executive offices) | (Zip code) | |||
Michael C. Forman FS Series Trust 201 Rouse Boulevard Philadelphia, Pennsylvania 19112 | ||||
(Name and address of agent for service) |
Registrant’s telephone number, including area code: (913-553-2250)
Date of fiscal year end:
October 31
FS Energy Total Return Fund
December 31
FS Multi-Strategy Alternatives Fund
Fs Managed Futures Fund
FS Alternative Income Opportunities Fund (formerly FS Global Macro Fund)
FS Real Asset Fund
FS Long/Short Equity Fund
FS Event Driven Fund
Date of reporting period: July 1, 2020 – June 30, 2021
Item 1. Proxy Voting Record.
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period from July 1, 2020 through June 30, 2021 with respect to which each of the following funds was entitled to vote:
FS Managed Futures Fund
FS Alternative Income Opportunities Fund
FS Real Asset Fund
FS Long/Short Equity Fund
FS Event Driven Fund
FS Managed Futures Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period from July 1, 2020 through June 30, 2021 with respect to which FS Managed Futures Fund was entitled to vote.
FS Alternative Income Opportunities Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period from July 1, 2020 through June 30, 2021 with respect to which FS Alternative Income Opportunities Fund was entitled to vote.
FS Real Asset Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period from July 1, 2020 through June 30, 2021 with respect to which FS Real Asset Fund was entitled to vote.
FS Long/Short Equity Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period from July 1, 2020 through June 30, 2021 with respect to which FS Long/Short Equity Fund was entitled to vote.
FS Event Driven Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period from July 1, 2020 through June 30, 2021 with respect to which FS Event Driven Fund was entitled to vote.
FS Multi-Strategy Alternatives Fund
The following details FS Multi-Strategy Alternatives Fund’s proxy voting record for the period from July 1, 2020 through June 30, 2021:
FSMS Form N-PX | ||||||
7/1/2020 - 6/30/2021 | ||||||
Issuer | Adaptive Biotechnologies Corporation | |||||
Ticker | ADPT | |||||
CUSIP | 00650F109 | |||||
Meeting Date | 11-Jun-21 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Michelle Griffin | Management | For | Withhold | ||
2 | Elect Director Peter Neupert | Management | For | Withhold | ||
3 | Elect Director Leslie Trigg | Management | For | For | ||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
Issuer | Aon plc | |||||
Ticker | AON | |||||
CUSIP | G0403H108 | |||||
Meeting Date | 02-Jun-21 | |||||
2 | Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | |
1 | Elect Director Lester B. Knight | Management | For | For | ||
2 | Elect Director Gregory C. Case | Management | For | For | ||
3 | Elect Director Jin-Yong Cai | Management | For | For | ||
4 | Elect Director Jeffrey C. Campbell | Management | For | For | ||
5 | Elect Director Fulvio Conti | Management | For | For | ||
6 | Elect Director Cheryl A. Francis | Management | For | For | ||
7 | Elect Director J. Michael Losh | Management | For | For | ||
8 | Elect Director Richard B. Myers | Management | For | For | ||
9 | Elect Director Richard C. Notebaert | Management | For | For | ||
10 | Elect Director Gloria Santona | Management | For | For | ||
11 | Elect Director Byron O. Spruell | Management | For | For | ||
12 | Elect Director Carolyn Y. Woo | Management | For | For | ||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
14 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
15 | Ratify Ernst & Young Chartered Accountants as Statutory Auditor | Management | For | For | ||
16 | Authorize Board to Fix Remuneration of Auditors | Management | For | For | ||
17 | Amend Articles of Association Re: Article 190 | Management | For | For | ||
18 | Authorize the Board of Directors to Capitalize Certain Non-distributable Reserves | Management | For | For | ||
19 | Approve Creation of Distributable Profits by the Reduction and Cancellation of the Amounts Capitalized Pursuant to the Authority Given Under Proposal 7 | Management | For | For | ||
Issuer | Ball Corporation | |||||
Ticker | BLL | |||||
CUSIP | 058498106 | |||||
Meeting Date | 28-Apr-21 | |||||
3 | Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | |
1 | Elect Director John A. Bryant | Management | For | For | ||
2 | Elect Director Michael J. Cave | Management | For | For | ||
3 | Elect Director Daniel W. Fisher | Management | For | For | ||
4 | Elect Director Pedro Henrique Mariani | Management | For | For | ||
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
Issuer | Booking Holdings Inc. | |||||
Ticker | BKNG | |||||
CUSIP | 09857L108 | |||||
Meeting Date | 03-Jun-21 | |||||
4 | Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | |
1 | Elect Director Timothy M. Armstrong | Management | For | For | ||
2 | Elect Director Glenn D. Fogel | Management | For | For | ||
3 | Elect Director Mirian M. Graddick-Weir | Management | For | For | ||
4 | Elect Director Wei Hopeman | Management | For | For | ||
5 | Elect Director Robert J. Mylod, Jr. | Management | For | For | ||
6 | Elect Director Charles H. Noski | Management | For | For | ||
7 | Elect Director Nicholas J. Read | Management | For | For | ||
8 | Elect Director Thomas E. Rothman | Management | For | For | ||
9 | Elect Director Bob van Dijk | Management | For | For | ||
10 | Elect Director Lynn M. Vojvodich | Management | For | For | ||
11 | Elect Director Vanessa A. Wittman | Management | For | For | ||
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
13 | Amend Omnibus Stock Plan | Management | For | For | ||
14 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||
15 | Provide Right to Act by Written Consent | Management | For | For | ||
16 | Provide Right to Act by Written Consent | Share Holder | Against | For | ||
17 | Report on Annual Climate Transition | Share Holder | Against | For | ||
18 | Annual Investor Advisory Vote on Climate Plan | Share Holder | Against | For | ||
Issuer | Chipotle Mexican Grill, Inc. | |||||
Ticker | CMG | |||||
CUSIP | 169656105 | |||||
Meeting Date | 18-May-21 | |||||
5 | Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | |
1 | Elect Director Albert S. Baldocchi | Management | For | For | ||
2 | Elect Director Matthew A. Carey | Management | For | For | ||
3 | Elect Director Gregg L. Engles | Management | For | For | ||
4 | Elect Director Patricia Fili-Krushel | Management | For | For | ||
5 | Elect Director Neil W. Flanzraich | Management | For | For | ||
6 | Elect Director Mauricio Gutierrez | Management | For | For | ||
7 | Elect Director Robin Hickenlooper | Management | For | For | ||
8 | Elect Director Scott Maw | Management | For | For | ||
9 | Elect Director Ali Namvar | Management | For | For | ||
10 | Elect Director Brian Niccol | Management | For | For | ||
11 | Elect Director Mary Winston | Management | For | For | ||
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | ||
13 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
14 | Provide Right to Act by Written Consent | Share Holder | Against | For | ||
Issuer | Cintas Corporation | |||||
Ticker | CTAS | |||||
CUSIP | 172908105 | |||||
Meeting Date | 27-Oct-20 | |||||
6 | Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | |
1 | Elect Director Gerald S. Adolph | Management | For | For | ||
2 | Elect Director John F. Barrett | Management | For | For | ||
3 | Elect Director Melanie W. Barstad | Management | For | For | ||
4 | Elect Director Karen L. Carnahan | Management | For | For | ||
5 | Elect Director Robert E. Coletti | Management | For | For | ||
6 | Elect Director Scott D. Farmer | Management | For | For | ||
7 | Elect Director Joseph Scaminace | Management | For | For | ||
8 | Elect Director Ronald W. Tysoe | Management | For | For | ||
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
10 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
11 | Report on Political Contributions Disclosure | Share Holder | Against | For | ||
Issuer | Costco Wholesale Corporation | |||||
Ticker | COST | |||||
CUSIP | 22160K105 | |||||
Meeting Date | 21-Jan-21 | |||||
7 | Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | |
1 | Elect Director Susan L. Decker | Management | For | For | ||
2 | Elect Director Kenneth D. Denman | Management | For | For | ||
3 | Elect Director Richard A. Galanti | Management | For | For | ||
4 | Elect Director W. Craig Jelinek | Management | For | For | ||
5 | Elect Director Sally Jewell | Management | For | For | ||
6 | Elect Director Charles T. Munger | Management | For | For | ||
7 | Elect Director Jeffrey S. Raikes | Management | For | For | ||
8 | Ratify KPMG LLP as Auditors | Management | For | For | ||
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
Issuer | CSX Corporation | |||||
Ticker | CSX | |||||
CUSIP | 126408103 | |||||
Meeting Date | 07-May-21 | |||||
8 | Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | |
1 | Elect Director Donna M. Alvarado | Management | For | For | ||
2 | Elect Director Thomas P. Bostick | Management | For | For | ||
3 | Elect Director James M. Foote | Management | For | For | ||
4 | Elect Director Steven T. Halverson | Management | For | For | ||
5 | Elect Director Paul C. Hilal | Management | For | For | ||
6 | Elect Director David M. Moffett | Management | For | For | ||
7 | Elect Director Linda H. Riefler | Management | For | For | ||
8 | Elect Director Suzanne M. Vautrinot | Management | For | For | ||
9 | Elect Director James L. Wainscott | Management | For | For | ||
10 | Elect Director J. Steven Whisler | Management | For | For | ||
11 | Elect Director John J. Zillmer | Management | For | For | ||
12 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
Issuer | CVS Health Corporation | |||||
Ticker | CVS | |||||
CUSIP | 126650100 | |||||
Meeting Date | 13-May-21 | |||||
9 | Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | |
1 | Elect Director Fernando Aguirre | Management | For | For | ||
2 | Elect Director C. David Brown, II | Management | For | For | ||
3 | Elect Director Alecia A. DeCoudreaux | Management | For | For | ||
4 | Elect Director Nancy-Ann M. DeParle | Management | For | For | ||
5 | Elect Director David W. Dorman | Management | For | For | ||
6 | Elect Director Roger N. Farah | Management | For | For | ||
7 | Elect Director Anne M. Finucane | Management | For | For | ||
8 | Elect Director Edward J. Ludwig | Management | For | For | ||
9 | Elect Director Karen S. Lynch | Management | For | For | ||
10 | Elect Director Jean-Pierre Millon | Management | For | For | ||
11 | Elect Director Mary L. Schapiro | Management | For | For | ||
12 | Elect Director William C. Weldon | Management | For | For | ||
13 | Elect Director Tony L. White | Management | For | For | ||
14 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
16 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Share Holder | Against | For | ||
17 | Require Independent Board Chair | Share Holder | Against | Against | ||
Issuer | Danaher Corporation | |||||
Ticker | DHR | |||||
CUSIP | 235851102 | |||||
Meeting Date | 05-May-21 | |||||
10 | Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | |
1 | Elect Director Rainer M. Blair | Management | For | For | ||
2 | Elect Director Linda Hefner Filler | Management | For | For | ||
3 | Elect Director Teri List | Management | For | Against | ||
4 | Elect Director Walter G. Lohr, Jr. | Management | For | Against | ||
5 | Elect Director Jessica L. Mega | Management | For | For | ||
6 | Elect Director Mitchell P. Rales | Management | For | For | ||
7 | Elect Director Steven M. Rales | Management | For | For | ||
8 | Elect Director Pardis C. Sabeti | Management | For | For | ||
9 | Elect Director John T. Schwieters | Management | For | Against | ||
10 | Elect Director Alan G. Spoon | Management | For | For | ||
11 | Elect Director Raymond C. Stevens | Management | For | For | ||
12 | Elect Director Elias A. Zerhouni | Management | For | For | ||
13 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
15 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Against | For | ||
Issuer | Davide Campari-Milano NV | |||||
Ticker | CPR | |||||
CUSIP | N24565108 | |||||
Meeting Date | 18-Sep-20 | |||||
11 | Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | |
1 | Approve Reduction in Share Capital and Amend Articles to Reflect Changes in Capital | Management | For | Against | ||
2 | Approve Implementation of Clause 13.11 and Amend Articles of Association | Management | For | Against | ||
3 | Elect Fabio Facchini as Director | Management | For | For | ||
4 | Approve Remuneration Policy | Management | For | Against | ||
Issuer | Davide Campari-Milano NV | |||||
Ticker | CPR | |||||
CUSIP | N24565108 | |||||
Meeting Date | 08-Apr-21 | |||||
12 | Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | |
1 | Receive Annual Report (Non-Voting) | Management | ||||
2 | Approve Remuneration Report | Management | For | For | ||
3 | Discussion on Company's Corporate Governance Structure | Management | ||||
4 | Adopt Financial Statements | Management | For | For | ||
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | ||||
6 | Approve Dividends | Management | For | For | ||
7 | Approve Discharge of Executive Directors | Management | For | For | ||
8 | Approve Discharge of Non-Executive Directors | Management | For | For | ||
9 | Approve Employee Share Ownership Plan | Management | For | For | ||
10 | Approve Extra Mile Bonus Plan | Management | For | For | ||
11 | Approve Stock Option Plan | Management | For | Against | ||
12 | Authorize Repurchase of Shares | Management | For | For | ||
13 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For | ||
Issuer | Domino's Pizza, Inc. | |||||
Ticker | DPZ | |||||
CUSIP | 25754A201 | |||||
Meeting Date | 27-Apr-21 | |||||
13 | Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | |
1 | Elect Director David A. Brandon | Management | For | For | ||
2 | Elect Director Richard E. Allison, Jr. | Management | For | For | ||
3 | Elect Director C. Andrew Ballard | Management | For | For | ||
4 | Elect Director Andrew B. Balson | Management | For | For | ||
5 | Elect Director Corie S. Barry | Management | For | For | ||
6 | Elect Director Diana F. Cantor | Management | For | For | ||
7 | Elect Director Richard L. Federico | Management | For | For | ||
8 | Elect Director James A. Goldman | Management | For | For | ||
9 | Elect Director Patricia E. Lopez | Management | For | For | ||
10 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For | ||
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
Issuer | Five Below, Inc. | |||||
Ticker | FIVE | |||||
CUSIP | 33829M101 | |||||
