UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23395
Gabelli Innovations Trust
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
John C. Ball
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: September 30
Date of reporting period: July 1, 2021 – June 30, 2022
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2021 TO JUNE 30, 2022
ProxyEdge | Report Date: 07/05/2022 |
Investment Company Report | ||||||||||||||
MADISON SQUARE GARDEN ENTERTAINMENT CORP | ||||||||||||||
Security | 55826T102 | Meeting Type | Special | |||||||||||
Ticker Symbol | MSGE | Meeting Date | 08-Jul-2021 | |||||||||||
ISIN | US55826T1025 | Agenda | 935458364 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of the issuance of Madison Square Garden Entertainment Corp. common stock as consideration for MSG Networks Inc. stockholders pursuant to the Agreement and Plan of Merger, dated as of March 25, 2021 (as may be amended from time to time), among MSG Networks Inc., Madison Square Garden Entertainment Corp. and Broadway Sub Inc. | Management | For | For | ||||||||||
2. | Approval of the adjournment of Madison Square Garden Entertainment Corp.’s special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve Proposal 1. | Management | For | For | ||||||||||
MADISON SQUARE GARDEN ENTERTAINMENT CORP | ||||||||||||||
Security | 55826T102 | Meeting Type | Special | |||||||||||
Ticker Symbol | MSGE | Meeting Date | 08-Jul-2021 | |||||||||||
ISIN | US55826T1025 | Agenda | 935465612 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Approval of the issuance of Madison Square Garden Entertainment Corp. common stock as consideration for MSG Networks Inc. stockholders pursuant to the Agreement and Plan of Merger, dated as of March 25, 2021 (as may be amended from time to time), among MSG Networks Inc., Madison Square Garden Entertainment Corp. and Broadway Sub Inc. | Management | For | For | ||||||||||
2. | Approval of the adjournment of Madison Square Garden Entertainment Corp.’s special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve Proposal 1. | Management | For | For | ||||||||||
LIBERTY TRIPADVISOR HOLDINGS, INC. | ||||||||||||||
Security | 531465102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LTRPA | Meeting Date | 28-Jul-2021 | |||||||||||
ISIN | US5314651028 | Agenda | 935462654 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gregory B. Maffei | For | For | |||||||||||
2 | Michael J. Malone | For | For | |||||||||||
3 | M. Gregory O’Hara | For | For | |||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
3. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading “Executive Compensation.” | Management | For | For | ||||||||||
4. | The say-on-frequency proposal, to approve, on an advisory basis, the frequency at which future say-on-pay votes will be held. | Management | 3 Years | For | ||||||||||
LORAL SPACE & COMMUNICATIONS INC. | ||||||||||||||
Security | 543881106 | Meeting Type | Special | |||||||||||
Ticker Symbol | LORL | Meeting Date | 23-Aug-2021 | |||||||||||
ISIN | US5438811060 | Agenda | 935471160 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | Considering and voting on the adoption of the Transaction Agreement (the “Transaction Proposal”). | Management | No Action | |||||||||||
2. | Acting upon a proposal to adjourn the Loral Stockholder Meeting, if necessary or appropriate, to solicit additional proxies for the Loral Stockholder Meeting to adopt the Transaction Agreement in accordance with the terms of the Transaction Agreement (the “Adjournment Proposal”). | Management | No Action | |||||||||||
3. | Acting upon a proposal to approve, by non-binding, advisory vote, the compensation that may be paid or become payable to the Loral named executive officers in connection with the Transaction (the “Officer Compensation Proposal”). | Management | No Action | |||||||||||
BARNES & NOBLE EDUCATION, INC. | ||||||||||||||
Security | 06777U101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BNED | Meeting Date | 23-Sep-2021 | |||||||||||
ISIN | US06777U1016 | Agenda | 935487454 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Emily C. Chiu | Management | For | For | ||||||||||
1B. | Election of Director: Daniel A. DeMatteo | Management | For | For | ||||||||||
1C. | Election of Director: David G. Golden | Management | For | For | ||||||||||
1D. | Election of Director: Michael P. Huseby | Management | For | For | ||||||||||
1E. | Election of Director: Zachary D. Levenick | Management | For | For | ||||||||||
1F. | Election of Director: Lowell W. Robinson | Management | For | For | ||||||||||
1G. | Election of Director: John R. Ryan | Management | For | For | ||||||||||
1H. | Election of Director: Jerry Sue Thornton | Management | For | For | ||||||||||
2. | Approval of the Company’s Amended and Restated Equity Incentive Plan to increase the number of shares authorized to be issued under the Plan. | Management | Against | Against | ||||||||||
3. | Vote on an advisory (non-binding) vote to approve executive compensation. | Management | For | For | ||||||||||
4. | Ratify the appointment of Ernst & Young LLP as the independent registered public accountants for the Company’s fiscal year ending April 30, 2022. | Management | For | For | ||||||||||
5. | Transact such other business as may be properly brought before the Annual Meeting and any adjournment or postponement thereof. | Management | Against | Against | ||||||||||
BORUSSIA DORTMUND GMBH & CO. KGAA | ||||||||||||||
Security | D9343K108 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 02-Dec-2021 | ||||||||||||
ISIN | DE0005493092 | Agenda | 714793379 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | ||||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||||
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | ||||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020/21 | Management | No Action | |||||||||||
2 | APPROVE DISCHARGE OF PERSONALLY LIABLE PARTNER FOR FISCAL YEAR 2020/21 | Management | No Action | |||||||||||
3 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020/21 | Management | No Action | |||||||||||
4 | ELECT BERNHARD PELLENS TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
5 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2021/22 | Management | No Action | |||||||||||
6 | RESOLUTION ON AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN SECTIONS 5 AND 6 OF SECTION 1 (COMPANY, REGISTERED OFFICE AND FINANCIAL YEAR), SECTION 4, CLAUSE 2 OF SECTION 2 (OBJECT OF THE COMPANY) AND SECTION 4 OF SECTION 20 (INCOMPATIBILITY) | Management | No Action | |||||||||||
7 | RESOLUTION ON THE AMENDMENT OF THE ARTICLES OF ASSOCIATION IN SECTION 13 REGARDING THE REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD AND THEIR CONFIRMATION AS WELL AS ON THE UNDERLYING REMUNERATION SYSTEM FOR THE MEMBERS OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
8 | RESOLUTION ON THE CANCELLATION OF THE PREVIOUS AUTHORIZED CAPITAL (AUTHORIZED CAPITAL 2020), THE CREATION OF A NEW AUTHORIZED CAPITAL WITH AUTHORIZATION TO EXCLUDE SUBSCRIPTION RIGHTS (AUTHORIZED CAPITAL 2021) AND CORRESPONDING AMENDMENT OF THE ARTICLES OF ASSOCIATION IN SECTION 5 (SHARES) | Management | No Action | |||||||||||
CMMT | 25 OCT 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
CMMT | 25 OCT 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
TELENET GROUP HOLDING NV | ||||||||||||||
Security | B89957110 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 02-Dec-2021 | ||||||||||||
ISIN | BE0003826436 | Agenda | 714831840 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
1. | AT THE RECOMMENDATION OF THE BOARD OF DIRECTORS, THE SPECIAL SHAREHOLDERS MEETING RESOLVES TO APPROVE AN INTERMEDIATE (GROSS) DIVIDEND PER SHARE OF EUR 1.375 (NET: EUR 0.9625 PER SHARE) OR IN TOTAL EUR 150.4 MILLION BASED ON THE NUMBER OF DIVIDEND-ENTITLED SHARES OUTSTANDING ON 26 OCTOBER 2021, (WHICH TOTAL AMOUNT MAY VARY IN FUNCTION OF THE DIVIDEND-ENTITLED SHARES ON 6 DECEMBER 2021), PAYABLE AS FROM 8 DECEMBER 2021, BY DEDUCTION FROM THE AVAILABLE RESERVES OF THE COMPANY | Management | No Action | |||||||||||
2. | THE SPECIAL SHAREHOLDERS MEETING RESOLVES TO DELEGATE TO THE BOARD OF DIRECTORS ALL FURTHER POWERS WITH REGARD TO THE PAYMENT OF THE INTERMEDIATE DIVIDEND TO THE SHAREHOLDERS | Management | No Action | |||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
MADISON SQUARE GARDEN SPORTS CORP. | ||||||||||||||
Security | 55825T103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSGS | Meeting Date | 08-Dec-2021 | |||||||||||
ISIN | US55825T1034 | Agenda | 935510087 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Joseph M. Cohen | For | For | |||||||||||
2 | Richard D. Parsons | For | For | |||||||||||
3 | Nelson Peltz | For | For | |||||||||||
4 | Ivan Seidenberg | For | For | |||||||||||
5 | Anthony J. Vinciquerra | For | For | |||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
MADISON SQUARE GARDEN ENTERTAINMENT CORP | ||||||||||||||
Security | 55826T102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSGE | Meeting Date | 10-Dec-2021 | |||||||||||
ISIN | US55826T1025 | Agenda | 935510532 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Martin Bandier | For | For | |||||||||||
2 | Joseph J. Lhota | For | For | |||||||||||
3 | Joel M. Litvin | For | For | |||||||||||
4 | Frederic V. Salerno | For | For | |||||||||||
5 | John L. Sykes | For | For | |||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
CHARTER COMMUNICATIONS, INC. | ||||||||||||||
Security | 16119P108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CHTR | Meeting Date | 26-Apr-2022 | |||||||||||
ISIN | US16119P1084 | Agenda | 935556300 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: W. Lance Conn | Management | For | For | ||||||||||
1B. | Election of Director: Kim C. Goodman | Management | For | For | ||||||||||
1C. | Election of Director: Craig A. Jacobson | Management | For | For | ||||||||||
1D. | Election of Director: Gregory B. Maffei | Management | For | For | ||||||||||
1E. | Election of Director: John D. Markley, Jr. | Management | For | For | ||||||||||
1F. | Election of Director: David C. Merritt | Management | For | For | ||||||||||
1G. | Election of Director: James E. Meyer | Management | For | For | ||||||||||
1H. | Election of Director: Steven A. Miron | Management | For | For | ||||||||||
1I. | Election of Director: Balan Nair | Management | For | For | ||||||||||
1J. | Election of Director: Michael A. Newhouse | Management | For | For | ||||||||||
1K. | Election of Director: Mauricio Ramos | Management | For | For | ||||||||||
1L. | Election of Director: Thomas M. Rutledge | Management | For | For | ||||||||||
1M. | Election of Director: Eric L. Zinterhofer | Management | For | For | ||||||||||
2. | The ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the year ended December 31, 2022. | Management | For | For | ||||||||||
3. | Stockholder proposal regarding lobbying activities. | Shareholder | Abstain | Against | ||||||||||
4. | Stockholder proposal regarding Chairman of the Board and CEO roles. | Shareholder | Against | For | ||||||||||
5. | Stockholder proposal regarding political and electioneering expenditure congruency report. | Shareholder | Abstain | Against | ||||||||||
