SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 07/22/2022 | 3. Issuer Name and Ticker or Trading Symbol STANLEY BLACK & DECKER, INC. [ SWK ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 7,747(1) | D | |
Common Stock | 882.9113(2) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | 12/07/2018(3) | 12/07/2027 | Common Stock | 7,500 | 168.78 | D | |
Stock Option (Right to Buy) | 12/04/2019(4) | 12/04/2028 | Common Stock | 10,000 | 130.875 | D | |
Stock Option (Right to Buy) | 12/03/2020(5) | 12/03/2029 | Common Stock | 10,000 | 150.695 | D | |
Stock Option (Right to Buy) | 12/03/2021(6) | 12/03/2030 | Common Stock | 7,500 | 179.845 | D | |
Stock Option (Right to Buy) | 12/10/2022(7) | 12/10/2031 | Common Stock | 5,755 | 193.97 | D | |
Interest in Employer Stock Fund (Supplemental Plan)(8) | (9) | (9) | Common Stock | 384.589 | (9) | D |
Explanation of Responses: |
1. The reporting person first became subject to Section 16 as an officer of the company on 4/19/2018, but ceased to be subject to Section 16 on 4/22/2022. The reporting person became a Section 16 officer again on 7/22/2022 and therefore is filing this Form 3. |
2. Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report. |
3. The option becomes exercisable in four equal annual installments beginning on 12/7/2018. |
4. The option becomes exercisable in four equal annual installments beginning on 12/4/2019. |
5. The option becomes exercisable in four equal annual installments beginning on 12/3/2020. |
6. The option becomes exercisable in four equal annual installments beginning on 12/3/2021. |
7. The option becomes exercisable in four equal annual installments beginning on 12/10/2022. |
8. Represents shares notionally held for the reporting person under the Company's Supplemental Plan. |
9. Exempt |
/s/ Janet M. Link, Attorney-in-Fact | 07/29/2022 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |