The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete. |
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D
Notice of Exempt Offering of Securities
| OMB APPROVAL | OMB Number: | 3235-0076 | Estimated average burden | hours per response: | 4.00 | | |
1. Issuer's Identity
CIK (Filer ID Number) | Previous Names | | Entity Type |
0001861766 | | | Corporation | X | Limited Partnership | | Limited Liability Company | | General Partnership | | Business Trust | | Other (Specify) | |
Name of Issuer |
APX New Harmony Partners-F, LP |
Jurisdiction of Incorporation/Organization |
DELAWARE |
Year of Incorporation/Organization |
| Over Five Years Ago | X | Within Last Five Years (Specify Year) | 2021 | | Yet to Be Formed | |
2. Principal Place of Business and Contact Information
Name of Issuer |
APX New Harmony Partners-F, LP |
Street Address 1 | Street Address 2 |
651 DELAWARE AVENUE | SUITE 210 |
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
BUFFALO | NEW YORK | 14202 | 7168558090 |
3. Related Persons
Last Name | First Name | Middle Name |
Reich | Justin |
Street Address 1 | Street Address 2 |
651 Delaware Ave | Suite 210 |
City | State/Province/Country | ZIP/PostalCode |
Buffalo | NEW YORK | 14202 |
Relationship: | X | Executive Officer | | Director | | Promoter |
Clarification of Response (if Necessary):
Officer of APX Energy, LLC, the managing general partner and sponsor of the issuer.
Last Name | First Name | Middle Name |
Campbell | Jakob |
Street Address 1 | Street Address 2 |
651 Delaware Ave | Suite 210 |
City | State/Province/Country | ZIP/PostalCode |
Buffalo | NEW YORK | 14202 |
Relationship: | X | Executive Officer | | Director | | Promoter |
Clarification of Response (if Necessary):
Officer of APX Energy, LLC, the managing general partner and sponsor of the issuer.
Last Name | First Name | Middle Name |
Cohen | David |
Street Address 1 | Street Address 2 |
651 Delaware Avenue | Suite 210 |
City | State/Province/Country | ZIP/PostalCode |
Buffalo | NEW YORK | 14202 |
Relationship: | X | Executive Officer | | Director | | Promoter |
Clarification of Response (if Necessary):
Officer of APX Energy, LLC, the managing general partner and sponsor of the issuer.
4. Industry Group
| Agriculture | | Banking & Financial Services | | | Commercial Banking | | Insurance | | Investing | | Investment Banking | | Pooled Investment Fund | | | | Is the issuer registered as an investment company under the Investment Company Act of 1940? | | | | Other Banking & Financial Services | | | Business Services | | Energy | | | | | | | | | | | | | | | Health Care | | | | | | | | | | | | Manufacturing | | Real Estate | | | | | | | | | | | | | Retailing | | Restaurants | | Technology | | | | | | | | Travel | | | | | | | Tourism & Travel Services |
| | | | Other | |
5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range |
X | No Revenues | | No Aggregate Net Asset Value |
| $1 - $1,000,000 | | $1 - $5,000,000 |
| $1,000,001 - $5,000,000 | | $5,000,001 - $25,000,000 |
| $5,000,001 - $25,000,000 | | $25,000,001 - $50,000,000 |
| $25,000,001 - $100,000,000 | | $50,000,001 - $100,000,000 |
| Over $100,000,000 | | Over $100,000,000 |
| Decline to Disclose | | Decline to Disclose |
| Not Applicable | | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
| | Rule 504(b)(1) (not (i), (ii) or (iii)) | | | Rule 504 (b)(1)(i) | | | Rule 504 (b)(1)(ii) | | | Rule 504 (b)(1)(iii) | | X | Rule 506(b) | | | Rule 506(c) | | | Securities Act Section 4(a)(5) | | | Investment Company Act Section 3(c) |
| | Section 3(c)(1) | | Section 3(c)(9) |
| | Section 3(c)(2) | | Section 3(c)(10) |
| | Section 3(c)(3) | | Section 3(c)(11) |
| | Section 3(c)(4) | | Section 3(c)(12) |
| | Section 3(c)(5) | | Section 3(c)(13) |
| | Section 3(c)(6) | | Section 3(c)(14) |
| | |
7. Type of Filing
| New Notice | | Date of First Sale | 2021-07-14 | | | First Sale Yet to Occur |
X | Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? | | |
9. Type(s) of Securities Offered (select all that apply)
X | Equity | | Pooled Investment Fund Interests |
| Debt | | Tenant-in-Common Securities |
| Option, Warrant or Other Right to Acquire Another Security | | Mineral Property Securities |
| Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | | Other (describe) |
| |
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? | | |
Clarification of Response (if Necessary):
11. Minimum Investment
Minimum investment accepted from any outside investor | $5,000 | USD |
12. Sales Compensation
Recipient | Recipient CRD Number | | None |
|
JCC Capital Markets LLC | 146776 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
30012 IVY GLENN DRIVE | Suite 180A |
City | State/Province/Country | ZIP/Postal Code |
Laguna Niguel | CALIFORNIA | 92677 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Eldridge Bourque | 6342308 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
Alexander Capital | 40077 |
Street Address 1 | Street Address 2 |
17 State Street |
City | State/Province/Country | ZIP/Postal Code |
New York | NEW YORK | 10004 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Douglas Schiffmiller | 4222388 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
American Portfolios | 18487 |
Street Address 1 | Street Address 2 |
9712 3rd Ave | 1st Floor |
City | State/Province/Country | ZIP/Postal Code |
