Canoo (GOEV) Form 4 Canoo / Pak Tam Li ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

DD Global Holdings Ltd

(Last) (First) (Middle)

PO BOX 31119 GRAND PAVILION

HIBISCUS WAY, 802 WEST BAY ROAD

(Street)

GRAND CAYMAN E9 KY1-1205

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Canoo Inc. [ GOEV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/21/2020

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/21/2020		A		62,299,069	A	(1)	62,299,069	D(2)
Common Stock	12/21/2020		A		17,189,210	A	(1)	17,189,210	D(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

DD Global Holdings Ltd

(Last) (First) (Middle)

PO BOX 31119 GRAND PAVILION

HIBISCUS WAY, 802 WEST BAY ROAD

(Street)

GRAND CAYMAN E9 KY1-1205

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

DE Capital Ltd

(Last) (First) (Middle)

FOURTH FLOOR, ONE CAPITAL PLACE

PO BOX 847

(Street)

GRAND CAYMAN E9 KY1-1103

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Li Pak Tam

(Last) (First) (Middle)

VISTRA CORPORATE SERVICES CENTRE

PO BOX 957, ROAD TOWN

(Street)

TORTOLA D8 VG1110

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Champ Key Ltd

(Last) (First) (Middle)

VISTRA CORPORATE SERVICES CENTRE

PO BOX 957, ROAD TOWN

(Street)

TORTOLA D8 VG1110

(City) (State) (Zip)

Explanation of Responses:

1. Received pursuant to the Merger Agreement and Plan of Reorganization, dated as of August 17, 2020, by and among Hennessy Capital Acquisition Corp. IV ("Hennessy Capital"), HCAC IV First Merger Sub, Ltd., a direct, wholly-owned subsidiary of Hennessy Capital ("First Merger Sub"), HCAC IV Second Merger Sub, LLC, a direct, wholly-owned subsidiary of Hennessy Capital ("Second Merger Sub"), and Canoo Holdings Ltd. ("Legacy Canoo") pursuant to which, through a series of mergers between Legacy Canoo, First Merger Sub, and Second Merger Sub, Legacy Canoo became a direct, wholly-owned subsidiary of Hennessy Capital, which subsequently changed its name to Canoo Inc. (the "Issuer").

2. Shares are held directly by DD Global Holdings Limited ("DD Global"). DD Global is wholly owned by Champ Key Limited ("Champ Key"). Champ Key is wholly owned by DE Capital Capital Limited ("DE Capital"). DE Capital is wholly owned by Pak Tam Li ("Mr. Li"). Mr. Li may be deemed to hold sole voting and dispositive control over the shares held by DD Global.

3. In accordance with footnote 2 above, Mr. Li may be deemed to hold sole voting and dispositive control over the shares held by Champ Key.

Remarks:

	Pak Tam Li, Director of DD Global Holdings Limited, by /s/ Ron A. Metzger, Attorney-in-Fact	12/22/2020
	Pak Tam Li, Director of DE Capital Limited, by /s/ Ron A. Metzger, Attorney-in-Fact	12/22/2020
	Pak Tam Li, Individually, by /s/ Ron A. Metzger, Attorney-in-Fact	12/22/2020
	Pak Tam Li, Director of Champ Key Limited, by /s/ Ron A. Metzger, Attorney-in-Fact	12/22/2022
	** Signature of Reporting Person	Date
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