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  • POS EX Filing

Dreyfus Sustainable U.S. Equity Fund POS EXAdditional exhibits for listing

Filed: 15 Jul 11, 12:00am
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    • POS EX Additional exhibits for listing
    • 99 Rule 18F-3 Plan
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    File No. 2-40341

    811-2192

     

     

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    FORM N-1A

     

    REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933                          [X]

     

    Pre-Effective Amendment No.                                                                                                [  ]

     

    Post-Effective Amendment No. 62                                                                              [X]

     

    and/or

     

    REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940    [X]

     

    Amendment No. 62                                                                                                     [X]

     

     

    The Dreyfus Third Century Fund, Inc.

    (Exact Name of Registrant as Specified in Charter)

     

    c/o The Dreyfus Corporation

    200 Park Avenue, New York, New York 10166

    (Address of Principal Executive Offices)     (Zip Code)

     

    Registrant's Telephone Number, including Area Code: (212) 922-6000

     

    Michael A. Rosenberg, Esq.

    200 Park Avenue

    New York, New York 10166

    (Name and Address of Agent for Service)

     

     

     

     

     


     

     

    It is proposed that this filing will become effective immediately upon filing pursuant toRule 462(d).

     

    Explanatory Note

     

    This Post-Effective Amendment consists of the following:

     

    1. Facing sheet of the Registration Statement.
    2. Part C to the Registration Statement (including signature page).
    3. Exhibit (n) to Item 28 to the Registration Statement.

     

    This Post-Effective Amendment is being filed solely to file a revised Rule 18f-3 Plan as Exhibit (n) to Item 28 to this Registration Statement on Form N-1A.

     

    Parts A and B of The Dreyfus Third Century Fund, Inc. were filed with Post-Effective Amendment No. 61 to the Registration Statement on Form N-1A filed on September 24, 2010 pursuant to Rule 485(b) under the Securities Act of 1933, as amended, and are incorporated by reference herein.

     

     

     


     

     

     

     

    THE DREYFUS THIRD CENTURY FUND, INC.

    PART C. OTHER INFORMATION

    ________________________________

     

    Item 28.           Exhibits

    _______          __________

     

          (a)(1)         Registrant's Articles of Incorporation in the State of Maryland are incorporated by reference to Exhibit (1) of Post-Effective Amendment No. 21 to the Registration Statement on Form N‑1A, filed on July 30, 1982.

     

    (a)(2)         Articles of Amendment and Restatement are incorporated by reference to Exhibit (a)(2) of Post-Effective Amendment No. 48 to the Registration Statement on Form N‑1A, filed on September 25, 2000 (“Post-Effective Amendment No. 48”).

     

          (b)              Registrant's By‑Laws are incorporated by reference to Exhibit (b) of Post-Effective Amendment No. 55 to the Registration Statement on Form N‑1A, filed on August 23, 2006.

     

          (d)              Management Agreement is incorporated by reference to Exhibit 5(a) of Post-Effective Amendment No. 38 to the Registration Statement on Form N-1A, filed on September 16, 1994.

      

          (e)(1)         Form of Distribution Agreement is incorporated by reference to Exhibit (e)(1) of Post-Effective Amendment No. 61 to the Registration Statement on Form N-1A, filed on September 24, 2010 ("Post-Effective Amendment No. 61").

     

     

          (e)(2)         Forms of Service Agreement is incorporated by reference to Exhibit (e)(2) of Post-Effective Amendment No. 57 to the Registration Statement on Form N-1A, filed on September 26, 2007 (“Post-Effective Amendment No. 57”).

     

          (e)(3)         Form of Supplemental Service Agreement is incorporated by reference to Exhibit (e)(3) of Post-Effective Amendment No. 57.

     

          (f)              The documents making up model plans in the establishment of retirement plans in conjunction with which Registrant offers its securities is incorporated by reference to Exhibit (14) of Post-Effective Amendment No. 16 to the Registration Statement on Form N-1A, filed on August 24, 1979.

     

    (g)              Mutual Fund Custody and Services Agreement is incorporated by reference to Exhibit (g) of Post-Effective Amendment No. 50 to the Registration Statement on Form N-1A, filed on September 25, 2002.

     

          (h)(1)         Shareholder Services Plan is incorporated by reference to Exhibit (h) of Post-Effective Amendment No. 48.

     

           (h)(2)        Amended and Restated Transfer Agency Agreement isincorporated by reference to Exhibit (h)(2) of Post-Effective Amendment No. 59 to the Registration Statement on Form N-1A, filed on September 25, 2008 (“Post-Effective Amendment No. 59”).

     

          (i)               Opinion and consent of Registrant's counsel is incorporated by reference to Exhibit (3) of Post-Effective Amendment No. 1 to the Registration Statement on Form S-5, filed on March 29, 1972.

     

    ______________

    * Filed herewith.                                 

                                                                            C-1          

                                       


     

     

          (j)               Consent of Independent Registered Public Accounting Firm is incorporated by reference to Exhibit (j) of Post-Effective Amendment No. 61 to the Registration Statement on Form N-1A, filed on September 24, 2010.

