UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
811-05518
Investment Company Act file number
The RBB Fund, Inc.
(Exact name of registrant as specified in charter)
615 East Michigan Street
Milwaukee, WI 53202
(Address of principal executive offices)(Zip code)
Salvatore Faia, President
c/o U.S. Bancorp Fund Services, LLC
615 East Michigan Street
Milwaukee, WI 53202
(Name and address of agent for service)
Registrant's telephone number, including area code: (414) 765-5366
Date of fiscal year end: August 31
Date of reporting period: July 1, 2019 – June 30, 2020
Item 1. Proxy Voting Record.
Abbey Capital Limited
Abbey Capital Futures Strategy Fund
The Abbey Capital Futures Strategy Fund did not vote any proxies during the one year period ended June 30, 2020.
Abbey Capital Multi Asset Carry Fund
The Abbey Capital Multi Asset Carry Fund did not vote any proxies during the one year period ended June 30, 2020.
Adara Smaller Companies Fund
Aperio group, LLC
Vote Summary
HFF, INC. | ||||||
Security | 40418F108 | Meeting Type | Annual | |||
Ticker Symbol | HF | Meeting Date | 01-Jul-2019 | |||
ISIN | US40418F1084 | Agenda | 935048175 - Management | |||
Record Date | 29-May-2019 | Holding Recon Date | 29-May-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 28-Jun-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | VOTE TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED MARCH 18, 2019, AS AMENDED FROM TIME TO TIME, AMONG HFF, INC. ("HFF"), JONES LANG LASALLE INCORPORATED ("JLL"), JLL CM, INC. AND JLL CMG, LLC PURSUANT TO WHICH A WHOLLY OWNED SUBSIDIARY OF JLL WILL MERGE WITH AND INTO HFF (THE "MERGER") | Management | For | For | ||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO HFF'S EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER | Management | For | For | ||
3. | DIRECTOR | Management | ||||
1 | Deborah H. McAneny | For | For | |||
2 | Steven E. Wheeler | For | For | |||
4. | RATIFICATION OF HFF'S INDEPENDENT, REGISTERED CERTIFIED PUBLIC ACCOUNTANTS | Management | For | For | ||
5. | ADVISORY VOTE TO APPROVE HFF'S NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||
AZZ INC. | ||||||
Security | 002474104 | Meeting Type | Annual | |||
Ticker Symbol | AZZ | Meeting Date | 09-Jul-2019 | |||
ISIN | US0024741045 | Agenda | 935034532 - Management | |||
Record Date | 10-May-2019 | Holding Recon Date | 10-May-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 08-Jul-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Daniel E. Berce | For | For | |||
2 | Paul Eisman | For | For | |||
3 | Daniel R. Feehan | For | For | |||
4 | Thomas E. Ferguson | For | For | |||
5 | Kevern R. Joyce | For | For | |||
6 | Venita McCellon-Allen | For | For | |||
7 | Ed McGough | For | For | |||
8 | Stephen E. Pirnat | For | For | |||
9 | Steven R. Purvis | For | For | |||
2. | Approval of advisory vote on AZZ's executive compensation program. | Management | For | For | ||
3. | Ratification of the appointment of Grant Thornton LLP as AZZ's independent registered public accounting firm for the fiscal year ending February 29, 2020. | Management | For | For | ||
PROGENICS PHARMACEUTICALS, INC. | ||||||
Security | 743187106 | Meeting Type | Contested-Annual | |||
Ticker Symbol | PGNX | Meeting Date | 11-Jul-2019 | |||
ISIN | US7431871067 | Agenda | 935039152 - Opposition | |||
Record Date | 13-May-2019 | Holding Recon Date | 13-May-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 10-Jul-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1 | DIRECTOR | Management | ||||
1 | Do Not Use This Row | |||||
2 | Mgt Nom: B. Campbell | |||||
3 | Mgt Nom: K. Ferrante | |||||
4 | Mgt Nom: D. Scheinberg | |||||
5 | Mgt Nom: N. Williams | |||||
2 | Approval of the ratification of the Board's selection of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for 2019. | Management | ||||
3 | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | ||||
PROGENICS PHARMACEUTICALS, INC. | ||||||
Security | 743187106 | Meeting Type | Contested-Annual | |||
Ticker Symbol | PGNX | Meeting Date | 11-Jul-2019 | |||
ISIN | US7431871067 | Agenda | 935045042 - Management | |||
Record Date | 13-May-2019 | Holding Recon Date | 13-May-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 10-Jul-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Peter J. Crowley | Management | For | For | ||
1b. | Election of Director: Mark R. Baker | Management | For | For | ||
1c. | Election of Director: Bradley L. Campbell | Management | For | For | ||
1d. | Election of Director: Karen J. Ferrante | Management | For | For | ||
1e. | Election of Director: Michael D. Kishbauch | Management | For | For | ||
1f. | Election of Director: David A. Scheinberg | Management | For | For | ||
1g. | Election of Director: Nicole S. Williams | Management | For | For | ||
2. | Company Proposal: Ratifying the Board of Directors' election of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for 2019. | Management | For | For | ||
3. | Company Proposal: Approving, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||
PROGENICS PHARMACEUTICALS, INC. | ||||||
Security | 743187106 | Meeting Type | Contested-Annual | |||
Ticker Symbol | PGNX | Meeting Date | 11-Jul-2019 | |||
ISIN | US7431871067 | Agenda | 935051247 - Opposition | |||
Record Date | 13-May-2019 | Holding Recon Date | 13-May-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 10-Jul-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A | DIRECTOR | Management | ||||
1 | Do Not Use This Row | |||||
2 | Mgt Nom: B. Campbell | |||||
3 | Mgt Nom: K. Ferrante | |||||
4 | Mgt Nom: D. Scheinberg | |||||
5 | Mgt Nom: N. Williams | |||||
1.1 | Peter J. Crowley There is no way to cast a vote "FOR" this Director on this agenda. Marking "FOR" will be cast as an "AGAINST" vote. | Management | ||||
1.2 | Michael D. Kishbauch There is no way to cast a vote "FOR" this Director on this agenda. Marking "FOR" will be cast as an "AGAINST" vote. | Management | ||||
1.3 | Mark R. Baker There is no way to cast a vote "FOR" this Director on this agenda. Marking "FOR" will be cast as an "ABSTAIN" vote. | Management | ||||
2 | Approval of the ratification of the Board's selection of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for 2019. | Management | ||||
3 | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | ||||
TILE SHOP HOLDINGS, INC. | ||||||
Security | 88677Q109 | Meeting Type | Annual | |||
Ticker Symbol | TTS | Meeting Date | 16-Jul-2019 | |||
ISIN | US88677Q1094 | Agenda | 935044937 - Management | |||
Record Date | 20-May-2019 | Holding Recon Date | 20-May-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 15-Jul-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Peter J. Jacullo III | For | For | |||
2 | Cabell H. Lolmaugh | For | For | |||
2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||
3. | To approve, on a non-binding advisory basis, named executive officer compensation. | Management | For | For | ||
4. | To recommend, on a non-binding advisory basis, the frequency of votes on named executive compensation. | Management | 1 Year | For | ||
TRIUMPH GROUP, INC. | ||||||
Security | 896818101 | Meeting Type | Annual | |||
Ticker Symbol | TGI | Meeting Date | 18-Jul-2019 | |||
ISIN | US8968181011 | Agenda | 935048808 - Management | |||
Record Date | 17-May-2019 | Holding Recon Date | 17-May-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 17-Jul-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: Paul Bourgon | Management | For | For | ||
1.2 | Election of Director: Daniel J. Crowley | Management | For | For | ||
1.3 | Election of Director: Ralph E. Eberhart | Management | For | For | ||
1.4 | Election of Director: Daniel P. Garton | Management | For | For | ||
1.5 | Election of Director: Dawne S. Hickton | Management | For | For | ||
1.6 | Election of Director: William L. Mansfield | Management | For | For | ||
1.7 | Election of Director: Adam J. Palmer | Management | For | For | ||
1.8 | Election of Director: Larry O. Spencer | Management | For | For | ||
2. | To approve, by advisory vote, the compensation paid to our named executive officers for fiscal year 2019. | Management | For | For | ||
3. | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to permit the issuance of Preferred Stock in connection with a plan intended to help avoid the imposition of certain limitations on the Company's ability to fully use certain tax attributes, including, without limitation, the Tax Benefits Preservation Plan, dated as of March 13, 2019, by and between the Company and Computershare Trust Company, N.A., as may be amended or extended in accordance with its terms (the Plan). | Management | For | For | ||
4. | To approve the adoption of the Plan by the Company's Board of Directors. | Management | For | For | ||
5. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2020. | Management | For | For | ||
CALAMP CORP. | ||||||
Security | 128126109 | Meeting Type | Annual | |||
Ticker Symbol | CAMP | Meeting Date | 24-Jul-2019 | |||
ISIN | US1281261099 | Agenda | 935051879 - Management | |||
Record Date | 31-May-2019 | Holding Recon Date | 31-May-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 23-Jul-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: A.J. "Bert" Moyer | Management | For | For | ||
1b. | Election of Director: Scott Arnold | Management | For | For | ||
1c. | Election of Director: Michael Burdiek | Management | For | For | ||
1d. | Election of Director: Jason Cohenour | Management | For | For | ||
1e. | Election of Director: Jeffery Gardner | Management | For | For | ||
1f. | Election of Director: Amal Johnson | Management | For | For | ||
1g. | Election of Director: Roxanne Oulman | Management | For | For | ||
1h. | Election of Director: Jorge Titinger | Management | For | For | ||
1i. | Election of Director: Larry Wolfe | Management | For | For | ||
2. | To approve, on a non-binding advisory basis, the compensation of the named executive officers as disclosed in the proxy statement. | Management | For | For | ||
3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the fiscal year ending February 29, 2020. | Management | For | For | ||
RH | ||||||
Security | 74967X103 | Meeting Type | Annual | |||
Ticker Symbol | RH | Meeting Date | 24-Jul-2019 | |||
ISIN | US74967X1037 | Agenda | 935055207 - Management | |||
Record Date | 14-Jun-2019 | Holding Recon Date | 14-Jun-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 23-Jul-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Eri Chaya | For | For | |||
2 | Mark Demilio | For | For | |||
3 | Leonard Schlesinger | For | For | |||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | ||
HAEMONETICS CORPORATION | ||||||
Security | 405024100 | Meeting Type | Annual | |||
Ticker Symbol | HAE | Meeting Date | 25-Jul-2019 | |||
ISIN | US4050241003 | Agenda | 935050043 - Management | |||
Record Date | 28-May-2019 | Holding Recon Date | 28-May-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 24-Jul-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Mark W. Kroll | For | For | |||
2 | Claire Pomeroy | For | For | |||
3 | Ellen M. Zane | For | For | |||
2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||
3. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 28, 2020. | Management | For | For | ||
4. | Amendments to the Company's Restated Articles of Organization to provide for the annual election of directors. | Management | For | For | ||
5. | Approval of the Haemonetics Corporation 2019 Long- Term Incentive Compensation Plan. | Management | For | For | ||
PETMED EXPRESS, INC. | ||||||
Security | 716382106 | Meeting Type | Annual | |||
Ticker Symbol | PETS | Meeting Date | 26-Jul-2019 | |||
ISIN | US7163821066 | Agenda | 935051211 - Management | |||
Record Date | 31-May-2019 | Holding Recon Date | 31-May-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 25-Jul-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A | Election of Director: Menderes Akdag | Management | For | For | ||
1B | Election of Director: Leslie C.G. Campbell | Management | For | For | ||
1C | Election of Director: Frank J. Formica | Management | For | For | ||
1D | Election of Director: Gian M. Fulgoni | Management | For | For | ||
1E | Election of Director: Ronald J. Korn | Management | For | For | ||
1F | Election of Director: Robert C. Schweitzer | Management | For | For | ||
2. | Approval of amendments to the Company's existing First Amended and Restated Bylaws to make certain changes reflecting current practices in corporate governance. | Management | For | For | ||
3. | An advisory (non-binding) vote on executive compensation. | Management | For | For | ||
4. | To ratify the appointment of RSM US LLP as the independent registered public accounting firm for the Company to serve for the 2020 fiscal year. | Management | For | For | ||
5. | A shareholder proposal regarding simple majority vote. | Shareholder | For | Against | ||
CONTROL4 CORPORATION | ||||||
Security | 21240D107 | Meeting Type | Special | |||
Ticker Symbol | CTRL | Meeting Date | 30-Jul-2019 | |||
ISIN | US21240D1072 | Agenda | 935056716 - Management | |||
Record Date | 12-Jun-2019 | Holding Recon Date | 12-Jun-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 29-Jul-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | To adopt the Agreement and Plan of Merger, dated as of May 8, 2019 (as it may be amended from time to time, the "merger agreement"), by and among Control4 Corporation, a Delaware corporation (the "Company"), Wirepath Home Systems, LLC, a North Carolina limited liability company ("Parent"), and Copper Merger Sub Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub will be merged with and into the Company (the "merger"). | Management | For | For | ||
2. | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to the Company's named executive officers in connection with the merger. | Management | For | For | ||
3. | To approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For | ||
PENN VIRGINIA CORPORATION | ||||||
Security | 70788V102 | Meeting Type | Annual | |||
Ticker Symbol | PVAC | Meeting Date | 31-Jul-2019 | |||
ISIN | US70788V1026 | Agenda | 935059205 - Management | |||
Record Date | 25-Jun-2019 | Holding Recon Date | 25-Jun-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 30-Jul-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | John A. Brooks | For | For | |||
2 | Darin G. Holderness | Withheld | Against | |||
3 | V. Frank Pottow | Withheld | Against | |||
4 | Jerry Schuyler | Withheld | Against | |||
5 | Brian Steck | For | For | |||
2. | To approve, on an advisory basis, the compensation paid to the Company's named executive officers. | Management | For | For | ||
3. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ended December 31, 2019. | Management | For | For | ||
4. | To approve the Penn Virginia 2019 Management Incentive Plan. | Management | For | For | ||
CHUY'S HOLDINGS, INC. | ||||||
Security | 171604101 | Meeting Type | Annual | |||
Ticker Symbol | CHUY | Meeting Date | 01-Aug-2019 | |||
ISIN | US1716041017 | Agenda | 935050574 - Management | |||
Record Date | 04-Jun-2019 | Holding Recon Date | 04-Jun-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 31-Jul-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Saed Mohseni | For | For | |||
2 | Ira Zecher | For | For | |||
2. | Approval of the non-binding, advisory vote on executive compensation | Management | For | For | ||
3. | The ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for 2019 | Management | For | For | ||
ENERSYS | ||||||
Security | 29275Y102 | Meeting Type | Annual | |||
Ticker Symbol | ENS | Meeting Date | 01-Aug-2019 | |||
ISIN | US29275Y1029 | Agenda | 935053986 - Management | |||
Record Date | 03-Jun-2019 | Holding Recon Date | 03-Jun-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 31-Jul-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A | Election of Class III Director: Howard I. Hoffen | Management | For | For | ||
1B | Election of Class III Director: David M. Shaffer | Management | For | For | ||
1C | Election of Class III Director: Ronald P. Vargo | Management | For | For | ||
2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year ending March 31, 2020. | Management | For | For | ||
3. | An advisory vote to approve the compensation of EnerSys' named executive officers. | Management | For | For | ||
8X8, INC. | ||||||
Security | 282914100 | Meeting Type | Annual | |||
Ticker Symbol | EGHT | Meeting Date | 01-Aug-2019 | |||
ISIN | US2829141009 | Agenda | 935059180 - Management | |||
Record Date | 07-Jun-2019 | Holding Recon Date | 07-Jun-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 31-Jul-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Bryan R. Martin | For | For | |||
2 | Vikram Verma | For | For | |||
3 | Eric Salzman | For | For | |||
4 | Jaswinder Pal Singh | For | For | |||
5 | Vladimir Jacimovic | For | For | |||
6 | Monique Bonner | For | For | |||
7 | Todd Ford | For | For | |||
8 | Elizabeth Theophille | For | For | |||
2. | To ratify the appointment of Moss Adams LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2020. | Management | For | For | ||
3. | To approve proposed amendments to the 8x8, Inc. Amended and Restated 2012 Equity Incentive Plan, including the reservation of 12,000,000 additional shares thereunder. | Management | For | For | ||
4. | To vote, on an advisory and non-binding basis, on the compensation of the Company's named executive officers (as shall be set forth in the proxy statement). | Management | For | For | ||
CIRRUS LOGIC, INC. | ||||||
Security | 172755100 | Meeting Type | Annual | |||
Ticker Symbol | CRUS | Meeting Date | 02-Aug-2019 | |||
ISIN | US1727551004 | Agenda | 935050687 - Management | |||
Record Date | 03-Jun-2019 | Holding Recon Date | 03-Jun-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 01-Aug-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | John C. Carter | For | For | |||
2 | Alexander M. Davern | For | For | |||
3 | Timothy R. Dehne | For | For | |||
4 | Deirdre Hanford | For | For | |||
5 | Jason P. Rhode | For | For | |||
6 | Alan R. Schuele | For | For | |||
7 | David J. Tupman | For | For | |||
2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending March 28, 2020. | Management | For | For | ||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||
VISTA OUTDOOR INC | ||||||
Security | 928377100 | Meeting Type | Annual | |||
Ticker Symbol | VSTO | Meeting Date | 06-Aug-2019 | |||
ISIN | US9283771007 | Agenda | 935053948 - Management | |||
Record Date | 11-Jun-2019 | Holding Recon Date | 11-Jun-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 05-Aug-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: April H. Foley | Management | For | For | ||
1b. | Election of Director: Tig H. Krekel | Management | For | For | ||
1c. | Election of Director: Michael D. Robinson | Management | For | For | ||
2. | Advisory Vote to Approve Compensation of Vista Outdoor's Named Executive Officers | Management | For | For | ||
3. | Ratification of the Appointment of Vista Outdoor's Independent Registered Public Accounting Firm for the fiscal year ending March 31, 2020 | Management | For | For | ||
4. | Approve an Amendment to the 2014 Stock Incentive Plan to Increase the Individual Annual Performance Share Limit. | Management | For | For | ||
ABIOMED, INC. | ||||||
Security | 003654100 | Meeting Type | Annual | |||
Ticker Symbol | ABMD | Meeting Date | 07-Aug-2019 | |||
ISIN | US0036541003 | Agenda | 935053607 - Management | |||
Record Date | 10-Jun-2019 | Holding Recon Date | 10-Jun-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 06-Aug-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Michael R. Minogue | For | For | |||
2 | Martin P. Sutter | For | For | |||
2. | Approval, by non-binding advisory vote, of the compensation of our named executive officers. | Management | For | For | ||
3. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2020. | Management | For | For | ||
MONRO, INC. | ||||||
Security | 610236101 | Meeting Type | Annual | |||
Ticker Symbol | MNRO | Meeting Date | 13-Aug-2019 | |||
ISIN | US6102361010 | Agenda | 935062252 - Management | |||
Record Date | 24-Jun-2019 | Holding Recon Date | 24-Jun-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 12-Aug-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Frederick M. Danziger | Withheld | Against | |||
2 | Stephen C. McCluski | Withheld | Against | |||
3 | Robert E. Mellor | Withheld | Against | |||
4 | Peter J. Solomon | For | For | |||
2. | To approve, on a non-binding basis, the compensation paid to the Company's Named Executive Officers. | Management | For | For | ||
3. | To ratify the re-appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the fiscal year ending March 28, 2020. | Management | For | For | ||
NEXTGEN HEALTHCARE, INC. | ||||||
Security | 65343C102 | Meeting Type | Annual | |||
Ticker Symbol | NXGN | Meeting Date | 15-Aug-2019 | |||
ISIN | US65343C1027 | Agenda | 935057338 - Management | |||
Record Date | 17-Jun-2019 | Holding Recon Date | 17-Jun-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 14-Aug-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Rusty Frantz | For | For | |||
2 | Craig A. Barbarosh | For | For | |||
3 | George H. Bristol | For | For | |||
4 | Julie D. Klapstein | For | For | |||
5 | James C. Malone | For | For | |||
6 | Jeffrey H. Margolis | For | For | |||
7 | Morris Panner | For | For | |||
8 | Sheldon Razin | For | For | |||
9 | Lance E. Rosenzweig | For | For | |||
2. | Advisory vote to approve the compensation of our named executive officers (Say-on-Pay). | Management | For | For | ||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2020. | Management | For | For | ||
4. | Amendment of NextGen Healthcare, Inc. Amended 2015 Equity Incentive Plan. | Management | For | For | ||
EBIX, INC. | ||||||
Security | 278715206 | Meeting Type | Annual | |||
Ticker Symbol | EBIX | Meeting Date | 15-Aug-2019 | |||
ISIN | US2787152063 | Agenda | 935064319 - Management | |||
Record Date | 10-Jul-2019 | Holding Recon Date | 10-Jul-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 14-Aug-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Hans U. Benz | For | For | |||
2 | Pavan Bhalla | For | For | |||
3 | Neil D. Eckert | Withheld | Against | |||
4 | Rolf Herter | Withheld | Against | |||
5 | Hans Ueli Keller | For | For | |||
6 | George W. Hebard III | For | For | |||
7 | Robin Raina | For | For | |||
2. | To ratify the appointment of RSM US LLP as our independent registered certified public accounting firm for the year ending December 31, 2019. | Management | For | For | ||
3. | To approve, by a non-binding advisory vote, the compensation of our named executive officers. | Management | For | For | ||
MEDIDATA SOLUTIONS, INC. | ||||||
Security | 58471A105 | Meeting Type | Special | |||
Ticker Symbol | MDSO | Meeting Date | 16-Aug-2019 | |||
ISIN | US58471A1051 | Agenda | 935064941 - Management | |||
Record Date | 19-Jul-2019 | Holding Recon Date | 19-Jul-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 15-Aug-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | A proposal to adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "merger agreement"), dated as of June 11, 2019, by and among Medidata Solutions, Inc., Dassault Systèmes SE, Dassault Systèmes Americas Corp., and 3DS Acquisition 6 Corp. | Management | For | For | ||
2. | A proposal to approve, on an advisory (non-binding) basis, specified compensation that may be paid or become payable to Medidata Solutions, Inc.'s principal executive officers, principal financial officer and three most highly compensated executive officers other than the principal executive officers and principal financial officer in connection with the merger. | Management | For | For | ||
3. | A proposal to approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For | ||
KLX ENERGY SERVICES HOLDINGS, INC. | ||||||
Security | 48253L106 | Meeting Type | Annual | |||
Ticker Symbol | KLXE | Meeting Date | 22-Aug-2019 | |||
ISIN | US48253L1061 | Agenda | 935059382 - Management | |||
Record Date | 28-Jun-2019 | Holding Recon Date | 28-Jun-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 21-Aug-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Richard G. Hamermesh | For | For | |||
2 | Theodore L. Weise | For | For | |||
3 | John T. Whates, Esq. | For | For | |||
2. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | ||
AMERICAN WOODMARK CORPORATION | ||||||
Security | 030506109 | Meeting Type | Annual | |||
Ticker Symbol | AMWD | Meeting Date | 22-Aug-2019 | |||
ISIN | US0305061097 | Agenda | 935061008 - Management | |||
Record Date | 21-Jun-2019 | Holding Recon Date | 21-Jun-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 21-Aug-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: Andrew B. Cogan | Management | For | For | ||
1.2 | Election of Director: James G. Davis, Jr. | Management | For | For | ||
1.3 | Election of Director: S. Cary Dunston | Management | For | For | ||
1.4 | Election of Director: Martha M. Hayes | Management | For | For | ||
1.5 | Election of Director: Daniel T. Hendrix | Management | For | For | ||
1.6 | Election of Director: Teresa M. May | Management | For | For | ||
1.7 | Election of Director: Carol B. Moerdyk | Management | For | For | ||
1.8 | Election of Director: David W. Moon | Management | For | For | ||
1.9 | Election of Director: Vance W. Tang | Management | For | For | ||
2. | To ratify the selection by the Audit Committee of the Board of Directors of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending April 30, 2020. | Management | For | For | ||
3. | To approve on an advisory basis the Company's executive compensation. | Management | For | For | ||
WORLD ACCEPTANCE CORPORATION | ||||||
Security | 981419104 | Meeting Type | Annual | |||
Ticker Symbol | WRLD | Meeting Date | 22-Aug-2019 | |||
ISIN | US9814191048 | Agenda | 935061781 - Management | |||
Record Date | 27-Jun-2019 | Holding Recon Date | 27-Jun-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 21-Aug-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Ken R. Bramlett, Jr. | Withheld | Against | |||
2 | R. Chad Prashad | For | For | |||
3 | Scott J. Vassalluzzo | Withheld | Against | |||
4 | Charles D. Way | For | For | |||
5 | Darrell E. Whitaker | Withheld | Against | |||
2. | APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | For | For | ||
3. | RATIFY THE APPOINTMENT OF RSM US LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||
CRAY INC. | ||||||
Security | 225223304 | Meeting Type | Special | |||
Ticker Symbol | CRAY | Meeting Date | 27-Aug-2019 | |||
ISIN | US2252233042 | Agenda | 935058241 - Management | |||
Record Date | 24-Jun-2019 | Holding Recon Date | 24-Jun-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 26-Aug-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | To approve the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 16, 2019, by and among Hewlett Packard Enterprise Company, a Delaware corporation ("HPE"), Canopy Merger Sub, Inc., a Washington corporation and wholly owned subsidiary of HPE, and Cray Inc., a Washington corporation ("Cray"), as such agreement may be amended from time to time. | Management | For | For | ||
2. | To approve, on a non-binding advisory basis, certain compensation that may be paid or become payable to Cray's named executive officers in connection with the merger. | Management | For | For | ||
3. | To approve the adjournment of the special meeting to a later date if Cray's board of directors determines that it is necessary or appropriate, and is permitted by the Merger Agreement, to solicit additional proxies if there is not a quorum present or there are not sufficient votes in favor of the approval of the Merger Agreement at the time of the special meeting. | Management | For | For | ||
LA-Z-BOY INCORPORATED | ||||||
Security | 505336107 | Meeting Type | Annual | |||
Ticker Symbol | LZB | Meeting Date | 27-Aug-2019 | |||
ISIN | US5053361078 | Agenda | 935061161 - Management | |||
Record Date | 02-Jul-2019 | Holding Recon Date | 02-Jul-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 26-Aug-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Kurt L. Darrow | For | For | |||
2 | Sarah M. Gallagher | For | For | |||
3 | Edwin J. Holman | For | For | |||
4 | Janet E. Kerr | For | For | |||
5 | Michael T. Lawton | For | For | |||
6 | H. George Levy, MD | For | For | |||
7 | W. Alan McCollough | For | For | |||
8 | Rebecca L. O'Grady | For | For | |||
9 | Lauren B. Peters | For | For | |||
10 | Dr. Nido R. Qubein | For | For | |||
2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||
3. | To approve, through a non-binding advisory vote, the compensation of the company's named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||
UNIVERSAL CORPORATION | ||||||
Security | 913456109 | Meeting Type | Annual | |||
Ticker Symbol | UVV | Meeting Date | 28-Aug-2019 | |||
ISIN | US9134561094 | Agenda | 935064852 - Management | |||
Record Date | 19-Jul-2019 | Holding Recon Date | 19-Jul-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 27-Aug-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Thomas H. Johnson | For | For | |||
2 | Michael T. Lawton | For | For | |||
2. | Approve a non-binding advisory resolution approving the compensation of the named executive officers. | Management | For | For | ||
3. | Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2020. | Management | For | For | ||
4. | Approve the Universal Corporation Amended and Restated Executive Officer Annual Incentive Plan. | Management | For | For | ||
WAGEWORKS, INC. | ||||||
Security | 930427109 | Meeting Type | Special | |||
Ticker Symbol | WAGE | Meeting Date | 28-Aug-2019 | |||
ISIN | US9304271094 | Agenda | 935067478 - Management | |||
Record Date | 26-Jul-2019 | Holding Recon Date | 26-Jul-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 27-Aug-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of June 26, 2019 by and among WageWorks, Inc., a Delaware corporation, HealthEquity, Inc., a Delaware corporation ("HealthEquity"), and Pacific Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of HealthEquity ("Merger Sub"), pursuant to which Merger Sub will be merged with and into WageWorks (the "merger") and WageWorks will survive the merger and become a wholly owned subsidiary of HealthEquity. | Management | For | For | ||
2. | To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For | ||
3. | To approve, on an advisory (non-binding) basis, certain compensation that will or may become payable to the named executive officers of WageWorks in connection with the merger. | Management | For | For | ||
FIRST AMERICAN FUNDS, INC. | ||||||
Security | 31846V328 | Meeting Type | Special | |||
Ticker Symbol | FXFXX | Meeting Date | 29-Aug-2019 | |||
ISIN | US31846V3289 | Agenda | 935065246 - Management | |||
Record Date | 12-Jul-2019 | Holding Recon Date | 12-Jul-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 28-Aug-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | David K. Baumgardner | For | For | |||
2 | Mark E. Gaumond | For | For | |||
3 | Roger A. Gibson | For | For | |||
4 | Jennifer J. McPeek | For | For | |||
5 | C. David Myers | For | For | |||
6 | Richard K. Riederer | For | For | |||
7 | P. Kelly Tompkins | For | For | |||
CASEY'S GENERAL STORES, INC. | ||||||
Security | 147528103 | Meeting Type | Annual | |||
Ticker Symbol | CASY | Meeting Date | 04-Sep-2019 | |||
ISIN | US1475281036 | Agenda | 935061197 - Management | |||
Record Date | 08-Jul-2019 | Holding Recon Date | 08-Jul-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 03-Sep-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: H. Lynn Horak | Management | For | For | ||
1.2 | Election of Director: Judy A. Schmeling | Management | For | For | ||
1.3 | Election of Director: Allison M. Wing | Management | For | For | ||
1.4 | Election of Director: Darren M. Rebelez | Management | For | For | ||
2. | To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending April 30, 2020. | Management | For | For | ||
3. | To hold an advisory vote on our named executive officer compensation. | Management | For | For | ||
4. | To approve an amendment to the Company's Articles of Incorporation to increase the permissible range of the Board of Directors from 4-9 directors to 7-12 directors with the precise number of directors to be determined by the Board of Directors from time to time. | Management | For | For | ||
MOTORCAR PARTS OF AMERICA, INC. | ||||||
Security | 620071100 | Meeting Type | Annual | |||
Ticker Symbol | MPAA | Meeting Date | 05-Sep-2019 | |||
ISIN | US6200711009 | Agenda | 935067238 - Management | |||
Record Date | 22-Jul-2019 | Holding Recon Date | 22-Jul-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 04-Sep-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: Selwyn Joffe | Management | For | For | ||
1.2 | Election of Director: Scott J. Adelson | Management | For | For | ||
1.3 | Election of Director: David Bryan | Management | For | For | ||
1.4 | Election of Director: Rudolph J. Borneo | Management | For | For | ||
1.5 | Election of Director: Joseph Ferguson | Management | For | For | ||
1.6 | Election of Director: Philip Gay | Management | For | For | ||
1.7 | Election of Director: Duane Miller | Management | For | For | ||
1.8 | Election of Director: Jeffrey Mirvis | Management | For | For | ||
1.9 | Election of Director: Barbara L. Whittaker | Management | For | For | ||
2. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accountants for the fiscal year ending March 31, 2020. | Management | For | For | ||
3. | Advisory vote on the compensation of our named executive officers. | Management | For | For | ||
INTER PARFUMS, INC. | ||||||
Security | 458334109 | Meeting Type | Annual | |||
Ticker Symbol | IPAR | Meeting Date | 12-Sep-2019 | |||
ISIN | US4583341098 | Agenda | 935065397 - Management | |||
Record Date | 16-Jul-2019 | Holding Recon Date | 16-Jul-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 11-Sep-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Jean Madar | For | For | |||
2 | Philippe Benacin | For | For | |||
3 | Russell Greenberg | For | For | |||
4 | Philippe Santi | For | For | |||
5 | Francois Heilbronn | For | For | |||
6 | Robert Bensoussan | For | For | |||
7 | Patrick Choel | For | For | |||
8 | Michel Dyens | For | For | |||
9 | Veronique Gabai-Pinsky | For | For | |||
10 | Gilbert Harrison | For | For | |||
2. | To vote for the advisory resolution to approve executive compensation | Management | For | For | ||
3. | To approve the adoption of an amendment to our 2016 Option Plan to increase the number of shares issuable upon exercise of the options to be granted solely to nonemployee directors annually from 1,000 shares to 1,500 shares commencing on February 1, 2020 and continuing on each February 1 thereafter. | Management | For | For | ||
VIRTUSA CORPORATION | ||||||
Security | 92827P102 | Meeting Type | Annual | |||
Ticker Symbol | VRTU | Meeting Date | 17-Sep-2019 | |||
ISIN | US92827P1021 | Agenda | 935068216 - Management | |||
Record Date | 22-Jul-2019 | Holding Recon Date | 22-Jul-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 16-Sep-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Kris Canekeratne | For | For | |||
2 | Barry R. Nearhos | For | For | |||
2. | To ratify the appointment of the firm of KPMG LLP, as our independent registered public accounting firm, for the fiscal year ending March 31, 2020. | Management | For | For | ||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||
TAKE-TWO INTERACTIVE SOFTWARE, INC. | ||||||
Security | 874054109 | Meeting Type | Annual | |||
Ticker Symbol | TTWO | Meeting Date | 18-Sep-2019 | |||
ISIN | US8740541094 | Agenda | 935065842 - Management | |||
Record Date | 22-Jul-2019 | Holding Recon Date | 22-Jul-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 17-Sep-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Strauss Zelnick | Management | For | For | ||
1B. | Election of Director: Michael Dornemann | Management | For | For | ||
1C. | Election of Director: J Moses | Management | For | For | ||
1D. | Election of Director: Michael Sheresky | Management | For | For | ||
1E. | Election of Director: LaVerne Srinivasan | Management | For | For | ||
1F. | Election of Director: Susan Tolson | Management | For | For | ||
1G. | Election of Director: Paul Viera | Management | For | For | ||
1H. | Election of Director: Roland Hernandez | Management | For | For | ||
2. | Approval, on a non-binding advisory basis, of the compensation of the Company's "named executive officers" as disclosed in the Proxy Statement. | Management | For | For | ||
3. | Ratification of the appointment of Ernst & Young LLP as our Independent registered public accounting firm for the fiscal year ending March 31, 2020. | Management | For | For | ||
EL PASO ELECTRIC COMPANY | ||||||
Security | 283677854 | Meeting Type | Special | |||
Ticker Symbol | EE | Meeting Date | 19-Sep-2019 | |||
ISIN | US2836778546 | Agenda | 935069511 - Management | |||
Record Date | 31-Jul-2019 | Holding Recon Date | 31-Jul-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 18-Sep-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | To approve the Agreement and Plan of Merger, dated as of June 1, 2019, by and among El Paso Electric Company (the Company), Sun Jupiter Holdings LLC (Parent) and Sun Merger Sub Inc., a wholly-owned subsidiary of Parent (Merger Sub), and the transactions contemplated thereby, including the merger of Merger Sub with and into the Company. | Management | For | For | ||
2. | To approve by non-binding advisory resolution, the compensation of the named executive officers of the Company that will or may become payable in connection with the merger. | Management | For | For | ||
3. | To approve any motion to adjourn the special meeting to a later date or dates, if necessary, to solicit additional proxies if there are insufficient votes to approve proposal 1 at the time of the special meeting. | Management | For | For | ||
AEROVIRONMENT, INC. | ||||||
Security | 008073108 | Meeting Type | Annual | |||
Ticker Symbol | AVAV | Meeting Date | 27-Sep-2019 | |||
ISIN | US0080731088 | Agenda | 935072924 - Management | |||
Record Date | 09-Aug-2019 | Holding Recon Date | 09-Aug-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 26-Sep-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Charles Thomas Burbage | For | For | |||
2 | Charles R. Holland | For | For | |||
3 | Edward R. Muller | For | For | |||
2. | To ratify the selection of Deloitte & Touche LLP as the company's independent registered public accounting firm | Management | For | For | ||
3. | Advisory vote on the compensation of the company's Named Executive Officers | Management | For | For | ||
KORN FERRY | ||||||
Security | 500643200 | Meeting Type | Annual | |||
Ticker Symbol | KFY | Meeting Date | 03-Oct-2019 | |||
ISIN | US5006432000 | Agenda | 935072001 - Management | |||
Record Date | 05-Aug-2019 | Holding Recon Date | 05-Aug-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 02-Oct-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A | Election of Director: Doyle N. Beneby | Management | For | For | ||
1B | Election of Director: Gary D. Burnison | Management | For | For | ||
1C | Election of Director: Christina A. Gold | Management | For | For | ||
1D | Election of Director: Len J. Lauer | Management | For | For | ||
1E | Election of Director: Jerry P. Leamon | Management | For | For | ||
1F | Election of Director: Angel R. Martinez | Management | For | For | ||
1G | Election of Director: Debra J. Perry | Management | For | For | ||
1H | Election of Director: Lori J. Robinson | Management | For | For | ||
2 | Advisory (non-binding) resolution to approve the Company's executive compensation. | Management | For | For | ||
3 | Approval of the Fourth Amended & Restated 2008 Stock Incentive Plan. | Management | For | For | ||
4 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the Company's 2020 fiscal year. | Management | For | For | ||
5 | Stockholder proposal requesting amendments to allow holders of 10% of outstanding shares to call special stockholder meetings, if properly presented at the meeting. | Shareholder | Against | For | ||
NEOGEN CORPORATION | ||||||
Security | 640491106 | Meeting Type | Annual | |||
Ticker Symbol | NEOG | Meeting Date | 03-Oct-2019 | |||
ISIN | US6404911066 | Agenda | 935075552 - Management | |||
Record Date | 06-Aug-2019 | Holding Recon Date | 06-Aug-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 02-Oct-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | JOHN E. ADENT | For | For | |||
2 | WILLIAM T. BOEHM | For | For | |||
3 | JAMES P. TOBIN | For | For | |||
2. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||
3. | RATIFICATION OF APPOINTMENT OF BDO USA LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||
CAL-MAINE FOODS, INC. | ||||||
Security | 128030202 | Meeting Type | Annual | |||
Ticker Symbol | CALM | Meeting Date | 04-Oct-2019 | |||
ISIN | US1280302027 | Agenda | 935077429 - Management | |||
Record Date | 09-Aug-2019 | Holding Recon Date | 09-Aug-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 03-Oct-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Adolphus B. Baker | For | For | |||
2 | Max P. Bowman | For | For | |||
3 | Letitia C. Hughes | For | For | |||
4 | Sherman L. Miller | For | For | |||
5 | James E. Poole | For | For | |||
6 | Steve W. Sanders | For | For | |||
2. | Ratification of Frost, PLLC as the Company's Independent Registered Public Accounting Firm for fiscal year 2020. | Management | For | For | ||
NAVIGANT CONSULTING, INC. | ||||||
Security | 63935N107 | Meeting Type | Special | |||
Ticker Symbol | NCI | Meeting Date | 10-Oct-2019 | |||
ISIN | US63935N1072 | Agenda | 935080173 - Management | |||
Record Date | 04-Sep-2019 | Holding Recon Date | 04-Sep-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 09-Oct-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | Proposal to adopt the Agreement and Plan of Merger, dated as of August 2, 2019 (as may be amended from time to time, the "merger agreement"), by and among the Navigant Consulting, Inc., a Delaware corporation (the "Company"), Guidehouse LLP, a Delaware limited liability partnership ("Parent"), and Isaac Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Sub"). | Management | For | For | ||
2. | Proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers and that is based on, or otherwise relates to, the merger of Sub with and into the Company, as contemplated by the merger agreement. | Management | For | For | ||
3. | Proposal to adjourn the special meeting from time to time to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | For | For | ||
ANGIODYNAMICS, INC. | ||||||
Security | 03475V101 | Meeting Type | Annual | |||
Ticker Symbol | ANGO | Meeting Date | 15-Oct-2019 | |||
ISIN | US03475V1017 | Agenda | 935077126 - Management | |||
Record Date | 22-Aug-2019 | Holding Recon Date | 22-Aug-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 14-Oct-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Kevin J. Gould | For | For | |||
2 | Dennis S. Meteny | For | For | |||
