The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAZON.COM INC | COM | 023135106 | 230 | 67 | SH | SOLE | NONE | 0 | 0 | 67 | |
ANNALY CAPITAL MANAGEMENT INC COM | COM | 035710409 | 278 | 31,409 | SH | SOLE | NONE | 0 | 0 | 31,409 | |
APPLE INC | COM | 037833100 | 773 | 5,649 | SH | SOLE | NONE | 0 | 0 | 5,649 | |
BERKSHIRE HATHAWAY INC | CL B NEW | 084670702 | 237 | 856 | SH | SOLE | NONE | 0 | 0 | 856 | |
BK OF AMERICA CORP COM | COM | 060505104 | 267 | 6,481 | SH | SOLE | NONE | 0 | 0 | 6,481 | |
BLACKSTONE MORTGAGE TRUST INC | COM CL A | 09257W100 | 218 | 6,854 | SH | SOLE | NONE | 0 | 0 | 6,854 | |
BROADCOM INC COM | COM | 11135F101 | 297 | 624 | SH | SOLE | NONE | 0 | 0 | 624 | |
BUTTERFLY NETWORK INC | COM CL A | 124155102 | 485 | 33,535 | SH | SOLE | NONE | 0 | 0 | 33,535 | |
DISNEY WALT CO COM | COM | 254687106 | 269 | 1,533 | SH | SOLE | NONE | 0 | 0 | 1,533 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 290 | 1,543 | SH | SOLE | NONE | 0 | 0 | 1,543 | |
INVESCO EXCH TRADED FD TR II PFD ETF | PFD ETF | 46138E511 | 264 | 17,246 | SH | SOLE | NONE | 0 | 0 | 17,246 | |
INVESCO QQQ TR UNIT SER 1 | UNIT SER 1 | 46090E103 | 274 | 773 | SH | SOLE | NONE | 0 | 0 | 773 | |
ISHARES | 0-5 YR TIPS ETF | 46429B747 | 1,086 | 10,222 | SH | SOLE | NONE | 0 | 0 | 10,222 | |
ISHARES CORE | CORE 1 5 YR USD | 46432F859 | 2,895 | 56,461 | SH | SOLE | NONE | 0 | 0 | 56,461 | |
ISHARES CORE S&P SMALL-CAP E | CORE S&P SCP ETF | 464287804 | 11,310 | 100,108 | SH | SOLE | NONE | 0 | 0 | 100,108 | |
ISHARES CORE S&P TOTAL US STOCK MARKET ETF | CORE S&P TTL STK | 464287150 | 1,511 | 15,308 | SH | SOLE | NONE | 0 | 0 | 15,308 | |
ISHARES CORE S&P US VALUE ETF | CORE S&P US VLU | 464287663 | 2,826 | 39,275 | SH | SOLE | NONE | 0 | 0 | 39,275 | |
ISHARES CORE US AGGREGATE BOND ETF | CORE US AGGBD ET | 464287226 | 15,013 | 130,178 | SH | SOLE | NONE | 0 | 0 | 130,178 | |
ISHARES IBONDS DEC 2021 TERM CORPORATE ETF | IBONDS DEC21 ETF | 46434VBK5 | 2,316 | 93,488 | SH | SOLE | NONE | 0 | 0 | 93,488 | |
ISHARES IBONDS DEC 2021 TERM MUNI BOND ETF | IBONDS DEC2021 | 46435G789 | 930 | 36,277 | SH | SOLE | NONE | 0 | 0 | 36,277 | |
ISHARES IBONDS DEC 2022 TERM CORPORATE ETF | IBONDS DEC22 ETF | 46434VBA7 | 2,572 | 101,296 | SH | SOLE | NONE | 0 | 0 | 101,296 | |
ISHARES IBONDS DEC 2022 TERM MUNI BOND ETF | IBONDS DEC2022 | 46435G755 | 451 | 17,208 | SH | SOLE | NONE | 0 | 0 | 17,208 | |
