The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 69 | 515 | SH | SOLE | 515 | 0 | 0 | ||
ADARA ACQUISITION CORP | COM CL A | 00653H102 | 3,980 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
ADARA ACQUISITION CORP | *W EXP 02/11/202 | 00653H110 | 38 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 58 | 913 | SH | SOLE | 913 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 48 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 3,373 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ARK ETF TR | FINTECH INNOVA | 00214Q708 | 18 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
ARK ETF TR | GENOMIC REV ETF | 00214Q302 | 27 | 825 | SH | SOLE | 825 | 0 | 0 | ||
ARK ETF TR | NEXT GNRTN INTER | 00214Q401 | 14 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ARKO CORP | *W EXP 12/22/202 | 041242116 | 593 | 333,333 | SH | SOLE | 333,333 | 0 | 0 | ||
ASTRA SPACE INC | COM CL A | 04634X103 | 5 | 7,774 | SH | SOLE | 7,774 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 25 | 1,650 | SH | SOLE | 1,650 | 0 | 0 | ||
AVIAT NETWORKS INC | COM NEW | 05366Y201 | 2 | 66 | SH | SOLE | 66 | 0 | 0 | ||
B RILEY PRIN 250 MERGER CORP | CLASS A COM | 05602L104 | 2,203 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
B RILEY PRIN 250 MERGER CORP | *W EXP 04/01/202 | 05602L112 | 8 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 77 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
BARFRESH FOOD GROUP INC | COM NEW | 067532200 | 2,103 | 725,287 | SH | SOLE | 725,287 | 0 | 0 | ||
BK TECHNOLOGIES CORPORATION | COM | 05587G104 | 481 | 199,400 | SH | SOLE | 199,400 | 0 | 0 | ||
BLACKSTONE INC | COM | 09260D107 | 6,696 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
BRUNSWICK CORP | COM | 117043109 | 63,855 | 975,636 | SH | SOLE | 975,636 | 0 | 0 | ||
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 86 | 525 | SH | SOLE | 525 | 0 | 0 | ||
CARRIER GLOBAL CORPORATION | COM | 14448C104 | 213 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
CASSAVA SCIENCES INC | COM | 14817C107 | 209 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
CAZOO GROUP LTD | *W EXP 08/26/202 | G2007L113 | 0 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
CELCUITY INC | COM | 15102K100 | 502 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
COMPOSECURE INC | COM CL A | 20459V105 | 14,696 | 2,933,344 | SH | SOLE | 2,933,344 | 0 | 0 | ||
COMPOSECURE INC | *W EXP 12/27/202 | 20459V113 | 80 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CORSAIR PARTNERING CORP | SHS CL A | G2540H108 | 12,238 | 1,250,000 | SH | SOLE | 1,250,000 | 0 | 0 | ||
CORSAIR PARTNERING CORP | *W EXP 07/06/202 | G2540H116 | 35 | 416,666 | SH | SOLE | 416,666 | 0 | 0 | ||
CTI BIOPHARMA CORP | COM | 12648L601 | 22,953 | 3,943,730 | SH | SOLE | 3,943,730 | 0 | 0 | ||
CUE BIOPHARMA INC | COM | 22978P106 | 1,238 | 555,000 | SH | SOLE | 555,000 | 0 | 0 | ||
CUE HEALTH INC | COM | 229790100 | 3,010 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
CURIS INC | COM NEW | 231269200 | 306 | 436,978 | SH | SOLE | 436,978 | 0 | 0 | ||
DUOS TECHNOLOGIES GROUP INC | COM | 266042407 | 5,210 | 1,283,162 | SH | SOLE | 1,283,162 | 0 | 0 | ||
DURECT CORP | COM | 266605104 | 15,273 | 26,414,656 | SH | SOLE | 26,414,656 | 0 | 0 | ||
EQRX INC | *W EXP 12/17/202 | 26886C115 | 164 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
EQRX INC | COM | 26886C107 | 25 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 94 | 1,075 | SH | SOLE | 1,075 | 0 | 0 | ||
FAZE HOLDINGS INC | *W EXP 03/01/202 | 31423J110 | 41 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
FINCH THERAPEUTICS GROUP INC | COM | 31773D101 | 1,353 | 810,416 | SH | SOLE | 810,416 | 0 | 0 | ||
GRUPO TELEVISA S A B | SPON ADR REP ORD | 40049J206 | 5,380 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
HEALTHCARE SERVICES ACQU COR | *W EXP 12/28/202 | 42227K112 | 2 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
HEALTHCARE SERVICES ACQU COR | COM CL A | 42227K104 | 1,490 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
IDENTIV INC | COM NEW | 45170X205 | 33,037 | 2,634,495 | SH | SOLE | 2,634,495 | 0 | 0 | ||
IMMUCELL CORP | COM PAR | 452525306 | 760 | 101,594 | SH | SOLE | 101,594 | 0 | 0 | ||
INFINITY PHARMACEUTICALS INC | COM | 45665G303 | 298 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
