The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ARES ACQUISITION CORPORATION | *W EXP 02/02/202 | G33032122 | 11,588 | 24,851 | SH | SOLE | 24,851 | 0 | 0 | ||
ALSET CAPITAL ACQUISITION CO | CLASS A COM | 02115M109 | 1,005,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ALSET CAPITAL ACQUISITION CO | RIGHT 01/31/2027 | 02115M125 | 15,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ALSET CAPITAL ACQUISITION CO | *W EXP 01/31/202 | 02115M117 | 3,875 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ADARA ACQUISITION CORP | COM CL A | 00653H102 | 1,012,666 | 99,476 | SH | SOLE | 99,476 | 0 | 0 | ||
ADARA ACQUISITION CORP | *W EXP 02/11/202 | 00653H110 | 7,120 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
AFRICAN GOLD ACQUISITION COR | SHS CL A | G0112R108 | 1,830,256 | 182,115 | SH | SOLE | 182,115 | 0 | 0 | ||
AGRIFORCE GROWING SYSTEMS LT | *W EXP 02/01/202 | C00948114 | 6,278 | 73,600 | SH | SOLE | 73,600 | 0 | 0 | ||
AINOS INC | *W EXP 07/29/202 | 00902F113 | 12,495 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ALARM COM HLDGS INC | NOTE 1/1 | 011642AB1 | 411,311 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
ANZU SPECIAL ACQUISITIN CORP | COM CL A | 03737A101 | 830,658 | 82,900 | SH | SOLE | 82,900 | 0 | 0 | ||
ANZU SPECIAL ACQUISITIN CORP | *W EXP 01/27/202 | 03737A119 | 1,267 | 33,333 | SH | SOLE | 33,333 | 0 | 0 | ||
AROGO CAPITAL ACQUISITION CO | CLASS A COM | 042644104 | 1,266,250 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
AROGO CAPITAL ACQUISITION CO | *W EXP 03/23/202 | 042644112 | 9,375 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
APOLLO STRATEGIC GRWT CPTL I | *W EXP 02/12/202 | G0412A128 | 2,800 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
AUDDIA INC | *W EXP 02/19/202 | 05072K115 | 6,988 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
HEARTBEAM INC | *W EXP 10/31/202 | 42238H116 | 54,500 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
BIORESTORATIVE THERAPIES INC | COM NEW | 090655606 | 113,779 | 41,374 | SH | SOLE | 41,374 | 0 | 0 | ||
BLUE SAFARI GRP ACQUISITN CO | RIGHT 09/24/2026 | G1195R130 | 8,246 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
CHECK CAP LTD | *W EXP 05/03/202 | M2361E161 | 3,191 | 128,151 | SH | SOLE | 128,151 | 0 | 0 | ||
CHAVANT CAPITAL ACQUISITN CO | *W EXP 99/99/999 | G2058L111 | 3,698 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
CLOVER LEAF CAPITAL CORP | RIGHT 05/31/2028 | 18915E121 | 6,000 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
COMERA LIFE SCIENCES HLDGS I | *W EXP 03/15/202 | 20037C116 | 4,770 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CONCORD ACQUISITION CORP III | COM CL A | 20607V106 | 509,500 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CONCORD ACQUISITION CORP III | *W EXP 99/99/999 | 20607V114 | 1,700 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
DIGITAL HEALTH ACQUISITION C | *W EXP 11/02/202 | 253893119 | 19,780 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
DOGNESS INTERNATIONAL CORP | COM CL A | G2788T103 | 11,268 | 11,498 | SH | SOLE | 11,498 | 0 | 0 | ||
EUDA HEALTH HOLDINGS LTD | ORD SHS | G3142E105 | 1,607,702 | 975,725 | SH | SOLE | 975,725 | 0 | 0 | ||
EUDA HEALTH HOLDINGS LTD | *W EXP 09/24/202 | G3142E121 | 3,204 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
FINTECH ECOSYSTEM DEVE | CLASS A COM | 318136108 | 1,281,250 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
FINTECH ECOSYSTEM DEVE | RIGHT 04/01/2026 | 318136124 | 18,738 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
