The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 5,245 | 32,356 | SH | SOLE | 0 | 28,821 | 0 | 3,535 | |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 400 | 16,515 | SH | SOLE | 0 | 16,515 | 0 | 0 | |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 250 | 741 | SH | SOLE | 0 | 81 | 0 | 660 | |
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 1,088 | 2,388 | SH | SOLE | 0 | 2,207 | 0 | 181 | |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 2,635 | 22,071 | SH | SOLE | 0 | 21,785 | 0 | 286 | |
AKAMAI TECHNOLOGIES INC | NOTE 0.125% 5/0 | 00971TAJ0 | 28 | 21,000 | PRN | SOLE | 0 | 21,000 | 0 | 0 | |
AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 65 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
ALLISON TRANSMISSION HLDGS I | COM | 01973R101 | 523 | 13,320 | SH | SOLE | 0 | 12,838 | 0 | 482 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 6,953 | 2,500 | SH | SOLE | 0 | 2,166 | 0 | 334 | |
ALTICE USA INC | CL A | 02156K103 | 1,628 | 130,439 | SH | SOLE | 0 | 129,633 | 0 | 806 | |
ALTRIA GROUP INC | COM | 02209S103 | 2,089 | 39,979 | SH | SOLE | 0 | 39,945 | 0 | 34 | |
AMAZON COM INC | COM | 023135106 | 8,662 | 2,657 | SH | SOLE | 0 | 2,454 | 0 | 203 | |
AMERICAN ELEC PWR CO INC | COM | 025537101 | 275 | 2,756 | SH | SOLE | 0 | 1,392 | 0 | 1,364 | |
AMERIPRISE FINL INC | COM | 03076C106 | 7,803 | 25,979 | SH | SOLE | 0 | 24,019 | 0 | 1,960 | |
ANTHEM INC | COM | 036752103 | 2,273 | 4,627 | SH | SOLE | 0 | 4,216 | 0 | 411 | |
APPLE INC | COM | 037833100 | 9,801 | 56,133 | SH | SOLE | 0 | 51,325 | 0 | 4,808 | |
APPLIED MATLS INC | COM | 038222105 | 6,426 | 48,754 | SH | SOLE | 0 | 43,543 | 0 | 5,211 | |
ARES CAPITAL CORP | NOTE 4.625% 3/0 | 04010LAW3 | 34 | 30,000 | PRN | SOLE | 0 | 30,000 | 0 | 0 | |
ARES MANAGEMENT CORPORATION | CL A COM STK | 03990B101 | 4,139 | 50,957 | SH | SOLE | 0 | 45,330 | 0 | 5,627 | |
ARISTA NETWORKS INC | COM | 040413106 | 1,857 | 13,365 | SH | SOLE | 0 | 12,075 | 0 | 1,290 | |
ASGN INC | COM | 00191U102 | 3,511 | 30,085 | SH | SOLE | 0 | 28,815 | 0 | 1,270 | |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 939 | 14,156 | SH | SOLE | 0 | 12,288 | 0 | 1,868 | |
AT&T INC | COM | 00206R102 | 661 | 27,969 | SH | SOLE | 0 | 22,098 | 0 | 5,871 | |
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 232 | 1,018 | SH | SOLE | 0 | 0 | 0 | 1,018 | |
AUTOZONE INC | COM | 053332102 | 1,454 | 711 | SH | SOLE | 0 | 656 | 0 | 55 | |
AXALTA COATING SYS LTD | COM | G0750C108 | 1,793 | 72,934 | SH | SOLE | 0 | 71,948 | 0 | 986 | |
BAUSCH HEALTH COS INC | COM | 071734107 | 311 | 13,630 | SH | SOLE | 0 | 13,625 | 0 | 5 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 623 | 1,764 | SH | SOLE | 0 | 291 | 0 | 1,473 | |
BK OF AMERICA CORP | COM | 060505104 | 4,376 | 106,172 | SH | SOLE | 0 | 93,128 | 0 | 13,044 | |
BK OF AMERICA CORP | 7.25%CNV PFD L | 060505682 | 542 | 413 | SH | SOLE | 0 | 403 | 0 | 10 | |
BLACKROCK CAP INVT CORP | NOTE 5.000% 6/1 | 092533AC2 | 50 | 50,000 | PRN | SOLE | 0 | 50,000 | 0 | 0 | |
BLACKROCK INC | COM | 09247X101 | 2,537 | 3,320 | SH | SOLE | 0 | 2,857 | 0 | 463 | |
BLACKSTONE INC | COM | 09260D107 | 300 | 2,360 | SH | SOLE | 0 | 2,360 | 0 | 0 | |
BLACKSTONE MORTGAGE TRUST IN | NOTE 4.375% 5/0 | 09257WAB6 | 11 | 11,000 | PRN | SOLE | 0 | 11,000 | 0 | 0 | |
BOEING CO | COM | 097023105 | 782 | 4,083 | SH | SOLE | 0 | 3,665 | 0 | 418 | |
BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 09857LAN8 | 42 | 29,000 | PRN | SOLE | 0 | 29,000 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 1,970 | 26,982 | SH | SOLE | 0 | 24,296 | 0 | 2,686 | |
BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 3,637 | 86,272 | SH | SOLE | 0 | 75,825 | 0 | 10,447 | |
BROADCOM INC | COM | 11135F101 | 8,224 | 13,061 | SH | SOLE | 0 | 12,050 | 0 | 1,011 | |
BROADCOM INC | 8% MCNV PFD SR A | 11135F200 | 1,541 | 785 | SH | SOLE | 0 | 562 | 0 | 223 | |
BURLINGTON STORES INC | COM | 122017106 | 1,567 | 8,601 | SH | SOLE | 0 | 8,477 | 0 | 124 | |
CARDINAL HEALTH INC | COM | 14149Y108 | 699 | 12,334 | SH | SOLE | 0 | 12,082 | 0 | 252 | |
CARRIER GLOBAL CORPORATION | COM | 14448C104 | 3,249 | 70,825 | SH | SOLE | 0 | 67,946 | 0 | 2,879 | |
CATERPILLAR INC | COM | 149123101 | 329 | 1,476 | SH | SOLE | 0 | 1,458 | 0 | 18 | |
CENTENE CORP DEL | COM | 15135B101 | 1,772 | 21,049 | SH | SOLE | 0 | 19,018 | 0 | 2,031 | |
CHESAPEAKE ENERGY CORP | COM | 165167735 | 4,225 | 48,562 | SH | SOLE | 0 | 48,032 | 0 | 530 | |
CHEVRON CORP NEW | COM | 166764100 | 675 | 4,147 | SH | SOLE | 0 | 3,311 | 0 | 836 | |
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 1,267 | 801 | SH | SOLE | 0 | 736 | 0 | 65 | |
CIENA CORP | COM NEW | 171779309 | 2,609 | 43,031 | SH | SOLE | 0 | 41,854 | 0 | 1,177 | |
CISCO SYS INC | COM | 17275R102 | 3,631 | 65,127 | SH | SOLE | 0 | 57,990 | 0 | 7,137 | |
CITIZENS FINL GROUP INC | COM | 174610105 | 3,769 | 83,141 | SH | SOLE | 0 | 75,996 | 0 | 7,145 | |
CLEVELAND-CLIFFS INC NEW | COM | 185899101 | 3,606 | 111,962 | SH | SOLE | 0 | 96,050 | 0 | 15,912 | |
COMCAST CORP NEW | CL A | 20030N101 | 3,972 | 84,836 | SH | SOLE | 0 | 74,198 | 0 | 10,638 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 3,549 | 15,409 | SH | SOLE | 0 | 13,461 | 0 | 1,948 | |
CONSTELLIUM SE | CL A SHS | F21107101 | 1,817 | 100,965 | SH | SOLE | 0 | 99,257 | 0 | 1,708 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 3,940 | 6,842 | SH | SOLE | 0 | 6,827 | 0 | 15 | |
CUMMINS INC | COM | 231021106 | 862 | 4,202 | SH | SOLE | 0 | 4,202 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 5,481 | 54,156 | SH | SOLE | 0 | 49,560 | 0 | 4,596 | |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 6,783 | 135,150 | SH | SOLE | 0 | 124,316 | 0 | 10,834 | |
DISCOVERY INC | COM SER A | 25470F104 | 2,597 | 104,206 | SH | SOLE | 0 | 91,609 | 0 | 12,597 | |
DOLLAR GEN CORP NEW | COM | 256677105 | 1,057 | 4,746 | SH | SOLE | 0 | 4,309 | 0 | 437 | |
DOW INC | COM | 260557103 | 1,107 | 17,367 | SH | SOLE | 0 | 17,306 | 0 | 61 | |
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 1,273 | 10,817 | SH | SOLE | 0 | 10,005 | 0 | 812 | |
ELECTRONIC ARTS INC | COM | 285512109 | 1,322 | 10,449 | SH | SOLE | 0 | 9,571 | 0 | 878 | |
EMERSON ELEC CO | COM | 291011104 | 3,310 | 33,759 | SH | SOLE | 0 | 29,762 | 0 | 3,997 | |
EQUITABLE HLDGS INC | COM | 29452E101 | 4,234 | 136,968 | SH | SOLE | 0 | 122,741 | 0 | 14,227 | |
EURONET WORLDWIDE INC | COM | 298736109 | 593 | 4,555 | SH | SOLE | 0 | 4,395 | 0 | 160 | |
EURONET WORLDWIDE INC | NOTE 0.750% 3/1 | 298736AL3 | 31 | 28,000 | PRN | SOLE | 0 | 28,000 | 0 | 0 | |
EVERCORE INC | CLASS A | 29977A105 | 1,431 | 12,856 | SH | SOLE | 0 | 12,668 | 0 | 188 | |
EXXON MOBIL CORP | COM | 30231G102 | 727 | 8,797 | SH | SOLE | 0 | 8,550 | 0 | 247 | |
FEDEX CORP | COM | 31428X106 | 415 | 1,793 | SH | SOLE | 0 | 1,793 | 0 | 0 | |
FISERV INC | COM | 337738108 | 3,734 | 36,820 | SH | SOLE | 0 | 32,377 | 0 | 4,443 | |
FORD MTR CO DEL | COM | 345370860 | 310 | 18,314 | SH | SOLE | 0 | 15,133 | 0 | 3,181 | |
GENERAL MTRS CO | COM | 37045V100 | 3,291 | 75,251 | SH | SOLE | 0 | 66,153 | 0 | 9,098 | |
GILEAD SCIENCES INC | COM | 375558103 | 3,478 | 58,497 | SH | SOLE | 0 | 51,246 | 0 | 7,251 | |
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 3,082 | 70,762 | SH | SOLE | 0 | 61,696 | 0 | 9,066 | |
GLOBAL X FDS | GLB X SUPERDIV | 37950E549 | 232 | 20,265 | SH | SOLE | 0 | 20,265 | 0 | 0 | |
GODADDY INC | CL A | 380237107 | 2,951 | 35,258 | SH | SOLE | 0 | 31,088 | 0 | 4,170 | |
GORES GUGGENHEIM INC | *W EXP 03/25/202 | 38286Q115 | 150 | 47,500 | SH | SOLE | 0 | 0 | 0 | 47,500 | |
HERTZ GLOBAL HLDGS INC | COM NEW | 42806J700 | 4,693 | 211,874 | SH | SOLE | 0 | 193,379 | 0 | 18,495 | |
HOLOGIC INC | COM | 436440101 | 1,382 | 17,996 | SH | SOLE | 0 | 16,618 | 0 | 1,378 | |
HOME DEPOT INC | COM | 437076102 | 3,189 | 10,653 | SH | SOLE | 0 | 9,205 | 0 | 1,448 | |
HYCROFT MINING HOLDING CORP | COM CL A | 44862P109 | 53 | 23,250 | SH | SOLE | 0 | 0 | 0 | 23,250 | |
IHEARTMEDIA INC | COM CL A | 45174J509 | 1,836 | 97,014 | SH | SOLE | 0 | 94,659 | 0 | 2,355 | |
ILLUMINA INC | NOTE 8/1 | 452327AK5 | 42 | 38,000 | PRN | SOLE | 0 | 38,000 | 0 | 0 | |
INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | 1,102 | 8,338 | SH | SOLE | 0 | 7,822 | 0 | 516 | |
ISHARES INC | ESG AWR MSCI EM | 46434G863 | 246 | 6,699 | SH | SOLE | 0 | 3,394 | 0 | 3,305 | |
ISHARES TR | MSCI USA VALUE | 46432F388 | 350 | 3,345 | SH | SOLE | 0 | 2,125 | 0 | 1,220 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 1,431 | 13,263 | SH | SOLE | 0 | 9,886 | 0 | 3,377 | |
ISHARES TR | CORE TOTAL USD | 46434V613 | 967 | 19,476 | SH | SOLE | 0 | 13,606 | 0 | 5,870 | |
ISHARES TR | US TREAS BD ETF | 46429B267 | 426 | 17,119 | SH | SOLE | 0 | 11,452 | 0 | 5,667 | |
ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | 591 | 5,630 | SH | SOLE | 0 | 1,957 | 0 | 3,673 | |