INNOVATE CORP | COM | 45784J105 | 192 | 274,799 | SH | SOLE | 274,799 | 0 | 0 | ||
INTELLICHECK INC | COM NEW | 45817G201 | 5,225 | 2,073,583 | SH | SOLE | 2,073,583 | 0 | 0 | ||
INTEVAC INC | COM | 461148108 | 22,990 | 4,944,105 | SH | SOLE | 4,944,105 | 0 | 0 | ||
ISPECIMEN INC | COM | 45032V108 | 109 | 65,834 | SH | SOLE | 65,834 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 3,135 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
L3HARRIS TECHNOLOGIES INC | COM | 502431109 | 333 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 358 | 22,989 | SH | SOLE | 22,989 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 1,149 | 69,618 | SH | SOLE | 69,618 | 0 | 0 | ||
LIBERTY LATIN AMERICA LTD | COM CL A | G9001E102 | 25 | 4,017 | SH | SOLE | 4,017 | 0 | 0 | ||
LIBERTY LATIN AMERICA LTD | COM CL C | G9001E128 | 102 | 16,522 | SH | SOLE | 16,522 | 0 | 0 | ||
LIBERTY MEDIA CORP DEL | COM A SIRIUSXM | 531229409 | 3,944 | 103,602 | SH | SOLE | 103,602 | 0 | 0 | ||
LIBERTY MEDIA CORP DEL | COM C SIRIUSXM | 531229607 | 8,914 | 236,396 | SH | SOLE | 236,396 | 0 | 0 | ||
LINDE PLC | SHS | G5494J103 | 34,660 | 128,564 | SH | SOLE | 128,564 | 0 | 0 | ||
LIONS GATE ENTMNT CORP | CL B NON VTG | 535919500 | 114 | 16,413 | SH | SOLE | 16,413 | 0 | 0 | ||
LIQTECH INTL INC | COM | 53632A201 | 1,251 | 3,282,869 | SH | SOLE | 3,282,869 | 0 | 0 | ||
LUMENTUM HLDGS INC | COM | 55024U109 | 45 | 660 | SH | SOLE | 660 | 0 | 0 | ||
MAGENTA THERAPEUTICS INC | COM | 55910K108 | 683 | 484,400 | SH | SOLE | 484,400 | 0 | 0 | ||
MARINUS PHARMACEUTICALS INC | COM NEW | 56854Q200 | 8,794 | 1,322,463 | SH | SOLE | 1,322,463 | 0 | 0 | ||
MAXCYTE INC | COM | 57777K106 | 1,618 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
MDXHEALTH SA | SPONSORED ADS | 58286E102 | 13,219 | 1,958,333 | SH | SOLE | 1,958,333 | 0 | 0 | ||
MILESTONE PHARMACEUTICALS IN | COM | 59935V107 | 4,710 | 512,500 | SH | SOLE | 512,500 | 0 | 0 | ||
ONDAS HLDGS INC | COM NEW | 68236H204 | 2,868 | 775,000 | SH | SOLE | 775,000 | 0 | 0 | ||
OPPFI INC | *W EXP 07/20/202 | 68386H111 | 60 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
OPTINOSE INC | COM | 68404V100 | 13,842 | 3,781,975 | SH | SOLE | 3,781,975 | 0 | 0 | ||
OTIS WORLDWIDE CORP | COM | 68902V107 | 191 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 456 | 5,300 | SH | SOLE | 5,300 | 0 | 0 | ||
PIONEER MERGER CORP | CL A SHS | G7S24C103 | 21,165 | 2,125,000 | SH | SOLE | 2,125,000 | 0 | 0 | ||
PIONEER MERGER CORP | *W EXP 01/07/202 | G7S24C111 | 26 | 708,333 | SH | SOLE | 708,333 | 0 | 0 | ||
PROKIDNEY CORP | CLASS A ORD SHS | G7S53R104 | 18,020 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
QUALTEK SERVICES INC | *W EXP 02/14/202 | 74760R113 | 1 | 3,750 | SH | SOLE | 3,750 | 0 | 0 | ||
QUMU CORP | COM | 749063103 | 458 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 491 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
S&P GLOBAL INC | COM | 78409V104 | 12,214 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
SAVERONE 2014 LTD | *W EXP 06/02/202 | 80516T113 | 36 | 121,000 | SH | SOLE | 121,000 | 0 | 0 | ||
SEMA4 HOLDINGS CORP | COM CL A | 81663L101 | 97 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
SHELL MIDSTREAM PARTNERS L P | UNIT LTD INT | 822634101 | 16 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
SOMALOGIC INC | CLASS A COM | 83444K105 | 203 | 70,100 | SH | SOLE | 70,100 | 0 | 0 | ||
SOMALOGIC INC | *W EXP 08/31/202 | 83444K113 | 6 | 14,020 | SH | SOLE | 14,020 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 73,468 | 475,000 | SH | SOLE | 475,000 | 0 | 0 | ||
SPROTT PHYSICAL GOLD TR | UNIT | 85207H104 | 161 | 12,540 | SH | SOLE | 12,540 | 0 | 0 | ||
TERADYNE INC | COM | 880770102 | 45 | 600 | SH | SOLE | 600 | 0 | 0 | ||
THOR INDS INC | COM | 885160101 | 15,920 | 227,500 | SH | SOLE | 227,500 | 0 | 0 | ||
TRICIDA INC | COM | 89610F101 | 5,240 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
WARNER BROS DISCOVERY INC | COM SER A | 934423104 | 5 | 399 | SH | SOLE | 399 | 0 | 0 | ||
X4 PHARMACEUTICALS INC | COM | 98420X103 | 61 | 35,730 | SH | SOLE | 35,730 | 0 | 0 | ||
XPERI HOLDING CORP | COM | 98390M103 | 1 | 90 | SH | SOLE | 90 | 0 | 0 | ||
YEXT INC | COM | 98585N106 | 268 | 60,000 | SH | SOLE | 60,000 | 0 | 0 |