UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number (811-05339)
Concorde Funds, Inc.
(Exact name of registrant as specified in charter)
1000 Three Lincoln Centre
5430 LBJ Freeway LB3
Dallas, TX 75240-2650
(Address of principal executive offices) (Zip code)
Gary B. Wood
1000 Three Lincoln Centre, 5430 LBJ Freeway LB3, Dallas, TX 75240-2650
(Name and address of agent for service)
Registrant's telephone number, including area code: (972)-701-5400
Date of fiscal year end: September 30th
Date of reporting period: June 30, 2009
Item 1. Proxy Voting Record.
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
Dell, Inc. | 7/18/2008 | 24702R101 | dell | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Directors Recommended: A Vote for Election of the Following Nominees: | ||||
For | For | 01 - Donald J. Carty | Issuer | |
For | For | 02 - Michael S. Dell | Issuer | |
For | For | 03 - William H. Gray, III | Issuer | |
For | For | 04 - Sallie L. Krawcheck | Issuer | |
For | For | 05 - Alan (A. G.) Lafley | Issuer | |
For | For | 06 - Judy C. Lewent | Issuer | |
For | For | 07 - Thomas W. Luce, III | Issuer | |
For | For | 08 - Klaus S. Luft | Issuer | |
For | For | 09 - Alex J. Mandl | Issuer | |
For | For | 10 - Michael A. Miles | Issuer | |
For | For | 11 - Samuel A. Nunn, Jr. | Issuer | |
for | For | 2. Ratification of Independent Autitor. | Issuer | |
For | For | 3. Approval of Executive Annual Incentive Bonus Plan. | Issuer | |
Against | Against | SH1. Reimbursement of Proxy Expenses | Security Holder | |
Against | Against | SH2. Advisory Vote on Executive Compensation | Security Holder | |
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
CAE, Inc. | 8/13/2008 | 124765108 | cae | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Directors Recommended: A Vote for Election of the Following Nominees: | ||||
For | For | 01 - Lynton R. Wilson | Issuer | |
For | For | 02 - Brian E. Barents | Issuer | |
For | For | 03 - Robert E. Brown | Issuer | |
For | For | 04 - John A. (Ian) Craig | Issuer | |
For | For | 05 - H. Garfield Emerson | Issuer | |
For | For | 06 - Anthony S. Fell | Issuer | |
For | For | 07 - Paule Gagne | Issuer | |
For | For | 08 - James F. Hankinson | Issuer | |
For | For | 09 - E. R. (Randy) Jayne II | Issuer | |
For | For | 10 - Robert Lacroix | Issuer | |
For | For | 11 - Katherine B. Stevenson | ||
For | For | 2. Appointment of Pricewaterhousecoopers, LLP as Auditors and Authorization of the Directors to Fix their Remuneration. | Issuer | |
For | For | 3. Resolution to Approve the Reservation for Issuance Under the Employee Stock Option Plan of an Addition 10,000,000 Common Shares. | Issuer | |
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
Oracle Corporation | 10/10/2008 | 68389X105 | orcl | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Directors Recommended: A Vote for Election of the Following Nominees: | ||||
For | For | 01 - Jeffrey O. Henley | Issuer | |
For | For | 02 - Lawrence J. Ellison | Issuer | |
For | For | 03 - Donald L. Lucas | Issuer | |
For | For | 04 - Michael J. Boskin | Issuer | |
For | For | 05 - Jack F. Kemp | Issuer | |
For | For | 06 - Jeffrey S. Berg | Issuer | |
For | For | 07 - Safra A. Catz | Issuer | |
For | For | 08 - Hector Garcia-Molina | Issuer | |
For | For | 09 - H. Raymond Bingham | Issuer | |
For | For | 10 - Charles E. Phillips, Jr. | Issuer | |
For | For | 11 - Naomi O. Seligman | Issuer | |
For | For | 12 - George H. Conrades | Issuer | |
For | For | 13 - Bruce R. Chizen | Issuer | |
For | For | 2. Proposal for the Approval of the Fiscal Year 2009 Executive Bonus Plan. | Issuer | |
For | For | 3. Proposal to Ratify the Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm of the Company for the Fiscal Year Ending May 31, 2009. | Issuer | |
Against | Against | 4. Stockholder Proposal on Advisory Vote on Executive Compensation. | Security Holder | |
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