6. | Stockholder proposal regarding disclosure of greenhouse gas emissions. | Shareholder | Abstain | Against | ||||||||||
7. | Stockholder proposal regarding EEO-1 reports. | Shareholder | Abstain | Against | ||||||||||
8. | Stockholder proposal regarding diversity, equity and inclusion reports. | Shareholder | Abstain | Against | ||||||||||
TELENET GROUP HOLDING NV | ||||||||||||||
Security | B89957110 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 27-Apr-2022 | ||||||||||||
ISIN | BE0003826436 | Agenda | 715328414 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
1. | RECEIVE SPECIAL BOARD REPORT RE: AUTHORIZED CAPITAL | Non-Voting | ||||||||||||
2. | RENEW AUTHORIZATION TO INCREASE SHARE CAPITAL WITHIN THE FRAMEWORK OF AUTHORIZED CAPITAL | Management | No Action | |||||||||||
3. | AUTHORIZE REPURCHASE OF ISSUED SHARE CAPITAL | Management | No Action | |||||||||||
4. | AUTHORIZE CANCELLATION OF REPURCHASED SHARES | Management | No Action | |||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
CMMT | 01 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
TELENET GROUP HOLDING NV | ||||||||||||||
Security | B89957110 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 27-Apr-2022 | ||||||||||||
ISIN | BE0003826436 | Agenda | 715378407 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE-SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING-SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON-HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE-SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE” | Non-Voting | ||||||||||||
1. | REPORTS ON THE STATUTORY FINANCIAL STATEMENTS | Non-Voting | ||||||||||||
2. | CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS ON THE CONSOLIDATED FINANCIAL- STATEMENTS | Non-Voting | ||||||||||||
3. | COMMUNICATION AND APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS; DIVIDEND; POA | Management | No Action | |||||||||||
4. | COMMUNICATION OF AND DISCUSSION ON THE REMUNERATION REPORT | Management | No Action | |||||||||||
5.a. | DISCHARGE FROM LIABILITY TO THE DIRECTOR: BERT DE GRAEVE (IDW CONSULT BV) | Management | No Action | |||||||||||
5.b. | DISCHARGE FROM LIABILITY TO THE DIRECTOR: JO VAN BIESBROECK (JOVB BV) | Management | No Action | |||||||||||
5.c. | DISCHARGE FROM LIABILITY TO THE DIRECTOR: CHRISTIANE FRANCK | Management | No Action | |||||||||||
5.d. | DISCHARGE FROM LIABILITY TO THE DIRECTOR: JOHN PORTER | Management | No Action | |||||||||||
5.e. | DISCHARGE FROM LIABILITY TO THE DIRECTOR: CHARLES H. BRACKEN | Management | No Action | |||||||||||
5.f. | DISCHARGE FROM LIABILITY TO THE DIRECTOR: MANUEL KOHNSTAMM | Management | No Action | |||||||||||
5.g. | DISCHARGE FROM LIABILITY TO THE DIRECTOR: SEVERINA PASCU | Management | No Action | |||||||||||
5.h. | DISCHARGE FROM LIABILITY TO THE DIRECTOR: AMY BLAIR | Management | No Action | |||||||||||
5.i. | DISCHARGE FROM LIABILITY TO THE DIRECTOR: ENRIQUE RODRIGUEZ | Management | No Action | |||||||||||
6. | DISCHARGE FROM LIABILITY TO THE STATUTORY AUDITOR | Management | No Action | |||||||||||
7.a. | REAPPOINTMENT OF DIRECTOR: APPOINTMENT, UPON NOMINATION IN ACCORDANCE WITH ARTICLE 18.1(I) OF THE ARTICLES OF ASSOCIATION, OF LIEVE CRETEN BV (WITH MS. LIEVE CRETEN AS PERMANENT REPRESENTATIVE) AS “INDEPENDENT DIRECTOR”, IN ACCORDANCE WITH ARTICLE 7:87 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, ARTICL... FOR FULL AGENDA SEE THE CBP PORTAL OR THE CONVOCATION DOCUMENT | Management | No Action | |||||||||||
7.b. | REAPPOINTMENT OF DIRECTOR: APPOINTMENT, UPON NOMINATION IN ACCORDANCE WITH ARTICLE 18.1(I) OF THE ARTICLES OF ASSOCIATION, OF DIRK JS VAN DEN BERGHE LTD. (WITH MR. DIRK VAN DEN BERGHE AS PERMANENT REPRESENTATIVE) AS “INDEPENDENT DIRECTOR”, IN ACCORDANCE WITH ARTICLE 7:87 OF THE BELGIAN CODE OF COMPANIES AND A... FOR FULL AGENDA SEE THE CBP PORTAL OR THE CONVOCATION DOCUMENT | Management | No Action | |||||||||||
7.c. | REAPPOINTMENT OF DIRECTOR: APPOINTMENT, UPON NOMINATION IN ACCORDANCE WITH ARTICLE 18.1(I) OF THE ARTICLES OF ASSOCIATION, OF MR. JOHN GILBERT AS “INDEPENDENT DIRECTOR”, IN ACCORDANCE WITH ARTICLE 7:87 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, ARTICLE 3.5 OF THE BELGIAN CORPORATE GOVERNANCE CODE 2020... FOR FULL AGENDA SEE THE CBP PORTAL OR THE CONVOCATION DOCUMENT | Management | No Action | |||||||||||
7.d. | REAPPOINTMENT OF DIRECTOR: APPOINTMENT, UPON NOMINATION IN ACCORDANCE WITH ARTICLE 18.1(II) OF THE ARTICLES OF ASSOCIATION, OF MS. MADALINA SUCEVEANU AS DIRECTOR OF THE COMPANY, REMUNERATED AS SET FORTH IN THE REMUNERATION POLICY OF THE COMPANY APPROVED BY THE ANNUAL GENERAL SHAREHOLDERS’ MEETING OF THE COMPA... FOR FULL AGENDA SEE THE CBP PORTAL OR THE CONVOCATION DOCUMENT | Management | No Action | |||||||||||
7.e. | REAPPOINTMENT OF DIRECTOR: RE- APPOINTMENT, UPON NOMINATION IN ACCORDANCE WITH ARTICLE 18.1(II) OF THE ARTICLES OF ASSOCIATION, OF MS. AMY BLAIR AS DIRECTOR OF THE COMPANY, REMUNERATED AS SET FORTH IN THE REMUNERATION POLICY OF THE COMPANY APPROVED BY THE ANNUAL GENERAL SHAREHOLDERS’ MEETING OF THE COMPANY HEL... FOR FULL AGENDA SEE THE CBP PORTAL OR THE CONVOCATION DOCUMENT | Management | No Action | |||||||||||
7.f. | REAPPOINTMENT OF DIRECTOR: RE- APPOINTMENT, UPON NOMINATION IN ACCORDANCE WITH ARTICLE 18.1(II) OF THE ARTICLES OF ASSOCIATION, OF MS. SEVERINA PASCU AS DIRECTOR OF THE COMPANY, REMUNERATED AS SET FORTH IN THE REMUNERATION POLICY OF THE COMPANY APPROVED BY THE ANNUAL GENERAL SHAREHOLDERS’ MEETING OF THE COMPAN... FOR FULL AGENDA SEE THE CBP PORTAL OR THE CONVOCATION DOCUMENT | Management | No Action | |||||||||||
8. | REMUNERATION OF INDEPENDENT DIRECTORS | Management | No Action | |||||||||||
9. | RATIFICATION AND APPROVAL IN ACCORDANCE WITH ARTICLE 7:151 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS | Management | No Action | |||||||||||
GRUPO TELEVISA, S.A.B. | ||||||||||||||
Security | 40049J206 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TV | Meeting Date | 27-Apr-2022 | |||||||||||
ISIN | US40049J2069 | Agenda | 935613047 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
L1 | Resolution 1 | Management | For | |||||||||||
L2 | Resolution 2 | Management | For | |||||||||||
D1 | Resolution 1 | Management | Abstain | |||||||||||
D2 | Resolution 2 | Management | For | |||||||||||
AB1 | Resolution 1 | Management | For | |||||||||||
AB2 | Resolution 2 | Management | For | |||||||||||
AB3 | Resolution 3 | Management | For | |||||||||||
AB4 | Resolution 4 | Management | For | |||||||||||
AB5 | Resolution 5 | Management | For | |||||||||||
AB6 | Resolution 6 | Management | For | |||||||||||
AB7 | Resolution 7 | Management | For | |||||||||||
AB8 | Resolution 8 | Management | For | |||||||||||
AB9 | Resolution 9 | Management | For | |||||||||||
A1 | Resolution 1 | Management | For | |||||||||||
A2 | Resolution 2 | Management | Abstain | |||||||||||
A3 | Resolution 3 | Management | Abstain | |||||||||||
A4 | Resolution 4 | Management | Abstain | |||||||||||
A5 | Resolution 5 | Management | Abstain | |||||||||||
A6 | Resolution 6 | Management | For | |||||||||||
A7 | Resolution 7 | Management | For | |||||||||||
A8 | Resolution 8 | Management | For | |||||||||||
A9 | Resolution 9 | Management | For | |||||||||||
A10 | Resolution 10 | Management | Abstain | |||||||||||
A11 | Resolution 11 | Management | For | |||||||||||
B1 | Resolution 1 | Management | For | |||||||||||
B2 | Resolution 2 | Management | For | |||||||||||
B3 | Resolution 3 | Management | For | |||||||||||
B4 | Resolution 4 | Management | For | |||||||||||
B5 | Resolution 5 | Management | Abstain | |||||||||||
DD1 | Resolution 1 | Management | Abstain | |||||||||||
DD2 | Resolution 2 | Management | Abstain | |||||||||||
LD1 | Resolution 1 | Management | For | |||||||||||
LD2 | Resolution 2 | Management | For | |||||||||||
AM1 | Resolution 1 | Management | For | |||||||||||
AM2 | Resolution 2 | Management | For | |||||||||||
AM3 | Resolution 3 | Management | For | |||||||||||
AM4 | Resolution 4 | Management | For | |||||||||||
AM5 | Resolution 5 | Management | For | |||||||||||
AM6 | Resolution 6 | Management | For | |||||||||||
AM7 | Resolution 7 | Management | Abstain | |||||||||||
C1 | Resolution 1 | Management | For | |||||||||||
S1 | Resolution 1 | Management | For | |||||||||||
SA1 | Resolution 1 | Management | For | |||||||||||
SA2 | Resolution 2 | Management | For | |||||||||||
SA3 | Resolution 3 | Management | For | |||||||||||
SA4 | Resolution 4 | Management | For | |||||||||||
SB1 | Resolution 1 | Management | For | |||||||||||
SB2 | Resolution 2 | Management | For | |||||||||||
SB3 | Resolution 3 | Management | For | |||||||||||
SC1 | Resolution 1 | Management | For | |||||||||||
SC2 | Resolution 2 | Management | Abstain | |||||||||||
SC3 | Resolution 3 | Management | Abstain | |||||||||||
SD | Resolution 1 | Management | Abstain | |||||||||||
SE | Resolution 1 | Management | For | |||||||||||
G1 | Resolution 1 | Management | For | |||||||||||
G2 | Resolution 2 | Management | For | |||||||||||
ECHOSTAR CORPORATION | ||||||||||||||
Security | 278768106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SATS | Meeting Date | 28-Apr-2022 | |||||||||||
ISIN | US2787681061 | Agenda | 935564179 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | R. Stanton Dodge | For | For | |||||||||||
2 | Michael T. Dugan | For | For | |||||||||||
3 | Charles W. Ergen | For | For | |||||||||||
4 | Lisa W. Hershman | For | For | |||||||||||
5 | Pradman P. Kaul | For | For | |||||||||||
6 | C. Michael Schroeder | For | For | |||||||||||
7 | Jeffrey R. Tarr | For | For | |||||||||||
8 | William D. Wade | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as EchoStar Corporation’s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
DISH NETWORK CORPORATION | ||||||||||||||
Security | 25470M109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DISH | Meeting Date | 29-Apr-2022 | |||||||||||
ISIN | US25470M1099 | Agenda | 935566325 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Kathleen Q. Abernathy | For | For | |||||||||||
2 | George R. Brokaw | For | For | |||||||||||
3 | W. Erik Carlson | For | For | |||||||||||
4 | James DeFranco | For | For | |||||||||||
5 | Cantey M. Ergen | For | For | |||||||||||
6 | Charles W. Ergen | For | For | |||||||||||
7 | Tom A. Ortolf | For | For | |||||||||||
8 | Joseph T. Proietti | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
3. | The shareholder proposal regarding disclosure of certain political contributions. | Shareholder | Abstain | Against | ||||||||||
IHEARTMEDIA, INC. | ||||||||||||||
Security | 45174J509 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IHRT | Meeting Date | 10-May-2022 | |||||||||||
ISIN | US45174J5092 | Agenda | 935578077 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Cheryl Mills | For | For | |||||||||||
2 | Robert W. Pittman | For | For | |||||||||||
3 | James A. Rasulo | For | For | |||||||||||
2. | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
3. | The approval, on an advisory (non-binding) basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
AT&T INC. | ||||||||||||||
Security | 00206R102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | T | Meeting Date | 19-May-2022 | |||||||||||
