The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AIR PRODS & CHEMS INC | COM | 009158106 | 2,073,049 | 6,725 | SH | SOLE | 0 | 0 | 6,725 | ||
AMAZON COM INC | COM | 023135106 | 2,467,080 | 29,370 | SH | SOLE | 0 | 0 | 29,370 | ||
ARBOR REALTY TRUST INC | COM | 038923108 | 418,848 | 31,755 | SH | SOLE | 0 | 0 | 31,755 | ||
ARISTA NETWORKS INC | COM | 040413106 | 242,700 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
BECTON DICKINSON & CO | COM | 075887109 | 2,091,618 | 8,225 | SH | SOLE | 0 | 0 | 8,225 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 3,229,550 | 10,455 | SH | SOLE | 0 | 0 | 10,455 | ||
BLACKROCK CAP INVT CORP | COM | 092533108 | 200,038 | 55,259 | SH | SOLE | 0 | 0 | 55,259 | ||
BOEING CO | COM | 097023105 | 2,053,482 | 10,780 | SH | SOLE | 0 | 0 | 10,780 | ||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 304,773 | 11,637 | SH | SOLE | 0 | 0 | 11,637 | ||
ELLINGTON RESIDENTIAL MTG RE | COM SHS BEN INT | 288578107 | 275,676 | 40,186 | SH | SOLE | 0 | 0 | 40,186 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 263,390 | 10,920 | SH | SOLE | 0 | 0 | 10,920 | ||
FS KKR CAP CORP | COM | 302635206 | 1,958,478 | 111,913 | SH | SOLE | 0 | 0 | 111,913 | ||
GRIFFON CORP | COM | 398433102 | 2,023,960 | 56,551 | SH | SOLE | 0 | 0 | 56,551 | ||
HERCULES CAPITAL INC | COM | 427096508 | 431,236 | 32,620 | SH | SOLE | 0 | 0 | 32,620 | ||
KAYNE ANDERSON ENERGY INFRST | COM | 486606106 | 419,063 | 48,956 | SH | SOLE | 0 | 0 | 48,956 | ||
KRAFT HEINZ CO | COM | 500754106 | 529,230 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
LADDER CAP CORP | CL A | 505743104 | 1,898,604 | 189,104 | SH | SOLE | 0 | 0 | 189,104 | ||
LARGO INC | COM | 517097101 | 534,207 | 99,295 | SH | SOLE | 0 | 0 | 99,295 | ||
MICROSOFT CORP | COM | 594918104 | 1,807,044 | 7,535 | SH | SOLE | 0 | 0 | 7,535 | ||
MONROE CAP CORP | COM | 610335101 | 339,491 | 39,753 | SH | SOLE | 0 | 0 | 39,753 | ||
NEW MTN FIN CORP | COM | 647551100 | 245,916 | 19,880 | SH | SOLE | 0 | 0 | 19,880 | ||
NEW YORK MTG TR INC | COM PAR $.02 | 649604501 | 204,867 | 80,026 | SH | SOLE | 0 | 0 | 80,026 | ||
NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 | 723,363 | 58,810 | SH | SOLE | 0 | 0 | 58,810 | ||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 8,129,685 | 792,367 | SH | SOLE | 0 | 0 | 792,367 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 2,826,389 | 248,583 | SH | SOLE | 0 | 0 | 248,583 | ||
OXFORD LANE CAP CORP | COM | 691543102 | 260,451 | 51,371 | SH | SOLE | 0 | 0 | 51,371 | ||
PENNANTPARK INVT CORP | COM | 708062104 | 793,972 | 138,082 | SH | SOLE | 0 | 0 | 138,082 | ||
PFIZER INC | COM | 717081103 | 538,020 | 10,500 | SH | SOLE | 0 | 0 | 10,500 | ||
PIONEER NAT RES CO | COM | 723787107 | 434,398 | 1,902 | SH | SOLE | 0 | 0 | 1,902 | ||
REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 | 860,115 | 30,425 | SH | SOLE | 0 | 0 | 30,425 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 455,550 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 722,688 | 9,600 | SH | SOLE | 0 | 0 | 9,600 | ||
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | 1,116,293 | 26,597 | SH | SOLE | 0 | 0 | 26,597 | ||
