The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABORATORIES | COM | 002824100 | 3,840 | 86,460 | SH | DFND | 72,500 | 0 | 13,960 | ||
ABBVIE INC. | COM | 00287Y109 | 3,881 | 59,555 | SH | DFND | 50,000 | 0 | 9,555 | ||
AERCAP HOLDINGS N.V. | COM | N00985106 | 3,264 | 71,000 | SH | SOLE | 71,000 | 0 | 0 | ||
ALPHABET INC CAP STK CL A | COM | 02079K305 | 3 | 4 | SH | DFND | 0 | 0 | 4 | ||
ALPHABET INC. | COM | 02079K107 | 1,825 | 2,200 | SH | SOLE | 2,200 | 0 | 0 | ||
ALTRIA GROUP INC COM | COM | 02209S103 | 429 | 6,000 | SH | DFND | 0 | 0 | 6,000 | ||
AMAZON COM INC | COM | 023135106 | 457 | 515 | SH | DFND | 0 | 0 | 515 | ||
AMERICAN CAMPUS COMMUNITIES, INC. | COM | 024835100 | 2,071 | 43,525 | SH | DFND | 32,500 | 0 | 11,025 | ||
AMERICAN INTERNATIONAL GROUP, INC. | COM | 026874784 | 2,372 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
ANTHEM, INC. | COM | 036752103 | 2,811 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
APPLE INC. | COM | 037833100 | 4,483 | 31,205 | SH | DFND | 25,000 | 0 | 6,205 | ||
APPLIED MATERIALS, INC. | COM | 038222105 | 1,692 | 43,500 | SH | SOLE | 43,500 | 0 | 0 | ||
BANK OF AMERICA CORPORATION | COM | 060505104 | 5,009 | 212,350 | SH | DFND | 160,000 | 0 | 52,350 | ||
BLACKROCK, INC. | COM | 09247X101 | 2,259 | 5,890 | SH | DFND | 5,000 | 0 | 890 | ||
BP P.L.C. | COM | 055622104 | 1,651 | 47,830 | SH | DFND | 35,000 | 0 | 12,830 | ||
CARLYLE GROUP L P COM UNITS REPSTG LTD PARTNERSHIP INT | COM | 14309L102 | 467 | 29,275 | SH | DFND | 0 | 0 | 29,275 | ||
CELGENE CORPORATION | COM | 151020104 | 2,613 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
CHEVRON CORP NEW COM | COM | 166764100 | 27 | 250 | SH | DFND | 0 | 0 | 250 | ||
CISCO SYSTEMS, INC. | COM | 17275R102 | 3,999 | 118,300 | SH | DFND | 100,000 | 0 | 18,300 | ||
COCA COLA COMPANY | COM | 191216100 | 353 | 8,325 | SH | DFND | 0 | 0 | 8,325 | ||
COMCAST CORPORATION | COM | 20030N101 | 3,104 | 82,570 | SH | DFND | 65,000 | 0 | 17,570 | ||
COSTCO WHOLESALE CORPORATION | COM | 22160K105 | 2,643 | 15,760 | SH | DFND | 13,000 | 0 | 2,760 | ||
CVS HEALTH CORPORATION | COM | 126650100 | 4,282 | 54,545 | SH | DFND | 47,000 | 0 | 7,545 | ||
DELL TECHNOLOGIES INC CL V | COM | 24703L103 | 153 | 2,390 | SH | DFND | 0 | 0 | 2,390 | ||
DU PONT E I DE NEMOURS & CO COM | COM | 263534109 | 40 | 500 | SH | DFND | 0 | 0 | 500 | ||
EATON CORPORATION PUBLIC LIMITED COMPANY | COM | G29183103 | 3,222 | 43,450 | SH | DFND | 36,300 | 0 | 7,150 | ||
EXCO RES INC COM | COM | 269279402 | 0 | 550 | SH | DFND | 0 | 0 | 550 | ||
