- Track your favorite companies
- Receive email alerts for new filings
- Personalized dashboard of news and more
- Access all data and search results
- S-3ASR Automatic shelf registration
- 4.14 Certificate of Amendment for NTC Capital III
- 4.15 Certificate of Amendment for NTC Capital IV
- 4.16 Certificate of Amendment for NTC Capital V
- 4.17 Instrument of Removal and Appointment for NTC Capital III
- 4.18 Instrument of Removal and Appointment for NTC Capital IV
- 4.19 Instrument of Removal and Appointment for NTC Capital V
- 5.1 Opinion of Schiff Hardin LLP
- 5.2 Opinion of Richards Layton & Finger, P.a. with Respect to NTC Capital III
- 5.3 Opinion of Richards Layton & Finger, P.a. with Respect to NTC Capital IV
- 5.4 Opinion of Richards Layton & Finger, P.a. with Respect to NTC Capital V
- 12.1 Computation of Ratio of Earnings to Fixed Charges of Norhtern Trust Corporation
- 23.1 Consent of KPMG LLP
- 24.1 Powers of Attorney
- 25.1 Form T-1 Statement of Eligibility - Senior Indenture
- 25.2 Form T-1 Statement of Eligibility - Subordinated Indenture
- 25.3 Form T-1 Statement of Eligibility - Trust Agreement of NTC Capital III
- 25.4 Form T-1 Statement of Eligibility - Trust Agreement of NTC Capital IV
- 25.5 Form T-1 Statement of Eligibility - Trust Agreement of NTC Capital V
- 25.6 Form T-1 Statement of Eligibility - Preferred Securities of NTC Capital III
- 25.7 Form T-1 Statement of Eligibility - Preferred Securities of NTC Capital IV
- 25.8 Form T-1 Statement of Eligibility - Preferred Securities of NTC Capital V
EXHIBIT 4.14
CERTIFICATE OF AMENDMENT
TO
CERTIFICATE OF TRUST
OF
NTC CAPITAL III
This Certificate of Amendment of NTC Capital III (the “Trust”), is being duly executed and filed by the undersigned trustee to amend the certificate of trust of a statutory trust formed under the Delaware Statutory Trust Act (12 Del. C. § 3801 et seq.)(the “Act”).
1.Name. The name of the trust is NTC Capital III.
2.Amendment of Certificate. The Certificate of Trust of the Trust is hereby amended by changing the name and address of the Trustee in the State of Delaware to BNY Mellon Trust of Delaware, White Clay Center, Route 273, Newark, Delaware 19711.
3. Effective Date. This Certificate of Amendment shall be effective upon filing.
IN WITNESS WHEREOF, the undersigned trustee of the Trust has executed this Certificate of Amendment in accordance with Section 3811(a)(2) of the Act.
BNY Mellon Trust of Delaware, not in its individual capacity but solely as Delaware trustee | ||
By: | /s/ Kristine K. Gullo | |
Name: | Kristine K. Gullo | |
Title: | Vice President |