File No. 2-40341
811-2192
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | [X] |
|
|
Pre-Effective Amendment No. | [_] |
|
|
Post-Effective Amendment No. 65 | [X] |
|
|
and/or | |
|
|
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | [X] |
|
|
Amendment No. 65 | [X] |
The Dreyfus Third Century Fund, Inc.
(Exact Name of Registrant as Specified in Charter)
c/o The Dreyfus Corporation
200 Park Avenue, New York, New York 10166
(Address of Principal Executive Offices) (Zip Code)
Registrant's Telephone Number, including Area Code: (212) 922-6000
Janette Farragher, Esq.
200 Park Avenue
New York, New York 10166
(Name and Address of Agent for Service)
It is proposed that this filing will become effective immediately upon filing pursuant toRule 462(d).
Explanatory Note
This Post-Effective Amendment consists of the following:
- Facing sheet of the Registration Statement.
- Part C to the Registration Statement (including signature page).
- Exhibit (n) to Item 28 to the Registration Statement.
This Post-Effective Amendment is being filed solely to file a revised Rule 18f-3 Plan as Exhibit (n) to Item 28 to this Registration Statement on Form N-1A.
Parts A and B of The Dreyfus Third Century Fund, Inc. were filed with Post-Effective Amendment No. 63 to the Registration Statement on Form N-1A filed on September 28, 2011 pursuant to Rule 485(b) under the Securities Act of 1933, as amended, and are incorporated by reference herein.
THE DREYFUS THIRD CENTURY FUND, INC.
PART C. OTHER INFORMATION
________________________________
Item 28. Exhibits
_______ __________
(a)(1) Registrant's Articles of Incorporation in the State of Maryland are incorporated by reference to Exhibit (1) of Post-Effective Amendment No. 21 to the Registration Statement on Form N-1A, filed on July 30, 1982.
(a)(2) Articles of Amendment and Restatement are incorporated by reference to Exhibit (a)(2) of Post-Effective Amendment No. 48 to the Registration Statement on Form N-1A, filed on September 25, 2000 ("Post-Effective Amendment No. 48").
(b) Amended and Restated By-Laws are incorporated by reference to Exhibit (b) of Post-Effective Amendment No. 63 to the Registration Statement on Form N-1A, filed on September 28, 2011 ("Post-Effective Amendment No. 63").
(d) Management Agreement is incorporated by reference to Exhibit 5(a) of Post-Effective Amendment No. 38 to the Registration Statement on Form N-1A, filed on September 16, 1994.
(e)(1) Form of Amended and Restated Distribution Agreement is incorporated by reference to Exhibit (e)(1) of Post-Effective Amendment No. 63.
(e)(2) Forms of Service Agreement are incorporated by reference to Exhibit (e)(2) of Post-Effective Amendment No. 57 to the Registration Statement on Form N-1A, filed on September 26, 2007 ("Post-Effective Amendment No. 57").
(e)(3) Form of Supplemental Service Agreement is incorporated by reference to Exhibit (e)(3) of Post-Effective Amendment No. 57.
(f) The documents making up model plans in the establishment of retirement plans in conjunction with which Registrant offers its securities is incorporated by reference to Exhibit (14) of Post-Effective Amendment No. 16 to the Registration Statement on Form N-1A, filed on August 24, 1979.
(g) Form of Custody Agreement is incorporated by reference to Exhibit (g) of Post-Effective Amendment No. 63.
(h)(1) Shareholder Services Plan is incorporated by reference to Exhibit (h) of Post-Effective Amendment No. 48.
(h)(2) Amended and Restated Transfer Agency Agreement is incorporated by reference to Exhibit (h)(2) of Post-Effective Amendment No. 59 to the Registration Statement on Form N-1A, filed on September 25, 2008 ("Post-Effective Amendment No. 59").
(i) Opinion and consent of Registrant's counsel is incorporated by reference to Exhibit (3) of Post-Effective Amendment No. 1 to the Registration Statement on Form S-5, filed on March 29, 1972.