Diebold, Incorporated | 11/11/2008 | 253651103 | dbd | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Directors Recommend: A Vote for Eletion of the Followig Nominees: | ||||
For | For | 01 - Louis V. Bockius III | Issuer | |
For | For | 02 - Phillip R. Cox | Issuer | |
For | For | 03 - Richard L. Crandall | Issuer | |
For | For | 04 - Gale S. Fitzgerald | Issuer | |
For | For | 05 - Phillip B. Lassiter | Issuer | |
For | For | 06 - John N. Lauer | Issuer | |
For | For | 07 - Eric J. Roorda | Issuer | |
For | For | 08 - Thomas W. Swidarski | Issuer | |
For | For | 09 - Henry D.G. Wallace | Issuer | |
For | For | 10 - Alan J. Weber | Issuer | |
For | For | 2. To Ratify the Appointment of KPGM, LLP asa the Corporation's Independent Auditors for the Year 2008. | Issuer | |
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
Microsoft Corporation | 11/18/2008 | 594918104 | msft | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1. Election of Director: Steven A. Ballmer | Issuer | |
For | For | 2. Election of Director: James I. Cash, Jr. | Issuer | |
For | For | 3. Election of Director: Dina Dublon | Issuer | |
For | For | 4. Election of Director: William H. Gates, III | Issuer | |
For | For | 5. Election of Director: Raymond V. Gilmartin | Issuer | |
For | For | 6. Election of Director: Reed Hastings | Issuer | |
For | For | 7. Election of Director: David F. Marquardt | Issuer | |
For | For | 8. Election of Director: Charles H. Noski | Issuer | |
For | For | 9. Election of Director: Helmut Panke | Issuer | |
For | For | |||
For | For | 10. Approval fo Material Terms of Performance Criteria Under the Executive Office Incentive Plan. | Issuer | |
For | For | 11. Approval of Amendments to the 1999 Stock Option Plan for Non-Employee Directors. | Issuer | |
For | For | 12. Ratification of the Selection of Deloitte & Touche LLP as the Company's Independent Auditor. | Issuer | |
Against | Against | 13. Shareholder Proposal - Adoption of Policies on Internet Censorship. | Security Holder | |
Against | Against | 14. Shareholder Proposal - Establishment of Board Committee on Homan Rights. | Security Holder | |
Against | Against | 15. Shareholder Proposal - Disclosure of Charitable Contributions. | Security Holder | |
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
Deere Co. | 2/24/2009 | 244199105 | de | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director: Crandall C. Bowles | Issuer | |
For | For | 1B. Election of Director: Vance D. Coffman | Issuer | |
For | For | 1C. Election of Director: Clayton M. Jones | Issuer | |
For | For | 1D. Election of Director: Thomas H. Patrick | Issuer | |
For | For | 2. Ratification of the Appointment of Deloitte & Touche LLP as the Independent Registered Public Accountig Firm for Fiscal 2009. | Issuer | |
For | For | 3. Stockholder Proposal #1 - Annual Election of Directors. | Security Holder | |
Against | Against | 4. Stockholder Proposal #2 - Advisory Vote on Executive Compensation. | Security Holder | |
For | Against | 5. Stockholder Proposal #3 - Separation of CEO and Chairman Responsibilities. | Security Holder | |
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
The Walt Disney Company | 3/9/2009 | 254687106 | dis | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors: | ||||
For | For | 1a. Susan E. Arnold | Issuer | |
For | For | 1b. John E. Bryson | Issuer | |
For | For | 1c. John S. Chen | Issuer | |
For | For | 1d. Judith L. Estrin | Issuer | |
For | For | 1e. Robert A. Iger | Issuer | |
For | For | 1f. Steven P. Jobs | Issuer | |
For | For | 1g. Fred H. Langhammer | Issuer | |
For | For | 1h. Aylwin B. Lewis | Issuer | |
For | For | 1i. Monica C. Lozano | Issuer | |
For | For | 1j. Robert W. Matschullat | Issuer | |
For | For | 1k. John E. Pepper, Jr. | Issuer | |
For | For | 1l. Orin C. Smith | Issuer | |
For | For | 2. To ratify the appointment of Pricewaterhouse-Coopers LLP as the Company's registered public accountants for 2009. | Issuer | |
For | For | 3. To approve the Amendment to the Amended and Restated 2005 Stock Incentive Plan. | Issuer | |
