The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 311 | 1,942 | SH | SOLE | 0 | 0 | 1,942 | ||
ABBVIE INC | COM | 00287Y109 | 1,827 | 20,863 | SH | SOLE | 0 | 0 | 20,863 | ||
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 341 | 695 | SH | SOLE | 0 | 0 | 695 | ||
AEGON N V | NY REGISTRY SHS | 007924103 | 29 | 11,277 | SH | SOLE | 0 | 0 | 11,277 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 286 | 195 | SH | SOLE | 0 | 0 | 195 | ||
AMAZON COM INC | COM | 023135106 | 1,089 | 346 | SH | SOLE | 0 | 0 | 346 | ||
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 210 | 3,896 | SH | SOLE | 0 | 0 | 3,896 | ||
ANNALY CAPITAL MANAGEMENT IN | COM | 035710409 | 287 | 40,285 | SH | SOLE | 0 | 0 | 40,285 | ||
APPLE INC | COM | 037833100 | 21,168 | 182,785 | SH | SOLE | 0 | 0 | 182,785 | ||
ARBUTUS BIOPHARMA CORP | COM | 03879J100 | 31 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
AT&T INC | COM | 00206R102 | 529 | 18,553 | SH | SOLE | 0 | 0 | 18,553 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 240 | 1,723 | SH | SOLE | 0 | 0 | 1,723 | ||
B & G FOODS INC NEW | COM | 05508R106 | 912 | 32,851 | SH | SOLE | 0 | 0 | 32,851 | ||
BLACKROCK MUNIYIELD CALIF FD | COM | 09254M105 | 139 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
BLACKROCK MUNIYIELD N Y QUAL | COM | 09255E102 | 206 | 16,200 | SH | SOLE | 0 | 0 | 16,200 | ||
BLACKROCK TAX MUNICPAL BD TR | SHS | 09248X100 | 881 | 33,996 | SH | SOLE | 0 | 0 | 33,996 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 435 | 8,329 | SH | SOLE | 0 | 0 | 8,329 | ||
BOEING CO | COM | 097023105 | 630 | 3,814 | SH | SOLE | 0 | 0 | 3,814 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 206 | 3,418 | SH | SOLE | 0 | 0 | 3,418 | ||
CHEVRON CORP NEW | COM | 166764100 | 254 | 3,524 | SH | SOLE | 0 | 0 | 3,524 | ||
CISCO SYS INC | COM | 17275R102 | 460 | 11,676 | SH | SOLE | 0 | 0 | 11,676 | ||
COCA COLA CO | COM | 191216100 | 433 | 8,763 | SH | SOLE | 0 | 0 | 8,763 | ||
COMCAST CORP NEW | CL A | 20030N101 | 342 | 7,393 | SH | SOLE | 0 | 0 | 7,393 | ||
CSX CORP | COM | 126408103 | 503 | 6,480 | SH | SOLE | 0 | 0 | 6,480 | ||
CVS HEALTH CORP | COM | 126650100 | 1,528 | 26,165 | SH | SOLE | 0 | 0 | 26,165 | ||
DBX ETF TR | XTRACKERS LOW | 233051267 | 341 | 6,862 | SH | SOLE | 0 | 0 | 6,862 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 389 | 12,722 | SH | SOLE | 0 | 0 | 12,722 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 745 | 6,003 | SH | SOLE | 0 | 0 | 6,003 | ||
DOUBLELINE INCOME SOLUTIONS | COM | 258622109 | 761 | 47,504 | SH | SOLE | 0 | 0 | 47,504 | ||
DOUBLELINE OPPORTUNISTIC CR | COM | 258623107 | 917 | 48,089 | SH | SOLE | 0 | 0 | 48,089 | ||
DOW INC | COM | 260557103 | 282 | 5,991 | SH | SOLE | 0 | 0 | 5,991 | ||
DTE ENERGY CO | COM | 233331107 | 637 | 5,535 | SH | SOLE | 0 | 0 | 5,535 | ||
DUPONT DE NEMOURS INC | COM | 26614N102 | 321 | 5,785 | SH | SOLE | 0 | 0 | 5,785 | ||
EMERSON ELEC CO | COM | 291011104 | 248 | 3,787 | SH | SOLE | 0 | 0 | 3,787 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 172 | 10,900 | SH | SOLE | 0 | 0 | 10,900 | ||
ESPEY MFG & ELECTRS CORP | COM | 296650104 | 752 | 39,605 | SH | SOLE | 0 | 0 | 39,605 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,958 | 57,028 | SH | SOLE | 0 | 0 | 57,028 | ||