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 229 | 2,955 | SH | SOLE | 0 | 1,165 | 0 | 1,790 | |
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 206 | 1,970 | SH | SOLE | 0 | 1,970 | 0 | 0 | |
ISHARES TR | TIPS BD ETF | 464287176 | 210 | 1,689 | SH | SOLE | 0 | 967 | 0 | 722 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 373 | 3,086 | SH | SOLE | 0 | 1,782 | 0 | 1,304 | |
ISHARES TR | CONV BD ETF | 46435G102 | 4,324 | 51,900 | SH | SOLE | 0 | 51,332 | 0 | 568 | |
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 488 | 9,660 | SH | SOLE | 0 | 7,990 | 0 | 1,670 | |
ISHARES TR | PFD AND INCM SEC | 464288687 | 467 | 12,832 | SH | SOLE | 0 | 11,992 | 0 | 840 | |
ISHARES TR | ESG AWR MSCI USA | 46435G425 | 1,974 | 19,481 | SH | SOLE | 0 | 10,391 | 0 | 9,090 | |
ISHARES TR | S&P MC 400GR ETF | 464287606 | 277 | 3,581 | SH | SOLE | 0 | 2,384 | 0 | 1,197 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 506 | 6,154 | SH | SOLE | 0 | 5,980 | 0 | 174 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 228 | 1,111 | SH | SOLE | 0 | 1,111 | 0 | 0 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 600 | 2,235 | SH | SOLE | 0 | 1,653 | 0 | 582 | |
ISHARES TR | S&P 500 VAL ETF | 464287408 | 9,862 | 63,332 | SH | SOLE | 0 | 63,020 | 0 | 312 | |
ISHARES TR | RUS 1000 ETF | 464287622 | 698 | 2,790 | SH | SOLE | 0 | 2,790 | 0 | 0 | |
ISHARES TR | BROAD USD HIGH | 46435U853 | 26,039 | 670,060 | SH | SOLE | 0 | 649,241 | 0 | 20,819 | |
ISHARES TR | EAFE VALUE ETF | 464288877 | 574 | 11,428 | SH | SOLE | 0 | 6,109 | 0 | 5,319 | |
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 16,290 | 314,968 | SH | SOLE | 0 | 296,672 | 0 | 18,296 | |
ISHARES TR | MBS ETF | 464288588 | 224 | 2,200 | SH | SOLE | 0 | 1,403 | 0 | 797 | |
ISHARES TR | CORE 1 5 YR USD | 46432F859 | 1,328 | 27,394 | SH | SOLE | 0 | 14,490 | 0 | 12,904 | |
ISHARES TR | FALN ANGLS USD | 46435G474 | 1,193 | 42,960 | SH | SOLE | 0 | 29,847 | 0 | 13,113 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,101 | 4,632 | SH | SOLE | 0 | 2,622 | 0 | 2,010 | |
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 1,260 | 11,789 | SH | SOLE | 0 | 10,639 | 0 | 1,150 | |
ISHARES TR | EAFE GRWTH ETF | 464288885 | 452 | 4,695 | SH | SOLE | 0 | 2,401 | 0 | 2,294 | |
ISHARES U S ETF TR | GSCI CMDTY STGY | 46431W853 | 270 | 6,752 | SH | SOLE | 0 | 4,823 | 0 | 1,929 | |
J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 | 11,175 | 222,290 | SH | SOLE | 0 | 207,052 | 0 | 15,238 | |
JOHNSON & JOHNSON | COM | 478160104 | 4,035 | 22,768 | SH | SOLE | 0 | 20,473 | 0 | 2,295 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 5,580 | 40,932 | SH | SOLE | 0 | 36,222 | 0 | 4,710 | |
KYNDRYL HLDGS INC | COMMON STOCK | 50155Q100 | 938 | 71,479 | SH | SOLE | 0 | 69,391 | 0 | 2,088 | |
L3HARRIS TECHNOLOGIES INC | COM | 502431109 | 4,851 | 19,522 | SH | SOLE | 0 | 17,465 | 0 | 2,057 | |
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 4,827 | 18,306 | SH | SOLE | 0 | 16,921 | 0 | 1,385 | |
