The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALBEMARLE CORP | COM | 012653101 | 13,701 | 153,464 | SH | SOLE | 153,464 | 0 | 0 | ||
ALBEMARLE CORP | COM | 012653101 | 937 | 10,500 | SH | DFND | 0 | 0 | 10,500 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 13,537 | 46,046 | SH | SOLE | 46,046 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,208 | 824 | SH | SOLE | 824 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 315 | 100 | SH | SOLE | 100 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 3,625 | 28,634 | SH | SOLE | 28,634 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 1,142 | 9,019 | SH | DFND | 0 | 0 | 9,019 | ||
BILIBILI INC | SPONS ADS REP Z | 090040106 | 3,523 | 84,677 | SH | SOLE | 84,677 | 0 | 0 | ||
BILIBILI INC | SPONS ADS REP Z | 090040106 | 13,092 | 314,704 | SH | DFND | 0 | 0 | 314,704 | ||
DAQO NEW ENERGY CORP | SPNSRD ADR NEW | 23703Q203 | 6,371 | 47,108 | SH | DFND | 0 | 0 | 47,108 | ||
DAQO NEW ENERGY CORP | SPNSRD ADR NEW | 23703Q203 | 2,857 | 21,128 | SH | SOLE | 21,128 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 374 | 1,427 | SH | SOLE | 1,427 | 0 | 0 | ||
HUAZHU GROUP LTD | SPONSORED ADS | 44332N106 | 15,583 | 360,373 | SH | DFND | 0 | 0 | 360,373 | ||
HUAZHU GROUP LTD | SPONSORED ADS | 44332N106 | 4,973 | 115,019 | SH | SOLE | 115,019 | 0 | 0 | ||
KE HLDGS INC | SPONSORED ADS | 482497104 | 15 | 244 | SH | SOLE | 244 | 0 | 0 | ||
KE HLDGS INC | SPONSORED ADS | 482497104 | 2 | 32 | SH | DFND | 0 | 0 | 32 | ||
NETEASE INC | SPONSORED ADS | 64110W102 | 20,275 | 44,592 | SH | DFND | 0 | 0 | 44,592 | ||
NETEASE INC | SPONSORED ADS | 64110W102 | 23,773 | 52,286 | SH | SOLE | 52,286 | 0 | 0 | ||
NEW ORIENTAL ED & TECHNOLOGY | SPON ADR | 647581107 | 1,040 | 6,959 | SH | DFND | 0 | 0 | 6,959 | ||
NEW ORIENTAL ED & TECHNOLOGY | SPON ADR | 647581107 | 1,405 | 9,398 | SH | SOLE | 9,398 | 0 | 0 | ||
PINDUODUO INC | SPONSORED ADS | 722304102 | 56,638 | 763,824 | SH | SOLE | 763,824 | 0 | 0 | ||
PINDUODUO INC | SPONSORED ADS | 722304102 | 9,614 | 129,659 | SH | DFND | 0 | 0 | 129,659 | ||
QUDIAN INC | ADR | 747798106 | 57 | 46,298 | SH | SOLE | 46,298 | 0 | 0 | ||
SINA CORP | ORD | G81477104 | 679 | 15,945 | SH | DFND | 0 | 0 | 15,945 | ||
SINA CORP | ORD | G81477104 | 2,082 | 48,869 | SH | SOLE | 48,869 | 0 | 0 | ||
STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 1,697 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 4,430 | 58,253 | SH | SOLE | 58,253 | 0 | 0 | ||
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 6,684 | 87,904 | SH | DFND | 0 | 0 | 87,904 | ||
WEIBO CORP | SPONSORED ADR | 948596101 | 1,785 | 49,000 | SH | DFND | 0 | 0 | 49,000 | ||
WEIBO CORP | SPONSORED ADR | 948596101 | 46,228 | 1,268,942 | SH | SOLE | 1,268,942 | 0 | 0 | ||
ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 9,927 | 331,796 | SH | SOLE | 331,796 | 0 | 0 | ||
ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 7,415 | 247,833 | SH | DFND | 0 | 0 | 247,833 |