FACEBOOK INC | CL A | 30303M102 | 995 | 3,798 | SH | SOLE | 0 | 0 | 3,798 | ||
FIDELITY COVINGTON TRUST | HIGH YILD ETF | 316092618 | 481 | 8,966 | SH | SOLE | 0 | 0 | 8,966 | ||
FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 316092808 | 357 | 3,876 | SH | SOLE | 0 | 0 | 3,876 | ||
FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 | 480 | 28,242 | SH | SOLE | 0 | 0 | 28,242 | ||
FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 33734X150 | 296 | 7,227 | SH | SOLE | 0 | 0 | 7,227 | ||
FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 | 3,923 | 43,148 | SH | SOLE | 0 | 0 | 43,148 | ||
FIRST TR EXCHANGE TRADED FD | ENERGY ALPHADX | 33734X127 | 1,544 | 275,721 | SH | SOLE | 0 | 0 | 275,721 | ||
FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 33734X101 | 2,085 | 49,001 | SH | SOLE | 0 | 0 | 49,001 | ||
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 2,494 | 31,769 | SH | SOLE | 0 | 0 | 31,769 | ||
FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 33738R605 | 3,999 | 117,195 | SH | SOLE | 0 | 0 | 117,195 | ||
FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 | 4,285 | 22,755 | SH | SOLE | 0 | 0 | 22,755 | ||
FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 | 8,636 | 136,500 | SH | SOLE | 0 | 0 | 136,500 | ||
FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 33740F805 | 366 | 6,643 | SH | SOLE | 0 | 0 | 6,643 | ||
FIRST TR NASDAQ 100 TECH IND | SHS | 337345102 | 4,117 | 35,122 | SH | SOLE | 0 | 0 | 35,122 | ||
FORD MTR CO DEL | COM | 345370860 | 498 | 74,832 | SH | SOLE | 0 | 0 | 74,832 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 197 | 31,626 | SH | SOLE | 0 | 0 | 31,626 | ||
GLOBAL X FDS | CYBRSCURTY ETF | 37954Y384 | 200 | 9,196 | SH | SOLE | 0 | 0 | 9,196 | ||
HOME DEPOT INC | COM | 437076102 | 341 | 1,229 | SH | SOLE | 0 | 0 | 1,229 | ||
HONEYWELL INTL INC | COM | 438516106 | 526 | 3,194 | SH | SOLE | 0 | 0 | 3,194 | ||
ING GROEP N.V. | SPONSORED ADR | 456837103 | 81 | 11,420 | SH | SOLE | 0 | 0 | 11,420 | ||
INTEL CORP | COM | 458140100 | 388 | 7,489 | SH | SOLE | 0 | 0 | 7,489 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 248 | 2,037 | SH | SOLE | 0 | 0 | 2,037 | ||
INVESCO EXCHANGE TRADED FD T | DYNMC BLDG CON | 46137V779 | 270 | 7,456 | SH | SOLE | 0 | 0 | 7,456 | ||
INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 46137V621 | 484 | 25,848 | SH | SOLE | 0 | 0 | 25,848 | ||
INVESCO LTD | SHS | G491BT108 | 513 | 44,983 | SH | SOLE | 0 | 0 | 44,983 | ||
ISHARES SILVER TR | ISHARES | 46428Q109 | 214 | 9,871 | SH | SOLE | 0 | 0 | 9,871 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 326 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 373 | 2,945 | SH | SOLE | 0 | 0 | 2,945 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 447 | 7,412 | SH | SOLE | 0 | 0 | 7,412 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 4,424 | 13,164 | SH | SOLE | 0 | 0 | 13,164 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 354 | 2,363 | SH | SOLE | 0 | 0 | 2,363 | ||
ISHARES TR | CONV BD ETF | 46435G102 | 551 | 6,819 | SH | SOLE | 0 | 0 | 6,819 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 752 | 3,466 | SH | SOLE | 0 | 0 | 3,466 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 307 | 2,598 | SH | SOLE | 0 | 0 | 2,598 | ||
