The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALASKA COMMUNICATIONS SYS GR | COM | 01167P101 | 3,877 | 1,164,397 | SH | DFND | 1,164,397 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 38,487 | 209,500 | SH | DFND | 209,500 | 0 | 0 | ||
ATHENE HOLDING LTD | CL A | G0684D107 | 7,729 | 114,500 | SH | DFND | 114,500 | 0 | 0 | ||
BALLYS CORPORATION | COM | 05875B106 | 1,228 | 22,700 | SH | DFND | 22,700 | 0 | 0 | ||
BHP GROUP PLC | SPONSORED ADR | 05545E209 | 12,193 | 204,277 | SH | DFND | 204,277 | 0 | 0 | ||
CINCINNATI BELL INC NEW | COM NEW | 171871502 | 1,478 | 95,880 | SH | DFND | 95,880 | 0 | 0 | ||
CLOUDERA INC | COM | 18914U100 | 6,085 | 383,700 | SH | DFND | 383,700 | 0 | 0 | ||
COHERENT INC | COM | 192479103 | 4,917 | 18,600 | SH | DFND | 18,600 | 0 | 0 | ||
COLUMBIA PPTY TR INC | COM NEW | 198287203 | 984 | 56,600 | SH | DFND | 56,600 | 0 | 0 | ||
HEXCEL CORP NEW | COM | 428291108 | 3,994 | 64,000 | SH | DFND | 64,000 | 0 | 0 | ||
IHS MARKIT LTD | SHS | G47567105 | 53,457 | 474,500 | SH | DFND | 474,500 | 0 | 0 | ||
II-VI INC | COM | 902104108 | 1,016 | 14,000 | SH | DFND | 14,000 | 0 | 0 | ||
KANSAS CITY SOUTHERN | COM NEW | 485170302 | 10,683 | 37,700 | SH | DFND | 37,700 | 0 | 0 | ||
LIBERTY MEDIA ACQUISITION CO | *W EXP 01/22/202 | 53073L112 | 39 | 17,760 | SH | DFND | 17,760 | 0 | 0 | ||
LIBERTY MEDIA ACQUISITION CO | COM SR A | 53073L104 | 904 | 88,800 | SH | DFND | 88,800 | 0 | 0 | ||
LUMENTUM HLDGS INC | COM | 55024U109 | 870 | 10,600 | SH | DFND | 10,600 | 0 | 0 | ||
LUMINEX CORP DEL | COM | 55027E102 | 7,894 | 214,500 | SH | DFND | 214,500 | 0 | 0 | ||
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 716 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
NEW SR INVT GROUP INC | COM | 648691103 | 153 | 17,445 | SH | DFND | 17,445 | 0 | 0 | ||
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 10,760 | 197,650 | SH | DFND | 197,650 | 0 | 0 | ||
ORBCOMM INC | COM | 68555P100 | 9,579 | 852,236 | SH | DFND | 852,236 | 0 | 0 | ||
PNM RES INC | COM | 69349H107 | 19,951 | 409,079 | SH | DFND | 409,079 | 0 | 0 | ||
PROOFPOINT INC | COM | 743424103 | 7,959 | 45,804 | SH | DFND | 45,804 | 0 | 0 | ||
ROOT INC | COM CL A | 77664L108 | 963 | 89,000 | SH | DFND | 89,000 | 0 | 0 | ||
SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 27,681 | 624,845 | SH | DFND | 624,845 | 0 | 0 | ||
TALEND S A | ADS | 874224207 | 8,023 | 122,300 | SH | DFND | 122,300 | 0 | 0 | ||
WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 | 1,863 | 8,100 | SH | DFND | 8,100 | 0 | 0 |