FINTECH ECOSYSTEM DEVE | *W EXP 04/01/202 | 318136116 | 4,375 | 62,500 | SH | SOLE | 62,500 | 0 | 0 | ||
FLAME ACQUISITION CORP | COM CL A | 33850F108 | 562,086 | 55,929 | SH | SOLE | 55,929 | 0 | 0 | ||
FLAME ACQUISITION CORP | *W EXP 02/26/202 | 33850F116 | 37,599 | 57,836 | SH | SOLE | 57,836 | 0 | 0 | ||
FINNOVATE ACQUISITION CORP | CLASS A ORD SHS | G3R34K103 | 1,026,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
FINNOVATE ACQUISITION CORP | *W EXP 09/30/202 | G3R34K111 | 1,988 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
GOLDENBRIDGE ACQUISITION LTD | RIGHT 10/28/2025 | G3970D138 | 17,485 | 134,500 | SH | SOLE | 134,500 | 0 | 0 | ||
GOLDENBRIDGE ACQUISITION LTD | *W EXP 10/28/202 | G3970D120 | 10,061 | 134,500 | SH | SOLE | 134,500 | 0 | 0 | ||
ESPORTS ENTMT GROUP INC | COM | 29667K306 | 208,350 | 2,719,975 | SH | SOLE | 2,719,975 | 0 | 0 | ||
ESPORTS ENTMT GROUP INC | *W EXP 03/02/202 | 29667K132 | 2,500 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
GENIUS GROUP LTD | ORD SHS | Y3005A109 | 21,292 | 64,464 | SH | SOLE | 64,464 | 0 | 0 | ||
GREENLIGHT BIOSCIENCS HLDS P | *W EXP 02/02/202 | 39536G113 | 12,750 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
GSR II METEORA ACQUISITN COR | CLASS A COM | 36263W105 | 1,011,260 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GSR II METEORA ACQUISITN COR | *W EXP 02/24/202 | 36263W121 | 6,390 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
HELIUS MED TECHNOLOGIES INC | COM CL A NEW | 42328V603 | 1,485 | 13,496 | SH | SOLE | 13,496 | 0 | 0 | ||
IBERE PHARMACEUTICALS | *W EXP 03/01/202 | G46843119 | 505 | 28,393 | SH | SOLE | 28,393 | 0 | 0 | ||
KAIROUS ACQUISITION CORP LTD | RIGHT 09/15/2026 | G52131136 | 9,825 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
KAIROUS ACQUISITION CORP LTD | *W EXP 09/15/202 | G52131128 | 3,038 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
KALERA PUBLIC LIMITED CO | *W EXP 06/28/202 | G52251116 | 625 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
KINS TECHNOLOGY GROUP INC | COM CL A | 49714K109 | 159,801 | 15,869 | SH | SOLE | 15,869 | 0 | 0 | ||
KHOSLA VENTURES ACQUISITION | CL A | 482504107 | 1,015,285 | 101,732 | SH | SOLE | 101,732 | 0 | 0 | ||
LAZARD GROWTH ACQUISITION CO | *W EXP 02/10/202 | G54035111 | 120 | 20,018 | SH | SOLE | 20,018 | 0 | 0 | ||
LIBERTY RES ACQUISITION CORP | CLASS A COM | 53118A105 | 1,786,750 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
LIBERTY RES ACQUISITION CORP | *W EXP 10/31/202 | 53118A113 | 17,500 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
INNOVATIVE EYEWEAR INC | *W EXP 08/16/202 | 45791D117 | 22,050 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
MINORITY EQUALITY OPPORTUNIT | *W EXP 08/26/202 | 60436Q118 | 4,550 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
AIRSPAN NETWORKS HOLDINGS IN | *W EXP 08/13/202 | 00951K112 | 4,650 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
MANNKIND CORP | NOTE 2.500% 3/0 | 56400PAQ5 | 5,667,396 | 4,750,000 | PRN | SOLE | 4,750,000 | 0 | 0 | ||
MODEL PERFORMANCE ACQU CORP | RIGHT 04/29/2026 | G6246M121 | 7,500 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
MODEL PERFORMANCE ACQU CORP | *W EXP 04/29/202 | G6246M139 | 81,000 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
MEDICUS SCIENCES ACQUISITION | CL A SHS | G5960S108 | 751,222 | 74,600 | SH | SOLE | 74,600 | 0 | 0 | ||
MEDICUS SCIENCES ACQUISITION | *W EXP 02/12/202 | G5960S124 | 1,000 | 11,111 | SH | SOLE | 11,111 | 0 | 0 | ||