ISIN | US00206R1023 | Agenda | 935579409 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | ||||||||||
1B. | Election of Director: Scott T. Ford | Management | For | For | ||||||||||
1C. | Election of Director: Glenn H. Hutchins | Management | For | For | ||||||||||
1D. | Election of Director: William E. Kennard | Management | For | For | ||||||||||
1E. | Election of Director: Debra L. Lee | Management | For | For | ||||||||||
1F. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||||
1G. | Election of Director: Michael B. McCallister | Management | For | For | ||||||||||
1H. | Election of Director: Beth E. Mooney | Management | For | For | ||||||||||
1I. | Election of Director: Matthew K. Rose | Management | For | For | ||||||||||
1J. | Election of Director: John T. Stankey | Management | For | For | ||||||||||
1K. | Election of Director: Cynthia B. Taylor | Management | For | For | ||||||||||
1L. | Election of Director: Luis A. Ubiñas | Management | For | For | ||||||||||
1M. | Election of Director: Geoffrey Y. Yang | Management | For | For | ||||||||||
2. | Ratification of the appointment of independent auditors | Management | For | For | ||||||||||
3. | Advisory approval of executive compensation | Management | For | For | ||||||||||
4. | Improve executive compensation program | Shareholder | Against | For | ||||||||||
5. | Independent board chairman | Shareholder | Against | For | ||||||||||
6. | Political congruency report | Shareholder | Abstain | Against | ||||||||||
7. | Civil rights and non-discrimination audit | Shareholder | Abstain | Against | ||||||||||
COMPAGNIE DE L’ODET SE | ||||||||||||||
Security | F5758F103 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 25-May-2022 | ||||||||||||
ISIN | FR0000062234 | Agenda | 715328301 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||||
CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS | Non-Voting | ||||||||||||
PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | ||||||||||||||
1 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR THE 2021 FISCAL YEAR | Management | No Action | |||||||||||
2 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2021 FISCAL YEAR | Management | No Action | |||||||||||
3 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. ALLOCATION OF INCOME | Management | No Action | |||||||||||
4 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. APPROVAL OF A REGULATED AGREEMENT SIGNED WITH BOLLOR SE | Management | No Action | |||||||||||
5 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. APPROVAL OF REGULATED AGREEMENTS SIGNED WITH VIVENDI SE | Management | No Action | |||||||||||
6 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. APPROVAL OF A REGULATED AGREEMENT SIGNED WITH VIVENDI SE AND COMPAGNIE DE CORNOUAILLE | Management | No Action | |||||||||||
7 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. APPROVAL OF REGULATED AGREEMENTS SIGNED WITH BOLLOR PARTICIPATIONS SE | Management | No Action | |||||||||||
8 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. RENEWAL OF THE TERM OF OFFICE OF A DIRECTOR: VINCENT BOLLORE | Management | No Action | |||||||||||
9 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. RENEWAL OF THE TERM OF OFFICE OF A DIRECTOR: CYRILLE BOLLORE | Management | No Action | |||||||||||
10 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. RENEWAL OF THE TERM OF OFFICE OF A DIRECTOR: CEDRIC DE BAILLIENCOURT | Management | No Action | |||||||||||
11 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. RENEWAL OF THE TERM OF OFFICE OF A DIRECTOR: GILLES ALIX | Management | No Action | |||||||||||
12 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. RENEWAL OF THE TERM OF OFFICE OF A DIRECTOR: SEBASTIEN BOLLORE | Management | No Action | |||||||||||
13 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. RENEWAL OF THE TERM OF OFFICE OF A DIRECTOR: YANNICK BOLLORE | Management | No Action | |||||||||||
14 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. RENEWAL OF THE TERM OF OFFICE OF A DIRECTOR: INGRID BROCHARD | Management | No Action | |||||||||||
15 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. RENEWAL OF THE TERM OF OFFICE OF A DIRECTOR: HUBERT FABRI | Management | No Action | |||||||||||
16 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. RENEWAL OF THE TERM OF OFFICE OF A DIRECTOR: JANINE GOALABRE | Management | No Action | |||||||||||
17 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. RENEWAL OF THE TERM OF OFFICE OF A DIRECTOR: LYNDA HADJADJ | Management | No Action | |||||||||||
18 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. RENEWAL OF THE TERM OF OFFICE OF A DIRECTOR: VALERIE HORTEFEUX | Management | No Action | |||||||||||
19 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. RENEWAL OF THE TERM OF OFFICE OF A DIRECTOR: ALAIN MOYNOT | Management | No Action | |||||||||||
20 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. RENEWAL OF THE TERM OF OFFICE OF A DIRECTOR: MARTINE STUDER | Management | No Action | |||||||||||
21 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. APPOINTMENT OF A PRINCIPAL STATUTORY AUDITOR: THE FIRM WOLFF ET ASSOCIES | Management | No Action | |||||||||||
22 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. APPOINTMENT OF AN ALTERNATE STATUTORY AUDITOR: ERIK DECOURTRAY | Management | No Action | |||||||||||
23 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ACQUIRE COMPANY SHARES | Management | No Action | |||||||||||
24 | INR THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE AS PRESENTED IN THE REPORT ON CORPORATE GOVERNANCE - EX POST SAY ON PAY | Management | No Action | |||||||||||
25 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS OF TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE PREVIOUS FISCAL YEAR OR GRANTED DURING THE SAME PERIOD TO VINCENT BOLLOR FOR HIS SERVICE AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF THE COMPANY - EX POST SAY ON PAY | Management | No Action | |||||||||||
26 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS ESTABLISHED BY THE BOARD OF DIRECTORS (EX- ANTE VOTE) | Management | No Action | |||||||||||
27 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER ESTABLISHED BY THE BOARD OF DIRECTORS - EX-ANTE VOTE | Management | No Action | |||||||||||
28 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. APPROVAL OF THE COMPENSATION POLICY FOR THE DEPUTY CHIEF EXECUTIVE OFFICER ESTABLISHED BY THE BOARD OF DIRECTORS - EX-ANTE VOTE | Management | No Action | |||||||||||
29 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF SHARES PREVIOUSLY REPURCHASED AS PART OF A SHARE BUYBACK PROGRAM | Management | No Action | |||||||||||
30 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. AMENDMENTS TO ARTICLE 22 OF THE BYLAWS TO ALLOW ANY PAYMENTS OF DIVIDENDS OR CAPITAL REDUCTIONS VIA PAYMENT IN KIND | Management | No Action | |||||||||||
31 | THANKS FOR CONSULTING THE SUMMARY OF THE RESOLUTION ATTACHED. POWERS FOR FORMALITIES | Management | No Action | |||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
COMCAST CORPORATION | ||||||||||||||
Security | 20030N101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CMCSA | Meeting Date | 01-Jun-2022 | |||||||||||
ISIN | US20030N1019 | Agenda | 935613693 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Kenneth J. Bacon | For | For | |||||||||||
2 | Madeline S. Bell | For | For | |||||||||||
3 | Edward D. Breen | For | For | |||||||||||
4 | Gerald L. Hassell | For | For | |||||||||||
5 | Jeffrey A. Honickman | For | For | |||||||||||
6 | Maritza G. Montiel | For | For | |||||||||||
7 | Asuka Nakahara | For | For | |||||||||||
8 | David C. Novak | For | For | |||||||||||
9 | Brian L. Roberts | For | For | |||||||||||
2. | Advisory vote on executive compensation | Management | For | For | ||||||||||
3. | Ratification of the appointment of our independent auditors | Management | For | For | ||||||||||
4. | To report on charitable donations | Shareholder | Abstain | Against | ||||||||||
5. | To perform independent racial equity audit | Shareholder | Abstain | Against | ||||||||||
6. | To report on risks of omitting “viewpoint” and “ideology” from EEO policy | Shareholder | Abstain | Against | ||||||||||
7. | To conduct and publicly release the results of an independent investigation into the effectiveness of sexual harassment policies | Shareholder | Abstain | Against | ||||||||||
8. | To report on how retirement plan options align with company climate goals | Shareholder | Abstain | Against | ||||||||||
TELESAT CORPORATION | ||||||||||||||
Security | 879512309 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TSAT | Meeting Date | 01-Jun-2022 | |||||||||||
ISIN | CA8795123097 | Agenda | 935637326 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | Mélanie Bernier | For | For | |||||||||||
2 | Michael Boychuk | For | For | |||||||||||
3 | Jason A. Caloras | For | For | |||||||||||
4 | Jane Craighead | For | For | |||||||||||
5 | Richard Fadden | For | For | |||||||||||
6 | Daniel S. Goldberg | For | For | |||||||||||
7 | Henry (Hank) Intven | For | For | |||||||||||
8 | Dr. Mark H. Rachesky | For | For | |||||||||||
9 | Guthrie Stewart | For | For | |||||||||||
10 | Michael B. Targoff | For | For | |||||||||||
2 | Appointment of Deloitte LLP Chartered Professional Accountants as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | ||||||||||
3 | Declaration of Canadian Status The undersigned certifies that it has made reasonable inquiries as to the Canadian status of the registered holder and the beneficial owner of the shares represented by this voting instruction form and has read the definitions set out below so as to make an accurate Declaration of Canadian status. The undersigned hereby certifies that the shares or units represented by this voting instruction form are (check one box based on the definitions set out below): NOTE: “FOR” = OWNED AND CONTROLLED BY A CANADIAN, “ABSTAIN” = OWNED AND CONTROLLED BY A NON-CANADIAN, AND “AGAINST” WILL BE TREATED AS NOT MARKED. | Management | Abstain | Against | ||||||||||
SIRIUS XM HOLDINGS INC. | ||||||||||||||
Security | 82968B103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SIRI | Meeting Date | 02-Jun-2022 | |||||||||||
ISIN | US82968B1035 | Agenda | 935613631 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David A. Blau | For | For | |||||||||||
2 | Eddy W. Hartenstein | For | For | |||||||||||
3 | Robin P. Hickenlooper | For | For | |||||||||||
4 | James P. Holden | For | For | |||||||||||
5 | Gregory B. Maffei | For | For | |||||||||||
6 | Evan D. Malone | For | For | |||||||||||
7 | James E. Meyer | For | For | |||||||||||
8 | Jonelle Procope | For | For | |||||||||||
9 | Michael Rapino | For | For | |||||||||||
10 | Kristina M. Salen | For | For | |||||||||||
11 | Carl E. Vogel | For | For | |||||||||||
12 | Jennifer C. Witz | For | For | |||||||||||
13 | David M. Zaslav | For | For | |||||||||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accountants for 2022. | Management | For | For | ||||||||||
LIBERTY MEDIA CORPORATION | ||||||||||||||
Security | 531229870 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FWONA | Meeting Date | 14-Jun-2022 | |||||||||||