ISHARES IBONDS DEC 2023 TERM CORPORATE ETF | IBONDS DEC23 ETF | 46434VAX8 | 2,166 | 83,073 | SH | SOLE | NONE | 0 | 0 | 83,073 | |
ISHARES IBOXX | IBOXX INV CP ETF | 464287242 | 2,145 | 15,971 | SH | SOLE | NONE | 0 | 0 | 15,971 | |
ISHARES INC CORE MSCI EMERGING MKTS ETF | CORE MSCI EMKT | 46434G103 | 6,985 | 104,271 | SH | SOLE | NONE | 0 | 0 | 104,271 | |
ISHARES INC MSCI EM ASIA ETF | MSCI EM ASIA ETF | 464286426 | 797 | 8,626 | SH | SOLE | NONE | 0 | 0 | 8,626 | |
ISHARES MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 2,375 | 30,121 | SH | SOLE | NONE | 0 | 0 | 30,121 | |
ISHARES NEW YORK MUNI BOND ETF | NEW YORK MUN ETF | 464288323 | 231 | 3,964 | SH | SOLE | NONE | 0 | 0 | 3,964 | |
ISHARES RUSSELL 1000 VALUE ETF | RUS 1000 VAL ETF | 464287598 | 664 | 4,190 | SH | SOLE | NONE | 0 | 0 | 4,190 | |
ISHARES RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 470 | 2,051 | SH | SOLE | NONE | 0 | 0 | 2,051 | |
ISHARES RUSSELL 2000 VALUE ETF | RUS 2000 VAL ETF | 464287630 | 757 | 4,568 | SH | SOLE | NONE | 0 | 0 | 4,568 | |
ISHARES RUSSELL MID-CAP VALUE ETF | RUS MDCP VAL ETF | 464287473 | 585 | 5,091 | SH | SOLE | NONE | 0 | 0 | 5,091 | |
ISHARES S&P 500 | CORE S&P500 ETF | 464287200 | 29,905 | 69,561 | SH | SOLE | NONE | 0 | 0 | 69,561 | |
ISHARES S&P 500 GROWTH ETF | S&P 500 GRWT ETF | 464287309 | 12,806 | 176,087 | SH | SOLE | NONE | 0 | 0 | 176,087 | |
ISHARES S&P 500 VALUE ETF | S&P 500 VAL ETF | 464287408 | 5,995 | 40,605 | SH | SOLE | NONE | 0 | 0 | 40,605 | |
ISHARES S&P MID-CAP 400 GROWTH ETF | S&P MC 400GR ETF | 464287606 | 4,948 | 61,147 | SH | SOLE | NONE | 0 | 0 | 61,147 | |
ISHARES S&P MIDCAP 400 INDEX FUND | CORE S&P MCP ETF | 464287507 | 9,631 | 35,840 | SH | SOLE | NONE | 0 | 0 | 35,840 | |
ISHARES S&P SMALLCAP 600 VALUE INDEX FUND | SP SMCP600VL ETF | 464287879 | 415 | 3,943 | SH | SOLE | NONE | 0 | 0 | 3,943 | |
ISHARES SELECT DIVIDEND ETF | SELECT DIVID ETF | 464287168 | 3,047 | 26,135 | SH | SOLE | NONE | 0 | 0 | 26,135 | |
ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | SHRT NAT MUN ETF | 464288158 | 901 | 8,361 | SH | SOLE | NONE | 0 | 0 | 8,361 | |
ISHARES TR CORE MSCI TOTAL | CORE MSCI TOTAL | 46432F834 | 2,565 | 35,006 | SH | SOLE | NONE | 0 | 0 | 35,006 | |
ISHARES TR EAFE GRWTH ETF | EAFE GRWTH ETF | 464288885 | 705 | 6,578 | SH | SOLE | NONE | 0 | 0 | 6,578 | |
ISHARES TR EAFE SML CP ETF | EAFE SML CP ETF | 464288273 | 4,438 | 59,851 | SH | SOLE | NONE | 0 | 0 | 59,851 | |