Meeting Date | 15-Jun-21 | |||||
14 | Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | |
1 | Elect Director Dinesh S. Lathi | Management | For | For | ||
2 | Elect Director Richard L. Markee | Management | For | For | ||
3 | Elect Director Thomas G. Vellios | Management | For | For | ||
4 | Elect Director Zuhairah S. Washington | Management | For | For | ||
5 | Ratify KPMG LLP as Auditors | Management | For | For | ||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | ||
Issuer | General Motors Company | |||||
Ticker | GM | |||||
CUSIP | 37045V100 | |||||
Meeting Date | 14-Jun-21 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Mary T. Barra | Management | For | For | ||
2 | Elect Director Wesley G. Bush | Management | For | For | ||
3 | Elect Director Linda R. Gooden | Management | For | For | ||
4 | Elect Director Joseph Jimenez | Management | For | For | ||
5 | Elect Director Jane L. Mendillo | Management | For | For | ||
6 | Elect Director Judith A. Miscik | Management | For | For | ||
7 | Elect Director Patricia F. Russo | Management | For | For | ||
8 | Elect Director Thomas M. Schoewe | Management | For | For | ||
9 | Elect Director Carol M. Stephenson | Management | For | For | ||
10 | Elect Director Mark A. Tatum | Management | For | For | ||
11 | Elect Director Devin N. Wenig | Management | For | For | ||
12 | Elect Director Margaret C. Whitman | Management | For | For | ||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
14 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
15 | Provide Right to Act by Written Consent | Share Holder | Against | For | ||
16 | Link Executive Pay to Social Criteria | Share Holder | Against | Against | ||
Issuer | II-VI Incorporated | |||||
Ticker | IIVI | |||||
CUSIP | 902104108 | |||||
Meeting Date | 24-Jun-21 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Issue Shares in Connection with Merger | Management | For | For | ||
2 | Adjourn Meeting | Management | For | For | ||
Issuer | Intuit Inc. | |||||
Ticker | INTU | |||||
CUSIP | 461202103 | |||||
Meeting Date | 21-Jan-21 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Eve Burton | Management | For | For | ||
2 | Elect Director Scott D. Cook | Management | For | For | ||
3 | Elect Director Richard L. Dalzell | Management | For | For | ||
4 | Elect Director Sasan K. Goodarzi | Management | For | For | ||
5 | Elect Director Deborah Liu | Management | For | For | ||
6 | Elect Director Tekedra Mawakana | Management | For | For | ||
7 | Elect Director Suzanne Nora Johnson | Management | For | For | ||
8 | Elect Director Dennis D. Powell | Management | For | For | ||
9 | Elect Director Brad D. Smith | Management | For | For | ||
10 | Elect Director Thomas Szkutak | Management | For | For | ||
11 | Elect Director Raul Vazquez | Management | For | For | ||
12 | Elect Director Jeff Weiner | Management | For | For | ||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
14 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
Issuer | Kansas City Southern | |||||
Ticker | KSU | |||||
CUSIP | 485170302 | |||||
Meeting Date | 20-May-21 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Lydia I. Beebe | Management | For | For | ||
2 | Elect Director Lu M. Cordova | Management | For | For | ||
3 | Elect Director Robert J. Druten | Management | For | For | ||
4 | Elect Director Antonio O. Garza, Jr. | Management | For | For | ||
5 | Elect Director David Garza-Santos | Management | For | For | ||
6 | Elect Director Janet H. Kennedy | Management | For | For | ||
7 | Elect Director Mitchell J. Krebs | Management | For | For | ||
8 | Elect Director Henry J. Maier | Management | For | For | ||
9 | Elect Director Thomas A. McDonnell | Management | For | For | ||
10 | Elect Director Patrick J. Ottensmeyer | Management | For | For | ||
11 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For | ||
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | ||
Issuer | Mastercard Incorporated | |||||
Ticker | MA | |||||
CUSIP | 57636Q104 | |||||
Meeting Date | 22-Jun-21 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Ajay Banga | Management | For | For | ||
2 | Elect Director Merit E. Janow | Management | For | For | ||
3 | Elect Director Richard K. Davis | Management | For | For | ||
4 | Elect Director Steven J. Freiberg | Management | For | For | ||
5 | Elect Director Julius Genachowski | Management | For | For | ||
6 | Elect Director Choon Phong Goh | Management | For | For | ||
7 | Elect Director Oki Matsumoto | Management | For | For | ||
8 | Elect Director Michael Miebach | Management | For | For | ||
9 | Elect Director Youngme Moon | Management | For | For | ||
10 | Elect Director Rima Qureshi | Management | For | For | ||
11 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For | ||
12 | Elect Director Gabrielle Sulzberger | Management | For | For | ||
13 | Elect Director Jackson Tai | Management | For | For | ||
