The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Accenture plc | COM | G1151C101 | 677 | 2,995 | SH | SOLE | 2,995 | 0 | 0 | ||
AFLAC Inc. | COM | 001055102 | 1,098 | 30,206 | SH | SOLE | 30,206 | 0 | 0 | ||
Advanced Micro Devices | COM | 007903107 | 38 | 465 | SH | SOLE | 465 | 0 | 0 | ||
Alaska Air Group Inc. | COM | 011659109 | 435 | 11,870 | SH | SOLE | 11,870 | 0 | 0 | ||
Amazon.com Inc. | COM | 023135106 | 1,285 | 408 | SH | SOLE | 408 | 0 | 0 | ||
Altria Group, Inc. | COM | 718154107 | 201 | 5,195 | SH | SOLE | 5,195 | 0 | 0 | ||
Amyris | COM | 03236M101 | 3,781 | 1,294,770 | SH | SOLE | 1,294,770 | 0 | 0 | ||
Amyris Warrants | COM | 03236M101 | 34 | 169,153 | SH | SOLE | 169,153 | 0 | 0 | ||
Amyris Rights | COM | 03236M101 | 21 | 39,800 | SH | SOLE | 39,800 | 0 | 0 | ||
Apple Computing | COM | 037833100 | 7,349 | 63,461 | SH | SOLE | 63,461 | 0 | 0 | ||
Applied Materials | COM | 038222105 | 280 | 4,706 | SH | SOLE | 4,706 | 0 | 0 | ||
ASML Holding N V ADR | COM | N07059111 | 83 | 224 | SH | SOLE | 224 | 0 | 0 | ||
BeyondSpring Inc | COM | G10830100 | 450 | 33,826 | SH | SOLE | 33,826 | 0 | 0 | ||
Bristol-Myers Squibb | COM | 110122108 | 97 | 1,607 | SH | SOLE | 1,607 | 0 | 0 | ||
Bristol-Myers Squibb Contingent Value Rights | COM | 110122157 | 5 | 1,607 | SH | SOLE | 1,607 | 0 | 0 | ||
The Carlyle Group | COM | 14309L102 | 417 | 16,895 | SH | SOLE | 16,895 | 0 | 0 | ||
Catalyst Pharmaceuticals | COM | 14888U101 | 749 | 252,199 | SH | SOLE | 252,199 | 0 | 0 | ||
Church and Dwight Co. Inc. | COM | 171340102 | 13 | 140 | SH | SOLE | 140 | 0 | 0 | ||
Colgate-Palmolive Co. | COM | 194162103 | 22 | 288 | SH | SOLE | 288 | 0 | 0 | ||
Corcept Therapeutics | COM | 218352102 | 702 | 40,314 | SH | SOLE | 40,314 | 0 | 0 | ||
Etsy, Inc. | COM | 29786A106 | 50 | 415 | SH | SOLE | 415 | 0 | 0 | ||
Facebook, Inc. | COM | 30303M102 | 146 | 558 | SH | SOLE | 558 | 0 | 0 | ||
Fuelnation, Inc. | COM | 359528205 | 0 | 251,150 | SH | SOLE | 251,150 | 0 | 0 | ||
Google Inc. | COM | 38259P706 | 258 | 176 | SH | SOLE | 176 | 0 | 0 | ||
Google Inc. | COM | 38259P508 | 259 | 176 | SH | SOLE | 176 | 0 | 0 | ||
Honeywell International Inc. | COM | 438516106 | 754 | 4,578 | SH | SOLE | 4,578 | 0 | 0 | ||
Ichor Holdings | COM | G4740B105 | 17 | 770 | SH | SOLE | 770 | 0 | 0 | ||
Intel Corp. | COM | 458140100 | 18 | 355 | SH | SOLE | 355 | 0 | 0 | ||
Ionis Pharmaceuticals | COM | 462222100 | 879 | 18,521 | SH | SOLE | 18,521 | 0 | 0 | ||
JPMorgan Chase and Co. | COM | 46625H100 | 185 | 1,925 | SH | SOLE | 1,925 | 0 | 0 | ||
Johnson and Johnson | COM | 478160104 | 10 | 69 | SH | SOLE | 69 | 0 | 0 | ||
Kraft Heinz Company | COM | 50076Q106 | 8 | 279 | SH | SOLE | 279 | 0 | 0 | ||
Lam Research Corp. | COM | 512807108 | 139 | 420 | SH | SOLE | 420 | 0 | 0 | ||
Liminal BioSciences | COM | 53272L103 | 0 | 22 | SH | SOLE | 22 | 0 | 0 | ||
Mastercard | COM | 57636Q104 | 577 | 1,706 | SH | SOLE | 1,706 | 0 | 0 | ||
Mondelez International, Inc. | COM | 609207105 | 17 | 302 | SH | SOLE | 302 | 0 | 0 | ||
Nanoco Group plc | COM | 0B01JLR99 | 1,142 | 6,714,968 | SH | SOLE | 6,714,968 | 0 | 0 | ||
Netflix | COM | 64110L106 | 543 | 1,085 | SH | SOLE | 1,085 | 0 | 0 | ||
NexGen Energy | COM | 65340P106 | 650 | 375,589 | SH | SOLE | 375,589 | 0 | 0 | ||
NICE Systems Ltd. | COM | 653656108 | 42 | 184 | SH | SOLE | 184 | 0 | 0 | ||
Nvidia | COM | 67066G104 | 200 | 370 | SH | SOLE | 370 | 0 | 0 | ||
Onto Innovation | COM | 683344105 | 1,007 | 33,798 | SH | SOLE | 33,798 | 0 | 0 | ||
PepsiCo, Inc. | COM | 713448108 | 449 | 3,242 | SH | SOLE | 3,242 | 0 | 0 | ||
Philip Morris International | COM | 718172109 | 427 | 5,691 | SH | SOLE | 5,691 | 0 | 0 | ||
Procter And Gamble | COM | 742718109 | 15 | 110 | SH | SOLE | 110 | 0 | 0 | ||
ProShares UltraPro Short SP500 | COM | 74348A442 | 400 | 45,960 | SH | SOLE | 45,960 | 0 | 0 | ||
QUALCOMM | COM | 747525103 | 2,294 | 19,496 | SH | SOLE | 19,496 | 0 | 0 | ||
Stifel Financial Corp. | COM | 860630102 | 445 | 8,801 | SH | SOLE | 8,801 | 0 | 0 | ||
Tesla, Inc. | COM | 88160R101 | 1,381 | 3,220 | SH | SOLE | 3,220 | 0 | 0 | ||
Tower Semiconductor | COM | M87915274 | 960 | 52,693 | SH | SOLE | 52,693 | 0 | 0 | ||
Travelers Group | COM | 89417E109 | 1 | 6 | SH | SOLE | 6 | 0 | 0 | ||
ViacomCBS | COM | 92556H206 | 874 | 31,186 | SH | SOLE | 31,186 | 0 | 0 | ||
The Walt Disney Company | COM | 254687106 | 35 | 285 | SH | SOLE | 285 | 0 | 0 |