The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 231 | 539 | SH | DFND | 2 | 0 | 0 | 539 | |
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 21 | 36 | SH | DFND | 2 | 0 | 0 | 36 | |
AMAZON COM INC | COM | 023135106 | 241 | 70 | SH | DFND | 1 | 0 | 0 | 70 | |
AMAZON COM INC | COM | 023135106 | 451 | 131 | SH | DFND | 2 | 0 | 0 | 131 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 10 | 150 | SH | DFND | 1 | 0 | 0 | 150 | |
BOEING CO | COM | 097023105 | 96 | 400 | SH | DFND | 1 | 0 | 0 | 400 | |
BOEING CO | COM | 097023105 | 226 | 945 | SH | DFND | 2 | 0 | 0 | 945 | |
HERSHEY CO | COM | 427866108 | 81 | 466 | SH | DFND | 2 | 0 | 0 | 466 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 136 | 385 | SH | DFND | 1 | 0 | 0 | 385 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 192 | 543 | SH | DFND | 2 | 0 | 0 | 543 | |
AMGEN INC | COM | 031162100 | 4 | 17 | SH | DFND | 1 | 0 | 0 | 17 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 164 | 1,750 | SH | DFND | 1 | 0 | 0 | 1,750 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 545 | 5,805 | SH | DFND | 2 | 0 | 0 | 5,805 | |
INTEL CORP | COM | 458140100 | 225 | 4,000 | SH | DFND | 1 | 0 | 0 | 4,000 | |
INTEL CORP | COM | 458140100 | 553 | 9,850 | SH | DFND | 2 | 0 | 0 | 9,850 | |
QUALCOMM INC | COM | 747525103 | 50 | 350 | SH | DFND | 1 | 0 | 0 | 350 | |
QUALCOMM INC | COM | 747525103 | 232 | 1,625 | SH | DFND | 2 | 0 | 0 | 1,625 | |
DISNEY WALT CO | COM | 254687106 | 35 | 200 | SH | DFND | 1 | 0 | 0 | 200 | |
DISNEY WALT CO | COM | 254687106 | 21 | 120 | SH | DFND | 2 | 0 | 0 | 120 | |
PFIZER INC | COM | 717081103 | 4 | 113 | SH | DFND | 1 | 0 | 0 | 113 | |
PFIZER INC | COM | 717081103 | 12 | 309 | SH | DFND | 2 | 0 | 0 | 309 | |
CHEVRON CORP NEW | COM | 166764100 | 16 | 150 | SH | DFND | 1 | 0 | 0 | 150 | |
MICROSOFT CORP | COM | 594918104 | 43 | 158 | SH | DFND | 1 | 0 | 0 | 158 | |
MICROSOFT CORP | COM | 594918104 | 64 | 236 | SH | DFND | 2 | 0 | 0 | 236 | |
AT&T INC | COM | 00206R102 | 122 | 4,250 | SH | DFND | 1 | 0 | 0 | 4,250 | |
AT&T INC | COM | 00206R102 | 281 | 9,759 | SH | DFND | 2 | 0 | 0 | 9,759 | |
CISCO SYS INC | COM | 17275R102 | 33 | 626 | SH | DFND | 1 | 0 | 0 | 626 | |
CISCO SYS INC | COM | 17275R102 | 125 | 2,350 | SH | DFND | 2 | 0 | 0 | 2,350 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 141 | 960 | SH | DFND | 1 | 0 | 0 | 960 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 339 | 2,310 | SH | DFND | 2 | 0 | 0 | 2,310 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 8 | 22 | SH | DFND | 1 | 0 | 0 | 22 | |
PEPSICO INC | COM | 713448108 | 7 | 44 | SH | DFND | 1 | 0 | 0 | 44 | |
PEPSICO INC | COM | 713448108 | 93 | 628 | SH | DFND | 2 | 0 | 0 | 628 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 4 | 78 | SH | DFND | 1 | 0 | 0 | 78 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 89 | 1,582 | SH | DFND | 2 | 0 | 0 | 1,582 | |
ISHARES TR | ISHARES BIOTECH | 464287556 | 115 | 700 | SH | DFND | 1 | 0 | 0 | 700 | |
ISHARES TR | ISHARES BIOTECH | 464287556 | 275 | 1,680 | SH | DFND | 2 | 0 | 0 | 1,680 | |
ISHARES TR | U.S. FIN SVC ETF | 464287770 | 46 | 250 | SH | DFND | 2 | 0 | 0 | 250 | |
STARBUCKS CORP | COM | 855244109 | 17 | 150 | SH | DFND | 1 | 0 | 0 | 150 | |
STARBUCKS CORP | COM | 855244109 | 218 | 1,950 | SH | DFND | 2 | 0 | 0 | 1,950 | |
WALMART INC | COM | 931142103 | 7 | 50 | SH | DFND | 1 | 0 | 0 | 50 | |
UNION PAC CORP | COM | 907818108 | 11 | 48 | SH | DFND | 1 | 0 | 0 | 48 | |
TARGET CORP | COM | 87612E106 | 38 | 158 | SH | DFND | 1 | 0 | 0 | 158 | |
COLGATE PALMOLIVE CO | COM | 194162103 | 69 | 854 | SH | DFND | 2 | 0 | 0 | 854 | |
MERCK & CO INC | COM | 58933Y105 | 7 | 91 | SH | DFND | 1 | 0 | 0 | 91 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 34 | 400 | SH | DFND | 1 | 0 | 0 | 400 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 89 | 1,050 | SH | DFND | 2 | 0 | 0 | 1,050 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 311 | 2,307 | SH | DFND | 2 | 0 | 0 | 2,307 | |
GENERAL ELECTRIC CO | COM | 369604103 | 13 | 1,000 | SH | DFND | 2 | 0 | 0 | 1,000 | |
MCDONALDS CORP | COM | 580135101 | 18 | 79 | SH | DFND | 1 | 0 | 0 | 79 | |
MCDONALDS CORP | COM | 580135101 | 232 | 1,005 | SH | DFND | 2 | 0 | 0 | 1,005 | |
NIKE INC | CL B | 654106103 | 134 | 867 | SH | DFND | 1 | 0 | 0 | 867 | |
NIKE INC | CL B | 654106103 | 321 | 2,075 | SH | DFND | 2 | 0 | 0 | 2,075 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 26 | 166 | SH | DFND | 1 | 0 | 0 | 166 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 40 | 300 | SH | DFND | 1 | 0 | 0 | 300 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 228 | 1,700 | SH | DFND | 2 | 0 | 0 | 1,700 | |
XCEL ENERGY INC | COM | 98389B100 | 210 | 3,189 | SH | DFND | 2 | 0 | 0 | 3,189 | |
FORD MTR CO DEL | COM | 345370860 | 67 | 4,500 | SH | DFND | 2 | 0 | 0 | 4,500 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 11 | 28 | SH | DFND | 1 | 0 | 0 | 28 | |
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 9 | 45 | SH | DFND | 1 | 0 | 0 | 45 | |
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 21 | 250 | SH | DFND | 1 | 0 | 0 | 250 | |
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 154 | 1,800 | SH | DFND | 2 | 0 | 0 | 1,800 | |
3M CO | COM | 88579Y101 | 3 | 13 | SH | DFND | 1 | 0 | 0 | 13 | |
3M CO | COM | 88579Y101 | 199 | 1,000 | SH | DFND | 2 | 0 | 0 | 1,000 | |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 962 | 4,318 | SH | DFND | 2 | 0 | 0 | 4,318 | |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 4 | 38 | SH | DFND | 1 | 0 | 0 | 38 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 23 | 100 | SH | DFND | 1 | 0 | 0 | 100 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 164 | 700 | SH | DFND | 2 | 0 | 0 | 700 | |
APPLE INC | COM | 037833100 | 134 | 980 | SH | DFND | 1 | 0 | 0 | 980 | |
APPLE INC | COM | 037833100 | 668 | 4,880 | SH | DFND | 2 | 0 | 0 | 4,880 | |