     

          (m)             Rule 12b-1 Distribution Plans are incorporated by reference to Exhibit (m) of Post-Effective Amendment No. 52 to the Registration Statement on Form N-1A, filed on September 27, 2007.

     

         (n)              Rule 18f-3 Plan.*

     

          (p)(1)         Code of Ethics adopted by Registrant is incorporated by reference to Exhibit (p) of Post-Effective Amendment No. 59.

     

          (p)(2)         Code of Ethics for the Non-for the Non-management Board Members of The Dreyfus Family of Funds is incorporated by reference to Exhibit (p)(2) of Post-Effective Amendment No. 61.

     

                            Other Exhibits

                            ______________

          (a)              Power of Attorney is incorporated by reference to Other Exhibit (a) of Post-Effective Amendment No. 61.

     

    (b)              Certificate of Assistant Secretary is incorporated by reference to Other Exhibit (b) of Post-Effective Amendment No. 61.

     

    Item 29.           Persons Controlled by or under Common Control with Registrant.

    _______          _______________________________________________________

     

                            Not Applicable

     

    Item30.           Indemnification

    _______          _______________

     

    The Registrant's charter documents set forth the circumstances under which indemnification shall be provided to any past or present Board member or officer of the Registrant.  The Registrant also has entered into a separate agreement with each of its Board members that describes the conditions and manner in which the Registrant indemnifies each of its Board members against all liabilities incurred by them (including attorneys' fees and other litigation expenses, settlements, fines and penalties), or which may be threatened against them, as a result of being or having been a Board member of the Registrant.  These indemnification provisions are subject to applicable state law and to the limitation under the Investment Company Act of 1940, as amended, that no board member or officer of a fund may be protected against liability for willful misfeasance, bad faith, gross negligence or reckless disregard for the duties of his or her office.  Reference is hereby made to the following:

     

    Article VII of the Registrant's Articles of Incorporation and any amendments thereto, Article VIII of Registrant's Amended and Restated Bylaws, Section 2-418 of the Maryland General Corporation Law and Section 1.11 of the Distribution Agreement.

     

    Item 31.           Business and Other Connections of Investment Adviser.

    _______          ____________________________________________________

     

                            The Dreyfus Corporation (“Dreyfus”) and subsidiary companies comprise a financial service organization whose business consists primarily of providing investment management services as the investment adviser,manager and distributor for sponsored investment companies registered under the Investment Company Act of 1940 and as an investment adviser to institutional and individual accounts.  Dreyfus also serves as sub-investment adviser to and/or administrator of other investment companies. MBSC Securities Corporation, a wholly-owned subsidiary of Dreyfus, serves primarily as a registered broker-dealer of shares of other investment companies sponsored by Dreyfus and other investment companies for which Dreyfus acts as an investment adviser, sub-investment adviser or administrator.  Dreyfus Investment Advisors, Inc., another wholly-owned subsidiary, provides investment management services to various pension plans, institutions and individuals.

    ______________

    * Filed herewith.                                 

                                                                            C-2          

                                  


     

     

     

    ______________

    * Filed herewith.                                 

                                                                            C-3          

                                       


     

     

    Item 31.          Business and Other Connections of Investment Adviser (continued)
                           Officers and Directors of Investment Adviser

    Name and Position
    With Dreyfus  

    Other Businesses

    Position Held

    Dates

     

     

     

     

    Jonathan Baum
    Chief Executive Officer and Chair of the Board

    MBSC Securities Corporation++

    Chief Executive Officer
    Chairman of the Board

    3/08 - Present
    3/08 - Present

     

     

     

     

    J. Charles Cardona
    President and Director

    MBSC Securities Corporation++

    Director
    Executive Vice President

    6/07 – Present
    6/07 - Present

     

     

     

     

     

    Universal Liquidity Funds plc+

    Director

    4/06 - Present

     

     

     

     

    Diane P. Durnin
    Vice Chair and Director

    None

     

     

     

     

     

     

    Robert G. Capone
    Director

    MBSC Securities Corporation++

    Executive Vice President Director

    4/07 - Present
    4/07 - Present

     

    The Bank of New York Mellon*****

    Vice President

    2/06 - Present

     

     

     

     

    Mitchell E. Harris
    Director

    Standish Mellon Asset Management Company LLC
    Mellon Financial Center
    201 Washington Street
    Boston, MA 02108-4408

    Chairman
    Chief Executive Officer
    Member, Board of Managers

    2/05 – Present
    8/04 – Present
    10/04 - Present

     

     

     

     

     

    Alcentra NY, LLC++

    Manager

    1/08 - Present

     

     

     

     

     

    Alcentra US, Inc. ++

    Director

    1/08 - Present

     

     

     

     

     

    Alcentra, Inc. ++

    Director

    1/08 - Present

     

     

     

     

     

    BNY Alcentra Group Holdings, Inc.  