LAM RESEARCH CORP | COM | 512807108 | 4,756 | 8,847 | SH | SOLE | 0 | 7,673 | 0 | 1,174 | |
LAS VEGAS SANDS CORP | COM | 517834107 | 1,208 | 31,089 | SH | SOLE | 0 | 24,632 | 0 | 6,457 | |
LEIDOS HOLDINGS INC | COM | 525327102 | 1,330 | 12,311 | SH | SOLE | 0 | 11,223 | 0 | 1,088 | |
LENNAR CORP | CL B | 526057302 | 3,456 | 50,566 | SH | SOLE | 0 | 46,122 | 0 | 4,444 | |
LIGHTWAVE LOGIC INC | COM | 532275104 | 101 | 10,500 | SH | SOLE | 0 | 10,500 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 2,793 | 6,328 | SH | SOLE | 0 | 4,961 | 0 | 1,367 | |
MCDONALDS CORP | COM | 580135101 | 2,243 | 9,071 | SH | SOLE | 0 | 8,521 | 0 | 550 | |
META PLATFORMS INC | CL A | 30303M102 | 3,891 | 17,497 | SH | SOLE | 0 | 14,821 | 0 | 2,676 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 3,235 | 41,532 | SH | SOLE | 0 | 36,234 | 0 | 5,298 | |
MICROSOFT CORP | COM | 594918104 | 15,114 | 49,022 | SH | SOLE | 0 | 27,603 | 0 | 21,419 | |
MONDELEZ INTL INC | CL A | 609207105 | 1,041 | 16,579 | SH | SOLE | 0 | 14,909 | 0 | 1,670 | |
NEWMONT CORP | COM | 651639106 | 2,750 | 34,610 | SH | SOLE | 0 | 29,755 | 0 | 4,855 | |
NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 5,899 | 31,297 | SH | SOLE | 0 | 28,430 | 0 | 2,867 | |
NIKE INC | CL B | 654106103 | 3,485 | 25,897 | SH | SOLE | 0 | 22,652 | 0 | 3,245 | |
NORTHROP GRUMMAN CORP | COM | 666807102 | 3,548 | 7,933 | SH | SOLE | 0 | 6,954 | 0 | 979 | |
NVIDIA CORPORATION | COM | 67066G104 | 8,617 | 31,580 | SH | SOLE | 0 | 28,349 | 0 | 3,231 | |
OLIN CORP | COM PAR $1 | 680665205 | 3,803 | 72,740 | SH | SOLE | 0 | 64,862 | 0 | 7,878 | |
OMEROS CORP | COM | 682143102 | 236 | 39,280 | SH | SOLE | 0 | 39,280 | 0 | 0 | |
PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | 275 | 20,009 | SH | SOLE | 0 | 7,250 | 0 | 12,759 | |
PALO ALTO NETWORKS INC | COM | 697435105 | 1,572 | 2,525 | SH | SOLE | 0 | 2,181 | 0 | 344 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 1,615 | 13,968 | SH | SOLE | 0 | 11,886 | 0 | 2,082 | |
PEPSICO INC | COM | 713448108 | 452 | 2,700 | SH | SOLE | 0 | 1,600 | 0 | 1,100 | |
PFIZER INC | COM | 717081103 | 5,252 | 101,446 | SH | SOLE | 0 | 90,882 | 0 | 10,564 | |
PIONEER MUNICIPAL HIGH INCOM | COM SHS | 723763108 | 378 | 36,000 | SH | SOLE | 0 | 36,000 | 0 | 0 | |
PIONEER NAT RES CO | NOTE 0.250% 5/1 | 723787AP2 | 62 | 26,000 | PRN | SOLE | 0 | 26,000 | 0 | 0 | |
PRINCIPAL FINANCIAL GROUP IN | COM | 74251V102 | 1,846 | 25,148 | SH | SOLE | 0 | 25,148 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 1,449 | 9,481 | SH | SOLE | 0 | 8,813 | 0 | 668 | |
PROLOGIS INC. | COM | 74340W103 | 220 | 1,365 | SH | SOLE | 0 | 1,365 | 0 | 0 | |
PROSPECT CAP CORP | NOTE 4.950% 7/1 | 74348TAR3 | 177 | 175,000 | PRN | SOLE | 0 | 125,000 | 0 | 50,000 | |
PROSPECT CAP CORP | NOTE 6.375% 3/0 | 74348TAT9 | 79 | 75,000 | PRN | SOLE | 0 | 75,000 | 0 | 0 | |
PRUDENTIAL FINL INC | COM | 744320102 | 363 | 3,075 | SH | SOLE | 0 | 2,506 | 0 | 569 | |