14 | Elect Director Lance Uggla | Management | For | For | ||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | ||
16 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||
17 | Amend Omnibus Stock Plan | Management | For | For | ||
Issuer | Match Group, Inc. | |||||
Ticker | MTCH | |||||
CUSIP | 57667L107 | |||||
Meeting Date | 15-Jun-21 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Wendi Murdoch | Management | For | For | ||
2 | Elect Director Glenn H. Schiffman | Management | For | For | ||
3 | Elect Director Pamela S. Seymon | Management | For | For | ||
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For | ||
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
Issuer | Mettler-Toledo International Inc. | |||||
Ticker | MTD | |||||
CUSIP | 592688105 | |||||
Meeting Date | 06-May-21 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Robert F. Spoerry | Management | For | For | ||
2 | Elect Director Wah-Hui Chu | Management | For | For | ||
3 | Elect Director Domitille Doat-Le Bigot | Management | For | For | ||
4 | Elect Director Olivier A. Filliol | Management | For | For | ||
5 | Elect Director Elisha W. Finney | Management | For | For | ||
6 | Elect Director Richard Francis | Management | For | For | ||
7 | Elect Director Michael A. Kelly | Management | For | For | ||
8 | Elect Director Thomas P. Salice | Management | For | For | ||
9 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
11 | Amend Omnibus Stock Plan | Management | For | For | ||
Issuer | Microsoft Corporation | |||||
Ticker | MSFT | |||||
CUSIP | 594918104 | |||||
Meeting Date | 02-Dec-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Reid G. Hoffman | Management | For | For | ||
2 | Elect Director Hugh F. Johnston | Management | For | For | ||
3 | Elect Director Teri L. List-Stoll | Management | For | For | ||
4 | Elect Director Satya Nadella | Management | For | For | ||
5 | Elect Director Sandra E. Peterson | Management | For | For | ||
6 | Elect Director Penny S. Pritzker | Management | For | For | ||
7 | Elect Director Charles W. Scharf | Management | For | For | ||
8 | Elect Director Arne M. Sorenson | Management | For | For | ||
9 | Elect Director John W. Stanton | Management | For | For | ||
10 | Elect Director John W. Thompson | Management | For | For | ||
11 | Elect Director Emma N. Walmsley | Management | For | For | ||
12 | Elect Director Padmasree Warrior | Management | For | For | ||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
14 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||
15 | Report on Employee Representation on the Board of Directors | Share Holder | Against | Against | ||
Issuer | Moody's Corporation | |||||
Ticker | MCO | |||||
CUSIP | 615369105 | |||||
Meeting Date | 20-Apr-21 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Jorge A. Bermudez | Management | For | For | ||
2 | Elect Director Therese Esperdy | Management | For | For | ||
3 | Elect Director Robert Fauber | Management | For | For | ||
4 | Elect Director Vincent A. Forlenza | Management | For | For | ||
5 | Elect Director Kathryn M. Hill | Management | For | For | ||
6 | Elect Director Lloyd W. Howell, Jr. | Management | For | For | ||
7 | Elect Director Raymond W. McDaniel, Jr. | Management | For | For | ||
8 | Elect Director Leslie F. Seidman | Management | For | For | ||
9 | Elect Director Bruce Van Saun | Management | For | For | ||
10 | Ratify KPMG LLP as Auditors | Management | For | For | ||
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
12 | Approve 2020 Decarbonization Plan | Management | For | For | ||
Issuer | PayPal Holdings, Inc. | |||||
Ticker | PYPL | |||||
CUSIP | 70450Y103 | |||||
Meeting Date | 26-May-21 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Rodney C. Adkins | Management | For | For | ||
2 | Elect Director Jonathan Christodoro | Management | For | For | ||
3 | Elect Director John J. Donahoe | Management | For | For | ||
4 | Elect Director David W. Dorman | Management | For | For | ||
5 | Elect Director Belinda J. Johnson | Management | For | For | ||
6 | Elect Director Gail J. McGovern | Management | For | For | ||
7 | Elect Director Deborah M. Messemer | Management | For | For | ||
8 | Elect Director David M. Moffett | Management | For | For | ||
9 | Elect Director Ann M. Sarnoff | Management | For | For | ||
10 | Elect Director Daniel H. Schulman | Management | For | For | ||
11 | Elect Director Frank D. Yeary | Management | For | For | ||
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
13 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||
14 | Provide Right to Act by Written Consent | Share Holder | Against | For | ||
15 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Share Holder | Against | Against | ||
Issuer | Pool Corporation | |||||
Ticker | POOL | |||||
CUSIP | 73278L105 | |||||
