Michelle L O'Neill Form 3 Alcoa / Michelle L O'Neill ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

O'Neill Michelle L

(Last) (First) (Middle)

201 ISABELLA STREET, SUITE 500

(Street)

PITTSBURGH PA 15212

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
11/01/2019

3. Issuer Name and Ticker or Trading Symbol
Alcoa Corp [ AA ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
EVP, Chief Ext Affairs Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.01 per share	22,581	D
Common Stock, par value $0.01 per share	244(1)	I	By Company 401(k) Plan

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (right to buy)	(2)	01/20/2025	Common Stock	9,514	34.83	D
Employee Stock Option (right to buy)	(3)	01/19/2026	Common Stock	3,875	15.1	D
Employee Stock Option (right to buy)	(4)	02/02/2027	Common Stock	7,748	37.68	D
Employee Stock Option (right to buy)	(5)	01/24/2028	Common Stock	5,150	53.3	D
Employee Stock Option (right to buy)	(6)	01/24/2029	Common Stock	8,050	27.96	D

Explanation of Responses:

1. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.

2. The option vested in three equal installments beginning January 20, 2016.

3. The option vested in three equal installments beginning January 19, 2017.

4. The option vests in three equal installments beginning February 2, 2018.

5. The option vests in three equal installments beginning January 24, 2019.

6. The option vests in three equal installments beginning January 24, 2020.

Remarks:

Exhibit List Exhibit 24 - Power of Attorney - Michelle L. O'Neill

	/s/ Marissa P. Earnest, attorney-in-fact for Michelle L. O'Neill	11/08/2019
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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