The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED MERGER PARTNERS INC | *W EXP 06/30/202 | 00777J117 | 52 | 12,498 | SH | DFND | 1 | 12,498 | 0 | 0 | |
ADVANCED MERGER PARTNERS INC | COM CL A | 00777J109 | 728 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 7,842 | 30,620 | SH | DFND | 1 | 30,620 | 0 | 0 | |
ALTIMAR ACQUISITION CORP III | *W EXP 08/03/202 | G0370U116 | 59 | 12,498 | SH | DFND | 1 | 12,498 | 0 | 0 | |
ALTIMAR ACQUISITION CORP III | SHS CL A | G0370U108 | 487 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
ARES ACQUISITION CORPORATION | *W EXP 99/99/999 | G33032122 | 434 | 99,999 | SH | DFND | 1 | 99,999 | 0 | 0 | |
ARES ACQUISITION CORPORATION | COM CL A | G33032106 | 4,870 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
ARROWROOT ACQUISITION CORP | *W EXP 03/02/202 | 04282M110 | 533 | 149,999 | SH | DFND | 1 | 149,999 | 0 | 0 | |
ARROWROOT ACQUISITION CORP | CL A COM | 04282M102 | 2,910 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
ATLAS CREST INVESTMENT CORP | *W EXP 02/03/202 | 049287113 | 52 | 12,499 | SH | DFND | 1 | 12,499 | 0 | 0 | |
ATLAS CREST INVESTMENT CORP | COM CL A | 049287105 | 488 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
AUSTERLITZ ACQUISITION CORP | *W EXP 02/19/202 | G0633D125 | 262 | 49,999 | SH | DFND | 1 | 49,999 | 0 | 0 | |
AUSTERLITZ ACQUISITION CORP | *W EXP 02/19/202 | G0633U127 | 577 | 124,998 | SH | DFND | 1 | 124,998 | 0 | 0 | |
BUMBLE INC | COM CL A | 12047B105 | 1,281 | 25,622 | SH | DFND | 1 | 25,622 | 0 | 0 | |
BYTE ACQUISITION CORP | *W EXP 03/18/202 | G1R25Q113 | 2,361 | 574,999 | SH | DFND | 1 | 574,999 | 0 | 0 | |
BYTE ACQUISITION CORP | CLASS A ORD SHS | G1R25Q105 | 11,167 | 1,150,000 | SH | DFND | 1 | 1,150,000 | 0 | 0 | |
CABOT OIL & GAS CORP | COM | 127097103 | 5,410 | 248,601 | SH | DFND | 1 | 248,601 | 0 | 0 | |
CARTESIAN GROWTH CORP | *W EXP 02/26/202 | G19276115 | 158 | 33,333 | SH | DFND | 1 | 33,333 | 0 | 0 | |
CF ACQUISITION CORP VI | *W EXP 02/18/202 | 12521J111 | 106 | 24,999 | SH | DFND | 1 | 24,999 | 0 | 0 | |
CF ACQUISITION CORP VI | COM CL A | 12521J103 | 971 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
CHEMOURS CO | COM | 163851108 | 6,107 | 210,162 | SH | DFND | 1 | 210,162 | 0 | 0 | |
CLIMATE REAL IMPACT SLUTINS | *W EXP 01/29/202 | 187171111 | 183 | 39,365 | SH | DFND | 1 | 39,365 | 0 | 0 | |
CLIMATE REAL IMPACT SLUTINS | COM CL A | 187171103 | 1,925 | 196,830 | SH | DFND | 1 | 196,830 | 0 | 0 | |
COLICITY INC | *W EXP 02/24/202 | 194170114 | 61 | 13,998 | SH | DFND | 1 | 13,998 | 0 | 0 | |
COLICITY INC | COM CL A | 194170106 | 684 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 20441A102 | 5,172 | 730,447 | SH | DFND | 1 | 730,447 | 0 | 0 | |
CONSTELLATION ACQUISITN CORP | SHS CL A | G2R18K105 | 244 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
COVA ACQUISITION CORP | *W EXP 02/05/202 | G2554Y120 | 194 | 49,999 | SH | DFND | 1 | 49,999 | 0 | 0 | |
COVA ACQUISITION CORP | CL A SHS | G2554Y104 | 971 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
DECARBONIZATION PLUS ACQU II | *W EXP 01/19/202 | 242794113 | 157 | 33,333 | SH | DFND | 1 | 33,333 | 0 | 0 | |