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 2,598,960 | 30,154 | SH | SOLE | 0 | 0 | 30,154 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,020,274 | 26,174 | SH | SOLE | 0 | 0 | 26,174 | ||
SEVEN HILLS REALTY TRUST | COM | 81784E101 | 349,374 | 38,435 | SH | SOLE | 0 | 0 | 38,435 | ||
BLACKROCK MUNIYIELD N Y QUAL | COM | 09255E102 | 3,412,850 | 348,250 | SH | SOLE | 0 | 0 | 348,250 | ||
MFS HIGH YIELD MUN TR | SH BEN INT | 59318E102 | 1,197,488 | 382,584 | SH | SOLE | 0 | 0 | 382,584 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 6,946,094 | 26,086 | SH | SOLE | 0 | 0 | 26,086 | ||
PIMCO NEW YORK MUN INCOME FD | COM | 72200T103 | 1,390,499 | 203,587 | SH | SOLE | 0 | 0 | 203,587 | ||
ESSENTIAL PPTYS RLTY TR INC | COM | 29670E107 | 5,114,653 | 217,923 | SH | SOLE | 0 | 0 | 217,923 | ||
UBS AG LONDON BRANCH | ETRACS 2XM ETN | 902677780 | 194,336 | 18,658 | SH | SOLE | 0 | 0 | 18,658 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 680,311 | 17,870 | SH | SOLE | 0 | 0 | 17,870 | ||
ALPS ETF TR | DISRUPTIVE TECH | 00162Q478 | 267,533 | 8,051 | SH | SOLE | 0 | 0 | 8,051 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 664,588 | 7,490 | SH | SOLE | 0 | 0 | 7,490 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 669,666 | 7,590 | SH | SOLE | 0 | 0 | 7,590 | ||
ALTRIA GROUP INC | COM | 02209S103 | 5,036,922 | 110,193 | SH | SOLE | 0 | 0 | 110,193 | ||
ANGEL OAK FINL STRATEGIES IN | COM BEN INT | 03464A100 | 143,472 | 11,200 | SH | SOLE | 0 | 0 | 11,200 | ||
MIDCAP FINANCIAL INVSTMNT CO | COM NEW | 03761U502 | 503,162 | 44,137 | SH | SOLE | 0 | 0 | 44,137 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 1,232,827 | 114,575 | SH | SOLE | 0 | 0 | 114,575 | ||
ARES CAPITAL CORP | COM | 04010L103 | 1,063,170 | 57,562 | SH | SOLE | 0 | 0 | 57,562 | ||
ARES COML REAL ESTATE CORP | COM | 04013V108 | 707,417 | 68,748 | SH | SOLE | 0 | 0 | 68,748 | ||
BAIN CAP SPECIALTY FIN INC | COM STK | 05684B107 | 377,825 | 31,750 | SH | SOLE | 0 | 0 | 31,750 | ||
BARINGS BDC INC | COM | 06759L103 | 205,828 | 25,255 | SH | SOLE | 0 | 0 | 25,255 | ||
BLACKROCK N Y MUN INCOME TRU | SH BEN INT | 09248L106 | 713,167 | 70,821 | SH | SOLE | 0 | 0 | 70,821 | ||
BLACKROCK MUNIVEST FD INC | COM | 09253R105 | 2,188,662 | 312,220 | SH | SOLE | 0 | 0 | 312,220 | ||
BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 | 3,000,288 | 292,141 | SH | SOLE | 0 | 0 | 292,141 | ||
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 465,816 | 53,297 | SH | SOLE | 0 | 0 | 53,297 | ||
BLACKSTONE STRATEGIC CREDIT | COM SHS BEN IN | 09257R101 | 380,753 | 35,988 | SH | SOLE | 0 | 0 | 35,988 | ||
BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 591,553 | 27,943 | SH | SOLE | 0 | 0 | 27,943 | ||
BROADMARK RLTY CAP INC | COM | 11135B100 | 653,680 | 183,618 | SH | SOLE | 0 | 0 | 183,618 | ||
CALAMOS GBL DYN INCOME FUND | COM | 12811L107 | 191,969 | 34,403 | SH | SOLE | 0 | 0 | 34,403 | ||
CASTLE BIOSCIENCES INC | COM | 14843C105 | 236,012 | 10,026 | SH | SOLE | 0 | 0 | 10,026 | ||
CLOUGH GLOBAL DIVID & INCOME | COM | 18913Y103 | 244,928 | 38,270 | SH | SOLE | 0 | 0 | 38,270 | ||
CLOUGH GLOBAL EQUITY FD | COM | 18914C100 | 189,376 | 29,090 | SH | SOLE | 0 | 0 | 29,090 | ||
COHEN & STEERS LTD DURATION | COM | 19248C105 | 199,006 | 10,463 | SH | SOLE | 0 | 0 | 10,463 | ||
COHEN & STEERS TAX ADVAN PFD | COM | 19249X108 | 239,340 | 13,545 | SH | SOLE | 0 | 0 | 13,545 | ||