    Director

    10/07 - Present

     

     

     

     

     

    Pareto New York LLC++

    Manager

    11/07 - Present

     

     

     

     

     

    Standish Ventures LLC
    Mellon Financial Center
    201 Washington Street
    Boston, MA 02108-4408

    President
    Manager

    12/05 - Present
    12/05 - Present

     

     

     

     

     

    Palomar Management
    London, England

    Director

    12/97 - Present

     

     

     

     

     

    Palomar Management Holdings Limited
    London, England

    Director

    12/97 - Present

     

     

     

     

     

    Pareto Investment Management Limited
    London, England

    Director

    9/04 - Present

     

     

     

     

    Jeffrey D. Landau
    Executive Vice  President and Director

    The Bank of New York Mellon+

    Executive Vice President

    4/07 - Present

     

    Allomon Corporation+

    Treasurer

    12/07 - Present

     

     

     

     

     

    APT Holdings Corporation+

    Treasurer

    12/07 - Present

     

     

     

     

     

    BNY Mellon, N.A.+

    Treasurer

    7/07 - 0/10

     

     

     

     

     

    Mellon Funding Corporation+
    The Bank of New York Mellon Corporation+

    Treasurer
    Treasurer

    12/07 - 12/09
    7/07 - 01/10

     

     

     

     

    Cyrus Taraporevala
    Director

    Urdang Capital Management, Inc.
    630 West Germantown Pike, Suite 300
    Plymouth Meeting, PA 19462

    Director

    10/07 - Present

     

     

     

     

     

    Urdang Securities Management, Inc.
    630 West Germantown Pike, Suite 300
    Plymouth Meeting, PA 19462

    Director

    10/07 - Present

     

     

     

     

     

    The Boston Company Asset Management NY, LLC*

    Manager

    08/06 - Present

     

     

     

     

     

    The Boston Company Asset Management LLC*

    Manager

    01/08 - Present

     

     

     

     

     

    BNY Mellon, National Association+

    Senior Vice President

    07/06 - Present

     

     

     

     

     

    The Bank of New York Mellon*****

    Senior Vice President

    07/06 - Present

     

     

     

     

    Scott E. Wennerholm
    Director

    Mellon Capital Management Corporation***

    Director

    10/05 - Present

     

     

     

     

     

    Newton Management Limited
    London, England

    Director

    1/06 - Present

     

     

     

     

     

    Gannett Welsh & Kotler LLC

    Manager

    11/07 - Present

     

    222 Berkley Street
    Boston, MA 02116

    Administrator

    11/07 - Present

     

     

     

     

     

    BNY Alcentra Group Holdings, Inc. ++

    Director

    10/07 - Present

     

     

     

     

     

    Ivy Asset Management Corp.
    One Jericho Plaza
    Jericho, NY 11753

    Director

    12/07 - Present

     

     

     

     

     

    Urdang Capital Management, Inc.
    630 West Germantown Pike, Suite 300
    Plymouth Meeting, PA 19462

    Director

    10/07 - Present

     

     

     

     

     

    Urdang Securities Management, Inc.
    630 West Germantown Pike, Suite 300
    Plymouth Meeting, PA 19462

    Director

    10/07 - Present

     

     

     

     

     

    EACM Advisors LLC
    200 Connecticut Avenue
    Norwalk, CT 06854-1940

    Manager

    6/04 - Present

     

     

     

     

     

    Franklin Portfolio Associates LLC*

    Manager

    1/06 - Present

     

     

     

     

     

    The Boston Company Asset Management NY, LLC*

    Manager

    10/07 - Present

     

     

     

     

     

    The Boston Company Asset Management LLC*

    Manager

    10/05 - Present

     

     

     

     

     

    Pareto Investment Management Limited

    London, England

    Director

    3/06 - Present

     

     

     

     

     

    Standish Mellon Asset Management Company, LLC
    Mellon Financial Center
    201 Washington Street
    Boston, MA 02108-4408

    Member, Board of Managers

    10/05 - Present

     

     

     

     

     

    The Boston Company Holding, LLC*

    Member, Board of Managers

    4/06 - Present

     

     

     

     

     

    The Bank of New York Mellon*****

    Senior Vice President

     

    7/08 - Present

     

     

     

     

     

     

    BNY Mellon, National Association+

    Senior Vice President

    7/08 - Present

     

     

     

     

     

    Mellon Bank, N.A. +

    Senior Vice President

    10/05 - 6/08

     

     

     

     

     

    Mellon Trust of New England, N. A.*

    Director
    Senior Vice President

    4/06 - 6/08
    10/05 - 6/08

     

     

     

     

     

    MAM (DE) Trust+++++

    Member of Board of Trustees

    1/07 - Present

     

     

     

     

     

    MAM (MA) Holding Trust+++++

    Member of Board of Trustees

    1/07 - Present

     

     

     

     

    Bradley J. Skapyak
    Chief Operating Officer and Director

    MBSC Securities Corporation++

    Executive Vice President

     

    6/07 - Present

     

    The Bank of New York Mellon****

    Senior Vice President

    4/07 - Present

     

     

     

     

     

    The Dreyfus Family of Funds++

    President

    1/10 - Present

     

     

     

     

     

    Dreyfus Transfer, Inc. ++

    Chairman

    Director

    Senior Vice President

    5/11 - Present

    5/10 - Present
    5/10 - 5/11

     

     

     

     

