The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALBEMARLE CORP | COM | 012653101 | 254 | 4,500 | SH | DFND | 0 | 0 | 4,500 | ||
ALBEMARLE CORP | COM | 012653101 | 6,114 | 108,464 | SH | SOLE | 108,464 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 44,467 | 228,647 | SH | SOLE | 228,647 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 957 | 824 | SH | SOLE | 824 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 975 | 500 | SH | SOLE | 500 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 1,658 | 16,447 | SH | SOLE | 16,447 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 397 | 3,935 | SH | DFND | 0 | 0 | 3,935 | ||
BILIBILI INC | SPONS ADS REP Z | 090040106 | 12,936 | 552,335 | SH | DFND | 0 | 0 | 552,335 | ||
BILIBILI INC | SPONS ADS REP Z | 090040106 | 5,581 | 238,300 | SH | SOLE | 238,300 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 238 | 1,427 | SH | SOLE | 1,427 | 0 | 0 | ||
NETEASE INC | SPONSORED ADS | 64110W102 | 14,280 | 44,493 | SH | DFND | 0 | 0 | 44,493 | ||
NETEASE INC | SPONSORED ADS | 64110W102 | 15,996 | 49,838 | SH | SOLE | 49,838 | 0 | 0 | ||
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 233 | 2,150 | SH | DFND | 0 | 0 | 2,150 | ||
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 206 | 1,901 | SH | SOLE | 1,901 | 0 | 0 | ||
PINDUODUO INC | SPONSORED ADS | 722304102 | 26,953 | 748,077 | SH | SOLE | 748,077 | 0 | 0 | ||
PINDUODUO INC | SPONSORED ADS | 722304102 | 1,712 | 47,527 | SH | DFND | 0 | 0 | 47,527 | ||
QUDIAN INC | ADR | 747798106 | 562 | 312,208 | SH | SOLE | 312,208 | 0 | 0 | ||
SINA CORP | ORD | G81477104 | 253 | 7,941 | SH | DFND | 0 | 0 | 7,941 | ||
SINA CORP | ORD | G81477104 | 1,889 | 59,329 | SH | SOLE | 59,329 | 0 | 0 | ||
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 5,582 | 104,807 | SH | SOLE | 104,807 | 0 | 0 | ||
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 11,156 | 209,471 | SH | DFND | 0 | 0 | 209,471 | ||
TESLA INC | COM | 88160R101 | 157 | 300 | SH | DFND | 0 | 0 | 300 | ||
WEIBO CORP | SPONSORED ADR | 948596101 | 34,068 | 1,028,942 | SH | SOLE | 1,028,942 | 0 | 0 | ||
WEIBO CORP | SPONSORED ADR | 948596101 | 5,761 | 174,000 | SH | DFND | 0 | 0 | 174,000 | ||
ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 10,640 | 401,829 | SH | DFND | 0 | 0 | 401,829 | ||
ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 17,970 | 678,610 | SH | SOLE | 678,610 | 0 | 0 |