3 | Michael E. Tarnoff | For | For | |||
2. | To ratify the appointment of Deloitte & Touche LLP as AngioDynamics independent registered public accounting firm for the fiscal year ending May 31, 2020. | Management | For | For | ||
3. | Say-on-Pay - An advisory vote on the approval of compensation of our named executive officers. | Management | For | For | ||
RESOURCES CONNECTION, INC. | ||||||
Security | 76122Q105 | Meeting Type | Annual | |||
Ticker Symbol | RECN | Meeting Date | 15-Oct-2019 | |||
ISIN | US76122Q1058 | Agenda | 935079536 - Management | |||
Record Date | 23-Aug-2019 | Holding Recon Date | 23-Aug-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 14-Oct-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director for a three-year term: Anthony C. Cherbak | Management | For | For | ||
1B. | Election of Director for a three-year term: Neil F. Dimick | Management | For | For | ||
1C. | Election of Director for a three-year term: Kate W. Duchene | Management | For | For | ||
2. | Approval of the 2019 Employee Stock Purchase Plan. | Management | Against | Against | ||
3. | Ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||
4. | Advisory approval of the Company's executive compensation. | Management | For | For | ||
REGIS CORPORATION | ||||||
Security | 758932107 | Meeting Type | Annual | |||
Ticker Symbol | RGS | Meeting Date | 22-Oct-2019 | |||
ISIN | US7589321071 | Agenda | 935076934 - Management | |||
Record Date | 26-Aug-2019 | Holding Recon Date | 26-Aug-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 21-Oct-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Daniel G. Beltzman | Management | For | For | ||
1B. | Election of Director: Virginia Gambale | Management | For | For | ||
1C. | Election of Director: David J. Grissen | Management | For | For | ||
1D. | Election of Director: Mark S. Light | Management | For | For | ||
1E. | Election of Director: Michael J. Merriman | Management | For | For | ||
1F. | Election of Director: M. Ann Rhoades | Management | For | For | ||
1G. | Election of Director: Hugh E. Sawyer III | Management | For | For | ||
1H. | Election of Director: David P. Williams | Management | For | For | ||
2. | Approval of an advisory vote on the compensation of the Company's named executive officers (a "Say-on-Pay Vote"). | Management | For | For | ||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Management | For | For | ||
STANDEX INTERNATIONAL CORPORATION | ||||||
Security | 854231107 | Meeting Type | Annual | |||
Ticker Symbol | SXI | Meeting Date | 22-Oct-2019 | |||
ISIN | US8542311076 | Agenda | 935078445 - Management | |||
Record Date | 30-Aug-2019 | Holding Recon Date | 30-Aug-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 21-Oct-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: Thomas E. Chorman | Management | For | For | ||
1.2 | Election of Director: Thomas J. Hansen | Management | For | For | ||
2. | To conduct an advisory vote on the total compensation paid to the named executive officers of the Company. | Management | For | For | ||
3. | To ratify the appointment by the Audit Committee of Grant Thornton LLP as independent auditors. | Management | For | For | ||
C&J ENERGY SERVICES, INC. | ||||||
Security | 12674R100 | Meeting Type | Special | |||
Ticker Symbol | CJ | Meeting Date | 22-Oct-2019 | |||
ISIN | US12674R1005 | Agenda | 935083698 - Management | |||
Record Date | 18-Sep-2019 | Holding Recon Date | 18-Sep-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 21-Oct-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | To adopt the Agreement and Plan of Merger, dated as of June 16, 2019 (as it may be amended from time to time), by and among Keane Group, Inc., King Merger Sub Corp., and C&J Energy Services, Inc. (C&J). | Management | For | For | ||
2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to C&Js named executive officers in connection with the merger. | Management | For | For | ||
3. | To approve any adjournment of the C&J Special Meeting of Stockholders to solicit additional proxies if there are not sufficient votes at the time of the C&J Special Meeting of Stockholders to approve the adoption of the Agreement and Plan of Merger. | Management | For | For | ||
MERCURY SYSTEMS, INC. | ||||||
Security | 589378108 | Meeting Type | Annual | |||
Ticker Symbol | MRCY | Meeting Date | 23-Oct-2019 | |||
ISIN | US5893781089 | Agenda | 935079548 - Management | |||
Record Date | 19-Aug-2019 | Holding Recon Date | 19-Aug-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 22-Oct-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | James K. Bass# | For | For | |||
2 | Michael A. Daniels# | For | For | |||
3 | Lisa S. Disbrow# | For | For | |||
4 | Barry R. Nearhos* | For | For | |||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal 2020. | Management | For | For | ||
CAMBREX CORPORATION | ||||||
Security | 132011107 | Meeting Type | Special | |||
Ticker Symbol | CBM | Meeting Date | 23-Oct-2019 | |||
ISIN | US1320111073 | Agenda | 935085490 - Management | |||
Record Date | 19-Sep-2019 | Holding Recon Date | 19-Sep-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 22-Oct-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | To adopt the Agreement and Plan of Merger, dated as of August 7, 2019 (the "Merger Agreement"), by and among Catalog Intermediate Inc., Catalog Merger Sub Inc. and the Company. | Management | For | For | ||
2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to the Companys named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | ||
3. | To adjourn the Special Meeting to a later date or dates, if necessary or appropriate and permitted under the Merger Agreement, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||
AXOS FINANCIAL, INC. | ||||||
Security | 05465C100 | Meeting Type | Annual | |||
Ticker Symbol | AX | Meeting Date | 24-Oct-2019 | |||
ISIN | US05465C1009 | Agenda | 935079308 - Management | |||
Record Date | 30-Aug-2019 | Holding Recon Date | 30-Aug-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 23-Oct-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | James S. Argalas | For | For | |||
2 | James J. Court | For | For | |||
3 | Edward J. Ratinoff | For | For | |||
2. | To approve the Amended and Restated 2014 Stock Incentive Plan. | Management | For | For | ||
3. | To approve, in a non-binding and advisory vote, the compensation of the Company's named executive officers as disclosed in the Company's proxy statement. | Management | For | For | ||
4. | To ratify the selection of BDO USA, LLP as the Company's independent public accounting firm for fiscal year 2020. | Management | For | For | ||
NANOMETRICS INCORPORATED | ||||||
Security | 630077105 | Meeting Type | Special | |||
Ticker Symbol | NANO | Meeting Date | 24-Oct-2019 | |||
ISIN | US6300771051 | Agenda | 935080161 - Management | |||
Record Date | 03-Sep-2019 | Holding Recon Date | 03-Sep-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 23-Oct-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | To approve the issuance of shares of Nanometrics common stock to stockholders of Rudolph Technologies, Inc. ("Rudolph"), pursuant to the Agreement and Plan of Merger, dated as of June 23, 2019, by and among Nanometrics, PV Equipment Inc., a wholly owned subsidiary of Nanometrics and Rudolph (the "Nanometrics Share Issuance Proposal"). | Management | For | For | ||
2. | To approve, amending and restating, the certificate of incorporation of Nanometrics to increase the authorized shares of Nanometrics common stock from 47,000,000 shares of common stock to 97,000,000 shares of common stock (the "Nanometrics Charter Proposal 1"). | Management | For | For | ||
3. | To approve, amending and restating, the certificate of incorporation of Nanometrics to provide that directors of Nanometrics will not be liable to Nanometrics or Nanometrics stockholders for a breach of fiduciary duty as a director, subject to any limitation under Delaware General Corporation Law (the "Nanometrics Charter Proposal 2" and together with the Nanometrics Charter Proposal 1, the "Nanometrics Charter Proposals"). | Management | For | For | ||
4. | To approve the adjournment of the Nanometrics Special Meeting to solicit additional proxies if there are not sufficient votes at the time of the Nanometrics Special Meeting to approve the Nanometrics Share Issuance Proposal and the Nanometrics Charter Proposals or to ensure that any supplement or amendment to the joint proxy statement/prospectus is timely provided to Nanometrics stockholders. | Management | For | For | ||
RUDOLPH TECHNOLOGIES, INC. | ||||||
Security | 781270103 | Meeting Type | Special | |||
Ticker Symbol | RTEC | Meeting Date | 24-Oct-2019 | |||
ISIN | US7812701032 | Agenda | 935080995 - Management | |||
Record Date | 03-Sep-2019 | Holding Recon Date | 03-Sep-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 23-Oct-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | To adopt the Agreement and Plan of Merger, dated as of June 23, 2019, by and among Nanometrics Incorporated ("Nanometrics"), Rudolph Technologies, Inc., ("Rudolph") and PV Equipment Inc., a wholly owned subsidiary of Nanometrics (the "Merger Agreement"), pursuant to which PV Equipment Inc. will merge with and into Rudolph, with Rudolph as the surviving corporation and a wholly- owned subsidiary of Nanometrics (the "Merger Agreement Proposal"). | Management | For | For | ||
2. | To approve, on an advisory, non-binding basis, the compensation that will or may be paid to Rudolph's named executive officers that is based on or otherwise relates to the transactions contemplated by the Merger Agreement (the "Rudolph Advisory Compensation Proposal"). | Management | For | For | ||
3. | To approve, on an advisory, non-binding basis, the proposed increase of the authorized shares of Nanometrics common stock under the Nanometrics certificate of incorporation from 47,000,000 shares of common stock to 97,000,000 shares of common stock (the "Advisory Share Authorization Proposal"). | Management | For | For | ||
4. | To approve the adjournment of the Rudolph Special Meeting to solicit additional proxies if there are not sufficient votes at the time of the Rudolph Special Meeting to approve the Merger Agreement Proposal, the Rudolph Advisory Compensation Proposal, and the Advisory Share Authorization Proposal or to ensure that any supplement or amendment to the joint proxy statement/prospectus is timely provided to Rudolph stockholders. | Management | For | For | ||
LEGACYTEXAS FINANCIAL GROUP, INC. | ||||||
Security | 52471Y106 | Meeting Type | Special | |||
Ticker Symbol | LTXB | Meeting Date | 28-Oct-2019 | |||
ISIN | US52471Y1064 | Agenda | 935083749 - Management | |||
Record Date | 16-Sep-2019 | Holding Recon Date | 16-Sep-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 25-Oct-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | Approval of the Agreement and Plan of Reorganization, dated as of June 16, 2019, by and between Legacy Texas Financial Group, Inc. ("Legacy") and Prosperity Bancshares, Inc. ("Prosperity"), as it may be amended, supplemented or modified from time to time, pursuant to which Legacy will merge with and into Prosperity (the "merger") (which we refer to as the "Legacy merger proposal"). | Management | For | For | ||
2. | Approval, on an advisory (non-binding) basis, of the compensation that certain executive officers of Legacy may receive in connection with the merger pursuant to existing agreements or arrangements with Legacy. | Management | For | For | ||
3. | Approval of the adjournment of the special meeting to a later date or dates, if the board of directors of Legacy determines such an adjournment is necessary or appropriate, including adjournments to permit solicitation of additional proxies in favor of the Legacy merger proposal. | Management | For | For | ||
APPLIED INDUSTRIAL TECHNOLOGIES, INC. | ||||||
Security | 03820C105 | Meeting Type | Annual | |||
Ticker Symbol | AIT | Meeting Date | 29-Oct-2019 | |||
ISIN | US03820C1053 | Agenda | 935079992 - Management | |||
Record Date | 30-Aug-2019 | Holding Recon Date | 30-Aug-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 28-Oct-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Mary Dean Hall | For | For | |||
2 | Dan P. Komnenovich | For | For | |||
3 | Joe A. Raver | For | For | |||
2. | Say on Pay - To approve, through a nonbinding advisory vote, the compensation of Applied's named executive officers. | Management | For | For | ||
3. | To approve the 2019 Long-Term Performance Plan. | Management | For | For | ||
4. | To ratify the Audit Committee's appointment of independent auditors. | Management | For | For | ||
GMS INC | ||||||
Security | 36251C103 | Meeting Type | Annual | |||
Ticker Symbol | GMS | Meeting Date | 30-Oct-2019 | |||
ISIN | US36251C1036 | Agenda | 935079649 - Management | |||
Record Date | 03-Sep-2019 | Holding Recon Date | 03-Sep-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 29-Oct-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Brian R. Hoesterey | Management | For | For | ||
1B. | Election of Director: Teri P. McClure | Management | For | For | ||
1C. | Election of Director: Richard K. Mueller | Management | For | For | ||
1D. | Election of Director: J. Louis Sharpe | Management | For | For | ||
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered accounting firm for the fiscal year ending April 30, 2020. | Management | For | For | ||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||
BRIGGS & STRATTON CORPORATION | ||||||
Security | 109043109 | Meeting Type | Annual | |||
Ticker Symbol | BGG | Meeting Date | 31-Oct-2019 | |||
ISIN | US1090431099 | Agenda | 935079980 - Management | |||
Record Date | 23-Aug-2019 | Holding Recon Date | 23-Aug-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 30-Oct-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Jeffrey R. Hennion | For | For | |||
2 | Patricia L. Kampling | For | For | |||
3 | Todd J. Teske | For | For | |||
2. | Ratify Deloitte & Touche LLP as the Company's independent auditors. | Management | For | For | ||
3. | Approve, by non-binding advisory vote, executive compensation. | Management | For | For | ||
PHIBRO ANIMAL HEALTH CORPORATION | ||||||
Security | 71742Q106 | Meeting Type | Annual | |||
Ticker Symbol | PAHC | Meeting Date | 04-Nov-2019 | |||
ISIN | US71742Q1067 | Agenda | 935082002 - Management | |||
Record Date | 05-Sep-2019 | Holding Recon Date | 05-Sep-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 01-Nov-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Jack C. Bendheim | For | For | |||
2 | E. Thomas Corcoran | For | For | |||
3 | Dr. George Gunn | For | For | |||
2. | Approval, on an advisory basis, of the compensation paid to the named executive officers, as disclosed in the proxy statement. | Management | For | For | ||
3. | Advisory vote on the frequency of future advisory votes on the compensation of the named executive officers. | Management | 1 Year | Against | ||
4. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2020. | Management | For | For | ||
PROGENICS PHARMACEUTICALS, INC. | ||||||
Security | 743187106 | Meeting Type | Contested-Consent | |||
Ticker Symbol | PGNX | Meeting Date | 08-Nov-2019 | |||
ISIN | US7431871067 | Agenda | 935090009 - Opposition | |||
Record Date | 02-Oct-2019 | Holding Recon Date | 02-Oct-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 07-Nov-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | Repeal any provision of the By-Laws of the Company (the "Bylaws") in effect at the time this proposal becomes effective, including any amendments thereto, which were not included in the Bylaws that were in effect as of April 1, 2019 and were filed with the Securities and Exchange Commission on April 1, 2019. | Management | ||||
2a. | Remove without cause: Mark R. Baker | Management | ||||
2b. | Remove without cause: David A. Scheinberg | Management | ||||
2c. | Remove without cause: Nicole S. Williams | Management | ||||
2d. | Remove without cause: any other person elected or appointed to the Board during this Consent Solicitation | Management | ||||
3. | Amend Article IV, section 4.04 of the Bylaws, as set forth on Schedule III to the Consent Statement, to provide that when one or more directors shall resign from the Board, effective at a future date, either stockholders or a majority of the directors then in office, including those who have so resigned, shall have the power to fill such vacancy or vacancies. | Management | ||||
4. | Amend Article IV, Section 4.01 of the Bylaws. as set forth on Schedule IV to the Consent Statement, to fix the size of the Board at seven members. | Management | ||||
5a. | Elect Velan nominee: Gerard Ber | Management | ||||
5b. | Elect Velan nominee: Eric J. Ende | Management | ||||
5c. | Elect Velan nominee: Ann MacDougall | Management | ||||
5d. | Elect Velan nominee: Heinz Mausli | Management | ||||
5e. | Elect Velan nominee: David W. Mims | Management | ||||
PROGENICS PHARMACEUTICALS, INC. | ||||||
Security | 743187106 | Meeting Type | Contested-Consent | |||
Ticker Symbol | PGNX | Meeting Date | 08-Nov-2019 | |||
ISIN | US7431871067 | Agenda | 935091429 - Opposition | |||
Record Date | 07-Oct-2019 | Holding Recon Date | 07-Oct-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 07-Nov-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | Repeal any provision of the By-Laws of the Company (the "Bylaws") in effect at the time this proposal becomes effective, including any amendments thereto, which were not included in the Bylaws that were in effect as of April 1, 2019 and were filed with the Securities and Exchange Commission on April 1, 2019. Select FOR to consent. Select AGAINST if you are against consenting. | Management | ||||
2a. | Remove without cause: Mark R. Baker Select FOR to consent. Select AGAINST if you are against consenting. | Management | ||||
2b. | Remove without cause: David A. Scheinberg Select FOR to consent. Select AGAINST if you are against consenting. | Management | ||||
2c. | Remove without cause: Nicole S. Williams Select FOR to consent. Select AGAINST if you are against consenting. | Management | ||||
2d. | Remove without cause: any other person elected or appointed to the Board during this Consent Solicitation Select FOR to consent. Select AGAINST if you are against consenting. | Management | ||||
3. | Amend Article IV, section 4.04 of the Bylaws, as set forth on Schedule III to the Consent Statement, to provide that when one or more directors shall resign from the Board, effective at a future date, either stockholders or a majority of the directors then in office, including those who have so resigned, shall have the power to fill such vacancy or vacancies. Select FOR to consent. Select AGAINST if you are against consenting. | Management | ||||
4. | Amend Article IV, Section 4.01 of the Bylaws. as set forth on Schedule IV to the Consent Statement, to fix the size of the Board at seven members. Select FOR to consent. Select AGAINST if you are against consenting. | Management | ||||
5a. | Elect Velan nominee: Gerard Ber Select FOR to consent. Select AGAINST if you are against consenting. | Management | ||||
5b. | Elect Velan nominee: Eric J. Ende Select FOR to consent. Select AGAINST if you are against consenting. | Management | ||||
5c. | Elect Velan nominee: Ann MacDougall Select FOR to consent. Select AGAINST if you are against consenting. | Management | ||||
5d. | Elect Velan nominee: Heinz Mausli Select FOR to consent. Select AGAINST if you are against consenting. | Management | ||||
5e. | Elect Velan nominee: David W. Mims Select FOR to consent. Select AGAINST if you are against consenting. | Management | ||||
PROGENICS PHARMACEUTICALS, INC. | ||||||
Security | 743187106 | Meeting Type | Contested-Consent | |||
Ticker Symbol | PGNX | Meeting Date | 08-Nov-2019 | |||
ISIN | US7431871067 | Agenda | 935091897 - Management | |||
Record Date | 07-Oct-2019 | Holding Recon Date | 07-Oct-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 07-Nov-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | Revoke consent on Velan's proposal to repeal any provision of the By-Laws of the Company in effect at the time this proposal becomes effective, including any amendments thereto, which were not included in the By- Laws that were in effect as of April 1, 2019 and were filed with the Securities and Exchange Commission on April 1, 2019. Select FOR to "Revoke consent". Select AGAINST to "Do Not Revoke Consent". | Management | For | For | ||
2a. | Revoke consent on Velan's proposal to remove without cause: Mark R. Baker. Select FOR to "Revoke consent". Select AGAINST to "Do Not Revoke Consent". | Management | For | For | ||
2b. | Revoke consent on Velan's proposal to remove without cause: David A. Scheinberg. Select FOR to "Revoke consent". Select AGAINST to "Do Not Revoke Consent". | Management | For | For | ||
2c. | Revoke consent on Velan's proposal to remove without cause: Nicole S. Williams. Select FOR to "Revoke consent". Select AGAINST to "Do Not Revoke Consent". | Management | For | For | ||
2d. | Revoke consent on Velan's proposal to remove without cause: any other person elected or appointed to the Board during this Consent Solicitation. Select FOR to "Revoke consent". Select AGAINST to "Do Not Revoke Consent". | Management | For | For | ||
3. | Revoke consent on Velan's proposal to amend Article IV, Section 4.04 of the By-Laws to provide that when one or more directors shall resign from the Board, effective at a future date, either shareholders or a majority of the directors then in office, including those who have so resigned, shall have the power to fill such vacancy or vacancies. Select FOR to "Revoke consent". Select AGAINST to "Do Not Revoke Consent". | Management | For | For | ||
4. | Revoke consent on Velan's proposal to amend Article IV, Section 4.01 of the By-Laws to fix the size of the Board at seven members. Select FOR to "Revoke consent". Select AGAINST to "Do Not Revoke Consent". | Management | For | For | ||
5a. | Revoke consent to elect Velan nominee: Gerard Ber. Select FOR to "Revoke consent". Select AGAINST to "Do Not Revoke Consent". | Management | For | For | ||
5b. | Revoke consent to elect Velan nominee: Eric J. Ende. Select FOR to "Revoke consent". Select AGAINST to "Do Not Revoke Consent". | Management | For | For | ||
5c. | Revoke consent to elect Velan nominee: Ann MacDougall. Select FOR to "Revoke consent". Select AGAINST to "Do Not Revoke Consent". | Management | For | For | ||
5d. | Revoke consent to elect Velan nominee: Heinz Mausli. Select FOR to "Revoke consent". Select AGAINST to "Do Not Revoke Consent". | Management | For | For | ||
5e. | Revoke consent to elect Velan nominee: David W. Mims. Select FOR to "Revoke consent". Select AGAINST to "Do Not Revoke Consent". | Management | For | For | ||
II-VI INCORPORATED | ||||||
Security | 902104108 | Meeting Type | Annual | |||
Ticker Symbol | IIVI | Meeting Date | 12-Nov-2019 | |||
ISIN | US9021041085 | Agenda | 935085274 - Management | |||
Record Date | 10-Sep-2019 | Holding Recon Date | 10-Sep-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 11-Nov-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Class II Director: Francis J. Kramer | Management | For | For | ||
1B. | Election of Class II Director: Shaker Sadasivam | Management | For | For | ||
1C. | Election of Class II Director: Enrico Digirolamo | Management | For | For | ||
2. | Non-binding advisory vote to approve the compensation of the Company's named executive officers for fiscal year 2019. | Management | For | For | ||
3. | Ratification of the Audit Committee's selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2020. | Management | For | For | ||
VIAVI SOLUTIONS INC. | ||||||
Security | 925550105 | Meeting Type | Annual | |||
Ticker Symbol | VIAV | Meeting Date | 13-Nov-2019 | |||
ISIN | US9255501051 | Agenda | 935086290 - Management | |||
Record Date | 23-Sep-2019 | Holding Recon Date | 23-Sep-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 12-Nov-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Richard E. Belluzzo | For | For | |||
2 | Keith Barnes | For | For | |||
3 | Laura Black | For | For | |||
4 | Tor Braham | For | For | |||
5 | Timothy Campos | For | For | |||
6 | Donald Colvin | For | For | |||
7 | Masood A. Jabbar | For | For | |||
8 | Oleg Khaykin | For | For | |||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending June 27, 2020. | Management | For | For | ||
3. | The approval of, on an advisory basis, the compensation of the Company's named executive officers for the fiscal year ended June 29, 2019. | Management | For | For | ||
4. | The approval of the amendment and restatement of the Company's Amended and Restated 2003 Equity Incentive Plan. | Management | For | For | ||
AVON PRODUCTS, INC. | ||||||
Security | 054303102 | Meeting Type | Special | |||
Ticker Symbol | AVP | Meeting Date | 13-Nov-2019 | |||
ISIN | US0543031027 | Agenda | 935090681 - Management | |||
Record Date | 03-Oct-2019 | Holding Recon Date | 03-Oct-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 12-Nov-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | Adoption of the Agreement and Plan of Mergers, dated May 22, 2019 (the "Merger Agreement"), by and among Avon Products, Inc. ("Avon"), Natura Cosméticos S.A., Natura & Co Holding S.A. ("Natura & Co Holding"), Nectarine Merger Sub I, Inc., and Nectarine Merger Sub II, Inc., pursuant to which Avon will become a wholly owned direct subsidiary of Natura & Co Holding, which transaction, collectively with the other transactions contemplated by the Merger Agreement, is referred to as the Transaction. | Management | For | For | ||
2. | Approval, by a non-binding, advisory vote, of the compensation that may become payable to Avon's named executive officers in connection with the Transaction. | Management | For | For | ||
3. | Approval of one or more adjournments of the special meeting of the shareholders of Avon (the "Avon Special Meeting") to another time or place, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Avon Special Meeting to adopt the Merger Agreement. | Management | For | For | ||
ORITANI FINANCIAL CORP | ||||||
Security | 68633D103 | Meeting Type | Special | |||
Ticker Symbol | ORIT | Meeting Date | 14-Nov-2019 | |||
ISIN | US68633D1037 | Agenda | 935085022 - Management | |||
Record Date | 16-Sep-2019 | Holding Recon Date | 16-Sep-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 13-Nov-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | Approval of the Agreement and Plan of Merger, dated as of June 25, 2019, between Valley National Bancorp and Oritani Financial Corp. pursuant to which Oritani Financial Corp. will merge with and into Valley National Bancorp. | Management | For | For | ||
2. | Approval, on a non-binding advisory basis, of the compensation that will or may become payable to the named executive officers of Oritani Financial Corp. based on or related to the merger. | Management | For | For | ||
3. | Approval of a proposal to authorize the Oritani Financial Corp. Board of Directors to adjourn or postpone the Oritani Financial Corp. special meeting to a later date, if necessary or appropriate, to solicit additional proxies in favor of approval of the merger agreement or to vote on other matters properly before such special meeting. | Management | For | For | ||
CACI INTERNATIONAL INC | ||||||
Security | 127190304 | Meeting Type | Annual | |||
Ticker Symbol | CACI | Meeting Date | 14-Nov-2019 | |||
ISIN | US1271903049 | Agenda | 935085301 - Management | |||
Record Date | 18-Sep-2019 | Holding Recon Date | 18-Sep-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 13-Nov-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Michael A. Daniels | Management | For | For | ||
1B. | Election of Director: William L. Jews | Management | For | For | ||
1C. | Election of Director: Gregory G. Johnson | Management | For | For | ||
1D. | Election of Director: J. Phillip London | Management | For | For | ||
1E. | Election of Director: John S. Mengucci | Management | For | For | ||
1F. | Election of Director: James L. Pavitt | Management | For | For | ||
1G. | Election of Director: Warren R. Phillips | Management | For | For | ||
1H. | Election of Director: Debora A. Plunkett | Management | For | For | ||
1I. | Election of Director: Charles P. Revoile | Management | For | For | ||
1J. | Election of Director: William S. Wallace | Management | For | For | ||
2. | Advisory approval of the Company's executive compensation. | Management | For | For | ||
3. | Approval of Amendment of the Company's 2002 Employee Stock Purchase Plan. | Management | For | For | ||
4. | The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||
GANNETT CO., INC. | ||||||
Security | 36473H104 | Meeting Type | Special | |||
Ticker Symbol | GCI | Meeting Date | 14-Nov-2019 | |||
ISIN | US36473H1041 | Agenda | 935091811 - Management | |||
Record Date | 26-Sep-2019 | Holding Recon Date | 26-Sep-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 13-Nov-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | To adopt the Agreement and Plan of Merger, (the "Merger Agreement"), among New Media Investment Group Inc. ("New Media"), Gannett Co., Inc. ("Gannett"), Arctic Holdings LLC, a wholly owned subsidiary of New Media ("Intermediate Holdco"), and Arctic Acquisition Corp., a wholly owned subsidiary of Intermediate Holdco ("Merger Sub"), pursuant to which Merger Sub will merge with & into Gannett, with Gannett continuing as the surviving corporation & an indirect wholly owned subsidiary of New Media ( "merger") (such proposal, "Merger Proposal"). | Management | For | For | ||
2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Gannett's named executive officers in connection with the merger. | Management | For | For | ||
3. | To adjourn the Special Meeting of Stockholders of Gannett, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Merger Proposal. | Management | For | For | ||
TRINSEO S.A. | ||||||
Security | L9340P101 | Meeting Type | Special | |||
Ticker Symbol | TSE | Meeting Date | 20-Nov-2019 | |||
ISIN | LU1057788488 | Agenda | 935096493 - Management | |||
Record Date | 18-Oct-2019 | Holding Recon Date | 18-Oct-2019 | |||
City / | Country | / | Luxembourg | Vote Deadline Date | 18-Nov-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Mark Tomkins | For | For | |||
2 | Sandra Beach Lin | For | For | |||
CRACKER BARREL OLD COUNTRY STORE, INC. | ||||||
Security | 22410J106 | Meeting Type | Annual | |||
Ticker Symbol | CBRL | Meeting Date | 21-Nov-2019 | |||
ISIN | US22410J1060 | Agenda | 935089311 - Management | |||
Record Date | 20-Sep-2019 | Holding Recon Date | 20-Sep-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 20-Nov-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Thomas H. Barr | For | For | |||
2 | Carl T. Berquist | For | For | |||
3 | Sandra B. Cochran | For | For | |||
4 | Meg G. Crofton | For | For | |||
5 | Richard J. Dobkin | For | For | |||
6 | Norman E. Johnson | For | For | |||
7 | William W. McCarten | For | For | |||
8 | Coleman H. Peterson | For | For | |||
9 | Andrea M. Weiss | For | For | |||
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the proxy statement that accompanies this notice. | Management | For | For | ||
3. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||
BOTTOMLINE TECHNOLOGIES (DE), INC. | ||||||
Security | 101388106 | Meeting Type | Annual | |||
Ticker Symbol | EPAY | Meeting Date | 21-Nov-2019 | |||
ISIN | US1013881065 | Agenda | 935094348 - Management | |||
Record Date | 02-Oct-2019 | Holding Recon Date | 02-Oct-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 20-Nov-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Jennifer M. Gray | For | For | |||
2 | Paul H. Hough | For | For | |||
3 | Benjamin E Robinson III | For | For | |||
2. | Non-binding advisory vote to approve executive compensation. | Management | For | For | ||
3. | Approval of the Company's 2019 Stock Incentive Plan and the authorization to issue 1,000,000 shares of common stock thereunder. | Management | For | For | ||
4. | Ratification of the selection of Ernst & Young LLP as the Company's registered public accounting firm for the current fiscal year. | Management | For | For | ||
WD-40 COMPANY | ||||||
Security | 929236107 | Meeting Type | Annual | |||
Ticker Symbol | WDFC | Meeting Date | 10-Dec-2019 | |||
ISIN | US9292361071 | Agenda | 935096164 - Management | |||
Record Date | 15-Oct-2019 | Holding Recon Date | 15-Oct-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 09-Dec-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Daniel T. Carter | For | For | |||
2 | Melissa Claassen | For | For | |||
3 | Eric P. Etchart | For | For | |||
4 | Trevor I. Mihalik | For | For | |||
5 | David B. Pendarvis | For | For | |||
6 | Daniel E. Pittard | For | For | |||
7 | Garry O. Ridge | For | For | |||
8 | Gregory A. Sandfort | For | For | |||
9 | Anne G. Saunders | For | For | |||
10 | Neal E. Schmale | For | For | |||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||
VITAMIN SHOPPE, INC. | ||||||
Security | 92849E101 | Meeting Type | Special | |||
Ticker Symbol | VSI | Meeting Date | 11-Dec-2019 | |||
ISIN | US92849E1010 | Agenda | 935103313 - Management | |||
Record Date | 04-Nov-2019 | Holding Recon Date | 04-Nov-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 10-Dec-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | To adopt the Agreement and Plan of Merger, dated August 7, 2019 (as may be amended from time to time, the "Merger Agreement"), by and among Vitamin Shoppe, Inc. ("Vitamin Shoppe"), Franchise Group, Inc. (formerly known as Liberty Tax, Inc.) and Valor Acquisition, LLC. | Management | For | For | ||
2. | To approve, on an advisory (non-binding basis), the compensation that may be paid or become payable to Vitamin Shoppe's named executive officers that is based on or otherwise relates to the Merger Agreement. | Management | For | For | ||
3. | To approve any adjournment of the special meeting of the stockholders of Vitamin Shoppe (the "Special Meeting") to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the Special Meeting. | Management | For | For | ||
FABRINET | ||||||
Security | G3323L100 | Meeting Type | Annual | |||
Ticker Symbol | FN | Meeting Date | 12-Dec-2019 | |||
ISIN | KYG3323L1005 | Agenda | 935093980 - Management | |||
Record Date | 14-Oct-2019 | Holding Recon Date | 14-Oct-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 11-Dec-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Dr. Homa Bahrami | For | For | |||
2 | Gregory P. Dougherty | For | For | |||
3 | Rollance E. Olson | For | For | |||
2. | Approval of the Fabrinet 2020 Equity Incentive Plan. | Management | For | For | ||
3. | Ratification of the appointment of PricewaterhouseCoopers ABAS Ltd. as Fabrinet's independent registered public accounting firm for the fiscal year ending June 26, 2020. | Management | For | For | ||
4. | Approval, on an advisory basis, of the compensation paid to Fabrinet's named executive officers. | Management | For | For | ||
OSI SYSTEMS, INC. | ||||||
Security | 671044105 | Meeting Type | Annual | |||
Ticker Symbol | OSIS | Meeting Date | 12-Dec-2019 | |||
ISIN | US6710441055 | Agenda | 935094386 - Management | |||
Record Date | 17-Oct-2019 | Holding Recon Date | 17-Oct-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 11-Dec-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Deepak Chopra | For | For | |||
2 | Steven C. Good | For | For | |||
3 | Meyer Luskin | For | For | |||
4 | William F. Ballhaus | For | For | |||
5 | James B. Hawkins | For | For | |||
6 | Gerald Chizever | For | For | |||
7 | Kelli Bernard | For | For | |||
2. | Ratification of the appointment of Moss Adams LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2020. | Management | For | For | ||
3. | Advisory vote on the Company's executive compensation for the fiscal year ended June 30, 2019. | Management | For | For | ||
WINNEBAGO INDUSTRIES, INC. | ||||||
Security | 974637100 | Meeting Type | Annual | |||
Ticker Symbol | WGO | Meeting Date | 17-Dec-2019 | |||
ISIN | US9746371007 | Agenda | 935096974 - Management | |||
Record Date | 22-Oct-2019 | Holding Recon Date | 22-Oct-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 16-Dec-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Robert M. Chiusano | For | For | |||
2 | Richard (Rick) D. Moss | For | For | |||
3 | John M. Murabito | For | For | |||
2. | Approve, on an advisory basis, the compensation of our Named Executive Officers. | Management | For | For | ||
3. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accountant for Fiscal 2020. | Management | For | For | ||
CANTEL MEDICAL CORP. | ||||||
Security | 138098108 | Meeting Type | Annual | |||
Ticker Symbol | CMD | Meeting Date | 18-Dec-2019 | |||
ISIN | US1380981084 | Agenda | 935108705 - Management | |||
Record Date | 05-Nov-2019 | Holding Recon Date | 05-Nov-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 17-Dec-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Charles M. Diker | Management | For | For | ||
1B. | Election of Director: Alan R. Batkin | Management | For | For | ||
1C. | Election of Director: Ann E. Berman | Management | For | For | ||
1D. | Election of Director: Mark N. Diker | Management | For | For | ||
1E. | Election of Director: Anthony B. Evnin | Management | For | For | ||
1F. | Election of Director: Laura L. Forese | Management | For | For | ||
1G. | Election of Director: George L. Fotiades | Management | For | For | ||
1H. | Election of Director: Ronnie Myers | Management | For | For | ||
1I. | Election of Director: Karen N. Prange | Management | For | For | ||
1J. | Election of Director: Peter J. Pronovost | Management | For | For | ||
2. | Advisory vote to approve Named Executive Officer compensation. | Management | For | For | ||
3. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2020. | Management | For | For | ||
CARRIZO OIL & GAS, INC. | ||||||
Security | 144577103 | Meeting Type | Special | |||
Ticker Symbol | CRZO | Meeting Date | 20-Dec-2019 | |||
ISIN | US1445771033 | Agenda | 935107703 - Management | |||
Record Date | 15-Nov-2019 | Holding Recon Date | 15-Nov-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 19-Dec-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | Approve the Agreement and Plan of Merger, dated as of July 14, 2019 (as amended by Amendment No. 1 thereto, dated as of August 19, 2019, and Amendment No. 2 thereto, dated as of November 13, 2019, as it may be further amended from time to time, the "merger agreement"), by and between Callon Petroleum Company and Carrizo Oil & Gas, Inc. | Management | For | For | ||
2. | Approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Carrizo's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement. | Management | For | For | ||
3. | Approve any motion to adjourn the Carrizo special meeting, if necessary to solicit additional proxies if there are not sufficient votes of holders of Carrizo's common stock to approve Proposal 1 at the time of the Carrizo special meeting. | Management | For | For | ||
CARRIZO OIL & GAS, INC. | ||||||
Security | 144577103 | Meeting Type | Special | |||
Ticker Symbol | CRZO | Meeting Date | 20-Dec-2019 | |||
ISIN | US1445771033 | Agenda | 935113390 - Management | |||
Record Date | 29-Nov-2019 | Holding Recon Date | 29-Nov-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 19-Dec-2019 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | Approve the Agreement and Plan of Merger, dated as of July 14, 2019 (as amended by Amendment No. 1 thereto, dated as of August 19, 2019, and Amendment No. 2 thereto, dated as of November 13, 2019, as it may be further amended from time to time, the "merger agreement"), by and between Callon Petroleum Company and Carrizo Oil & Gas, Inc. | Management | For | For | ||
2. | Approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Carrizo's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement. | Management | For | For | ||
3. | Approve any motion to adjourn the Carrizo special meeting, if necessary to solicit additional proxies if there are not sufficient votes of holders of Carrizo's common stock to approve Proposal 1 at the time of the Carrizo special meeting. | Management | For | For | ||
INNOPHOS HOLDINGS, INC. | ||||||
Security | 45774N108 | Meeting Type | Special | |||
Ticker Symbol | IPHS | Meeting Date | 15-Jan-2020 | |||
ISIN | US45774N1081 | Agenda | 935114607 - Management | |||
Record Date | 25-Nov-2019 | Holding Recon Date | 25-Nov-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 14-Jan-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | To adopt the Agreement and Plan of Merger, dated as of October 20, 2019 (as it may be amended, supplemented or otherwise modified from time to time, the "merger agreement"), by and among Iris Parent LLC, a Delaware limited liability company, Iris Merger Sub 2019, Inc., a Delaware corporation and wholly owned subsidiary of Parent, and Innophos Holdings, Inc., a Delaware corporation (the "Company"). | Management | For | For | ||
2. | To approve, on a nonbinding, advisory basis, the compensation that may be paid or may become payable to the Company's named executive officers in connection with, or following, the consummation of the transactions contemplated by the merger agreement. | Management | For | For | ||
3. | To approve the adjournment of the special meeting to a later date or time, if necessary or appropriate as determined by the Company, to solicit additional proxies if there are insufficient votes at the time of the special meeting or any adjournment or postponement thereof to approve the adoption of the merger agreement. | Management | For | For | ||
NEW JERSEY RESOURCES CORPORATION | ||||||
Security | 646025106 | Meeting Type | Annual | |||
Ticker Symbol | NJR | Meeting Date | 22-Jan-2020 | |||
ISIN | US6460251068 | Agenda | 935114431 - Management | |||
Record Date | 25-Nov-2019 | Holding Recon Date | 25-Nov-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 21-Jan-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | J.H. DeGraffenreidt Jr# | For | For | |||
2 | Gregory E. Aliff+ | For | For | |||
3 | Stephen D. Westhoven* | For | For | |||
4 | Jane M. Kenny* | For | For | |||
5 | Sharon C. Taylor* | For | For | |||
6 | David A. Trice* | For | For | |||
2. | To approve a non-binding advisory resolution approving the compensation of our named executive officers. | Management | For | For | ||
3. | To ratify the appointment by the Audit Committee of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2020. | Management | For | For | ||
LANNETT COMPANY, INC. | ||||||
Security | 516012101 | Meeting Type | Annual | |||
Ticker Symbol | LCI | Meeting Date | 22-Jan-2020 | |||
ISIN | US5160121019 | Agenda | 935118314 - Management | |||
Record Date | 05-Dec-2019 | Holding Recon Date | 05-Dec-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 21-Jan-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Patrick G. LePore | For | For | |||
2 | John C. Chapman | For | For | |||
3 | Timothy C. Crew | For | For | |||
4 | David Drabik | For | For | |||
5 | Jeffrey Farber | For | For | |||