ISHARES TR | AGENCY BOND ETF | 464288166 | 339 | 2,797 | SH | SOLE | 0 | 0 | 2,797 | ||
ISHARES TR | MSCI USA ESG SLC | 464288802 | 242 | 1,644 | SH | SOLE | 0 | 0 | 1,644 | ||
J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 | 558 | 10,995 | SH | SOLE | 0 | 0 | 10,995 | ||
JOHNSON & JOHNSON | COM | 478160104 | 822 | 5,523 | SH | SOLE | 0 | 0 | 5,523 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,136 | 11,802 | SH | SOLE | 0 | 0 | 11,802 | ||
KROGER CO | COM | 501044101 | 2,377 | 70,095 | SH | SOLE | 0 | 0 | 70,095 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 626 | 1,634 | SH | SOLE | 0 | 0 | 1,634 | ||
LOWES COS INC | COM | 548661107 | 210 | 1,266 | SH | SOLE | 0 | 0 | 1,266 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 597 | 1,766 | SH | SOLE | 0 | 0 | 1,766 | ||
MCDONALDS CORP | COM | 580135101 | 337 | 1,537 | SH | SOLE | 0 | 0 | 1,537 | ||
MEDTRONIC PLC | SHS | G5960L103 | 206 | 1,979 | SH | SOLE | 0 | 0 | 1,979 | ||
MERCK & CO. INC | COM | 58933Y105 | 2,569 | 30,966 | SH | SOLE | 0 | 0 | 30,966 | ||
MICROSOFT CORP | COM | 594918104 | 3,258 | 15,491 | SH | SOLE | 0 | 0 | 15,491 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 343 | 1,237 | SH | SOLE | 0 | 0 | 1,237 | ||
NIKE INC | CL B | 654106103 | 390 | 3,107 | SH | SOLE | 0 | 0 | 3,107 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 702 | 179,472 | SH | SOLE | 0 | 0 | 179,472 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 342 | 1,084 | SH | SOLE | 0 | 0 | 1,084 | ||
ORACLE CORP | COM | 68389X105 | 201 | 3,362 | SH | SOLE | 0 | 0 | 3,362 | ||
PEPSICO INC | COM | 713448108 | 413 | 2,977 | SH | SOLE | 0 | 0 | 2,977 | ||
PFIZER INC | COM | 717081103 | 400 | 10,891 | SH | SOLE | 0 | 0 | 10,891 | ||
PIMCO DYNAMIC CR INCOME FD | COM SHS | 72202D106 | 1,299 | 64,700 | SH | SOLE | 0 | 0 | 64,700 | ||
PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | 1,911 | 75,350 | SH | SOLE | 0 | 0 | 75,350 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,208 | 8,689 | SH | SOLE | 0 | 0 | 8,689 | ||
PROSHARES TR | PET CARE ETF | 74348A145 | 201 | 3,353 | SH | SOLE | 0 | 0 | 3,353 | ||
PUBLIC STORAGE | COM | 74460D109 | 230 | 1,031 | SH | SOLE | 0 | 0 | 1,031 | ||
QUALCOMM INC | COM | 747525103 | 234 | 1,985 | SH | SOLE | 0 | 0 | 1,985 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 458 | 7,957 | SH | SOLE | 0 | 0 | 7,957 | ||
RENAISSANCE CAP GREENWICH FD | IPO ETF | 759937204 | 226 | 4,322 | SH | SOLE | 0 | 0 | 4,322 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 397 | 5,806 | SH | SOLE | 0 | 0 | 5,806 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 217 | 2,055 | SH | SOLE | 0 | 0 | 2,055 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 1,274 | 8,667 | SH | SOLE | 0 | 0 | 8,667 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 2,520 | 21,591 | SH | SOLE | 0 | 0 | 21,591 | ||
SOUTHERN CO | COM | 842587107 | 316 | 5,820 | SH | SOLE | 0 | 0 | 5,820 | ||
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 | 1,603 | 5,778 | SH | SOLE | 0 | 0 | 5,778 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 273 | 815 | SH | SOLE | 0 | 0 | 815 | ||
STRATTEC SEC CORP | COM | 863111100 | 893 | 44,899 | SH | SOLE | 0 | 0 | 44,899 | ||
STRYKER CORPORATION | COM | 863667101 | 224 | 1,077 | SH | SOLE | 0 | 0 | 1,077 | ||
