The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 5,807 | 59,150 | SH | SOLE | 59,150 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 2,194 | 284,917 | SH | SOLE | 284,917 | 0 | 0 | ||
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 80 | 31,236 | SH | SOLE | 31,236 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 3,946 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 1,459 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 4,073 | 27,500 | SH | SOLE | 27,500 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 9,401 | 6,650 | SH | SOLE | 6,650 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 1,337 | 193,250 | SH | SOLE | 193,250 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 2,771 | 11,750 | SH | SOLE | 11,750 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 730 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
APTINYX INC | COM | 03836N103 | 445 | 106,800 | SH | SOLE | 106,800 | 0 | 0 | ||
APTIV PLC | SHS | G6095L109 | 779 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 1,007 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 5,406 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 3,779 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,053 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 3,978 | 167,500 | SH | SOLE | 167,500 | 0 | 0 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 835 | 88,683 | SH | SOLE | 88,683 | 0 | 0 | ||
BOX INC | CL A | 10316T104 | 1,038 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 2,352 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 1,166 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R902 | 466 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 3,322 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967954 | 767 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 122 | 17,200 | SH | SOLE | 17,200 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 2,489 | 48,500 | SH | SOLE | 48,500 | 0 | 0 | ||
FIBROGEN INC | COM | 31572Q808 | 385 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
FRESENIUS MED CARE AG&CO KGA | SPONSORED ADR | 358029106 | 2,878 | 66,500 | SH | SOLE | 66,500 | 0 | 0 | ||
GENMAB A/S | SPONSORED ADS | 372303206 | 424 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
IDERA PHARMACEUTICALS INC | COM PAR | 45168K405 | 192 | 107,181 | SH | SOLE | 107,181 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 6,082 | 58,500 | SH | SOLE | 58,500 | 0 | 0 | ||
INCYTE CORP | COM | 45337C902 | 1,040 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 897 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 906 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 10,923 | 425,500 | SH | SOLE | 425,500 | 0 | 0 | ||
INTRA CELLULAR THERAPIES INC | COM | 46116X901 | 257 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
ISHARES GOLD TRUST | ISHARES | 464285105 | 3,398 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
KIRKLANDS INC | COM | 497498105 | 446 | 164,693 | SH | SOLE | 164,693 | 0 | 0 | ||
KOHLS COR | COM | 500255904 | 208 | 10,000 | SH | Call | SOLE | 0 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 1,689 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
MATINAS BIOPHARMA HLDGS INC | COM | 576810105 | 436 | 563,795 | SH | SOLE | 563,795 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 8,114 | 157,500 | SH | SOLE | 157,500 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112903 | 1,288 | 25,000 | SH | Call | SOLE | 0 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 509 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
NEKTAR THERAPEUTICS | COM | 640268108 | 996 | 43,000 | SH | SOLE | 43,000 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902904 | 381 | 86,500 | SH | Call | SOLE | 86,500 | 0 | 0 | |
NOKIA CORP | SPONSORED ADR | 654902204 | 946 | 215,000 | SH | SOLE | 215,000 | 0 | 0 | ||
NORTONLIFELOCK INC | COM | 668771108 | 793 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 399 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 4,698 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
ORACLE CORP | COM | 68389X905 | 1,244 | 22,500 | SH | Call | SOLE | 22,500 | 0 | 0 | |
ORACLE CORP | COM | 68389X955 | 553 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 456 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E953 | 12,380 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 7,733 | 12,400 | SH | SOLE | 12,400 | 0 | 0 | ||
SANGAMO THERAPEUTICS INC | COM | 800677106 | 631 | 70,400 | SH | SOLE | 70,400 | 0 | 0 | ||
SEATTLE GENETICS INC | COM | 812578102 | 2,379 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462f953 | 10,793 | 35,000 | SH | Put | SOLE | 35,000 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 11,716 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V907 | 2,092 | 12,500 | SH | Call | SOLE | 12,500 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 600 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
TURNING PT BRANDS INC | COM | 90041L105 | 243 | 9,750 | SH | SOLE | 9,750 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 2,476 | 67,500 | SH | SOLE | 67,500 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F906 | 825 | 22,500 | SH | Call | SOLE | 22,500 | 0 | 0 | |
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 2,107 | 42,500 | SH | SOLE | 42,500 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 3,170 | 57,500 | SH | SOLE | 57,500 | 0 | 0 | ||
VIR BIOTECHNOLOGY INC | COM | 92764N102 | 307 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 530 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
XENCOR INC | COM | 98401F105 | 6,166 | 190,367 | SH | SOLE | 190,367 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 2,214 | 22,500 | SH | SOLE | 22,500 | 0 | 0 |