Meeting Date | 04-May-21 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Peter D. Arvan | Management | For | For | ||
2 | Elect Director Timothy M. Graven | Management | For | For | ||
3 | Elect Director Debra S. Oler | Management | For | For | ||
4 | Elect Director Manuel J. Perez de la Mesa | Management | For | For | ||
5 | Elect Director Harlan F. Seymour | Management | For | For | ||
6 | Elect Director Robert C. Sledd | Management | For | For | ||
7 | Elect Director John E. Stokely | Management | For | For | ||
8 | Elect Director David G. Whalen | Management | For | For | ||
9 | Ratify Ernst & Young LLP as Auditor | Management | For | For | ||
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
Issuer | Republic Services, Inc. | |||||
Ticker | RSG | |||||
CUSIP | 760759100 | |||||
Meeting Date | 21-May-21 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Manuel Kadre | Management | For | For | ||
2 | Elect Director Tomago Collins | Management | For | For | ||
3 | Elect Director Michael A. Duffy | Management | For | For | ||
4 | Elect Director Thomas W. Handley | Management | For | For | ||
5 | Elect Director Jennifer M. Kirk | Management | For | For | ||
6 | Elect Director Michael Larson | Management | For | For | ||
7 | Elect Director Kim S. Pegula | Management | For | For | ||
8 | Elect Director James P. Snee | Management | For | For | ||
9 | Elect Director Brian S. Tyler | Management | For | For | ||
10 | Elect Director Sandra M. Volpe | Management | For | For | ||
11 | Elect Director Katharine B. Weymouth | Management | For | For | ||
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
13 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
14 | Report on Integrating ESG Metrics Into Executive Compensation Program | Share Holder | Against | Against | ||
Issuer | Stanley Black & Decker, Inc. | |||||
Ticker | SWK | |||||
CUSIP | 854502101 | |||||
Meeting Date | 10-May-21 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Andrea J. Ayers | Management | For | For | ||
2 | Elect Director George W. Buckley | Management | For | For | ||
3 | Elect Director Patrick D. Campbell | Management | For | For | ||
4 | Elect Director Carlos M. Cardoso | Management | For | For | ||
5 | Elect Director Robert B. Coutts | Management | For | For | ||
6 | Elect Director Debra A. Crew | Management | For | For | ||
7 | Elect Director Michael D. Hankin | Management | For | For | ||
8 | Elect Director James M. Loree | Management | For | For | ||
9 | Elect Director Jane M. Palmieri | Management | For | For | ||
10 | Elect Director Mojdeh Poul | Management | For | For | ||
11 | Elect Director Dmitri L. Stockton | Management | For | For | ||
12 | Elect Director Irving Tan | Management | For | For | ||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
14 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
15 | Provide Right to Act by Written Consent | Management | For | For | ||
16 | Eliminate Supermajority Vote Requirement Applicable Under the Connecticut Business Corporation Act | Management | For | For | ||
17 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For | ||
Issuer | Target Corporation | |||||
Ticker | TGT | |||||
CUSIP | 87612E106 | |||||
Meeting Date | 09-Jun-21 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For | ||
2 | Elect Director George S. Barrett | Management | For | For | ||
3 | Elect Director Brian C. Cornell | Management | For | For | ||
4 | Elect Director Robert L. Edwards | Management | For | For | ||
5 | Elect Director Melanie L. Healey | Management | For | For | ||
6 | Elect Director Donald R. Knauss | Management | For | For | ||
7 | Elect Director Christine A. Leahy | Management | For | For | ||
8 | Elect Director Monica C. Lozano | Management | For | For | ||
9 | Elect Director Mary E. Minnick | Management | For | For | ||
10 | Elect Director Derica W. Rice | Management | For | For | ||
11 | Elect Director Kenneth L. Salazar | Management | For | For | ||
12 | Elect Director Dmitri L. Stockton | Management | For | For | ||
13 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
15 | Amend Proxy Access Right | Share Holder | Against | For | ||
Issuer | Texas Instruments Incorporated | |||||
Ticker | TXN | |||||
CUSIP | 882508104 | |||||
Meeting Date | 22-Apr-21 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Mark A. Blinn | Management | For | For | ||
2 | Elect Director Todd M. Bluedorn | Management | For | For | ||
3 | Elect Director Janet F. Clark | Management | For | For | ||
4 | Elect Director Carrie S. Cox | Management | For | For | ||
5 | Elect Director Martin S. Craighead | Management | For | For | ||
6 | Elect Director Jean M. Hobby | Management | For | For | ||
7 | Elect Director Michael D. Hsu | Management | For | For | ||
8 | Elect Director Ronald Kirk | Management | For | For | ||
9 | Elect Director Pamela H. Patsley | Management | For | For | ||
10 | Elect Director Robert E. Sanchez | Management | For | For | ||