ISIN | US5312298707 | Agenda | 935634243 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John C. Malone | For | For | |||||||||||
2 | Robert R. Bennett | For | For | |||||||||||
3 | M. Ian G. Gilchrist | For | For | |||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
3. | The incentive plan proposal, to adopt the Liberty Media Corporation 2022 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
LIBERTY TRIPADVISOR HOLDINGS, INC. | ||||||||||||||
Security | 531465102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LTRPA | Meeting Date | 14-Jun-2022 | |||||||||||
ISIN | US5314651028 | Agenda | 935634255 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Larry E. Romrell | For | For | |||||||||||
2 | J. David Wargo | For | For | |||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
QURATE RETAIL, INC. | ||||||||||||||
Security | 74915M100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | QRTEA | Meeting Date | 14-Jun-2022 | |||||||||||
ISIN | US74915M1009 | Agenda | 935636475 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John C. Malone | For | For | |||||||||||
2 | M. Ian G. Gilchrist | For | For | |||||||||||
3 | Andrea L. Wong | For | For | |||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
LIBERTY BROADBAND CORPORATION | ||||||||||||||
Security | 530307107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LBRDA | Meeting Date | 14-Jun-2022 | |||||||||||
ISIN | US5303071071 | Agenda | 935638594 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Richard R. Green | For | For | |||||||||||
2 | Sue Ann R. Hamilton | For | For | |||||||||||
3 | Gregory B. Maffei | For | For | |||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
LIBERTY BROADBAND CORPORATION | ||||||||||||||
Security | 530307503 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LBRDP | Meeting Date | 14-Jun-2022 | |||||||||||
ISIN | US5303075031 | Agenda | 935638594 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Richard R. Green | For | For | |||||||||||
2 | Sue Ann R. Hamilton | For | For | |||||||||||
3 | Gregory B. Maffei | For | For | |||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
T-MOBILE US, INC. | ||||||||||||||
Security | 872590104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TMUS | Meeting Date | 15-Jun-2022 | |||||||||||
ISIN | US8725901040 | Agenda | 935625585 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Marcelo Claure | For | For | |||||||||||
2 | Srikant M. Datar | For | For | |||||||||||
3 | Bavan M. Holloway | For | For | |||||||||||
4 | Timotheus Höttges | For | For | |||||||||||
5 | Christian P. Illek | For | For | |||||||||||
6 | Raphael Kübler | For | For | |||||||||||
7 | Thorsten Langheim | For | For | |||||||||||
8 | Dominique Leroy | For | For | |||||||||||
9 | Letitia A. Long | For | For | |||||||||||
10 | G. Michael Sievert | For | For | |||||||||||
11 | Teresa A. Taylor | For | For | |||||||||||
12 | Omar Tazi | For | For | |||||||||||
13 | Kelvin R. Westbrook | For | For | |||||||||||
2. | Ratification of the Appointment of Deloitte & Touche LLP as the Company’s Independent Registered Public Accounting Firm for Fiscal Year 2022. | Management | For | For | ||||||||||
COMSCORE, INC. | ||||||||||||||
Security | 20564W105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SCOR | Meeting Date | 15-Jun-2022 | |||||||||||
ISIN | US20564W1053 | Agenda | 935636184 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Itzhak Fisher | For | For | |||||||||||
2 | Pierre Liduena | For | For | |||||||||||
3 | Marty Patterson | For | For | |||||||||||
2. | The approval, on a non-binding advisory basis, of the compensation paid to the Company’s named executive officers | Management | For | For | ||||||||||
3. | The ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022 | Management | For | For | ||||||||||
4. | The approval of an amendment to the Amended and Restated 2018 Equity and Incentive Compensation Plan | Management | For | For | ||||||||||
LIVE NATION ENTERTAINMENT, INC. | ||||||||||||||
Security | 538034109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LYV | Meeting Date | 16-Jun-2022 | |||||||||||
ISIN | US5380341090 | Agenda | 935634077 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to hold office until the 2023 Annual Meeting: Maverick Carter | Management | For | For | ||||||||||
1B. | Election of Director to hold office until the 2023 Annual Meeting: Ping Fu | Management | For | For | ||||||||||
1C. | Election of Director to hold office until the 2023 Annual Meeting: Jeffrey T. Hinson | Management | For | For | ||||||||||
1D. | Election of Director to hold office until the 2023 Annual Meeting: Chad Hollingsworth | Management | For | For | ||||||||||
1E. | Election of Director to hold office until the 2023 Annual Meeting: James Iovine | Management | For | For | ||||||||||
1F. | Election of Director to hold office until the 2023 Annual Meeting: James S. Kahan | Management | For | For | ||||||||||
1G. | Election of Director to hold office until the 2023 Annual Meeting: Gregory B. Maffei | Management | For | For | ||||||||||
1H. | Election of Director to hold office until the 2023 Annual Meeting: Randall T. Mays | Management | For | For | ||||||||||
1I. | Election of Director to hold office until the 2023 Annual Meeting: Michael Rapino | Management | For | For | ||||||||||
1J. | Election of Director to hold office until the 2023 Annual Meeting: Dana Walden | Management | For | For | ||||||||||
1K. | Election of Director to hold office until the 2023 Annual Meeting: Latriece Watkins | Management | For | For | ||||||||||
2. | To ratify the appointment of Ernst & Young LLP as the company’s independent registered public accounting firm for the 2022 fiscal year. | Management | For | For | ||||||||||
IAC/INTERACTIVECORP | ||||||||||||||
Security | 44891N208 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IAC | Meeting Date | 23-Jun-2022 | |||||||||||
ISIN | US44891N2080 | Agenda | 935645880 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Chelsea Clinton | Management | For | For | ||||||||||
1b. | Election of Director: Barry Diller | Management | For | For | ||||||||||
1c. | Election of Director: Michael D. Eisner | Management | For | For | ||||||||||
1d. | Election of Director: Bonnie S. Hammer | Management | For | For | ||||||||||
1e. | Election of Director: Victor A. Kaufman | Management | For | For | ||||||||||
1f. | Election of Director: Joseph Levin | Management | For | For | ||||||||||
1g. | Election of Director: Bryan Lourd (To be voted upon by the holders of Common Stock voting as a separate class) | Management | For | For | ||||||||||
1h. | Election of Director: Westley Moore | Management | For | For | ||||||||||
1i. | Election of Director: David Rosenblatt | Management | For | For | ||||||||||
1j. | Election of Director: Alan G. Spoon (To be voted upon by the holders of Common Stock voting as a separate class) | Management | For | For | ||||||||||
1k. | Election of Director: Alexander von Furstenberg | Management | For | For | ||||||||||
1l. | Election of Director: Richard F. Zannino (To be voted upon by the holders of Common Stock voting as a separate class) | Management | For | For | ||||||||||
2. | To approve a non-binding advisory vote on IAC’s 2021 executive compensation. | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP as IAC’s independent registered public accounting firm for the 2022 fiscal year. | Management | For | For |
Proxy Edge | Report Date: 07/05/2022 |
Investment Company Report | ||||||||||||||
PETS AT HOME GROUP PLC | ||||||||||||||
Security | G7041J107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 08-Jul-2021 | ||||||||||||
ISIN | GB00BJ62K685 | Agenda | 714319046 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE THE COMPANY’S AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 25 MARCH 2021 | Management | For | For | ||||||||||
2 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT FOR THE YEAR ENDED 25 MARCH 2021 | Management | For | For | ||||||||||
3 | TO DECLARE A FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 5.5 PENCE PER ORDINARY SHARE FOR THE YEAR ENDED 25 MARCH 2021 | Management | For | For | ||||||||||
4.A | TO RE-ELECT PETER PRITCHARD AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.B | TO RE-ELECT MIKE IDDON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.C | TO RE-ELECT DENNIS MILLARD AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.D | TO RE-ELECT SHARON FLOOD AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.E | TO RE-ELECT STANISLAS LAURENT AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.F | TO RE-ELECT SUSAN DAWSON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
4.G | TO RE-ELECT IAN BURKE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
5 | TO ELECT ZARIN PATEL AS DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
6 | TO RE-APPOINT KPMG LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
7 | TO AUTHORISE THE DIRECTORS TO SET THE FEES PAID TO THE AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
8 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||
9 | AUTHORITY TO MAKE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||
10 | PARTIAL DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||||
11 | ADDITIONAL PARTIAL DISAPPLICATION OF PRE- EMPTION RIGHTS | Management | Abstain | Against | ||||||||||
12 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||||||||
13 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | For | For | ||||||||||
CHEWY, INC. | ||||||||||||||
Security | 16679L109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CHWY �� | Meeting Date | 14-Jul-2021 | |||||||||||
ISIN | US16679L1098 | Agenda | 935447777 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Fahim Ahmed | For | For | |||||||||||
2 | Michael Chang | For | For | |||||||||||
3 | Kristine Dickson | For | For | |||||||||||
4 | James A. Star | For | For | |||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending January 30, 2022. | Management | For | For | ||||||||||
3. | To approve, on a non-binding, advisory basis, the compensation of the Company’s named executive officers. | Management | For | For | ||||||||||
PETCO HEALTH AND WELLNESS COMPANY, INC. | ||||||||||||||
Security | 71601V105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WOOF | Meeting Date | 21-Jul-2021 | |||||||||||
ISIN | US71601V1052 | Agenda | 935447791 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ronald Coughlin, Jr. | For | For | |||||||||||
2 | Maximilian Biagosch | For | For | |||||||||||
3 | Cameron Breitner | For | For | |||||||||||
4 | Sabrina Simmons | For | For | |||||||||||
2. | To approve, on a non-binding, advisory basis, the compensation of the Company’s named executive officers. | Management | For | For | ||||||||||
3. | To approve, on a non-binding, advisory basis, the frequency of future non-binding advisory votes to approve the compensation of the Company’s named executive officers. | Management | 1 Year | For | ||||||||||
4. | To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending January 29, 2022. | Management | For | For | ||||||||||
SPECTRUM BRANDS HOLDINGS, INC. | ||||||||||||||
Security | 84790A105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SPB | Meeting Date | 03-Aug-2021 | |||||||||||