PUTNAM MANAGED MUN INCOME TR | COM | 746823103 | 102 | 14,395 | SH | SOLE | 0 | 14,395 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 3,294 | 21,554 | SH | SOLE | 0 | 19,372 | 0 | 2,182 | |
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 3,189 | 32,189 | SH | SOLE | 0 | 28,483 | 0 | 3,706 | |
RESIDEO TECHNOLOGIES INC | COM | 76118Y104 | 1,498 | 62,856 | SH | SOLE | 0 | 61,772 | 0 | 1,084 | |
ROPER TECHNOLOGIES INC | COM | 776696106 | 3,532 | 7,479 | SH | SOLE | 0 | 6,730 | 0 | 749 | |
S&P GLOBAL INC | COM | 78409V104 | 1,333 | 3,251 | SH | SOLE | 0 | 3,000 | 0 | 251 | |
SALESFORCE COM INC | COM | 79466L302 | 3,960 | 18,653 | SH | SOLE | 0 | 17,155 | 0 | 1,498 | |
SANOFI | SPONSORED ADR | 80105N105 | 3,284 | 63,973 | SH | SOLE | 0 | 57,534 | 0 | 6,439 | |
SCHWAB CHARLES CORP | COM | 808513105 | 5,660 | 67,137 | SH | SOLE | 0 | 59,474 | 0 | 7,663 | |
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 269 | 3,600 | SH | SOLE | 0 | 3,600 | 0 | 0 | |
SCIENCE APPLICATIONS INTL CO | COM | 808625107 | 2,270 | 24,629 | SH | SOLE | 0 | 21,106 | 0 | 3,523 | |
SENSEONICS HLDGS INC | COM | 81727U105 | 20 | 10,000 | SH | SOLE | 0 | 0 | 0 | 10,000 | |
SERVICENOW INC | COM | 81762P102 | 1,309 | 2,351 | SH | SOLE | 0 | 2,147 | 0 | 204 | |
SHELL PLC | SPON ADS | 780259305 | 8,558 | 155,804 | SH | SOLE | 0 | 139,530 | 0 | 16,274 | |
SHERWIN WILLIAMS CO | COM | 824348106 | 247 | 991 | SH | SOLE | 0 | 450 | 0 | 541 | |
SILVERBACK THERAPEUTICS INC | COM | 82835W108 | 42 | 12,000 | SH | SOLE | 0 | 12,000 | 0 | 0 | |
SNAP INC | CL A | 83304A106 | 239 | 6,639 | SH | SOLE | 0 | 6,585 | 0 | 54 | |
SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 844741BG2 | 38 | 28,000 | PRN | SOLE | 0 | 28,000 | 0 | 0 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 242 | 1,342 | SH | SOLE | 0 | 1,165 | 0 | 177 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 6,665 | 14,757 | SH | SOLE | 0 | 11,779 | 0 | 2,978 | |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 793 | 1,617 | SH | SOLE | 0 | 1,436 | 0 | 181 | |
SPDR SER TR | PORTFOLIO S&P500 | 78464A854 | 796 | 14,985 | SH | SOLE | 0 | 10,032 | 0 | 4,953 | |
SPDR SER TR | NUVEEN BLMBRG SH | 78468R739 | 2,947 | 62,266 | SH | SOLE | 0 | 40,552 | 0 | 21,714 | |
SPDR SER TR | NUVEEN BLMBRG MU | 78468R721 | 357 | 7,457 | SH | SOLE | 0 | 5,544 | 0 | 1,913 | |
SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 | 111 | 12,651 | SH | SOLE | 0 | 12,651 | 0 | 0 | |
STANLEY BLACK & DECKER INC | COM | 854502101 | 257 | 1,839 | SH | SOLE | 0 | 1,548 | 0 | 291 | |
STARBUCKS CORP | COM | 855244109 | 399 | 4,388 | SH | SOLE | 0 | 3,408 | 0 | 980 | |
STRYKER CORPORATION | COM | 863667101 | 1,189 | 4,447 | SH | SOLE | 0 | 4,141 | 0 | 306 | |
SVB FINANCIAL GROUP | COM | 78486Q101 | 1,235 | 2,208 | SH | SOLE | 0 | 1,922 | 0 | 286 | |
SYSCO CORP | COM | 871829107 | 3,162 | 38,721 | SH | SOLE | 0 | 34,258 | 0 | 4,463 | |
T-MOBILE US INC | COM | 872590104 | 1,299 | 10,120 | SH | SOLE | 0 | 9,301 | 0 | 819 | |
