Kansas City Southern (KSU) Form 4 KANSAS CITY SOUTHERN / Cueto Cuevas Oscar Augusto Del ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Del Cueto Cuevas Oscar Augusto

(Last) (First) (Middle)

KANSAS CITY SOUTHERN

427 W. 12TH STREET

(Street)

KANSAS CITY MO 64105

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
KANSAS CITY SOUTHERN [ KSU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
President & Exec Rep of Sub

3. Date of Earliest Transaction (Month/Day/Year)
11/11/2020

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/11/2020		M		1,046	A	$52.62	7,182	D
Common Stock	11/11/2020		S		1,046	D	$186.3901(1)	6,136	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (Right to Buy)	$52.62	11/11/2020		M			1,046	(2)	02/22/2021	Common Stock	1,046	$0	0	D
Employee Stock Option (Right to Buy)	$66.99							(2)	02/21/2022	Common Stock	1,167		1,167	D
Employee Stock Option (Right to Buy)	$97.77							(2)	02/20/2023	Common Stock	955		955	D
Employee Stock Option (Right to Buy)	$94.23							(2)	02/19/2024	Common Stock	1,018		1,018	D
Employee Stock Option (Right to Buy)	$119.35							(2)	02/17/2025	Common Stock	976		976	D
Employee Stock Option (Right to Buy)	$82.71							(2)	02/18/2026	Common Stock	1,316		1,316	D
Employee Stock Option (Right to Buy)	$86.89							(2)	02/16/2027	Common Stock	601		601	D
Employee Stock Option (Right to Buy)	$105.83							(2)	03/05/2028	Common Stock	674		674	D
Employee Stock Option (Right to Buy)	$110.13							(2)	03/04/2029	Common Stock	894		894	D
Employee Stock Option (Right to Buy)	$171.86							(2)	02/06/2030	Common Stock	738		738	D

Explanation of Responses:

1. The price in Column 4 is a weighted average price. The prices actually received ranged from $186.3700 to $186.5200. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

2. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.

Remarks:

	Julie D. Powell, Attorney-in-fact	11/12/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.