TARGET CORP | COM | 87612E106 | 236 | 1,500 | SH | SOLE | 0 | 0 | 1,500 | ||
UNION PAC CORP | COM | 907818108 | 389 | 1,977 | SH | SOLE | 0 | 0 | 1,977 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 323 | 1,937 | SH | SOLE | 0 | 0 | 1,937 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 519 | 1,665 | SH | SOLE | 0 | 0 | 1,665 | ||
VANECK VECTORS ETF TR | INVT GRADE FLTG | 92189F486 | 452 | 17,917 | SH | SOLE | 0 | 0 | 17,917 | ||
VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 921932505 | 506 | 2,425 | SH | SOLE | 0 | 0 | 2,425 | ||
VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | 1,264 | 13,523 | SH | SOLE | 0 | 0 | 13,523 | ||
VANGUARD BD INDEX FDS | LONG TERM BOND | 921937793 | 1,703 | 15,231 | SH | SOLE | 0 | 0 | 15,231 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 1,358 | 16,354 | SH | SOLE | 0 | 0 | 16,354 | ||
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 475 | 8,169 | SH | SOLE | 0 | 0 | 8,169 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 409 | 2,400 | SH | SOLE | 0 | 0 | 2,400 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,758 | 9,975 | SH | SOLE | 0 | 0 | 9,975 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 6,791 | 22,072 | SH | SOLE | 0 | 0 | 22,072 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 592 | 3,848 | SH | SOLE | 0 | 0 | 3,848 | ||
VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 92206C847 | 385 | 3,862 | SH | SOLE | 0 | 0 | 3,862 | ||
VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 | 637 | 10,255 | SH | SOLE | 0 | 0 | 10,255 | ||
VANGUARD SCOTTSDALE FDS | MORTG-BACK SEC | 92206C771 | 1,278 | 23,555 | SH | SOLE | 0 | 0 | 23,555 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 424 | 5,122 | SH | SOLE | 0 | 0 | 5,122 | ||
VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 92206C706 | 486 | 6,894 | SH | SOLE | 0 | 0 | 6,894 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 587 | 5,495 | SH | SOLE | 0 | 0 | 5,495 | ||
VANGUARD SCOTTSDALE FDS | TOTAL WLD BD ETF | 92206C565 | 899 | 10,988 | SH | SOLE | 0 | 0 | 10,988 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 971 | 10,137 | SH | SOLE | 0 | 0 | 10,137 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 1,290 | 10,025 | SH | SOLE | 0 | 0 | 10,025 | ||
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 603 | 7,449 | SH | SOLE | 0 | 0 | 7,449 | ||
VANGUARD WHITEHALL FDS | INTL DVD ETF | 921946810 | 887 | 12,323 | SH | SOLE | 0 | 0 | 12,323 | ||
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | 399 | 2,407 | SH | SOLE | 0 | 0 | 2,407 | ||
VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 | 257 | 3,353 | SH | SOLE | 0 | 0 | 3,353 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 662 | 2,125 | SH | SOLE | 0 | 0 | 2,125 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 272 | 1,331 | SH | SOLE | 0 | 0 | 1,331 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,036 | 17,413 | SH | SOLE | 0 | 0 | 17,413 | ||
VISA INC | COM CL A | 92826C839 | 793 | 3,966 | SH | SOLE | 0 | 0 | 3,966 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 243 | 6,758 | SH | SOLE | 0 | 0 | 6,758 | ||
WALMART INC | COM | 931142103 | 897 | 6,413 | SH | SOLE | 0 | 0 | 6,413 | ||
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 244 | 520 | SH | SOLE | 0 | 0 | 520 |