6 | Dr. Melissa Rewolinski | For | For | |||
7 | Paul Taveira | For | For | |||
2. | Proposal to ratify the selection of Grant Thornton, LLP as independent public accounting firm for the fiscal year ending June 30, 2020. | Management | For | For | ||
3. | Non-binding advisory vote on the approval of executive compensation. | Management | For | For | ||
BROOKS AUTOMATION, INC. | ||||||
Security | 114340102 | Meeting Type | Annual | |||
Ticker Symbol | BRKS | Meeting Date | 24-Jan-2020 | |||
ISIN | US1143401024 | Agenda | 935111625 - Management | |||
Record Date | 25-Nov-2019 | Holding Recon Date | 25-Nov-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 23-Jan-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1 | DIRECTOR | Management | ||||
1 | A. Clinton Allen | For | For | |||
2 | Robyn C. Davis | For | For | |||
3 | Joseph R. Martin | For | For | |||
4 | Krishna G. Palepu | For | For | |||
5 | Michael Rosenblatt | For | For | |||
6 | Stephen S. Schwartz | For | For | |||
7 | Alfred Woollacott, III | For | For | |||
8 | Mark S. Wrighton | For | For | |||
9 | Ellen M. Zane | For | For | |||
2. | To approve by a non-binding advisory vote the compensation of the Company's named executive officers. | Management | For | For | ||
3. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered accounting firm for the 2020 fiscal year. | Management | For | For | ||
SPIRE INC. | ||||||
Security | 84857L101 | Meeting Type | Annual | |||
Ticker Symbol | SR | Meeting Date | 30-Jan-2020 | |||
ISIN | US84857L1017 | Agenda | 935113732 - Management | |||
Record Date | 29-Nov-2019 | Holding Recon Date | 29-Nov-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 29-Jan-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Edward L. Glotzbach | For | For | |||
2 | Rob L. Jones | For | For | |||
3 | John P. Stupp Jr. | For | For | |||
2. | Advisory nonbinding approval of resolution to approve compensation of our named executive officers. | Management | For | For | ||
3. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accountant for the 2020 fiscal year. | Management | For | For | ||
GRIFFON CORPORATION | ||||||
Security | 398433102 | Meeting Type | Annual | |||
Ticker Symbol | GFF | Meeting Date | 30-Jan-2020 | |||
ISIN | US3984331021 | Agenda | 935116144 - Management | |||
Record Date | 10-Dec-2019 | Holding Recon Date | 10-Dec-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 29-Jan-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Thomas J. Brosig | For | For | |||
2 | Robert G. Harrison | For | For | |||
3 | Lacy M. Johnson | For | For | |||
4 | James W. Sight | For | For | |||
5 | Samanta Hegedus Stewart | For | For | |||
2. | Approval of the resolution approving the compensation of our executive officers as disclosed in the Proxy Statement. | Management | For | For | ||
3. | Approval of the amendment to the Griffon Corporation 2016 Equity Incentive Plan. | Management | For | For | ||
4. | Ratification of the selection by our audit committee of Grant Thornton LLP to serve as our independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||
WILLIAM LYON HOMES | ||||||
Security | 552074700 | Meeting Type | Special | |||
Ticker Symbol | WLH | Meeting Date | 30-Jan-2020 | |||
ISIN | US5520747008 | Agenda | 935119708 - Management | |||
Record Date | 23-Dec-2019 | Holding Recon Date | 23-Dec-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 29-Jan-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | Merger Proposal: To approve the adoption of the Agreement and Plan of Merger, dated as of November 5, 2019, among Taylor Morrison Homes Corporation ("Taylor Morrison"), Tower Merger Sub, Inc., a wholly owned subsidiary of Taylor Morrison ("Merger Sub"), and William Lyon Homes, pursuant to which Merger Sub will be merged with and into William Lyon Homes, with William Lyon Homes continuing as the surviving corporation and a wholly owned subsidiary of Taylor Morrison (the "merger"). | Management | For | For | ||
2. | Advisory Compensation Proposal: To approve, on an advisory, non- binding basis, the compensation that may be paid or become payable to William Lyon Homes' named executive officers in connection with the merger. | Management | For | For | ||
3. | William Lyon Homes Adjournment Proposal: To adjourn the William Lyon Homes special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Merger Proposal. | Management | For | For | ||
ESCO TECHNOLOGIES INC. | ||||||
Security | 296315104 | Meeting Type | Annual | |||
Ticker Symbol | ESE | Meeting Date | 31-Jan-2020 | |||
ISIN | US2963151046 | Agenda | 935113718 - Management | |||
Record Date | 02-Dec-2019 | Holding Recon Date | 02-Dec-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 30-Jan-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Patrick M. Dewar | For | For | |||
2 | Vinod M. Khilnani | For | For | |||
3 | Robert J. Phillippy | For | For | |||
2. | Proposal to ratify independent public accounting firm for fiscal 2020. | Management | For | For | ||
3. | Say on Pay- An advisory vote on the approval of executive compensation. | Management | For | For | ||
ANIXTER INTERNATIONAL INC. | ||||||
Security | 035290105 | Meeting Type | Special | |||
Ticker Symbol | AXE | Meeting Date | 04-Feb-2020 | |||
ISIN | US0352901054 | Agenda | 935121359 - Management | |||
Record Date | 31-Dec-2019 | Holding Recon Date | 31-Dec-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 03-Feb-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1 | The proposal to adopt the Second Amended and Restated Agreement and Plan of Merger, dated as of January 1, 2020, (as it may be further amended, "the merger agreement") by and among the Company, CD&R Arrow Parent, LLC, a Delaware limited liability company ("Parent"), and CD&R Arrow Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving as a wholly owned subsidiary of Parent. | Management | For | For | ||
2 | The proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the merger. | Management | For | For | ||
3 | The proposal to adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | For | For | ||
J & J SNACK FOODS CORP. | ||||||
Security | 466032109 | Meeting Type | Annual | |||
Ticker Symbol | JJSF | Meeting Date | 11-Feb-2020 | |||
ISIN | US4660321096 | Agenda | 935119253 - Management | |||
Record Date | 13-Dec-2019 | Holding Recon Date | 13-Dec-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 10-Feb-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Gerald B. Shreiber | For | For | |||
2. | Advisory vote on Approval of the Company's Executive Compensation Programs | Management | For | For | ||
MOOG INC. | ||||||
Security | 615394202 | Meeting Type | Annual | |||
Ticker Symbol | MOGA | Meeting Date | 11-Feb-2020 | |||
ISIN | US6153942023 | Agenda | 935119289 - Management | |||
Record Date | 17-Dec-2019 | Holding Recon Date | 17-Dec-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 10-Feb-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Janet M. Coletti* | For | For | |||
2 | Kraig H. Kayser** | For | For | |||
2. | Ratification of Ernst & Young LLP as auditors for Moog Inc. for the 2020 fiscal year. | Management | For | For | ||
CENTRAL GARDEN & PET COMPANY | ||||||
Security | 153527106 | Meeting Type | Annual | |||
Ticker Symbol | CENT | Meeting Date | 11-Feb-2020 | |||
ISIN | US1535271068 | Agenda | 935119568 - Management | |||
Record Date | 13-Dec-2019 | Holding Recon Date | 13-Dec-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 10-Feb-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | John B. Balousek | For | For | |||
2 | William E. Brown | For | For | |||
3 | Timothy P. Cofer | For | For | |||
4 | Thomas J. Colligan | For | For | |||
5 | Michael J. Edwards | For | For | |||
6 | Michael J. Griffith | For | For | |||
7 | Christopher T. Metz | Withheld | Against | |||
8 | Brooks M Pennington III | For | For | |||
9 | John R. Ranelli | For | For | |||
10 | M. Beth Springer | For | For | |||
2. | To approve an advisory vote on the compensation of the Company's named executive officers as described in the accompanying proxy statement. | Management | For | For | ||
3. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending on September 26, 2020. | Management | For | For | ||
INSTEEL INDUSTRIES, INC. | ||||||
Security | 45774W108 | Meeting Type | Annual | |||
Ticker Symbol | IIIN | Meeting Date | 11-Feb-2020 | |||
ISIN | US45774W1080 | Agenda | 935120143 - Management | |||
Record Date | 11-Dec-2019 | Holding Recon Date | 11-Dec-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 10-Feb-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Abney S. Boxley III | For | For | |||
2 | Anne H. Lloyd | For | For | |||
3 | W. Allen Rogers II | For | For | |||
2. | Approval of an Amendment to the 2015 Equity Incentive Plan. | Management | For | For | ||
3. | Advisory vote to approve the compensation of our executive officers. | Management | For | For | ||
4. | Ratification of appointment of Grant Thornton LLP as our independent registered public accounting firm for our fiscal year 2020. | Management | For | For | ||
PLEXUS CORP. | ||||||
Security | 729132100 | Meeting Type | Annual | |||
Ticker Symbol | PLXS | Meeting Date | 12-Feb-2020 | |||
ISIN | US7291321005 | Agenda | 935114847 - Management | |||
Record Date | 05-Dec-2019 | Holding Recon Date | 05-Dec-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 11-Feb-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Ralf R. Böer | For | For | |||
2 | Stephen P. Cortinovis | For | For | |||
3 | David J. Drury | For | For | |||
4 | Joann M. Eisenhart | For | For | |||
5 | Dean A. Foate | For | For | |||
6 | Rainer Jueckstock | For | For | |||
7 | Peter Kelly | For | For | |||
8 | Todd P. Kelsey | For | For | |||
9 | Karen M. Rapp | For | For | |||
10 | Paul A. Rooke | For | For | |||
11 | Michael V. Schrock | For | For | |||
2. | Ratification of PricewaterhouseCoopers LLP as Independent Auditors for fiscal 2020. | Management | For | For | ||
3. | Advisory vote to approve the compensation of Plexus Corp.'s named executive officers, as disclosed in "Compensation Discussion and Analysis" and "Executive Compensation" in the Proxy Statement. | Management | For | For | ||
HILLENBRAND, INC. | ||||||
Security | 431571108 | Meeting Type | Annual | |||
Ticker Symbol | HI | Meeting Date | 13-Feb-2020 | |||
ISIN | US4315711089 | Agenda | 935119900 - Management | |||
Record Date | 16-Dec-2019 | Holding Recon Date | 16-Dec-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 12-Feb-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Daniel C. Hillenbrand* | For | For | |||
2 | Thomas H. Johnson* | For | For | |||
3 | Neil S. Novich* | For | For | |||
4 | Joe A. Raver* | For | For | |||
2. | To approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. | Management | For | For | ||
3. | To approve the Company's proposed Restated and Amended Articles of Incorporation to, among other things, provide shareholders the right to unilaterally amend the Company's Amended and Restated Code of By-laws. | Management | For | For | ||
4. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||
SANDERSON FARMS, INC. | ||||||
Security | 800013104 | Meeting Type | Annual | |||
Ticker Symbol | SAFM | Meeting Date | 13-Feb-2020 | |||
ISIN | US8000131040 | Agenda | 935122856 - Management | |||
Record Date | 19-Dec-2019 | Holding Recon Date | 19-Dec-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 12-Feb-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Class A Director: David Barksdale | Management | For | For | ||
1.2 | Election of Class A Director: Lampkin Butts | Management | For | For | ||
1.3 | Election of Class A Director: Beverly W. Hogan | Management | For | For | ||
1.4 | Election of Class A Director: Phil K. Livingston | Management | For | For | ||
1.5 | Election of Class A Director: Joe F. Sanderson, Jr. | Management | For | For | ||
1.6 | Election of Class C Director: Sonia Pérez | Management | For | For | ||
2. | Proposal to approve the Sanderson Farms, Inc. and Affiliates Amended and Restated Stock Incentive Plan. | Management | For | For | ||
3. | Proposal to approve, in a non-binding advisory vote, the compensation of the Company's Named Executive Officers. | Management | For | For | ||
4. | Proposal to approve, in a non-binding advisory vote, the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||
5. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent auditors for the fiscal year ending October 31, 2020. | Management | For | For | ||
6. | Proposal to request that the Board of Directors report annually on water resource risks and related metrics. | Shareholder | For | Against | ||
7. | Proposal to request that the Board of Directors report on the Company's human rights due diligence process. | Shareholder | For | Against | ||
CUBIC CORPORATION | ||||||
Security | 229669106 | Meeting Type | Annual | |||
Ticker Symbol | CUB | Meeting Date | 17-Feb-2020 | |||
ISIN | US2296691064 | Agenda | 935123707 - Management | |||
Record Date | 19-Dec-2019 | Holding Recon Date | 19-Dec-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 14-Feb-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Prithviraj Banerjee | For | For | |||
2 | Bruce G. Blakley | For | For | |||
3 | Maureen Breakiron-Evans | For | For | |||
4 | Denise L. Devine | For | For | |||
5 | Bradley H. Feldmann | For | For | |||
6 | Carolyn A. Flowers | For | For | |||
7 | Janice M. Hamby | For | For | |||
8 | David F. Melcher | For | For | |||
9 | Steven J. Norris | For | For | |||
2. | Advisory vote on executive compensation. | Management | For | For | ||
3. | Ratification of Ernst & Young LLP as independent registered public accountants for fiscal year 2020. | Management | For | For | ||
KULICKE & SOFFA INDUSTRIES, INC. | ||||||
Security | 501242101 | Meeting Type | Annual | |||
Ticker Symbol | KLIC | Meeting Date | 18-Feb-2020 | |||
ISIN | US5012421013 | Agenda | 935116877 - Management | |||
Record Date | 22-Nov-2019 | Holding Recon Date | 22-Nov-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 13-Feb-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director to serve until the 2024 Annual Meeting: Ms. Mui Sung Yeo | Management | For | For | ||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending October 3, 2020. | Management | For | For | ||
3. | To approve, on a non-binding basis, the compensation of the Company's named executive officers. | Management | For | For | ||
MATTHEWS INTERNATIONAL CORPORATION | ||||||
Security | 577128101 | Meeting Type | Annual | |||
Ticker Symbol | MATW | Meeting Date | 20-Feb-2020 | |||
ISIN | US5771281012 | Agenda | 935125650 - Management | |||
Record Date | 31-Dec-2019 | Holding Recon Date | 31-Dec-2019 | |||
City / | Country | / | United States | Vote Deadline Date | 19-Feb-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Gregory S. Babe | For | For | |||
2 | Don W. Quigley | For | For | |||
3 | David A. Schawk | For | For | |||
2. | Ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm to audit the records of the Company for the fiscal year ending September 30, 2020. | Management | For | For | ||
3. | Provide an advisory (non-binding) vote on the executive compensation of the Company's named executive officers. | Management | For | For | ||
TETRA TECH, INC. | ||||||
Security | 88162G103 | Meeting Type | Annual | |||
Ticker Symbol | TTEK | Meeting Date | 26-Feb-2020 | |||
ISIN | US88162G1031 | Agenda | 935122111 - Management | |||
Record Date | 03-Jan-2020 | Holding Recon Date | 03-Jan-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 25-Feb-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Dan L. Batrack | Management | For | For | ||
1B. | Election of Director: Gary R. Birkenbeuel | Management | For | For | ||
1C. | Election of Director: Patrick C. Haden | Management | For | For | ||
1D. | Election of Director: J. Christopher Lewis | Management | For | For | ||
1E. | Election of Director: Joanne M. Maguire | Management | For | For | ||
1F. | Election of Director: Kimberly E. Ritrievi | Management | For | For | ||
1G. | Election of Director: J. Kenneth Thompson | Management | For | For | ||
1H. | Election of Director: Kirsten M. Volpi | Management | For | For | ||
2. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||
ENANTA PHARMACEUTICALS, INC. | ||||||
Security | 29251M106 | Meeting Type | Annual | |||
Ticker Symbol | ENTA | Meeting Date | 26-Feb-2020 | |||
ISIN | US29251M1062 | Agenda | 935123430 - Management | |||
Record Date | 06-Jan-2020 | Holding Recon Date | 06-Jan-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 25-Feb-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Bruce L.A. Carter, Ph.D | For | For | |||
2 | Jay R. Luly, Ph.D. | For | For | |||
2. | To approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in the proxy statement. | Management | For | For | ||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as Enanta's independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||
QUANEX BUILDING PRODUCTS CORP | ||||||
Security | 747619104 | Meeting Type | Annual | |||
Ticker Symbol | NX | Meeting Date | 27-Feb-2020 | |||
ISIN | US7476191041 | Agenda | 935126626 - Management | |||
Record Date | 08-Jan-2020 | Holding Recon Date | 08-Jan-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 26-Feb-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: Bob Buck | Management | For | For | ||
1.2 | Election of Director: Susan Davis | Management | For | For | ||
1.3 | Election of Director: Bill Griffiths | Management | For | For | ||
1.4 | Election of Director: Don Maier | Management | For | For | ||
1.5 | Election of Director: Meredith Mendes | Management | For | For | ||
1.6 | Election of Director: Joe Rupp | Management | For | For | ||
1.7 | Election of Director: Curt Stevens | Management | For | For | ||
1.8 | Election of Director: George Wilson | Management | For | For | ||
2. | To approve the adoption of a new 2020 Omnibus Incentive Plan | Management | For | For | ||
3. | To approve an advisory resolution approving the compensation of the Company's named executive officers | Management | For | For | ||
4. | To approve a resolution ratifying the appointment of the Company's independent auditor for fiscal 2020 | Management | For | For | ||
CABOT MICROELECTRONICS CORPORATION | ||||||
Security | 12709P103 | Meeting Type | Annual | |||
Ticker Symbol | CCMP | Meeting Date | 04-Mar-2020 | |||
ISIN | US12709P1030 | Agenda | 935124646 - Management | |||
Record Date | 09-Jan-2020 | Holding Recon Date | 09-Jan-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 03-Mar-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Paul J. Reilly | For | For | |||
2 | Geoffrey Wild | For | For | |||
2. | Non-binding stockholder advisory approval of our named executive officer compensation. | Management | For | For | ||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditors for fiscal year 2020. | Management | For | For | ||
SANMINA CORPORATION | ||||||
Security | 801056102 | Meeting Type | Annual | |||
Ticker Symbol | SANM | Meeting Date | 09-Mar-2020 | |||
ISIN | US8010561020 | Agenda | 935124862 - Management | |||
Record Date | 15-Jan-2020 | Holding Recon Date | 15-Jan-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 06-Mar-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of director: Eugene A. Delaney | Management | For | For | ||
1B. | Election of director: John P. Goldsberry | Management | For | For | ||
1C. | Election of director: Rita S. Lane | Management | For | For | ||
1D. | Election of director: Joseph G. Licata, Jr. | Management | For | For | ||
1E. | Election of director: Hartmut Liebel | Management | For | For | ||
1F. | Election of director: Krish Prabhu | Management | For | For | ||
1G. | Election of director: Mario M. Rosati | Management | For | For | ||
1H. | Election of director: Jure Sola | Management | For | For | ||
1I. | Election of director: Jackie M. Ward | Management | For | For | ||
2. | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accountants of Sanmina Corporation for its fiscal year ending October 3, 2020. | Management | For | For | ||
3. | Proposal to approve the reservation of an additional 1,600,000 shares of common stock for issuance under the 2019 Equity Incentive Plan of Sanmina Corporation. | Management | For | For | ||
4. | Proposal to approve, on an advisory (non-binding) basis, the compensation of Sanmina Corporation's named executive officers, as disclosed in the Proxy Statement for the 2020 Annual Meeting of Stockholders pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis, the compensation tables and the other related disclosure. | Management | For | For | ||
LOGMEIN, INC | ||||||
Security | 54142L109 | Meeting Type | Special | |||
Ticker Symbol | LOGM | Meeting Date | 12-Mar-2020 | |||
ISIN | US54142L1098 | Agenda | 935129824 - Management | |||
Record Date | 04-Feb-2020 | Holding Recon Date | 04-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 11-Mar-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | Adoption of the Agreement and Plan of Merger, dated December 17, 2019 (as it may be amended from time to time, the "Merger Agreement"), by and among LogMeIn, Inc., a Delaware corporation, Logan Parent LLC, a Delaware limited liability company, and Logan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Logan Parent, LLC. | Management | For | For | ||
2. | Adjourn the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||
3. | Approval of, on a non-binding, advisory basis, certain compensation that will or may become payable to the Company's named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | For | For | ||
PHOTRONICS, INC. | ||||||
Security | 719405102 | Meeting Type | Annual | |||
Ticker Symbol | PLAB | Meeting Date | 16-Mar-2020 | |||
ISIN | US7194051022 | Agenda | 935135081 - Management | |||
Record Date | 06-Feb-2020 | Holding Recon Date | 06-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 13-Mar-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Walter M. Fiederowicz | For | For | |||
2 | Peter S. Kirlin | For | For | |||
3 | Constantine Macricostas | For | For | |||
4 | George Macricostas | For | For | |||
5 | Mary Paladino | For | For | |||
6 | Mitchell G. Tyson | Withheld | Against | |||
2. | To ratify the selection of Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending October 31, 2020. | Management | For | For | ||
3. | To approve the entry into a Section 382 Rights Agreement and the distribution of Preferred Share Purchase Rights to common shareholders. | Management | For | For | ||
4. | To approve, by non-binding advisory vote, executive compensation. | Management | For | For | ||
MAXIMUS, INC. | ||||||
Security | 577933104 | Meeting Type | Annual | |||
Ticker Symbol | MMS | Meeting Date | 17-Mar-2020 | |||
ISIN | US5779331041 | Agenda | 935127298 - Management | |||
Record Date | 17-Jan-2020 | Holding Recon Date | 17-Jan-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 16-Mar-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Class II Director: Gayathri Rajan | Management | For | For | ||
1B. | Election of Class II Director: Michael J. Warren | Management | For | For | ||
2. | The approval of an amendment to our Articles of Incorporation to provide for the annual election of directors. | Management | For | For | ||
3. | Ratification of the appointment of Ernst & Young LLP as our independent public accountants for our 2020 fiscal year. | Management | For | For | ||
4. | Advisory vote to approve the compensation of the Named Executive Officers. | Management | For | For | ||
5. | A shareholder proposal pertaining to the disclosure by the Company of certain lobbying expenditures and activities. | Shareholder | For | Against | ||
THE TORO COMPANY | ||||||
Security | 891092108 | Meeting Type | Annual | |||
Ticker Symbol | TTC | Meeting Date | 17-Mar-2020 | |||
ISIN | US8910921084 | Agenda | 935127553 - Management | |||
Record Date | 21-Jan-2020 | Holding Recon Date | 21-Jan-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 16-Mar-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Jeffrey M. Ettinger | For | For | |||
2 | Katherine J. Harless | For | For | |||
3 | D. Christian Koch | For | For | |||
2. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for our fiscal year ending October 31, 2020. | Management | For | For | ||
3. | Approval of, on an advisory basis, our executive compensation. | Management | For | For | ||
SYNNEX CORPORATION | ||||||
Security | 87162W100 | Meeting Type | Annual | |||
Ticker Symbol | SNX | Meeting Date | 17-Mar-2020 | |||
ISIN | US87162W1009 | Agenda | 935130411 - Management | |||
Record Date | 23-Jan-2020 | Holding Recon Date | 23-Jan-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 16-Mar-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Kevin Murai | For | For | |||
2 | Dwight Steffensen | For | For | |||
3 | Dennis Polk | For | For | |||
4 | Fred Breidenbach | For | For | |||
5 | Laurie Simon Hodrick | For | For | |||
6 | Hau Lee | For | For | |||
7 | Matthew Miau | For | For | |||
8 | Gregory Quesnel | For | For | |||
9 | Ann Vezina | For | For | |||
10 | Thomas Wurster | For | For | |||
11 | Duane Zitzner | For | For | |||
12 | Andrea Zulberti | For | For | |||
2. | An advisory vote to approve our Executive Compensation. | Management | For | For | ||
3. | Approval of 2020 Stock Incentive Plan. | Management | For | For | ||
4. | Ratification of the appointment of KPMG LLP as our independent auditors for 2020. | Management | For | For | ||
URSTADT BIDDLE PROPERTIES INC. | ||||||
Security | 917286205 | Meeting Type | Annual | |||
Ticker Symbol | UBA | Meeting Date | 18-Mar-2020 | |||
ISIN | US9172862057 | Agenda | 935127301 - Management | |||
Record Date | 21-Jan-2020 | Holding Recon Date | 21-Jan-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 17-Mar-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Class II Director to serve for three years: Kevin J. Bannon | Management | For | For | ||
1B. | Election of Class II Director to serve for three years: Richard Grellier | Management | For | For | ||
1C. | Election of Class II Director to serve for three years: Charles D. Urstadt | Management | For | For | ||
1D. | Election of Class III Director to serve for one year: Willis H. Stephens, Jr. | Management | For | For | ||
2. | To ratify the appointment of PKF O'Connor Davies, LLP, as the independent registered public accounting firm of the Company for one year. | Management | For | For | ||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||
ARROWHEAD PHARMACEUTICALS, INC. | ||||||
Security | 04280A100 | Meeting Type | Annual | |||
Ticker Symbol | ARWR | Meeting Date | 19-Mar-2020 | |||
ISIN | US04280A1007 | Agenda | 935127349 - Management | |||
Record Date | 22-Jan-2020 | Holding Recon Date | 22-Jan-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 18-Mar-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Christopher Anzalone | For | For | |||
2 | Marianne De Backer | For | For | |||
3 | Mauro Ferrari | For | For | |||
4 | Douglass Given | For | For | |||
5 | Michael S. Perry | For | For | |||
6 | William Waddill | For | For | |||
2. | To approve, in an advisory (non-binding) vote, the compensation paid to the Company's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the compensation tables and narrative discussion. | Management | For | For | ||
3. | To approve an amendment to the Company's Amended and Restated Bylaws to implement a majority vote standard in uncontested elections of directors. | Management | For | For | ||
4. | To ratify the selection of Rose, Snyder & Jacobs LLP as independent auditors of the Company for the fiscal year ending September 30, 2020. | Management | For | For | ||
ABM INDUSTRIES INCORPORATED | ||||||
Security | 000957100 | Meeting Type | Annual | |||
Ticker Symbol | ABM | Meeting Date | 25-Mar-2020 | |||
ISIN | US0009571003 | Agenda | 935129343 - Management | |||
Record Date | 29-Jan-2020 | Holding Recon Date | 29-Jan-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 24-Mar-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Donald F. Colleran | Management | Against | Against | ||
1B. | Election of Director: Thomas M. Gartland | Management | For | For | ||
1C. | Election of Director: Winifred (Wendy) M. Webb | Management | For | For | ||
2. | To approve an amendment to ABM Industries Incorporated's Certificate of Incorporation to declassify the Board of Directors. | Management | For | For | ||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||
4. | To ratify the appointment of KPMG LLP as ABM Industries Incorporated's independent registered public accounting firm for the fiscal year ending October 31, 2020. | Management | For | For | ||
GLOBAL NET LEASE | ||||||
Security | 379378201 | Meeting Type | Annual | |||
Ticker Symbol | GNL | Meeting Date | 25-Mar-2020 | |||
ISIN | US3793782018 | Agenda | 935136362 - Management | |||
Record Date | 14-Feb-2020 | Holding Recon Date | 14-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 24-Mar-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: James L. Nelson | Management | For | For | ||
1B. | Election of Director: Edward M. Weil, Jr. | Management | For | For | ||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered accounting firm for the year ending December 31, 2020. | Management | For | For | ||
H.B. FULLER COMPANY | ||||||
Security | 359694106 | Meeting Type | Annual | |||
Ticker Symbol | FUL | Meeting Date | 02-Apr-2020 | |||
ISIN | US3596941068 | Agenda | 935130788 - Management | |||
Record Date | 05-Feb-2020 | Holding Recon Date | 05-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 01-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Daniel L. Florness* | For | For | |||
2 | Lee R. Mitau* | For | For | |||
3 | R. William Van Sant# | For | For | |||
2. | A non-binding advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | ||
3. | The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending November 28, 2020. | Management | For | For | ||
4. | The approval of the 2020 Master Incentive Plan. | Management | For | For | ||
UNITED BANKSHARES, INC. | ||||||
Security | 909907107 | Meeting Type | Special | |||
Ticker Symbol | UBSI | Meeting Date | 02-Apr-2020 | |||
ISIN | US9099071071 | Agenda | 935131211 - Management | |||
Record Date | 05-Feb-2020 | Holding Recon Date | 05-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 01-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | To approve the Agreement and Plan of Merger, dated as of November 17, 2019, by and between United Bankshares, Inc. and Carolina Financial Corporation, as may be amended from time to time (the "Merger Agreement"). | Management | For | For | ||
2. | To approve the issuance of the shares of United Bankshares, Inc. common stock to Carolina Financial Corporation shareholders pursuant to the Merger Agreement. | Management | For | For | ||
3. | To approve the adjournment, postponement or continuance of the special meeting, on one or more occasions, if necessary or appropriate, in order to solicit additional proxies, in the event that there are not sufficient votes at the time of the special meeting to approve the Merger Agreement and the issuance of United Bankshares, Inc. common stock. | Management | For | For | ||
BOYD GAMING CORPORATION | ||||||
Security | 103304101 | Meeting Type | Annual | |||
Ticker Symbol | BYD | Meeting Date | 09-Apr-2020 | |||
ISIN | US1033041013 | Agenda | 935139976 - Management | |||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 08-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | John R. Bailey | For | For | |||
2 | Robert L. Boughner | For | For | |||
3 | William R. Boyd | For | For | |||
4 | William S. Boyd | For | For | |||
5 | Marianne Boyd Johnson | For | For | |||
6 | Keith E. Smith | For | For | |||
7 | Christine J. Spadafor | For | For | |||
8 | A. Randall Thoman | For | For | |||
9 | Peter M. Thomas | For | For | |||
10 | Paul W. Whetsell | For | For | |||
11 | Veronica J. Wilson | For | For | |||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | Advisory vote on executive compensation. | Management | For | For | ||
4. | Approval of the Boyd Gaming Corporation 2020 Stock Incentive Plan. | Management | For | For | ||
ANIXTER INTERNATIONAL INC. | ||||||
Security | 035290105 | Meeting Type | Special | |||
Ticker Symbol | AXE | Meeting Date | 09-Apr-2020 | |||
ISIN | US0352901054 | Agenda | 935146440 - Management | |||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 08-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | The proposal to adopt the Agreement and Plan of Merger, dated as of January 10, 2020 the "merger agreement"), by and among, Anixter International Inc., a Delaware corporation ("Anixter"), WESCO International, Inc., a Delaware corporation ("WESCO"), and Warrior Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of WESCO ("Merger Sub"),pursuant to which Merger Sub will be merged with and into Anixter (the "merger"), with Anixter surviving the merger as a wholly owned subsidiary of WESCO. | Management | For | For | ||
2. | The proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to Anixter's named executive officers that is based on or otherwise relates to the merger. | Management | For | For | ||
3. | The proposal to adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | For | For | ||
KAMAN CORPORATION | ||||||
Security | 483548103 | Meeting Type | Annual | |||
Ticker Symbol | KAMN | Meeting Date | 15-Apr-2020 | |||
ISIN | US4835481031 | Agenda | 935132528 - Management | |||
Record Date | 07-Feb-2020 | Holding Recon Date | 07-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 14-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: George E. Minnich | Management | For | For | ||
1.2 | Election of Director: Thomas W. Rabaut | Management | For | For | ||
2. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Management | For | For | ||
CITY HOLDING COMPANY | ||||||
Security | 177835105 | Meeting Type | Annual | |||
Ticker Symbol | CHCO | Meeting Date | 15-Apr-2020 | |||
ISIN | US1778351056 | Agenda | 935149282 - Management | |||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 14-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Class III director to serve for a term of three years: Thomas L. Burnette | Management | For | For | ||
1.2 | Election of Class III director to serve for a term of three years: Robert D. Fisher | Management | For | For | ||
1.3 | Election of Class III director to serve for a term of three years: Jay C. Goldman | Management | For | For | ||
1.4 | Election of Class III director to serve for a term of three years: Charles R. Hageboeck | Management | For | For | ||
2. | Proposal to ratify, on an advisory basis, the Audit Committee and the Board of Directors' appointment of Crowe LLP as the independent registered public accounting firm for City Holding Company for 2020. | Management | For | For | ||
3. | Proposal to approve a non-binding advisory proposal on the compensation of the Named Executive Officers. | Management | For | For | ||
HOME BANCSHARES, INC. | ||||||
Security | 436893200 | Meeting Type | Annual | |||
Ticker Symbol | HOMB | Meeting Date | 16-Apr-2020 | |||
ISIN | US4368932004 | Agenda | 935140804 - Management | |||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 15-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | John W. Allison | For | For | |||
2 | Brian S. Davis | For | For | |||
3 | Milburn Adams | For | For | |||
4 | Robert H. Adcock, Jr. | For | For | |||
5 | Richard H. Ashley | For | For | |||
6 | Mike D. Beebe | For | For | |||
7 | Jack E. Engelkes | For | For | |||
8 | Tracy M. French | For | For | |||
9 | Karen E. Garrett | For | For | |||
10 | James G. Hinkle | For | For | |||
11 | Alex R. Lieblong | For | For | |||
12 | Thomas J. Longe | For | For | |||
13 | Jim Rankin, Jr. | For | For | |||
14 | Donna J. Townsell | For | For | |||
2. | Advisory (non-binding) vote approving the Company's executive compensation. | Management | For | For | ||
3. | Ratification of appointment of BKD, LLP as the Company's independent registered public accounting firm for the next fiscal year. | Management | For | For | ||
M.D.C. HOLDINGS, INC. | ||||||
Security | 552676108 | Meeting Type | Annual | |||
Ticker Symbol | MDC | Meeting Date | 20-Apr-2020 | |||
ISIN | US5526761086 | Agenda | 935133481 - Management | |||
Record Date | 20-Feb-2020 | Holding Recon Date | 20-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 17-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | David D. Mandarich | For | For | |||
2 | Paris G. Reece III | For | For | |||
3 | David Siegel | For | For | |||
2. | To approve an advisory proposal regarding the compensation of the Company's named executive officers (Say on Pay). | Management | For | For | ||
3. | To approve amendment and restatement of the M.D.C. Holdings, Inc. 2020 Equity Plan for Non-Employee Directors. | Management | For | For | ||
4. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||
KONTOOR BRANDS, INC. | ||||||
Security | 50050N103 | Meeting Type | Annual | |||
Ticker Symbol | KTB | Meeting Date | 21-Apr-2020 | |||
ISIN | US50050N1037 | Agenda | 935138025 - Management | |||
Record Date | 18-Feb-2020 | Holding Recon Date | 18-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Juliana Chugg | For | For | |||
2 | Shelley Stewart, Jr. | For | For | |||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending January 2, 2021. | Management | For | For | ||
3. | To approve the compensation of our named executive officers as disclosed in our proxy statement. | Management | For | For | ||
4. | To vote on the frequency of future advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | ||
HARSCO CORPORATION | ||||||
Security | 415864107 | Meeting Type | Annual | |||
Ticker Symbol | HSC | Meeting Date | 21-Apr-2020 | |||
ISIN | US4158641070 | Agenda | 935138710 - Management | |||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: J. F. Earl | Management | For | For | ||
1.2 | Election of Director: K. G. Eddy | Management | For | For | ||
1.3 | Election of Director: D. C. Everitt | Management | For | For | ||
1.4 | Election of Director: F. N. Grasberger III | Management | For | For | ||
1.5 | Election of Director: C. I. Haznedar | Management | For | For | ||
1.6 | Election of Director: M. Longhi | Management | For | For | ||
1.7 | Election of Director: E. M. Purvis, Jr. | Management | For | For | ||
1.8 | Election of Director: P. C. Widman | Management | For | For | ||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | Vote, on an advisory basis, to approve named executive officer compensation. | Management | For | For | ||
4. | Vote, on an Amendment No. 2 to the 2013 Equity and Incentive Compensation Plan. | Management | For | For | ||
PROSPERITY BANCSHARES, INC. | ||||||
Security | 743606105 | Meeting Type | Annual | |||
Ticker Symbol | PB | Meeting Date | 21-Apr-2020 | |||
ISIN | US7436061052 | Agenda | 935150398 - Management | |||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Kevin J. Hanigan* | For | For | |||
2 | William T. Luedke IV* | For | For | |||
3 | Perry Mueller, Jr.* | For | For | |||
4 | Harrison Stafford II* | For | For | |||
5 | Bruce W. Hunt** | For | For | |||
6 | George A. Fisk# | For | For | |||
2. | Approval of the Prosperity Bancshares, Inc. 2020 Stock Incentive Plan. | Management | For | For | ||
3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2020. | Management | For | For | ||
4. | Advisory approval of the compensation of the Company's named executive officers ("Say-On-Pay"). | Management | For | For | ||
ASBURY AUTOMOTIVE GROUP, INC. | ||||||
Security | 043436104 | Meeting Type | Annual | |||
Ticker Symbol | ABG | Meeting Date | 21-Apr-2020 | |||
ISIN | US0434361046 | Agenda | 935152126 - Management | |||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Thomas J. Reddin | For | For | |||
2 | Joel Alsfine | For | For | |||
3 | Thomas C. DeLoach, Jr. | For | For | |||
4 | David W. Hult | For | For | |||
5 | Juanita T. James | For | For | |||
6 | Philip F. Maritz | For | For | |||
7 | Maureen F. Morrison | For | For | |||
8 | Bridget Ryan-Berman | For | For | |||
2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||
STEPAN COMPANY | ||||||
Security | 858586100 | Meeting Type | Annual | |||
Ticker Symbol | SCL | Meeting Date | 21-Apr-2020 | |||
ISIN | US8585861003 | Agenda | 935153938 - Management | |||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: Joaquin Delgado | Management | For | For | ||
1.2 | Election of Director: F. Quinn Stepan, Jr. | Management | For | For | ||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||
3. | Ratify the appointment of Deloitte & Touche LLP as Stepan Company's independent registered public accounting firm for 2020. | Management | For | For | ||
UNIVERSAL FOREST PRODUCTS, INC. | ||||||
Security | 913543104 | Meeting Type | Annual | |||
Ticker Symbol | UFPI | Meeting Date | 22-Apr-2020 | |||
ISIN | US9135431040 | Agenda | 935136742 - Management | |||
Record Date | 25-Feb-2020 | Holding Recon Date | 25-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Benjamin J. McLean | Management | For | For | ||
1B. | Election of Director: Mary E. Tuuk | Management | For | For | ||
1C. | Election of Director: Michael G. Wooldridge | Management | For | For | ||
2. | To consider and vote upon a proposal to amend the Company's Articles of Incorporation to change the name of the Company to UFP Industries, Inc. | Management | For | For | ||
3. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2020. | Management | For | For | ||
4. | To participate in an advisory vote to approve the compensation paid to our Named Executives. | Management | For | For | ||
CLEVELAND-CLIFFS INC. | ||||||
Security | 185899101 | Meeting Type | Annual | |||
Ticker Symbol | CLF | Meeting Date | 22-Apr-2020 | |||
ISIN | US1858991011 | Agenda | 935139926 - Management | |||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: J.T. Baldwin (If merger closes) | Management | For | For | ||
1B. | Election of Director: R.P. Fisher, Jr. (If merger closes) | Management | For | For | ||
1C. | Election of Director: W.K. Gerber (If merger closes) | Management | For | For | ||
1D. | Election of Director: L. Goncalves (If merger closes) | Management | For | For | ||
1E. | Election of Director: S.M. Green (If merger closes) | Management | For | For | ||
1F. | Election of Director: M.A. Harlan (If merger closes) | Management | For | For | ||
1G. | Election of Director: R.S. Michael, III (If merger closes) | Management | For | For | ||
1H. | Election of Director: J.L. Miller (If merger closes) | Management | For | For | ||
1I. | Election of Director: E.M. Rychel (If merger closes) | Management | For | For | ||
1J. | Election of Director: G. Stoliar (If merger closes) | Management | For | For | ||
1K. | Election of Director: D.C. Taylor (If merger closes) | Management | For | For | ||
1L. | Election of Director: A.M. Yocum (If merger closes) | Management | For | For | ||
2A. | Election of Director: J.T. Baldwin (If merger does not close) | Management | For | For | ||
2B. | Election of Director: R.P. Fisher, Jr. (If merger does not close) | Management | For | For | ||
2C. | Election of Director: L. Goncalves (If merger does not close) | Management | For | For | ||