    Dwight Jacobsen
    Executive Vice President and Director

    None

     

     

     

     

     

     

    Patrice M. Kozlowski
    Senior Vice President – Corporate Communications

    None

     

     

     

     

     

     

    Gary Pierce
    Controller 

    The Bank of New York Mellon*****

    Vice President

    7/08 - Present

     

     

     

     

     

    BNY Mellon, National Association+

    Vice President

    7/08 - Present

     

     

     

     

     

    The Dreyfus Trust Company+++

    Chief Financial Officer

    Treasurer

    7/05 - 6/08
    7/05 - 6/08

     

     

     

     

     

    Laurel Capital Advisors, LLP+

    Chief Financial Officer

    5/07 - Present

     

     

     

     

     

    MBSC Securities Corporation++

    Director
    Chief Financial Officer

    6/07 – Present
    6/07 - Present

     

     

     

     

     

    Founders Asset Management, LLC****

    Assistant Treasurer

    7/06 - 12/09

     

    Dreyfus Consumer Credit
    Corporation ++

    Treasurer

    7/05 - 08/10

     

     

     

     

     

    Dreyfus Transfer, Inc.++

    Chief Financial Officer
    Treasurer

    7/05 - Present
    5/11- Present

     

     

     

     

     

    Dreyfus Service
    Organization, Inc.++

    Treasurer

    7/05 – Present

     

    Seven Six Seven Agency, Inc. ++

    Treasurer

    4/99 - Present

     

     

     

     

    Joseph W. Connolly
    Chief Compliance Officer

    The Dreyfus Family of Funds++

     

    Chief Compliance Officer

    10/04 - Present

     

    Laurel Capital Advisors, LLP+

    Chief Compliance Officer

    4/05 - Present

     

    BNY Mellon Funds Trust++

     

    Chief Compliance Officer

    10/04 - Present

     

    MBSC Securities Corporation++

    Chief Compliance Officer

    6/07 – Present

     

     

     

     

    Gary E. Abbs
    Vice President – Tax

    The Bank of New York Mellon+

    First Vice President and Manager of Tax Compliance

    12/96 - Present

     

     

     

     

     

    Dreyfus Service Organization++

    Vice President – Tax

    01/09 - Present

     

     

     

     

     

    Dreyfus Consumer Credit Corporation++

    Chairman
    President

    01/09 – 08/10
    01/09 – 08/10

     

     

     

     

     

    MBSC Securities Corporation++

    Vice President – Tax

    01/09 - Present

     

     

     

     

    Jill Gill
    Vice President –
    Human Resources

    MBSC Securities Corporation++

    Vice President

    6/07 – Present

     

    The Bank of New York Mellon*****

    Vice President

    7/08 – Present

     

     

     

     

     

    BNY Mellon, National Association+

    Vice President

    7/08 - Present

     

     

     

     

     

    Mellon Bank N.A.+

    Vice President

    10/06 – 6/08

     

     

     

     

    Joanne S. Huber
    Vice President – Tax

    The Bank of New York Mellon+

    State & Local Compliance Manager

    07/1/07 - Present

     

     

     

     

     

    Dreyfus Service Organization++

    Vice President – Tax

    01/09 – Present

     

     

     

     

     

    Dreyfus Consumer Credit Corporation++

    Vice President – Tax

    01/09 – 08/10

     

     

     

     

     

    MBSC Securities Corporation++

    Vice President – Tax

    01/09 – Present

     

     

     

     

    Anthony Mayo
    Vice President – Information Systems

    None

     

     

     

     

     

     

    John E. Lane
    Vice President

    A P Colorado, Inc. +

    Vice President – Real Estate and Leases

    8/07 - Present

     

    A P East, Inc. +

    Vice President– Real Estate and Leases

    8/07 - Present

     

    A P Management, Inc. +

    Vice President– Real Estate and Leases

    8/07 - Present

     

    A P Properties, Inc. +

    Vice President – Real Estate and Leases

    8/07 - Present

     

    Allomon Corporation+

    Vice President– Real Estate and Leases

    8/07 - Present

     

    AP Residential Realty, Inc. +

    Vice President– Real Estate and Leases

    8/07 - Present

     

    AP Wheels, Inc. +

    Vice President– Real Estate and Leases

    8/07 - Present

     

    BNY Mellon, National Association+

    Vice President – Real Estate and Leases

    7/08 - Present

     

    Citmelex Corporation+

    Vice President– Real Estate and Leases

    8/07 - Present

     

    Eagle Investment Systems LLC
    65 LaSalle Road
    West Hartford, CT 06107

    Vice President– Real Estate and Leases

    8/07 - Present

     

    East Properties Inc. +

    Vice President– Real Estate and Leases

    8/07 - Present

     

    FSFC, Inc. +

    Vice President– Real Estate and Leases

    8/07 - Present

     

    Holiday Properties, Inc. +

    Vice President– Real Estate and Leases

    8/07 - Present

     

    MBC Investments Corporation+

    Vice President– Real Estate and Leases

    8/07 - Present

     

    MBSC Securities Corporation++

    Vice President– Real Estate and Leases

    8/07 - Present

     