DECARBONIZATION PLUS ACQU II | COM CL A | 242794105 | 12,502 | 1,264,091 | SH | DFND | 1 | 1,264,091 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 19,208 | 450,791 | SH | DFND | 1 | 450,791 | 0 | 0 | |
DHC ACQUISITION CORP | *W EXP 02/25/202 | G2758T117 | 70 | 16,666 | SH | DFND | 1 | 16,666 | 0 | 0 | |
DHC ACQUISITION CORP | CLASS A ORD SHS | G2758T109 | 489 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
DIVERSEY HLDGS LTD | ORD SHS | G28923103 | 7,186 | 448,019 | SH | DFND | 1 | 448,019 | 0 | 0 | |
DOMINION ENERGY INC | COM | 25746U109 | 9,589 | 131,319 | SH | DFND | 1 | 131,319 | 0 | 0 | |
ECP ENVIRONMENTAL GW OPT COR | *W EXP 03/01/202 | 26829T118 | 112 | 24,999 | SH | DFND | 1 | 24,999 | 0 | 0 | |
ENEL AMERICAS S A | SPONSORED ADR | 29274F104 | 661 | 113,075 | SH | DFND | 1 | 113,075 | 0 | 0 | |
EVGO INC | CL A COM | 30052F100 | 9,723 | 1,192,974 | SH | DFND | 1 | 1,192,974 | 0 | 0 | |
EVOQUA WATER TECHNOLOGIES CO | COM | 30057T105 | 2,171 | 57,795 | SH | DFND | 1 | 57,795 | 0 | 0 | |
FINSERV ACQUISITION CORP II | COM CL A | 31809Y103 | 195 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
FIRST RESERVE SUSTAINABLE GW | CLASS A COM | 336169107 | 174 | 17,600 | SH | DFND | 1 | 17,600 | 0 | 0 | |
FMC CORP | COM NEW | 302491303 | 4,491 | 49,046 | SH | DFND | 1 | 49,046 | 0 | 0 | |
FORTISTAR SUSTAINABLE SOL CO | *W EXP 01/14/202 | 34962M114 | 211 | 49,999 | SH | DFND | 1 | 49,999 | 0 | 0 | |
FORTISTAR SUSTAINABLE SOL CO | COM CL A | 34962M106 | 977 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
FREYR BATTERY | SHS | L4135L100 | 8,277 | 838,637 | SH | DFND | 1 | 838,637 | 0 | 0 | |
FUSION ACQUISITION CORP II | *W EXP 02/29/202 | 36118N110 | 671 | 166,666 | SH | DFND | 1 | 166,666 | 0 | 0 | |
FUSION ACQUISITION CORP II | COM CL A | 36118N102 | 4,855 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
HAYMAKER ACQUISITION CORP II | CLASS A COM | 42087R108 | 195 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
HUNTSMAN CORP | COM | 447011107 | 19,587 | 661,952 | SH | DFND | 1 | 661,952 | 0 | 0 | |
INFRA AND ENERGY ALTRNTIVE I | COM | 45686J104 | 10,065 | 880,605 | SH | DFND | 1 | 880,605 | 0 | 0 | |
INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | 24,713 | 184,815 | SH | DFND | 1 | 184,815 | 0 | 0 | |
INTERPRIVATE II ACQUISITION | *W EXP 09/03/202 | 46064Q116 | 188 | 39,999 | SH | DFND | 1 | 39,999 | 0 | 0 | |
INTERPRIVATE II ACQUISITION | CL A COM | 46064Q108 | 1,956 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
INTERPRIVATE III FINANCIAL P | *W EXP 99/99/999 | 46064R114 | 201 | 39,999 | SH | DFND | 1 | 39,999 | 0 | 0 | |
INTERPRIVATE IV INFRATECH PR | *W EXP 03/05/202 | 46064T110 | 239 | 59,998 | SH | DFND | 1 | 59,998 | 0 | 0 | |
INTERPRIVATE IV INFRATECH PR | CLASS A COM | 46064T102 | 2,907 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
ITHAX ACQUISITION CORP | *W EXP 02/01/202 | G49775128 | 101 | 24,999 | SH | DFND | 1 | 24,999 | 0 | 0 | |
ITHAX ACQUISITION CORP | CL A SHS | G49775102 | 488 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
IVANHOE CAPITAL ACQUISTIN CO | *W EXP 01/08/202 | G4R87P106 | 477 | 92,309 | SH | DFND | 1 | 92,309 | 0 | 0 | |
IVANHOE CAPITAL ACQUISTIN CO | COM CL A | G4R87P114 | 2,742 | 276,930 | SH | DFND | 1 | 276,930 | 0 | 0 | |
JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 | 340 | 74,998 | SH | DFND | 1 | 74,998 | 0 | 0 | |