For | For | 4. To approve the terms of the Amended and Restated 2002 Executive Performance Plan. | Issuer | |
Against | Against | 5. To approve the shareholder proposal relating to political contributions reporting. | Security Holder | |
Against | Against | 6. To approve the shareholder proposal relating to death benefit payments. | Security Holder | |
Against | Against | 7. To approve the shareholder proposal relating to shareholder advisory vote on executive compensation. | Security Holder | |
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
Agilent Technologies, Inc. | 3/10/2009 | 00846U101 | a | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Directors Recommend: A Vote for Election of the Following Nominees: | Issuer | |||
For | For | 01 - William P. Sullivan | ||
For | For | 02 - Robert J. Herbold | ||
For | For | 03 - Koh Boon Hwee | ||
For | For | 2. The Ratification of the Audit and Finance Committee's Appointment of Pricewaterhousecoopers LLP as Agilent's Independent Registered Public Accounting Firm. | Issuer | |
For | For | 3. The Approval of the Agilent Technologies, Inc. 2009 Stock Plan. | Issuer | |
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
Bank of New York Mellon Corp. | 4/14/2009 | 064058100 | bk | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Directors Recommend: A Vote for Election of the Following Nominees: | ||||
For | For | 01 - Ruth E. Bruch | Issuer | |
For | For | 02 - Nicholas M. Bonofrio | Issuer | |
For | For | 03 - Gerald L. Hassell | Issuer | |
For | For | 04 - Edmund F. Kelly | Issuer | |
For | For | 05 - Robert P. Kelly | Issuer | |
For | For | 06 - Richard J. Kogan | Issuer | |
For | For | 07 - Michael J. Kowalski | Issuer | |
For | For | 08 - John A. Luke, Jrd. | Issuer | |
For | For | 09 - Robert Mehrabian | Issuer | |
For | For | 10 - Mark A. Nordenberg | Issuer | |
For | For | 11 - Catherine A. Rein | Issuer | |
For | For | 12 - William C. Richardson | Issuer | |
For | For | 13 - Samuel C. Scott, III | Issuer | |
For | For | 14 - John P. Surma | Issuer | |
For | For | 15 - Wesley W. Von Schack | Issuer | |
For | For | 2. Proposasl to Approve the Advisory (Non-Binding) Resolution Relating to 2008 Executive Compensation. | Issuer | |
For | For | 3. Retification of Appointment of KPGM LLP as Indedendent Registered Public Accountant. | Issuer | |
Against | Against | 4. Stockholder Proposal with Respect to Cumulative Voting. | Security Holder | |
Against | Against | 5. Stockholder Proposal Requesting a 75% Retention Policy for Shares Acquired through Compensation Plans. | Security Holder | |
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
Potash Corporation of Saskatchewan Inc. | 05/07/09 | 73755L107 | pot | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Directors Recommend: A Vote for Election of the Following Nominees: | ||||
For | For | 01 - C. M. Burley | Issuer | |
For | For | 02 - W. J. Doyle | Issuer | |
For | For | 03 - J. W. Estey | Issuer | |
For | For | 04 - C. S. Hoffman | Issuer | |
For | For | 05 - D. J. Howe | Issuer | |
For | For | 06 - A. D. Laberge | Issuer | |
For | For | 07 - K. G. Marell | Issuer | |
For | For | 08 - J. J. McCaig | Issuer | |
For | For | 09 - M. Mogford | Issuer | |
For | For | 10 - P. J. Schoenhals | Issuer | |
For | For | 11 - E. R Stromberg | Issuer | |
For | For | 12 - E. Viyella de Paliza | Issuer | |
For | For | 2. The Appointment of Deloitte & Touche LLP as Auditors of the Corporation. | Issuer | |
For | For | 3. The Resolution (Attached as Appendix B to the Accompanying Management Proxy Circular) Approving the Adoption of a New Performance Option Plan, the Full Text of which is Attached as Appendix C to the Accompanying Management Proxy Circular. | Issuer | |
Against | Against | 4. The Shareholder Proposal (Attached as Appendix D to the Accompanying Management Proxy Circular). | Security Holder | |
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
Textron, Inc. | 4/22/2009 | 883203101 | txt | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