2D. | Election of Director: S.M. Green (If merger does not close) | Management | For | For | ||
2E. | Election of Director: M.A. Harlan (If merger does not close) | Management | For | For | ||
2F. | Election of Director: J.L. Miller (If merger does not close) | Management | For | For | ||
2G. | Election of Director: J.A. Rutkowski, Jr. (If merger does not close) | Management | For | For | ||
2H. | Election of Director: E.M. Rychel (If merger does not close) | Management | For | For | ||
2I. | Election of Director: M.D. Siegal (If merger does not close) | Management | For | For | ||
2J. | Election of Director: G. Stoliar (If merger does not close) | Management | For | For | ||
2K. | Election of Director: D.C. Taylor (If merger does not close) | Management | For | For | ||
3. | Approval, on an advisory basis, of Cliffs' named executive officers' compensation. | Management | For | For | ||
4. | The ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Cliffs to serve for the 2020 fiscal year. | Management | For | For | ||
AMN HEALTHCARE SERVICES, INC. | ||||||
Security | 001744101 | Meeting Type | Annual | |||
Ticker Symbol | AMN | Meeting Date | 22-Apr-2020 | |||
ISIN | US0017441017 | Agenda | 935140688 - Management | |||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Mark G. Foletta | Management | For | For | ||
1B. | Election of Director: Teri G. Fontenot | Management | For | For | ||
1C. | Election of Director: R. Jeffrey Harris | Management | For | For | ||
1D. | Election of Director: Michael M.E. Johns, M.D. | Management | For | For | ||
1E. | Election of Director: Daphne E. Jones | Management | For | For | ||
1F. | Election of Director: Martha H. Marsh | Management | For | For | ||
1G. | Election of Director: Susan R. Salka | Management | For | For | ||
1H. | Election of Director: Douglas D. Wheat | Management | For | For | ||
2. | To approve, by non-binding advisory vote, the compensation of the Company's named executive officers. | Management | For | For | ||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
4. | To reduce the threshold necessary to call a Special Meeting of Shareholders. | Management | For | For | ||
5. | A shareholder proposal entitled: "Make Shareholder Right to Call Special Meeting More Accessible". | Shareholder | Against | For | ||
CALAVO GROWERS, INC. | ||||||
Security | 128246105 | Meeting Type | Annual | |||
Ticker Symbol | CVGW | Meeting Date | 22-Apr-2020 | |||
ISIN | US1282461052 | Agenda | 935143800 - Management | |||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Lecil E. Cole | For | For | |||
2 | Steven Hollister | For | For | |||
3 | James D. Helin | For | For | |||
4 | Donald M. Sanders | For | For | |||
5 | Marc L. Brown | For | For | |||
6 | Michael A. DiGregorio | For | For | |||
7 | Scott Van Der Kar | For | For | |||
8 | J. Link Leavens | For | For | |||
9 | Dorcas H. Thille | For | For | |||
10 | John M. Hunt | For | For | |||
11 | Egidio Carbone, Jr. | For | For | |||
12 | Harold Edwards | For | For | |||
13 | Kathleen M. Holmgren | For | For | |||
2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CALAVO GROWERS, INC. FOR THE YEAR ENDING OCTOBER 31, 2020. | Management | For | For | ||
3. | ADVISORY VOTE APPROVING THE EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For | ||
4. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT DIRECTOR REPRESENTATION. | Shareholder | For | Against | ||
PS BUSINESS PARKS, INC. | ||||||
Security | 69360J107 | Meeting Type | Annual | |||
Ticker Symbol | PSB | Meeting Date | 22-Apr-2020 | |||
ISIN | US69360J1079 | Agenda | 935152188 - Management | |||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Ronald L. Havner, Jr. | For | For | |||
2 | Maria R. Hawthorne | For | For | |||
3 | Jennifer Holden Dunbar | For | For | |||
4 | James H. Kropp | For | For | |||
5 | Kristy M. Pipes | For | For | |||
6 | Gary E. Pruitt | For | For | |||
7 | Robert S. Rollo | For | For | |||
8 | Joseph D. Russell, Jr. | For | For | |||
9 | Peter Schultz | Withheld | Against | |||
10 | Stephen W. Wilson | For | For | |||
2. | Advisory vote to approve the compensation of Named Executive Officers. | Management | For | For | ||
3. | Ratification of appointment of Ernst & Young LLP, independent registered public accountants, to audit the accounts of PS Business Parks, Inc. for the fiscal year ending December 31, 2020. | Management | For | For | ||
MATSON, INC. | ||||||
Security | 57686G105 | Meeting Type | Annual | |||
Ticker Symbol | MATX | Meeting Date | 23-Apr-2020 | |||
ISIN | US57686G1058 | Agenda | 935136449 - Management | |||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Meredith J. Ching | For | For | |||
2 | Matthew J. Cox | For | For | |||
3 | Thomas B. Fargo | For | For | |||
4 | Mark H. Fukunaga | For | For | |||
5 | Stanley M. Kuriyama | For | For | |||
6 | Constance H. Lau | For | For | |||
7 | Jenai S. Wall | For | For | |||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||
3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||
SIMPSON MANUFACTURING CO., INC. | ||||||
Security | 829073105 | Meeting Type | Annual | |||
Ticker Symbol | SSD | Meeting Date | 23-Apr-2020 | |||
ISIN | US8290731053 | Agenda | 935137732 - Management | |||
Record Date | 25-Feb-2020 | Holding Recon Date | 25-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: James S. Andrasick | Management | For | For | ||
1B. | Election of Director: Michael A. Bless | Management | For | For | ||
1C. | Election of Director: Jennifer A. Chatman | Management | For | For | ||
1D. | Election of Director: Karen Colonias | Management | For | For | ||
1E. | Election of Director: Gary M. Cusumano | Management | For | For | ||
1F. | Election of Director: Philip E. Donaldson | Management | For | For | ||
1G. | Election of Director: Celeste Volz Ford | Management | For | For | ||
1H. | Election of Director: Robin G. MacGillivray | Management | For | For | ||
2. | Approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers. | Management | For | For | ||
3. | Ratify the Board of Directors' selection of Grant Thornton LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||
CENTRAL PACIFIC FINANCIAL CORP. | ||||||
Security | 154760409 | Meeting Type | Annual | |||
Ticker Symbol | CPF | Meeting Date | 23-Apr-2020 | |||
ISIN | US1547604090 | Agenda | 935137958 - Management | |||
Record Date | 21-Feb-2020 | Holding Recon Date | 21-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Christine H.H. Camp | For | For | |||
2 | Earl E. Fry | For | For | |||
3 | Wayne K. Kamitaki | For | For | |||
4 | Paul J. Kosasa | For | For | |||
5 | Duane K. Kurisu | For | For | |||
6 | Christopher T. Lutes | For | For | |||
7 | Colbert M. Matsumoto | For | For | |||
8 | A. Catherine Ngo | For | For | |||
9 | Saedene K. Ota | For | For | |||
10 | Crystal K. Rose | For | For | |||
11 | Paul K. Yonamine | For | For | |||
2. | To approve, on a non-binding advisory basis, the compensation of the company's named executive officers ("Say-On-Pay"). | Management | For | For | ||
3. | To ratify the appointment of Crowe LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
INGEVITY CORPORATION | ||||||
Security | 45688C107 | Meeting Type | Annual | |||
Ticker Symbol | NGVT | Meeting Date | 23-Apr-2020 | |||
ISIN | US45688C1071 | Agenda | 935138467 - Management | |||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Jean S. Blackwell | Management | For | For | ||
1B. | Election of Director: Luis Fernandez-Moreno | Management | For | For | ||
1C. | Election of Director: J. Michael Fitzpatrick | Management | For | For | ||
1D. | Election of Director: Diane H. Gulyas | Management | For | For | ||
1E. | Election of Director: Richard B. Kelson | Management | For | For | ||
1F. | Election of Director: Frederick J. Lynch | Management | For | For | ||
1G. | Election of Director: Karen G. Narwold | Management | For | For | ||
1H. | Election of Director: Daniel F. Sansone | Management | For | For | ||
2. | Ratification of the appointment of Pricewaterhouse Coopers LLP as our independent registered public accounting firm for fiscal 2020. | Management | For | For | ||
3. | Approval, on an advisory (non-binding) basis, of the compensation paid to Ingevity's named executive officers ("Say-on-Pay"). | Management | For | For | ||
LITTELFUSE, INC. | ||||||
Security | 537008104 | Meeting Type | Annual | |||
Ticker Symbol | LFUS | Meeting Date | 23-Apr-2020 | |||
ISIN | US5370081045 | Agenda | 935138633 - Management | |||
Record Date | 27-Feb-2020 | Holding Recon Date | 27-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Kristina Cerniglia | Management | For | For | ||
1B. | Election of Director: Tzau-Jin Chung | Management | For | For | ||
1C. | Election of Director: Cary Fu | Management | For | For | ||
1D. | Election of Director: Maria Green | Management | For | For | ||
1E. | Election of Director: Anthony Grillo | Management | For | For | ||
1F. | Election of Director: David Heinzmann | Management | For | For | ||
1G. | Election of Director: Gordon Hunter | Management | For | For | ||
1H. | Election of Director: John Major | Management | For | For | ||
1I. | Election of Director: William Noglows | Management | For | For | ||
1J. | Election of Director: Nathan Zommer | Management | For | For | ||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||
3. | Approve and ratify the appointment of Grant Thornton LLP as the Company's independent auditors for 2020. | Management | For | For | ||
GREENHILL & CO., INC. | ||||||
Security | 395259104 | Meeting Type | Annual | |||
Ticker Symbol | GHL | Meeting Date | 23-Apr-2020 | |||
ISIN | US3952591044 | Agenda | 935139724 - Management | |||
Record Date | 03-Mar-2020 | Holding Recon Date | 03-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Scott L. Bok | Management | For | For | ||
1B. | Election of Director: Robert F. Greenhill | Management | For | For | ||
1C. | Election of Director: Steven F. Goldstone | Management | For | For | ||
1D. | Election of Director: Meryl D. Hartzband | Management | For | For | ||
1E. | Election of Director: John D. Liu | Management | For | For | ||
1F. | Election of Director: Karen P. Robards | Management | For | For | ||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||
3. | Ratification of the appointment of Ernst & Young LLP as Greenhill's independent auditor for the year ending December 31, 2020. | Management | For | For | ||
4. | Stockholder Proposal - Proxy Access. | Shareholder | For | Against | ||
INTERACTIVE BROKERS GROUP, INC. | ||||||
Security | 45841N107 | Meeting Type | Annual | |||
Ticker Symbol | IBKR | Meeting Date | 23-Apr-2020 | |||
ISIN | US45841N1072 | Agenda | 935140537 - Management | |||
Record Date | 27-Feb-2020 | Holding Recon Date | 27-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Thomas Peterffy | Management | Against | Against | ||
1B. | Election of Director: Earl H. Nemser | Management | Against | Against | ||
1C. | Election of Director: Milan Galik | Management | Against | Against | ||
1D. | Election of Director: Paul J. Brody | Management | Against | Against | ||
1E. | Election of Director: Lawrence E. Harris | Management | Against | Against | ||
1F. | Election of Director: Gary Katz | Management | Against | Against | ||
1G. | Election of Director: John M. Damgard | Management | Against | Against | ||
1H. | Election of Director: Philip Uhde | Management | Against | Against | ||
1I. | Election of Director: William Peterffy | Management | Against | Against | ||
2. | Ratification of appointment of independent registered public accounting firm of Deloitte & Touche LLP. | Management | For | For | ||
MYR GROUP INC | ||||||
Security | 55405W104 | Meeting Type | Annual | |||
Ticker Symbol | MYRG | Meeting Date | 23-Apr-2020 | |||
ISIN | US55405W1045 | Agenda | 935141161 - Management | |||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Class I Director to serve a term of three years: Kenneth M. Hartwick | Management | For | For | ||
1B. | Election of Class I Director to serve a term of three years: Jennifer E. Lowry | Management | For | For | ||
1C. | Election of Class I Director to serve a term of three years: Richard S. Swartz | Management | For | For | ||
2. | ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||
3. | APPROVAL OF THE MYR GROUP INC. 2017 LONG- TERM INCENTIVE PLAN (AMENDED AND RESTATED AS OF APRIL 23, 2020). | Management | For | For | ||
4. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||
PROVIDENT FINANCIAL SERVICES, INC. | ||||||
Security | 74386T105 | Meeting Type | Annual | |||
Ticker Symbol | PFS | Meeting Date | 23-Apr-2020 | |||
ISIN | US74386T1051 | Agenda | 935141844 - Management | |||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Robert Adamo | For | For | |||
2 | Laura L. Brooks | For | For | |||
3 | Terence Gallagher | For | For | |||
4 | Carlos Hernandez | For | For | |||
1A. | Election of Director for a one-year term: Ursuline F. Foley | Management | For | For | ||
2. | The approval (non-binding) of executive compensation. | Management | For | For | ||
3. | The ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||
WESTAMERICA BANCORPORATION | ||||||
Security | 957090103 | Meeting Type | Annual | |||
Ticker Symbol | WABC | Meeting Date | 23-Apr-2020 | |||
ISIN | US9570901036 | Agenda | 935141882 - Management | |||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: E. Allen | Management | For | For | ||
1.2 | Election of Director: L. Bartolini | Management | For | For | ||
1.3 | Election of Director: E.J. Bowler | Management | For | For | ||
1.4 | Election of Director: M. Chiesa | Management | For | For | ||
1.5 | Election of Director: M. Hassid | Management | For | For | ||
1.6 | Election of Director: C. Macmillan | Management | For | For | ||
1.7 | Election of Director: R. Nelson | Management | For | For | ||
1.8 | Election of Director: D. Payne | Management | For | For | ||
1.9 | Election of Director: E. Sylvester | Management | For | For | ||
2. | Approve a non-binding advisory vote on the compensation of our executive officers. | Management | For | For | ||
3. | Ratification of independent auditors. | Management | For | For | ||
ALLEGIANCE BANCSHARES, INC. | ||||||
Security | 01748H107 | Meeting Type | Annual | |||
Ticker Symbol | ABTX | Meeting Date | 23-Apr-2020 | |||
ISIN | US01748H1077 | Agenda | 935143189 - Management | |||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Denise Castillo-Rhodes | For | For | |||
2 | Robert Ivany | For | For | |||
3 | George Martinez | For | For | |||
4 | Janet S. Wong | For | For | |||
2. | To approve the amendment to the Allegiance Bancshares, Inc. Certificate of Formation to remove the plurality voting standard for the election of directors (the Charter Amendment). | Management | For | For | ||
3. | To ratify the appointment of Crowe LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2020. | Management | For | For | ||
BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | ||||||
Security | 101119105 | Meeting Type | Annual | |||
Ticker Symbol | BPFH | Meeting Date | 23-Apr-2020 | |||
ISIN | US1011191053 | Agenda | 935145804 - Management | |||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: Anthony DeChellis | Management | For | For | ||
1.2 | Election of Director: Mark F. Furlong | Management | For | For | ||
1.3 | Election of Director: Joseph C. Guyaux | Management | For | For | ||
1.4 | Election of Director: Deborah F. Kuenstner | Management | For | For | ||
1.5 | Election of Director: Gloria C. Larson | Management | For | For | ||
1.6 | Election of Director: Kimberly S. Stevenson | Management | For | For | ||
1.7 | Election of Director: Luis Antonio Ubiñas | Management | For | For | ||
1.8 | Election of Director: Stephen M. Waters | Management | For | For | ||
1.9 | Election of Director: Lizabeth H. Zlatkus | Management | For | For | ||
2. | To approve an advisory, non-binding resolution on the compensation of the named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||
3. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||
4. | To approve the Boston Private Financial Holdings, Inc. 2020 Omnibus Incentive Plan. | Management | For | For | ||
SCHWEITZER-MAUDUIT INTERNATIONAL, INC. | ||||||
Security | 808541106 | Meeting Type | Annual | |||
Ticker Symbol | SWM | Meeting Date | 23-Apr-2020 | |||
ISIN | US8085411069 | Agenda | 935152342 - Management | |||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Mark Bye | For | For | |||
2 | Jeffrey Keenan | For | For | |||
3 | Marco Levi | For | For | |||
2. | Ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||
3. | Hold a Non-binding advisory vote to approve executive compensation. | Management | For | For | ||
SOUTH JERSEY INDUSTRIES, INC. | ||||||
Security | 838518108 | Meeting Type | Annual | |||
Ticker Symbol | SJI | Meeting Date | 24-Apr-2020 | |||
ISIN | US8385181081 | Agenda | 935139508 - Management | |||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director For term expiring in 2021: Sarah M. Barpoulis | Management | For | For | ||
1B. | Election of Director For term expiring in 2021: Keith S. Campbell | Management | Against | Against | ||
1C. | Election of Director For term expiring in 2021: Victor A. Fortkiewicz | Management | For | For | ||
1D. | Election of Director For term expiring in 2021: Sheila Hartnett- Devlin, CFA | Management | For | For | ||
1E. | Election of Director For term expiring in 2021: G. Edison Holland, Jr. | Management | For | For | ||
1F. | Election of Director For term expiring in 2021: Sunita Holzer | Management | For | For | ||
1G. | Election of Director For term expiring in 2021: Kevin M. O'Dowd | Management | For | For | ||
1H. | Election of Director For term expiring in 2021: Michael J. Renna | Management | For | For | ||
1I. | Election of Director For term expiring in 2021: Joseph M. Rigby | Management | For | For | ||
1J. | Election of Director For term expiring in 2021: Frank L. Sims | Management | For | For | ||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||
INNOVIVA INC | ||||||
Security | 45781M101 | Meeting Type | Annual | |||
Ticker Symbol | INVA | Meeting Date | 24-Apr-2020 | |||
ISIN | US45781M1018 | Agenda | 935147074 - Management | |||
Record Date | 06-Mar-2020 | Holding Recon Date | 06-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: George W. Bickerstaff, III | Management | For | For | ||
1B. | Election of Director: Mark A. DiPaolo, Esq. | Management | For | For | ||
1C. | Election of Director: Jules Haimovitz | Management | For | For | ||
1D. | Election of Director: Odysseas D. Kostas, M.D. | Management | For | For | ||
1E. | Election of Director: Sarah J. Schlesinger, M.D. | Management | For | For | ||
2. | Approve the non-binding advisory resolution regarding executive compensation. | Management | For | For | ||
3. | Ratify the selection by the Audit Committee of the Board of Directors for Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
LYDALL, INC. | ||||||
Security | 550819106 | Meeting Type | Annual | |||
Ticker Symbol | LDL | Meeting Date | 24-Apr-2020 | |||
ISIN | US5508191062 | Agenda | 935147125 - Management | |||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: David G. Bills | Management | For | For | ||
1B. | Election of Director: Kathleen Burdett | Management | For | For | ||
1C. | Election of Director: James J. Cannon | Management | For | For | ||
1D. | Election of Director: Matthew T. Farrell | Management | For | For | ||
1E. | Election of Director: Marc T. Giles | Management | For | For | ||
1F. | Election of Director: Sara A. Greenstein | Management | For | For | ||
1G. | Election of Director: Suzanne Hammett | Management | For | For | ||
1H. | Election of Director: S. Carl Soderstrom, Jr. | Management | For | For | ||
2. | Approving the Amended and Restated 2012 Stock Incentive Plan. | Management | For | For | ||
3. | Approving an advisory vote on executive compensation. | Management | For | For | ||
4. | Ratifying the appointment of PricewaterhouseCoopers LLP as independent auditor for fiscal year 2020. | Management | For | For | ||
CONSOLIDATED COMMUNICATIONS HLDGS, INC. | ||||||
Security | 209034107 | Meeting Type | Annual | |||
Ticker Symbol | CNSL | Meeting Date | 27-Apr-2020 | |||
ISIN | US2090341072 | Agenda | 935140741 - Management | |||
Record Date | 27-Feb-2020 | Holding Recon Date | 27-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Robert J. Currey | For | For | |||
2 | Maribeth S. Rahe | For | For | |||
3 | C. Robert Udell, Jr. | For | For | |||
2. | Approval of Ernst & Young LLP, as the independent registered public accounting firm. | Management | For | For | ||
3. | Executive Compensation - An advisory vote on the approval of compensation of our named executive officers. | Management | For | For | ||
TOPBUILD CORP | ||||||
Security | 89055F103 | Meeting Type | Annual | |||
Ticker Symbol | BLD | Meeting Date | 27-Apr-2020 | |||
ISIN | US89055F1030 | Agenda | 935145258 - Management | |||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Alec C. Covington | Management | For | For | ||
1B. | Election of Director: Gerald Volas | Management | For | For | ||
1C. | Election of Director: Carl T. Camden | Management | For | For | ||
1D. | Election of Director: Joseph S. Cantie | Management | For | For | ||
1E. | Election of Director: Tina M. Donikowski | Management | For | For | ||
1F. | Election of Director: Mark A. Petrarca | Management | For | For | ||
1G. | Election of Director: Nancy M. Taylor | Management | For | For | ||
2. | To ratify the Company's appointment of PricewaterhouseCoopers LLP to serve as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2020. | Management | For | For | ||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||
COHERENT, INC. | ||||||
Security | 192479103 | Meeting Type | Annual | |||
Ticker Symbol | COHR | Meeting Date | 27-Apr-2020 | |||
ISIN | US1924791031 | Agenda | 935178889 - Management | |||
Record Date | 03-Mar-2020 | Holding Recon Date | 03-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Jay T. Flatley | Management | For | For | ||
1B. | Election of Director: Pamela Fletcher | Management | For | For | ||
1C. | Election of Director: Andreas W. Mattes | Management | For | For | ||
1D. | Election of Director: Beverly Kay Matthews | Management | For | For | ||
1E. | Election of Director: Michael R. McMullen | Management | For | For | ||
1F. | Election of Director: Garry W. Rogerson | Management | For | For | ||
1G. | Election of Director: Steve Skaggs | Management | For | For | ||
1H. | Election of Director: Sandeep Vij | Management | For | For | ||
2. | To approve the Coherent Equity Incentive Plan. | Management | For | For | ||
3. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending October 3, 2020. | Management | For | For | ||
4. | To approve, on a non-binding advisory basis, our named executive officer compensation. | Management | For | For | ||
STRATEGIC EDUCATION, INC. | ||||||
Security | 86272C103 | Meeting Type | Annual | |||
Ticker Symbol | STRA | Meeting Date | 28-Apr-2020 | |||
ISIN | US86272C1036 | Agenda | 935139798 - Management | |||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Robert S. Silberman | Management | For | For | ||
1B. | Election of Director: J. Kevin Gilligan | Management | For | For | ||
1C. | Election of Director: Robert R. Grusky | Management | For | For | ||
1D. | Election of Director: Dr. Charlotte F. Beason | Management | For | For | ||
1E. | Election of Director: Rita D. Brogley | Management | For | For | ||
1F. | Election of Director: Dr. John T. Casteen, III | Management | For | For | ||
1G. | Election of Director: H. James Dallas | Management | For | For | ||
1H. | Election of Director: Nathaniel C. Fick | Management | For | For | ||
1I. | Election of Director: Karl McDonnell | Management | For | For | ||
1J. | Election of Director: G. Thomas Waite, III | Management | For | For | ||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's Independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | To approve, on an advisory basis, the compensation of the named executive officers. | Management | For | For | ||
RPT REALTY | ||||||
Security | 74971D101 | Meeting Type | Annual | |||
Ticker Symbol | RPT | Meeting Date | 28-Apr-2020 | |||
ISIN | US74971D1019 | Agenda | 935140652 - Management | |||
Record Date | 04-Mar-2020 | Holding Recon Date | 04-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Richard L. Federico | For | For | |||
2 | Arthur H. Goldberg | For | For | |||
3 | Brian L. Harper | For | For | |||
4 | Joanna T. Lau | For | For | |||
5 | David J. Nettina | For | For | |||
6 | Laurie M. Shahon | For | For | |||
7 | Andrea M. Weiss | For | For | |||
2. | Ratification of the appointment of Grant Thornton LLP as the Trust's Independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||
3. | Advisory approval of the compensation of the Trust's named executive officers. | Management | For | For | ||
UMB FINANCIAL CORPORATION | ||||||
Security | 902788108 | Meeting Type | Annual | |||
Ticker Symbol | UMBF | Meeting Date | 28-Apr-2020 | |||
ISIN | US9027881088 | Agenda | 935140967 - Management | |||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Robin C. Beery | For | For | |||
2 | Janine A. Davidson | For | For | |||
3 | Kevin C. Gallagher | For | For | |||
4 | Greg M. Graves | For | For | |||
5 | Alexander C. Kemper | For | For | |||
6 | J. Mariner Kemper | For | For | |||
7 | Gordon E. Landsford III | For | For | |||
8 | Timothy R. Murphy | For | For | |||
9 | Tamara M. Peterman | For | For | |||
10 | Kris A. Robbins | For | For | |||
11 | L. Joshua Sosland | For | For | |||
12 | Paul Uhlmann III | For | For | |||
13 | Leroy J. Williams, Jr. | For | For | |||
2. | An advisory vote (non-binding) on the compensation paid to UMB's named executive officers. | Management | For | For | ||
3. | Ratification of the Corporate Audit Committee's engagement of KPMG LLP as UMB's independent registered public accounting firm for 2020. | Management | For | For | ||
KNOWLES CORPORATION | ||||||
Security | 49926D109 | Meeting Type | Annual | |||
Ticker Symbol | KN | Meeting Date | 28-Apr-2020 | |||
ISIN | US49926D1090 | Agenda | 935143076 - Management | |||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Keith L. Barnes | Management | For | For | ||
1B. | Election of Director: Hermann Eul | Management | For | For | ||
1C. | Election of Director: Donald Macleod | Management | For | For | ||
1D. | Election of Director: Jeffrey S. Niew | Management | For | For | ||
1E. | Election of Director: Cheryl Shavers | Management | For | For | ||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||
3. | Non-binding, advisory vote to approve named executive officer compensation. | Management | For | For | ||
4. | Non-binding, advisory vote on the frequency of future advisory votes to approve our named executive officer compensation. | Management | 1 Year | For | ||
5. | Approval of the Amended and Restated Knowles Corporation 2018 Equity and Cash Incentive Plan. | Management | For | For | ||
FIRST COMMONWEALTH FINANCIAL CORPORATION | ||||||
Security | 319829107 | Meeting Type | Annual | |||
Ticker Symbol | FCF | Meeting Date | 28-Apr-2020 | |||
ISIN | US3198291078 | Agenda | 935143191 - Management | |||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Julie A. Caponi | For | For | |||
2 | Ray T. Charley | For | For | |||
3 | Gary R. Claus | For | For | |||
4 | David S. Dahlmann | For | For | |||
5 | Johnston A. Glass | For | For | |||
6 | Jon L. Gorney | For | For | |||
7 | Jane Grebenc | For | For | |||
8 | David W. Greenfield | For | For | |||
9 | Bart E. Johnson | For | For | |||
10 | Luke A. Latimer | For | For | |||
11 | Aradhna M. Oliphant | For | For | |||
12 | T. Michael Price | For | For | |||
13 | Robert J. Ventura | For | For | |||
14 | Stephen A. Wolfe | For | For | |||
2. | To ratify the selection of Ernst & Young LLP as the company's independent registered public accounting firm for 2020 | Management | For | For | ||
3. | To approve the First Commonwealth Financial Corporation Employee Stock Purchase Plan | Management | Against | Against | ||
4. | Advisory vote to approve named executive officer compensation | Management | For | For | ||
THE CHEMOURS COMPANY | ||||||
Security | 163851108 | Meeting Type | Annual | |||
Ticker Symbol | CC | Meeting Date | 28-Apr-2020 | |||
ISIN | US1638511089 | Agenda | 935144395 - Management | |||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2021: Curtis V. Anastasio | Management | For | For | ||
1B. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of shareholders in 2021: Bradley J. Bell | Management | For | For | ||
1C. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2021: Richard H. Brown | Management | For | For | ||
1D. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2021: Mary B. Cranston | Management | For | For | ||
1E. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2021: Curtis J. Crawford | Management | For | For | ||
1F. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2021: Dawn L. Farrell | Management | For | For | ||
1G. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2021: Erin N. Kane | Management | For | For | ||
1H. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2021: Sean D. Keohane | Management | For | For | ||
1I. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2021: Mark P. Vergnano | Management | For | For | ||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||
3. | Ratification of Selection of PricewaterhouseCoopers LLP for fiscal year 2020. | Management | For | For | ||
4. | Shareholder Proposal on Board Advisory Position. | Shareholder | Against | For | ||
GETTY REALTY CORP. | ||||||
Security | 374297109 | Meeting Type | Annual | |||
Ticker Symbol | GTY | Meeting Date | 28-Apr-2020 | |||
ISIN | US3742971092 | Agenda | 935146147 - Management | |||
Record Date | 03-Mar-2020 | Holding Recon Date | 03-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Christopher J. Constant | Management | For | For | ||
1B. | Election of Director: Milton Cooper | Management | For | For | ||
1C. | Election of Director: Philip E. Coviello | Management | For | For | ||
1D. | Election of Director: Leo Liebowitz | Management | For | For | ||
1E. | Election of Director: Mary Lou Malanoski | Management | For | For | ||
1F. | Election of Director: Richard E. Montag | Management | For | For | ||
1G. | Election of Director: Howard B. Safenowitz | Management | For | For | ||
2. | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION (SAY-ON-PAY). | Management | For | For | ||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. | Management | For | For | ||
FIRST FINANCIAL BANKSHARES, INC. | ||||||
Security | 32020R109 | Meeting Type | Annual | |||
Ticker Symbol | FFIN | Meeting Date | 28-Apr-2020 | |||
ISIN | US32020R1095 | Agenda | 935146351 - Management | |||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | April Anthony | For | For | |||
2 | Tucker S. Bridwell | For | For | |||
3 | Vianei Lopez Braun | For | For | |||
4 | David Copeland | For | For | |||
5 | Mike Denny | For | For | |||
6 | F. Scott Dueser | For | For | |||
7 | Murray Edwards | For | For | |||
8 | Tim Lancaster | For | For | |||
9 | Kade L. Matthews | For | For | |||
10 | Robert C. Nickles, Jr. | For | For | |||
11 | Johnny E. Trotter | For | For | |||
2. | Ratification of the appointment of Ernst & Young LLP as our independent auditors for the year ending December 31, 2020. | Management | For | For | ||
3. | Advisory, non-binding vote on compensation of the named executive officers. | Management | For | For | ||
SAIA, INC | ||||||
Security | 78709Y105 | Meeting Type | Annual | |||
Ticker Symbol | SAIA | Meeting Date | 28-Apr-2020 | |||
ISIN | US78709Y1055 | Agenda | 935149333 - Management | |||
Record Date | 04-Mar-2020 | Holding Recon Date | 04-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director for a term of three years: Donna E. Epps | Management | For | For | ||
1.2 | Election of Director for a term of three years: John P. Gainor, Jr. | Management | For | For | ||
1.3 | Election of Director for a term of three years: Randolph W. Melville | Management | For | For | ||
2. | Vote on an advisory basis to approve the compensation of Saia's Named Executive Officers. | Management | For | For | ||
3. | Ratify the appointment of KPMG LLP as Saia's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||
PROGENICS PHARMACEUTICALS, INC. | ||||||
Security | 743187106 | Meeting Type | Special | |||
Ticker Symbol | PGNX | Meeting Date | 28-Apr-2020 | |||
ISIN | US7431871067 | Agenda | 935157986 - Management | |||
Record Date | 18-Mar-2020 | Holding Recon Date | 18-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | to consider and vote on a proposal to adopt that certain Amended and Restated Agreement and Plan of Merger. | Management | For | For | ||
2. | to consider and vote on a proposal to approve the adjournment from time to time of the special meeting of stockholders of Progenics, which is referred to in this notice as the Progenics special meeting, if necessary to solicit additional proxies if there are not sufficient votes to adopt the merger agreement at the time of the Progenics special meeting or any adjournment or postponement thereof, which is referred to in this notice as the Progenics adjournment proposal. | Management | For | For | ||
3. | to consider and vote on a proposal to approve, on an advisory (non-binding) basis, the compensation that will or may be paid or provided by Progenics to its named executive officers in connection with the merger which is referred to in this notice as the Progenics compensation advisory proposal. | Management | For | For | ||
TENNANT COMPANY | ||||||
Security | 880345103 | Meeting Type | Annual | |||
Ticker Symbol | TNC | Meeting Date | 29-Apr-2020 | |||
ISIN | US8803451033 | Agenda | 935142644 - Management | |||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Class I director for three-year term: Carol S. Eicher | Management | For | For | ||
1B. | Election of Class I director for three-year term: Maria C. Green | Management | For | For | ||
1C. | Election of Class I director for three-year term: Donal L. Mulligan | Management | For | For | ||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2020. | Management | For | For | ||
3. | Advisory approval of executive compensation. | Management | For | For | ||
4. | Approval of the Tennant Company 2020 Stock Incentive Plan. | Management | For | For | ||
SONIC AUTOMOTIVE, INC. | ||||||
Security | 83545G102 | Meeting Type | Annual | |||
Ticker Symbol | SAH | Meeting Date | 29-Apr-2020 | |||
ISIN | US83545G1022 | Agenda | 935145195 - Management | |||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: O. Bruton Smith | Management | For | For | ||
1B. | Election of Director: David Bruton Smith | Management | For | For | ||
1C. | Election of Director: Jeff Dyke | Management | For | For | ||
1D. | Election of Director: William I. Belk | Management | Against | Against | ||
1E. | Election of Director: William R. Brooks | Management | For | For | ||
1F. | Election of Director: Victor H. Doolan | Management | Against | Against | ||
1G. | Election of Director: John W. Harris III | Management | Against | Against | ||
1H. | Election of Director: Robert Heller | Management | For | For | ||
1I. | Election of Director: Marcus G. Smith | Management | For | For | ||
1J. | Election of Director: R. Eugene Taylor | Management | Against | Against | ||
2. | Ratification of the appointment of KPMG LLP to serve as Sonic's independent registered public accounting firm for fiscal 2020. | Management | For | For | ||
3. | Advisory vote to approve Sonic's named executive officer compensation in fiscal 2019. | Management | For | For | ||
4. | Approval of the amendment and restatement of the Sonic Automotive, Inc. 2012 Formula Restricted Stock and Deferral Plan for Non-Employee Directors. | Management | For | For | ||
LIVENT CORPORATION | ||||||
Security | 53814L108 | Meeting Type | Annual | |||
Ticker Symbol | LTHM | Meeting Date | 29-Apr-2020 | |||
ISIN | US53814L1089 | Agenda | 935145323 - Management | |||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Class II Director for term expiring in 2023: Paul W. Graves | Management | For | For | ||
1B. | Election of Class II Director for term expiring in 2023: Andrea E. Utecht | Management | For | For | ||
1C. | Election of Class II Director for term expiring in 2023: Christina Lampe-Önnerud | Management | For | For | ||
2. | Ratification of the appointment of independent registered public accounting firm. | Management | For | For | ||
3. | Proposal to recommend by non-binding vote, the frequency of stockholder advisory vote on executive compensation. | Management | 1 Year | For | ||
4. | Amendments to the Company's Amended and Restated Certificate of Incorporation and Amended and Restated By-Laws to declassify the board of directors. | Management | For | For | ||
5. | Amendment to the Company's Amended and Restated Certificate of Incorporation to eliminate supermajority voting requirements. | Management | For | For | ||
BANNER CORPORATION | ||||||
Security | 06652V208 | Meeting Type | Annual | |||
Ticker Symbol | BANR | Meeting Date | 29-Apr-2020 | |||
ISIN | US06652V2088 | Agenda | 935148189 - Management | |||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director for three year term: Mark J. Grescovich | Management | For | For | ||
1.2 | Election of Director for three year term: David A. Klaue | Management | For | For | ||
1.3 | Election of Director for three year term: Merline Saintil | Management | For | For | ||
2. | Advisory approval of the compensation of Banner Corporation's named executive officers. | Management | For | For | ||
3. | Ratification of the Audit Committee's appointment of Moss Adams LLP as the independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||
GLACIER BANCORP, INC. | ||||||
Security | 37637Q105 | Meeting Type | Annual | |||
Ticker Symbol | GBCI | Meeting Date | 29-Apr-2020 | |||
ISIN | US37637Q1058 | Agenda | 935150160 - Management | |||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | David C. Boyles | For | For | |||
2 | Randall M. Chesler | For | For | |||
3 | Sherry L. Cladouhos | For | For | |||
4 | James M. English | For | For | |||
5 | Annie M. Goodwin | For | For | |||
6 | Craig A. Langel | For | For | |||
7 | Douglas J. McBride | For | For | |||
8 | John W. Murdoch | For | For | |||
9 | George R. Sutton | For | For | |||
2. | To vote on an advisory (non-binding) resolution to approve the compensation of Glacier Bancorp, Inc.'s named executive officers. | Management | For | For | ||
3. | To ratify the appointment of BKD, LLP as Glacier Bancorp, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
POOL CORPORATION | ||||||
Security | 73278L105 | Meeting Type | Annual | |||
Ticker Symbol | POOL | Meeting Date | 29-Apr-2020 | |||
ISIN | US73278L1052 | Agenda | 935154839 - Management | |||
Record Date | 12-Mar-2020 | Holding Recon Date | 12-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Peter D. Arvan | Management | For | For | ||
1B. | Election of Director: Andrew W. Code | Management | For | For | ||
1C. | Election of Director: Timothy M. Graven | Management | For | For | ||
1D. | Election of Director: Debra S. Oler | Management | Against | Against | ||
1E. | Election of Director: Manuel J. Perez de la Mesa | Management | For | For | ||
1F. | Election of Director: Harlan F. Seymour | Management | For | For | ||
1G. | Election of Director: Robert C. Sledd | Management | For | For | ||
1H. | Election of Director: John E. Stokely | Management | For | For | ||
1I. | Election of Director: David G. Whalen | Management | For | For | ||
2. | Ratification of the retention of Ernst & Young LLP, certified public accountants, as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||
3. | Say-on-pay vote: Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | ||
ENPRO INDUSTRIES, INC. | ||||||
Security | 29355X107 | Meeting Type | Annual | |||
Ticker Symbol | NPO | Meeting Date | 29-Apr-2020 | |||
ISIN | US29355X1072 | Agenda | 935158572 - Management | |||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Marvin A. Riley | For | For | |||
2 | Thomas M. Botts | For | For | |||
3 | Felix M. Brueck | For | For | |||
4 | B. Bernard Burns, Jr. | For | For | |||
5 | Diane C. Creel | For | For | |||
6 | Adele M. Gulfo | For | For | |||
7 | David L. Hauser | For | For | |||
8 | John Humphrey | For | For | |||
9 | Kees van der Graaf | For | For | |||
2. | On an advisory basis, to approve the compensation to our named executive officers as disclosed in the proxy statement. | Management | For | For | ||
3. | To approve the EnPro Industries, Inc. 2020 Equity Compensation Plan. | Management | For | For | ||
4. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||
SELECTIVE INSURANCE GROUP, INC. | ||||||
Security | 816300107 | Meeting Type | Annual | |||
Ticker Symbol | SIGI | Meeting Date | 29-Apr-2020 | |||
ISIN | US8163001071 | Agenda | 935158938 - Management | |||
Record Date | 06-Mar-2020 | Holding Recon Date | 06-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: John C. Burville | Management | For | For | ||
1B. | Election of Director: Terrence W. Cavanaugh | Management | For | For | ||
1C. | Election of Director: Robert Kelly Doherty | Management | For | For | ||
1D. | Election of Director: John J. Marchioni | Management | For | For | ||
1E. | Election of Director: Thomas A. McCarthy | Management | For | For | ||
1F. | Election of Director: H. Elizabeth Mitchell | Management | For | For | ||
1G. | Election of Director: Michael J. Morrissey | Management | For | For | ||
1H. | Election of Director: Gregory E. Murphy | Management | For | For | ||
1I. | Election of Director: Cynthia S. Nicholson | Management | For | For | ||
1J. | Election of Director: William M. Rue | Management | For | For | ||
1K. | Election of Director: John S. Scheid | Management | For | For | ||
1L. | Election of Director: J. Brian Thebault | Management | For | For | ||
1M. | Election of Director: Philip H. Urban | Management | For | For | ||
2. | Approve, on an advisory basis, the 2019 compensation of Selective's named executive officers as disclosed in the accompanying proxy statement. | Management | For | For | ||
3. | Ratify the appointment of KPMG LLP as Selective's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
COMPUTER PROGRAMS AND SYSTEMS, INC. | ||||||
Security | 205306103 | Meeting Type | Annual | |||
Ticker Symbol | CPSI | Meeting Date | 30-Apr-2020 | |||
ISIN | US2053061030 | Agenda | 935140638 - Management | |||
Record Date | 05-Mar-2020 | Holding Recon Date | 05-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Class III Director: Regina M. Benjamin | Management | For | For | ||
1.2 | Election of Class III Director: David A. Dye | Management | For | For | ||
1.3 | Election of Class III Director: Christopher T. Hjelm | Management | For | For | ||
2. | To approve on an advisory basis the compensation of the Company's named executive officers. | Management | For | For | ||
3. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accountants for the year ending December 31, 2020. | Management | For | For | ||