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 27 | 150 | SH | DFND | 1 | 0 | 0 | 150 | |
CHUBB LIMITED | COM | H1467J104 | 8 | 49 | SH | DFND | 1 | 0 | 0 | 49 | |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 136 | 520 | SH | DFND | 1 | 0 | 0 | 520 | |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 467 | 1,780 | SH | DFND | 2 | 0 | 0 | 1,780 | |
SOUTHERN CO | COM | 842587107 | 118 | 1,951 | SH | DFND | 2 | 0 | 0 | 1,951 | |
CIGNA CORP NEW | COM | 125523100 | 17 | 70 | SH | DFND | 1 | 0 | 0 | 70 | |
CIGNA CORP NEW | COM | 125523100 | 149 | 630 | SH | DFND | 2 | 0 | 0 | 630 | |
NETFLIX INC | COM | 64110L106 | 6 | 12 | SH | DFND | 2 | 0 | 0 | 12 | |
ISHARES TR | CORE US AGGBD ET | 464287226 | 22 | 191 | SH | DFND | 1 | 0 | 0 | 191 | |
NVIDIA CORPORATION | COM | 67066G104 | 316 | 395 | SH | DFND | 1 | 0 | 0 | 395 | |
NVIDIA CORPORATION | COM | 67066G104 | 1,038 | 1,297 | SH | DFND | 2 | 0 | 0 | 1,297 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 19 | 525 | SH | DFND | 2 | 0 | 0 | 525 | |
V F CORP | COM | 918204108 | 45 | 550 | SH | DFND | 1 | 0 | 0 | 550 | |
V F CORP | COM | 918204108 | 1,243 | 15,146 | SH | DFND | 2 | 0 | 0 | 15,146 | |
AMERICAN ELEC PWR CO INC | COM | 025537101 | 5 | 63 | SH | DFND | 1 | 0 | 0 | 63 | |
AMERICAN ELEC PWR CO INC | COM | 025537101 | 83 | 976 | SH | DFND | 2 | 0 | 0 | 976 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 69 | 1,500 | SH | DFND | 1 | 0 | 0 | 1,500 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 104 | 2,250 | SH | DFND | 2 | 0 | 0 | 2,250 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 147 | 60 | SH | DFND | 1 | 0 | 0 | 60 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 269 | 110 | SH | DFND | 2 | 0 | 0 | 110 | |
MARVELL TECHNOLOGY INC | COM | 573874104 | 99 | 1,700 | SH | DFND | 1 | 0 | 0 | 1,700 | |
MARVELL TECHNOLOGY INC | COM | 573874104 | 105 | 1,800 | SH | DFND | 2 | 0 | 0 | 1,800 | |
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 57 | 415 | SH | DFND | 1 | 0 | 0 | 415 | |
LAS VEGAS SANDS CORP | COM | 517834107 | 90 | 1,700 | SH | DFND | 1 | 0 | 0 | 1,700 | |
LAS VEGAS SANDS CORP | COM | 517834107 | 368 | 6,980 | SH | DFND | 2 | 0 | 0 | 6,980 | |
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 95 | 332 | SH | DFND | 1 | 0 | 0 | 332 | |
REPUBLIC SVCS INC | COM | 760759100 | 100 | 907 | SH | DFND | 2 | 0 | 0 | 907 | |
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 14 | 50 | SH | DFND | 1 | 0 | 0 | 50 | |
UNDER ARMOUR INC | CL A | 904311107 | 13 | 600 | SH | DFND | 2 | 0 | 0 | 600 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 33 | 400 | SH | DFND | 2 | 0 | 0 | 400 | |
SALESFORCE COM INC | COM | 79466L302 | 71 | 290 | SH | DFND | 1 | 0 | 0 | 290 | |
SALESFORCE COM INC | COM | 79466L302 | 256 | 1,050 | SH | DFND | 2 | 0 | 0 | 1,050 | |
INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 46137V100 | 11 | 150 | SH | DFND | 1 | 0 | 0 | 150 | |
INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 46137V100 | 103 | 1,370 | SH | DFND | 2 | 0 | 0 | 1,370 | |