MMTEC INC | SHS NEW | G6181K114 | 70,702 | 91,228 | SH | SOLE | 91,228 | 0 | 0 | ||
CLOUDFLARE INC | NOTE 8/1 | 18915MAC1 | 821,563 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
NLS PHARMACEUTICS LTD | *W EXP 02/02/202 | H57830111 | 49,329 | 170,100 | SH | SOLE | 170,100 | 0 | 0 | ||
ONFOLIO HOLDINGS INC | *W EXP 01/02/202 | 68277K124 | 29,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
OPPFI INC | *W EXP 07/20/202 | 68386H111 | 2,500 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
OCEANTECH ACQUISITIONS I COR | CLASS A COM | 675507107 | 1,317,500 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
OCEANTECH ACQUISITIONS I COR | *W EXP 99/99/999 | 675507115 | 4,875 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
OXUS ACQUISITION CORP | SHS CL A | G6859L105 | 619,800 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
OXUS ACQUISITION CORP | *W EXP 99/99/999 | G6859L121 | 2,400 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
PEPPERLIME HEALTH ACQUSTN CO | CLASS A ORD SHS | G70021103 | 133,016 | 13,028 | SH | SOLE | 13,028 | 0 | 0 | ||
PAGAYA TECHNOLOGIES LTD | *W EXP 09/01/202 | M7S64L107 | 1,582 | 16,666 | SH | SOLE | 16,666 | 0 | 0 | ||
PHARMACYTE BIOTECH INC | COM NEW | 71715X203 | 3,027,071 | 1,033,130 | SH | SOLE | 1,033,130 | 0 | 0 | ||
POLISHED COM INC | *W EXP 06/02/202 | 28252C117 | 160,000 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
RELATIVITY ACQUISITION CORP | *W EXP 12/15/202 | 75944B114 | 6,020 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
RELIANCE GLOBAL GROUP INC | *W EXP 02/01/202 | 75946W116 | 6,847 | 97,818 | SH | SOLE | 97,818 | 0 | 0 | ||
REVELATION BIOSCIENCES INC | *W EXP 01/10/202 | 76135L119 | 983 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
RINGCENTRAL INC | NOTE 3/0 | 76680RAF4 | 1,729,065 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
SPLASH BEVERAGE GROUP INC | *W EXP 06/15/202 | 84862C112 | 7,470 | 49,800 | SH | SOLE | 49,800 | 0 | 0 | ||
SHF HOLDINGS INC | CLASS A COM | 824430102 | 2,091,392 | 1,178,249 | SH | SOLE | 1,178,249 | 0 | 0 | ||
SHARPS TECHNOLOGY INC | *W EXP 04/13/202 | 82003F119 | 30,600 | 235,200 | SH | SOLE | 235,200 | 0 | 0 | ||
STRAN & COMPANY INC | *W EXP 11/01/202 | 86260J110 | 33,594 | 224,260 | SH | SOLE | 224,260 | 0 | 0 | ||
TOUGHBUILT INDS INC | *W EXP 11/14/202 | 89157G116 | 14,936 | 161,816 | SH | SOLE | 161,816 | 0 | 0 | ||
TWELVE SEAS INVESTMENT CO II | COM CL A | 90118T106 | 399,658 | 39,767 | SH | SOLE | 39,767 | 0 | 0 | ||
TWELVE SEAS INVESTMENT CO II | *W EXP 03/02/202 | 90118T114 | 1,053 | 66,666 | SH | SOLE | 66,666 | 0 | 0 | ||
UNITY SOFTWARE INC | NOTE 11/1 | 91332UAB7 | 753,500 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
VERIFYME INC | *W EXP 06/22/202 | 92346X115 | 710 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
VISION SENSING ACQUISITION C | CLASS A COM | 92838J103 | 1,543,500 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
VISION SENSING ACQUISITION C | *W EXP 10/21/202 | 92838J111 | 3,296 | 112,500 | SH | SOLE | 112,500 | 0 | 0 | ||
VERSUS SYSTEMS INC | *W EXP 01/15/202 | 92535P147 | 4,460 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
WESTERN ACQSTN VENTURES CORP | COM | 95758L107 | 1,155,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
WESTERN ACQSTN VENTURES CORP | *W EXP 09/01/202 | 95758L115 | 6,500 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
WORKSPORT LTD | *W EXP 08/06/202 | 98139Q118 | 12,043 | 86,020 | SH | SOLE | 86,020 | 0 | 0 | ||
ZIVO BIOSCIENCE INC | *W EXP 06/02/202 | 98978N119 | 37,624 | 48,850 | SH | SOLE | 48,850 | 0 | 0 |