ARCHROCK, INC. | ||||||
Security | 03957W106 | Meeting Type | Annual | |||
Ticker Symbol | AROC | Meeting Date | 30-Apr-2020 | |||
ISIN | US03957W1062 | Agenda | 935140739 - Management | |||
Record Date | 03-Mar-2020 | Holding Recon Date | 03-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Anne-Marie N. Ainsworth | For | For | |||
2 | Wendell R. Brooks | For | For | |||
3 | D. Bradley Childers | For | For | |||
4 | Gordon T. Hall | For | For | |||
5 | Frances Powell Hawes | For | For | |||
6 | Jeffery D. Hildebrand | For | For | |||
7 | J.W.G. Honeybourne | For | For | |||
8 | James H. Lytal | For | For | |||
9 | Edmund P. Segner, III | For | For | |||
2. | Ratification of the appointment of Deloitte & Touche LLP as Archrock, Inc.'s independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||
3. | Approval of the adoption of the Archrock, Inc. 2020 Stock Incentive Plan. | Management | For | For | ||
4. | Advisory, non-binding vote to approve the compensation provided to our Named Executive Officers for 2019. | Management | For | For | ||
ASTEC INDUSTRIES, INC. | ||||||
Security | 046224101 | Meeting Type | Annual | |||
Ticker Symbol | ASTE | Meeting Date | 30-Apr-2020 | |||
ISIN | US0462241011 | Agenda | 935142923 - Management | |||
Record Date | 21-Feb-2020 | Holding Recon Date | 21-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | William D. Gehl | For | For | |||
2 | William G. Dorey | For | For | |||
3 | Charles F. Potts | For | For | |||
4 | Barry A. Ruffalo | For | For | |||
2. | To approve the Compensation of the Company's named executive officers. | Management | For | For | ||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||
LGI HOMES, INC. | ||||||
Security | 50187T106 | Meeting Type | Annual | |||
Ticker Symbol | LGIH | Meeting Date | 30-Apr-2020 | |||
ISIN | US50187T1060 | Agenda | 935143052 - Management | |||
Record Date | 06-Mar-2020 | Holding Recon Date | 06-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Ryan Edone | For | For | |||
2 | Duncan Gage | For | For | |||
3 | Eric Lipar | For | For | |||
4 | Laura Miller | For | For | |||
5 | Bryan Sansbury | For | For | |||
6 | Steven Smith | For | For | |||
7 | Robert Vahradian | For | For | |||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||
ADVANCED ENERGY INDUSTRIES, INC. | ||||||
Security | 007973100 | Meeting Type | Annual | |||
Ticker Symbol | AEIS | Meeting Date | 30-Apr-2020 | |||
ISIN | US0079731008 | Agenda | 935144117 - Management | |||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Grant H. Beard | For | For | |||
2 | Frederick A. Ball | For | For | |||
3 | Tina M. Donikowski | For | For | |||
4 | Ronald C. Foster | For | For | |||
5 | Edward C. Grady | For | For | |||
6 | Thomas M. Rohrs | For | For | |||
7 | John A. Roush | For | For | |||
8 | Yuval Wasserman | For | For | |||
2. | Ratification of the appointment of Ernst & Young LLP as Advanced Energy's independent registered public accounting firm for 2020. | Management | For | For | ||
3. | Advisory approval of Advanced Energy's compensation of its named executive officers. | Management | For | For | ||
CARETRUST REIT | ||||||
Security | 14174T107 | Meeting Type | Annual | |||
Ticker Symbol | CTRE | Meeting Date | 30-Apr-2020 | |||
ISIN | US14174T1079 | Agenda | 935144927 - Management | |||
Record Date | 05-Mar-2020 | Holding Recon Date | 05-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Allen C. Barbieri | Management | For | For | ||
1B. | Election of Director: Jon D. Kline | Management | For | For | ||
1C. | Election of Director: Diana M. Laing | Management | For | For | ||
1D. | Election of Director: Spencer G. Plumb | Management | For | For | ||
1E. | Election of Director: Gregory K. Stapley | Management | For | For | ||
2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | ||
3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
WOLVERINE WORLD WIDE, INC. | ||||||
Security | 978097103 | Meeting Type | Annual | |||
Ticker Symbol | WWW | Meeting Date | 30-Apr-2020 | |||
ISIN | US9780971035 | Agenda | 935161985 - Management | |||
Record Date | 18-Mar-2020 | Holding Recon Date | 18-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: William K. Gerber | Management | For | For | ||
1B. | Election of Director: Blake W. Krueger | Management | For | For | ||
1C. | Election of Director: Nicholas T. Long | Management | For | For | ||
1D. | Election of Director: Michael A. Volkema | Management | For | For | ||
2. | An advisory resolution approving compensation for the Company's named executive officers. | Management | For | For | ||
3. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||
FERRO CORPORATION | ||||||
Security | 315405100 | Meeting Type | Annual | |||
Ticker Symbol | FOE | Meeting Date | 30-Apr-2020 | |||
ISIN | US3154051003 | Agenda | 935175136 - Management | |||
Record Date | 12-Mar-2020 | Holding Recon Date | 12-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | David A. Lorber | For | For | |||
2 | Marran H. Ogilvie | For | For | |||
3 | Andrew M. Ross | For | For | |||
4 | Allen A. Spizzo | For | For | |||
5 | Peter T. Thomas | For | For | |||
6 | Ronald P. Vargo | For | For | |||
2. | Advisory vote on the compensation for named executive officers. | Management | For | For | ||
3. | Ratification of the appointment of Deloitte & Touche LLP as the Independent Registered Public Accounting Firm. | Management | For | For | ||
OWENS & MINOR, INC. | ||||||
Security | 690732102 | Meeting Type | Annual | |||
Ticker Symbol | OMI | Meeting Date | 01-May-2020 | |||
ISIN | US6907321029 | Agenda | 935145652 - Management | |||
Record Date | 06-Mar-2020 | Holding Recon Date | 06-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: Mark A. Beck | Management | For | For | ||
1.2 | Election of Director: Gwendolyn M. Bingham | Management | For | For | ||
1.3 | Election of Director: Robert J. Henkel | Management | For | For | ||
1.4 | Election of Director: Mark F. McGettrick | Management | For | For | ||
1.5 | Election of Director: Eddie N. Moore, Jr. | Management | For | For | ||
1.6 | Election of Director: Edward A. Pesicka | Management | For | For | ||
1.7 | Election of Director: Michael C. Riordan | Management | For | For | ||
1.8 | Election of Director: Robert C. Sledd | Management | For | For | ||
2. | Approval of Amendment No. 2 to the Owens & Minor, Inc. 2018 Stock Incentive Plan | Management | For | For | ||
3. | Approval of the Owens & Minor, Inc. 2021 Teammate Stock Purchase Plan | Management | Against | Against | ||
4. | Ratification of the appointment of KPMG LLP as the Company's independent public accounting firm for the year ending December 31, 2020 | Management | For | For | ||
5. | Advisory vote to approve executive compensation | Management | For | For | ||
VALLEY NATIONAL BANCORP | ||||||
Security | 919794107 | Meeting Type | Annual | |||
Ticker Symbol | VLY | Meeting Date | 01-May-2020 | |||
ISIN | US9197941076 | Agenda | 935149698 - Management | |||
Record Date | 11-Mar-2020 | Holding Recon Date | 11-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Andrew B. Abramson | Management | For | For | ||
1B. | Election of Director: Peter J. Baum | Management | For | For | ||
1C. | Election of Director: Eric P. Edelstein | Management | For | For | ||
1D. | Election of Director: Graham O. Jones | Management | For | For | ||
1E. | Election of Director: Marc J. Lenner | Management | For | For | ||
1F. | Election of Director: Kevin J. Lynch | Management | For | For | ||
1G. | Election of Director: Peter V. Maio | Management | For | For | ||
1H. | Election of Director: Ira Robbins | Management | For | For | ||
1I. | Election of Director: Suresh L. Sani | Management | For | For | ||
1J. | Election of Director: Lisa J. Schultz | Management | For | For | ||
1K. | Election of Director: Jennifer W. Steans | Management | For | For | ||
1L. | Election of Director: Jeffrey S. Wilks | Management | For | For | ||
2. | Ratification of the appointment of KPMG LLP as Valley's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | An advisory vote on executive compensation. | Management | For | For | ||
4. | An amendment to the Restated Certificate of Incorporation of Valley National Bancorp to increase the number of authorized shares of common stock. | Management | For | For | ||
5. | A shareholder proposal if properly presented at the Annual Meeting. | Shareholder | Against | For | ||
ARCBEST CORPORATION | ||||||
Security | 03937C105 | Meeting Type | Annual | |||
Ticker Symbol | ARCB | Meeting Date | 01-May-2020 | |||
ISIN | US03937C1053 | Agenda | 935157075 - Management | |||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
I | DIRECTOR | Management | ||||
1 | Eduardo F. Conrado | For | For | |||
2 | Fredrik J. Eliasson | For | For | |||
3 | Stephen E. Gorman | For | For | |||
4 | Michael P. Hogan | For | For | |||
5 | Kathleen D. McElligott | For | For | |||
6 | Judy R. McReynolds | For | For | |||
7 | Craig E. Philip | For | For | |||
8 | Steven L. Spinner | For | For | |||
9 | Janice E. Stipp | For | For | |||
II | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||
III | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers. | Management | For | For | ||
IV | To approve the First Amendment to the Amended and Restated Ownership Incentive Plan. | Management | For | For | ||
HERITAGE FINANCIAL CORPORATION | ||||||
Security | 42722X106 | Meeting Type | Annual | |||
Ticker Symbol | HFWA | Meeting Date | 04-May-2020 | |||
ISIN | US42722X1063 | Agenda | 935141060 - Management | |||
Record Date | 05-Mar-2020 | Holding Recon Date | 05-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 01-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Brian S. Charneski | Management | For | For | ||
1B. | Election of Director: John A. Clees | Management | For | For | ||
1C. | Election of Director: Stephen A. Dennis | Management | For | For | ||
1D. | Election of Director: Jeffrey J. Deuel | Management | For | For | ||
1E. | Election of Director: Kimberly T. Ellwanger | Management | For | For | ||
1F. | Election of Director: Deborah J. Gavin | Management | For | For | ||
1G. | Election of Director: Jeffrey S. Lyon | Management | For | For | ||
1H. | Election of Director: Gragg E. Miller | Management | For | For | ||
1I. | Election of Director: Anthony B. Pickering | Management | For | For | ||
1J. | Election of Director: Brian L. Vance | Management | For | For | ||
1K. | Election of Director: Ann Watson | Management | For | For | ||
2. | Advisory (non-binding) approval of the compensation paid to named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||
3. | Ratification of the appointment of Crowe LLP as Heritage's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
PITNEY BOWES INC. | ||||||
Security | 724479100 | Meeting Type | Annual | |||
Ticker Symbol | PBI | Meeting Date | 04-May-2020 | |||
ISIN | US7244791007 | Agenda | 935145210 - Management | |||
Record Date | 06-Mar-2020 | Holding Recon Date | 06-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 01-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Anne M. Busquet | Management | For | For | ||
1B. | Election of Director: Robert M. Dutkowsky | Management | For | For | ||
1C. | Election of Director: Anne Sutherland Fuchs | Management | For | For | ||
1D. | Election of Director: Mary J. Steele Guilfoile | Management | For | For | ||
1E. | Election of Director: S. Douglas Hutcheson | Management | For | For | ||
1F. | Election of Director: Marc B. Lautenbach | Management | For | For | ||
1G. | Election of Director: Michael I. Roth | Management | For | For | ||
1H. | Election of Director: Linda S. Sanford | Management | For | For | ||
1I. | Election of Director: David L. Shedlarz | Management | For | For | ||
2. | Ratification of the Audit Committee's Appointment of the Independent Accountants for 2020. | Management | For | For | ||
3. | Non-binding Advisory Vote to Approve Executive Compensation. | Management | For | For | ||
4. | Approval of the Amended and Restated Pitney Bowes Inc. 2018 Stock Plan. | Management | For | For | ||
THE E.W. SCRIPPS COMPANY | ||||||
Security | 811054402 | Meeting Type | Annual | |||
Ticker Symbol | SSP | Meeting Date | 04-May-2020 | |||
ISIN | US8110544025 | Agenda | 935151605 - Management | |||
Record Date | 06-Mar-2020 | Holding Recon Date | 06-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 01-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Lauren Rich Fine | Management | For | For | ||
1B. | Election of Director: Wonya Y. Lucas | Management | For | For | ||
1C. | Election of Director: Kim Williams | Management | For | For | ||
PENN VIRGINIA CORPORATION | ||||||
Security | 70788V102 | Meeting Type | Annual | |||
Ticker Symbol | PVAC | Meeting Date | 04-May-2020 | |||
ISIN | US70788V1026 | Agenda | 935184109 - Management | |||
Record Date | 17-Mar-2020 | Holding Recon Date | 17-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 01-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: John A. Brooks | Management | For | For | ||
1B. | Election of Director: Tiffany Thom Cepak | Management | For | For | ||
1C. | Election of Director: Darin G. Holderness | Management | For | For | ||
1D. | Election of Director: Brian Steck | Management | For | For | ||
1E. | Election of Director: Jeffrey E. Wojahn | Management | For | For | ||
2. | To approve, on an advisory basis, the compensation paid to the Company's named executive officers. | Management | For | For | ||
3. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ended December 31, 2020. | Management | For | For | ||
MARTEN TRANSPORT, LTD. | ||||||
Security | 573075108 | Meeting Type | Annual | |||
Ticker Symbol | MRTN | Meeting Date | 05-May-2020 | |||
ISIN | US5730751089 | Agenda | 935147339 - Management | |||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 04-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Randolph L. Marten | For | For | |||
2 | Larry B. Hagness | For | For | |||
3 | Thomas J. Winkel | For | For | |||
4 | Jerry M. Bauer | For | For | |||
5 | Robert L. Demorest | For | For | |||
6 | Ronald R. Booth | For | For | |||
7 | Kathleen P. Iverson | For | For | |||
2. | Advisory resolution to approve executive compensation. | Management | For | For | ||
3. | Proposal to confirm the selection of Grant Thornton LLP as independent public accountants of the company for the fiscal year ending December 31, 2020. | Management | For | For | ||
4. | To transact other business if properly brought before the Annual Meeting or any adjournment thereof. | Management | For | For | ||
AGREE REALTY CORPORATION | ||||||
Security | 008492100 | Meeting Type | Annual | |||
Ticker Symbol | ADC | Meeting Date | 05-May-2020 | |||
ISIN | US0084921008 | Agenda | 935151960 - Management | |||
Record Date | 06-Mar-2020 | Holding Recon Date | 06-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 04-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Merrie Frankel | For | For | |||
2 | Farris G. Kalil | For | For | |||
3 | Simon Leopold | For | For | |||
4 | William S. Rubenfaer | For | For | |||
2. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||
3. | To approve, by non-binding vote, executive compensation | Management | For | For | ||
4. | To approve the 2020 Omnibus Incentive Plan. | Management | For | For | ||
WEST PHARMACEUTICAL SERVICES, INC. | ||||||
Security | 955306105 | Meeting Type | Annual | |||
Ticker Symbol | WST | Meeting Date | 05-May-2020 | |||
ISIN | US9553061055 | Agenda | 935152493 - Management | |||
Record Date | 10-Mar-2020 | Holding Recon Date | 10-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 04-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Mark A. Buthman | Management | For | For | ||
1B. | Election of Director: William F. Feehery | Management | For | For | ||
1C. | Election of Director: Robert Friel | Management | For | For | ||
1D. | Election of Director: Eric M. Green | Management | For | For | ||
1E. | Election of Director: Thomas W. Hofmann | Management | For | For | ||
1F. | Election of Director: Paula A. Johnson | Management | For | For | ||
1G. | Election of Director: Deborah L. V. Keller | Management | For | For | ||
1H. | Election of Director: Myla P. Lai-Goldman | Management | For | For | ||
1I. | Election of Director: Douglas A. Michels | Management | For | For | ||
1J. | Election of Director: Paolo Pucci | Management | For | For | ||
1K. | Election of Director: Patrick J. Zenner | Management | For | For | ||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||
3. | To approve an amendement to Article 5 of our Amended and Restated Articles of Incorporation to increase the number of authorized shares of common stock from 100 million to 200 million. | Management | For | For | ||
4. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||
DARLING INGREDIENTS INC. | ||||||
Security | 237266101 | Meeting Type | Annual | |||
Ticker Symbol | DAR | Meeting Date | 05-May-2020 | |||
ISIN | US2372661015 | Agenda | 935153801 - Management | |||
Record Date | 11-Mar-2020 | Holding Recon Date | 11-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 04-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Randall C. Stuewe | Management | For | For | ||
1B. | Election of Director: Charles Adair | Management | For | For | ||
1C. | Election of Director: Beth Albright | Management | For | For | ||
1D. | Election of Director: Linda Goodspeed | Management | For | For | ||
1E. | Election of Director: Dirk Kloosterboer | Management | For | For | ||
1F. | Election of Director: Mary R. Korby | Management | For | For | ||
1G. | Election of Director: Charles Macaluso | Management | For | For | ||
1H. | Election of Director: Gary W. Mize | Management | For | For | ||
1I. | Election of Director: Michael E. Rescoe | Management | For | For | ||
1J. | Election of Director: Nicole M. Ringenberg | Management | For | For | ||
2. | Proposal to ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending January 2, 2021. | Management | For | For | ||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||
SKYWEST, INC. | ||||||
Security | 830879102 | Meeting Type | Annual | |||
Ticker Symbol | SKYW | Meeting Date | 05-May-2020 | |||
ISIN | US8308791024 | Agenda | 935155893 - Management | |||
Record Date | 04-Mar-2020 | Holding Recon Date | 04-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 04-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Jerry C. Atkin | For | For | |||
2 | W. Steve Albrecht | For | For | |||
3 | Russell A. Childs | For | For | |||
4 | Henry J. Eyring | For | For | |||
5 | Meredith S. Madden | For | For | |||
6 | Ronald J. Mittelstaedt | For | For | |||
7 | Andrew C. Roberts | For | For | |||
8 | Keith E. Smith | For | For | |||
9 | Steven F. Udvar - Hazy | For | For | |||
10 | James L. Welch | For | For | |||
2. | To consider and vote upon, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||
3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | For | For | ||
TOMPKINS FINANCIAL CORPORATION | ||||||
Security | 890110109 | Meeting Type | Annual | |||
Ticker Symbol | TMP | Meeting Date | 05-May-2020 | |||
ISIN | US8901101092 | Agenda | 935158560 - Management | |||
Record Date | 10-Mar-2020 | Holding Recon Date | 10-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 04-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | John E. Alexander | For | For | |||
2 | Paul J. Battaglia | For | For | |||
3 | Daniel J. Fessenden | For | For | |||
4 | James W. Fulmer | For | For | |||
5 | Patricia A. Johnson | For | For | |||
6 | Frank C. Milewski | For | For | |||
7 | Ita M. Rahilly | For | For | |||
8 | Thomas R. Rochon | For | For | |||
9 | Stephen S. Romaine | For | For | |||
10 | Michael H. Spain | For | For | |||
11 | Jennifer R. Tegan | For | For | |||
12 | Alfred J. Weber | For | For | |||
13 | Craig Yunker | For | For | |||
2. | Advisory approval of the compensation paid to the Company's Named Executive Officers. | Management | For | For | ||
3. | Ratify the appointment of the independent registered public accounting firm, KPMG LLP, as the Company's independent auditor for the fiscal year ending December 31, 2020. | Management | For | For | ||
ENCORE WIRE CORPORATION | ||||||
Security | 292562105 | Meeting Type | Annual | |||
Ticker Symbol | WIRE | Meeting Date | 05-May-2020 | |||
ISIN | US2925621052 | Agenda | 935159485 - Management | |||
Record Date | 19-Mar-2020 | Holding Recon Date | 19-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 04-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Gregory J. Fisher | For | For | |||
2 | Daniel L. Jones | For | For | |||
3 | Gina A. Norris | For | For | |||
4 | William R. Thomas | For | For | |||
5 | Scott D. Weaver | For | For | |||
6 | John H. Wilson | For | For | |||
2. | BOARD PROPOSAL TO APPROVE, IN A NON- BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||
3. | BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2020. | Management | For | For | ||
4. | BOARD PROPOSAL TO APPROVE THE ENCORE WIRE CORPORATION 2020 LONG TERM INCENTIVE PLAN. | Management | For | For | ||
NATIONAL BANK HOLDINGS CORP | ||||||
Security | 633707104 | Meeting Type | Annual | |||
Ticker Symbol | NBHC | Meeting Date | 05-May-2020 | |||
ISIN | US6337071046 | Agenda | 935171532 - Management | |||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 04-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Ralph W. Clermont | For | For | |||
2 | Robert E. Dean | For | For | |||
3 | Fred J. Joseph | For | For | |||
4 | G. Timothy Laney | For | For | |||
5 | Micho F. Spring | For | For | |||
6 | Burney S. Warren, III | For | For | |||
7 | Art Zeile | For | For | |||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year 2020. | Management | For | For | ||
3. | To adopt a resolution approving, on an advisory, non- binding basis, the compensation paid to the Company's named executive officers, as disclosed, pursuant to Item 402 of Regulation S-K, in the proxy statement. | Management | For | For | ||
PACIFIC PREMIER BANCORP, INC. | ||||||
Security | 69478X105 | Meeting Type | Special | |||
Ticker Symbol | PPBI | Meeting Date | 05-May-2020 | |||
ISIN | US69478X1054 | Agenda | 935179982 - Management | |||
Record Date | 02-Apr-2020 | Holding Recon Date | 02-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 04-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | Approval of the Issuance of Shares of Pacific Premier Common Stock. To approve the issuance of shares of Pacific Premier common stock to the shareholders of Opus Bank pursuant to Agreement and Plan of Reorganization, dated as of January 31, 2020, by and among Pacific Premier, Pacific Premier Bank and Opus Bank pursuant to which Opus Bank will merge with and into Pacific Premier Bank, with Pacific Premier Bank as the surviving institution. | Management | For | For | ||
2. | Adjournment. To adjourn the Pacific Premier special meeting to a later date or dates, if necessary, to permit further solicitation of proxies if there are not sufficient votes at the time of the Pacific Premier special meeting to approve the issuance of shares of Pacific Premier common stock in connection with the merger. | Management | For | For | ||
TIMKENSTEEL CORPORATION | ||||||
Security | 887399103 | Meeting Type | Annual | |||
Ticker Symbol | TMST | Meeting Date | 06-May-2020 | |||
ISIN | US8873991033 | Agenda | 935142024 - Management | |||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 05-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Randall H. Edwards | For | For | |||
2 | Leila L. Vespoli | For | For | |||
3 | Randall A. Wotring | For | For | |||
2. | Ratification of the selection of Ernst & Young LLP as the company's independent auditor for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | Approval, on an advisory basis, of the compensation of the company's named executive officers. | Management | For | For | ||
4. | Approval of the TimkenSteel Corporation 2020 Equity and Incentive Compensation Plan. | Management | For | For | ||
UNITED COMMUNITY BANKS, INC. | ||||||
Security | 90984P303 | Meeting Type | Annual | |||
Ticker Symbol | UCBI | Meeting Date | 06-May-2020 | |||
ISIN | US90984P3038 | Agenda | 935148608 - Management | |||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 05-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Robert H. Blalock | For | For | |||
2 | L. Cathy Cox | For | For | |||
3 | Kenneth L. Daniels | For | For | |||
4 | Lance F. Drummond | For | For | |||
5 | H. Lynn Harton | For | For | |||
6 | Jennifer K. Mann | For | For | |||
7 | Thomas A. Richlovsky | For | For | |||
8 | David C. Shaver | For | For | |||
9 | Tim R. Wallis | For | For | |||
10 | David H. Wilkins | For | For | |||
2. | To approve, on an advisory basis, the compensation of our Named Executive Officers as disclosed in the Proxy Statement. | Management | For | For | ||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||
COGENT COMMUNICATIONS HOLDINGS, INC. | ||||||
Security | 19239V302 | Meeting Type | Annual | |||
Ticker Symbol | CCOI | Meeting Date | 06-May-2020 | |||
ISIN | US19239V3024 | Agenda | 935148963 - Management | |||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 05-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Dave Schaeffer | For | For | |||
2 | D. Blake Bath | For | For | |||
3 | Steven D. Brooks | For | For | |||
4 | Lewis H. Ferguson, III | For | For | |||
5 | Carolyn Katz | For | For | |||
6 | Sheryl Kennedy | For | For | |||
7 | Marc Montagner | For | For | |||
2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accountants for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | Non-binding advisory vote to approve named executive officer compensation. | Management | For | For | ||
REALOGY HOLDINGS CORP. | ||||||
Security | 75605Y106 | Meeting Type | Annual | |||
Ticker Symbol | RLGY | Meeting Date | 06-May-2020 | |||
ISIN | US75605Y1064 | Agenda | 935149408 - Management | |||
Record Date | 10-Mar-2020 | Holding Recon Date | 10-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 05-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director for a one-year term expiring in 2021: Fiona P. Dias | Management | For | For | ||
1B. | Election of Director for a one-year term expiring in 2021: Matthew J. Espe | Management | For | For | ||
1C. | Election of Director for a one-year term expiring in 2021: V. Ann Hailey | Management | For | For | ||
1D. | Election of Director for a one-year term expiring in 2021: Bryson R. Koehler | Management | For | For | ||
1E. | Election of Director for a one-year term expiring in 2021: Duncan L. Niederauer | Management | For | For | ||
1F. | Election of Director for a one-year term expiring in 2021: Ryan M. Schneider | Management | For | For | ||
1G. | Election of Director for a one-year term expiring in 2021: Enrique Silva | Management | For | For | ||
1H. | Election of Director for a one-year term expiring in 2021: Sherry M. Smith | Management | For | For | ||
1I. | Election of Director for a one-year term expiring in 2021: Christopher S. Terrill | Management | For | For | ||
1J. | Election of Director for a one-year term expiring in 2021: Michael J. Williams | Management | For | For | ||
2. | Advisory Approval of the Compensation of our Named Executive Officers. | Management | For | For | ||
3. | Ratification of the Appointment of PricewaterhouseCoopers LLP to serve as our Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||
INNOSPEC INC. | ||||||
Security | 45768S105 | Meeting Type | Annual | |||
Ticker Symbol | IOSP | Meeting Date | 06-May-2020 | |||
ISIN | US45768S1050 | Agenda | 935149612 - Management | |||
Record Date | 12-Mar-2020 | Holding Recon Date | 12-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 05-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Joachim Roeser | For | For | |||
2 | Claudia Poccia | For | For | |||
2. | Say on Pay - An advisory vote on the approval of executive compensation. | Management | For | For | ||
3. | Ratification of the appointment of Innospec Inc.'s independent registered public accounting firm. | Management | For | For | ||
SPX FLOW, INC. | ||||||
Security | 78469X107 | Meeting Type | Annual | |||
Ticker Symbol | FLOW | Meeting Date | 06-May-2020 | |||
ISIN | US78469X1072 | Agenda | 935154788 - Management | |||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 05-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Robert F. Hull, Jr. | Management | For | For | ||
1B. | Election of Director: David V. Singer | Management | For | For | ||
2. | To approve, on an advisory basis, the compensation of SPX FLOW's named executive officers as disclosed in its proxy statement. | Management | For | For | ||
3. | To ratify the appointment of Deloitte & Touche LLP as SPX FLOW's independent public accountants for 2020. | Management | For | For | ||
DIAMONDROCK HOSPITALITY CO | ||||||
Security | 252784301 | Meeting Type | Annual | |||
Ticker Symbol | DRH | Meeting Date | 06-May-2020 | |||
ISIN | US2527843013 | Agenda | 935157518 - Management | |||
Record Date | 06-Mar-2020 | Holding Recon Date | 06-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 05-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: William W. McCarten | Management | For | For | ||
1B. | Election of Director: Mark W. Brugger | Management | For | For | ||
1C. | Election of Director: Timothy R. Chi | Management | For | For | ||
1D. | Election of Director: Maureen L. McAvey | Management | For | For | ||
1E. | Election of Director: Gilbert T. Ray | Management | For | For | ||
1F. | Election of Director: William J. Shaw | Management | For | For | ||
1G. | Election of Director: Bruce D. Wardinski | Management | For | For | ||
1H. | Election of Director: Kathleen A. Wayton | Management | For | For | ||
2. | To approve, on a non-binding, advisory basis, the compensation of the named executive officers, as disclosed in the proxy statement. | Management | For | For | ||
3. | To ratify the appointment of KPMG LLP as the independent auditors for DiamondRock Hospitality Company for the fiscal year ending December 31, 2020. | Management | For | For | ||
KOPPERS HOLDINGS INC. | ||||||
Security | 50060P106 | Meeting Type | Annual | |||
Ticker Symbol | KOP | Meeting Date | 06-May-2020 | |||
ISIN | US50060P1066 | Agenda | 935167254 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 05-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Leroy M. Ball | Management | For | For | ||
1b. | Election of Director: Xudong Feng | Management | For | For | ||
1c. | Election of Director: Traci L. Jensen | Management | For | For | ||
1d. | Election of Director: David L. Motley | Management | For | For | ||
1e. | Election of Director: Albert J. Neupaver | Management | For | For | ||
1f. | Election of Director: Louis L. Testoni | Management | For | For | ||
1g. | Election of Director: Stephen R. Tritch | Management | For | For | ||
1h. | Election of Director: Sonja M. Wilkerson | Management | For | For | ||
2. | PROPOSAL TO APPROVE 2020 LONG TERM INCENTIVE PLAN | Management | For | For | ||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTION COMPENSATION | Management | For | For | ||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2020 | Management | For | For | ||
GIBRALTAR INDUSTRIES, INC. | ||||||
Security | 374689107 | Meeting Type | Annual | |||
Ticker Symbol | ROCK | Meeting Date | 06-May-2020 | |||
ISIN | US3746891072 | Agenda | 935174413 - Management | |||
Record Date | 18-Mar-2020 | Holding Recon Date | 18-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 05-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Mark G. Barberio | Management | For | For | ||
1B. | Election of Director: William T. Bosway | Management | For | For | ||
1C. | Election of Director: Sharon M. Brady | Management | For | For | ||
1D. | Election of Director: Craig A. Hindman | Management | For | For | ||
1E. | Election of Director: Vinod M. Khilnani | Management | For | For | ||
1F. | Election of Director: Linda K. Myers | Management | For | For | ||
1G. | Election of Director: William P. Montague | Management | For | For | ||
1H. | Election of Director: James B. Nish | Management | For | For | ||
1I. | Election of Director: Atlee Valentine Pope | Management | For | For | ||
2. | Advisory approval on the company's executive compensation (Say- On-Pay). | Management | For | For | ||
3. | Ratification of Ernst & Young LLP as our Independent Registered Public Accounting Firm. | Management | For | For | ||
ROGERS CORPORATION | ||||||
Security | 775133101 | Meeting Type | Annual | |||
Ticker Symbol | ROG | Meeting Date | 07-May-2020 | |||
ISIN | US7751331015 | Agenda | 935141159 - Management | |||
Record Date | 05-Mar-2020 | Holding Recon Date | 05-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 06-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Keith L. Barnes | For | For | |||
2 | Bruce D. Hoechner | For | For | |||
3 | Carol R. Jensen | For | For | |||
4 | Ganesh Moorthy | For | For | |||
5 | Jeffrey J. Owens | For | For | |||
6 | Helene Simonet | For | For | |||
7 | Peter C. Wallace | For | For | |||
2. | To vote on a non-binding advisory resolution to approve the 2019 compensation of the named executive officers of Rogers Corporation. | Management | For | For | ||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Rogers Corporation for the fiscal year ending December 31, 2020. | Management | For | For | ||
COMMUNITY HEALTHCARE TRUST INCORPORATED | ||||||
Security | 20369C106 | Meeting Type | Annual | |||
Ticker Symbol | CHCT | Meeting Date | 07-May-2020 | |||
ISIN | US20369C1062 | Agenda | 935144523 - Management | |||
Record Date | 06-Mar-2020 | Holding Recon Date | 06-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 06-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Alan Gardner | For | For | |||
2 | Claire Gulmi | For | For | |||
3 | Robert Hensley | For | For | |||
4 | Lawrence Van Horn | For | For | |||
5 | Timothy Wallace | For | For | |||
2. | To approve, on a non-binding advisory basis, the following resolution: RESOLVED, that the stockholders of Community Healthcare Trust Incorporated approve, on a non-binding advisory basis, the compensation of the named executive officers as disclosed pursuant to Item 402 of Regulation S-K in the Company's proxy statement for the 2020 annual meeting of stockholders. | Management | For | For | ||
3. | To approve, on a non-binding advisory basis, the frequency of a non-binding advisory vote on executive compensation. | Management | 1 Year | For | ||
4. | To ratify the appointment of BDO USA, LLP as the Company's independent registered public accountants for 2020. | Management | For | For | ||
VEECO INSTRUMENTS INC. | ||||||
Security | 922417100 | Meeting Type | Annual | |||
Ticker Symbol | VECO | Meeting Date | 07-May-2020 | |||
ISIN | US9224171002 | Agenda | 935144650 - Management | |||
Record Date | 10-Mar-2020 | Holding Recon Date | 10-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 06-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Kathleen A. Bayless | For | For | |||
2 | Gordon Hunter | For | For | |||
3 | Peter J. Simone | For | For | |||
2. | APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020 | Management | For | For | ||
U.S. SILICA HOLDINGS, INC. | ||||||
Security | 90346E103 | Meeting Type | Annual | |||
Ticker Symbol | SLCA | Meeting Date | 07-May-2020 | |||
ISIN | US90346E1038 | Agenda | 935145549 - Management | |||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 06-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Peter Bernard | Management | For | For | ||
1B. | Election of Director: Diane K. Duren | Management | For | For | ||
1C. | Election of Director: William J. Kacal | Management | For | For | ||
1D. | Election of Director: Bonnie C. Lind | Management | For | For | ||
1E. | Election of Director: Charles Shaver | Management | For | For | ||
1F. | Election of Director: Bryan A. Shinn | Management | For | For | ||
1G. | Election of Director: J. Michael Stice | Management | For | For | ||
2. | Advisory vote to approve the compensation of our named executive officers, as disclosed in the proxy statement. | Management | For | For | ||
3. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||
4. | Ratification of the appointment of Grant Thornton LLP as our Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||
5. | Approval of our Second Amended and Restated 2011 Incentive Compensation Plan. | Management | For | For | ||
CURTISS-WRIGHT CORPORATION | ||||||
Security | 231561101 | Meeting Type | Annual | |||
Ticker Symbol | CW | Meeting Date | 07-May-2020 | |||
ISIN | US2315611010 | Agenda | 935145575 - Management | |||
Record Date | 10-Mar-2020 | Holding Recon Date | 10-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 06-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | David C. Adams | For | For | |||
2 | Dean M. Flatt | For | For | |||
3 | S. Marce Fuller | For | For | |||
4 | Bruce D. Hoechner | For | For | |||
5 | Glenda J. Minor | For | For | |||
6 | John B. Nathman | For | For | |||
7 | Robert J. Rivet | For | For | |||
8 | Albert E. Smith | For | For | |||
9 | Peter C. Wallace | For | For | |||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020 | Management | For | For | ||
3. | An advisory (non-binding) vote to approve the compensation of the Company's named executive officers | Management | For | For | ||
BOISE CASCADE COMPANY | ||||||
Security | 09739D100 | Meeting Type | Annual | |||
Ticker Symbol | BCC | Meeting Date | 07-May-2020 | |||
ISIN | US09739D1000 | Agenda | 935147896 - Management | |||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 06-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Thomas Carlile | Management | For | For | ||
1B. | Election of Director: Kristopher Matula | Management | For | For | ||
1C. | Election of Director: Duane McDougall | Management | For | For | ||
2. | Advisory vote on frequency of advisory vote regarding executive compensation. | Management | 1 Year | For | ||
3. | Advisory vote approving the Company's executive compensation. | Management | For | For | ||
4. | To adopt the amendments to the Certificate of Incorporation to declassify the board by 2023. | Management | For | For | ||
5. | To adopt the amendments to the Certificate of Incorporation to remove governance principles no longer applicable. | Management | For | For | ||
6. | To ratify the appointment of KPMG as the Company's external auditors for the year ended December 31, 2020. | Management | For | For | ||
TTM TECHNOLOGIES, INC. | ||||||
Security | 87305R109 | Meeting Type | Annual | |||
Ticker Symbol | TTMI | Meeting Date | 07-May-2020 | |||
ISIN | US87305R1095 | Agenda | 935148634 - Management | |||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 06-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Kenton K. Alder | For | For | |||
2 | Julie S. England | For | For | |||
3 | Philip G. Franklin | For | For | |||
2. | To approve a proposed amendment to the TTM Technologies, Inc. 2014 Incentive Compensation Plan. | Management | For | For | ||
3. | Advisory vote on the compensation of our named executive officers. | Management | For | For | ||
4. | To approve, on an advisory basis, the frequency of future advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | ||
5. | The ratification of the appointment of KPMG LLP as independent registered public accounting firm for the fiscal year ending December 28, 2020. | Management | For | For | ||
ITRON, INC. | ||||||
Security | 465741106 | Meeting Type | Annual | |||
Ticker Symbol | ITRI | Meeting Date | 07-May-2020 | |||
ISIN | US4657411066 | Agenda | 935151388 - Management | |||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 06-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Jerome J. Lande | Management | For | For | ||
1B. | Election of Director: Frank M. Jaehnert | Management | For | For | ||
1C. | Election of Director: Gary E. Pruitt | Management | For | For | ||
2. | Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | Management | For | For | ||
3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accountant for 2020. | Management | For | For | ||
SOUTHWEST GAS HOLDINGS, INC. | ||||||
Security | 844895102 | Meeting Type | Annual | |||
Ticker Symbol | SWX | Meeting Date | 07-May-2020 | |||
ISIN | US8448951025 | Agenda | 935152570 - Management | |||
Record Date | 10-Mar-2020 | Holding Recon Date | 10-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 06-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Robert L. Boughner | For | For | |||
2 | José A. Cárdenas | For | For | |||
3 | Stephen C. Comer | For | For | |||
4 | John P. Hester | For | For | |||
5 | Jane Lewis-Raymond | For | For | |||
6 | Anne L. Mariucci | For | For | |||
7 | Michael J. Melarkey | For | For | |||
8 | A. Randall Thoman | For | For | |||
9 | Thomas A. Thomas | For | For | |||
10 | Leslie T. Thornton | For | For | |||
2. | To APPROVE, on a non-binding, advisory basis, the Company's Executive Compensation. | Management | For | For | ||
3. | To RATIFY the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year 2020. | Management | For | For | ||
RLI CORP. | ||||||
Security | 749607107 | Meeting Type | Annual | |||
Ticker Symbol | RLI | Meeting Date | 07-May-2020 | |||
ISIN | US7496071074 | Agenda | 935153421 - Management | |||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 06-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Kaj Ahlmann | For | For | |||
2 | Michael E. Angelina | For | For | |||
3 | John T. Baily | For | For | |||
4 | Calvin G. Butler, Jr. | For | For | |||
5 | David B. Duclos | For | For | |||
6 | Susan S. Fleming | For | For | |||
7 | Jordan W. Graham | For | For | |||
8 | Jonathan E. Michael | For | For | |||
9 | Robert P. Restrepo, Jr. | For | For | |||
10 | Debbie S. Roberts | For | For | |||
11 | Michael J. Stone | For | For | |||
2. | Approve the amendment to the Company's Amended and Restated Certificate of Incorporation increasing the number of authorized shares of Common Stock. | Management | For | For | ||
3. | Advisory vote to approve executive compensation (the "Say-on- Pay" vote). | Management | For | For | ||
4. | Ratify the selection of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm. | Management | For | For | ||
AMERICAN AXLE & MANUFACTURING HLDGS, INC | ||||||
Security | 024061103 | Meeting Type | Annual | |||
Ticker Symbol | AXL | Meeting Date | 07-May-2020 | |||
ISIN | US0240611030 | Agenda | 935154233 - Management | |||
Record Date | 12-Mar-2020 | Holding Recon Date | 12-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 06-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A | Election of Director: James A. McCaslin | Management | For | For | ||
1B | Election of Director: William P. Miller II | Management | For | For | ||
1C | Election of Director: Sandra E. Pierce | Management | For | For | ||
2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers | Management | For | For | ||
3. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020 | Management | For | For | ||
ACADIA REALTY TRUST | ||||||
Security | 004239109 | Meeting Type | Annual | |||
Ticker Symbol | AKR | Meeting Date | 07-May-2020 | |||
ISIN | US0042391096 | Agenda | 935154904 - Management | |||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 06-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Trustee: Kenneth F. Bernstein | Management | For | For | ||