TESLA INC | COM | 88160R101 | 2,956 | 2,743 | SH | SOLE | 0 | 2,709 | 0 | 34 | |
THE AARONS COMPANY INC | COM | 00258W108 | 1,024 | 50,972 | SH | SOLE | 0 | 49,459 | 0 | 1,513 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 1,667 | 2,822 | SH | SOLE | 0 | 2,602 | 0 | 220 | |
TJX COS INC NEW | COM | 872540109 | 2,469 | 40,752 | SH | SOLE | 0 | 35,880 | 0 | 4,872 | |
TRACTOR SUPPLY CO | COM | 892356106 | 3,411 | 14,617 | SH | SOLE | 0 | 14,219 | 0 | 398 | |
UNION PAC CORP | COM | 907818108 | 332 | 1,215 | SH | SOLE | 0 | 1,215 | 0 | 0 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 1,854 | 8,643 | SH | SOLE | 0 | 8,643 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 5,739 | 11,253 | SH | SOLE | 0 | 10,009 | 0 | 1,244 | |
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 625 | 7,862 | SH | SOLE | 0 | 4,254 | 0 | 3,608 | |
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 843 | 3,969 | SH | SOLE | 0 | 3,969 | 0 | 0 | |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 2,680 | 11,772 | SH | SOLE | 0 | 8,444 | 0 | 3,328 | |
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 3,132 | 10,890 | SH | SOLE | 0 | 6,846 | 0 | 4,044 | |
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 261 | 4,537 | SH | SOLE | 0 | 3,307 | 0 | 1,230 | |
VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | 715 | 13,872 | SH | SOLE | 0 | 3,684 | 0 | 10,188 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 297 | 3,800 | SH | SOLE | 0 | 491 | 0 | 3,309 | |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 13,642 | 84,125 | SH | SOLE | 0 | 74,411 | 0 | 9,714 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 381 | 7,479 | SH | SOLE | 0 | 6,003 | 0 | 1,476 | |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 1,645 | 6,305 | SH | SOLE | 0 | 5,770 | 0 | 535 | |
VISA INC | COM CL A | 92826C839 | 4,211 | 18,990 | SH | SOLE | 0 | 16,780 | 0 | 2,210 | |
VISHAY INTERTECHNOLOGY INC | NOTE 2.250% 6/1 | 928298AP3 | 18 | 18,000 | PRN | SOLE | 0 | 18,000 | 0 | 0 | |
VOYA FINANCIAL INC | COM | 929089100 | 2,612 | 39,369 | SH | SOLE | 0 | 38,758 | 0 | 611 | |
WALMART INC | COM | 931142103 | 258 | 1,730 | SH | SOLE | 0 | 1,200 | 0 | 530 | |
WASTE MGMT INC DEL | COM | 94106L109 | 420 | 2,650 | SH | SOLE | 0 | 2,000 | 0 | 650 | |
WELLS FARGO CO NEW | COM | 949746101 | 248 | 5,121 | SH | SOLE | 0 | 3,068 | 0 | 2,053 | |
WESTERN DIGITAL CORP. | NOTE 1.500% 2/0 | 958102AP0 | 47 | 49,000 | PRN | SOLE | 0 | 49,000 | 0 | 0 | |
WESTERN DIGITAL CORP. | COM | 958102105 | 5,623 | 113,258 | SH | SOLE | 0 | 103,489 | 0 | 9,769 | |
WILLIAMS COS INC | COM | 969457100 | 5,143 | 153,922 | SH | SOLE | 0 | 141,173 | 0 | 12,749 | |
WINNEBAGO INDS INC | COM | 974637100 | 1,591 | 29,441 | SH | SOLE | 0 | 29,015 | 0 | 426 | |
WYNN RESORTS LTD | COM | 983134107 | 235 | 2,950 | SH | SOLE | 0 | 2,950 | 0 | 0 | |
YUM BRANDS INC | COM | 988498101 | 555 | 4,680 | SH | SOLE | 0 | 360 | 0 | 4,320 |