FACEBOOK, INC. | COM | 30303M102 | 1,175 | 8,270 | SH | DFND | 8,000 | 0 | 270 | ||
FOOT LOCKER, INC. | COM | 344849104 | 3,245 | 43,375 | SH | DFND | 36,000 | 0 | 7,375 | ||
FORD MOTOR COMPANY | COM | 345370860 | 3,256 | 279,750 | SH | DFND | 249,000 | 0 | 30,750 | ||
GENERAL ELECTRIC CO COM | COM | 369604103 | 521 | 17,475 | SH | DFND | 0 | 0 | 17,475 | ||
GENERAL MILLS INC COM | COM | 370334104 | 345 | 5,850 | SH | DFND | 0 | 0 | 5,850 | ||
GENERAL MOTORS COMPANY | COM | 37045V100 | 1,853 | 52,400 | SH | DFND | 52,000 | 0 | 400 | ||
GILEAD SCIENCES, INC. | COM | 375558103 | 3,286 | 48,378 | SH | DFND | 39,403 | 0 | 8,975 | ||
HALLIBURTON COMPANY | COM | 406216101 | 1,797 | 36,525 | SH | DFND | 25,000 | 0 | 11,525 | ||
HANESBRANDS INC. | COM | 410345102 | 2,034 | 98,000 | SH | SOLE | 98,000 | 0 | 0 | ||
HONEYWELL INTERNATIONAL INC. | COM | 438516106 | 2,266 | 18,150 | SH | DFND | 18,000 | 0 | 150 | ||
INTEL CORPORATION | COM | 458140100 | 2,639 | 73,150 | SH | DFND | 58,000 | 0 | 15,150 | ||
INTERCONTINENTAL EXCHANGE INC COM | COM | 45866F104 | 277 | 4,635 | SH | DFND | 0 | 0 | 4,635 | ||
ISHARES TR 1-3 YR CR BD ETF | ETF | 464288646 | 844 | 8,025 | SH | DFND | 0 | 0 | 8,025 | ||
ISHARES TR CMBS ETF | ETF | 46429B366 | 215 | 4,200 | SH | DFND | 0 | 0 | 4,200 | ||
ISHARES TR CORE U S AGGREGATE BD ETF | ETF | 464287226 | 233 | 2,145 | SH | DFND | 0 | 0 | 2,145 | ||
ISHARES TR FLTG RATE NT ETF | ETF | 46429B655 | 397 | 7,800 | SH | DFND | 0 | 0 | 7,800 | ||
ISHARES TR GLOBAL 100 ETF | ETF | 464287572 | 12 | 150 | SH | DFND | 0 | 0 | 150 | ||
ISHARES TR GLOBAL CONSUMER STAPLES ETF | ETF | 464288737 | 5 | 50 | SH | DFND | 0 | 0 | 50 | ||
ISHARES TR JPMORGAN USD EMERGING MKTS BD ETF | ETF | 464288281 | 975 | 8,575 | SH | DFND | 0 | 0 | 8,575 | ||
ISHARES TR MBS ETF | ETF | 464288588 | 603 | 5,655 | SH | DFND | 0 | 0 | 5,655 | ||
ISHARES TR NORTH AMERN TECH ETF | ETF | 464287549 | 21 | 150 | SH | DFND | 0 | 0 | 150 | ||
ISHARES TR RUSSELL 1000 VALUE ETF | ETF | 464287598 | 12 | 105 | SH | DFND | 0 | 0 | 105 | ||
ISHARES TR RUSSELL 2000 VALUE ETF | ETF | 464287630 | 10 | 88 | SH | DFND | 0 | 0 | 88 | ||
ISHARES TR TIPS BD ETF | ETF | 464287176 | 699 | 6,100 | SH | DFND | 0 | 0 | 6,100 | ||
ISHARES TR U S CONSUMER GOODS ETF | ETF | 464287812 | 18 | 150 | SH | DFND | 0 | 0 | 150 | ||
ISHARES TR U S CONSUMER SVCS ETF | ETF | 464287580 | 24 | 150 | SH | DFND | 0 | 0 | 150 | ||
ISHARES TR U S HEALTHCARE ETF | ETF | 464287762 | 19 | 125 | SH | DFND | 0 | 0 | 125 | ||
