The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED MERGER PARTNERS INC | *W EXP 06/30/202 | 00777J117 | 51 | 12,498 | SH | DFND | 1 | 12,498 | 0 | 0 | |
ADVANCED MERGER PARTNERS INC | COM CL A | 00777J109 | 729 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
ARES ACQUISITION CORPORATION | *W EXP 99/99/999 | G33032122 | 447 | 99,999 | SH | DFND | 1 | 99,999 | 0 | 0 | |
ARROWROOT ACQUISITION CORP | *W EXP 03/02/202 | 04282M110 | 484 | 149,999 | SH | DFND | 1 | 149,999 | 0 | 0 | |
ARROWROOT ACQUISITION CORP | CL A COM | 04282M102 | 2,913 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
ATLAS CREST INVESTMENT CORP | *W EXP 02/03/202 | 049287113 | 52 | 12,499 | SH | DFND | 1 | 12,499 | 0 | 0 | |
AUSTERLITZ ACQUISITION CORP | *W EXP 02/19/202 | G0633U127 | 570 | 124,998 | SH | DFND | 1 | 124,998 | 0 | 0 | |
BYTE ACQUISITION CORP | *W EXP 03/18/202 | G1R25Q113 | 2,377 | 574,999 | SH | DFND | 1 | 574,999 | 0 | 0 | |
BYTE ACQUISITION CORP | CLASS A ORD SHS | G1R25Q105 | 11,259 | 1,150,000 | SH | DFND | 1 | 1,150,000 | 0 | 0 | |
CANADIAN NATL RY CO | COM | 136375102 | 1,227 | 9,985 | SH | DFND | 1 | 9,985 | 0 | 0 | |
CLIMATE REAL IMPACT SLUTINS | COM CL A | 187171103 | 1,921 | 196,830 | SH | DFND | 1 | 196,830 | 0 | 0 | |
COLICITY INC | *W EXP 02/24/202 | 194170114 | 60 | 13,998 | SH | DFND | 1 | 13,998 | 0 | 0 | |
COLICITY INC | COM CL A | 194170106 | 683 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
COVA ACQUISITION CORP | *W EXP 02/05/202 | G2554Y120 | 190 | 49,999 | SH | DFND | 1 | 49,999 | 0 | 0 | |
COVA ACQUISITION CORP | CL A SHS | G2554Y104 | 976 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
DECARBONIZATION PLUS ACQU II | *W EXP 01/19/202 | 242794113 | 173 | 33,333 | SH | DFND | 1 | 33,333 | 0 | 0 | |
DECARBONIZATION PLUS ACQU II | COM CL A | 242794105 | 12,603 | 1,264,091 | SH | DFND | 1 | 1,264,091 | 0 | 0 | |
DHC ACQUISITION CORP | *W EXP 02/25/202 | G2758T117 | 65 | 16,666 | SH | DFND | 1 | 16,666 | 0 | 0 | |
DHC ACQUISITION CORP | CLASS A ORD SHS | G2758T109 | 487 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
DIVERSEY HLDGS LTD | ORD SHS | G28923103 | 9,138 | 686,522 | SH | DFND | 1 | 686,522 | 0 | 0 | |
EASTMAN CHEM CO | COM | 277432100 | 27,625 | 228,472 | SH | DFND | 1 | 228,472 | 0 | 0 | |
ECP ENVIRONMENTAL GW OPT COR | *W EXP 03/01/202 | 26829T118 | 109 | 24,999 | SH | DFND | 1 | 24,999 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 22,791 | 394,580 | SH | DFND | 1 | 394,580 | 0 | 0 | |
FIRST RESERVE SUSTAINABLE GW | *W EXP 03/05/202 | 336169115 | 1,192 | 261,159 | SH | DFND | 1 | 261,159 | 0 | 0 | |
FORTISTAR SUSTAINABLE SOL CO | *W EXP 01/14/202 | 34962M114 | 199 | 49,999 | SH | DFND | 1 | 49,999 | 0 | 0 | |
FORTISTAR SUSTAINABLE SOL CO | COM CL A | 34962M106 | 971 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
FREYR BATTERY | SHS | L4135L100 | 548 | 49,029 | SH | DFND | 1 | 49,029 | 0 | 0 | |