CONOCOPHILLIPS | COM | 20825C104 | 1,215,400 | 10,300 | SH | SOLE | 0 | 0 | 10,300 | ||
CONSTELLATION BRANDS INC | CL A | 21036P108 | 247,741 | 1,069 | SH | SOLE | 0 | 0 | 1,069 | ||
DYNEX CAP INC | COM | 26817Q886 | 719,570 | 56,570 | SH | SOLE | 0 | 0 | 56,570 | ||
ETF SER SOLUTIONS | US GLB JETS | 26922A842 | 900,970 | 52,750 | SH | SOLE | 0 | 0 | 52,750 | ||
ETFIS SER TR I | VIRTUS INFRCAP | 26923G822 | 832,263 | 45,880 | SH | SOLE | 0 | 0 | 45,880 | ||
FIRST EAGLE ALTR CAP BDC INC | COM | 26943B100 | 269,556 | 63,276 | SH | SOLE | 0 | 0 | 63,276 | ||
EATON VANCE LTD DURATION INC | COM | 27828H105 | 135,592 | 14,440 | SH | SOLE | 0 | 0 | 14,440 | ||
ELLINGTON FINANCIAL INC | COM | 28852N109 | 216,846 | 17,530 | SH | SOLE | 0 | 0 | 17,530 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 2,158,500 | 181,845 | SH | SOLE | 0 | 0 | 181,845 | ||
FIRST TR INTER DURATN PFD & | COM | 33718W103 | 174,351 | 10,335 | SH | SOLE | 0 | 0 | 10,335 | ||
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 777,132 | 13,490 | SH | SOLE | 0 | 0 | 13,490 | ||
GANNETT CO INC | COM | 36472T109 | 122,486 | 60,338 | SH | SOLE | 0 | 0 | 60,338 | ||
GLOBAL X FDS | INTERNET OF THNG | 37954Y780 | 316,609 | 10,952 | SH | SOLE | 0 | 0 | 10,952 | ||
GOLDMAN SACHS BDC INC | SHS | 38147U107 | 647,584 | 47,200 | SH | SOLE | 0 | 0 | 47,200 | ||
GOLUB CAP BDC INC | COM | 38173M102 | 316,630 | 24,060 | SH | SOLE | 0 | 0 | 24,060 | ||
GRANITE PT MTG TR INC | COM STK | 38741L107 | 406,074 | 75,760 | SH | SOLE | 0 | 0 | 75,760 | ||
GREAT AJAX CORP | COM | 38983D300 | 424,502 | 58,552 | SH | SOLE | 0 | 0 | 58,552 | ||
HESS CORP | COM | 42809H107 | 850,920 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
HIGHLAND INCOME FD | HIGHLAND INCOME | 43010E404 | 194,670 | 18,900 | SH | SOLE | 0 | 0 | 18,900 | ||
INVESCO TR INVT GRADE NEW YO | COM | 46131T101 | 1,720,848 | 170,381 | SH | SOLE | 0 | 0 | 170,381 | ||
INVESCO QUALITY MUN INCOME T | COM | 46133G107 | 2,303,595 | 244,543 | SH | SOLE | 0 | 0 | 244,543 | ||
INVESCO EXCH TRADED FD TR II | NASDAQNXTGEN100 | 46138G631 | 915,072 | 38,272 | SH | SOLE | 0 | 0 | 38,272 | ||
ISHARES TR | MORTGE REL ETF | 46435G342 | 284,101 | 12,521 | SH | SOLE | 0 | 0 | 12,521 | ||
KKR REAL ESTATE FIN TR INC | COM | 48251K100 | 1,883,497 | 134,921 | SH | SOLE | 0 | 0 | 134,921 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 1,880,320 | 104,000 | SH | SOLE | 0 | 0 | 104,000 | ||
LISTED FD TR | SWAN HEDGED EQTY | 53656F599 | 1,115,725 | 65,000 | SH | SOLE | 0 | 0 | 65,000 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 447,149 | 13,616 | SH | SOLE | 0 | 0 | 13,616 | ||
RITHM CAPITAL CORP | COM NEW | 64828T201 | 480,559 | 58,820 | SH | SOLE | 0 | 0 | 58,820 | ||
NUVEEN NEW YORK QLT MUN INC | COM | 67066X107 | 5,201,035 | 486,078 | SH | SOLE | 0 | 0 | 486,078 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 1,790,051 | 148,183 | SH | SOLE | 0 | 0 | 148,183 | ||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 1,944,185 | 160,147 | SH | SOLE | 0 | 0 | 160,147 | ||
NUVEEN PFD & INCOME OPPORTUN | COM | 67073B106 | 2,029,300 | 278,750 | SH | SOLE | 0 | 0 | 278,750 | ||
NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 | 219,354 | 43,095 | SH | SOLE | 0 | 0 | 43,095 | ||