ISHARES TR | US HLTHCR PR ETF | 464288828 | 27 | 100 | SH | DFND | 1 | 0 | 0 | 100 | |
ISHARES TR | US HLTHCR PR ETF | 464288828 | 67 | 250 | SH | DFND | 2 | 0 | 0 | 250 | |
ISHARES TR | U.S. PHARMA ETF | 464288836 | 9 | 50 | SH | DFND | 2 | 0 | 0 | 50 | |
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 258 | 3,000 | SH | DFND | 2 | 0 | 0 | 3,000 | |
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 27 | 600 | SH | DFND | 1 | 0 | 0 | 600 | |
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 23 | 500 | SH | DFND | 2 | 0 | 0 | 500 | |
SPDR INDEX SHS FDS | ASIA PACIF ETF | 78463X301 | 67 | 500 | SH | DFND | 1 | 0 | 0 | 500 | |
SPDR INDEX SHS FDS | ASIA PACIF ETF | 78463X301 | 296 | 2,200 | SH | DFND | 2 | 0 | 0 | 2,200 | |
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 15 | 300 | SH | DFND | 1 | 0 | 0 | 300 | |
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 15 | 300 | SH | DFND | 2 | 0 | 0 | 300 | |
ISHARES TR | JPMORGAN USD EMG | 464288281 | 15 | 131 | SH | DFND | 1 | 0 | 0 | 131 | |
VISA INC | COM CL A | 92826C839 | 12 | 52 | SH | DFND | 1 | 0 | 0 | 52 | |
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 51 | 1,500 | SH | DFND | 1 | 0 | 0 | 1,500 | |
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 68 | 2,000 | SH | DFND | 2 | 0 | 0 | 2,000 | |
BROADCOM INC | COM | 11135F101 | 9 | 19 | SH | DFND | 1 | 0 | 0 | 19 | |
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 3 | 25 | SH | DFND | 2 | 0 | 0 | 25 | |
GENERAL MTRS CO | COM | 37045V100 | 47 | 800 | SH | DFND | 2 | 0 | 0 | 800 | |
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 6 | 82 | SH | DFND | 2 | 0 | 0 | 82 | |
FACEBOOK INC | CL A | 30303M102 | 126 | 362 | SH | DFND | 2 | 0 | 0 | 362 | |
VANECK VECTORS ETF TR | FALLEN ANGEL HG | 92189F437 | 2 | 52 | SH | DFND | 1 | 0 | 0 | 52 | |
PALO ALTO NETWORKS INC | COM | 697435105 | 37 | 100 | SH | DFND | 1 | 0 | 0 | 100 | |
PALO ALTO NETWORKS INC | COM | 697435105 | 56 | 150 | SH | DFND | 2 | 0 | 0 | 150 | |
ZOETIS INC | CL A | 98978V103 | 15 | 81 | SH | DFND | 1 | 0 | 0 | 81 | |
ISHARES TR | MSCI USA MMENTM | 46432F396 | 1,349 | 7,779 | SH | DFND | 2 | 0 | 0 | 7,779 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 95 | 38 | SH | DFND | 2 | 0 | 0 | 38 | |
FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 | 221 | 3,687 | SH | DFND | 2 | 0 | 0 | 3,687 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 150 | 660 | SH | DFND | 1 | 0 | 0 | 660 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 458 | 2,019 | SH | DFND | 2 | 0 | 0 | 2,019 | |
INVESCO EXCH TRADED FD TR II | S&P 500 MOMNTM | 46138E339 | 178 | 3,000 | SH | DFND | 2 | 0 | 0 | 3,000 | |
UNDER ARMOUR INC | CL C | 904311206 | 6 | 300 | SH | DFND | 2 | 0 | 0 | 300 | |
FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 33740F805 | 105 | 1,950 | SH | DFND | 2 | 0 | 0 | 1,950 | |
CARRIER GLOBAL CORPORATION | COM | 14448C104 | 2 | 38 | SH | DFND | 1 | 0 | 0 | 38 |