ISIN | US84790A1051 | Agenda | 935471641 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Class III Director: David M. Maura | Management | For | For | ||||||||||
1B. | Election of Class III Director: Terry L. Polistina | Management | For | For | ||||||||||
2. | Ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the compensation of the Company’s executive officers. | Management | For | For | ||||||||||
4. | To approve an amendment to the Company’s Amended and Restated Certificate of Incorporation to de-classify the Board of Directors. | Management | For | For | ||||||||||
KINDRED BIOSCIENCES, INC. | ||||||||||||||
Security | 494577109 | Meeting Type | Special | |||||||||||
Ticker Symbol | KIN | Meeting Date | 25-Aug-2021 | |||||||||||
ISIN | US4945771099 | Agenda | 935477275 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To consider and vote on the proposal to adopt the Agreement and Plan of Merger (as it may be amended from time to time, the “merger agreement”), dated June 15, 2021, by and among Kindred Biosciences, Inc. (“KindredBio”), Elanco Animal Health Incorporated (“Elanco”) and Knight Merger Sub, Inc. (“Merger Sub”). | Management | For | For | ||||||||||
2. | To consider and vote on the proposal to approve, on a non- binding, advisory basis, the compensation that may be paid or become payable by KindredBio to its named executive officers that is based on or otherwise relates to the merger of Merger Sub, a wholly owned subsidiary of Elanco, with and into KindredBio pursuant to the merger agreement. | Management | For | For | ||||||||||
3. | To consider and vote on any proposal to adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. | Management | For | For | ||||||||||
PATTERSON COMPANIES, INC. | ||||||||||||||
Security | 703395103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PDCO | Meeting Date | 13-Sep-2021 | |||||||||||
ISIN | US7033951036 | Agenda | 935478506 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to have terms expiring in 2022: John D. Buck | Management | For | For | ||||||||||
1B. | Election of Director to have terms expiring in 2022: Alex N. Blanco | Management | For | For | ||||||||||
1C. | Election of Director to have terms expiring in 2022: Jody H. Feragen | Management | For | For | ||||||||||
1D. | Election of Director to have terms expiring in 2022: Robert C. Frenzel | Management | For | For | ||||||||||
1E. | Election of Director to have terms expiring in 2022: Francis J. Malecha | Management | For | For | ||||||||||
1F. | Election of Director to have terms expiring in 2022: Ellen A. Rudnick | Management | For | For | ||||||||||
1G. | Election of Director to have terms expiring in 2022: Neil A. Schrimsher | Management | For | For | ||||||||||
1H. | Election of Director to have terms expiring in 2022: Mark S. Walchirk | Management | For | For | ||||||||||
2. | Approval of amendment to Amended and Restated 2015 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||||||||
4. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 30, 2022. | Management | For | For | ||||||||||
ECO ANIMAL HEALTH GROUP PLC | ||||||||||||||
Security | G3039F108 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 16-Sep-2021 | ||||||||||||
ISIN | GB0032036807 | Agenda | 714563219 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | Against | Against | ||||||||||
2 | APPROVE FINAL DIVIDEND | Management | For | For | ||||||||||
3 | RE-ELECT ANTHONY RAWLINSON AS DIRECTOR | Management | For | For | ||||||||||
4 | REAPPOINT BDO LLP AS AUDITORS AND AUTHORISE THEIR REMUNERATION | Management | For | For | ||||||||||
5 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||
6 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | Abstain | Against | ||||||||||
7 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||
8 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | Against | Against | ||||||||||
FRESHPET, INC. | ||||||||||||||
Security | 358039105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FRPT | Meeting Date | 23-Sep-2021 | |||||||||||
ISIN | US3580391056 | Agenda | 935481274 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Daryl G. Brewster | For | For | |||||||||||
2 | Jacki S. Kelley | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as the independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
3. | To approve, by advisory vote, the compensation of the Company’s named executive officers. | Management | For | For | ||||||||||
4. | To approve an amendment to our Fourth Amended and Restated Certificate of Incorporation (as amended) to declassify the Company’s Board of Directors as set forth in the Company’s Proxy Statement. | Management | For | For | ||||||||||
GENERAL MILLS, INC. | ||||||||||||||
Security | 370334104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GIS | Meeting Date | 28-Sep-2021 | |||||||||||
ISIN | US3703341046 | Agenda | 935483987 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||||
1B. | Election of Director: David M. Cordani | Management | For | For | ||||||||||
1C. | Election of Director: Jeffrey L. Harmening | Management | For | For | ||||||||||
1D. | Election of Director: Maria G. Henry | Management | For | For | ||||||||||
1E. | Election of Director: Jo Ann Jenkins | Management | For | For | ||||||||||
1F. | Election of Director: Elizabeth C. Lempres | Management | For | For | ||||||||||
1G. | Election of Director: Diane L. Neal | Management | For | For | ||||||||||
1H. | Election of Director: Steve Odland | Management | For | For | ||||||||||
1I. | Election of Director: Maria A. Sastre | Management | For | For | ||||||||||
1J. | Election of Director: Eric D. Sprunk | Management | For | For | ||||||||||
1K. | Election of Director: Jorge A. Uribe | Management | For | For | ||||||||||
2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
3. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
4. | Amendment and Restatement of Our Certificate of Incorporation to Eliminate Supermajority Voting Provisions. | Management | For | For | ||||||||||
DECHRA PHARMACEUTICALS PLC | ||||||||||||||
Security | G2769C145 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 21-Oct-2021 | ||||||||||||
ISIN | GB0009633180 | Agenda | 714674442 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE THE ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 30 JUNE 2021 TOGETHER WITH THE STRATEGIC REPORT DIRECTORS REPORT AND THE AUDITORS REPORT | Management | For | For | ||||||||||
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 30 JUNE 2021 | Management | For | For | ||||||||||
3 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||||
4 | TO ELECT DENISE GOODE | Management | For | For | ||||||||||
5 | TO RE-ELECT WILLIAM ANTHONY RICE | Management | For | For | ||||||||||
6 | TO RE-ELECT IAN PAGE | Management | For | For | ||||||||||
7 | TO RE-ELECT ANTHONY GRIFFIN | Management | For | For | ||||||||||
8 | TO RE-ELECT PAUL SANDLAND | Management | For | For | ||||||||||
9 | TO RE-ELECT LISA BRIGHT | Management | For | For | ||||||||||
10 | TO RE-ELECT JULIAN HESLOP | Management | For | For | ||||||||||
11 | TO RE-ELECT ISHBEL MACPHERSON | Management | For | For | ||||||||||
12 | TO RE-ELECT LAWSON MACARTNEY | Management | For | For | ||||||||||
13 | TO RE-ELECT ALISON PLATT | Management | For | For | ||||||||||
14 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS EXTERNAL AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
15 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE EXTERNAL AUDITOR | Management | For | For | ||||||||||
16 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES TO SPECIFIC LIMITS | Management | For | For | ||||||||||
17 | TO DISAPPLY THE PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||||
18 | TO DISAPPLY ADDITIONAL PRE-EMPTION RIGHTS | Management | For | For | ||||||||||
19 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||||
20 | TO AUTHORISE THE COMPANY TO HOLD ANY GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING OF THE COMPANY ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | For | For | ||||||||||
21 | TO APPROVE THE RULES OF THE DECHRA 2021 DEFERRED BONUS PLAN | Management | For | For | ||||||||||
PHIBRO ANIMAL HEALTH CORPORATION | ||||||||||||||
Security | 71742Q106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PAHC | Meeting Date | 01-Nov-2021 | |||||||||||
ISIN | US71742Q1067 | Agenda | 935495843 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gerald K. Carlson | For | For | |||||||||||
2 | Mary Lou Malanoski | For | For | |||||||||||
3 | Carol A. Wrenn | For | For | |||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2022. | Management | For | For | ||||||||||
THE CLOROX COMPANY | ||||||||||||||
Security | 189054109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CLX | Meeting Date | 17-Nov-2021 | |||||||||||
ISIN | US1890541097 | Agenda | 935503208 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Amy Banse | Management | For | For | ||||||||||
1B. | Election of Director: Richard H. Carmona | Management | For | For | ||||||||||
1C. | Election of Director: Spencer C. Fleischer | Management | For | For | ||||||||||
1D. | Election of Director: Esther Lee | Management | For | For | ||||||||||
1E. | Election of Director: A.D. David Mackay | Management | For | For | ||||||||||
1F. | Election of Director: Paul Parker | Management | For | For | ||||||||||
1G. | Election of Director: Linda Rendle | Management | For | For | ||||||||||
1H. | Election of Director: Matthew J. Shattock | Management | For | For | ||||||||||
1I. | Election of Director: Kathryn Tesija | Management | For | For | ||||||||||
1J. | Election of Director: Russell Weiner | Management | For | For | ||||||||||
1K. | Election of Director: Christopher J. Williams | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
3. | Ratification of the Selection of Ernst & Young LLP as the Clorox Company’s Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
4. | Approval of the Amended and Restated 2005 Stock Incentive Plan. | Management | For | For | ||||||||||
5. | Shareholder Proposal Requesting Non-Management Employees on Director Nominee Candidate Lists. | Shareholder | Against | For | ||||||||||
HESKA CORPORATION | ||||||||||||||
Security | 42805E306 | Meeting Type | Special | |||||||||||
Ticker Symbol | HSKA | Meeting Date | 22-Nov-2021 | |||||||||||
ISIN | US42805E3062 | Agenda | 935506850 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | To approve an amendment to our Restated Certificate of Incorporation, as amended, to increase the number of authorized shares of each class of our common stock by 6,750,000 shares. | Management | For | For | ||||||||||
CVS GROUP PLC | ||||||||||||||
Security | G27234106 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 24-Nov-2021 | ||||||||||||
ISIN | GB00B2863827 | Agenda | 714857426 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE THE COMPANY’S ANNUAL ACCOUNTS AND DIRECTORS’ AND AUDITORS’ REPORTS FOR THE YEAR ENDED 30 JUNE 2021 | Management | For | For | ||||||||||
2 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT FOR THE YEAR ENDED 30 JUNE 2021 | Management | For | For | ||||||||||
3 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 30 JUNE 2021 | Management | For | For | ||||||||||