    MELDEL Leasing Corporation Number 2, Inc. +

    Vice President– Real Estate and Leases

    7/07 - Present

     

    Mellon Bank Community Development Corporation+

    Vice President– Real Estate and Leases

    11/07 - Present

     

    Mellon Capital Management Corporation+

    Vice President– Real Estate and Leases

    8/07 - Present

     

    Mellon Financial Services Corporation #1+

    Vice President– Real Estate and Leases

    8/07 - Present

     

    Mellon Financial Services Corporation #4+

    Vice President – Real Estate and Leases

    7/07 - Present

     

    Mellon Funding Corporation+

    Vice President– Real Estate and Leases

    12/07 - Present

     

    Mellon Holdings, LLC+

    Vice President– Real Estate and Leases

    12/07 - Present

     

    Mellon International Leasing Company+

    Vice President– Real Estate and Leases

    7/07 - Present

     

    Mellon Leasing Corporation+

    Vice President– Real Estate and Leases

    7/07 - Present

     

    Mellon Securities Trust Company+

    Vice President– Real Estate and Leases

    8/07 - 7/08

     

    Mellon Trust Company of Illinois+

    Vice President– Real Estate and Leases

    8/07 - 07/08

     

    Mellon Trust Company of New England, N.A.+

    Vice President– Real Estate and Leases

    8/07 - 6/08

     

    Mellon Trust Company of New York LLC++

    Vice President– Real Estate and Leases

    8/07 - 6/08

     

    Mellon Ventures, Inc. +

    Vice President– Real Estate and Leases

    8/07 - Present

     

    Melnamor Corporation+

    Vice President– Real Estate and Leases

    8/07 - Present

     

    MFS Leasing Corp. +

    Vice President– Real Estate and Leases

    7/07 - Present

     

    MMIP, LLC+

    Vice President– Real Estate and Leases

    8/07 - Present

     

    Pareto New York LLC++

    Vice President– Real Estate and Leases

    10/07 - Present

     

    Pontus, Inc. +

    Vice President– Real Estate and Leases

    7/07 - Present

     

    Promenade, Inc. +

    Vice President– Real Estate and Leases

    8/07 - Present

     

    RECR, Inc. +

    Vice President– Real Estate and Leases

    8/07 - Present

     

    Technology Services Group, Inc.*****

    Senior Vice President

    6/06 - Present

     

     

     

     

     

    Tennesee Processing Center LLC*****

    Managing Director

    5/08 - Present

     

     

     

     

     

    Texas AP, Inc. +

    Vice President– Real Estate and Leases

    8/07 - Present

     

    The Bank of New York Mellon*****

    Vice President – Real Estate and Leases

    7/08 - Present

     

    The Bank of New York Mellon Corporation*****

    Executive Vice President

    8/07 - Present

     

     

     

     

     

    Trilem, Inc. +

    Vice President– Real Estate and Leases

    8/07 - Present

    Jeanne M. Login
    Vice President

    A P Colorado, Inc. +

    Vice President– Real Estate and Leases

    8/07 - Present

     

    A P East, Inc. +

    Vice President– Real Estate and Leases

    8/07 - Present

     

    A P Management, Inc. +

    Vice President– Real Estate and Leases

    8/07 - Present

     

    A P Properties, Inc. +

    Vice President – Real Estate and Leases

    8/07 - Present

     

    Allomon Corporation+

    Vice President– Real Estate and Leases

    8/07 - Present

     

    AP Residential Realty, Inc. +

    Vice President– Real Estate and Leases

    8/07 - Present

     

    AP Wheels, Inc. +

    Vice President– Real Estate and Leases

    8/07 - Present

     

    APT Holdings Corporation+

    Vice President– Real Estate and Leases

    8/07 - Present

     

    BNY Investment Management Services LLC++++

    Vice President– Real Estate and Leases

    1/01 - Present

     

    BNY Mellon, National Association+

    Vice President – Real Estate and Leases

    7/08 - Present

     

    Citmelex Corporation+

    Vice President– Real Estate and Leases

    8/07 - Present

     

    Eagle Investment Systems LLC+

    Vice President– Real Estate and Leases

    8/07 - Present

     

    East Properties Inc. +

    Vice President– Real Estate and Leases

    8/07 - Present

     

    FSFC, Inc. +

    Vice President– Real Estate and Leases

    8/07 - Present

     

    Holiday Properties, Inc. +

    Vice President– Real Estate and Leases

    8/07 - Present

     

    MBC Investments Corporation+

    Vice President– Real Estate and Leases

    8/07 - Present

     

    MBSC Securities Corporation++

    Vice President– Real Estate and Leases

    8/07 - Present

     

    MELDEL Leasing Corporation Number 2, Inc. +

    Vice President– Real Estate and Leases

    7/07 - Present

     

    Mellon Bank Community Development Corporation+

    Vice President – Real Estate and Leases

    11/07 - Present

     

    Mellon Capital Management Corporation+

    Vice President– Real Estate and Leases

    8/07 - Present

     

    Mellon Financial Services Corporation #1+

    Vice President– Real Estate and Leases

    8/07 - Present

     