Brooklyn | NEW YORK | 11209 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Steven McNeilly | 5614719 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
American Portfolios | 18487 |
Street Address 1 | Street Address 2 |
7 Cypres Lane |
City | State/Province/Country | ZIP/Postal Code |
Cedar Grove | NEW JERSEY | 07009 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Ameritas Investment | 14869 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
5900 O Street |
City | State/Province/Country | ZIP/Postal Code |
Lincoln | NEBRASKA | 68510 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Noel Bragg | 1175231 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
American Trust Investment | 3001 |
Street Address 1 | Street Address 2 |
501 N El Camino Real | #211 |
City | State/Province/Country | ZIP/Postal Code |
San Clemente | CALIFORNIA | 92672 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Markham Dossett | 1058149 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
Berthel Fisher | 13609 |
Street Address 1 | Street Address 2 |
327 Cedar Canyon Rd |
City | State/Province/Country | ZIP/Postal Code |
Crawford | TEXAS | 76638 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Paul Reinhart | 2086851 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
Berthel Fisher | 13609 |
Street Address 1 | Street Address 2 |
8050 Beckett Center |
City | State/Province/Country | ZIP/Postal Code |
West Chester | OHIO | 450609 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Raymond Becker | 16399 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
Berthel Fisher | 13609 |
Street Address 1 | Street Address 2 |
701 Kansas Ave |
City | State/Province/Country | ZIP/Postal Code |
Atchison | KANSAS | 66002 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Robert Hardcastle | 1101791 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
Berthel Fisher | 13609 |
Street Address 1 | Street Address 2 |
16100 Chesterfield Pkwy | Suite 150 |
City | State/Province/Country | ZIP/Postal Code |
Chesterfield | MISSOURI | 63017 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Cabin Securities | 137608 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
6240 W 135th St | Suite 214 |
City | State/Province/Country | ZIP/Postal Code |
Overland Park | KANSAS | 66223 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Dennis Dachtler | 1348432 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
Calton & Assoc | 2099 |
Street Address 1 | Street Address 2 |
2130 E Bidwell St |
City | State/Province/Country | ZIP/Postal Code |
Folsom | CALIFORNIA | 95630 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Jeffrey Babcock | 1555909 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
Calton & Assoc | 2099 |
Street Address 1 | Street Address 2 |
2101 N El Camino Real | #206 |
City | State/Province/Country | ZIP/Postal Code |
Oceanside | CALIFORNIA | 90254 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Marc Seehernan | 1131557 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
Calton & Assoc | 2099 |
Street Address 1 | Street Address 2 |
32 W 40th Street | 7th Floor |
City | State/Province/Country | ZIP/Postal Code |
New York | NEW YORK | 10018 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
FLORIDA | MICHIGAN | NEW JERSEY | NEW YORK | |
Recipient | Recipient CRD Number | | None |
|
Taher Gilani | 2381502 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
Calton & Assoc | 2099 |
Street Address 1 | Street Address 2 |
8304 Briarwood Lane |
City | State/Province/Country | ZIP/Postal Code |
Austin | TEXAS | 78757 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Cambridge Investment Research | 39543 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
1776 Pleasant Plain Rd |
City | State/Province/Country | ZIP/Postal Code |
Fairfield | IOWA | 52556 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Frank Chauner | 735725 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
Chauner Securities | 10075 |
Street Address 1 | Street Address 2 |
666 Dundee Road | #903 |
City | State/Province/Country | ZIP/Postal Code |
Northbrook | ILLINOIS | 60062 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Gilbert Sabatka | 1229982 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
Client One | 152974 |
Street Address 1 | Street Address 2 |
227 Southwind Place |
City | State/Province/Country | ZIP/Postal Code |
Manhattan | KANSAS | 66503 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Concorde Investment Services | 151604 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
19500 Victory Pkwy | Suite 550 |
City | State/Province/Country | ZIP/Postal Code |
Livonia | MICHIGAN | 48152 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Crown Capital | 6312 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
725 Town & Country Rd | Suite 530 |
City | State/Province/Country | ZIP/Postal Code |
Orange | CALIFORNIA | 92868 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Barry Queen | 5715369 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
First Financial Equity | 16507 |
Street Address 1 | Street Address 2 |
1199 E Walnut St |
City | State/Province/Country | ZIP/Postal Code |
Pasadena | CALIFORNIA | 91106 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
John Jaicks | 2100233 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