ISHARES TR EXPND TEC SC ETF | EXPND TEC SC ETF | 464287549 | 200 | 496 | SH | SOLE | NONE | 0 | 0 | 496 | |
ISHARES TR FLTG RATE NT ETF | FLTG RATE NT ETF | 46429B655 | 893 | 17,573 | SH | SOLE | NONE | 0 | 0 | 17,573 | |
ISHARES TR IBONDS | IBONDS DEC2023 | 46435G318 | 522 | 20,019 | SH | SOLE | NONE | 0 | 0 | 20,019 | |
ISHARES TR IBOXX HI YD ETF | IBOXX HI YD ETF | 464288513 | 364 | 4,137 | SH | SOLE | NONE | 0 | 0 | 4,137 | |
ISHARES TR INTL SEL DIV ETF | INTL SEL DIV ETF | 464288448 | 273 | 8,438 | SH | SOLE | NONE | 0 | 0 | 8,438 | |
ISHARES TR ISHS | ISHS 1-5YR INVS | 464288646 | 1,341 | 24,483 | SH | SOLE | NONE | 0 | 0 | 24,483 | |
ISHARES TR MBS ETF | MBS ETF | 464288588 | 366 | 3,383 | SH | SOLE | NONE | 0 | 0 | 3,383 | |
ISHARES TR MSCI ACWI EX US | MSCI ACWI EX US | 464288240 | 405 | 7,043 | SH | SOLE | NONE | 0 | 0 | 7,043 | |
ISHARES TR MSCI EAFE MIN VL | MSCI EAFE MIN VL | 46429B689 | 764 | 10,125 | SH | SOLE | NONE | 0 | 0 | 10,125 | |
ISHARES TR PFD AND INCM SEC | PFD AND INCM SEC | 464288687 | 1,027 | 26,115 | SH | SOLE | NONE | 0 | 0 | 26,115 | |
ISHARES TR RUS 1000 GRW ETF | RUS 1000 GRW ETF | 464287614 | 1,544 | 5,688 | SH | SOLE | NONE | 0 | 0 | 5,688 | |
ISHARES TR RUS 2000 GRW ETF | RUS 2000 GRW ETF | 464287648 | 992 | 3,185 | SH | SOLE | NONE | 0 | 0 | 3,185 | |
ISHARES TR S&P SMALL CAP 600 GROWTH ETF | S&P SML 600 GWT | 464287887 | 4,464 | 33,663 | SH | SOLE | NONE | 0 | 0 | 33,663 | |
ISHARES TRUST | 0-5YR HI YL CP | 46434V407 | 791 | 17,192 | SH | SOLE | NONE | 0 | 0 | 17,192 | |
ISHARES TRUST CORE DIVID GWTH | CORE DIV GRWTH | 46434V621 | 2,700 | 53,615 | SH | SOLE | NONE | 0 | 0 | 53,615 | |
ISHARES TRUST CORE MSCI EAFE ETF | CORE MSCI EAFE | 46432F842 | 10,480 | 140,007 | SH | SOLE | NONE | 0 | 0 | 140,007 | |
ISHARES TRUST MSCI EMG MKTS ETF USD DIS | MSCI EMG MKT ETF | 464287234 | 848 | 15,392 | SH | SOLE | NONE | 0 | 0 | 15,392 | |
ISHARES TRUST S & P | S&P MC 400VL ETF | 464287705 | 1,798 | 17,076 | SH | SOLE | NONE | 0 | 0 | 17,076 | |
ISHARES TRUST UNITED STATES TREASURY | TIPS BD ETF | 464287176 | 4,275 | 33,402 | SH | SOLE | NONE | 0 | 0 | 33,402 | |
ISHARES U S REAL ESTATE ETF | U.S. REAL ES ETF | 464287739 | 3,754 | 36,835 | SH | SOLE | NONE | 0 | 0 | 36,835 | |
ISHARES U.S. HEALTHCARE ETF | US HLTHCARE ETF | 464287762 | 439 | 1,610 | SH | SOLE | NONE | 0 | 0 | 1,610 | |