(j) Consent of Independent Registered Public Accounting Firm is incorporated by reference to Exhibit (j) of Post-Effective Amendment No. 63.
(m) Rule 12b-1 Distribution Plans are incorporated by reference to Exhibit (m) of Post-Effective Amendment No. 52 to the Registration Statement on Form N-1A, filed on September 27, 2007.
(n) Rule 18f-3 Plan.*
(p)(1) Code of Ethics adopted by Registrant is incorporated by reference to Exhibit (p) of Post-Effective Amendment No. 59.
(p)(2) Code of Ethics for the Non-for the Non-management Board Members of The Dreyfus Family of Funds is incorporated by reference to Exhibit (p)(2) of Post-Effective Amendment No. 61 to the Registration Statement on Form N-1A, filed on September 24, 2010 ("Post-Effective Amendment No. 61").
Other Exhibits
______________
(a) Power of Attorney is incorporated by reference to Other Exhibit (a) of Post-Effective Amendment No. 61.
(b) Certificate of Assistant Secretary is incorporated by reference to Other Exhibit (b) of Post-Effective Amendment No. 63.
Item 29. Persons Controlled by or under Common Control with Registrant.
_______ _______________________________________________________
Not Applicable
Item 30. Indemnification
_______ _______________
The Registrant's charter documents set forth the circumstances under which indemnification shall be provided to any past or present Board member or officer of the Registrant. The Registrant also has entered into a separate agreement with
each of its Board members that describes the conditions and manner in which the Registrant indemnifies each of its Board members against all liabilities incurred by them (including attorneys' fees and other litigation expenses, settlements, fines and penalties), or which may be threatened against them, as a result of being or having been a Board member of the Registrant. These indemnification provisions are subject to applicable state law and to the limitation under the Investment Company Act of 1940, as amended, that no board member or officer of a fund may be protected against liability for willful misfeasance, bad faith, gross negligence or reckless disregard for the duties of his or her office. Reference is hereby made to the following:
Article VII of the Registrant's Articles of Incorporation and any amendments thereto, Article VIII of Registrant's Amended and Restated Bylaws, Section 2-418 of the Maryland General Corporation Law and Section 1.10 of the Amended and Restated Distribution Agreement.
Item 31. Business and Other Connections of Investment Adviser.
_______ ____________________________________________________
The Dreyfus Corporation ("Dreyfus") and subsidiary companies comprise a financial service organization whose business consists primarily of providing investment management services as the investment adviser, manager and distributor for sponsored investment companies registered under the Investment Company Act of 1940 and as an investment adviser to institutional and individual accounts. Dreyfus also serves as sub-investment adviser to and/or administrator of other investment companies. MBSC Securities Corporation, a wholly-owned subsidiary of Dreyfus, serves primarily as a registered broker-dealer of shares of other investment companies sponsored by Dreyfus and other investment companies for which Dreyfus acts as an investment adviser, sub-investment adviser or administrator.
______________
* Filed herewith.
Item 31. Business and Other Connections of Investment Adviser (continued)
Officers and Directors of Investment Adviser
Name and Position | Other Businesses | Position Held | Dates |
Jonathan Baum | MBSC Securities Corporation++ | Chief Executive Officer | 3/08 - Present |
J. Charles Cardona | MBSC Securities Corporation++ | Director | 6/07 – Present |
Name and Position | Other Businesses | Position Held | Dates |
Universal Liquidity Funds plc+ | Director | 4/06 - Present | |
Diane P. Durnin | None | ||
Robert G. Capone | MBSC Securities Corporation++ | Executive Vice President Director | 4/07 - Present |
The Bank of New York Mellon***** | Vice President | 2/06 - Present | |
Mitchell E. Harris | Standish Mellon Asset Management Company LLC | Chairman | 2/05 – Present |
Alcentra NY, LLC++ | Manager | 1/08 - Present | |
Alcentra US, Inc. ++ | Director | 1/08 - Present | |
Alcentra, Inc. ++ | Director | 1/08 - Present | |
BNY Alcentra Group Holdings, Inc. ++ | Director | 10/07 - Present | |
Pareto New York LLC++ | Manager | 11/07 - Present | |
Standish Ventures LLC | President | 12/05 - Present | |
Palomar Management | Director | 12/97 - Present | |
Palomar Management Holdings Limited | Director | 12/97 - Present | |
Pareto Investment Management Limited | Director | 9/04 - Present | |
Name and Position | Other Businesses | Position Held | Dates |
Jeffrey D. Landau | The Bank of New York Mellon+ | Executive Vice President | 4/07 - Present |
Allomon Corporation+ | Treasurer | 12/07 - Present | |
APT Holdings Corporation+ | Treasurer | 12/07 - Present | |
BNY Mellon, N.A.+ | Treasurer | 7/07 - 1/10 | |
Mellon Funding Corporation+ | Treasurer | 12/07 - 12/09 | |
The Bank of New York Mellon Corporation+ | Treasurer | 7/07 - 1/10 | |
MBSC Securities Corporation++ | Executive Vice President Director | 1/10 – Present 1/10 – Present | |
Christopher E. Sheldon | Mellon Global Investing Corp. + | Senior Vice President | 5/08 - Present |
BNY Mellon, National Association+ | Managing Director | 7/09 – Present | |
The Bank of New York Mellon***** | Managing Director | 7/09 - Present | |
Bradley J. Skapyak | MBSC Securities Corporation++ | Executive Vice President | 6/07 - Present |
The Bank of New York Mellon**** | Senior Vice President | 4/07 - Present | |
The Dreyfus Family of Funds++ | President | 1/10 - Present | |
Dreyfus Transfer, Inc. ++ | Chairman Director Senior Vice President | 5/11 - Present 5/10 - Present | |
Dwight Jacobsen | MBSC Securities Corporation++ | Executive Vice President | 6/08 – Present |
Patrice M. Kozlowski | None | ||
Name and Position | Other Businesses | Position Held | Dates |
Gary Pierce | The Bank of New York Mellon***** | Vice President | 7/08 - Present |
BNY Mellon, National Association+ | Vice President | 7/08 - Present | |
Laurel Capital Advisors, LLP+ | Chief Financial Officer | 5/07 - Present | |
MBSC Securities Corporation++ | Director | 6/07 – Present | |
Founders Asset Management, LLC**** | Assistant Treasurer | 7/06 - 12/09 | |
Dreyfus Consumer Credit | Treasurer | 7/05 - 8/10 | |
Dreyfus Transfer, Inc.++ | Chief Financial Officer | 7/05 - Present | |
Dreyfus Service | Treasurer | 7/05 – Present | |
Seven Six Seven Agency, Inc. ++ | Treasurer | 4/99 - Present | |
Joseph W. Connolly | The Dreyfus Family of Funds++ | Chief Compliance Officer | 10/04 - Present |
Laurel Capital Advisors, LLP+ | Chief Compliance Officer | 4/05 - Present | |
BNY Mellon Funds Trust++ | Chief Compliance Officer | 10/04 - Present | |
MBSC Securities Corporation++ | Chief Compliance Officer | 6/07 – Present | |
Christopher O'Connor | MBSC Securities Corporation++ | Executive Vice President | 12/11 – Present |
Gary E. Abbs | The Bank of New York Mellon+ | First Vice President and Manager of Tax Compliance | 12/96 - Present |
Dreyfus Service Organization++ | Vice President – Tax | 1/09 - Present |
Name and Position | Other Businesses | Position Held | Dates |
Dreyfus Consumer Credit Corporation++ | Chairman | 1/09 – 8/10 | |
MBSC Securities Corporation++ | Vice President – Tax | 1/09 - Present | |
Jill Gill | MBSC Securities Corporation++ | Vice President | 6/07 – Present |
The Bank of New York Mellon***** | Vice President | 7/08 – Present | |
BNY Mellon, National Association+ | Vice President | 7/08 - Present | |
Joanne S. Huber | The Bank of New York Mellon+ | State & Local Compliance Manager | 7/07 - Present |
Dreyfus Service Organization++ | Vice President – Tax | 1/09 – Present | |
Dreyfus Consumer Credit Corporation++ | Vice President – Tax | 1/09 – 8/10 | |
MBSC Securities Corporation++ | Vice President – Tax | 1/09 – Present | |
Anthony Mayo | None | ||
John E. Lane | A P Colorado, Inc. + | Vice President – Real Estate and Leases | 8/07 - Present |
A P East, Inc. + | Vice President– Real Estate and Leases | 8/07 - Present | |
A P Management, Inc. + | Vice President– Real Estate and Leases | 8/07 - Present | |
A P Properties, Inc. + | Vice President – Real Estate and Leases | 8/07 - Present | |
Allomon Corporation+ | Vice President– Real Estate and Leases | 8/07 - Present | |
AP Residential Realty, Inc. + | Vice President– Real Estate and Leases | 8/07 - Present | |
AP Wheels, Inc. + | Vice President– Real Estate and Leases | 8/07 - Present |
Name and Position | Other Businesses | Position Held | Dates |
BNY Mellon, National Association+ | Vice President – Real Estate and Leases | 7/08 - Present | |
Citmelex Corporation+ | Vice President– Real Estate and Leases | 8/07 - Present | |
Eagle Investment Systems LLC | Vice President– Real Estate and Leases | 8/07 - Present | |
East Properties Inc. + | Vice President– Real Estate and Leases | 8/07 - Present | |
FSFC, Inc. + | Vice President– Real Estate and Leases | 8/07 - Present | |
Holiday Properties, Inc. + | Vice President– Real Estate and Leases | 8/07 - Present | |
MBC Investments Corporation+ | Vice President– Real Estate and Leases | 8/07 - Present | |
MBSC Securities Corporation++ | Vice President– Real Estate and Leases | 8/07 - Present | |
MELDEL Leasing Corporation Number 2, Inc. + | Vice President– Real Estate and Leases | 7/07 - Present | |
Mellon Bank Community Development Corporation+ | Vice President– Real Estate and Leases | 11/07 - Present | |
Mellon Capital Management Corporation+ | Vice President– Real Estate and Leases | 8/07 - Present | |
Mellon Financial Services Corporation #1+ | Vice President– Real Estate and Leases | 8/07 - Present | |
Mellon Financial Services Corporation #4+ | Vice President – Real Estate and Leases | 7/07 - Present | |
Mellon Funding Corporation+ | Vice President– Real Estate and Leases | 12/07 - Present | |
Mellon Holdings, LLC+ | Vice President– Real Estate and Leases | 12/07 - Present | |
Mellon International Leasing Company+ | Vice President– Real Estate and Leases | 7/07 - Present | |
Mellon Leasing Corporation+ | Vice President– Real Estate and Leases | 7/07 - Present | |
Mellon Ventures, Inc. + | Vice President– Real Estate and Leases | 8/07 - Present | |
Melnamor Corporation+ | Vice President– Real Estate and Leases | 8/07 - Present |
Name and Position | Other Businesses | Position Held | Dates |
MFS Leasing Corp. + | Vice President– Real Estate and Leases | 7/07 - Present | |
MMIP, LLC+ | Vice President– Real Estate and Leases | 8/07 - Present | |
Pareto New York LLC++ | Vice President– Real Estate and Leases | 10/07 - Present | |
Pontus, Inc. + | Vice President– Real Estate and Leases | 7/07 - Present | |
Promenade, Inc. + | Vice President– Real Estate and Leases | 8/07 - Present | |
RECR, Inc. + | Vice President– Real Estate and Leases | 8/07 - Present | |
Technology Services Group, Inc.***** | Senior Vice President | 6/06 - Present | |
Tennesee Processing Center LLC***** | Managing Director | 5/08 - Present | |
Texas AP, Inc. + | Vice President– Real Estate and Leases | 8/07 - Present | |
The Bank of New York Mellon***** | Vice President – Real Estate and Leases | 7/08 - Present | |
The Bank of New York Mellon Corporation***** | Executive Vice President | 8/07 - Present | |
Trilem, Inc. + | Vice President– Real Estate and Leases | 8/07 - Present | |
Kathleen Geis | BNY Mellon, National Association+ | Managing Director | 7/09 - Present |
BNY Mellon Distributors Holdings, Inc. + | Vice President - | 7/11 - Present | |
BNY Mellon Investment | Vice President - | 7/11 - Present | |
BNY Mellon Performance & Risk Analytics, LLC+ | Vice President - | 7/11 - Present | |
BNY Mellon Trust Company of Illinois+ | Vice President - | 7/11 - Present | |
BNY Mellon Trust of Delaware+ | Vice President - | 7/11 - Present |
Name and Position | Other Businesses | Position Held | Dates |
Eagle Investment Systems LLC+ | Vice President - | 7/11 - Present | |
Ivy Asset Management LLC+ | Vice President - | 7/11 - Present | |
Mellon Capital Management Corporation*** | Vice President - | 7/11 - Present | |
Mellon Financial Services Corporation #1+ | Vice President - | 7/11 - Present | |
Mellon Holdings LLC+ | Vice President - | 7/11 - Present | |
Mellon Investor Services LLC+ | Vice President - | 7/11 - Present | |
Pareto New York LLC***** | Vice President - | 7/11 - Present | |
SourceNet Solutions, Inc. + | Vice President - | 7/11 - Present | |
Technology Services Group, Inc. + | Vice President - | 7/11 - Present | |
Tennessee Processing Center LLC+ | Vice President - | 7/11 - Present | |
The Bank of New York Mellon Trust Company, National Association+ | Vice President - | 7/11 - Present | |
Alcentra US, Inc. ++ | Vice President - | 7/11 - Present | |
BNY Mellon Capital Markets LLC++ | Vice President - | 7/11 - Present | |
Pershing LLC***** | Vice President - | 7/11 - Present | |
The Bank of New York Mellon+ | Managing Director | 7/09 - Present | |
MBNA Institutional PA Services, LLC+ | Managing Director | 7/09 - Present | |
Dean M. Steigauf | BNY Mellon, National Association+ | Vice President | 7/09 - Present |
BNY Mellon Distributors Holdings, Inc. + | Vice President - | 7/11 - Present | |
BNY Mellon Investment | Vice President - | 7/11 - Present |
Name and Position | Other Businesses | Position Held | Dates |
BNY Mellon Performance & Risk Analytics, LLC+ | Vice President - | 7/11 - Present | |
BNY Mellon Trust Company of Illinois+ | Vice President - | 7/11 - Present | |
BNY Mellon Trust of Delaware+ | Vice President - | 7/11 - Present | |
Eagle Investment Systems LLC+ | Vice President - | 7/11 - Present | |
Ivy Asset Management LLC+ | Vice President - | 7/11 - Present | |
Mellon Capital Management Corporation*** | Vice President - | 7/11 - Present | |
Mellon Financial Services Corporation #1+ | Vice President - | 7/11 - Present | |
Mellon Holdings LLC+ | Vice President - | 7/11 - Present | |
Mellon Investor Services LLC+ | Vice President - | 7/11 - Present | |
Pareto New York LLC***** | Vice President - | 7/11 - Present | |
SourceNet Solutions, Inc. + | Vice President - | 7/11 - Present | |
Technology Services Group, Inc. + | Vice President - | 7/11 - Present | |
Tennessee Processing Center LLC+ | Vice President - | 7/11 - Present | |
The Bank of New York Mellon Trust Company, National Association+ | Vice President - | 7/11 - Present | |
Alcentra US, Inc. ++ | Vice President - | 7/11 - Present | |
BNY Mellon Capital Markets LLC++ | Vice President - | 7/11 - Present | |
Pershing LLC***** | Vice President - | 7/11 - Present | |
The Bank of New York Mellon+ | Vice President | 12/02 - Present | |
James Bitetto | The Dreyfus Family of Funds++ | Vice President and Assistant Secretary | 8/05 - Present |
Name and Position | Other Businesses | Position Held | Dates |
MBSC Securities Corporation++ | Assistant Secretary | 6/07 - Present | |
Dreyfus Service Organization, Inc.++ | Secretary | 8/05 - Present | |
The Dreyfus Consumer Credit Corporation++ | Vice President | 2/02 - 8/10 | |
Founders Asset Management LLC**** | Assistant Secretary | 3/09 - 12/09 |
* | The address of the business so indicated is One Boston Place, Boston, Massachusetts, 02108. |
** | The address of the business so indicated is One Bush Street, Suite 450, San Francisco, California 94104. |
*** | The address of the business so indicated is 50 Fremont Street, Suite 3900, San Francisco, California 94104. |
**** | The address of the business so indicated is 210 University Blvd., Suite 800, Denver, Colorado 80206. |
***** | The address of the business so indicated is One Wall Street, New York, New York 10286. |
+ | The address of the business so indicated is One Mellon Bank Center, Pittsburgh, Pennsylvania 15258. |
++ | The address of the business so indicated is 200 Park Avenue, New York, New York 10166. |
+++ | The address of the business so indicated is 144 Glenn Curtiss Boulevard, Uniondale, New York 11556-0144. |
++++ | The address of the business so indicated is White Clay Center, Route 273, Newark, Delaware 19711. |
+++++ | The address of the business so indicated is 4005 Kennett Pike, Greenville, DE 19804. |
Item 32. Principal Underwriters | ||
(a) Other investment companies for which Registrant's principal underwriter (exclusive distributor) acts as principal underwriter or exclusive distributor: | ||
1. | Advantage Funds, Inc. | |
2. | BNY Mellon Funds Trust | |
3. | CitizensSelect Funds | |
4. | Dreyfus Appreciation Fund, Inc. | |
5. | Dreyfus BASIC Money Market Fund, Inc. | |
6. | Dreyfus BASIC U.S. Government Money Market Fund | |
7. | Dreyfus BASIC U.S. Mortgage Securities Fund | |
8. | Dreyfus Bond Funds, Inc. | |
9. | Dreyfus Cash Management | |
10. | Dreyfus Connecticut Municipal Money Market Fund, Inc. | |
11. | Dreyfus Dynamic Alternatives Fund, Inc. |
12. | Dreyfus Funds, Inc. |
13. | The Dreyfus Fund Incorporated |
14. | Dreyfus Government Cash Management Funds |
15. | Dreyfus Growth and Income Fund, Inc. |
16. | Dreyfus Index Funds, Inc. |
17. | Dreyfus Institutional Cash Advantage Funds |
18. | Dreyfus Institutional Preferred Money Market Funds |
19. | Dreyfus Institutional Reserves Funds |
20. | Dreyfus Intermediate Municipal Bond Fund, Inc. |
21. | Dreyfus International Funds, Inc. |
22. | Dreyfus Investment Funds |
23. | Dreyfus Investment Grade Funds, Inc. |
24. | Dreyfus Investment Portfolios |
25. | The Dreyfus/Laurel Funds, Inc. |
26. | The Dreyfus/Laurel Funds Trust |
27. | The Dreyfus/Laurel Tax-Free Municipal Funds |
28. | Dreyfus LifeTime Portfolios, Inc. |
29. | Dreyfus Liquid Assets, Inc. |
30. | Dreyfus Manager Funds I |
31. | Dreyfus Manager Funds II |
32. | Dreyfus Massachusetts Municipal Money Market Fund |
33. | Dreyfus Midcap Index Fund, Inc. |
34. | Dreyfus Money Market Instruments, Inc. |
35. | Dreyfus Municipal Bond Opportunity Fund |
36. | Dreyfus Municipal Cash Management Plus |
37. | Dreyfus Municipal Funds, Inc. |
38. | Dreyfus Municipal Money Market Fund, Inc. |
39. | Dreyfus New Jersey Municipal Bond Fund, Inc. |
40. | Dreyfus New Jersey Municipal Money Market Fund, Inc. |
41. | Dreyfus New York AMT-Free Municipal Bond Fund |
42. | Dreyfus New York AMT-Free Municipal Money Market Fund |
43. | Dreyfus New York Municipal Cash Management |
44. | Dreyfus New York Tax Exempt Bond Fund, Inc. |
45. | Dreyfus Opportunity Funds |
46. | Dreyfus Pennsylvania Municipal Money Market Fund |
47. | Dreyfus Premier California AMT-Free Municipal Bond Fund, Inc. |
48. | Dreyfus Premier GNMA Fund, Inc. |
49. | Dreyfus Premier Investment Funds, Inc. |
50. | Dreyfus Premier Short-Intermediate Municipal Bond Fund |
51. | Dreyfus Premier Worldwide Growth Fund, Inc. |
52. | Dreyfus Research Growth Fund, Inc. |
53. | Dreyfus State Municipal Bond Funds |
54. | Dreyfus Stock Funds |
55. | Dreyfus Short-Intermediate Government Fund |
56. | The Dreyfus Socially Responsible Growth Fund, Inc. |
57. | Dreyfus Stock Index Fund, Inc. |
58. | Dreyfus Tax Exempt Cash Management Funds |
59. | The Dreyfus Third Century Fund, Inc. |
60. | Dreyfus Treasury & Agency Cash Management |
61. | Dreyfus Treasury Prime Cash Management |
62. | Dreyfus U.S. Treasury Intermediate Term Fund |
63. | Dreyfus U.S. Treasury Long Term Fund |
64. | Dreyfus 100% U.S. Treasury Money Market Fund |
65. | Dreyfus Variable Investment Fund |
66. | Dreyfus Worldwide Dollar Money Market Fund, Inc. |
67. | General California Municipal Money Market Fund |
68. | General Government Securities Money Market Funds, Inc. |
69. | General Money Market Fund, Inc. |
70. | General Municipal Money Market Funds, Inc. |
71. | General New York Municipal Money Market Fund |
72. | Strategic Funds, Inc. |
(b) | ||
Name and principal | Positions and offices with the Distributor | Positions and Officeswith Registrant |
Jon R. Baum* | Chief Executive Officer and Chairman of the Board | None |
Ken Bradle** | President and Director | None |
(b) | ||
Name and principal | Positions and offices with the Distributor | Positions and Officeswith Registrant |
Robert G. Capone**** | Executive Vice President and Director | None |
J. Charles Cardona* | Executive Vice President and Director | Executive Vice President (Money Market Funds Only) |
Sue Ann Cormack** | Executive Vice President | None |
John M. Donaghey*** | Executive Vice President and Director | None |
Dwight D. Jacobsen* | Executive Vice President and Director | None |
Mark A. Keleher***** | Executive Vice President | None |
James D. Kohley*** | Executive Vice President | None |
Jeffrey D. Landau* | Executive Vice President and Director | None |
William H. Maresca* | Executive Vice President and Director | None |
Timothy M. McCormick* | Executive Vice President | None |
David K. Mossman*** | Executive Vice President | None |
Irene Papadoulis** | Executive Vice President | None |
Matthew Perrone** | Executive Vice President | None |
Bradley J. Skapyak* | Executive Vice President | President |
Gary Pierce* | Chief Financial Officer and Director | None |
Tracy Hopkins* | Senior Vice President | None |
Mercedez Katz** | Senior Vice President | None |
Mary T. Lomasney**** | Senior Vice President | None |
Barbara A. McCann**** | Senior Vice President | None |
Christopher D. O' Connor* | Senior Vice President | None |
Christine Carr Smith***** | Senior Vice President | None |
Ronald Jamison* | Chief Legal Officer and Secretary | None |
Joseph W. Connolly* | Chief Compliance Officer (Investment Advisory Business) | Chief Compliance Officer |
Stephen Storen* | Chief Compliance Officer | Anti-Money Laundering Compliance Officer |