11 | Elect Director Richard K. Templeton | Management | For | For | ||
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
13 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
14 | Provide Right to Act by Written Consent | Share Holder | Against | For | ||
Issuer | The Home Depot, Inc. | |||||
Ticker | HD | |||||
CUSIP | 437076102 | |||||
Meeting Date | 20-May-21 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Gerard J. Arpey | Management | For | For | ||
2 | Elect Director Ari Bousbib | Management | For | For | ||
3 | Elect Director Jeffery H. Boyd | Management | For | For | ||
4 | Elect Director Gregory D. Brenneman | Management | For | For | ||
5 | Elect Director J. Frank Brown | Management | For | For | ||
6 | Elect Director Albert P. Carey | Management | For | For | ||
7 | Elect Director Helena B. Foulkes | Management | For | For | ||
8 | Elect Director Linda R. Gooden | Management | For | For | ||
9 | Elect Director Wayne M. Hewett | Management | For | For | ||
10 | Elect Director Manuel Kadre | Management | For | For | ||
11 | Elect Director Stephanie C. Linnartz | Management | For | For | ||
12 | Elect Director Craig A. Menear | Management | For | For | ||
13 | Ratify KPMG LLP as Auditors | Management | For | For | ||
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
15 | Amend Shareholder Written Consent Provisions | Share Holder | Against | For | ||
16 | Report on Political Contributions Congruency Analysis | Share Holder | Against | For | ||
17 | Report on Prison Labor in the Supply Chain | Share Holder | Against | Against | ||
Issuer | The Sherwin-Williams Company | |||||
Ticker | SHW | |||||
CUSIP | 824348106 | |||||
Meeting Date | 21-Apr-21 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Kerrii B. Anderson | Management | For | For | ||
2 | Elect Director Arthur F. Anton | Management | For | For | ||
3 | Elect Director Jeff M. Fettig | Management | For | For | ||
4 | Elect Director Richard J. Kramer | Management | For | For | ||
5 | Elect Director John G. Morikis | Management | For | For | ||
6 | Elect Director Christine A. Poon | Management | For | For | ||
7 | Elect Director Aaron M. Powell | Management | For | For | ||
8 | Elect Director Michael H. Thaman | Management | For | For | ||
9 | Elect Director Matthew Thornton, III | Management | For | For | ||
10 | Elect Director Steven H. Wunning | Management | For | For | ||
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
12 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
Issuer | The Toro Company | |||||
Ticker | TTC | |||||
CUSIP | 891092108 | |||||
Meeting Date | 16-Mar-21 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Janet K. Cooper | Management | For | For | ||
2 | Elect Director Gary L. Ellis | Management | For | For | ||
3 | Elect Director Michael G. Vale | Management | For | For | ||
4 | Ratify KPMG LLP as Auditors | Management | For | For | ||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
Issuer | Thermo Fisher Scientific Inc. | |||||
Ticker | TMO | |||||
CUSIP | 883556102 | |||||
Meeting Date | 19-May-21 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Marc N. Casper | Management | For | For | ||
2 | Elect Director Nelson J. Chai | Management | For | For | ||
3 | Elect Director C. Martin Harris | Management | For | For | ||
4 | Elect Director Tyler Jacks | Management | For | For | ||
5 | Elect Director R. Alexandra Keith | Management | For | For | ||
6 | Elect Director Thomas J. Lynch | Management | For | For | ||
7 | Elect Director Jim P. Manzi | Management | For | For | ||
8 | Elect Director James C. Mullen | Management | For | For | ||
9 | Elect Director Lars R. Sorensen | Management | For | For | ||
10 | Elect Director Debora L. Spar | Management | For | For | ||
11 | Elect Director Scott M. Sperling | Management | For | For | ||
12 | Elect Director Dion J. Weisler | Management | For | For | ||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
14 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For | ||
15 | Provide Right to Call A Special Meeting | Share Holder | Against | For | ||
Issuer | Tractor Supply Company | |||||
Ticker | TSCO | |||||
CUSIP | 892356106 | |||||
Meeting Date | 06-May-21 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Cynthia T. Jamison | Management | For | For | ||
2 | Elect Director Joy Brown | Management | For | For | ||
3 | Elect Director Ricardo Cardenas | Management | For | For | ||
4 | Elect Director Denise L. Jackson | Management | For | For | ||
5 | Elect Director Thomas A. Kingsbury | Management | For | For | ||
6 | Elect Director Ramkumar Krishnan | Management | For | For | ||
7 | Elect Director Edna K. Morris | Management | For | For | ||
8 | Elect Director Mark J. Weikel | Management | For | For | ||
9 | Elect Director Harry A. Lawton, III | Management | For | For | ||
10 | Ratify Ernst & Young LLP as Auditors | Management | For | For | ||