    Mellon Financial Services Corporation #4+

    Vice President – Real Estate and Leases

    7/07 - Present

     

    Mellon Funding Corporation+

    Vice President – Real Estate and Leases

    12/07 - Present

     

    Mellon Holdings LLC+

    Vice President – Real Estate and Leases

    12/07 - Present

     

    Mellon International Leasing Company+

    Vice President– Real Estate and Leases

    7/07 - Present

     

    Mellon Leasing Corporation+

    Vice President– Real Estate and Leases

    7/07 - Present

     

    Mellon Securities Trust Company+

    Vice President – Real Estate and Leases

    8/07 - 7/08

     

    Mellon Trust of New England, N.A.*

    Vice President – Real Estate and Leases

    8/07 - 6/08

     

    Mellon Trust Company of Illinois+

    Vice President– Real Estate and Leases

    8/07 - 7/08

     

    MFS Leasing Corp. +

    Vice President– Real Estate and Leases

    7/07 - Present

     

    MMIP, LLC+

    Vice President– Real Estate and Leases

    8/07 - Present

     

    Pontus, Inc. +

    Vice President– Real Estate and Leases

    7/07 - Present

     

    Promenade, Inc. +

    Vice President – Real Estate and Leases

    8/07 - Present

     

    RECR, Inc. +

    Vice President – Real Estate and Leases

    8/07 - Present

     

    Tennesee Processing Center LLC*****

    Managing Director

    5/08 - Present

     

     

     

     

     

    Texas AP, Inc. +

    Vice President – Real Estate and Leases

    8/07 - Present

     

    The Bank of New York Mellon*****

    Vice President – Real Estate and Leases

    7/08 - Present

     

    Trilem, Inc. +

    Vice President – Real Estate and Leases

    8/07 - Present

     

     

     

     

    James Bitetto
    Secretary

    The Dreyfus Family of Funds++

    Vice President and Assistant Secretary

    8/05 - Present

     

     

     

     

     

    MBSC Securities Corporation++

    Assistant Secretary

    6/07 - Present

     

     

     

     

     

    Dreyfus Service Organization, Inc.++

    Secretary

    8/05 - Present

     

     

     

     

     

    The Dreyfus Consumer Credit Corporation++

    Vice President

    2/02 - 08/10

     

     

     

     

     

    Founders Asset Management LLC****

    Assistant Secretary

    3/09 - 12/09

     


     

     

     

    *

    The address of the business so indicated is One Boston Place, Boston, Massachusetts, 02108.

    **

    The address of the business so indicated is One Bush Street, Suite 450, San Francisco, California 94104.

    ***

    The address of the business so indicated is 50 Fremont Street, Suite 3900, San Francisco, California 94104.

    ****

    The address of the business so indicated is 210 University Blvd., Suite 800, Denver, Colorado 80206.

    *****

    The address of the business so indicated is One Wall Street, New York, New York 10286.

    +

    The address of the business so indicated is One Mellon Bank Center, Pittsburgh, Pennsylvania 15258.

    ++

    The address of the business so indicated is 200 Park Avenue, New York, New York 10166.

    +++

    The address of the business so indicated is 144 Glenn Curtiss Boulevard, Uniondale, New York 11556-0144.

    ++++

    The address of the business so indicated is White Clay Center, Route 273, Newark, Delaware 19711.

    +++++

    The address of the business so indicated is 4005 Kennett Pike, Greenville, DE 19804.

     

    Item 32.          Principal Underwriters

                (a)        Other investment companies for which Registrant's principal underwriter (exclusive distributor) acts as principal underwriter or exclusive distributor:

     

    1.       

    Advantage Funds, Inc.

     

     

    2.       

    BNY Mellon Funds Trust

     

     

    3.       

    CitizensSelect Funds

     

     

    4.       

    Dreyfus Appreciation Fund, Inc.

     

     

    5.       

    Dreyfus BASIC Money Market Fund, Inc.

     

     

    6.       

    Dreyfus BASIC U.S. Government Money Market Fund

     

     

    7.       

    Dreyfus BASIC U.S. Mortgage Securities Fund

     

     

    8.       

    Dreyfus Bond Funds, Inc.

     

     

    9.       

    Dreyfus Cash Management

     

     

    10.   

    Dreyfus Cash Management Plus, Inc.

     

     

    11.   

    Dreyfus Connecticut Municipal Money Market Fund, Inc.

     

     

    12.   

    Dreyfus Dynamic Alternatives Fund, Inc.

     

     

    13.   

    Dreyfus Funds, Inc.

     

     

    14.   

    The Dreyfus Fund Incorporated

     

     

    15.   

    Dreyfus Government Cash Management Funds

     

     

    16.   

    Dreyfus Growth and Income Fund, Inc.

     

     

    17.   

    Dreyfus Index Funds, Inc.

     

     

    18.   

    Dreyfus Institutional Cash Advantage Funds

     

     

    19.   

    Dreyfus Institutional Preferred Money Market Funds

     

     

    20.   

    Dreyfus Institutional Reserves Funds

     

     

    21.   

    Dreyfus Intermediate Municipal Bond Fund, Inc.

     

     

    22.   