Not Voted - All shares sold | For | 1. Election of Director: Lewis B. Campbell | Issuer | |
For | 2. Election of Director: Lawrence K. Fish | Issuer | ||
For | 3. Election of Director: Joe T. Ford | Issuer | ||
For | 4. Ratification of Appointment of Independent Registered Public Accounting Firm. | Issuer | ||
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
Hanesbrands Inc. | 4/28/2008 | 410345102 | hbi | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Directors Recommend: A Vote for Election of the Following Nominees: | ||||
For | For | 01 - Chaden | Issuer | |
For | For | 02 - Griffin | Issuer | |
For | For | 03 - Johnson | Issuer | |
For | For | 04 - Mathews | Issuer | |
For | For | 05 - Mulcahy | Issuer | |
For | For | 06 - Nelson | Issuer | |
For | For | 07 - Noll | Issuer | |
For | For | 08 - Schindler | Issuer | |
For | For | 09 - Ziegler | Issuer | |
For | For | 2. To Ratify the Appointment of Pricewaterhousecoopers LLP as Hanesbrands' Independent Registered Public Accounting Firm for Its 2009 Fiscal Year. | Issuer | |
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
Diebold, Incorporated | 4/23/2009 | 253651103 | dbd | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Directors Recommend: A Vote for Election of the Following Nominees: | ||||
For | Fpr | 01 - Phillip R. Cox | Issuer | |
For | For | 02 - Richard L. Crandall | Issuer | |
For | For | 03 - Gale S. Fitzgerald | Issuer | |
For | For | 04 - Phillip B. Lassiter | Issuer | |
For | For | 05 - John N. Lauer | Issuer | |
For | For | 06 - Eric J. Roorda | Issuer | |
For | For | 07 - Thomas W. Swidarski | Issuer | |
For | For | 08 - Henry D. G. Wallace | Issuer | |
For | For | 09 - Alan J. Weber | Issuer | |
For | For | 2. To Ratify the Appointment of KPMG LLP as the Company's Independent Auditors for the Year 2009. | Issuer | |
For | For | 3. To Approve the Company's Amended and Restated 1991 Equity and Performance Incentive Plan. | Issuer | |
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
Johnson & Johnson | 4/23/2009 | 478160104 | jnj | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. The Board of Directors Recommends a Vote FOR all the Nominees listed. | ||||
For | For | 1a. Mary Sue Coleman | Issuer | |
For | For | 1b. James G. Cullen | Issuer | |
For | For | 1c. Michael M. E. Johns | Issuer | |
For | For | 1d. Arnold G. Langbo | Issuer | |
For | For | 1e. Susan L. Lindquist | Issuer | |
For | For | 1f. Leo F. Mullin | Issuer | |
For | For | 1g. William D. Perez | Issuer | |
For | For | 1h. Charles Prince | Issuer | |
For | For | 1i. David Satcher | Issuer | |
For | For | 1j. William C. Weldon | Issuer | |
For | For | 2. Ratifacation of Appoiintment of Pricewaterhousecoopers LLP as Independent Registered Public Accounting Firm. | Issuer | |
Against | Against | 3. Advisory Vote on Executive Compensation Policies and Disclosure. | Security Holder | |
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
United Parcel Service | 5/7/2009 | 911312106 | ups | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Directors recommend: A Vote for Election of the Following Nominees: | ||||
For | For | 01 - Duane Ackerman | Issuer | |
For | For | 02 - Michael J. Burns | Issuer | |
For | For | 03 - D. Scott Davis | Issuer | |
For | For | 04 - Stuart E. Eizenstat | Issuer | |
For | For | 05 - Michael L. Eskew | Issuer | |
For | For | 06 - William R. Johnson | Issuer | |
For | For | 07 - Ann M. livermoore | Issuer | |
For | For | 08 - Rudy Markham | Issuer | |
For | For | 09 - John W. Thompson | Issuer | |
For | For | 10 - Carol B. Tome | Issuer | |
For | For | 2. Ratification of the Appointment of Deloitte & Touche LLP as UPS's Independent Registered Public Accountants for the Year Ending December 31, 2009. | Issuer | |
For | For | 3. approval of the United Parcel Service, Inc. 2009 Omnibus Incentive Compensation Plan. | Issuer | |
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
EMC Corporation | 5/6/2009 | 268648102 | emc | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A - Election of Director: Michael W. Brown | Issuer | |