FUSION ACQUISITION CORP II | *W EXP 02/29/202 | 36118N110 | 659 | 166,666 | SH | DFND | 1 | 166,666 | 0 | 0 | |
FUSION ACQUISITION CORP II | COM CL A | 36118N102 | 4,850 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
HASHICORP INC | COM CL A | 418100103 | 2,048 | 22,500 | SH | DFND | 1 | 22,500 | 0 | 0 | |
HEXCEL CORP NEW | COM | 428291108 | 859 | 16,579 | SH | DFND | 1 | 16,579 | 0 | 0 | |
INFRA AND ENERGY ALTRNTIVE I | COM | 45686J104 | 621 | 67,463 | SH | DFND | 1 | 67,463 | 0 | 0 | |
INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | 5,565 | 36,941 | SH | DFND | 1 | 36,941 | 0 | 0 | |
INTERPRIVATE II ACQUISITION | *W EXP 09/03/202 | 46064Q116 | 184 | 39,999 | SH | DFND | 1 | 39,999 | 0 | 0 | |
INTERPRIVATE IV INFRATECH PR | *W EXP 03/05/202 | 46064T110 | 263 | 59,998 | SH | DFND | 1 | 59,998 | 0 | 0 | |
INTERPRIVATE IV INFRATECH PR | CLASS A COM | 46064T102 | 2,931 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 5,811 | 66,782 | SH | DFND | 1 | 66,782 | 0 | 0 | |
ITHAX ACQUISITION CORP | *W EXP 02/01/202 | G49775128 | 100 | 24,999 | SH | DFND | 1 | 24,999 | 0 | 0 | |
IVANHOE CAPITAL ACQUISTIN CO | *W EXP 01/08/202 | G4R87P106 | 323 | 58,672 | SH | DFND | 1 | 58,672 | 0 | 0 | |
IVANHOE CAPITAL ACQUISTIN CO | COM CL A | G4R87P114 | 4,326 | 434,753 | SH | DFND | 1 | 434,753 | 0 | 0 | |
JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 | 333 | 74,998 | SH | DFND | 1 | 74,998 | 0 | 0 | |
LAZARD GROWTH ACQUISITION CO | *W EXP 02/10/202 | G54035111 | 222 | 49,999 | SH | DFND | 1 | 49,999 | 0 | 0 | |
LAZARD GROWTH ACQUISITION CO | CL A ORD SHS | G54035103 | 2,433 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
LEVERE HOLDINGS CORP | *W EXP 03/09/202 | G5462L122 | 733 | 166,665 | SH | DFND | 1 | 166,665 | 0 | 0 | |
LEVERE HOLDINGS CORP | CLASS A ORD SHS | G5462L106 | 4,870 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
LI-CYCLE HOLDINGS CORP | COMMON SHARES | 50202P105 | 43,381 | 4,355,478 | SH | DFND | 1 | 4,355,478 | 0 | 0 | |
LUCID DIAGNOSTICS INC | COM | 54948X109 | 722 | 134,532 | SH | DFND | 1 | 134,532 | 0 | 0 | |
M3 BRIGADE ACQUISITION II CO | *W EXP 09/03/202 | 553800111 | 1,419 | 285,807 | SH | DFND | 1 | 285,807 | 0 | 0 | |
M3 BRIGADE ACQUISITION II CO | COM CL A | 553800103 | 9,910 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
NIGHTDRAGON ACQUISITION CORP | *W EXP 02/26/202 | 65413D113 | 134 | 29,997 | SH | DFND | 1 | 29,997 | 0 | 0 | |
NORTHERN STAR INVEST CORP II | *W EXP 02/25/202 | 66574L118 | 75 | 16,665 | SH | DFND | 1 | 16,665 | 0 | 0 | |
NORTHERN STAR INVEST CORP II | COM CL A | 66574L100 | 975 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
NORTHERN STAR INVEST CORP IV | COM CL A | 66575B101 | 974 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
ORION ACQUISITION CORP | *W EXP 02/19/202 | 68626A116 | 68 | 17,499 | SH | DFND | 1 | 17,499 | 0 | 0 | |
ORION ACQUISITION CORP | COM CL A | 68626A108 | 570 | 58,236 | SH | DFND | 1 | 58,236 | 0 | 0 | |