1B. | Election of Trustee: Douglas Crocker II | Management | For | For | ||
1C. | Election of Trustee: Lorrence T. Kellar | Management | For | For | ||
1D. | Election of Trustee: Wendy Luscombe | Management | For | For | ||
1E. | Election of Trustee: William T. Spitz | Management | For | For | ||
1F. | Election of Trustee: Lynn C. Thurber | Management | For | For | ||
1G. | Election of Trustee: Lee S. Wielansky | Management | For | For | ||
1H. | Election of Trustee: C. David Zoba | Management | For | For | ||
2. | THE RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. | Management | For | For | ||
3. | THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY'S 2020 PROXY STATEMENT IN ACCORDANCE WITH COMPENSATION RULES OF THE SECURITIES AND EXCHANGE COMMISSION. | Management | For | For | ||
4. | TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE THE ACADIA REALTY TRUST 2020 SHARE INCENTIVE PLAN. | Management | For | For | ||
J2 GLOBAL, INC | ||||||
Security | 48123V102 | Meeting Type | Annual | |||
Ticker Symbol | JCOM | Meeting Date | 07-May-2020 | |||
ISIN | US48123V1026 | Agenda | 935157467 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 06-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Richard S. Ressler | Management | For | For | ||
1B. | Election of Director: Douglas Y. Bech | Management | For | For | ||
1C. | Election of Director: Robert J. Cresci | Management | For | For | ||
1D. | Election of Director: Sarah Fay | Management | For | For | ||
1E. | Election of Director: W. Brian Kretzmer | Management | For | For | ||
1F. | Election of Director: Jonathan F. Miller | Management | For | For | ||
1G. | Election of Director: Stephen Ross | Management | For | For | ||
1H. | Election of Director: Vivek Shah | Management | For | For | ||
2. | To ratify the appointment of BDO USA, LLP to serve as J2 Global's independent auditors for fiscal 2020. | Management | For | For | ||
3. | To provide an advisory vote on the compensation of J2 Global's named executive officers. | Management | For | For | ||
P.H. GLATFELTER COMPANY | ||||||
Security | 377316104 | Meeting Type | Annual | |||
Ticker Symbol | GLT | Meeting Date | 07-May-2020 | |||
ISIN | US3773161043 | Agenda | 935166036 - Management | |||
Record Date | 17-Mar-2020 | Holding Recon Date | 17-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 06-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Bruce Brown | For | For | |||
2 | Kathleen A. Dahlberg | For | For | |||
3 | Nicholas DeBenedictis | For | For | |||
4 | Kevin M. Fogarty | For | For | |||
5 | Marie T. Gallagher | For | For | |||
6 | J. Robert Hall | For | For | |||
7 | Ronald J. Naples | For | For | |||
8 | Dante C. Parrini | For | For | |||
9 | Lee C. Stewart | For | For | |||
2. | Proposal to ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | Advisory approval of the Company's named executive officer compensation for the fiscal year ended December 31, 2019. | Management | For | For | ||
CINCINNATI BELL INC. | ||||||
Security | 171871502 | Meeting Type | Special | |||
Ticker Symbol | CBB | Meeting Date | 07-May-2020 | |||
ISIN | US1718715022 | Agenda | 935166226 - Management | |||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 06-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | To adopt the Agreement and Plan of Merger, dated as of March 13, 2020 (the "merger agreement"), by and among Red Fiber Parent LLC, a Delaware limited liability company ("Parent"), Cincinnati Bell Inc., an Ohio corporation (the "Company"), and RF Merger Sub Inc., an Ohio corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving the merger as a subsidiary of Parent. | Management | For | For | ||
2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to the Company's named executive officers in connection with, or following, the consummation of the merger. | Management | For | For | ||
3. | To adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in the event there are insufficient votes at the time of the special meeting or any adjournment or postponement thereof to adopt the merger agreement. | Management | For | For | ||
THE ANDERSONS, INC. | ||||||
Security | 034164103 | Meeting Type | Annual | |||
Ticker Symbol | ANDE | Meeting Date | 08-May-2020 | |||
ISIN | US0341641035 | Agenda | 935146894 - Management | |||
Record Date | 10-Mar-2020 | Holding Recon Date | 10-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 07-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Patrick E. Bowe | For | For | |||
2 | Michael J Anderson, Sr. | For | For | |||
3 | Gerard M. Anderson | For | For | |||
4 | Stephen F. Dowdle | For | For | |||
5 | Pamela S. Hershberger | For | For | |||
6 | Catherine M. Kilbane | For | For | |||
7 | Robert J. King, Jr. | For | For | |||
8 | Ross W. Manire | For | For | |||
9 | Patrick S. Mullin | For | For | |||
10 | John T. Stout, Jr. | For | For | |||
2. | An advisory vote on executive compensation, approving the resolution provided in the proxy statement. | Management | For | For | ||
3. | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||
POWER INTEGRATIONS, INC. | ||||||
Security | 739276103 | Meeting Type | Annual | |||
Ticker Symbol | POWI | Meeting Date | 08-May-2020 | |||
ISIN | US7392761034 | Agenda | 935149585 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 07-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Wendy Arienzo | For | For | |||
2 | Balu Balakrishnan | For | For | |||
3 | Nicholas E. Brathwaite | For | For | |||
4 | Anita Ganti | For | For | |||
5 | William George | For | For | |||
6 | Balakrishnan S. Iyer | For | For | |||
7 | Necip Sayiner | For | For | |||
8 | Steven J. Sharp | For | For | |||
2. | To approve, on an advisory basis, the compensation of Power Integrations' named executive officers, as disclosed in the proxy statement. | Management | For | For | ||
3. | To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of Power Integrations for the fiscal year ending December 31, 2020. | Management | For | For | ||
FRANKLIN ELECTRIC CO., INC. | ||||||
Security | 353514102 | Meeting Type | Annual | |||
Ticker Symbol | FELE | Meeting Date | 08-May-2020 | |||
ISIN | US3535141028 | Agenda | 935153445 - Management | |||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 07-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: David T. Brown | Management | For | For | ||
1B. | Election of Director: Victor D. Grizzle | Management | For | For | ||
1C. | Election of Director: Thomas R. VerHage | Management | For | For | ||
2. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||
3. | Approve, on an advisory basis, the executive compensation of the Named Executive Officers as disclosed in the Proxy Statement. | Management | For | For | ||
COOPER TIRE & RUBBER COMPANY | ||||||
Security | 216831107 | Meeting Type | Annual | |||
Ticker Symbol | CTB | Meeting Date | 08-May-2020 | |||
ISIN | US2168311072 | Agenda | 935155057 - Management | |||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 07-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Steven M. Chapman | For | For | |||
2 | Susan F. Davis | For | For | |||
3 | Kathryn P. Dickson | For | For | |||
4 | John J. Holland | For | For | |||
5 | Bradley E. Hughes | For | For | |||
6 | Tracey I. Joubert | For | For | |||
7 | Gary S. Michel | For | For | |||
8 | Brian C. Walker | For | For | |||
9 | Robert D. Welding | For | For | |||
2. | To ratify the selection of the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||
3. | To approve, on a non-binding advisory basis, the Company's named executive officer compensation. | Management | For | For | ||
THE BRINK'S COMPANY | ||||||
Security | 109696104 | Meeting Type | Annual | |||
Ticker Symbol | BCO | Meeting Date | 08-May-2020 | |||
ISIN | US1096961040 | Agenda | 935168927 - Management | |||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 07-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director for a term expiring in 2021: Kathie J. Andrade | Management | For | For | ||
1.2 | Election of Director for a term expiring in 2021: Paul G. Boynton | Management | For | For | ||
1.3 | Election of Director for a term expiring in 2021: Ian D. Clough | Management | For | For | ||
1.4 | Election of Director for a term expiring in 2021: Susan E. Docherty | Management | For | For | ||
1.5 | Election of Director for a term expiring in 2021: Reginald D. Hedgebeth | Management | For | For | ||
1.6 | Election of Director for a term expiring in 2021: Dan R. Henry | Management | For | For | ||
1.7 | Election of Director for a term expiring in 2021: Michael J. Herling | Management | For | For | ||
1.8 | Election of Director for a term expiring in 2021: Douglas A. Pertz | Management | For | For | ||
1.9 | Election of Director for a term expiring in 2021: George I. Stoeckert | Management | For | For | ||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||
3. | Approval of KPMG LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||
MKS INSTRUMENTS, INC. | ||||||
Security | 55306N104 | Meeting Type | Annual | |||
Ticker Symbol | MKSI | Meeting Date | 11-May-2020 | |||
ISIN | US55306N1046 | Agenda | 935153572 - Management | |||
Record Date | 04-Mar-2020 | Holding Recon Date | 04-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 08-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Joseph B. Donahue | For | For | |||
2 | Janice K. Henry | For | For | |||
2. | The approval, on an advisory basis, of executive compensation. | Management | For | For | ||
3. | The ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||
OFFICE DEPOT, INC. | ||||||
Security | 676220106 | Meeting Type | Annual | |||
Ticker Symbol | ODP | Meeting Date | 11-May-2020 | |||
ISIN | US6762201068 | Agenda | 935161682 - Management | |||
Record Date | 17-Mar-2020 | Holding Recon Date | 17-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 08-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Quincy L. Allen | Management | For | For | ||
1B. | Election of Director: Kristin A. Campbell | Management | For | For | ||
1C. | Election of Director: Cynthia T. Jamison | Management | For | For | ||
1D. | Election of Director: Francesca Ruiz de Luzuriaga | Management | For | For | ||
1E. | Election of Director: Shashank Samant | Management | For | For | ||
1F. | Election of Director: Gerry P. Smith | Management | For | For | ||
1G. | Election of Director: David M. Szymanski | Management | For | For | ||
1H. | Election of Director: Joseph S. Vassalluzzo | Management | For | For | ||
2. | To ratify the appointment of Deloitte & Touche LLP as Office Depot, Inc.'s independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||
3. | To approve, in a non-binding, advisory vote, Office Depot, Inc.'s executive compensation. | Management | For | For | ||
4. | To authorize an amendment to Office Depot, Inc.'s Restated Certificate of Incorporation, as amended, to effect a reverse stock split of Office Depot, Inc.'s common stock, par value $0.01 per share, at a ratio of not less than 1-for-5 and not greater than 1-for-10, with the exact ratio and effective time of the reverse stock split to be determined by the Board of Directors. | Management | For | For | ||
AVISTA CORP. | ||||||
Security | 05379B107 | Meeting Type | Annual | |||
Ticker Symbol | AVA | Meeting Date | 11-May-2020 | |||
ISIN | US05379B1070 | Agenda | 935163395 - Management | |||
Record Date | 10-Mar-2020 | Holding Recon Date | 10-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 08-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Kristianne Blake | Management | For | For | ||
1B. | Election of Director: Donald C. Burke | Management | For | For | ||
1C. | Election of Director: Rebecca A. Klein | Management | For | For | ||
1D. | Election of Director: Scott H. Maw | Management | For | For | ||
1E. | Election of Director: Scott L. Morris | Management | For | For | ||
1F. | Election of Director: Jeffry L. Phillips | Management | For | For | ||
1G. | Election of Director: Marc F. Racicot | Management | For | For | ||
1H. | Election of Director: Heidi B. Stanley | Management | For | For | ||
1I. | Election of Director: R. John Taylor | Management | For | For | ||
1J. | Election of Director: Dennis P. Vermillion | Management | For | For | ||
1K. | Election of Director: Janet D. Widmann | Management | For | For | ||
2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||
3. | Advisory (non-binding) vote on executive compensation. | Management | For | For | ||
UNITED BANKSHARES, INC. | ||||||
Security | 909907107 | Meeting Type | Annual | |||
Ticker Symbol | UBSI | Meeting Date | 12-May-2020 | |||
ISIN | US9099071071 | Agenda | 935143292 - Management | |||
Record Date | 05-Mar-2020 | Holding Recon Date | 05-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 11-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Richard M. Adams | For | For | |||
2 | Peter A. Converse | For | For | |||
3 | Michael P. Fitzgerald | For | For | |||
4 | Theodore J. Georgelas | For | For | |||
5 | J. Paul McNamara | For | For | |||
6 | Mark R. Nesselroad | For | For | |||
7 | Jerold L. Rexroad | For | For | |||
8 | Albert H. Small, Jr. | For | For | |||
9 | Mary K. Weddle | For | For | |||
10 | Gary G. White | For | For | |||
11 | P. Clinton Winter | For | For | |||
2. | To ratify the selection of Ernst & Young LLP to act as the independent registered public accounting firm for 2020. | Management | For | For | ||
3. | To approve, on an advisory basis, the compensation of United's named executive officers. | Management | For | For | ||
4. | To approve the United 2020 Long-Term Incentive Plan. | Management | For | For | ||
HEALTHCARE REALTY TRUST INCORPORATED | ||||||
Security | 421946104 | Meeting Type | Annual | |||
Ticker Symbol | HR | Meeting Date | 12-May-2020 | |||
ISIN | US4219461047 | Agenda | 935149357 - Management | |||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 11-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Todd J. Meredith | For | For | |||
2 | John V. Abbott | For | For | |||
3 | Nancy H. Agee | For | For | |||
4 | Edward H. Braman | For | For | |||
5 | James J. Kilroy | For | For | |||
6 | Peter F. Lyle, Sr. | For | For | |||
7 | John Knox Singleton | For | For | |||
8 | Bruce D. Sullivan | For | For | |||
9 | Christann M. Vasquez | For | For | |||
2. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for the Company and its subsidiaries for the Company's 2020 fiscal year. | Management | For | For | ||
3. | To approve, on a non-binding advisory basis, the following resolution: RESOLVED, that the shareholders of Healthcare Realty Trust Incorporated approve, on a non-binding advisory basis, the compensation of the Named Executive Officers as disclosed pursuant to Item 402 of Regulation S-K in the Company's proxy statement for the 2020 Annual Meeting of Shareholders. | Management | For | For | ||
DINE BRANDS GLOBAL, INC. | ||||||
Security | 254423106 | Meeting Type | Annual | |||
Ticker Symbol | DIN | Meeting Date | 12-May-2020 | |||
ISIN | US2544231069 | Agenda | 935152051 - Management | |||
Record Date | 18-Mar-2020 | Holding Recon Date | 18-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 11-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: Howard M. Berk | Management | For | For | ||
1.2 | Election of Director: Daniel J. Brestle | Management | For | For | ||
1.3 | Election of Director: Susan M. Collyns | Management | For | For | ||
1.4 | Election of Director: Larry A. Kay | Management | For | For | ||
1.5 | Election of Director: Caroline W. Nahas | Management | For | For | ||
1.6 | Election of Director: Douglas M. Pasquale | Management | For | For | ||
1.7 | Election of Director: Gilbert T. Ray | Management | For | For | ||
2. | Ratification of the appointment of Ernst & Young LLP as the Corporation's independent auditor for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | Approval, on an advisory basis, of the compensation of the Corporation's named executive officers. | Management | For | For | ||
4. | A stockholder proposal to engage an investment banking firm to effectuate a spin-off of the Corporation's IHOP business unit. | Shareholder | Against | For | ||
CALLAWAY GOLF COMPANY | ||||||
Security | 131193104 | Meeting Type | Annual | |||
Ticker Symbol | ELY | Meeting Date | 12-May-2020 | |||
ISIN | US1311931042 | Agenda | 935154877 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 11-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Oliver G. Brewer III | For | For | |||
2 | Samuel H. Armacost | For | For | |||
3 | Scott H. Baxter | For | For | |||
4 | John C. Cushman, III | For | For | |||
5 | Laura J. Flanagan | For | For | |||
6 | Russell L. Fleischer | For | For | |||
7 | John F. Lundgren | For | For | |||
8 | Adebayo O. Ogunlesi | For | For | |||
9 | Linda B. Segre | For | For | |||
10 | Anthony S. Thornley | For | For | |||
2. | Ratify, on an advisory basis, the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | Approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||
4. | Approve an amendment to the Certificate of Incorporation to eliminate cumulative voting in the election of directors. | Management | For | For | ||
WABASH NATIONAL CORPORATION | ||||||
Security | 929566107 | Meeting Type | Annual | |||
Ticker Symbol | WNC | Meeting Date | 12-May-2020 | |||
ISIN | US9295661071 | Agenda | 935155336 - Management | |||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 11-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Therese M. Bassett | Management | For | For | ||
1B. | Election of Director: John G. Boss | Management | For | For | ||
1C. | Election of Director: John E. Kunz | Management | For | For | ||
1D. | Election of Director: Larry J. Magee | Management | For | For | ||
1E. | Election of Director: Ann D. Murtlow | Management | For | For | ||
1F. | Election of Director: Scott K. Sorensen | Management | For | For | ||
1G. | Election of Director: Stuart A. Taylor II | Management | For | For | ||
1H. | Election of Director: Brent L. Yeagy | Management | For | For | ||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||
3. | To ratify the appointment of Ernst & Young LLP as Wabash National Corporation's independent registered public accounting firm for the year ending December 31, 2020 | Management | For | For | ||
ALLETE, INC. | ||||||
Security | 018522300 | Meeting Type | Annual | |||
Ticker Symbol | ALE | Meeting Date | 12-May-2020 | |||
ISIN | US0185223007 | Agenda | 935157051 - Management | |||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 11-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Kathryn W. Dindo | Management | For | For | ||
1B. | Election of Director: George G. Goldfarb | Management | For | For | ||
1C. | Election of Director: Alan R. Hodnik | Management | For | For | ||
1D. | Election of Director: James J. Hoolihan | Management | For | For | ||
1E. | Election of Director: Heidi E. Jimmerson | Management | For | For | ||
1F. | Election of Director: Madeleine W. Ludlow | Management | For | For | ||
1G. | Election of Director: Susan K. Nestegard | Management | For | For | ||
1H. | Election of Director: Douglas C. Neve | Management | For | For | ||
1I. | Election of Director: Bethany M. Owen | Management | For | For | ||
1J. | Election of Director: Robert P. Powers | Management | For | For | ||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as ALLETE's independent registered public accounting firm for 2020. | Management | For | For | ||
ENOVA INTERNATIONAL, INC. | ||||||
Security | 29357K103 | Meeting Type | Annual | |||
Ticker Symbol | ENVA | Meeting Date | 12-May-2020 | |||
ISIN | US29357K1034 | Agenda | 935158762 - Management | |||
Record Date | 19-Mar-2020 | Holding Recon Date | 19-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 11-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director (term expires 2021): Ellen Carnahan | Management | For | For | ||
1B. | Election of Director (term expires 2021): Daniel R. Feehan | Management | For | For | ||
1C. | Election of Director (term expires 2021): David Fisher | Management | For | For | ||
1D. | Election of Director (term expires 2021): William M. Goodyear | Management | For | For | ||
1E. | Election of Director (term expires 2021): James A. Gray | Management | For | For | ||
1F. | Election of Director (term expires 2021): Gregg A. Kaplan | Management | For | For | ||
1G. | Election of Director (term expires 2021): Mark P. McGowan | Management | For | For | ||
1H. | Election of Director (term expires 2021): Mark A. Tebbe | Management | For | For | ||
2. | A non-binding advisory vote to approve the compensation paid to the Company's named executive officers. | Management | For | For | ||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2020. | Management | For | For | ||
B&G FOODS, INC. | ||||||
Security | 05508R106 | Meeting Type | Annual | |||
Ticker Symbol | BGS | Meeting Date | 12-May-2020 | |||
ISIN | US05508R1068 | Agenda | 935159334 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 11-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: DeAnn L. Brunts | Management | For | For | ||
1.2 | Election of Director: Charles F. Marcy | Management | For | For | ||
1.3 | Election of Director: Robert D. Mills | Management | For | For | ||
1.4 | Election of Director: Dennis M. Mullen | Management | For | For | ||
1.5 | Election of Director: Cheryl M. Palmer | Management | For | For | ||
1.6 | Election of Director: Alfred Poe | Management | For | For | ||
1.7 | Election of Director: Kenneth G. Romanzi | Management | For | For | ||
1.8 | Election of Director: Stephen C. Sherrill | Management | For | For | ||
1.9 | Election of Director: David L. Wenner | Management | For | For | ||
2. | Approval, by non-binding advisory vote, of executive compensation (Proposal No. 2). | Management | For | For | ||
3. | Ratification of Appointment of KPMG LLP as Independent Registered Public Accounting Firm (Proposal No. 3). | Management | For | For | ||
AAON, INC. | ||||||
Security | 000360206 | Meeting Type | Annual | |||
Ticker Symbol | AAON | Meeting Date | 12-May-2020 | |||
ISIN | US0003602069 | Agenda | 935161846 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 11-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director for a term ending in 2023: Caron A. Lawhorn | Management | For | For | ||
1.2 | Election of Director for a term ending in 2023: Stephen O. LeClair | Management | For | For | ||
2. | Proposal to amend the Company's 2016 Incentive Plan to authorize an additional 2,500,000 shares for issuance thereunder | Management | For | For | ||
3. | Proposal to approve, on an advisory basis, a resolution on the compensation of AAON's named executive officers as set forth in the Proxy Statement. | Management | For | For | ||
4. | Proposal to ratify Grant Thornton LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
CHART INDUSTRIES, INC. | ||||||
Security | 16115Q308 | Meeting Type | Annual | |||
Ticker Symbol | GTLS | Meeting Date | 12-May-2020 | |||
ISIN | US16115Q3083 | Agenda | 935162266 - Management | |||
Record Date | 17-Mar-2020 | Holding Recon Date | 17-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 11-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Carey Chen | For | For | |||
2 | Jillian C. Evanko | For | For | |||
3 | Steven W. Krablin | For | For | |||
4 | Singleton B. McAllister | For | For | |||
5 | Michael L. Molinini | For | For | |||
6 | David M. Sagehorn | For | For | |||
2. | To ratify the selection of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | Advisory vote on compensation of named executive officers. | Management | For | For | ||
RENEWABLE ENERGY GROUP, INC. | ||||||
Security | 75972A301 | Meeting Type | Annual | |||
Ticker Symbol | REGI | Meeting Date | 12-May-2020 | |||
ISIN | US75972A3014 | Agenda | 935163636 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 11-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Jeffrey Stroburg | Management | For | For | ||
1B. | Election of Director: Christopher D. Sorrells | Management | For | For | ||
1C. | Election of Director: Peter J.M. Harding | Management | For | For | ||
2. | Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | Management | For | For | ||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||
ONTO INNOVATION INC. | ||||||
Security | 683344105 | Meeting Type | Annual | |||
Ticker Symbol | ONTO | Meeting Date | 12-May-2020 | |||
ISIN | US6833441057 | Agenda | 935164400 - Management | |||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 11-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Jeffrey A. Aukerman | Management | For | For | ||
1B. | Election of Director: Leo Berlinghieri | Management | For | For | ||
1C. | Election of Director: Edward J. Brown, Jr. | Management | For | For | ||
1D. | Election of Director: Vita A. Cassese | Management | For | For | ||
1E. | Election of Director: Robert G. Deuster | Management | For | For | ||
1F. | Election of Director: David B. Miller | Management | For | For | ||
1G. | Election of Director: Michael P. Plisinski | Management | For | For | ||
1H. | Election of Director: Bruce C. Rhine | Management | For | For | ||
1I. | Election of Director: Christopher A. Seams | Management | For | For | ||
1J. | Election of Director: Christine A. Tsingos | Management | For | For | ||
2. | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | ||
3. | To approve the Onto Innovation Inc. 2020 Stock Plan. | Management | For | For | ||
4. | To approve the Onto Innovation Inc. 2020 Employee Stock Purchase Plan. | Management | Against | Against | ||
5. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 26, 2020. | Management | For | For | ||
TALOS ENERGY INC | ||||||
Security | 87484T108 | Meeting Type | Annual | |||
Ticker Symbol | TALO | Meeting Date | 12-May-2020 | |||
ISIN | US87484T1088 | Agenda | 935178295 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 11-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Class II Director: Timothy S. Duncan | Management | For | For | ||
1.2 | Election of Class II Director: John "Brad" Juneau | Management | For | For | ||
1.3 | Election of Class II Director: Donald R. Kendall, Jr. | Management | For | For | ||
2. | Proposal to ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year ending December 31, 2020. | Management | For | For | ||
3. | Proposal to approve, on a non-binding advisory basis, the Company's Named Executive Officer compensation for the fiscal year ended December 31, 2019. | Management | For | For | ||
NEXPOINT RESIDENTIAL TRUST, INC. | ||||||
Security | 65341D102 | Meeting Type | Annual | |||
Ticker Symbol | NXRT | Meeting Date | 12-May-2020 | |||
ISIN | US65341D1028 | Agenda | 935184755 - Management | |||
Record Date | 03-Apr-2020 | Holding Recon Date | 03-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 11-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | James Dondero | For | For | |||
2 | Brian Mitts | For | For | |||
3 | Edward Constantino | Withheld | Against | |||
4 | Scott Kavanaugh | Withheld | Against | |||
5 | Arthur Laffer | Withheld | Against | |||
2. | Advisory Vote on Executive Compensation: To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||
3. | Advisory Vote on the Frequency of Advisory Votes on Executive Compensation: To approve, on an advisory basis, the frequency of future advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | ||
4. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||
CLEARWATER PAPER CORPORATION | ||||||
Security | 18538R103 | Meeting Type | Annual | |||
Ticker Symbol | CLW | Meeting Date | 13-May-2020 | |||
ISIN | US18538R1032 | Agenda | 935151629 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 12-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Joe W. Laymon | Management | For | For | ||
1B. | Election of Director: John P. O'Donnell | Management | For | For | ||
2. | Ratification of the appointment of KPMG, LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||
4. | Approval of amendments to Clearwater Paper Corporation 2017 Stock Incentive Plan. | Management | For | For | ||
INDEPENDENCE REALTY TRUST, INC. | ||||||
Security | 45378A106 | Meeting Type | Annual | |||
Ticker Symbol | IRT | Meeting Date | 13-May-2020 | |||
ISIN | US45378A1060 | Agenda | 935154358 - Management | |||
Record Date | 19-Mar-2020 | Holding Recon Date | 19-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 12-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Scott F. Schaeffer | Management | For | For | ||
1B. | Election of Director: William C. Dunkelberg | Management | For | For | ||
1C. | Election of Director: Richard D. Gebert | Management | For | For | ||
1D. | Election of Director: Melinda H. McClure | Management | For | For | ||
1E. | Election of Director: Mack D. Pridgen III | Management | For | For | ||
1F. | Election of Director: DeForest B. Soaries, Jr. | Management | For | For | ||
2. | THE BOARD OF DIRECTORS RECOMMENDS: A VOTE FOR RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2020. | Management | For | For | ||
3. | THE BOARD OF DIRECTORS RECOMMENDS: A VOTE FOR THE ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||
4. | THE BOARD OF DIRECTORS RECOMMENDS: A VOTE FOR EVERY YEAR AS THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||
HAWAIIAN HOLDINGS, INC. | ||||||
Security | 419879101 | Meeting Type | Annual | |||
Ticker Symbol | HA | Meeting Date | 13-May-2020 | |||
ISIN | US4198791018 | Agenda | 935155158 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 12-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Donald J. Carty | |||||
2 | Earl E. Fry | |||||
3 | Lawrence S. Hershfield | |||||
4 | Peter R. Ingram | |||||
5 | Randall L. Jenson | |||||
6 | Crystal K. Rose | |||||
7 | Richard N. Zwern | |||||
2. | To ratify Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | ||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the Proxy Statement. | Management | ||||
A | OWNERSHIP QUESTIONNAIRE: Please mark ONE box ONLY indicating if stock owned of record or beneficially by you is owned or contributed by persons who are U.S. Citizens or non U.S. Citizens (See reverse side of this card for additional information.) Please check if owner of record is a U.S. Citizen, A box MUST be checked in order for this card to be considered valid. | Management | ||||
B | OWNERSHIP QUESTIONNAIRE: Please mark ONE box ONLY indicating if stock owned of record or beneficially by you is owned or contributed by persons who are U.S. Citizens or non U.S. Citizens (See reverse side of this card for additional information.) Please check if owner of record is NOT a U.S. Citizen, A box MUST be checked in order for this card to be considered valid. | Management | ||||
MATERION CORPORATION | ||||||
Security | 576690101 | Meeting Type | Annual | |||
Ticker Symbol | MTRN | Meeting Date | 13-May-2020 | |||
ISIN | US5766901012 | Agenda | 935158647 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 12-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1 | DIRECTOR | Management | ||||
1 | Vinod M. Khilnani | For | For | |||
2 | Emily M. Liggett | For | For | |||
3 | Robert J. Phillippy | For | For | |||
4 | Patrick Prevost | For | For | |||
5 | N. Mohan Reddy | For | For | |||
6 | Craig S. Shular | For | For | |||
7 | Darlene J. S. Solomon | For | For | |||
8 | Robert B. Toth | For | For | |||
9 | Jugal K. Vijayvargiya | For | For | |||
2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company. | Management | For | For | ||
3. | To approve, by non-binding vote, named executive officer compensation. | Management | For | For | ||
BENCHMARK ELECTRONICS, INC. | ||||||
Security | 08160H101 | Meeting Type | Annual | |||
Ticker Symbol | BHE | Meeting Date | 13-May-2020 | |||
ISIN | US08160H1014 | Agenda | 935159067 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 12-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Bruce A. Carlson | For | For | |||
2 | Douglas G. Duncan | For | For | |||
3 | Robert K. Gifford | For | For | |||
4 | Kenneth T. Lamneck | For | For | |||
5 | Jeffrey S. McCreary | For | For | |||
6 | Merilee Raines | For | For | |||
7 | David W. Scheible | For | For | |||
8 | Jeffrey W. Benck | For | For | |||
9 | Anne De Greef-Safft | For | For | |||
2. | Approve the compensation of the Company's named executive officers. | Management | For | For | ||
3. | Ratify the appointment of KPMG LLP as independent registered public accounting firm. | Management | For | For | ||
SLEEP NUMBER CORPORATION | ||||||
Security | 83125X103 | Meeting Type | Annual | |||
Ticker Symbol | SNBR | Meeting Date | 13-May-2020 | |||
ISIN | US83125X1037 | Agenda | 935159891 - Management | |||
Record Date | 18-Mar-2020 | Holding Recon Date | 18-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 12-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Julie M. Howard | For | For | |||
2 | Kathleen L. Nedorostek | For | For | |||
3 | Jean-Michel Valette | For | For | |||
2. | Approve the Sleep Number Corporation 2020 Equity Incentive Plan. | Management | For | For | ||
3. | Advisory Vote on Executive Compensation (Say-on-Pay). | Management | For | For | ||
4. | Ratification of Selection of Independent Registered Public Accounting Firm. | Management | For | For | ||
TTEC HOLDINGS, INC. | ||||||
Security | 89854H102 | Meeting Type | Annual | |||
Ticker Symbol | TTEC | Meeting Date | 13-May-2020 | |||
ISIN | US89854H1023 | Agenda | 935160476 - Management | |||
Record Date | 18-Mar-2020 | Holding Recon Date | 18-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 12-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Kenneth D. Tuchman | Management | For | For | ||
1B. | Election of Director: Steven J. Anenen | Management | For | For | ||
1C. | Election of Director: Tracy L. Bahl | Management | For | For | ||
1D. | Election of Director: Gregory A. Conley | Management | For | For | ||
1E. | Election of Director: Robert N. Frerichs | Management | For | For | ||
1F. | Election of Director: Marc L. Holtzman | Management | For | For | ||
1G. | Election of Director: Ekta Singh-Bushell | Management | For | For | ||
2. | The ratification of the appointment of PricewaterhouseCoopers LLP as TTEC's independent registered public accounting firm for 2020. | Management | For | For | ||
3. | Approval of TTEC's 2020 Equity Incentive Plan. | Management | For | For | ||
4. | Advisory approval of TTEC's executive compensation. | Management | For | For | ||
COVETRUS, INC. | ||||||
Security | 22304C100 | Meeting Type | Annual | |||
Ticker Symbol | CVET | Meeting Date | 13-May-2020 | |||
ISIN | US22304C1009 | Agenda | 935161694 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 12-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Sandra L Helton | For | For | |||
2 | Sharon Wienbar | For | For | |||
3 | Benjamin Wolin | For | For | |||
2. | The ratification of the selection of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | To approve, by a non-binding, advisory vote, the 2019 compensation paid to the Company's named executive officers. | Management | For | For | ||
4. | To approve, by a non- binding, advisory vote, the frequency of future shareholder advisory votes on executive compensation. | Management | 1 Year | For | ||
STURM, RUGER & COMPANY, INC. | ||||||
Security | 864159108 | Meeting Type | Annual | |||
Ticker Symbol | RGR | Meeting Date | 13-May-2020 | |||
ISIN | US8641591081 | Agenda | 935161783 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 12-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: John A. Cosentino, Jr. | Management | For | For | ||
1B. | Election of Director: Michael O. Fifer | Management | For | For | ||
1C. | Election of Director: Sandra S. Froman | Management | For | For | ||
1D. | Election of Director: C. Michael Jacobi | Management | For | For | ||
1E. | Election of Director: Christopher J. Killoy | Management | For | For | ||
1F. | Election of Director: Terrence G. O'Connor | Management | For | For | ||
1G. | Election of Director: Amir P. Rosenthal | Management | For | For | ||
1H. | Election of Director: Ronald C. Whitaker | Management | For | For | ||
1I. | Election of Director: Phillip C. Widman | Management | For | For | ||
2. | The ratification of the appointment of RSM US LLP as the Independent Auditors of the Company for the 2020 fiscal year. | Management | For | For | ||
3. | An advisory vote on the compensation of the Company's Named Executive Officers. | Management | For | For | ||
CYTOKINETICS, INCORPORATED | ||||||
Security | 23282W605 | Meeting Type | Annual | |||
Ticker Symbol | CYTK | Meeting Date | 13-May-2020 | |||
ISIN | US23282W6057 | Agenda | 935162278 - Management | |||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 12-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | L. Patrick Gage, Ph.D. | For | For | |||
2 | Edward M. Kaye, M.D. | For | For | |||
3 | Wendell Wierenga, Ph.D. | For | For | |||
2. | Approval of the Amended and Restated 2015 Employee Stock Purchase Plan to increase the number of authorized shares reserved for issuance under the 2015 Employee Stock Purchase Plan by 500,000 shares | Management | For | For | ||
3. | Ratification of the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | ||
4. | Approval, on an advisory basis, of the compensation of the Company's named executive officers, as disclosed in its Proxy Statement | Management | For | For | ||
CARDTRONICS PLC | ||||||
Security | G1991C105 | Meeting Type | Annual | |||
Ticker Symbol | CATM | Meeting Date | 13-May-2020 | |||
ISIN | GB00BYT18414 | Agenda | 935163509 - Management | |||
Record Date | 18-Mar-2020 | Holding Recon Date | 18-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 12-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Class I Director to serve until the 2023 Annual meeting: Douglas L. Braunstein | Management | For | For | ||
1B. | Election of Class I Director to serve until the 2023 Annual meeting: Michelle Moore | Management | For | For | ||
1C. | Election of Class I Director to serve until the 2023 Annual meeting: G. Patrick Phillips | Management | For | For | ||
2. | To elect one Class II director, Rahul Gupta, by ordinary resolution, to our Board of Directors to serve until the 2021 Annual General Meeting of Shareholders. | Management | For | For | ||
3. | To ratify, on an advisory basis, our Audit Committee's selection of KPMG LLP (U.S.) as our U.S. independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
4. | To re-appoint KPMG LLP (U.K.) as our U.K. statutory auditors under the U.K. Companies Act 2006, to hold office until the conclusion of the next annual general meeting of shareholders at which accounts are presented to our shareholders. | Management | For | For | ||
5. | To authorize our Audit Committee to determine our U.K. statutory auditors' remuneration. | Management | For | For | ||
6. | To approve, on an advisory basis, the compensation of the Named Executive Officers as disclosed in the proxy statement. | Management | For | For | ||
7. | To approve the terms of the agreements and counterparties pursuant to which we may purchase our Class A ordinary shares. | Management | For | For | ||
8. | To approve the Directors' remuneration policy on future pay, as set out in the Annual Reports and Accounts. | Management | For | For | ||
9. | To approve, on an advisory basis, the directors' remuneration report (other than the directors remuneration policy) for the fiscal year ended December 31, 2019 | Management | For | For | ||
10. | To receive our U.K. Annual Reports and Accounts for the fiscal year ended December 31, 2019, together with the reports of the auditors therein. | Management | For | For | ||
BROOKLINE BANCORP, INC. | ||||||
Security | 11373M107 | Meeting Type | Annual | |||
Ticker Symbol | BRKL | Meeting Date | 13-May-2020 | |||
ISIN | US11373M1071 | Agenda | 935165200 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 12-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Margaret Boles Fitzgerald | Management | For | For | ||
1B. | Election of Director: Bogdan Nowak | Management | For | For | ||
1C. | Election of Director: Merrill W. Sherman | Management | For | For | ||
1D. | Election of Director: Peter O. Wilde | Management | For | For | ||
2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||
3. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||
RANGE RESOURCES CORPORATION | ||||||
Security | 75281A109 | Meeting Type | Annual | |||
Ticker Symbol | RRC | Meeting Date | 13-May-2020 | |||
ISIN | US75281A1097 | Agenda | 935166175 - Management | |||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 12-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Brenda A. Cline | Management | For | For | ||
1B. | Election of Director: James M. Funk | Management | For | For | ||
1C. | Election of Director: Steve D. Gray | Management | For | For | ||
1D. | Election of Director: Greg G. Maxwell | Management | For | For | ||
1E. | Election of Director: Steffen E. Palko | Management | For | For | ||
1F. | Election of Director: Jeffrey L. Ventura | Management | For | For | ||
2. | A non-binding proposal to approve the Company's executive compensation ("Say on Pay"). | Management | For | For | ||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm as of and for the fiscal year ending December 31, 2020. | Management | For | For | ||
4. | For Authorization to Increase the number of Common Stock Authorized under the 2019 Equity Based Compensation Plan. | Management | For | For | ||
1G. | Election of Director: Margaret K. Dorman | Management | For | For | ||
SOUTHSIDE BANCSHARES, INC. | ||||||
Security | 84470P109 | Meeting Type | Annual | |||
Ticker Symbol | SBSI | Meeting Date | 13-May-2020 | |||
ISIN | US84470P1093 | Agenda | 935167177 - Management | |||
Record Date | 17-Mar-2020 | Holding Recon Date | 17-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 12-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Lawrence Anderson, M.D# | For | For | |||
2 | Melvin B Lovelady, CPA# | For | For | |||
3 | John F. Sammons, Jr.# | For | For | |||
4 | H. J. Shands, III# | For | For | |||
5 | William Sheehy# | For | For | |||
6 | Preston L. Smith# | For | For | |||
7 | Shannon Dacus* | For | For | |||
2. | Approve a non-binding advisory vote on the compensation of the Company's named executive officers. | Management | For | For | ||
3. | Ratify the appointment by our Audit Committee of Ernst & Young LLP to serve as the independent registered public accounting firm for the Company for the year ended December 31, 2020. | Management | For | For | ||
INTEGRA LIFESCIENCES HOLDINGS CORP. | ||||||
Security | 457985208 | Meeting Type | Annual | |||
Ticker Symbol | IART | Meeting Date | 13-May-2020 | |||
ISIN | US4579852082 | Agenda | 935180935 - Management | |||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 12-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Peter J. Arduini | Management | For | For | ||
1B. | Election of Director: Rhonda G. Ballintyn | Management | For | For | ||
1C. | Election of Director: Keith Bradley | Management | For | For | ||
1D. | Election of Director: Stuart M. Essig | Management | For | For | ||
1E. | Election of Director: Barbara B. Hill | Management | For | For | ||