For | For | 1B - Election of Director: Randolph L. Cowen | Issuer | |
For | For | 1C - Election of Director: Michael J. Cronin | Issuer | |
For | For | 1D - Election of Director: Gail Deegan | Issuer | |
For | For | 1E - Election of Director: John R. Egan | Issuer | |
For | For | 1F - Election of Director: W. Paul Fitzgerald | Issuer | |
For | For | 1G - Election of Director: Edmund F. Kelly | Issuer | |
For | For | 1H - Election of Director: Windle B. Priem | Issuer | |
For | For | 1I - Election of Director: Paul Sagan | Issuer | |
For | For | 1J - Election of Director: David N. Strohm | Issuer | |
For | For | 1K - Election of Director: Joseph M. Tucci | Issuer | |
For | For | 2. To Ratify Selection by Audit committee of Pricewaterhousecoopers, LLP as EMC's Independent Auditors. | Issuer | |
For | For | 3. To Approve an Amendment to EMC's Employee Stock Purchase Plan to Increase Shares Available by 30 Million. | Issuer | |
For | For | 4. To Approve an Amendment to EMC's Bylaws to Reduce the Percventage of Shares Required for Shareholders to Call a Special Meeting. | Issuer | |
Against | Against | 5. To Act Upon a Shareholder Proposal Relalting to an Advisory Vote on Executive Compensation. | Security Holder | |
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
ConocoPhillips | 5/13/2009 | 20825C104 | cop | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Election of Directors: | ||||
For | For | 1a - Richard L. Armitage | Issuer | |
For | For | 1b - Richard H. Auchinleck | Issuer | |
For | For | 1c - James E. Copeland, Jr. | Issuer | |
For | For | 1d - Kenneth M. Duberstein | Issuer | |
For | For | 1e - Ruth R. Harkin | Issuer | |
For | For | 1f - Harold W. McGraw III | Issuer | |
For | For | 1g - James J. Mulva | Issuer | |
For | For | 1h - Harald J. Norvik | Issuer | |
For | For | 1i - Willilam K. Reilly | Issuer | |
For | For | 1j - Bobby S. Shackouls | Issuer | |
For | For | 1k - Victoria J. Tschinkel | Issuer | |
For | For | 1l - Kathryn C. Turner | Issuer | |
For | For | 1m - William E. Wade, Jr. | Issuer | |
For | For | 2. Proposal to Ratify Appointment of Ernst & Young, LLP as ConocoPhillips' Independent Registered Public Account Firm for 2009. | Issuer | |
For | For | 3. Proposal to Approve 2009 Omnibus, Stock and Performance Incentive Plan. | Issuer | |
Against | Against | 4. Universal Health Care Principles | Security Holder | |
Against | Against | 5. Advisory Vote on Executive Compensation | Security Holder | |
Against | Against | 6. Political Contributions | Security Holder | |
Against | Against | 7. Greenhouse Gas Reduction | Security Holder | |
Against | Against | 8. Oil Sands Drilling | Security Holder | |
Against | Against | 9. Director Qualifications | Security Holder | |
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
Terex Corporation | 5/14/2009 | 880779103 | tex | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Directors Recommend: A Vote for the Following Nominees: | ||||
For | For | 01 - Ronald M. Defeo | Issuer | |
For | For | 02 - G. Chris Andersen | Issuer | |
For | For | 03 - Paula H. J. Cholmondeley | Issuer | |
For | For | 04 - Don Defosset | Issuer | |
For | For | 05 - William H. Fike | Issuer | |
For | For | 06 - Thomas J. Hansen | Issuer | |
For | For | 07 - Dr. Donald P. Jacobs | Issuer | |
For | For | 08 - David A. Sachs | Issuer | |
For | For | 09 - Oren G. Shaffer | Issuer | |
For | For | 10 - David C. Wang | Issuer | |
For | For | 11 - Helge H. Wehmeier | Issuer | |
For | For | 2. Ratification of Selection of Independent Register Public Accounting Firm. | Issuer | |
For | For | 3. Approval of the Terex Corporation 2009 Omnibus Incentive Plan. | Issuer | |
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
The Travelers Insurance Companies | 5/5/2009 | 89417E109 | trv | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Proposal to Elect the Twelve Directors Listed Below: | ||||
For | For | 1a - Alan L. Beller | Issuer | |