4 | TO REAPPOINT RICHARD CONNELL AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
5 | TO REAPPOINT DEBORAH KEMP AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
6 | TO REAPPOINT RICHARD GRAY AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
7 | TO REAPPOINT DAVID WILTON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
8 | TO REAPPOINT RICHARD FAIRMAN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
9 | TO REAPPOINT BEN JACKLIN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
10 | TO REAPPOINT ROBIN ALFONSO AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
11 | TO REAPPOINT DELOITTE LLP AS AUDITORS OF THE COMPANY | Management | For | For | ||||||||||
12 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||||||||
13 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES UNDER SECTION 551 OF THE COMPANIES ACT 2006 | Management | For | For | ||||||||||
14 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES ON A NON PRE-EMPTIVE BASIS IN ACCORDANCE WITH SECTION 570 OF THE COMPANIES ACT 2006 | Management | Abstain | Against | ||||||||||
15 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES (OTHERWISE THAN PURSUANT TO RESOLUTION 14) ON A NON PRE-EMPTIVE BASIS UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 7,086.87 | Management | Abstain | Against | ||||||||||
16 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management | For | For | ||||||||||
17 | TO APPROVE THAT THE PERIOD OF NOTICE REQUIRED FOR GENERAL MEETINGS OF THE COMPANY (OTHER THAN ANNUAL GENERAL MEETINGS) SHALL BE NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | For | For | ||||||||||
OIL-DRI CORPORATION OF AMERICA | ||||||||||||||
Security | 677864100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ODC | Meeting Date | 08-Dec-2021 | |||||||||||
ISIN | US6778641000 | Agenda | 935508397 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ellen-Blair Chube | For | For | |||||||||||
2 | Paul M. Hindsley | For | For | |||||||||||
3 | Daniel S. Jaffee | For | For | |||||||||||
4 | Michael A. Nemeroff | For | For | |||||||||||
5 | George C. Roeth | For | For | |||||||||||
6 | Amy L. Ryan | For | For | |||||||||||
7 | Allan H. Selig | For | For | |||||||||||
8 | Paul E. Suckow | For | For | |||||||||||
9 | Lawrence E. Washow | For | For | |||||||||||
2. | Ratification of the appointment of Grant Thornton LLP as the Company’s independent auditor for the fiscal year ending July 31, 2022. | Management | For | For | ||||||||||
CENTRAL GARDEN & PET COMPANY | ||||||||||||||
Security | 153527106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CENT | Meeting Date | 08-Feb-2022 | |||||||||||
ISIN | US1535271068 | Agenda | 935535546 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | William E. Brown | For | For | |||||||||||
2 | Courtnee Chun | For | For | |||||||||||
3 | Timothy P. Cofer | For | For | |||||||||||
4 | Lisa Coleman | For | For | |||||||||||
5 | Brendan P. Dougher | For | For | |||||||||||
6 | Michael J. Griffith | For | For | |||||||||||
7 | Christopher T. Metz | For | For | |||||||||||
8 | Daniel P. Myers | For | For | |||||||||||
9 | Brooks M Pennington III | For | For | |||||||||||
10 | John R. Ranelli | For | For | |||||||||||
11 | M. Beth Springer | For | For | |||||||||||
2. | To ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending on September 24, 2022. | Management | For | For | ||||||||||
NESTLE S.A. | ||||||||||||||
Security | H57312649 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 07-Apr-2022 | ||||||||||||
ISIN | CH0038863350 | Agenda | 715274635 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 701444 DUE TO CHANGE IN- RECOMMENDATION FOR RESOLUTION 7. ALL VOTES RECEIVED ON THE PREVIOUS MEETING- WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE- REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE- EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE.THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2021 | Management | No Action | |||||||||||
1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2021 (ADVISORY VOTE) | Management | No Action | |||||||||||
2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | No Action | |||||||||||
3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: PAUL BULCKE | Management | No Action | |||||||||||
4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ULF MARK SCHNEIDER | Management | No Action | |||||||||||
4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HENRI DE CASTRIES | Management | No Action | |||||||||||
4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: RENATO FASSBIND | Management | No Action | |||||||||||
4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PABLO ISLA | Management | No Action | |||||||||||
4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: EVA CHENG | Management | No Action | |||||||||||
4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PATRICK AEBISCHER | Management | No Action | |||||||||||
4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KIMBERLY A. ROSS | Management | No Action | |||||||||||
4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DICK BOER | Management | No Action | |||||||||||
4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DINESH PALIWAL | Management | No Action | |||||||||||
4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HANNE JIMENEZ DE MORA | Management | No Action | |||||||||||
4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: LINDIWE MAJELE SIBANDA | Management | No Action | |||||||||||
4.2.1 | ELECTION TO THE BOARD OF DIRECTORS: CHRIS LEONG | Management | No Action | |||||||||||
4.2.2 | ELECTION TO THE BOARD OF DIRECTORS: LUCA MAESTRI | Management | No Action | |||||||||||
4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PABLO ISLA | Management | No Action | |||||||||||
4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PATRICK AEBISCHER | Management | No Action | |||||||||||
4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DICK BOER | Management | No Action | |||||||||||
4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DINESH PALIWAL | Management | No Action | |||||||||||
4.4 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG LTD, LAUSANNE BRANCH | Management | No Action | |||||||||||
4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | No Action | |||||||||||
5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | No Action | |||||||||||
7 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL | Management | No Action | |||||||||||
CHURCH & DWIGHT CO., INC. | ||||||||||||||
Security | 171340102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CHD | Meeting Date | 28-Apr-2022 | |||||||||||
ISIN | US1713401024 | Agenda | 935566779 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director to serve for a term of one year: Bradlen S. Cashaw | Management | For | For | ||||||||||
1B. | Election of Director to serve for a term of one year: James R. Craigie | Management | For | For | ||||||||||
1C. | Election of Director to serve for a term of one year: Matthew T. Farrell | Management | For | For | ||||||||||
1D. | Election of Director to serve for a term of one year: Bradley C. Irwin | Management | For | For | ||||||||||
1E. | Election of Director to serve for a term of one year: Penry W. Price | Management | For | For | ||||||||||
1F. | Election of Director to serve for a term of one year: Susan G. Saideman | Management | For | For | ||||||||||
1G. | Election of Director to serve for a term of one year: Ravichandra K. Saligram | Management | For | For | ||||||||||
1H. | Election of Director to serve for a term of one year: Robert K. Shearer | Management | For | For | ||||||||||
1I. | Election of Director to serve for a term of one year: Janet S. Vergis | Management | For | For | ||||||||||
1J. | Election of Director to serve for a term of one year: Arthur B. Winkleblack | Management | For | For | ||||||||||
1K. | Election of Director to serve for a term of one year: Laurie J. Yoler | Management | For | For | ||||||||||
2. | An advisory vote to approve compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2022. | Management | For | For | ||||||||||
4. | Proposal to approve an amendment and restatement of the Church & Dwight Co., Inc. Amended and Restated Omnibus Equity Compensation Plan. | Management | For | For | ||||||||||
5. | Stockholder Proposal - Special Shareholder Meeting Improvement. | Shareholder | Against | For | ||||||||||
HESKA CORPORATION | ||||||||||||||
Security | 42805E306 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HSKA | Meeting Date | 04-May-2022 | |||||||||||
ISIN | US42805E3062 | Agenda | 935570374 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director for a one year term: Robert L. Antin | Management | For | For | ||||||||||
1.2 | Election of Director for a one year term: Stephen L. Davis | Management | For | For | ||||||||||
1.3 | Election of Director for a one year term: Mark F. Furlong | Management | For | For | ||||||||||
1.4 | Election of Director for a one year term: Joachim A. Hasenmaier | Management | For | For | ||||||||||
1.5 | Election of Director for a one year term: Scott W. Humphrey | Management | For | For | ||||||||||
1.6 | Election of Director for a one year term: Sharon J. Maples | Management | For | For | ||||||||||
1.7 | Election of Director for a one year term: David E. Sveen | Management | For | For | ||||||||||
1.8 | Election of Director for a one year term: Kevin S. Wilson | Management | For | For | ||||||||||
2. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
3. | To amend the Heska Corporation Equity Incentive Plan to increase the number of shares authorized for issuance thereunder by 100,000 shares. | Management | For | For | ||||||||||
4. | To approve our executive compensation in a non-binding advisory vote. | Management | For | For | ||||||||||
COLGATE-PALMOLIVE COMPANY | ||||||||||||||
Security | 194162103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CL | Meeting Date | 06-May-2022 | |||||||||||
ISIN | US1941621039 | Agenda | 935571338 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: John P. Bilbrey | Management | For | For | ||||||||||
1b. | Election of Director: John T. Cahill | Management | For | For | ||||||||||
1c. | Election of Director: Lisa M. Edwards | Management | For | For | ||||||||||
1d. | Election of Director: C. Martin Harris | Management | For | For | ||||||||||
1e. | Election of Director: Martina Hund-Mejean | Management | For | For | ||||||||||
1f. | Election of Director: Kimberly A. Nelson | Management | For | For | ||||||||||
1g. | Election of Director: Lorrie M. Norrington | Management | For | For | ||||||||||
1h. | Election of Director: Michael B. Polk | Management | For | For | ||||||||||
1i. | Election of Director: Stephen I. Sadove | Management | For | For | ||||||||||
1j. | Election of Director: Noel R. Wallace | Management | For | For | ||||||||||
2. | Ratify selection of PricewaterhouseCoopers LLP as Colgate’s independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
4. | Stockholder proposal regarding shareholder ratification of termination pay. | Shareholder | Against | For | ||||||||||
5. | Stockholder proposal regarding charitable donation disclosure. | Shareholder | Abstain | Against | ||||||||||
COVETRUS, INC. | ||||||||||||||