ISHARES TR US FINANCIALS ETF INDEX FD | ETF | 464287788 | 16 | 150 | SH | DFND | 0 | 0 | 150 | ||
ISHARES TR US INDUSTRIALS ETF | ETF | 464287754 | 16 | 125 | SH | DFND | 0 | 0 | 125 | ||
ISHARES U S ETF TR SHORT MTY BD ETF | ETF | 46431W507 | 211 | 4,200 | SH | DFND | 0 | 0 | 4,200 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,253 | 10,060 | SH | DFND | 6,500 | 0 | 3,560 | ||
JOHNSON CTLS INTL PLC SHS ISIN#IE00BY7QL619 | COM | G51502105 | 0 | 1 | SH | DFND | 0 | 0 | 1 | ||
JPMORGAN CHASE & CO. | COM | 46625H100 | 3,166 | 36,040 | SH | DFND | 29,500 | 0 | 6,540 | ||
KEYCORP | COM | 493267108 | 1,822 | 102,500 | SH | DFND | 100,000 | 0 | 2,500 | ||
KKR & CO. L.P. | COM | 48248M102 | 693 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
MASTERCARD INC CL A COM | COM | 57636Q104 | 567 | 5,045 | SH | DFND | 0 | 0 | 5,045 | ||
MERCK & CO., INC. | COM | 58933Y105 | 2,852 | 44,880 | SH | DFND | 35,500 | 0 | 9,380 | ||
METLIFE INC COM | COM | 59156R108 | 42 | 800 | SH | DFND | 0 | 0 | 800 | ||
MICROSOFT CORPORATION | COM | 594918104 | 2,949 | 44,775 | SH | DFND | 35,000 | 0 | 9,775 | ||
NABORS INDS LTD SHS ISIN#BMG6359F1032 | COM | G6359F103 | 269 | 20,575 | SH | DFND | 0 | 0 | 20,575 | ||
NASDAQ, INC. | COM | 631103108 | 1,468 | 21,135 | SH | DFND | 16,000 | 0 | 5,135 | ||
NAVIOS MARITIME HLDGS INC SPONSORED ADR REPSTG 1/100TH PERP PFD SER G DIV 8.75 FREQ QRTLY PERP MTY CALL@25 1/28/19 | COM | 63938Y100 | 158 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
NAVIOS MARITIME HLDGS INC SPONSORED ADR REPSTG 1/100TH PERP PFD SER H DIV 8.625 FREQ QRTLY CALL@25 07/08/2019 | COM | 63938Y308 | 157 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
NXP SEMICONDUCTORS N.V. | COM | N6596X109 | 1,035 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
OCH-ZIFF CAP MGMT GROUP CL A SHS | COM | 67551U105 | 1 | 500 | SH | DFND | 0 | 0 | 500 | ||
OFFICE DEPOT, INC. | COM | 676220106 | 583 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
ORACLE CORPORATION | COM | 68389X105 | 2,766 | 62,000 | SH | SOLE | 62,000 | 0 | 0 | ||
PEPSICO INC COM | COM | 713448108 | 157 | 1,400 | SH | DFND | 0 | 0 | 1,400 | ||
PFIZER INC. | COM | 717081103 | 4,056 | 118,550 | SH | DFND | 100,000 | 0 | 18,550 | ||
PHILIP MORRIS INTERNATIONAL INC. | COM | 718172109 | 1,166 | 10,325 | SH | DFND | 9,500 | 0 | 825 | ||
PIMCO ETF TR ENHANCED SHORT MAT ACTIVE ETF | ETF | 72201R833 | 333 | 3,275 | SH | DFND | 0 | 0 | 3,275 | ||
PIMCO ETF TR TOTAL RETURN ACTIVE ETF | ETF | 72201R775 | 84 | 800 | SH | DFND | 0 | 0 | 800 | ||