NUVEEN PFD & INCOME TERM FD | COM | 67075A106 | 391,109 | 21,050 | SH | SOLE | 0 | 0 | 21,050 | ||
OAKTREE SPECIALTY LENDING CO | COM | 67401P108 | 1,669,238 | 242,975 | SH | SOLE | 0 | 0 | 242,975 | ||
OWL ROCK CAPITAL CORPORATION | COM | 69121K104 | 284,592 | 24,640 | SH | SOLE | 0 | 0 | 24,640 | ||
PENNYMAC MTG INVT TR | COM | 70931T103 | 289,926 | 23,400 | SH | SOLE | 0 | 0 | 23,400 | ||
PIMCO NEW YORK MUN INCOME FD | COM | 72200T103 | 1,750,131 | 193,813 | SH | SOLE | 0 | 0 | 193,813 | ||
PIMCO MUN INCOME FD II | COM | 72200W106 | 2,532,890 | 280,187 | SH | SOLE | 0 | 0 | 280,187 | ||
PIMCO NEW YORK MUN FD II | COM | 72200Y102 | 2,238,664 | 281,593 | SH | SOLE | 0 | 0 | 281,593 | ||
PIMCO INCOME STRATEGY FD II | COM | 72201J104 | 86,749 | 12,270 | SH | SOLE | 0 | 0 | 12,270 | ||
PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | 690,838 | 37,383 | SH | SOLE | 0 | 0 | 37,383 | ||
PROSHARES TR | SHORT QQQ NEW | 74347B714 | 2,840,960 | 193,000 | SH | SOLE | 0 | 0 | 193,000 | ||
PURECYCLE TECHNOLOGIES INC | COM | 74623V103 | 213,954 | 31,650 | SH | SOLE | 0 | 0 | 31,650 | ||
READY CAPITAL CORP | COM | 75574U101 | 1,262,151 | 113,299 | SH | SOLE | 0 | 0 | 113,299 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 14,572,268 | 38,104 | SH | SOLE | 0 | 0 | 38,104 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 1,687,070 | 9,945 | SH | SOLE | 0 | 0 | 9,945 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 625,550 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
SALESFORCE INC | COM | 79466L302 | 675,546 | 5,095 | SH | SOLE | 0 | 0 | 5,095 | ||
SARATOGA INVT CORP | COM NEW | 80349A208 | 812,213 | 31,864 | SH | SOLE | 0 | 0 | 31,864 | ||
SIXTH STREET SPECIALTY LENDI | COM | 83012A109 | 421,148 | 23,660 | SH | SOLE | 0 | 0 | 23,660 | ||
SLR INVESTMENT CORP | COM | 83413U100 | 575,777 | 41,393 | SH | SOLE | 0 | 0 | 41,393 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 2,133,649 | 116,402 | SH | SOLE | 0 | 0 | 116,402 | ||
3M CO | COM | 88579Y101 | 1,055,296 | 8,800 | SH | SOLE | 0 | 0 | 8,800 | ||
TRIPLEPOINT VENTURE GROWTH B | COM | 89677Y100 | 1,195,695 | 114,640 | SH | SOLE | 0 | 0 | 114,640 | ||
VANECK ETF TRUST | BDC INCOME ETF | 92189F411 | 813,597 | 57,498 | SH | SOLE | 0 | 0 | 57,498 | ||
VANECK ETF TRUST | MORTGAGE REIT | 92189F452 | 222,080 | 19,030 | SH | SOLE | 0 | 0 | 19,030 | ||
VANECK ETF TRUST | MRNGSTR WDE MOAT | 92189F643 | 2,291,323 | 35,300 | SH | SOLE | 0 | 0 | 35,300 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 856,101 | 21,728 | SH | SOLE | 0 | 0 | 21,728 | ||
VERTIV HOLDINGS CO | COM CL A | 92537N108 | 269,922 | 19,760 | SH | SOLE | 0 | 0 | 19,760 | ||
PARAMOUNT GLOBAL | CLASS B COM | 92556H206 | 393,304 | 23,300 | SH | SOLE | 0 | 0 | 23,300 | ||
PARAMOUNT GLOBAL | 5.75% CONV PFD A | 92556H305 | 206,830 | 8,350 | SH | SOLE | 0 | 0 | 8,350 | ||
VIRTUS CONVERTIBLE & INCOME | COM | 92838X102 | 431,521 | 126,918 | SH | SOLE | 0 | 0 | 126,918 | ||
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 543,175 | 100,402 | SH | SOLE | 0 | 0 | 100,402 | ||
ALLSPRING INCOME OPPORTUNIT | INC OPPTY FD | 94987B105 | 358,869 | 56,161 | SH | SOLE | 0 | 0 | 56,161 | ||
XAI OCTAGON FLOATING RATE & | COM | 98400T106 | 1,249,894 | 197,768 | SH | SOLE | 0 | 0 | 197,768 |