International Assets Advisory | 10645 |
Street Address 1 | Street Address 2 |
2760 Rasmussen Rd | Suite D-202 |
City | State/Province/Country | ZIP/Postal Code |
Park City | UTAH | 84098 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Shannan Denison | 4417573 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
International Assets Advisory | 10645 |
Street Address 1 | Street Address 2 |
161 Ottawa Ave | #112 |
City | State/Province/Country | ZIP/Postal Code |
Grand Rapids | MICHIGAN | 49503 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Independent Financial Group | 7717 |
(Associated) Broker or Dealer | X | None |
| (Associated) Broker or Dealer CRD Number | X | None |
|
None | None |
Street Address 1 | Street Address 2 |
12671 High Bluff Dr | #200 |
City | State/Province/Country | ZIP/Postal Code |
San Diego | CALIFORNIA | 92130 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | X | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
George Hjorth | 2209607 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
Innovation Partners | 146344 |
Street Address 1 | Street Address 2 |
5950 Fairview Rd | #140 |
City | State/Province/Country | ZIP/Postal Code |
Charlotte | NORTH CAROLINA | 28210 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Randall Heller | 1209975 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
KCD Financial | 127473 |
Street Address 1 | Street Address 2 |
10232 S Keeler Ave |
City | State/Province/Country | ZIP/Postal Code |
Oak Lawn | ILLINOIS | 60453 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Nicholas Giallourakis | 4496285 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
Newbridge Securities | 104065 |
Street Address 1 | Street Address 2 |
1200 N Federal Hwy | #400 |
City | State/Province/Country | ZIP/Postal Code |
Boca Raton | FLORIDA | 33432 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Vincent Klein | 6405729 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
Saxony Securities | 115547 |
Street Address 1 | Street Address 2 |
425 S Woodsmill Rd | #290 |
City | State/Province/Country | ZIP/Postal Code |
Chesterfield | MISSOURI | 63017 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Ann VanEngelnburg | 419118 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
United Planners Fin | 20804 |
Street Address 1 | Street Address 2 |
1150 W First St |
City | State/Province/Country | ZIP/Postal Code |
Sumner | IOWA | 50674 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
D. Troy Vieth | 5100754 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
United Planners Fin | 20804 |
Street Address 1 | Street Address 2 |
7333 E Doubletree Ranch Rd | #120 |
City | State/Province/Country | ZIP/Postal Code |
Scottsdale | ARIZONA | 85258 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
David Chalmers | 2943921 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
United Planners Fin | 20804 |
Street Address 1 | Street Address 2 |
323Hadden Ave |
City | State/Province/Country | ZIP/Postal Code |
Hadden Township | NEW JERSEY | 08108 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Jeffry Fruchtenicht | 2111746 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
Unite Planners FIn | 20804 |
Street Address 1 | Street Address 2 |
231 First St E |
City | State/Province/Country | ZIP/Postal Code |
Independence | IOWA | 50644 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Christopher Dukes | 4712873 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
Westpark Capital | 39914 |
Street Address 1 | Street Address 2 |
650 S Westlake Blvd | #205 |
City | State/Province/Country | ZIP/Postal Code |
Thousand Oaks | CALIFORNIA | 91362 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
Recipient | Recipient CRD Number | | None |
|
Barbara Meyers | 1261182 |
(Associated) Broker or Dealer | | None |
| (Associated) Broker or Dealer CRD Number | | None |
|
Woodbury Financial | 421 |
Street Address 1 | Street Address 2 |
4 Shoreline |
City | State/Province/Country | ZIP/Postal Code |
Irvine | CALIFORNIA | 92614 |
State(s) of Solicitation (select all that apply) Check “All States” or check individual States | | All States |
| |
|
13. Offering and Sales Amounts
Total Offering Amount | $168,170,244 | USD | |
Total Amount Sold | $19,022,900 | USD |
Total Remaining to be Sold | $149,147,344 | USD | |
Clarification of Response (if Necessary):
14. Investors
| Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |
| Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: | |
15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $1,325,837 | USD | |
Finders' Fees | $0 | USD | |
Clarification of Response (if Necessary):
16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
Clarification of Response (if Necessary):
The managing general partner received an Engineering and Completion Fee.Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
- Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
- Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
- Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
|
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
Issuer | Signature | Name of Signer | Title | Date |
APX New Harmony Partners-F, LP | David Cohen | David Cohen | VP, APX Energy, LLC, MGP | 2022-03-11 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.