UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
(Mark one)
| x | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended October 31, 2009
OR
| o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from _______________ to _______________
Commission File Number: 0-15535
| LAKELAND INDUSTRIES, INC. |
| (Exact name of Registrant as specified in its charter) |
| | | |
| Delaware | | 13-3115216 |
| (State of incorporation) | | (IRS Employer Identification Number) |
| 701 Koehler Avenue, Suite 7, Ronkonkoma, New York | | 11779 |
| (Address of principal executive offices) | | (Zip Code) |
| (631) 981-9700 |
| (Registrant's telephone number, including area code) |
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
Yes ¨ No x
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Exchange Act.
Yes ¨ No x
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
Yes x No ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non- accelerated filer, or a smaller reporting company. See the definition of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12-b-2 of the Exchange Act. (Check one):
| Large accelerated filer | ¨ | Accelerated filer | ¨ |
| Non-Accelerated filer | ¨ (Do not check if a smaller reporting company) | Smaller reporting company | x |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12-b-2 of the Exchange Act).
Yes ¨ No x
As of July 31, 2009, the aggregate market value of the registrant’s common stock held by non-affiliates of the registrant was $32,361,028 based on the closing price of the common stock as reported on the National Association of Securities Dealers Automated Quotation System National Market System.
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes¨ No x
Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date.
| Class | | Outstanding at December 10, 2009 |
| Common Stock, $0.01 par value per share | | 5,437,534 |
Explanatory Note:
This Form 10-Q/A amends the Form 10-Q filed by Lakeland Industries, Inc. on December 10, 2009 and is being filed in order to include the fully executed License Agreement between DuPont and Lakeland previously filed as exhibit 10.23 on December 10, 2009 with redactions.
PART II. OTHER INFORMATION
Items 1, 2, 3, 4 and 5 are not applicable
Exhibits:
| 10.2 | | License Agreement, dated and effective as of June 6, 2009, by and between Lakeland Industries, Inc. and I.E. duPont de Nemours and Company |
| 31.1 | | Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| 31.2 | | Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| 32.1 | | Certification of Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 32.2 | | Certification of Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
SIGNATURES
Pursuant to the requirements of Section 13 or 15 (d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | LAKELAND INDUSTRIES, INC. |
| | (Registrant) |
| | |
| Date: April 5, 2010 | /s/ Christopher J. Ryan | |
| | Christopher J. Ryan, |
| | Chief Executive Officer, President, |
| | Secretary and General Counsel |
| | (Principal Executive Officer and Authorized |
| | Signatory) |
| | |
| Date: April 5, 2010 | /s/Gary Pokrassa | |
| | Gary Pokrassa, |
| | Chief Financial Officer |
| | (Principal Accounting Officer and Authorized |
| | Signatory) |
