The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities OMB APPROVAL OMB Number: Estimated average burden hours per response: 1. Issuer's Identity CIK (Filer ID Number)Previous NamesNone Entity TypeGENWORTH FINANCIAL SECURITIES CORPORATION CETERA FINANCIAL SPECIALISTS LLC TERRA SECURITIES CORPORATION Corporation Limited Partnership Limited Liability Company General Partnership Business Trust Other (Specify) Name of IssuerCETERA FINANCIAL SPECIALISTS LLC Jurisdiction of Incorporation/OrganizationDELAWARE Year of Incorporation/OrganizationX Over Five Years Ago Within Last Five Years (Specify Year) Yet to Be Formed 2. Principal Place of Business and Contact Information Name of IssuerCETERA FINANCIAL SPECIALISTS LLC Street Address 1Street Address 2200 N. Martingale Road CityState/Province/CountryZIP/PostalCodePhone Number of IssuerSchaumburg ILLINOIS 3. Related Persons Last NameFirst NameMiddle NameVasquez Enrique Street Address 1Street Address 2200 N. Martingale Road CityState/Province/CountryZIP/PostalCodeSchaumburg ILLINOIS Relationship:X Executive Officer Director Promoter Clarification of Response (if Necessary): Last NameFirst NameMiddle NameRoth Larry Street Address 1Street Address 2200 N. Sepulveda Boulevard Suite 1200 CityState/Province/CountryZIP/PostalCodeEl Segundo CALIFORNIA Relationship:Executive Officer Director Promoter Clarification of Response (if Necessary): Last NameFirst NameMiddle NameDunlap Steve Street Address 1Street Address 2200 N. Sepulveda Boulevard Suite 1200 CityState/Province/CountryZIP/PostalCodeEl Segundo CALIFORNIA Relationship:X Executive Officer Director Promoter Clarification of Response (if Necessary): Last NameFirst NameMiddle NameRuvoli Gregg Street Address 1Street Address 2200 N. Martingale Road CityState/Province/CountryZIP/PostalCodeSchaumburg ILLINOIS Relationship:X Executive Officer Director Promoter Clarification of Response (if Necessary): Last NameFirst NameMiddle NameHaley Brian Street Address 1Street Address 2200 N. Martingale Road CityState/Province/CountryZIP/PostalCodeSchaumburg ILLINOIS Relationship:X Executive Officer Director Promoter Clarification of Response (if Necessary): Last NameFirst NameMiddle NameShelson Mark Street Address 1Street Address 2400 First Street South Suite 300 CityState/Province/CountryZIP/PostalCodeSt. Cloud MINNESOTA Relationship:X Executive Officer Director Promoter Clarification of Response (if Necessary): Last NameFirst NameMiddle NameRothenberg Jon Street Address 1Street Address 2200 N. Martingale Road CityState/Province/CountryZIP/PostalCodeSchaumburg ILLINOIS Relationship:X Executive Officer Director Promoter Clarification of Response (if Necessary): Last NameFirst NameMiddle NameHamel Cyndi Street Address 1Street Address 2N. Sepulveda Boulevard Suite 1200 CityState/Province/CountryZIP/PostalCodeEl Segundo CALIFORNIA Relationship:X Executive Officer Director Promoter Clarification of Response (if Necessary): Last NameFirst NameMiddle NameSmiley Stan Street Address 1Street Address 2N. Sepulveda Boulevard Suite 1200 CityState/Province/CountryZIP/PostalCodeEl Segundo CALIFORNIA Relationship:X Executive Officer Director Promoter Clarification of Response (if Necessary): Last NameFirst NameMiddle NameOlson Greg Street Address 1Street Address 2N. Sepulveda Boulevard Suite 1200 CityState/Province/CountryZIP/PostalCodeEl Segundo CALIFORNIA Relationship:X Executive Officer Director Promoter Clarification of Response (if Necessary): Last NameFirst NameMiddle NameGok Lisa Street Address 1Street Address 2N.