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Thumb Butte Distillery Inactive C/ACrowdfunding $50K to $600K in Preferred Stock

Filed: 13 Mar 19, 4:24pm

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21 May 19 C-U Progress update (crowdfunding)
8 Apr 19 C/A Crowdfunding $50K to $600K in Preferred Stock
13 Mar 19 C/A Crowdfunding $50K to $600K in Preferred Stock
25 Feb 19 C/A Crowdfunding $50K to $600K in Preferred Stock
11 Feb 19 C Crowdfunding $50K to $600K in Preferred Stock

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schemaVersion:

Form C: Filer Information

Filer CIK:	0001758255
Filer CCC:	XXXXXXXX
File Number:	020-25168
Is this a LIVE or TEST Filing?	LIVE TEST
Is this an electronic copy of an official filing submitted in paper format in connection with a hardship exemption?
Would you like a Return Copy?

Submission Contact Information

Name:
Phone Number:
Contact E-Mail Address:
Notify via Filing Website only?

Form C: Issuer Information

Issuer Information

Name of Issuer:

Thumb Butte Distillery, Inc.

Check box if Amendment is material and investors will have five business days to reconfirm

Checkbox not checked

Describe the Nature of the Amendment:

Add a webinar transcript attached as Exhibit H to Form C.

Legal Status of Issuer:

Form:

Corporation

Jurisdiction of Incorporation/Organization:

ARIZONA

Date of Incorporation/Organization:

10-08-2013

Physical Address of Issuer:

Address 1:	400 N Washington Ave
City:	Prescott
State/Country:	ARIZONA
Mailing Zip/Postal Code:	86301
Website of Issuer:	ThumbButteDistillery.com

Intermediary through which the Offering will be Conducted:

CIK:	0001478147
Company Name:	MicroVenture Marketplace Inc.
Commission File Number:	008-68458
CRD Number:	152513

Form C: Offering Information

Offering Information

Amount of compensation to be paid to the intermediary, whether as a dollar amount or a percentage of the offering amount, or a good faith estimate if the exact amount is not available at the time of the filing, for conducting the offering, including the amount of referral and any other fees associated with the offering:

The issuer will not owe a commission to the intermediary at the conclusion of the offering.

Any other financial interest in the issuer held by the intermediary, or any arrangement for the intermediary to acquire such an interest:

None

Type of Security Offered:

Preferred Stock

Target Number of Securities to be Offered:	10894
Price:	4.59000
Target Offering Amount:	50003.46
Maximum Offering Amount (if different from Target Offering Amount):	600000.21

Oversubscriptions Accepted:	Yes No
If yes, disclose how oversubscriptions will be allocated:	Other
Provide a description:	At the Company's discretion
Deadline to reach the Target Offering Amount:	04-08-2019

NOTE: If the sum of the investment commitments does not equal or exceed the target offering amount at the offering deadline, no securities will be sold in the offering, investment commitments will be cancelled and committed funds will be returned.

Form C: Annual Report Disclosure Requirements

Annual Report Disclosure Requirements

Current Number of Employees:	3
Total Assets Most Recent Fiscal Year-end:	52857.00
Total Assets Prior Fiscal Year-end:	90282.00
Cash and Cash Equivalents Most Recent Fiscal Year-end:	-41058.00
Cash and Cash Equivalents Prior Fiscal Year-end:	13612.00
Accounts Receivable Most Recent Fiscal Year-end:	0.00
Accounts Receivable Prior Fiscal Year-end:	0.00
Short-term Debt Most Recent Fiscal Year-end:	14673.00
Short-term Debt Prior Fiscal Year-end:	29245.00
Long-term Debt Most Recent Fiscal Year-end:	306746.00
Long-term Debt Prior Fiscal Year-end:	301141.00
Revenue/Sales Most Recent Fiscal Year-end:	298113.00
Revenue/Sales Prior Fiscal Year-end:	138112.00
Cost of Goods Sold Most Recent Fiscal Year-end:	18305.00
Cost of Goods Sold Prior Fiscal Year-end:	82980.00
Taxes Paid Most Recent Fiscal Year-end:	20488.00
Taxes Paid Prior Fiscal Year-end:	8565.00
Net Income Most Recent Fiscal Year-end:	-4356.00
Net Income Prior Fiscal Year-end:	-272553.00

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

ALABAMA

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

ALASKA

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

ARIZONA

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

ARKANSAS

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

CALIFORNIA

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COLORADO

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CONNECTICUT

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DELAWARE

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DISTRICT OF COLUMBIA

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FLORIDA

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GEORGIA

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GUAM

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HAWAII

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IDAHO

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ILLINOIS

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INDIANA

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IOWA

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KANSAS

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KENTUCKY

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LOUISIANA

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MAINE

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MARYLAND

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MASSACHUSETTS

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MICHIGAN

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MINNESOTA

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MISSISSIPPI

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MISSOURI

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MONTANA

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NEBRASKA

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NEVADA

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NEW HAMPSHIRE

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NEW JERSEY

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NEW MEXICO

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NEW YORK

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NORTH CAROLINA

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NORTH DAKOTA

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OHIO

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OKLAHOMA

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OREGON

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PENNSYLVANIA

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PUERTO RICO

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

RHODE ISLAND

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SOUTH CAROLINA

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SOUTH DAKOTA

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TENNESSEE

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TEXAS

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UTAH

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VERMONT

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

VIRGIN ISLANDS, U.S.

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VIRGINIA

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WASHINGTON

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

WEST VIRGINIA

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WISCONSIN

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

WYOMING

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

AMERICAN SAMOA

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

NORTHERN MARIANA ISLANDS

Form C: Signature

Signature

Pursuant to the requirements of Sections 4(a)(6) and 4A of the Securities Act of 1933 and Regulation Crowdfunding (§ 227.100-503), the issuer certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form C and has duly caused this Form to be signed on its behalf by the duly authorized undersigned.

Issuer:

Thumb Butte Distillery, Inc.

Signature:

Dana Murdock

Title:

President & Director

Pursuant to the requirements of Sections 4(a)(6) and 4A of the Securities Act of 1933 and Regulation Crowdfunding (§ 227.100-503), this Form C has been signed by the following persons in the capacities and on the dates indicated.

Signature:

Mario E. Passalacqua

Title:

Corporate Secretary & Director

Date:

03-13-2019

Pursuant to the requirements of Sections 4(a)(6) and 4A of the Securities Act of 1933 and Regulation Crowdfunding (§ 227.100-503), this Form C has been signed by the following persons in the capacities and on the dates indicated.

Signature:

Margaret J. Cross

Title:

Vice President, Treasurer & Director

Date:

03-13-2019

Pursuant to the requirements of Sections 4(a)(6) and 4A of the Securities Act of 1933 and Regulation Crowdfunding (§ 227.100-503), this Form C has been signed by the following persons in the capacities and on the dates indicated.

Signature:

Catherine A. Cowen

Title:

Chair of Board of Directors

Date:

03-13-2019

Pursuant to the requirements of Sections 4(a)(6) and 4A of the Securities Act of 1933 and Regulation Crowdfunding (§ 227.100-503), this Form C has been signed by the following persons in the capacities and on the dates indicated.

Signature:

Dana Murdock

Title:

President & Director

Date:

03-13-2019

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