JAWS MUSTANG ACQUISITION COR | SHS CL A | G50737108 | 2,928 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
KENSINGTON CAPITAL ACQUISITI | COM CL A | 49006L104 | 288 | 34,732 | SH | DFND | 1 | 34,732 | 0 | 0 | |
LAZARD GROWTH ACQUISITION CO | *W EXP 02/10/202 | G54035111 | 214 | 49,999 | SH | DFND | 1 | 49,999 | 0 | 0 | |
LAZARD GROWTH ACQUISITION CO | CL A ORD SHS | G54035103 | 2,433 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
LEVERE HOLDINGS CORP | *W EXP 03/09/202 | G5462L122 | 754 | 166,665 | SH | DFND | 1 | 166,665 | 0 | 0 | |
LEVERE HOLDINGS CORP | CLASS A ORD SHS | G5462L106 | 4,880 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
LIBERTY MEDIA ACQUISITION CO | *W EXP 01/22/202 | 53073L112 | 75 | 13,999 | SH | DFND | 1 | 13,999 | 0 | 0 | |
LI-CYCLE HOLDINGS CORP | COMMON SHARES | 50202P105 | 33,640 | 2,875,272 | SH | DFND | 1 | 2,875,272 | 0 | 0 | |
M3 BRIGADE ACQUISITION II CO | COM CL A | 553800103 | 9,910 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
M3 BRIGADE ACQUISITION II CO | UNIT 99/99/9999 | 553800202 | 1,692 | 333,331 | SH | DFND | 1 | 333,331 | 0 | 0 | |
NIGHTDRAGON ACQUISITION CORP | *W EXP 02/26/202 | 65413D113 | 131 | 29,997 | SH | DFND | 1 | 29,997 | 0 | 0 | |
NIGHTDRAGON ACQUISITION CORP | CLASS A COM | 65413D105 | 936 | 95,813 | SH | DFND | 1 | 95,813 | 0 | 0 | |
NORTHERN STAR INVEST CORP II | *W EXP 02/25/202 | 66574L118 | 76 | 16,665 | SH | DFND | 1 | 16,665 | 0 | 0 | |
NORTHERN STAR INVEST CORP II | COM CL A | 66574L100 | 974 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
NORTHERN STAR INVEST CORP IV | *W EXP 02/25/202 | 66575B119 | 74 | 16,665 | SH | DFND | 1 | 16,665 | 0 | 0 | |
NORTHERN STAR INVEST CORP IV | COM CL A | 66575B101 | 980 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
ORION ACQUISITION CORP | *W EXP 02/19/202 | 68626A116 | 65 | 17,499 | SH | DFND | 1 | 17,499 | 0 | 0 | |
ORION ACQUISITION CORP | COM CL A | 68626A108 | 679 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
PEABODY ENGR CORP | COM | 704551100 | 444 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
PERIDOT ACQUISITION CORP II | *W EXP 04/30/202 | G7008B121 | 860 | 199,998 | SH | DFND | 1 | 199,998 | 0 | 0 | |
PERIDOT ACQUISITION CORP II | SHS CL A | G7008B105 | 9,710 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
PG&E CORP | COM | 69331C108 | 40,044 | 4,171,265 | SH | DFND | 1 | 4,171,265 | 0 | 0 | |
PONTEM CORPORATION | *W EXP 01/05/202 | G71707122 | 958 | 233,332 | SH | DFND | 1 | 233,332 | 0 | 0 | |
PONTEM CORPORATION | SHS CL A | G71707106 | 6,797 | 700,000 | SH | DFND | 1 | 700,000 | 0 | 0 | |
POWER & DIGITAL INFRA ACQ CO | *W EXP 02/12/202 | 739190114 | 228 | 37,498 | SH | DFND | 1 | 37,498 | 0 | 0 | |
POWERED BRANDS | *W EXP 01/07/202 | G7209M116 | 68 | 16,666 | SH | DFND | 1 | 16,666 | 0 | 0 | |
POWERED BRANDS | CL A | G7209M108 | 492 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
PRIVETERRA ACQUISITION CORP | *W EXP 02/28/202 | 74275N110 | 162 | 41,665 | SH | DFND | 1 | 41,665 | 0 | 0 | |
PRIVETERRA ACQUISITION CORP | CL A | 74275N102 | 1,219 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
PUBLIC SVC ENTERPRISE GRP IN | COM | 744573106 | 13,572 | 222,850 | SH | DFND | 1 | 222,850 | 0 | 0 | |
REPUBLIC SVCS INC | COM | 760759100 | 12,349 | 102,853 | SH | DFND | 1 | 102,853 | 0 | 0 | |
ROCKET INTERNET GRWT OPRT CO | *W EXP 99/99/999 | G7613T129 | 536 | 124,999 | SH | DFND | 1 | 124,999 | 0 | 0 | |
ROCKET INTERNET GRWT OPRT CO | SHS CL A | G7613T103 | 4,885 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
RXR ACQUISITION CORP | CLASS A COM | 74981W107 | 486 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
SCIENCE STRATEGIC ACQ ALPHA | *W EXP 01/20/202 | 808641112 | 97 | 23,332 | SH | DFND | 1 | 23,332 | 0 | 0 | |
SCIENCE STRATEGIC ACQ ALPHA | COM CL A | 808641104 | 680 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
SENTINELONE INC | CL A | 81730H109 | 611 | 11,403 | SH | DFND | 1 | 11,403 | 0 | 0 | |
SLAM CORP | *W EXP 02/23/202 | G8210L121 | 55 | 12,498 | SH | DFND | 1 | 12,498 | 0 | 0 | |
SLAM CORP | CL A SHS | G8210L105 | 488 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
SPARTAN ACQUISITION CORP III | *W EXP 02/04/202 | 84677R114 | 115 | 24,999 | SH | DFND | 1 | 24,999 | 0 | 0 | |
SPARTAN ACQUISITION CORP III | COM CL A | 84677R106 | 4,089 | 413,828 | SH | DFND | 1 | 413,828 | 0 | 0 | |
SPORTRADAR GROUP AG | CLASS A ORD SHS | H8088L103 | 7,939 | 350,820 | SH | DFND | 1 | 350,820 | 0 | 0 | |
SUPERNOVA PARTNERS ACQUISTN | SHS CL A | G8T86C105 | 389 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
SUSTAINABLE DEVELP ACQU I CO | *W EXP 02/04/202 | 86934L111 | 160 | 37,499 | SH | DFND | 1 | 37,499 | 0 | 0 | |
SUSTAINABLE DEVELP ACQU I CO | COM CL A | 86934L103 | 732 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
SVF INVESTMENT CORP | *W EXP 12/20/202 | G8601L128 | 91 | 19,998 | SH | DFND | 1 | 19,998 | 0 | 0 | |
SVF INVESTMENT CORP | CL A SHS | G8601L102 | 976 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
TCW SPECIAL PURPOSE ACQU COR | *W EXP 99/99/999 | 87301L114 | 140 | 33,332 | SH | DFND | 1 | 33,332 | 0 | 0 | |
TCW SPECIAL PURPOSE ACQU COR | COM CL A | 87301L106 | 978 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
TELLURIAN INC NEW | COM | 87968A104 | 3,194 | 816,827 | SH | DFND | 1 | 816,827 | 0 | 0 | |
TPG PACE BEN FIN CORP | CL A COM | G8990D125 | 6,919 | 655,852 | SH | DFND | 1 | 655,852 | 0 | 0 | |
UNIVAR SOLUTIONS INC | COM | 91336L107 | 5,290 | 222,094 | SH | DFND | 1 | 222,094 | 0 | 0 | |
USHG ACQUISITION CORP | *W EXP 02/24/202 | 91748P118 | 81 | 18,172 | SH | DFND | 1 | 18,172 | 0 | 0 | |
USHG ACQUISITION CORP | COM CL A | 91748P100 | 529 | 54,520 | SH | DFND | 1 | 54,520 | 0 | 0 | |
VELOCITY ACQUISITION CORP | *W EXP 02/24/202 | 92259e112 | 48 | 11,665 | SH | DFND | 1 | 11,665 | 0 | 0 | |
WARBURG PINCUS CAPTAL CORP I | *W EXP 99/99/999 | G9460M124 | 81 | 19,999 | SH | DFND | 1 | 19,999 | 0 | 0 | |
WARBURG PINCUS CAPTAL CORP I | SHS CL A | G9460M108 | 978 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
WAVERLEY CAPITAL ACQUIS CORP | UNIT 99/99/9999 | G06536125 | 4,930 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
XCEL ENERGY INC | COM | 98389B100 | 15,313 | 245,012 | SH | DFND | 1 | 245,012 | 0 | 0 | |
ZIMMER ENERGY TRANSITION ACQ | *W EXP 06/16/202 | 989570114 | 2,672 | 666,666 | SH | DFND | 1 | 666,666 | 0 | 0 | |
ZIMMER ENERGY TRANSITION ACQ | COM CL A | 989570106 | 19,460 | 2,000,000 | SH | DFND | 1 | 2,000,000 | 0 | 0 |