For | For | 1b - John H. Dasburg | Issuer | |
For | For | 1c - Janet M. Dolan | Issuer | |
For | For | 1d - Kenneth M. Duberstein | Issuer | |
For | For | 1e - Jay S. Fishman | Issuer | |
For | For | 1f - Lawrence G. Craev | Issuer | |
For | For | 1g - Patricia L. Higgins | Issuer | |
For | For | 1h - Thomas R. Hodgson | Issuer | |
For | For | 1i - Cleve L. Killingsworth, Jr. | Issuer | |
For | For | 1j - Robert I. Lipp | Issuer | |
For | For | 1k - Blythe J. McGarvie | Issuer | |
For | For | 1l - Laurie J. Thomsen | Issuer | |
For | For | 2. Proposal to Ratify the Appointment of KPMG LLP as Travelers' Independent Register Public Accounting Firm for 2009. | Issuer | |
For | For | 3. Proposal to Re-approve the Material Terms of the Performance Goals under Travelers' Amended and Restated 2004 Stock Incentive Plan. | Issuer | |
Against | Against | 4. Shareholder Poposal Relationg to Political Contributions. | Security Holder | |
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
Waste Management, Inc. | 5/8/2009 | 94106L109 | wmi | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A - Election of Director: Pastora San Juan Cafferty | Issuer | |
For | For | 1B - Election of Director: Frank M. Clark, Jr. | Issuer | |
For | For | 1C - Election of Director: Patrick W. Gross | Issuer | |
For | For | 1D - Election of Director: John C. Pope | Issuer | |
For | For | 1E - Election of Director: W. Robert Reum | Issuer | |
For | For | 1F - Election of Director: Steven G. Rothmeier | Issuer | |
For | For | 1G - Election of Director: David P. Steiner | Issuer | |
For | For | 1H - Election of Director: Thomas H. Weidemeyer | Issuer | |
Issuer | ||||
For | For | 2. Proposal to Ratify the Appointment of Ernst & Young LLP as the Independent Registered Public Accounting Firm for 2009. | Issuer | |
Issuer | ||||
For | For | 3. Proposat to Amend the Company's Employee Stock Purchase Plann to Increase the Number of Shares Authorized for Issuance Under the Plan. | Issuer | |
For | For | 4. Proposal to Approve the Company's 2009 Stock Incentive Plan. | Issuer | |
Against | Against | 5. Proposal Relating to Disclosure of Political Contributions, if Property Presented at the Meeting. | Security Holder | |
Against | Against | 6. Proposal to Adopt Simple Majority Vote, if Properly Presented at Meeting. | Security Holder | |
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
CIT Group Inc. | 5/12/2009 | 125581108 | cit | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A - Election of Director: Michael A. Carpenter | Issuer | |
For | For | 1B - Election of Director: William M Freeman | Issuer | |
For | For | 1C - Election of Director: Susan M. Lyne | Issuer | |
For | For | 1D - Election of Director: Marianne Miller Parrs | Issuer | |
For | For | 1E - Election of Director: Jeffrey M. Peek | Issuer | |
For | For | 1F - Election of Director: John R. ryan | Issuer | |
For | For | 1G - Election of Director: Christopher H. Shays | Issuer | |
For | For | 1H - Election of Director: Seymour Sternberg | Issuer | |
For | For | 1I - Election of Director: Peter J. Tobin | Issuer | |
For | For | 1K - Election of Director: Lois M. Van Deusen | Issuer | |
For | For | 2. To Ratify the Appointment of Pricewaterhousecoopers LLP as CIT's Independent Auditors for 2009. | Issuer | |
For | For | 3. To Approve Amending the Long-Term Incentive Plan to Increase the Number of Shares Available Thereunder. | Issuer | |
For | For | 4. To Approve Amending the Employee Stock Purchase Plan to Increase the Number of Shares Available Thereunder. | Issuer | |
For | ||||
For | For | 5. To Approve the Issuance of the Incremental Shares of Our Common Stock, All as More Fully Described in the Proxy Statement. | Issuer | |
For | For | 6. To Approve the Compensation of CIT's Executives, All as More Fully Described in the Proxy Statement. | Issuer | |
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
Delphi Financial Group, Inc. | 5/5/2009 | 247131105 | dfg | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Directors Recommend: A Vote for Election of the Following Nominees: | ||||