PROSHARES TR PROSHARES ULTRA NASDAQ BIOTECHNOLOGY | ETF | 74347R214 | 145 | 3,000 | SH | DFND | 0 | 0 | 3,000 | ||
PTC THERAPEUTICS, INC. | COM | 69366J200 | 571 | 58,000 | SH | SOLE | 58,000 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 485 | 8,460 | SH | DFND | 0 | 0 | 8,460 | ||
RANGE RESOURCES CORPORATION | COM | 75281A109 | 1,019 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
RAYTHEON COMPANY | COM | 755111507 | 1,119 | 7,335 | SH | DFND | 5,000 | 0 | 2,335 | ||
REYNOLDS AMERN INC COM | COM | 761713106 | 176 | 2,800 | SH | DFND | 0 | 0 | 2,800 | ||
SELECT SECTOR SPDR TR UTILS | ETF | 81369Y886 | 154 | 3,000 | SH | DFND | 0 | 0 | 3,000 | ||
SPDR INDEX SHS FDS S&P CHINA ETF | ETF | 78463X400 | 480 | 5,845 | SH | DFND | 0 | 0 | 5,845 | ||
SPDR S&P 500 ETF TR TR UNIT | ETF | 78462F103 | 47 | 200 | SH | DFND | 0 | 0 | 200 | ||
STANLEY BLACK & DECKER INC COM | COM | 854502101 | 27 | 200 | SH | DFND | 0 | 0 | 200 | ||
SUNOCO LOGISTICS PARTNERS L.P. | COM | 86764L108 | 1,441 | 59,000 | SH | SOLE | 59,000 | 0 | 0 | ||
TARGET CORPORATION | COM | 87612E106 | 1,214 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDUSTRIES LTD | COM | 881624209 | 2,041 | 63,600 | SH | SOLE | 63,600 | 0 | 0 | ||
THE BANK OF NEW YORK MELLON CORPORATION | COM | 064058100 | 2,580 | 54,625 | SH | DFND | 44,000 | 0 | 10,625 | ||
THE BOEING COMPANY | COM | 097023105 | 4,154 | 23,485 | SH | DFND | 20,000 | 0 | 3,485 | ||
THE HOME DEPOT, INC. | COM | 437076102 | 3,501 | 23,845 | SH | DFND | 20,000 | 0 | 3,845 | ||
THE KROGER CO. | COM | 501044101 | 3,550 | 120,385 | SH | DFND | 104,000 | 0 | 16,385 | ||
THE PROCTER & GAMBLE COMPANY | COM | 742718109 | 1,334 | 14,845 | SH | DFND | 11,000 | 0 | 3,845 | ||
THE WALT DISNEY COMPANY | COM | 254687106 | 3,609 | 31,830 | SH | DFND | 26,000 | 0 | 5,830 | ||
TWENTY-FIRST CENTY FOX INC CL A | COM | 90130A101 | 420 | 12,975 | SH | DFND | 0 | 0 | 12,975 | ||
UNILEVER PLC | COM | 904767704 | 2,336 | 47,350 | SH | DFND | 36,000 | 0 | 11,350 | ||
VALERO ENERGY CORPORATION | COM | 91913Y100 | 1,127 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
VERIFONE SYSTEMS, INC. | COM | 92342Y109 | 3,004 | 160,400 | SH | DFND | 160,000 | 0 | 400 | ||
VERIZON COMMUNICATIONS INC COM | COM | 92343V104 | 290 | 5,946 | SH | DFND | 0 | 0 | 5,946 | ||
VISA INC. | COM | 92826C839 | 3,413 | 38,410 | SH | DFND | 36,000 | 0 | 2,410 | ||
VODAFONE GROUP PUBLIC LIMITED COMPANY | COM | 92857W308 | 2,821 | 106,731 | SH | DFND | 86,500 | 0 | 20,231 | ||
WAL-MART STORES, INC. | COM | 931142103 | 2,249 | 31,200 | SH | DFND | 25,000 | 0 | 6,200 |