Security | 22304C100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVET | Meeting Date | 11-May-2022 | |||||||||||
ISIN | US22304C1009 | Agenda | 935575110 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Deborah G. Ellinger | Management | For | For | ||||||||||
1B. | Election of Director: Paul Fonteyne | Management | For | For | ||||||||||
1C. | Election of Director: Sandra L. Helton | Management | For | For | ||||||||||
1D. | Election of Director: Philip A. Laskawy | Management | For | For | ||||||||||
1E. | Election of Director: Mark J. Manoff | Management | For | For | ||||||||||
1F. | Election of Director: Edward M. McNamara | Management | For | For | ||||||||||
1G. | Election of Director: Steven Paladino | Management | For | For | ||||||||||
1H. | Election of Director: Sandra Peterson | Management | For | For | ||||||||||
1I. | Election of Director: Ravi Sachdev | Management | For | For | ||||||||||
1J. | Election of Director: Sharon Wienbar | Management | For | For | ||||||||||
1K. | Election of Director: Benjamin Wolin | Management | For | For | ||||||||||
2. | Ratification of the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022 | Management | For | For | ||||||||||
3. | To approve, by a non-binding, advisory vote, the 2021 compensation paid to our named executive officers | Management | For | For | ||||||||||
CVS HEALTH CORPORATION | ||||||||||||||
Security | 126650100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVS | Meeting Date | 11-May-2022 | |||||||||||
ISIN | US1266501006 | Agenda | 935576972 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Fernando Aguirre | Management | For | For | ||||||||||
1B. | Election of Director: C. David Brown II | Management | For | For | ||||||||||
1C. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | ||||||||||
1D. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | ||||||||||
1E. | Election of Director: Roger N. Farah | Management | For | For | ||||||||||
1F. | Election of Director: Anne M. Finucane | Management | For | For | ||||||||||
1G. | Election of Director: Edward J. Ludwig | Management | For | For | ||||||||||
1H. | Election of Director: Karen S. Lynch | Management | For | For | ||||||||||
1I. | Election of Director: Jean-Pierre Millon | Management | For | For | ||||||||||
1J. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||||
1K. | Election of Director: William C. Weldon | Management | For | For | ||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm for 2022. | Management | For | For | ||||||||||
3. | Say on Pay, a proposal to approve, on an advisory basis, the Company’s executive compensation. | Management | For | For | ||||||||||
4. | Stockholder proposal for reducing our ownership threshold to request a special stockholder meeting. | Shareholder | Against | For | ||||||||||
5. | Stockholder proposal regarding our independent Board Chair. | Shareholder | Against | For | ||||||||||
6. | Stockholder proposal on civil rights and non- discrimination audit focused on “non-diverse” employees. | Shareholder | Abstain | Against | ||||||||||
7. | Stockholder proposal requesting paid sick leave for all employees. | Shareholder | Abstain | Against | ||||||||||
8. | Stockholder proposal regarding a report on the public health costs of our food business to diversified portfolios. | Shareholder | Abstain | Against | ||||||||||
IDEXX LABORATORIES, INC. | ||||||||||||||
Security | 45168D104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IDXX | Meeting Date | 11-May-2022 | |||||||||||
ISIN | US45168D1046 | Agenda | 935579079 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director (Proposal One): Jonathan W. Ayers | Management | For | For | ||||||||||
1B. | Election of Director (Proposal One): Stuart M. Essig, PhD | Management | For | For | ||||||||||
1C. | Election of Director (Proposal One): Jonathan J. Mazelsky | Management | For | For | ||||||||||
1D. | Election of Director (Proposal One): M. Anne Szostak | Management | For | For | ||||||||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the current fiscal year (Proposal Two). | Management | For | For | ||||||||||
3. | Advisory Vote on Executive Compensation. To approve a nonbinding advisory resolution on the Company’s executive compensation (Proposal Three). | Management | For | For | ||||||||||
TRACTOR SUPPLY COMPANY | ||||||||||||||
Security | 892356106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TSCO | Meeting Date | 11-May-2022 | |||||||||||
ISIN | US8923561067 | Agenda | 935579841 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1.1 | Election of Director: Cynthia T. Jamison | Management | For | For | ||||||||||
1.2 | Election of Director: Joy Brown | Management | For | For | ||||||||||
1.3 | Election of Director: Ricardo Cardenas | Management | For | For | ||||||||||
1.4 | Election of Director: Denise L. Jackson | Management | For | For | ||||||||||
1.5 | Election of Director: Thomas A. Kingsbury | Management | For | For | ||||||||||
1.6 | Election of Director: Ramkumar Krishnan | Management | For | For | ||||||||||
1.7 | Election of Director: Harry A. Lawton III | Management | For | For | ||||||||||
1.8 | Election of Director: Edna K. Morris | Management | For | For | ||||||||||
1.9 | Election of Director: Mark J. Weikel | Management | For | For | ||||||||||
2. | To ratify the re-appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022 | Management | For | For | ||||||||||
3. | To approve, by advisory vote, the compensation of our named executive officers | Management | For | For | ||||||||||
4. | To vote on a shareholder proposal titled “Report on Costs of Low Wages and Inequality” | Shareholder | Abstain | Against | ||||||||||
ELANCO ANIMAL HEALTH INCORPORATED | ||||||||||||||
Security | 28414H103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ELAN | Meeting Date | 18-May-2022 | |||||||||||
ISIN | US28414H1032 | Agenda | 935584119 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Kapila K. Anand | Management | For | For | ||||||||||
1b. | Election of Director: John P. Bilbrey | Management | For | For | ||||||||||
1c. | Election of Director: Scott D. Ferguson | Management | For | For | ||||||||||
1d. | Election of Director: Paul Herendeen | Management | For | For | ||||||||||
1e. | Election of Director: Lawrence E. Kurzius | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as the company’s independent registered public accounting firm for 2022. | Management | For | For | ||||||||||
3. | Advisory vote on the approval of executive compensation. | Management | For | For | ||||||||||
4. | Approval of the Elanco Animal Health Incorporated Employee Stock Purchase Plan. | Management | For | For | ||||||||||
5. | Approval of amendments to the company’s Amended and Restated Articles of Incorporation to eliminate supermajority voting requirements. | Management | For | For | ||||||||||
6. | Approval of amendments to the company’s Amended and Restated Articles of Incorporation to eliminate legacy parent provisions. | Management | For | For | ||||||||||
ZOETIS INC. | ||||||||||||||
Security | 98978V103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ZTS | Meeting Date | 19-May-2022 | |||||||||||
ISIN | US98978V1035 | Agenda | 935591176 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1A. | Election of Director: Paul M. Bisaro | Management | For | For | ||||||||||
1B. | Election of Director: Frank A. D’Amelio | Management | For | For | ||||||||||
1C. | Election of Director: Michael B. McCallister | Management | For | For | ||||||||||
2. | Advisory vote to approve our executive compensation. | Management | For | For | ||||||||||
3. | Approval of an Amendment and Restatement of our 2013 Equity and Incentive Plan. | Management | For | For | ||||||||||
4. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2022. | Management | For | For | ||||||||||
5. | Approval of an amendment to our Restated Certificate of Incorporation to eliminate supermajority voting provisions and certain provisions related to Pfizer Inc. | Management | For | For | ||||||||||
6. | Approval of an amendment to our Restated Certificate of Incorporation to declassify the Board of Directors. | Management | For | For | ||||||||||
AMAZON.COM, INC. | ||||||||||||||
Security | 023135106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AMZN | Meeting Date | 25-May-2022 | |||||||||||
ISIN | US0231351067 | Agenda | 935609288 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Jeffrey P. Bezos | Management | For | For | ||||||||||
1b. | Election of Director: Andrew R. Jassy | Management | For | For | ||||||||||
1c. | Election of Director: Keith B. Alexander | Management | For | For | ||||||||||
1d. | Election of Director: Edith W. Cooper | Management | For | For | ||||||||||
1e. | Election of Director: Jamie S. Gorelick | Management | For | For | ||||||||||
1f. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||||||||||
1g. | Election of Director: Judith A. McGrath | Management | For | For | ||||||||||
1h. | Election of Director: Indra K. Nooyi | Management | For | For | ||||||||||
1i. | Election of Director: Jonathan J. Rubinstein | Management | For | For | ||||||||||
1j. | Election of Director: Patricia Q. Stonesifer | Management | For | For | ||||||||||
1k. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||||
4. | APPROVAL OF AN AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A 20-FOR-1 SPLIT OF THE COMPANY’S COMMON STOCK AND A PROPORTIONATE INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK | Management | For | For | ||||||||||
5. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS | Shareholder | Abstain | Against | ||||||||||
6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE | Shareholder | Abstain | Against | ||||||||||
7. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY | Shareholder | Against | For | ||||||||||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS | Shareholder | Abstain | Against | ||||||||||
9. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WORKER HEALTH AND SAFETY DIFFERENCES | Shareholder | Abstain | Against | ||||||||||
10. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON RISKS ASSOCIATED WITH THE USE OF CERTAIN CONTRACT CLAUSES | Shareholder | Abstain | Against | ||||||||||
11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE CONTRIBUTIONS | Shareholder | Abstain | Against | ||||||||||
12. | SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING | Shareholder | Abstain | Against | ||||||||||
13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION | Shareholder | Against | For | ||||||||||
14. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Shareholder | Abstain | Against | ||||||||||
15. | SHAREHOLDER PROPOSAL REQUESTING A POLICY REQUIRING MORE DIRECTOR CANDIDATES THAN BOARD SEATS | Shareholder | Against | For | ||||||||||
16. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS | Shareholder | Abstain | Against | ||||||||||
17. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY | Shareholder | Abstain | Against | ||||||||||
18. | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT | Shareholder | Abstain | Against | ||||||||||
19. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Abstain | Against | ||||||||||
ANIMALCARE GROUP PLC | ||||||||||||||