1F. | Election of Director: Lloyd W. Howell, Jr. | Management | For | For | ||
1G. | Election of Director: Donald E. Morel, Jr. | Management | For | For | ||
1H. | Election of Director: Raymond G. Murphy | Management | For | For | ||
1I. | Election of Director: Christian S. Schade | Management | For | For | ||
2. | The Proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year 2020. | Management | For | For | ||
3. | A non-binding resolution to approve the compensation of our named executive officers. | Management | For | For | ||
ICU MEDICAL, INC. | ||||||
Security | 44930G107 | Meeting Type | Annual | |||
Ticker Symbol | ICUI | Meeting Date | 13-May-2020 | |||
ISIN | US44930G1076 | Agenda | 935185959 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 12-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Vivek Jain | For | For | |||
2 | George A. Lopez, M.D | For | For | |||
3 | Robert S. Swinney, M.D | For | For | |||
4 | David C. Greenberg | For | For | |||
5 | Elisha W. Finney | For | For | |||
6 | David F. Hoffmeister | For | For | |||
7 | Donald M. Abbey | For | For | |||
2. | To ratify the selection of Deloitte & Touche LLP as auditors for the Company for the year ending December 31, 2020. | Management | For | For | ||
3. | To approve named executive officer compensation on an advisory basis. | Management | For | For | ||
REPLIGEN CORPORATION | ||||||
Security | 759916109 | Meeting Type | Annual | |||
Ticker Symbol | RGEN | Meeting Date | 13-May-2020 | |||
ISIN | US7599161095 | Agenda | 935202046 - Management | |||
Record Date | 01-Apr-2020 | Holding Recon Date | 01-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 12-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Nicolas M. Barthelemy | Management | For | For | ||
1B. | Election of Director: Karen A. Dawes | Management | For | For | ||
1C. | Election of Director: Tony J. Hunt | Management | For | For | ||
1D. | Election of Director: Rohin Mhatre, Ph.D. | Management | For | For | ||
1E. | Election of Director: Glenn P. Muir | Management | For | For | ||
1F. | Election of Director: Thomas F. Ryan, Jr. | Management | For | For | ||
2. | To ratify the selection of Ernst & Young LLP as independent registered public accountants for fiscal year 2020. | Management | For | For | ||
3. | Advisory vote to approve the compensation paid to Repligen Corporation's named executive officers. | Management | For | For | ||
SUMMIT HOTEL PROPERTIES INC | ||||||
Security | 866082100 | Meeting Type | Annual | |||
Ticker Symbol | INN | Meeting Date | 14-May-2020 | |||
ISIN | US8660821005 | Agenda | 935151693 - Management | |||
Record Date | 06-Mar-2020 | Holding Recon Date | 06-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Daniel P. Hansen | Management | For | For | ||
1B. | Election of Director: Bjorn R.L. Hanson | Management | For | For | ||
1C. | Election of Director: Jeffrey W. Jones | Management | For | For | ||
1D. | Election of Director: Kenneth J. Kay | Management | For | For | ||
1E. | Election of Director: Thomas W. Storey | Management | For | For | ||
1F. | Election of Director: Hope S. Taitz | Management | For | For | ||
2. | Ratify the appointment of ERNST & YOUNG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | Approve an advisory (non-binding) resolution on executive compensation. | Management | For | For | ||
TEXAS ROADHOUSE,INC. | ||||||
Security | 882681109 | Meeting Type | Annual | |||
Ticker Symbol | TXRH | Meeting Date | 14-May-2020 | |||
ISIN | US8826811098 | Agenda | 935152900 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Gregory N. Moore | For | For | |||
2 | W. Kent Taylor | For | For | |||
3 | Curtis A. Warfield | For | For | |||
4 | Kathleen M. Widmer | For | For | |||
5 | James R. Zarley | For | For | |||
2. | Proposal to ratify the appointment of KPMG LLP as Texas Roadhouse's independent auditors for 2020. | Management | For | For | ||
3. | Say on Pay - An advisory vote on the approval of executive compensation. | Management | For | For | ||
WALKER & DUNLOP, INC. | ||||||
Security | 93148P102 | Meeting Type | Annual | |||
Ticker Symbol | WD | Meeting Date | 14-May-2020 | |||
ISIN | US93148P1021 | Agenda | 935154346 - Management | |||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Alan J. Bowers | For | For | |||
2 | Ellen D. Levy | For | For | |||
3 | Michael D. Malone | For | For | |||
4 | John Rice | For | For | |||
5 | Dana L. Schmaltz | For | For | |||
6 | Howard W. Smith III | For | For | |||
7 | William M. Walker | For | For | |||
8 | Michael J. Warren | For | For | |||
2. | Ratification of the appointment of the independent registered public accounting firm. | Management | For | For | ||
3. | Advisory resolution to approve executive compensation | Management | For | For | ||
4. | Approval of the adoption of the 2020 Equity Incentive Plan, which constitutes an amendment and restatement of the walker & Dunlop, Inc. 2015 Equity Incentive Plan, as amended. | Management | For | For | ||
ALBANY INTERNATIONAL CORP. | ||||||
Security | 012348108 | Meeting Type | Annual | |||
Ticker Symbol | AIN | Meeting Date | 14-May-2020 | |||
ISIN | US0123481089 | Agenda | 935158659 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Christine L. Standish | For | For | |||
2 | Erland E. Kailbourne | For | For | |||
3 | John F. Cassidy Jr. | For | For | |||
4 | John R. Scannell | For | For | |||
5 | Katharine L. Plourde | For | For | |||
6 | A. William Higgins | For | For | |||
7 | Kenneth W. Krueger | For | For | |||
8 | Lee C. Wortham | For | For | |||
9 | Mark J. Murphy | For | For | |||
2. | To ratify the appointment of KPMG LLP as our independent auditor. | Management | For | For | ||
3. | To approve, by non-binding vote, executive compensation. | Management | For | For | ||
4. | To consider and take action on a proposal to approve a new Directors' Annual Retainer Plan, increasing the stock portion of each Director's annual retainer from $90,000 to $105,000 and extending the term of the Plan. | Management | For | For | ||
HEARTLAND EXPRESS, INC. | ||||||
Security | 422347104 | Meeting Type | Annual | |||
Ticker Symbol | HTLD | Meeting Date | 14-May-2020 | |||
ISIN | US4223471040 | Agenda | 935158849 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | M. Gerdin | For | For | |||
2 | L. Gordon | For | For | |||
3 | B. Allen | For | For | |||
4 | B. Neville | For | For | |||
5 | J. Pratt | For | For | |||
6 | T. Hira | For | For | |||
7 | M. Sullivan | For | For | |||
2. | Ratification of the appointment of Grant Thornton LLP as the Independent Registered Public Accounting Firm of the Company for 2020. | Management | For | For | ||
3. | Advisory vote on named executive officer compensation. | Management | For | For | ||
LAREDO PETROLEUM, INC. | ||||||
Security | 516806106 | Meeting Type | Annual | |||
Ticker Symbol | LPI | Meeting Date | 14-May-2020 | |||
ISIN | US5168061068 | Agenda | 935158990 - Management | |||
Record Date | 18-Mar-2020 | Holding Recon Date | 18-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | William E. Albrecht | For | For | |||
2 | Dr. Craig M. Jarchow | For | For | |||
3 | Peter R. Kagan | For | For | |||
4 | Jason Pigott | For | For | |||
5 | Edmund P. Segner, III | For | For | |||
2. | The ratification of Grant Thornton LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | Advisory vote to approve the compensation of the named executive officers. | Management | For | For | ||
4. | Approval of an amendment to the Company's Amended and Restated Certificate of Incorporation to effect a reverse stock split of the Company's common stock and a corresponding reduction in the number of authorized shares of the Company's common stock. | Management | For | For | ||
DRIL-QUIP, INC. | ||||||
Security | 262037104 | Meeting Type | Annual | |||
Ticker Symbol | DRQ | Meeting Date | 14-May-2020 | |||
ISIN | US2620371045 | Agenda | 935159257 - Management | |||
Record Date | 18-Mar-2020 | Holding Recon Date | 18-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: Blake T. DeBerry | Management | For | For | ||
1.2 | Election of Director: John V. Lovoi | Management | For | For | ||
2. | Approval of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | Advisory vote to approve compensation of the Company's named executive officers. | Management | For | For | ||
IRIDIUM COMMUNICATIONS INC. | ||||||
Security | 46269C102 | Meeting Type | Annual | |||
Ticker Symbol | IRDM | Meeting Date | 14-May-2020 | |||
ISIN | US46269C1027 | Agenda | 935159283 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Robert H. Niehaus | For | For | |||
2 | Thomas C. Canfield | For | For | |||
3 | Matthew J. Desch | For | For | |||
4 | Thomas J. Fitzpatrick | For | For | |||
5 | Jane L. Harman | For | For | |||
6 | Alvin B. Krongard | For | For | |||
7 | Suzanne E. McBride | For | For | |||
8 | Admiral Eric T. Olson | For | For | |||
9 | Steven B. Pfeiffer | For | For | |||
10 | Parker W. Rush | For | For | |||
11 | Henrik O. Schliemann | For | For | |||
12 | Barry J. West | For | For | |||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||
3. | To ratify the selection by the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | Management | For | For | ||
SPX CORPORATION | ||||||
Security | 784635104 | Meeting Type | Annual | |||
Ticker Symbol | SPXC | Meeting Date | 14-May-2020 | |||
ISIN | US7846351044 | Agenda | 935159384 - Management | |||
Record Date | 19-Mar-2020 | Holding Recon Date | 19-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director for Term will expire in 2023: Ricky D. Puckett | Management | For | For | ||
1.2 | Election of Director for Term will expire in 2023: Meenal A. Sethna | Management | For | For | ||
1.3 | Election of Director for Term will expire in 2023: Tana L. Utley | Management | For | For | ||
2. | Approval of Named Executive Officers' Compensation, on a Non-binding Advisory Basis. | Management | For | For | ||
3. | Ratification of Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||
WHITESTONE REIT | ||||||
Security | 966084204 | Meeting Type | Annual | |||
Ticker Symbol | WSR | Meeting Date | 14-May-2020 | |||
ISIN | US9660842041 | Agenda | 935160440 - Management | |||
Record Date | 18-Feb-2020 | Holding Recon Date | 18-Feb-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Jeffrey A. Jones | For | For | |||
2. | To approve, in an advisory (non-binding) vote, the compensation of our named executive officers (as defined in the accompanying proxy statement) (proposal No. 2). | Management | For | For | ||
3. | To ratify the appointment of Pannell Kerr Forster of Texas, P.C. as our independent registered public accounting firm for the fiscal year ending December 31, 2020 (proposal No. 3). | Management | For | For | ||
UNITI GROUP, INC. | ||||||
Security | 91325V108 | Meeting Type | Annual | |||
Ticker Symbol | UNIT | Meeting Date | 14-May-2020 | |||
ISIN | US91325V1089 | Agenda | 935160793 - Management | |||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Jennifer S. Banner | Management | For | For | ||
1B. | Election of Director: Scott G. Bruce | Management | For | For | ||
1C. | Election of Director: Francis X. ("Skip") Frantz | Management | For | For | ||
1D. | Election of Director: Kenneth A. Gunderman | Management | For | For | ||
1E. | Election of Director: Carmen Perez-Carlton | Management | For | For | ||
1F. | Election of Director: David L. Solomon | Management | For | For | ||
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accountant for the year ending December 31, 2020. | Management | For | For | ||
BANC OF CALIFORNIA, INC. | ||||||
Security | 05990K106 | Meeting Type | Annual | |||
Ticker Symbol | BANC | Meeting Date | 14-May-2020 | |||
ISIN | US05990K1060 | Agenda | 935161769 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
I.A | Election of Director for a term of one year: James "Conan" Barker | Management | For | For | ||
I.B | Election of Director for a term of one year: Mary A. Curran | Management | For | For | ||
I.C | Election of Director for a term of one year: B.A. Fallon- Walsh | Management | For | For | ||
I.D | Election of Director for a term of one year: Bonnie G. Hill | Management | For | For | ||
I.E | Election of Director for a term of one year: Richard J. Lashley | Management | For | For | ||
I.F | Election of Director for a term of one year: Jonah F. Schnel | Management | For | For | ||
I.G | Election of Director for a term of one year: Robert D. Sznewajs | Management | For | For | ||
I.H | Election of Director for a term of one year: Andrew Thau | Management | For | For | ||
I.I | Election of Director for a term of one year: Jared M. Wolff | Management | For | For | ||
I.J | Election of Director for a term of one year: W. Kirk Wycoff | Management | For | For | ||
II | Ratification of the selection of Ernst & Young LLP as the Company's independent registered accounting firm for the year ending December 31, 2020. | Management | For | For | ||
III | Approval, on an advisory and non-binding basis, of the compensation paid to the Company's named executive officers, as disclosed in the Company's proxy statement for the Annual Meeting. | Management | For | For | ||
U.S. CONCRETE, INC. | ||||||
Security | 90333L201 | Meeting Type | Annual | |||
Ticker Symbol | USCR | Meeting Date | 14-May-2020 | |||
ISIN | US90333L2016 | Agenda | 935161872 - Management | |||
Record Date | 19-Mar-2020 | Holding Recon Date | 19-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: William J. Sandbrook | Management | For | For | ||
1.2 | Election of Director: Kurt M. Cellar | Management | For | For | ||
1.3 | Election of Director: Michael D. Lundin | Management | For | For | ||
1.4 | Election of Director: Rajan C. Penkar | Management | For | For | ||
1.5 | Election of Director: Ronnie Pruitt | Management | For | For | ||
1.6 | Election of Director: Colin M. Sutherland | Management | For | For | ||
1.7 | Election of Director: Theodore P. Rossi | Management | For | For | ||
1.8 | Election of Director: Susan M. Ball | Management | For | For | ||
2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2020. | Management | For | For | ||
3. | Cast a non-binding, advisory vote on the compensation of the Company's named executive officers as disclosed in these materials. | Management | For | For | ||
BERKSHIRE HILLS BANCORP, INC. | ||||||
Security | 084680107 | Meeting Type | Annual | |||
Ticker Symbol | BHLB | Meeting Date | 14-May-2020 | |||
ISIN | US0846801076 | Agenda | 935163333 - Management | |||
Record Date | 19-Mar-2020 | Holding Recon Date | 19-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Baye Adofo-Wilson | For | For | |||
2 | Rheo A. Brouillard | For | For | |||
3 | David M. Brunelle | For | For | |||
4 | Robert M. Curley | For | For | |||
5 | John B. Davies | For | For | |||
6 | J. Williar Dunlaevy | For | For | |||
7 | William H. Hughes III | For | For | |||
8 | Cornelius D. Mahoney | For | For | |||
9 | Richard M. Marotta | For | For | |||
10 | Sylvia Maxfield | For | For | |||
11 | Laurie Norton Moffatt | For | For | |||
12 | Jonathan I. Shulman | For | For | |||
13 | D. Jeffrey Templeton | For | For | |||
2. | To consider a non-binding proposal to give advisory approval of Berkshire's executive compensation as described in the Proxy Statement. | Management | For | For | ||
3. | To ratify the appointment of Crowe LLP as Berkshire's Independent Registered Public Accounting firm for fiscal year 2020. | Management | For | For | ||
PROGRESS SOFTWARE CORPORATION | ||||||
Security | 743312100 | Meeting Type | Annual | |||
Ticker Symbol | PRGS | Meeting Date | 14-May-2020 | |||
ISIN | US7433121008 | Agenda | 935171241 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Paul T. Dacier | For | For | |||
2 | John R. Egan | For | For | |||
3 | Rainer Gawlick | For | For | |||
4 | Yogesh Gupta | For | For | |||
5 | Charles F. Kane | For | For | |||
6 | Samskriti Y. King | For | For | |||
7 | David A. Krall | For | For | |||
8 | Angela T. Tucci | For | For | |||
9 | Vivian Vitale | For | For | |||
2. | To approve, on an advisory basis, the compensation of Progress Software Corporation's named executive officers. | Management | For | For | ||
3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||
THE CHILDREN'S PLACE, INC. | ||||||
Security | 168905107 | Meeting Type | Annual | |||
Ticker Symbol | PLCE | Meeting Date | 14-May-2020 | |||
ISIN | US1689051076 | Agenda | 935182953 - Management | |||
Record Date | 26-Mar-2020 | Holding Recon Date | 26-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director for a one-year term: Joseph Alutto | Management | ||||
1B. | Election of Director for a one-year term: John E. Bachman | Management | ||||
1C. | Election of Director for a one-year term: Marla Malcolm Beck | Management | ||||
1D. | Election of Director for a one-year term: Elizabeth J. Boland | Management | ||||
1E. | Election of Director for a one-year term: Jane Elfers | Management | ||||
1F. | Election of Director for a one-year term: Joseph Gromek | Management | ||||
1G. | Election of Director for a one-year term: Norman Matthews | Management | ||||
1H. | Election of Director for a one-year term: Robert L. Mettler | Management | ||||
1I. | Election of Director for a one-year term: Debby Reiner | Management | ||||
2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of The Children's Place, Inc. for the fiscal year ending January 30, 2021. | Management | ||||
3. | To approve an increase of 600,000 shares of Common Stock available for issuance under the Company's 2011 Equity Incentive Plan. | Management | ||||
4. | To approve, by non-binding vote, executive compensation as described in the proxy statement. | Management | ||||
DORMAN PRODUCTS, INC. | ||||||
Security | 258278100 | Meeting Type | Annual | |||
Ticker Symbol | DORM | Meeting Date | 14-May-2020 | |||
ISIN | US2582781009 | Agenda | 935197079 - Management | |||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Steven L. Berman | Management | For | For | ||
1B. | Election of Director: Kevin M. Olsen | Management | For | For | ||
1C. | Election of Director: John J. Gavin | Management | For | For | ||
1D. | Election of Director: Paul R. Lederer | Management | For | For | ||
1E. | Election of Director: Richard T. Riley | Management | For | For | ||
1F. | Election of Director: Kelly A. Romano | Management | For | For | ||
1G. | Election of Director: G. Michael Stakias | Management | For | For | ||
2. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | ||
3. | Ratification of KPMG LLP as the Company's independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||
PATRICK INDUSTRIES, INC. | ||||||
Security | 703343103 | Meeting Type | Annual | |||
Ticker Symbol | PATK | Meeting Date | 14-May-2020 | |||
ISIN | US7033431039 | Agenda | 935205509 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Joseph M. Cerulli | For | For | |||
2 | Todd M. Cleveland | For | For | |||
3 | John A. Forbes | For | For | |||
4 | Michael A. Kitson | For | For | |||
5 | Pamela R. Klyn | For | For | |||
6 | Derrick B. Mayes | For | For | |||
7 | Andy L. Nemeth | For | For | |||
8 | Denis G. Suggs | For | For | |||
9 | M. Scott Welch | For | For | |||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||
3. | To approve an amendment to the Company's 2009 Omnibus Incentive Plan to increase the number of shares available for grant. | Management | For | For | ||
4. | To approve, in an advisory and non-binding vote, the compensation of the Company's named executive officers for fiscal year 2019. | Management | For | For | ||
JOHN BEAN TECHNOLOGIES CORPORATION | ||||||
Security | 477839104 | Meeting Type | Annual | |||
Ticker Symbol | JBT | Meeting Date | 15-May-2020 | |||
ISIN | US4778391049 | Agenda | 935163244 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 14-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Barbara L. Brasier | Management | For | For | ||
1B. | Election of Director: Thomas W. Giacomini | Management | For | For | ||
1C. | Election of Director: Polly B. Kawalek | Management | For | For | ||
2. | Approve on an advisory basis a non-binding resolution regarding the compensation of named executive officers. | Management | For | For | ||
3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||
HAVERTY FURNITURE COMPANIES, INC. | ||||||
Security | 419596101 | Meeting Type | Annual | |||
Ticker Symbol | HVT | Meeting Date | 15-May-2020 | |||
ISIN | US4195961010 | Agenda | 935163446 - Management | |||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 14-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | L. Allison Dukes | For | For | |||
2 | G. Thomas Hough | For | For | |||
2. | Ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||
FORMFACTOR, INC. | ||||||
Security | 346375108 | Meeting Type | Annual | |||
Ticker Symbol | FORM | Meeting Date | 15-May-2020 | |||
ISIN | US3463751087 | Agenda | 935165274 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 14-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Raymond A. Link | Management | For | For | ||
1b. | Election of Director: Michael D. Slessor | Management | For | For | ||
1c. | Election of Director: Thomas St. Dennis | Management | For | For | ||
1d. | Election of Director: Rebeca Obregon-Jimenez | Management | For | For | ||
1e. | Election of Director: Sheri Rhodes | Management | For | For | ||
2. | Advisory approval of FormFactor's executive compensation. | Management | For | For | ||
3. | Amendment and restatement of the Company's 2012 Equity Incentive Plan to increase the number of shares reserved for issuance under the 2012 Equity Incentive Plan by 3,500,000 shares and to extend the term of the 2012 Equity Incentive Plan to 2030. | Management | For | For | ||
4. | Ratification of the selection of KPMG LLP as FormFactor's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||
VIRTUS INVESTMENT PARTNERS, INC. | ||||||
Security | 92828Q109 | Meeting Type | Annual | |||
Ticker Symbol | VRTS | Meeting Date | 18-May-2020 | |||
ISIN | US92828Q1094 | Agenda | 935169652 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 15-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: George R. Aylward | Management | For | For | ||
1B. | Election of Director: Paul G. Greig | Management | For | For | ||
1C. | Election of Director: Mark C. Treanor | Management | For | For | ||
2. | To ratify the appointment of Deloitte & Touche LLP to serve as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | To approve, in a non-binding vote, named executive officer compensation. | Management | For | For | ||
SOLAREDGE TECHNOLOGIES, INC. | ||||||
Security | 83417M104 | Meeting Type | Annual | |||
Ticker Symbol | SEDG | Meeting Date | 18-May-2020 | |||
ISIN | US83417M1045 | Agenda | 935173170 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / | Country | / | Israel | Vote Deadline Date | 15-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Tal Payne | Management | For | For | ||
1B. | Election of Director: Marcel Gani | Management | For | For | ||
2. | Ratification of appointment of EY as independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||
3. | Approval of, on an advisory and non-binding basis, the compensation of our named executive officers (the "Say- on-Pay Proposal"). | Management | For | For | ||
CHEMED CORPORATION | ||||||
Security | 16359R103 | Meeting Type | Annual | |||
Ticker Symbol | CHE | Meeting Date | 18-May-2020 | |||
ISIN | US16359R1032 | Agenda | 935180947 - Management | |||
Record Date | 26-Mar-2020 | Holding Recon Date | 26-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 15-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Kevin J. McNamara | Management | For | For | ||
1B. | Election of Director: Ron DeLyons | Management | For | For | ||
1C. | Election of Director: Joel F. Gemunder | Management | For | For | ||
1D. | Election of Director: Patrick P. Grace | Management | For | For | ||
1E. | Election of Director: Christopher J. Heaney | Management | For | For | ||
1F. | Election of Director: Thomas C. Hutton | Management | For | For | ||
1G. | Election of Director: Andrea R. Lindell | Management | For | For | ||
1H. | Election of Director: Thomas P. Rice | Management | For | For | ||
1I. | Election of Director: Donald E. Saunders | Management | For | For | ||
1J. | Election of Director: George J. Walsh III | Management | For | For | ||
2. | Ratification of Audit Committee's selection of PricewaterhouseCoopers LLP as independent accountants for 2020. | Management | For | For | ||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||
4. | Stockholder proposal requesting a semi-annual report on (a) the Company's policies on political spending, and (b) political contributions made. | Shareholder | For | Against | ||
PROTO LABS, INC. | ||||||
Security | 743713109 | Meeting Type | Annual | |||
Ticker Symbol | PRLB | Meeting Date | 19-May-2020 | |||
ISIN | US7437131094 | Agenda | 935163268 - Management | |||
Record Date | 24-Mar-2020 | Holding Recon Date | 24-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 18-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Victoria M. Holt | Management | For | For | ||
1B. | Election of Director: Archie C. Black | Management | For | For | ||
1C. | Election of Director: Sujeet Chand | Management | For | For | ||
1D. | Election of Director: Moonhie Chin | Management | For | For | ||
1E. | Election of Director: Rainer Gawlick | Management | For | For | ||
1F. | Election of Director: John B. Goodman | Management | For | For | ||
1G. | Election of Director: Donald G. Krantz | Management | For | For | ||
1H. | Election of Director: Sven A. Wehrwein | Management | For | For | ||
2. | Ratification of the selection of Ernst & Young LLP as the independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||
3. | Advisory approval of executive compensation. | Management | For | For | ||
4. | Advisory approval of frequency of future say-on-pay votes. | Management | 1 Year | For | ||
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC | ||||||
Security | 499049104 | Meeting Type | Annual | |||
Ticker Symbol | KNX | Meeting Date | 19-May-2020 | |||
ISIN | US4990491049 | Agenda | 935166745 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 18-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | David Jackson | For | For | |||
2 | Kevin Knight | For | For | |||
3 | Roberta Roberts Shank | For | For | |||
2. | Conduct an advisory, non-binding vote to approve executive compensation. | Management | For | For | ||
3. | Ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||
4. | Vote on amendments to the Certificate of Incorporation to declassify the Board. | Management | For | For | ||
5. | Vote on the Second Amended and Restated 2014 Omnibus Plan. | Management | For | For | ||
6. | Vote on a stockholder proposal to allow certain stockholder actions by written consent. | Shareholder | For | Against | ||
SOUTHWESTERN ENERGY COMPANY | ||||||
Security | 845467109 | Meeting Type | Annual | |||
Ticker Symbol | SWN | Meeting Date | 19-May-2020 | |||
ISIN | US8454671095 | Agenda | 935169400 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 18-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: John D. Gass | Management | For | For | ||
1.2 | Election of Director: Catherine A. Kehr | Management | For | For | ||
1.3 | Election of Director: Greg D. Kerley | Management | For | For | ||
1.4 | Election of Director: Jon A. Marshall | Management | For | For | ||
1.5 | Election of Director: Patrick M. Prevost | Management | For | For | ||
1.6 | Election of Director: Anne Taylor | Management | For | For | ||
1.7 | Election of Director: Denis J. Walsh III | Management | For | For | ||
1.8 | Election of Director: William J. Way | Management | For | For | ||
2. | Non-binding advisory vote to approve compensation of our Named Executive Officers for 2019 (Say-on-Pay). | Management | For | For | ||
3. | Proposal to ratify the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
4. | To consider a shareholder proposal regarding special meetings, if properly presented at the Annual Meeting. | Shareholder | Against | For | ||
VIAD CORP | ||||||
Security | 92552R406 | Meeting Type | Annual | |||
Ticker Symbol | VVI | Meeting Date | 19-May-2020 | |||
ISIN | US92552R4065 | Agenda | 935171037 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 18-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Edward E. Mace | Management | For | For | ||
1B. | Election of Director: Joshua E. Schechter | Management | For | For | ||
2. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||
XENIA HOTELS & RESORTS, INC. | ||||||
Security | 984017103 | Meeting Type | Annual | |||
Ticker Symbol | XHR | Meeting Date | 19-May-2020 | |||
ISIN | US9840171030 | Agenda | 935171215 - Management | |||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 18-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Marcel Verbaas | Management | For | For | ||
1B. | Election of Director: Jeffrey H. Donahue | Management | For | For | ||
1C. | Election of Director: John H. Alschuler | Management | For | For | ||
1D. | Election of Director: Keith E. Bass | Management | For | For | ||
1E. | Election of Director: Thomas M. Gartland | Management | For | For | ||
1F. | Election of Director: Beverly K. Goulet | Management | For | For | ||
1G. | Election of Director: Mary E. McCormick | Management | For | For | ||
1H. | Election of Director: Dennis D. Oklak | Management | For | For | ||
2. | To approve, on an advisory and non-binding basis, the compensation of the named executive officers as disclosed in the proxy statement. | Management | For | For | ||
3. | To approve, an amendment to the 2015 Incentive Award Plan to, among other things, increase the number of shares that may be issued thereunder by 2,000,000 shares. | Management | For | For | ||
4. | Ratification of the Appointment of KPMG LLP as Xenia Hotels & Resorts, Inc.'s Independent Registered Public Accounting Firm for Fiscal Year 2020. | Management | For | For | ||
DYCOM INDUSTRIES, INC. | ||||||
Security | 267475101 | Meeting Type | Annual | |||
Ticker Symbol | DY | Meeting Date | 19-May-2020 | |||
ISIN | US2674751019 | Agenda | 935171479 - Management | |||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 18-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Dwight B. Duke | Management | For | For | ||
1B. | Election of Director: Peter T. Pruitt, Jr. | Management | For | For | ||
1C. | Election of Director: Laurie J. Thomsen | Management | For | For | ||
2. | To approve, by non-binding advisory vote, executive compensation. | Management | For | For | ||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal 2021. | Management | For | For | ||
ORASURE TECHNOLOGIES, INC. | ||||||
Security | 68554V108 | Meeting Type | Annual | |||
Ticker Symbol | OSUR | Meeting Date | 19-May-2020 | |||
ISIN | US68554V1089 | Agenda | 935171481 - Management | |||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 18-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Class II Director expiring in 2023: Mara G. Aspinall | Management | For | For | ||
1B. | Election of Class II Director expiring in 2023: Ronny B. Lancaster | Management | For | For | ||
2. | Ratification of Appointment of KPMG LLP as the Independent Registered Public Accounting Firm for Fiscal Year 2020. | Management | For | For | ||
3. | Advisory (Non-Binding) Vote to Approve Executive Compensation. | Management | For | For | ||
4. | Approval of Amended and Restated Stock Award Plan. | Management | For | For | ||
LEXINGTON REALTY TRUST | ||||||
Security | 529043101 | Meeting Type | Annual | |||
Ticker Symbol | LXP | Meeting Date | 19-May-2020 | |||
ISIN | US5290431015 | Agenda | 935172142 - Management | |||
Record Date | 06-Mar-2020 | Holding Recon Date | 06-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 18-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | T. Wilson Eglin | For | For | |||
2 | Richard S. Frary | For | For | |||
3 | Lawrence L. Gray | For | For | |||
4 | Jamie Handwerker | For | For | |||
5 | Claire A. Koeneman | For | For | |||
6 | Howard Roth | For | For | |||
2. | An advisory, non-binding resolution to approve the compensation of our named executive officers, as disclosed in the proxy statement for the 2020 Annual Meeting of Shareholders. | Management | For | For | ||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
CORE-MARK HOLDING COMPANY, INC. | ||||||
Security | 218681104 | Meeting Type | Annual | |||
Ticker Symbol | CORE | Meeting Date | 19-May-2020 | |||
ISIN | US2186811046 | Agenda | 935172306 - Management | |||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 18-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Stuart W. Booth | Management | For | For | ||
1B. | Election of Director: Gary F. Colter | Management | For | For | ||
1C. | Election of Director: Rocky Dewbre | Management | For | For | ||
1D. | Election of Director: Laura Flanagan | Management | For | For | ||
1E. | Election of Director: Robert G. Gross | Management | For | For | ||
1F. | Election of Director: Scott E. McPherson | Management | For | For | ||
1G. | Election of Director: Diane Randolph | Management | For | For | ||
1H. | Election of Director: Harvey L. Tepner | Management | For | For | ||
1I. | Election of Director: Randolph I. Thornton | Management | For | For | ||
2. | Approval on a non-binding basis of our Named Executive Officer compensation as described in the Proxy Statement | Management | For | For | ||
3. | Ratification of the selection of Deloitte & Touche LLP as Core-Mark's independent registered public accounting firm to serve for the fiscal year ending December 31, 2020. | Management | For | For | ||
AMERICAN STATES WATER COMPANY | ||||||
Security | 029899101 | Meeting Type | Annual | |||
Ticker Symbol | AWR | Meeting Date | 19-May-2020 | |||
ISIN | US0298991011 | Agenda | 935176330 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 18-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Mr. John R. Fielder | For | For | |||
2 | Mr. C. James Levin | For | For | |||
3 | Ms. Janice F. Wilkins | For | For | |||
2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||
COMFORT SYSTEMS USA, INC. | ||||||
Security | 199908104 | Meeting Type | Annual | |||
Ticker Symbol | FIX | Meeting Date | 19-May-2020 | |||
ISIN | US1999081045 | Agenda | 935178702 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 18-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Darcy G. Anderson | For | For | |||
2 | Herman E. Bulls | For | For | |||
3 | Alan P. Krusi | For | For | |||
4 | Brian E. Lane | For | For | |||
5 | Pablo G. Mercado | For | For | |||
6 | Franklin Myers | For | For | |||
7 | William J. Sandbrook | For | For | |||
8 | James H. Schultz | For | For | |||
9 | Constance E. Skidmore | For | For | |||
10 | Vance W. Tang | For | For | |||
2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020. | Management | For | For | ||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||
PREFERRED BANK | ||||||
Security | 740367404 | Meeting Type | Annual | |||
Ticker Symbol | PFBC | Meeting Date | 19-May-2020 | |||
ISIN | US7403674044 | Agenda | 935197221 - Management | |||
Record Date | 03-Apr-2020 | Holding Recon Date | 03-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 18-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Li Yu | For | For | |||
2 | Clark Hsu | For | For | |||
3 | Kathleen Shane | For | For | |||
4 | Gary S. Nunnelly | For | For | |||
5 | J. Richard Belliston | For | For | |||
2. | Advisory Compensation Vote ("Say on Pay") | Management | For | For | ||
3. | Frequency of Advisory Vote | Management | 1 Year | Against | ||
4. | Ratification of Appointment of Independent Registered Public Accountants | Management | For | For | ||
VERITEX HOLDINGS INC. | ||||||
Security | 923451108 | Meeting Type | Annual | |||
Ticker Symbol | VBTX | Meeting Date | 19-May-2020 | |||
ISIN | US9234511080 | Agenda | 935200369 - Management | |||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 18-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | C. Malcolm Holland, III | For | For | |||
2 | Pat S. Bolin | For | For | |||
3 | April Box | For | For | |||
4 | Blake Bozman | For | For | |||
5 | William D. Ellis | For | For | |||
6 | William E. Fallon | For | For | |||
7 | Ned N. Fleming, III | For | For | |||
8 | Mark C. Griege | For | For | |||
9 | Gordon Huddleston | For | For | |||
10 | Steven D. Lerner | For | For | |||
11 | Manuel J. Mehos | For | For | |||
12 | Gregory B. Morrison | For | For | |||
13 | John T. Sughrue | For | For | |||
2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||
3. | To ratify the appointment of Grant Thronton LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2019. | Management | For | For | ||
FOSSIL GROUP, INC. | ||||||
Security | 34988V106 | Meeting Type | Annual | |||
Ticker Symbol | FOSL | Meeting Date | 20-May-2020 | |||
ISIN | US34988V1061 | Agenda | 935160034 - Management | |||
Record Date | 25-Mar-2020 | Holding Recon Date | 25-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: Mark R. Belgya | Management | For | For | ||
1.2 | Election of Director: William B. Chiasson | Management | For | For | ||
1.3 | Election of Director: Kim Harris Jones | Management | For | For | ||
1.4 | Election of Director: Kosta N. Kartsotis | Management | For | For | ||
1.5 | Election of Director: Kevin Mansell | Management | For | For | ||
1.6 | Election of Director: Diane L. Neal | Management | For | For | ||
1.7 | Election of Director: Gail B. Tifford | Management | For | For | ||
2. | Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||
3. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending January 2, 2021. | Management | For | For | ||
PROASSURANCE CORPORATION | ||||||
Security | 74267C106 | Meeting Type | Annual | |||
Ticker Symbol | PRA | Meeting Date | 20-May-2020 | |||
ISIN | US74267C1062 | Agenda | 935166606 - Management | |||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Samuel A. DiPiazza, Jr. | For | For | |||
2 | Robert E. Flowers | For | For | |||
3 | Edward L. Rand, Jr. | For | For | |||
4 | Katisha T. Vance | For | For | |||
2. | To ratify the appointment of Ernst & Young LLP as independent auditor. | Management | For | For | ||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||
SAFETY INSURANCE GROUP, INC. | ||||||
Security | 78648T100 | Meeting Type | Annual | |||
Ticker Symbol | SAFT | Meeting Date | 20-May-2020 | |||
ISIN | US78648T1007 | Agenda | 935166959 - Management | |||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Class III Director to serve a three year term expiring in 2023: David F. Brussard | Management | For | For | ||
1B. | Election of Class III Director to serve a three year term expiring in 2023: Thalia M. Meehan | Management | For | For | ||
2. | Ratification of the Appointment of PRICEWATERHOUSECOOPERS LLP. | Management | For | For | ||
3. | Advisory Vote on Executive Compensation. | Management | For | For | ||
CVB FINANCIAL CORP. | ||||||
Security | 126600105 | Meeting Type | Annual | |||
Ticker Symbol | CVBF | Meeting Date | 20-May-2020 | |||
ISIN | US1266001056 | Agenda | 935168840 - Management | |||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | George A. Borba, Jr. | For | For | |||
2 | David A. Brager | For | For | |||
3 | Stephen A. Del Guercio | For | For | |||
4 | Rodrigo Guerra, Jr. | For | For | |||
5 | Anna Kan | For | For | |||
6 | Marshall V. Laitsch | For | For | |||
7 | Kristina M. Leslie | For | For | |||
8 | Raymond V. O'Brien III | For | For | |||
9 | Hal W. Oswalt | For | For | |||
2. | Ratification of appointment of KPMG LLP as independent registered public accountants of CVB Financial Corp. for the year ending December 31, 2020. | Management | For | For | ||
3. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers ("Say-On-Pay"). | Management | For | For | ||
HORACE MANN EDUCATORS CORPORATION | ||||||
Security | 440327104 | Meeting Type | Annual | |||
Ticker Symbol | HMN | Meeting Date | 20-May-2020 | |||
ISIN | US4403271046 | Agenda | 935169094 - Management | |||
Record Date | 24-Mar-2020 | Holding Recon Date | 24-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Mark S. Casady | Management | For | For | ||
1B. | Election of Director: Daniel A. Domenech | Management | For | For | ||
1C. | Election of Director: Perry G. Hines | Management | For | For | ||
1D. | Election of Director: Mark E. Konen | Management | For | For | ||
1E. | Election of Director: Beverley J. McClure | Management | For | For | ||
1F. | Election of Director: H. Wade Reece | Management | For | For | ||
1G. | Election of Director: Robert Stricker | Management | For | For | ||
1H. | Election of Director: Steven O. Swyers | Management | For | For | ||
1I. | Election of Director: Marita Zuraitis | Management | For | For | ||
2. | Approval of the advisory resolution to approve Named Executive Officers' compensation. | Management | For | For | ||
3. | Ratification of the appointment of KPMG LLP, an independent registered public accounting firm, as the company's auditors for the year ending December 31, 2020. | Management | For | For | ||
IROBOT CORPORATION | ||||||
Security | 462726100 | Meeting Type | Annual | |||
Ticker Symbol | IRBT | Meeting Date | 20-May-2020 | |||
ISIN | US4627261005 | Agenda | 935171152 - Management | |||
Record Date | 25-Mar-2020 | Holding Recon Date | 25-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Class III Director: Andrew Miller | Management | For | For | ||
1B. | Election of Class III Director: Elisha Finney | Management | For | For | ||
1C. | Election of Class III Director: Michelle V. Stacy | Management | For | For | ||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||
3. | To approve amendments to our amended and restated certificate of incorporation to eliminate supermajority voting requirements. | Management | For | For | ||
4. | To approve amendments to our amended and restated certificate of incorporation to declassify the Board of Directors. | Management | For | For | ||
5. | To approve amendments to our amended and restated certificate of incorporation to eliminate the prohibition on stockholders' ability to call a special meeting. | Management | For | For | ||
6. | To approve an amendment to the iRobot Corporation 2018 Stock Option and Incentive Plan (the "2018 Plan") to increase the maximum number of shares reserved and issuable under the 2018 Plan. | Management | For | For | ||
7. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||
ARMOUR RESIDENTIAL REIT, INC | ||||||
Security | 042315507 | Meeting Type | Annual | |||
Ticker Symbol | ARR | Meeting Date | 20-May-2020 | |||
ISIN | US0423155078 | Agenda | 935173310 - Management | |||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Scott J. Ulm | For | For | |||
2 | Jeffrey J. Zimmer | For | For | |||
3 | Daniel C. Staton | For | For | |||
4 | Marc H. Bell | For | For | |||
5 | Z. Jamie Behar | For | For | |||
6 | Carolyn Downey | For | For | |||
7 | Thomas K. Guba | For | For | |||
8 | Robert C. Hain | For | For | |||
9 | John P. Hollihan, III | For | For | |||
10 | Stewart J. Paperin | For | For | |||
2. | To ratify the appointment of Deloitte & Touche LLP as ARMOUR's independent registered certified public accountants for the fiscal year 2020. | Management | For | For | ||