JOHNSON &JOHNSON | COM | 478160104 | 289 | 1,756 | SH | SOLE | NONE | 0 | 0 | 1,756 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 62,300 | 400,542 | SH | SOLE | NONE | 0 | 0 | 400,542 | |
LAM RESEARCH CORP | COM | 512807108 | 282 | 434 | SH | SOLE | NONE | 0 | 0 | 434 | |
MFA FINANCIAL INC | COM | 55272X102 | 247 | 53,813 | SH | SOLE | NONE | 0 | 0 | 53,813 | |
MICROSOFT CORP | COM | 594918104 | 830 | 3,065 | SH | SOLE | NONE | 0 | 0 | 3,065 | |
NETFLIX INC | COM | 64110L106 | 260 | 494 | SH | SOLE | NONE | 0 | 0 | 494 | |
PROCTER AND GAMBLE CO COM | COM | 742718109 | 548 | 4,063 | SH | SOLE | NONE | 0 | 0 | 4,063 | |
QUANTUM SI INC | COM CL A | 74765K105 | 315 | 25,742 | SH | SOLE | NONE | 0 | 0 | 25,742 | |
SELECT SECTOR SPDR TR FINANCIAL | FINANCIAL | 81369Y605 | 485 | 13,243 | SH | SOLE | NONE | 0 | 0 | 13,243 | |
SELECT SECTOR SPDR TRUST TECHNOLOGY SELECT SECTOR USD DIS | TECHNOLOGY | 81369Y803 | 293 | 1,989 | SH | SOLE | NONE | 0 | 0 | 1,989 | |
SPDR S&P MIDCAP 400 ETF | UTSER1 S&PDCRP | 78467Y107 | 212 | 433 | SH | SOLE | NONE | 0 | 0 | 433 | |
SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT | TR UNIT | 78462F103 | 3,993 | 9,328 | SH | SOLE | NONE | 0 | 0 | 9,328 | |
VANGUARD CHARLOTTE TOTAL INTL BD INDEX FD ETF | INTL BD IDX ETF | 92203J407 | 3,673 | 64,338 | SH | SOLE | NONE | 0 | 0 | 64,338 | |
VANGUARD INTL EQUITY INDEX FDS FTSE SMCAP ETF | FTSE SMCAP ETF | 922042718 | 335 | 2,461 | SH | SOLE | NONE | 0 | 0 | 2,461 | |
VANGUARD MID-CAP VALUE INDEX FUND | MCAP VL IDXVIP | 922908512 | 802 | 5,708 | SH | SOLE | NONE | 0 | 0 | 5,708 | |
VANGUARD REAL ESTATE ETF | REAL ESTATE ETF | 922908553 | 673 | 6,621 | SH | SOLE | NONE | 0 | 0 | 6,621 | |
VANGUARD RUSSELL 2000 ETF | VNG RUS2000IDX | 92206C664 | 723 | 7,819 | SH | SOLE | NONE | 0 | 0 | 7,819 | |
VANGUARD SCOTTSDALE FDS INTER TERM TREAS | INTER TERM TREAS | 92206C706 | 616 | 9,091 | SH | SOLE | NONE | 0 | 0 | 9,091 | |
VANGUARD SCOTTSDALE FDS VANGUARD MTG-BACKED SECS IDX FD ETF | MORTG-BACK SEC | 92206C771 | 1,524 | 28,558 | SH | SOLE | NONE | 0 | 0 | 28,558 | |
VANGUARD SHORT TERM TREASURY ETF | SHORT TERM TREAS | 92206C102 | 371 | 6,041 | SH | SOLE | NONE | 0 | 0 | 6,041 | |
VANGUARD SMALL CAP VALUE ETF | SM CP VAL ETF | 922908611 | 1,417 | 8,163 | SH | SOLE | NONE | 0 | 0 | 8,163 | |
VANGUARD UTILITIES ETF | UTILITIES ETF | 92204A876 | 1,561 | 11,254 | SH | SOLE | NONE | 0 | 0 | 11,254 | |
VANGUARD WHITEHALL FDS HIGH DIV YLD | HIGH DIV YLD | 921946406 | 210 | 2,012 | SH | SOLE | NONE | 0 | 0 | 2,012 |