    Dreyfus International Funds, Inc.

     

     

    23.   

    Dreyfus Investment Funds

     

     

    24.   

    Dreyfus Investment Grade Funds, Inc.

     

     

    25.   

    Dreyfus Investment Portfolios

     

     

    26.   

    The Dreyfus/Laurel Funds, Inc.

     

     

    27.   

    The Dreyfus/Laurel Funds Trust

     

     

    28.   

    The Dreyfus/Laurel Tax-Free Municipal Funds

     

     

    29.   

    Dreyfus LifeTime Portfolios, Inc.

     

     

    30.   

    Dreyfus Liquid Assets, Inc.

     

     

    31.   

    Dreyfus Manager Funds I

     

     

    32.   

    Dreyfus Manager Funds II

     

     

    33.   

    Dreyfus Massachusetts Municipal Money Market Fund

     

     

    34.   

    Dreyfus Midcap Index Fund, Inc.

     

     

    35.   

    Dreyfus Money Market Instruments, Inc.

     

     

    36.   

    Dreyfus Municipal Bond Opportunity Fund

     

     

    37.   

    Dreyfus Municipal Cash Management Plus

     

     

    38.   

    Dreyfus Municipal Funds, Inc.

     

     

    39.   

    Dreyfus Municipal Money Market Fund, Inc.

     

     

    40.   

    Dreyfus New Jersey Municipal Bond Fund, Inc.

     

     

    41.   

    Dreyfus New Jersey Municipal Money Market Fund, Inc.

     

     

    42.   

    Dreyfus New York AMT-Free Municipal Bond Fund

     

     

    43.   

    Dreyfus New York AMT-Free Municipal Money Market Fund

     

     

    44.   

    Dreyfus New York Municipal Cash Management

     

     

    45.   

    Dreyfus New York Tax Exempt Bond Fund, Inc.

     

     

    46.   

    Dreyfus Opportunity Funds

     

     

    47.   

    Dreyfus Pennsylvania Municipal Money Market Fund

     

     

    48.   

    Dreyfus Premier California AMT-Free Municipal Bond Fund, Inc.

     

     

    49.   

    Dreyfus Premier GNMA Fund, Inc.

     

     

    50.   

    Dreyfus Premier Investment Funds, Inc.

     

     

    51.   

    Dreyfus Premier Short-Intermediate Municipal Bond Fund

     

     

    52.   

    Dreyfus Premier Worldwide Growth Fund, Inc.

     

     

    53.   

    Dreyfus Research Growth Fund, Inc.

     

     

    54.   

    Dreyfus State Municipal Bond Funds

     

     

    55.   

    Dreyfus Stock Funds

     

     

    56.   

    Dreyfus Short-Intermediate Government Fund

     

     

    57.   

    The Dreyfus Socially Responsible Growth Fund, Inc.

     

     

    58.   

    Dreyfus Stock Index Fund, Inc.

     

     

    59.   

    Dreyfus Tax Exempt Cash Management Funds

     

     

    60.   

    The Dreyfus Third Century Fund, Inc.

     

     

    61.   

    Dreyfus Treasury & Agency Cash Management

     

     

    62.   

    Dreyfus Treasury Prime Cash Management

     

     

    63.   

    Dreyfus U.S. Treasury Intermediate Term Fund

     

     

    64.   

    Dreyfus U.S. Treasury Long Term Fund

     

     

    65.   

    Dreyfus 100% U.S. Treasury Money Market Fund

     

     

    66.   

    Dreyfus Variable Investment Fund

     

     

    67.   

    Dreyfus Worldwide Dollar Money Market Fund, Inc.

     

     

    68.   

    General California Municipal Money Market Fund

     

     

    69.   

    General Government Securities Money Market Funds, Inc.

     

     

    70.   

    General Money Market Fund, Inc.

     

     

    71.   

    General Municipal Money Market Funds, Inc.

     

     

    72.   

    General New York Municipal Money Market Fund

     

     

    73.   

    Strategic Funds, Inc.

     

        

     


     

     

     

    (b)

     

     

    Name and principal
    Business address

    Positions and offices with the Distributor

    Positions and Officeswith Registrant

    Jon R. Baum*

    Chief Executive Officer and Chairman of the Board

    None

    Ken Bradle**

    President and Director

    None

    Robert G. Capone****

    Executive Vice President and Director

    None

    J. Charles Cardona*

    Executive Vice President and Director

    Executive Vice President (Money Market Funds Only)