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
12 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Share Holder | Against | Against | ||
Issuer | Union Pacific Corporation | |||||
Ticker | UNP | |||||
CUSIP | 907818108 | |||||
Meeting Date | 13-May-21 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Andrew H. Card, Jr. | Management | For | For | ||
2 | Elect Director William J. DeLaney | Management | For | For | ||
3 | Elect Director David B. Dillon | Management | For | For | ||
4 | Elect Director Lance M. Fritz | Management | For | For | ||
5 | Elect Director Deborah C. Hopkins | Management | For | For | ||
6 | Elect Director Jane H. Lute | Management | For | For | ||
7 | Elect Director Michael R. McCarthy | Management | For | For | ||
8 | Elect Director Thomas F. McLarty, III | Management | For | For | ||
9 | Elect Director Jose H. Villarreal | Management | For | For | ||
10 | Elect Director Christopher J. Williams | Management | For | For | ||
11 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
13 | Approve Omnibus Stock Plan | Management | For | For | ||
14 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For | ||
15 | Report on EEO | Share Holder | Against | For | ||
16 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Share Holder | Against | For | ||
17 | Annual Vote and Report on Climate Change | Share Holder | Against | Against | ||
Issuer | Visa Inc. | |||||
Ticker | V | |||||
CUSIP | 92826C839 | |||||
Meeting Date | 26-Jan-21 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Lloyd A. Carney | Management | For | For | ||
2 | Elect Director Mary B. Cranston | Management | For | For | ||
3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For | ||
4 | Elect Director Alfred F. Kelly, Jr. | Management | For | For | ||
5 | Elect Director Ramon Laguarta | Management | For | For | ||
6 | Elect Director John F. Lundgren | Management | For | For | ||
7 | Elect Director Robert W. Matschullat | Management | For | For | ||
8 | Elect Director Denise M. Morrison | Management | For | For | ||
9 | Elect Director Suzanne Nora Johnson | Management | For | For | ||
10 | Elect Director Linda J. Rendle | Management | For | For | ||
11 | Elect Director John A. C. Swainson | Management | For | For | ||
12 | Elect Director Maynard G. Webb, Jr. | Management | For | For | ||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
14 | Ratify KPMG LLP as Auditors | Management | For | For | ||
15 | Amend Omnibus Stock Plan | Management | For | For | ||
16 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | For | For | ||
17 | Provide Right to Act by Written Consent | Share Holder | Against | For | ||
18 | Amend Principles of Executive Compensation Program | Share Holder | Against | Against | ||
Issuer | Vroom, Inc. | |||||
Ticker | VRM | |||||
CUSIP | 92918V109 | |||||
Meeting Date | 24-Jun-21 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Robert J. Mylod, Jr. | Management | For | For | ||
2 | Elect Director Scott A. Dahnke | Management | For | Withhold | ||
3 | Elect Director Michael J. Farello | Management | For | For | ||
4 | Elect Director Paul J. Hennessy | Management | For | For | ||
5 | Elect Director Laura W. Lang | Management | For | For | ||
6 | Elect Director Laura G. O'Shaughnessy | Management | For | Withhold | ||
7 | Elect Director Paula B. Pretlow | Management | For | For | ||
8 | Elect Director Frederick O. Terrell | Management | For | For | ||
9 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | ||
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | ||
Issuer | Zoetis Inc. | |||||
Ticker | ZTS | |||||
CUSIP | 98978V103 | |||||
Meeting Date | 20-May-21 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Elect Director Sanjay Khosla | Management | For | For | ||
2 | Elect Director Antoinette R. Leatherberry | Management | For | For | ||
3 | Elect Director Willie M. Reed | Management | For | For | ||
4 | Elect Director Linda Rhodes | Management | For | For | ||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||
6 | Ratify KPMG LLP as Auditor | Management | For | For | ||
7 | Adopt Simple Majority Vote | Share Holder | Against | For |
FS Energy Total Return Fund
The following Energy Total Return Fund’s proxy voting record for the period from July 1, 2020 through June 30, 2021:
FSETR Form N-PX | ||||||
7/1/2020 - 6/30/2021 | ||||||
Issuer | Vivint Solar, Inc. | |||||
Ticker | VSLR | |||||
CUSIP | 92854Q106 | |||||
Meeting Date | 01-Oct-20 | |||||
Item No. | Proposal | Proposed By | Management Recommendation | Vote Instruction | ||
1 | Approve Merger Agreement | Management | For | For | ||
2 | Advisory Vote on Golden Parachutes | Management | For | For | ||
3 | Adjourn Meeting | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
FS Series Trust | |||
By: | /s/ Michael C. Forman | ||
Name: | Michael C. Forman | ||
Title: | President | ||
Date: | August 31, 2021 |