UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
(Amendment No. 1)
ANNUAL REPORT UNDER SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended September 30, 2008
Commission file number: 0-6428
ASI Technology Corporation
(Exact name of registrant as specified in its charter)
Nevada | 88-0105586 |
(State or other jurisdiction of | (I.R.S. Employer |
incorporation or organization) | Identification Number) |
980 American Pacific Drive, Suite #111
Henderson, Nevada 89014
(Address of principal executive offices)
(702) 734-1888
(Registrant’s Telephone Number, Including Area Code)
Securities registered pursuant to Section 12(b) of the Exchange Act: None
Securities registered pursuant to Section 12(g) of the Exchange Act:
Common Stock, par value $0.02
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes o No x
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Exchange Act. Yes o No x
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No o
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. o
Indicate by check mark whether registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company . See the definitions of “accelerated filer,” “large accelerated filer,” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
Large Accelerated Filer o Accelerated filer o Non-accelerated filer o Smaller reporting company x
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). Yes o No x
The aggregate market value of the issuer’s Common Stock held by non-affiliates of the registrant on March 31, 2008 was approximately $3,828,000 based on the closing price as reported on the NASD’s OTC Electronic Bulletin Board system.
As of December 15, 2008 there were 17,125,723 shares of ASI Technology Corporation Common Stock, par value $.02, outstanding.
TABLE OF CONTENTS
Page | |
PART IV | |
SIGNATURES | 5 |
Exhibit Index |
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EXPLANATORY NOTE
We filed our Annual Report on Form 10-K for the year ended September 30, 2008 on December 17, 2008 (the “Original Filing”) and are filing this Amendment No. 1 to the Annual Report on Form 10-K/A for the year ended September 30, 2008, solely to replace Exhibits 31.1 and 31.2 for the year ended September 30, 2008.
Other than as noted above, no other changes have been made to the Original Report. This Amendment does not reflect events occurring after the filing of the Original Report. Accordingly, this Amendment should be read in conjunction with the Original Report and our other filings subsequent to the filing of the Original Report.
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SIGNATURES
In accordance with Section 13 or 15(d) of the Exchange Act, the Registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
ASI TECHNOLOGY CORPORATION | |
By: /s/ JERRY E. POLIS | |
Jerry E. Polis | |
President |
Date: February 18, 2010
In accordance with the Exchange Act, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
Name | Position | Date |
/s/ JERRY E. POLIS | President | February 18, 2010 |
Jerry E. Polis | and Chairman | |
(principal executive officer) | ||
/s/ ERIC M. POLIS | Secretary, Treasurer and Director | February 18, 2010 |
Eric M. Polis | (principal financial and accounting officer) | |
/s/ GERALD L. EHRENS | Director | February 18, 2010 |
Gerald L. Ehrens | ||
/s/ RICHARD A. FAIT | Director | February 18, 2010 |
Richard A. Fait
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EXHIBIT INDEX
Exhibit | |
Number | Description of Exhibit |
31.1 | Certification of Principal Executive Officer, Pursuant to Exchange Act Rule 13a-14(a), as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
31.2 | Certification of Principal Financial Officer, Pursuant to Exchange Act Rule 13a-14(a), as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
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