For | For | 01 - Philip R. O'Connor | Issuer | |
For | For | 02 - Robert Rosenkranz | Issuer | |
For | For | 03 - Donald A Sherman | Issuer | |
For | For | 04 - Devin R. Brine | Issuer | |
For | For | 05 - Edward A. Fox | Issuer | |
For | For | 06 - Steven A. Hirsh | Issuer | |
For | For | 07 - Harold F. Ilg | Issuer | |
For | For | 08 - James M. Litvack | Issuer | |
For | For | 09 - James N. Meehan | Issuer | |
For | For | 10 - Robert M. Smith, Jr. | Issuer | |
For | For | 11 Robert F. Wright | Issuer | |
For | For | 2. To Re-approve the Annual Incentive Compensation Plan. | Issuer | |
For | For | 3. To Approve an Amendment to Increase the Number of Shares Available Under the 2003 Employee Long-Term Incentive and Share Award Plan. | Issuer | |
For | For | 4. To Approve an Option Exchange Program and Related Amendments to the 2003 Employee Long-Term Incentive and Share Award Plan, Second Amended and Restated Employee Stock Option Plan and Second Amended and Restated Long-Term Performance-Based Incentive Plan. | Issuer | |
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
Fiserv, Inc. | 5/20/2009 | 337738108 | fisv | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Directors Recommend: A Vote for Election of the Following Nominees: | ||||
For | For | 01 - D. P. Kearney | Issuer | |
For | For | 02 - P. J. Kight | Issuer | |
For | For | 03 - J. W. Yabuki | Issuer | |
For | For | 2. To Approve the Amended and Restated Fiserv, Inc. Employee Stock Purchase Plan. | Issuer | |
For | For | 3. To Ratify the Selection of Deloitte & Touche LLP as Our Independent Registered Public Accounting Firm for 2009. | Issuer | |
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
Quest Diagnostics Incorporated | 5/14/2009 | 74834L100 | dgx | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1A. Election of Director: Jenne K. Britell, Ph.D. | Issuer | |
For | For | 1B. Election of Director: Gail R. Wilensky, Ph.D. | Issuer | |
For | For | 1C. Election of Director: John B. Ziegler | Issuer | |
For | For | 2. To Approve Amendments to the Employee Long-Term Incentive Plan. | Issuer | |
For | For | 3. To Approve Amendments to the Long-Term Incentive Plan for Non-Employee Directors. | Issuer | |
For | For | 4. to Ratify the Appointment of PriceWaterhouseCoopers LLP as Our Independent Registered Public Accounting Firm for 2009. | Issuer | |
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
Devon Energy Corporation | 6/3/2009 | 25179M103 | dvn | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
This proxy was not voted | 1. Directors Recommended: A Vote for Election of the Following Nominees: | |||
For | 01 - Robert L. Howard | Issuer | ||
For | 02 - Michael M. Kanovsky | Issuer | ||
For | 03 - J. Todd Mitchell | Issuer | ||
For | 04 - J. Larry Nichols | Issuer | ||
For | 2. Ratify the Appointment of Robert A. Mosbacher, Jr. as a Director. | Issuer | ||
For | 3. Ratify the Appointment of the Company's Independent Auditors for 2009. | Issuer | ||
For | 4. Adoption of the Devon Energy Corporation 2009 Long-Term Incentive Plan. | Issuer | ||
Against | 5. Adopt Director Election Majority Vote Standard. | Security Holder | ||
Name of Fund: | Concorde Value Fund | |||
Period: | July 1, 2008 - June 30, 2009 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
Cimarex Energy Co. | 5/20/2009 | 171798101 | xec | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
1. Directors Recommended: A Vote for Election of the Following Nominees: | ||||
Not Voted - All shares sold | For | 1A - Election of Director: Jerry Box | Issuer | |
For | 1B - Election of Director: Paul D. Holleman | Issuer | ||
For | 1C - Election of Director: Michael J. Sullivan | Issuer | ||
For | 4. Ratify Appointment of KPMG LLP as Independent Auditors for 2009. | Issuer |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Concorde Funds, Inc.
By (Signature and Title) /s/ Gary B. Wood
Gary B. Wood, President
Principal Executive Officer
Date 7/15/09