Maria Georgopoulos* | Vice President – Facilities Management | None |
Stewart Rosen* | Vice President – Facilities Management | None |
Karin L. Waldmann* | Privacy Officer | None |
Gary E. Abbs*** | Vice President – Tax | None |
(b) | ||
Name and principal | Positions and offices with the Distributor | Positions and Officeswith Registrant |
Timothy I. Barrett** | Vice President | None |
Gina DiChiara* | Vice President | None |
Jill Gill* | Vice President | None |
Joanne S. Huber*** | Vice President – Tax | None |
John E. Lane****** | Vice President | None |
Kathleen Geis****** | Vice President | None |
Dean M. Steigauf****** | Vice President | None |
Donna M. Impagliazzo** | Vice President – Compliance and Anti-Money Laundering Officer | None |
Edward A. Markward* | Vice President – Compliance | None |
Anthony Nunez* | Vice President – Finance | None |
William Schalda* | Vice President | None |
John Shea* | Vice President – Finance | None |
Christopher A. Stallone** | Vice President | None |
Susan Verbil* | Vice President – Finance | None |
William Verity* | Vice President – Finance | None |
James Windels* | Vice President | Treasurer |
James Bitetto* | Assistant Secretary | Vice President and |
James D. Muir* | Assistant Secretary | None |
Barbara J. Parrish*** | Assistant Secretary | None |
Cristina Rice*** | Assistant Secretary | None |
* | Principal business address is 200 Park Avenue, New York, NY 10166. |
** | Principal business address is 144 Glenn Curtiss Blvd., Uniondale, NY 11556-0144. |
*** | Principal business address is One Mellon Bank Center, Pittsburgh, PA 15258. |
**** | Principal business address is One Boston Place, Boston, MA 02108. |
***** | Principal business address is 50 Fremont Street, Suite 3900, San Francisco, CA 94104. |
****** | Principal business address is 101 Barclay Street, New York 10286. |
Item 33. Location of Accounts and Records
1. The Bank of New York Mellon
One Wall Street
New York, New York 10286
2. The Bank of New York Mellon
One Mellon Bank Center
Pittsburgh, Pennsylvania 15258
3. DST Systems, Inc.
1055 Broadway
Kansas City, MO 64105
4. The Dreyfus Corporation
200 Park Avenue
New York, New York 10166
Item 34. Management Services
Not Applicable
Item 35. Undertakings
None
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 the Registrant, The Dreyfus Third Century Fund, Inc., certifies that it meets all of the requirements for effectiveness of this Amendment to the Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, and State of New York on the 7th of March, 2012.
| The Dreyfus Third Century Fund, Inc. | |
BY: | /s/ Bradley J. Skapyak* |
Bradley J. Skapyak, PRESIDENT |
Pursuant to the requirements of the Securities Act of 1933, this Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the date indicated.
Signatures | Title | Date | ||
/s/ Bradley J. Skapyak* | President (Principal Executive Officer) | 3/7/12 | ||
Bradley J. Skapyak | ||||
/s/ James Windels* | Treasurer (Principal Financial Officer and Accounting Officer) | 3/7/12 | ||
James Windels | ||||
/s/ Joseph S. DiMartino* | Chairman of the Board | 3/7/12 | ||
Joseph S. DiMartino | ||||
/s/ Clifford L. Alexander* | Board Member | 3/7/12 | ||
Clifford L. Alexander | ||||
/s/ David W. Burke* | Board Member | 3/7/12 | ||
David W. Burke | ||||
/s/ Whitney Gerard* | Board Member | 3/7/12 | ||
Whitney Gerard | ||||
/s/ Nathan Leventhal* | Board Member | 3/7/12 | ||
Nathan Leventhal | ||||
/s/ Benaree Pratt Wiley* | Board Member | 3/7/12 | ||
Benaree Pratt Wiley |
*BY: | /s/ Robert R. Mullery |
Robert R. Mullery |
INDEX OF EXHIBITS
_________________________
Exhibits
(n) 18f-3 Plan.