Security | G0403N105 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 07-Jun-2022 | ||||||||||||
ISIN | GB0032350695 | Agenda | 715641773 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1 | TO RECEIVE THE AUDITED ANNUAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2021 TOGETHER WITH THE DIRECTORS’ REPORT AND THE AUDITOR’S REPORT ON THOSE ANNUAL ACCOUNTS | Management | For | For | ||||||||||
2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2021 OF 2.4 PENCE PER ORDINARY SHARE | Management | For | For | ||||||||||
3 | TO ELECT DR D HUTCHENS AS A DIRECTOR | Management | For | For | ||||||||||
4 | TO ELECT MS S METAYER AS A DIRECTOR | Management | For | For | ||||||||||
5 | TO RE-ELECT MR J BOONE AS A DIRECTOR | Management | For | For | ||||||||||
6 | TO RE-ELECT MR C BREWSTER AS A DIRECTOR | Management | For | For | ||||||||||
7 | TO RE-ELECT MR M COUCKE AS A DIRECTOR | Management | For | For | ||||||||||
8 | TO RE-ELECT MR E TORR AS A DIRECTOR | Management | For | For | ||||||||||
9 | TO RE-ELECT MS J WINTER AS A DIRECTOR | Management | For | For | ||||||||||
10 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT SET OUT ON PAGES 64 TO 65 0F THE ANNUAL REPORT AND ACCOUNTS 2021 | Management | For | For | ||||||||||
11 | TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||||||
12 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||||||||
13 | DIRECTORS’ AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||
14 | THAT IF RESOLUTION 13 IS PASSED, THE BOARD BE AUTHORISED TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE LIMITED: A. TO ALLOTMENTS FOR RIGHTS ISSUES AND OTHER PRE-EMPTIVE ISSUES; AND B. TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF | Management | For | For | ||||||||||
TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) UP TO A NOMINAL AMOUNT OF GBP 600,922, BEING 5% OF THE TOTAL ORDINARY SHARE CAPITAL IN ISSUE AT 3 MAY 2022, BEING THE LATEST PRACTICABLE DATE PRIOR TO PUBLICATION OF THIS NOTICE OF MEETING, SUCH AUTHORITY TO EXPIRE AT THE END OF THE 2023 ANNUAL GENERAL MEETING OF THE COMPANY (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 7 SEPTEMBER 2023) BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | ||||||||||||||
15 | THAT IF RESOLUTION 13 IS PASSED, THE BOARD BE AUTHORISED IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 14 TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE: A. LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL AMOUNT OF GBP 600,922; AND B. USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD OF THE COMPANY DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DIS-APPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH AUTHORITY TO EXPIRE AT THE END OF THE 2023 ANNUAL GENERAL MEETING OF THE COMPANY (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 7 SEPTEMBER 2023) SAVE THAT, IN EACH CASE, THE COMPANY MAY BEFORE SUCH EXPIRY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | Management | Abstain | Against | ||||||||||
16 | THAT THE COMPANY BE GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTION 701 OF THE ACT TO MAKE MARKET PURCHASES (AS DEFINED IN SECTION 693 OF THE ACT) OF ORDINARY SHARES OF 20 PENCE EACH IN THE CAPITAL OF THE COMPANY (‘ORDINARY SHARES’) PROVIDED THAT: A. THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED IS 6,009,216; B. THE MINIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR SUCH ORDINARY SHARES IS 20 PENCE PER SHARE, BEING THE NOMINAL AMOUNT THEREOF; C. THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR SUCH ORDINARY SHARES SHALL BE AN AMOUNT EQUAL TO THE HIGHER OF: (I) 5% ABOVE THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES TAKEN FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE PURCHASE IS MADE; AND (II) THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE TRADING SYSTEM (SETS); AND D. THE AUTHORITY HEREBY CONFERRED SHALL (UNLESS PREVIOUSLY RENEWED OR REVOKED) EXPIRE AT THE END OF THE 2023 ANNUAL GENERAL MEETING, SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE A CONTRACT OR AGREEMENT TO MAKE A MARKET PURCHASE OF ITS OWN ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF SUCH AUTHORITY AND THE COMPANY MAY PURCHASE SUCH SHARES AS IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED | Management | For | For | ||||||||||
CMMT | 13 MAY 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS 2, 10, 13, 14 AND 15. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
TRUPANION, INC. | ||||||||||||||
Security | 898202106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TRUP | Meeting Date | 08-Jun-2022 | |||||||||||
ISIN | US8982021060 | Agenda | 935621296 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Director: Michael Doak | Management | For | For | ||||||||||
1b. | Election of Director: Eric Johnson | Management | For | For | ||||||||||
1c. | Election of Director: Darryl Rawlings | Management | For | For | ||||||||||
2. | To ratify the selection of Ernst & Young LLP as Trupanion, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
3. | To approve, by non-binding advisory vote, the compensation of our named executive officers for the year ended December 31, 2021. | Management | For | For | ||||||||||
STE VIRBAC SA | ||||||||||||||
Security | F97900116 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 21-Jun-2022 | ||||||||||||
ISIN | FR0000031577 | Agenda | 715633093 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||||
CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | ||||||||||||
CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL 2021 APPROVAL OF EXPENSES REFERRED TO IN ARTICLE 39-4 OF THE FRENCH GENERAL TAX CODE DISCHARGE GRANTED TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
3 | ALLOCATION OF INCOME DISTRIBUTION OF THE DIVIDEND ACKNOWLEDGMENT OF THE DISTRIBUTIONS OF DIVIDEND FOR THE PAST THREE FINANCIAL YEARS | Management | No Action | |||||||||||
4 | REGULATED AGREEMENTS AND COMMITMENTS REFERRED TO IN ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
5 | RENEWAL OF THE TERM OF OFFICE OF PIERRE MADELPUECH AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
6 | RENEWAL OF THE TERM OF OFFICE OF CYRILLE PETIT CONSEIL COMPANY, REPRESENTED BY CYRILLE PETIT, AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
7 | RENEWAL OF THE TERM OF OFFICE OF XAVIER YON CONSULTING UNIPESSOAL LDA COMPANY, REPRESENTED BY XAVIER YON, AS CENSOR | Management | No Action | |||||||||||
8 | RENEWAL OF THE TERM OF OFFICE OF RODOLPHE DURAND AS CENSOR | Management | No Action | |||||||||||
9 | RENEWAL OF THE TERM OF OFFICE OF DELOITTE & ASSOCIES COMPANY AS PRINCIPAL STATUTORY AUDITOR | Management | No Action | |||||||||||
10 | RENEWAL OF THE TERM OF OFFICE OF NOVANCES- DAVID & ASSOCIES COMPANY AS PRINCIPAL STATUTORY AUDITOR | Management | No Action | |||||||||||
11 | APPROVAL OF THE INFORMATION MENTIONED IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE RELATING TO THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
12 | APPROVAL OF THE INFORMATION MENTIONED IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE RELATING TO THE REMUNERATION OF THE CHIEF EXECUTIVE OFFICER AND DEPUTY CHIEF EXECUTIVE OFFICERS | Management | No Action | |||||||||||
13 | APPROVAL OF THE ELEMENTS MAKING UP THE REMUNERATION AND BENEFITS OF ANY KIND PAID DURING OR ATTRIBUTED FOR THE FINANCIAL YEAR 2021 TO MARIE-HELENE DICK-MADELPUECH, CHAIRWOMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
14 | APPROVAL OF THE ELEMENTS MAKING UP THE REMUNERATION AND BENEFITS OF ANY KIND PAID DURING OR ATTRIBUTED FOR THE FINANCIAL YEAR 2021 TO SEBASTIEN HURON, CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
15 | APPROVAL OF THE ELEMENTS MAKING UP THE REMUNERATION AND BENEFITS OF ANY KIND PAID DURING OR ATTRIBUTED FOR THE FINANCIAL YEAR 2021 TO HABIB RAMDANI, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
16 | APPROVAL OF THE ELEMENTS MAKING UP THE REMUNERATION AND BENEFITS OF ANY KIND PAID DURING OR ATTRIBUTED FOR THE FINANCIAL YEAR 2021 TO MARC BISTUER, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
17 | APPROVAL OF THE REMUNERATION POLICY OF THE CHAIRWOMAN OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||||
18 | APPROVAL OF THE REMUNERATION POLICY OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||||
19 | APPROVAL OF THE REMUNERATION POLICY OF SEBASTIEN HURON, CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||||
20 | APPROVAL OF THE REMUNERATION POLICY OF HABIB RAMDANI, DEPUTY CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||||
21 | APPROVAL OF THE REMUNERATION POLICY OF MARC BISTUER, DEPUTY CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||||
22 | SETTING THE AMOUNT OF REMUNERATION ALLOCATED TO THE MEMBERS OF THE BOARD OF DIRECTORS AND CENSORS | Management | No Action | |||||||||||
23 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH THE REPURCHASE OF THE SHARES OF THE COMPANY | Management | No Action | |||||||||||
24 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:- https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pdf/202 2/0509/202205092201510-.pdf | Non-Voting | ||||||||||||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||||
PETIQ, INC. | ||||||||||||||
Security | 71639T106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PETQ | Meeting Date | 22-Jun-2022 | |||||||||||
ISIN | US71639T1060 | Agenda | 935646301 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1a. | Election of Class II Director to serve until the third Annual Meeting: Larry Bird | Management | Abstain | Against | ||||||||||
1b. | Election of Class II Director to serve until the third Annual Meeting: Mark First | Management | For | For | ||||||||||
1c. | Election of Class II Director to serve until the third Annual Meeting: Scott Huff | Management | For | For | ||||||||||
2. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
3. | To approve, on an advisory, non-binding basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
4. | To approve the amendment and restatement of our Amended and Restated 2017 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
5. | To amend our Amended and Restated Certificate of Incorporation to eliminate supermajority provisions. | Management | For | For | ||||||||||
6. | To amend our Amended and Restated Certificate of Incorporation to declassify our Board of Directors. | Management | For | For | ||||||||||
PETCO HEALTH AND WELLNESS COMPANY, INC. | ||||||||||||||
Security | 71601V105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WOOF | Meeting Date | 28-Jun-2022 | |||||||||||
ISIN | US71601V1052 | Agenda | 935646236 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Christy Lake | For | For | |||||||||||
2 | R. Michael (Mike) Mohan | For | For | |||||||||||
3 | Jennifer Pereira | For | For | |||||||||||
4 | Christopher J. Stadler | For | For | |||||||||||
2. | To approve, on a non-binding, advisory basis, the compensation of the Company’s named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending January 28, 2023. | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | Gabelli Innovations Trust |
By (Signature and Title)* | /s/ John C. Ball |
John C. Ball, President and Principal Executive Officer |
Date | August 24, 2022 |
*Print the name and title of each signing officer under his or her signature.