    Sue Ann Cormack**

    Executive Vice President

    None

    John M. Donaghey***

    Executive Vice President and Director

    None

    Dwight D. Jacobsen*

    Executive Vice President and Director

    None

    Mark A. Keleher*****

    Executive Vice President

    None

    James D. Kohley***

    Executive Vice President

    None

    Jeffrey D. Landau*

    Executive Vice President and Director

    None

    William H. Maresca*

    Executive Vice President and Director

    None

    Timothy M. McCormick*

    Executive Vice President

    None

    David K. Mossman***

    Executive Vice President

    None

    Irene Papadoulis**

    Executive Vice President

    None

    Matthew Perrone**

    Executive Vice President

    None

    Noreen Ross*

    Executive Vice President

    None

    Bradley J. Skapyak*

    Executive Vice President

    President

    Gary Pierce*

    Chief Financial Officer and Director

    None

    Tracy Hopkins*

    Senior Vice President

    None

    Mercedez Katz**

    Senior Vice President

    None

    Mary T. Lomasney****

    Senior Vice President

    None

    Barbara A. McCann****

    Senior Vice President

    None

    Christopher D. O' Connor*

    Senior Vice President

    None

    Christine Carr Smith*****

    Senior Vice President

    None

    Ronald Jamison*

    Chief Legal Officer and Secretary

    None

    Joseph W. Connolly*

    Chief Compliance Officer (Investment Advisory Business)

    Chief Compliance Officer

    Stephen Storen*

    Chief Compliance Officer

    Anti-Money Laundering Compliance Officer

    Maria Georgopoulos*

    Vice President – Facilities Management

    None

    Stewart Rosen*

    Vice President – Facilities Management

    None

    Karin L. Waldmann*

    Privacy Officer

    None

    Gary E. Abbs***

    Vice President – Tax

    None

    Timothy I. Barrett**

    Vice President

    None

    Gina DiChiara*

    Vice President

    None

    Jill Gill*

    Vice President

    None

    Joanne S. Huber***

    Vice President – Tax

    None

    John E. Lane******

    Vice President – Real Estate and Leases

    None

    Jeanne M. Login******

    Vice President – Real Estate and Leases

    None

    Donna M. Impagliazzo**

    Vice President – Compliance and Anti-Money Laundering Officer

    None

    Edward A. Markward*

    Vice President – Compliance

    None

    Anthony Nunez*

    Vice President – Finance

    None

    William Schalda*

    Vice President

    None

    John Shea*

    Vice President – Finance

    None

    Christopher A. Stallone**

    Vice President

    None

    Susan Verbil*

    Vice President – Finance

    None

    William Verity*

    Vice President – Finance

    None

    James Windels*

    Vice President

    Treasurer

    James Bitetto*

    Assistant Secretary

    Vice President and
    Assistant Secretary

    James D. Muir*

    Assistant Secretary

    None

    Barbara J. Parrish***

    Assistant Secretary

    None

    Cristina Rice***

    Assistant Secretary

    None

     


     

     

     

    *

    Principal business address is 200 Park Avenue, New York, NY 10166.

    **

    Principal business address is 144 Glenn Curtiss Blvd., Uniondale, NY 11556-0144.

    ***

    Principal business address is One Mellon Bank Center, Pittsburgh, PA 15258.

    ****

    Principal business address is One Boston Place, Boston, MA 02108.

    *****

    Principal business address is 50 Fremont Street, Suite 3900, San Francisco, CA 94104.

    ******

    Principal business address is 101 Barclay Street, New York 10286.

     

     


     

     

    Item 33.          Location of Accounts and Records

                            1.         The Bank of New York Mellon
                                        One Wall Street
                                        New York, New York 10286

    2.         The Bank of New York Mellon
                            One Mellon Bank Center
                            Pittsburgh, Pennsylvania 15258

                            3.         DST Systems, Inc.
                                        1055 Broadway
                                        Kansas City, MO 64105

                            4.         The Dreyfus Corporation
                                        200 Park Avenue
                                        New York, New York 10166  

    Item 34.          Management Services

                            Not Applicable

    Item 35.          Undertakings 

                            None

     


     

     

    SIGNATURES

    _____________

     

                  Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Amendment to the Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, and State of New York on the 15th day of July, 2011.

     

                            THE DREYFUS THIRD CENTURY FUND, INC.

     

                   BY:    /s/Bradley J. Skapyak                           

                             Bradley J. Skapyak, President

     

                Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, this Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

     

                Signatures                                           Title                                                       Date

                                                                                                                                                          

     

    /s/Bradley J. Skapyak*
    J. David Officer

    President (Principal Executive Officer)

     

    7/15/11

    /s/James Windels*
    James Windels

    Treasurer (Principal Financial and Accounting Officer)

     

    7/15/11

    /s/Joseph S. DiMartino*

    Chairman of the Board

    7/15/11

    Joseph S. DiMartino

     

     

     

    /s/Clifford L. Alexander, Jr.*

    Director

    7/15/11

    Clifford L. Alexander, Jr.

     

     

     

    /s/David W. Burke*
    David W. Burke

    Director

    7/15/11

    /s/Whitney I. Gerard*

    Whitney I. Gerard

     

    Director

    7/15/11

    /s/Nathan Leventhal*

    Nathan Leventhal

     

    Director

    7/15/11

    /s/George L. Perry*

    George L. Perry

     

    Director

    7/15/11

    /s/Benaree Pratt Wiley*

    Benaree Pratt Wiley

    Director

    7/15/11

     

    *BY:   /s/Robert R. Mullery

                Robert R. Mullery

     


     

                Attorney-in-Fact

     


     

     

     

     

     

    INDEX OF EXHIBITS

     

     

    Exhibit No. 

     

     (n)       Rule 18f-3 Plan.

     

     

     


     
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