PERIDOT ACQUISITION CORP II | *W EXP 04/30/202 | G7008B121 | 890 | 199,998 | SH | DFND | 1 | 199,998 | 0 | 0 | |
PERIDOT ACQUISITION CORP II | SHS CL A | G7008B105 | 9,730 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
PONTEM CORPORATION | *W EXP 01/05/202 | G71707122 | 1,058 | 233,332 | SH | DFND | 1 | 233,332 | 0 | 0 | |
PONTEM CORPORATION | SHS CL A | G71707106 | 6,860 | 700,000 | SH | DFND | 1 | 700,000 | 0 | 0 | |
POWERED BRANDS | *W EXP 01/07/202 | G7209M116 | 68 | 16,666 | SH | DFND | 1 | 16,666 | 0 | 0 | |
PRIVETERRA ACQUISITION CORP | *W EXP 02/28/202 | 74275N110 | 158 | 41,665 | SH | DFND | 1 | 41,665 | 0 | 0 | |
PRIVETERRA ACQUISITION CORP | CL A | 74275N102 | 1,216 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
RENESOLA LTD | SPONSORED ADS | 75971T301 | 7,054 | 1,183,638 | SH | DFND | 1 | 1,183,638 | 0 | 0 | |
REPUBLIC SVCS INC | COM | 760759100 | 2,264 | 16,235 | SH | DFND | 1 | 16,235 | 0 | 0 | |
ROCKET INTERNET GRWT OPRT CO | *W EXP 99/99/999 | G7613T129 | 544 | 124,999 | SH | DFND | 1 | 124,999 | 0 | 0 | |
ROCKET INTERNET GRWT OPRT CO | SHS CL A | G7613T103 | 4,900 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
SCIENCE STRATEGIC ACQ ALPHA | *W EXP 01/20/202 | 808641112 | 91 | 23,332 | SH | DFND | 1 | 23,332 | 0 | 0 | |
SLAM CORP | *W EXP 02/23/202 | G8210L121 | 50 | 12,498 | SH | DFND | 1 | 12,498 | 0 | 0 | |
SLAM CORP | CL A SHS | G8210L105 | 488 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
SPARTAN ACQUISITION CORP III | *W EXP 02/04/202 | 84677R114 | 125 | 24,999 | SH | DFND | 1 | 24,999 | 0 | 0 | |
SUSTAINABLE DEVELP ACQU I CO | *W EXP 02/04/202 | 86934L111 | 156 | 37,499 | SH | DFND | 1 | 37,499 | 0 | 0 | |
SUSTAINABLE DEVELP ACQU I CO | COM CL A | 86934L103 | 731 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
TCW SPECIAL PURPOSE ACQU COR | *W EXP 99/99/999 | 87301L114 | 141 | 33,332 | SH | DFND | 1 | 33,332 | 0 | 0 | |
TCW SPECIAL PURPOSE ACQU COR | COM CL A | 87301L106 | 976 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
TELLURIAN INC NEW | COM | 87968A104 | 1,089 | 353,717 | SH | DFND | 1 | 353,717 | 0 | 0 | |
TIM S A | SPONSORED ADR | 88706T108 | 7,924 | 680,792 | SH | DFND | 1 | 680,792 | 0 | 0 | |
VELOCITY ACQUISITION CORP | *W EXP 02/24/202 | 92259E112 | 43 | 11,665 | SH | DFND | 1 | 11,665 | 0 | 0 | |
VOLTA INC | COM CL A | 92873V102 | 2,815 | 383,459 | SH | DFND | 1 | 383,459 | 0 | 0 | |
WARBURG PINCUS CAPTAL CORP I | SHS CL A | G9460M108 | 976 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
WAVERLEY CAPITAL ACQUIS CORP | *W EXP 09/15/202 | G06536117 | 682 | 166,666 | SH | DFND | 1 | 166,666 | 0 | 0 | |
WAVERLEY CAPITAL ACQUIS CORP | SHS CL A | G06536109 | 4,850 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
ZIMMER ENERGY TRANSITION ACQ | *W EXP 06/16/202 | 989570114 | 3,102 | 666,666 | SH | DFND | 1 | 666,666 | 0 | 0 | |
ZIMMER ENERGY TRANSITION ACQ | COM CL A | 989570106 | 19,620 | 2,000,000 | SH | DFND | 1 | 2,000,000 | 0 | 0 |