3. | To approve, by non-binding advisory vote, ARMOUR's 2019 executive compensation. | Management | For | For | ||
4. | To approve, by non-binding advisory vote, the frequency of future stockholder advisory votes relating to ARMOUR's executive compensation. | Management | 1 Year | For | ||
SPARTANNASH COMPANY | ||||||
Security | 847215100 | Meeting Type | Annual | |||
Ticker Symbol | SPTN | Meeting Date | 20-May-2020 | |||
ISIN | US8472151005 | Agenda | 935174259 - Management | |||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | M. Shân Atkins | For | For | |||
2 | Dennis Eidson | For | For | |||
3 | Frank M. Gambino | For | For | |||
4 | Douglas A. Hacker | For | For | |||
5 | Yvonne R. Jackson | For | For | |||
6 | Matthew Mannelly | For | For | |||
7 | Elizabeth A. Nickel | For | For | |||
8 | Hawthorne L. Proctor | For | For | |||
9 | William R. Voss | For | For | |||
2. | Approval of the Stock Incentive Plan of 2020 | Management | For | For | ||
3. | Say on Pay - Advisory approval of the Company's executive compensation. | Management | For | For | ||
4. | Proposal to ratify the appointment of Deloitte & Touche LLP as independent auditors for the current fiscal year. | Management | For | For | ||
COMMUNITY BANK SYSTEM, INC. | ||||||
Security | 203607106 | Meeting Type | Annual | |||
Ticker Symbol | CBU | Meeting Date | 20-May-2020 | |||
ISIN | US2036071064 | Agenda | 935174437 - Management | |||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director for a one (1) year term if Proposal 2 is approved: Brian R. Ace | Management | For | For | ||
1B. | Election of Director for a one (1) year term if Proposal 2 is approved: Mark J. Bolus | Management | For | For | ||
1C. | Election of Director for a one (1) year term if Proposal 2 is approved: Jeffrey L. Davis | Management | For | For | ||
1D. | Election of Director for a one (1) year term if Proposal 2 is approved: Neil E. Fesette | Management | For | For | ||
1E. | Election of Director for a one (1) year term if Proposal 2 is approved: Michael R. Kallet | Management | For | For | ||
1F. | Election of Director for a one (1) year term if Proposal 2 is approved: Kerrie D. MacPherson | Management | For | For | ||
1G. | Election of Director for a one (1) year term if Proposal 2 is approved: John Parente | Management | For | For | ||
1H. | Election of Director for a one (1) year term if Proposal 2 is approved: Raymond C. Pecor, III | Management | For | For | ||
1I. | Election of Director for a one (1) year term if Proposal 2 is approved: Sally A. Steele | Management | For | For | ||
1J. | Election of Director for a one (1) year term if Proposal 2 is approved: Eric E. Stickels | Management | For | For | ||
1K. | Election of Director for a one (1) year term if Proposal 2 is approved: Mark E. Tryniski | Management | For | For | ||
1L. | Election of Director for a one (1) year term if Proposal 2 is approved: John F. Whipple, Jr. | Management | For | For | ||
1M. | Election of Director for a three (3) year term if Proposal 2 is not approved: Brian R. Ace | Management | For | For | ||
1N. | Election of Director for a three (3) year term if Proposal 2 is not approved: Michael R. Kallet | Management | For | For | ||
1O. | Election of Director for a three (3) year term if Proposal 2 is not approved: John Parente | Management | For | For | ||
1P. | Election of Director for a three (3) year term if Proposal 2 is not approved: John F. Whipple, Jr. | Management | For | For | ||
2. | Approval of an amendment to the Company's Certificate of Incorporation to declassify the Board of Directors. | Management | For | For | ||
3. | Advisory vote on executive compensation. | Management | For | For | ||
4. | Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||
ABERCROMBIE & FITCH CO. | ||||||
Security | 002896207 | Meeting Type | Annual | |||
Ticker Symbol | ANF | Meeting Date | 20-May-2020 | |||
ISIN | US0028962076 | Agenda | 935174627 - Management | |||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Kerrii B. Anderson | Management | For | For | ||
1B. | Election of Director: Terry L. Burman | Management | For | For | ||
1C. | Election of Director: Felix Carbullido | Management | For | For | ||
1D. | Election of Director: Susie Coulter | Management | For | For | ||
1E. | Election of Director: Sarah M. Gallagher | Management | For | For | ||
1F. | Election of Director: James A. Goldman | Management | For | For | ||
1G. | Election of Director: Michael E. Greenlees | Management | For | For | ||
1H. | Election of Director: Archie M. Griffin | Management | For | For | ||
1I. | Election of Director: Fran Horowitz | Management | For | For | ||
1J. | Election of Director: Helen E. McCluskey | Management | For | For | ||
1K. | Election of Director: Charles R. Perrin | Management | For | For | ||
1L. | Election of Director: Nigel Travis | Management | For | For | ||
2. | Approval of advisory resolution to approve executive compensation. | Management | For | For | ||
3. | Approval of an amendment to the Abercrombie & Fitch Co. 2016 Long-Term Incentive Plan for Directors to authorize 150,000 additional shares. | Management | For | For | ||
4. | Approval of an amendment to the Abercrombie & Fitch Co. 2016 Long-Term Incentive Plan for Associates to authorize 150,000 additional shares. | Management | For | For | ||
5. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 30, 2021. | Management | For | For | ||
HELIX ENERGY SOLUTIONS GROUP, INC. | ||||||
Security | 42330P107 | Meeting Type | Annual | |||
Ticker Symbol | HLX | Meeting Date | 20-May-2020 | |||
ISIN | US42330P1075 | Agenda | 935174780 - Management | |||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Amy H. Nelson | For | For | |||
2 | William L. Transier | For | For | |||
2. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year 2020. | Management | For | For | ||
3. | Approval, on a non-binding advisory basis, of the 2019 compensation of our named executive officers. | Management | For | For | ||
CORESITE REALTY CORPORATION | ||||||
Security | 21870Q105 | Meeting Type | Annual | |||
Ticker Symbol | COR | Meeting Date | 20-May-2020 | |||
ISIN | US21870Q1058 | Agenda | 935178372 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Robert G. Stuckey | For | For | |||
2 | Paul E. Szurek | For | For | |||
3 | James A. Attwood, Jr. | For | For | |||
4 | Jean A. Bua | For | For | |||
5 | Kelly C. Chambliss | For | For | |||
6 | Michael R. Koehler | For | For | |||
7 | J. David Thompson | For | For | |||
8 | David A. Wilson | For | For | |||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | The advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||
INSIGHT ENTERPRISES, INC. | ||||||
Security | 45765U103 | Meeting Type | Annual | |||
Ticker Symbol | NSIT | Meeting Date | 20-May-2020 | |||
ISIN | US45765U1034 | Agenda | 935184464 - Management | |||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: Richard E. Allen | Management | For | For | ||
1.2 | Election of Director: Bruce W. Armstrong | Management | For | For | ||
1.3 | Election of Director: Linda Breard | Management | For | For | ||
1.4 | Election of Director: Timothy A. Crown | Management | For | For | ||
1.5 | Election of Director: Catherine Courage | Management | For | For | ||
1.6 | Election of Director: Anthony A. Ibargüen | Management | For | For | ||
1.7 | Election of Director: Kenneth T. Lamneck | Management | For | For | ||
1.8 | Election of Director: Kathleen S. Pushor | Management | For | For | ||
1.9 | Election of Director: Girish Rishi | Management | For | For | ||
2. | Advisory vote (non-binding) to approve named executive officer compensation | Management | For | For | ||
3. | Approval of the 2020 Omnibus Plan | Management | For | For | ||
4. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2020 | Management | For | For | ||
FIRST MIDWEST BANCORP, INC. | ||||||
Security | 320867104 | Meeting Type | Annual | |||
Ticker Symbol | FMBI | Meeting Date | 20-May-2020 | |||
ISIN | US3208671046 | Agenda | 935191015 - Management | |||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Barbara A. Boigegrain | Management | For | For | ||
1B. | Election of Director: Thomas L. Brown | Management | For | For | ||
1C. | Election of Director: Phupinder S. Gill | Management | For | For | ||
1D. | Election of Director: Kathryn J. Hayley | Management | For | For | ||
1E. | Election of Director: Peter J. Henseler | Management | For | For | ||
1F. | Election of Director: Frank B. Modruson | Management | For | For | ||
1G. | Election of Director: Ellen A. Rudnick | Management | For | For | ||
1H. | Election of Director: Mark G. Sander | Management | For | For | ||
1I. | Election of Director: Michael L. Scudder | Management | For | For | ||
1J. | Election of Director: Michael J. Small | Management | For | For | ||
1K. | Election of Director: Stephen C. Van Arsdell | Management | For | For | ||
1L. | Election of Director: J. Stephen Vanderwoude | Management | For | For | ||
2. | Approval of an advisory (non-binding) resolution regarding the compensation paid in 2019 to First Midwest Bancorp, Inc.'s named executive officers. | Management | For | For | ||
3. | Ratification of the appointment of Ernst & Young LLP as First Midwest Bancorp, Inc.'s independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||
INSPERITY, INC. | ||||||
Security | 45778Q107 | Meeting Type | Annual | |||
Ticker Symbol | NSP | Meeting Date | 20-May-2020 | |||
ISIN | US45778Q1076 | Agenda | 935197170 - Management | |||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Class I Director: Timothy T. Clifford | Management | For | For | ||
1.2 | Election of Class I Director: Ellen H. Masterson | Management | For | For | ||
1.3 | Election of Class I Director: Latha Ramchand | Management | For | For | ||
2. | Advisory vote to approve the Company's executive compensation ("say on pay") | Management | For | For | ||
3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020 | Management | For | For | ||
LUMINEX CORPORATION | ||||||
Security | 55027E102 | Meeting Type | Annual | |||
Ticker Symbol | LMNX | Meeting Date | 21-May-2020 | |||
ISIN | US55027E1029 | Agenda | 935166757 - Management | |||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Stephen L. Eck, M.D., Ph.D. | Management | For | For | ||
1B. | Election of Director: Ken Samet | Management | For | For | ||
1C. | Election of Director: Jim D. Kever | Management | For | For | ||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||
3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal 2020. | Management | For | For | ||
CSG SYSTEMS INTERNATIONAL, INC. | ||||||
Security | 126349109 | Meeting Type | Annual | |||
Ticker Symbol | CSGS | Meeting Date | 21-May-2020 | |||
ISIN | US1263491094 | Agenda | 935168674 - Management | |||
Record Date | 26-Mar-2020 | Holding Recon Date | 26-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: David G. Barnes | Management | For | For | ||
1B. | Election of Director: Marwan H. Fawaz | Management | For | For | ||
1C. | Election of Director: Dr. Rajan Naik | Management | For | For | ||
1D. | Election of Director: Haiyan Song | Management | For | For | ||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||
3. | To approve an amendment and restatement of our Amended and Restated 2005 Stock Incentive Plan. | Management | For | For | ||
4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal 2020. | Management | For | For | ||
EASTGROUP PROPERTIES, INC. | ||||||
Security | 277276101 | Meeting Type | Annual | |||
Ticker Symbol | EGP | Meeting Date | 21-May-2020 | |||
ISIN | US2772761019 | Agenda | 935171708 - Management | |||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: D. Pike Aloian | Management | For | For | ||
1B. | Election of Director: H.C. Bailey, Jr. | Management | For | For | ||
1C. | Election of Director: H. Eric Bolton, Jr. | Management | For | For | ||
1D. | Election of Director: Donald F. Colleran | Management | For | For | ||
1E. | Election of Director: Hayden C. Eaves III | Management | For | For | ||
1F. | Election of Director: David H. Hoster II | Management | For | For | ||
1G. | Election of Director: Marshall A. Loeb | Management | For | For | ||
1H. | Election of Director: Mary E. McCormick | Management | For | For | ||
1I. | Election of Director: Leland R. Speed | Management | For | For | ||
2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | To approve by a non-binding advisory vote the compensation of the Company's Named Executive Officers as described in the Company's definitive proxy statement. | Management | For | For | ||
SKECHERS U.S.A., INC. | ||||||
Security | 830566105 | Meeting Type | Annual | |||
Ticker Symbol | SKX | Meeting Date | 21-May-2020 | |||
ISIN | US8305661055 | Agenda | 935171847 - Management | |||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Katherine Blair | For | For | |||
2 | Geyer Kosinski | For | For | |||
3 | Richard Rappaport | For | For | |||
4 | Richard Siskind | For | For | |||
2. | Stockholder proposal requesting the Board of Directors to adopt a human rights policy. | Shareholder | Against | For | ||
3. | Advisory vote to approve compensation of Named Executive Officers. | Management | For | For | ||
HEALTHSTREAM, INC. | ||||||
Security | 42222N103 | Meeting Type | Annual | |||
Ticker Symbol | HSTM | Meeting Date | 21-May-2020 | |||
ISIN | US42222N1037 | Agenda | 935172940 - Management | |||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Jeffrey L. McLaren | For | For | |||
2 | Michael D. Shmerling | For | For | |||
3 | Linda E. Rebrovick | For | For | |||
2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the proxy statement. | Management | For | For | ||
INDEPENDENT BANK CORP. | ||||||
Security | 453836108 | Meeting Type | Annual | |||
Ticker Symbol | INDB | Meeting Date | 21-May-2020 | |||
ISIN | US4538361084 | Agenda | 935172952 - Management | |||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Class III Director: Daniel F. O'Brien | Management | For | For | ||
1.2 | Election of Class III Director: Christopher Oddleifson | Management | For | For | ||
1.3 | Election of Class III Director: David A. Powers | Management | For | For | ||
1.4 | Election of Class III Director: Scott K. Smith | Management | For | For | ||
2. | Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||
3. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||
LCI INDUSTRIES | ||||||
Security | 50189K103 | Meeting Type | Annual | |||
Ticker Symbol | LCII | Meeting Date | 21-May-2020 | |||
ISIN | US50189K1034 | Agenda | 935174045 - Management | |||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: James F. Gero | Management | For | For | ||
1B. | Election of Director: Frank J. Crespo | Management | For | For | ||
1C. | Election of Director: Brendan J. Deely | Management | For | For | ||
1D. | Election of Director: Ronald J. Fenech | Management | For | For | ||
1E. | Election of Director: Tracy D. Graham | Management | For | For | ||
1F. | Election of Director: Virginia L. Henkels | Management | For | For | ||
1G. | Election of Director: Jason D. Lippert | Management | For | For | ||
1H. | Election of Director: Kieran M. O'Sullivan | Management | For | For | ||
1I. | Election of Director: David A. Reed | Management | For | For | ||
1J. | Election of Director: John A. Sirpilla | Management | For | For | ||
2. | To approve, in a non-binding advisory vote, the compensation of the Company's named executive officers. | Management | For | For | ||
3. | To ratify the appointment of KPMG LLP as independent auditor for the Company for the year ending December 31, 2020. | Management | For | For | ||
EMERGENT BIOSOLUTIONS INC. | ||||||
Security | 29089Q105 | Meeting Type | Annual | |||
Ticker Symbol | EBS | Meeting Date | 21-May-2020 | |||
ISIN | US29089Q1058 | Agenda | 935174540 - Management | |||
Record Date | 26-Mar-2020 | Holding Recon Date | 26-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | To elect Class II director to hold office for a term expiring at our 2023 Annual Meeting: Zsolt Harsanyi, Ph.D. | Management | For | For | ||
1B. | To elect Class II director to hold office for a term expiring at our 2023 Annual Meeting: General George A. Joulwan | Management | For | For | ||
1C. | To elect Class II director to hold office for a term expiring at our 2023 Annual Meeting: Louis W. Sullivan, M.D. | Management | For | For | ||
2. | To ratify the appointment by the audit committee of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||
EAGLE BANCORP, INC. | ||||||
Security | 268948106 | Meeting Type | Annual | |||
Ticker Symbol | EGBN | Meeting Date | 21-May-2020 | |||
ISIN | US2689481065 | Agenda | 935175225 - Management | |||
Record Date | 26-Mar-2020 | Holding Recon Date | 26-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: Mathew D. Brockwell | Management | For | For | ||
1.2 | Election of Director: Theresa G. LaPlaca | Management | For | For | ||
1.3 | Election of Director: A. Leslie Ludwig | Management | For | For | ||
1.4 | Election of Director: Norman R. Pozez | Management | For | For | ||
1.5 | Election of Director: Kathy A. Raffa | Management | For | For | ||
1.6 | Election of Director: Susan G. Riel | Management | For | For | ||
1.7 | Election of Director: James A. Soltesz | Management | For | For | ||
1.8 | Election of Director: Benjamin M. Soto | Management | For | For | ||
2. | To ratify the appointment of Dixon Hughes Goodman LLP as the Company's independent registered public accounting firm to audit the consolidated financial statements of the Company for the year ended December 31, 2020. | Management | For | For | ||
3. | To vote on a non-binding, advisory resolution approving the compensation of our named executive officers | Management | For | For | ||
BLUCORA INC | ||||||
Security | 095229100 | Meeting Type | Annual | |||
Ticker Symbol | BCOR | Meeting Date | 21-May-2020 | |||
ISIN | US0952291005 | Agenda | 935176176 - Management | |||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: Steven Aldrich | Management | For | For | ||
1.2 | Election of Director: Mark A. Ernst | Management | For | For | ||
1.3 | Election of Director: E. Carol Hayles | Management | For | For | ||
1.4 | Election of Director: John MacIlwaine | Management | For | For | ||
1.5 | Election of Director: Georganne C. Proctor | Management | For | For | ||
1.6 | Election of Director: Jana R. Schreuder | Management | For | For | ||
1.7 | Election of Director: Christopher W. Walters | Management | For | For | ||
1.8 | Election of Director: Mary S. Zappone | Management | For | For | ||
2. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||
3. | Approve, on a non-binding advisory basis, the compensation of our Named Executive Officers, as disclosed in the Proxy Statement. | Management | For | For | ||
4. | Approve an amendment to the Blucora, Inc. 2018 Long- Term Incentive Plan | Management | For | For | ||
5. | Approve an amendment to the Blucora, Inc. 2016 Employee Stock Purchase Plan | Management | For | For | ||
TRUSTCO BANK CORP NY | ||||||
Security | 898349105 | Meeting Type | Annual | |||
Ticker Symbol | TRST | Meeting Date | 21-May-2020 | |||
ISIN | US8983491056 | Agenda | 935177142 - Management | |||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director for a one-year term expiring at the 2021 Annual Meeting of Shareholders: Anthony J. Marinello, M.D., Ph.D. | Management | For | For | ||
2. | Approval of a nonbinding advisory resolution on the compensation of TrustCo's named executive officers. | Management | For | For | ||
3. | Ratification of the appointment of Crowe LLP as Independent Auditors for 2020. | Management | For | For | ||
NEWPARK RESOURCES, INC. | ||||||
Security | 651718504 | Meeting Type | Annual | |||
Ticker Symbol | NR | Meeting Date | 21-May-2020 | |||
ISIN | US6517185046 | Agenda | 935178384 - Management | |||
Record Date | 26-Mar-2020 | Holding Recon Date | 26-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Anthony J. Best | For | For | |||
2 | G. Stephen Finley | For | For | |||
3 | Paul L. Howes | For | For | |||
4 | Roderick A. Larson | For | For | |||
5 | John C. Mingé | For | For | |||
6 | Rose M. Robeson | For | For | |||
2. | An advisory vote to approve our named executive officer compensation. | Management | For | For | ||
3. | The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year 2020. | Management | For | For | ||
TEAM, INC. | ||||||
Security | 878155100 | Meeting Type | Annual | |||
Ticker Symbol | TISI | Meeting Date | 21-May-2020 | |||
ISIN | US8781551002 | Agenda | 935189349 - Management | |||
Record Date | 02-Apr-2020 | Holding Recon Date | 02-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Louis A. Waters* | For | For | |||
2 | Gary G. Yesavage# | For | For | |||
3 | Jeffery G. Davis# | For | For | |||
4 | Robert C. Skaggs, Jr# | For | For | |||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | Advisory vote on Named Executive Officer compensation. | Management | For | For | ||
MANTECH INTERNATIONAL CORP. | ||||||
Security | 564563104 | Meeting Type | Annual | |||
Ticker Symbol | MANT | Meeting Date | 21-May-2020 | |||
ISIN | US5645631046 | Agenda | 935189399 - Management | |||
Record Date | 24-Mar-2020 | Holding Recon Date | 24-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | George J. Pedersen | For | For | |||
2 | Richard L. Armitage | For | For | |||
3 | Mary K. Bush | For | For | |||
4 | Barry G. Campbell | For | For | |||
5 | Richard J. Kerr | For | For | |||
6 | Peter B. LaMontagne | For | For | |||
7 | Kenneth A. Minihan | For | For | |||
8 | Kevin M. Phillips | For | For | |||
2. | Advisory vote on the compensation of the Company's named executive officers. | Management | For | For | ||
3. | Ratify the appointment of Deloitte & Touche LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
GENTHERM INCORPORATED | ||||||
Security | 37253A103 | Meeting Type | Annual | |||
Ticker Symbol | THRM | Meeting Date | 21-May-2020 | |||
ISIN | US37253A1034 | Agenda | 935199542 - Management | |||
Record Date | 06-Apr-2020 | Holding Recon Date | 06-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Sophie Desormière | For | For | |||
2 | Phillip M. Eyler | For | For | |||
3 | Yvonne Hao | For | For | |||
4 | Ronald Hundzinski | For | For | |||
5 | Charles Kummeth | For | For | |||
6 | Byron Shaw II | For | For | |||
7 | John Stacey | For | For | |||
2. | Ratification of the appointment of Ernst & Young LLP to act as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||
3. | Advisory (non-binding) approval of the 2019 compensation of the Company's named executive officers. | Management | For | For | ||
4. | Approval of the Amendment to the Gentherm Incorporated 2013 Equity Incentive Plan. | Management | For | For | ||
HOMESTREET, INC. | ||||||
Security | 43785V102 | Meeting Type | Annual | |||
Ticker Symbol | HMST | Meeting Date | 21-May-2020 | |||
ISIN | US43785V1026 | Agenda | 935205903 - Management | |||
Record Date | 17-Apr-2020 | Holding Recon Date | 17-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: James R. Mitchell, Jr. | Management | For | For | ||
1B. | Election of Director: Nancy D. Pellegrino | Management | For | For | ||
2. | Approval of the compensation of the Company's named executive officers. | Management | For | For | ||
3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
MEDICAL PROPERTIES TRUST, INC. | ||||||
Security | 58463J304 | Meeting Type | Annual | |||
Ticker Symbol | MPW | Meeting Date | 21-May-2020 | |||
ISIN | US58463J3041 | Agenda | 935207072 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Edward K. Aldag, Jr. | Management | For | For | ||
1B. | Election of Director: G. Steven Dawson | Management | For | For | ||
1C. | Election of Director: R. Steven Hamner | Management | For | For | ||
1D. | Election of Director: Caterina A. Mozingo | Management | For | For | ||
1E. | Election of Director: Elizabeth N. Pitman | Management | For | For | ||
1F. | Election of Director: C. Reynolds Thompson, III | Management | For | For | ||
1G. | Election of Director: D. Paul Sparks, Jr. | Management | For | For | ||
1H. | Election of Director: Michael G. Stewart | Management | For | For | ||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | Non-binding, advisory approval of the Company's executive compensation. | Management | For | For | ||
THE CATO CORPORATION | ||||||
Security | 149205106 | Meeting Type | Annual | |||
Ticker Symbol | CATO | Meeting Date | 21-May-2020 | |||
ISIN | US1492051065 | Agenda | 935210752 - Management | |||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Pamela L. Davies | For | For | |||
2 | Thomas B. Henson | For | For | |||
3 | Bryan F. Kennedy, III | For | For | |||
2. | To approve the Company's Amended and Restated Certificate of Incorporation to provide the Board the power to adopt, amend or repeal the Company's By- Laws, as amended (the "Bylaws"), along with certain technical changes, to align with a majority of public companies. | Management | For | For | ||
3. | To ratify the Board's previously adopted amendments to the Bylaws, including: A. To vest the Chairman and Chief Executive Officer with authority to appoint other officers and reassign duties, similar to many public companies (adopted on January 28, 1993), B. To authorize the Company to issue uncertificated shares, as required by New York Stock Exchange rule (adopted on December 6, 2007), C. To change the maximum days in advance of a stockholder meeting, dividend payment or other events in accordance with Delaware law (adopted on February 26, 2009). | Management | For | For | ||
4. | To approve the Company's Amended and Restated Bylaws. | Management | For | For | ||
5. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||
6. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 30, 2021. | Management | For | For | ||
INTERFACE, INC. | ||||||
Security | 458665304 | Meeting Type | Annual | |||
Ticker Symbol | TILE | Meeting Date | 22-May-2020 | |||
ISIN | US4586653044 | Agenda | 935165589 - Management | |||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 21-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | John P. Burke | For | For | |||
2 | Dwight Gibson | For | For | |||
3 | Daniel T. Hendrix | For | For | |||
4 | Christopher G. Kennedy | For | For | |||
5 | Joseph Keough | For | For | |||
6 | Catherine M. Kilbane | For | For | |||
7 | K. David Kohler | For | For | |||
8 | Sheryl D. Palmer | For | For | |||
2. | Approval, on an advisory basis, of executive compensation. | Management | For | For | ||
3. | Approval of adoption of Interface, Inc. 2020 Omnibus Stock Incentive Plan. | Management | For | For | ||
4. | Ratification of the appointment of BDO USA, LLP as independent auditors for 2020. | Management | For | For | ||
KRATON CORPORATION | ||||||
Security | 50077C106 | Meeting Type | Annual | |||
Ticker Symbol | KRA | Meeting Date | 22-May-2020 | |||
ISIN | US50077C1062 | Agenda | 935170972 - Management | |||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 21-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Dominique Fournier | For | For | |||
2 | John J. Gallagher, III | For | For | |||
3 | Billie I. Williamson | For | For | |||
2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||
3. | To ratify the appointment of KPMG LLP as independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||
4. | To approve the amendment and restatement to the Kraton Corporation 2016 Equity and Cash Incentive Plan. | Management | For | For | ||
FIRST BANCORP | ||||||
Security | 318672706 | Meeting Type | Annual | |||
Ticker Symbol | FBP | Meeting Date | 22-May-2020 | |||
ISIN | PR3186727065 | Agenda | 935174374 - Management | |||
Record Date | 01-Apr-2020 | Holding Recon Date | 01-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 21-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Juan Acosta Reboyras | Management | For | For | ||
1B. | Election of Director: Aurelio Alemàn | Management | For | For | ||
1C. | Election of Director: Luz A. Crespo | Management | For | For | ||
1D. | Election of Director: Tracey Dedrick | Management | For | For | ||
1E. | Election of Director: Daniel E. Frye | Management | For | For | ||
1F. | Election of Director: Robert T. Gormley | Management | For | For | ||
1G. | Election of Director: John A. Heffern | Management | For | For | ||
1H. | Election of Director: Roberto R. Herencia | Management | For | For | ||
1I. | Election of Director: José Menéndez-Cortada | Management | For | For | ||
2. | To approve on a non-binding basis the 2019 compensation of First BanCorp's named executive officers. | Management | For | For | ||
3. | To ratify the appointment of Crowe LLP as our independent registered public accounting firm for our 2020 fiscal year. | Management | For | For | ||
OMNICELL, INC. | ||||||
Security | 68213N109 | Meeting Type | Annual | |||
Ticker Symbol | OMCL | Meeting Date | 26-May-2020 | |||
ISIN | US68213N1090 | Agenda | 935175338 - Management | |||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 22-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Class I Director: Joanne B. Bauer | Management | For | For | ||
1.2 | Election of Class I Director: Robin G. Seim | Management | For | For | ||
1.3 | Election of Class I Director: Sara J. White | Management | For | For | ||
2. | Say on Pay - An advisory vote to approve named executive officer compensation. | Management | For | For | ||
3. | Proposal to ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2020. | Management | For | For | ||
PDC ENERGY, INC. | ||||||
Security | 69327R101 | Meeting Type | Annual | |||
Ticker Symbol | PDCE | Meeting Date | 26-May-2020 | |||
ISIN | US69327R1014 | Agenda | 935188070 - Management | |||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 22-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | To approve a proposal to amend the Company's Certificate of Incorporation to declassify the Board of Directors (the "Board") and to provide for the immediate annual election of directors. | Management | For | For | ||
2. | DIRECTOR | Management | ||||
1 | Barton R. Brookman* | For | For | |||
2 | Anthony J. Crisafio* | For | For | |||
3 | Mark E. Ellis* | For | For | |||
4 | Christina M. Ibrahim* | For | For | |||
5 | Paul J. Korus* | For | For | |||
6 | Randy S. Nickerson* | For | For | |||
7 | David C. Parke* | For | For | |||
8 | Lynn A. Peterson* | For | For | |||
3A. | If Proposal No. 1 to declassify the Board is not approved, to elect the director nominated by the Board as Class I director, each for a term of three years: David C. Parke | Management | For | For | ||
3B. | If Proposal No. 1 to declassify the Board is not approved, to elect the director nominated by the Board as Class I director, each for a term of three years: Lynn A. Peterson | Management | For | For | ||
4. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||
5. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
6. | To approve an amendment to the Company's 2018 Equity Incentive Plan to increase the maximum number of shares of common stock of the Company that may be issued pursuant to awards under the 2018 Equity Incentive Plan. | Management | For | For | ||
THE PENNANT GROUP, INC. | ||||||
Security | 70805E109 | Meeting Type | Annual | |||
Ticker Symbol | PNTG | Meeting Date | 27-May-2020 | |||
ISIN | US70805E1091 | Agenda | 935178283 - Management | |||
Record Date | 01-Apr-2020 | Holding Recon Date | 01-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 26-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Daniel H Walker | Management | For | For | ||
1B. | Election of Director: Christopher R. Christensen | Management | For | For | ||
1C. | Election of Director: John G. Nackel | Management | For | For | ||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm. | Management | For | For | ||
SEACOAST BANKING CORPORATION OF FLORIDA | ||||||
Security | 811707801 | Meeting Type | Annual | |||
Ticker Symbol | SBCF | Meeting Date | 27-May-2020 | |||
ISIN | US8117078019 | Agenda | 935179134 - Management | |||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 26-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Julie H. Daum | For | For | |||
2 | Dennis S. Hudson, III | For | For | |||
3 | Alvaro J. Monserrat | For | For | |||
2. | Ratification of Appointment of Crowe LLP as Independent Auditor for 2020 | Management | For | For | ||
3. | Advisory (Non-binding) Vote on Compensation of Named Executive Officers | Management | For | For | ||
HMS HOLDINGS CORP. | ||||||
Security | 40425J101 | Meeting Type | Annual | |||
Ticker Symbol | HMSY | Meeting Date | 27-May-2020 | |||
ISIN | US40425J1016 | Agenda | 935180430 - Management | |||
Record Date | 02-Apr-2020 | Holding Recon Date | 02-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 26-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Katherine Baicker | Management | For | For | ||
1B. | Election of Director: Robert Becker | Management | For | For | ||
1C. | Election of Director: Craig R. Callen | Management | For | For | ||
1D. | Election of Director: William C. Lucia | Management | For | For | ||
1E. | Election of Director: William F. Miller III | Management | For | For | ||
1F. | Election of Director: Jeffrey A. Rideout | Management | For | For | ||
1G. | Election of Director: Ellen A. Rudnick | Management | For | For | ||
1H. | Election of Director: Bart M. Schwartz | Management | For | For | ||
1I. | Election of Director: Richard H. Stowe | Management | For | For | ||
1J. | Election of Director: Cora M. Tellez | Management | For | For | ||
2. | Advisory approval of the Company's 2019 executive compensation. | Management | For | For | ||
3. | Ratification of the selection of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
COLUMBIA BANKING SYSTEM,INC. | ||||||
Security | 197236102 | Meeting Type | Annual | |||
Ticker Symbol | COLB | Meeting Date | 27-May-2020 | |||
ISIN | US1972361026 | Agenda | 935182220 - Management | |||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 26-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Craig D. Eerkes | Management | For | For | ||
1B. | Election of Director: Ford Elsaesser | Management | For | For | ||
1C. | Election of Director: Mark A. Finkelstein | Management | For | For | ||
1D. | Election of Director: Eric S. Forrest | Management | For | For | ||
1E. | Election of Director: Thomas M. Hulbert | Management | For | For | ||
1F. | Election of Director: Michelle M. Lantow | Management | For | For | ||
1G. | Election of Director: Randal L. Lund | Management | For | For | ||
1H. | Election of Director: S. Mae Fujita Numata | Management | For | For | ||
1I. | Election of Director: Elizabeth W. Seaton | Management | For | For | ||
1J. | Election of Director: Clint E. Stein | Management | For | For | ||
1K. | Election of Director: Janine T. Terrano | Management | For | For | ||
2. | To vote on an advisory (non-binding) resolution to approve the compensation of Columbia's named executive officers. | Management | For | For | ||
3. | To vote on an advisory (non-binding) resolution to appoint Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year ending December 31, 2020. | Management | For | For | ||
NORTHFIELD BANCORP, INC. | ||||||
Security | 66611T108 | Meeting Type | Annual | |||
Ticker Symbol | NFBK | Meeting Date | 27-May-2020 | |||
ISIN | US66611T1088 | Agenda | 935187662 - Management | |||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 26-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | John W. Alexander | For | For | |||
2 | Annette Catino | For | For | |||
3 | John P. Connors, Jr. | For | For | |||
2. | An advisory, non-binding resolution, to approve the executive compensation described in the Proxy Statement | Management | For | For | ||
3. | The ratification of the appointment of KPMG LLP as independent registered public accounting firm for the year ending December 31, 2020 | Management | For | For | ||
OFFICE PROPERTIES INCOME TRUST | ||||||
Security | 67623C109 | Meeting Type | Annual | |||
Ticker Symbol | OPI | Meeting Date | 27-May-2020 | |||
ISIN | US67623C1099 | Agenda | 935187737 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 26-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Trustee: David M. Blackman (for Managing Trustee in Class II) | Management | For | For | ||
1B. | Election of Trustee: Donna D. Fraiche (for Independent Trustee in Class II) | Management | For | For | ||
1C. | Election of Trustee: Jeffrey P. Somers (for Independent Trustee in Class II) | Management | For | For | ||
2. | Approve an amendment to the Company's Declaration of Trust to provide for the annual election of all Trustees. | Management | For | For | ||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||
4. | Approval of the Amended and Restated Office Properties Income Trust 2009 Incentive Share Award Plan. | Management | For | For | ||
5. | Ratification of the appointment of Ernst & Young LLP as independent auditors to serve for the 2020 fiscal year. | Management | For | For | ||
CALIFORNIA WATER SERVICE GROUP | ||||||
Security | 130788102 | Meeting Type | Annual | |||
Ticker Symbol | CWT | Meeting Date | 27-May-2020 | |||
ISIN | US1307881029 | Agenda | 935195126 - Management | |||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 26-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Gregory E. Aliff | Management | For | For | ||
1B. | Election of Director: Terry P. Bayer | Management | For | For | ||
1C. | Election of Director: Shelly M. Esque | Management | For | For | ||
1D. | Election of Director: Martin A. Kropelnicki | Management | For | For | ||
1E. | Election of Director: Thomas M. Krummel, M.D. | Management | For | For | ||
1F. | Election of Director: Richard P. Magnuson | Management | For | For | ||
1G. | Election of Director: Scott L. Morris | Management | For | For | ||
1H. | Election of Director: Peter C. Nelson | Management | For | For | ||
1I. | Election of Director: Carol M. Pottenger | Management | For | For | ||
1J. | Election of Director: Lester A. Snow | Management | For | For | ||
1K. | Election of Director: Patricia K. Wagner | Management | For | For | ||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||
3. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE GROUP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020. | Management | For | For | ||
LTC PROPERTIES, INC. | ||||||
Security | 502175102 | Meeting Type | Annual | |||
Ticker Symbol | LTC | Meeting Date | 27-May-2020 | |||
ISIN | US5021751020 | Agenda | 935199768 - Management | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 26-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director to hold office until the 2021 Annual Meeting: Boyd W. Hendrickson | Management | For | For | ||
1.2 | Election of Director to hold office until the 2021 Annual Meeting: James J. Pieczynski | Management | For | For | ||
1.3 | Election of Director to hold office until the 2021 Annual Meeting: Devra G. Shapiro | Management | For | For | ||
1.4 | Election of Director to hold office until the 2021 Annual Meeting: Wendy L. Simpson | Management | For | For | ||
1.5 | Election of Director to hold office until the 2021 Annual Meeting: Timothy J. Triche, M.D. | Management | For | For | ||
2. | Ratification of independent registered public accounting firm. | Management | For | For | ||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||
CORCEPT THERAPEUTICS INCORPORATED | ||||||
Security | 218352102 | Meeting Type | Annual | |||
Ticker Symbol | CORT | Meeting Date | 27-May-2020 | |||
ISIN | US2183521028 | Agenda | 935203860 - Management | |||
Record Date | 17-Apr-2020 | Holding Recon Date | 17-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 26-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | James N. Wilson | For | For | |||
2 | Gregg Alton | For | For | |||
3 | G. Leonard Baker, Jr. | For | For | |||
4 | Joseph K. Belanoff, MD | For | For | |||
5 | David L. Mahoney | For | For | |||
6 | Kimberly Park | For | For | |||
7 | Daniel N. Swisher, Jr. | For | For | |||
2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ended December 31, 2020. | Management | For | For | ||
3. | To conduct a non-binding advisory vote to approve the compensation of the Company's named executive officers as disclosed in the accompanying proxy statement. | Management | For | For | ||
EXPONENT, INC. | ||||||
Security | 30214U102 | Meeting Type | Annual | |||
Ticker Symbol | EXPO | Meeting Date | 28-May-2020 | |||
ISIN | US30214U1025 | Agenda | 935173221 - Management | |||
Record Date | 01-Apr-2020 | Holding Recon Date | 01-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 27-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: Catherine Ford Corrigan | Management | For | For | ||
1.2 | Election of Director: Paul R. Johnston | Management | For | For | ||
1.3 | Election of Director: Carol Lindstrom | Management | For | For | ||
1.4 | Election of Director: Karen A. Richardson | Management | For | For | ||
1.5 | Election of Director: John B. Shoven | Management | For | For | ||
1.6 | Election of Director: Debra L. Zumwalt | Management | For | For | ||
2. | To ratify the appointment of KPMG LLP as independent registered public accounting firm for the Company for the fiscal year ending January 1, 2021. | Management | For | For | ||
3. | To approve, on an advisory basis, the fiscal 2019 compensation of the Company's named executive officers. | Management | For | For | ||
NEOGENOMICS, INC. | ||||||
Security | 64049M209 | Meeting Type | Annual | |||
Ticker Symbol | NEO | Meeting Date | 28-May-2020 | |||
ISIN | US64049M2098 | Agenda | 935174211 - Management | |||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 27-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Douglas M. VanOort | Management | For | For | ||
1B. | Election of Director: Steven C. Jones | Management | For | For | ||
1C. | Election of Director: Kevin C. Johnson | Management | For | For | ||
1D. | Election of Director: Raymond R. Hipp | Management | For | For | ||
1E. | Election of Director: Bruce K. Crowther | Management | For | For | ||
1F. | Election of Director: Lynn A. Tetrault | Management | For | For | ||
1G. | Election of Director: Alison L. Hannah | Management | For | For | ||
1H. | Election of Director: Stephen M. Kanovsky | Management | For | For | ||
1I. | Election of Director: Rachel A. Stahler | Management | For | For | ||
2. | Advisory Vote on the Compensation Paid to our Named Executive Officers. | Management | For | For | ||
3. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||
INSTALLED BUILDING PRODUCTS, INC. | ||||||
Security | 45780R101 | Meeting Type | Annual | |||
Ticker Symbol | IBP | Meeting Date | 28-May-2020 | |||
ISIN | US45780R1014 | Agenda | 935178992 - Management | |||
Record Date | 02-Apr-2020 | Holding Recon Date | 02-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 27-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: Michael T. Miller | Management | For | For | ||
1.2 | Election of Director: Vikas Verma | Management | For | For | ||
2. | The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||
NATIONAL PRESTO INDUSTRIES, INC. | ||||||
Security | 637215104 | Meeting Type | Annual | |||
Ticker Symbol | NPK | Meeting Date | 28-May-2020 | |||
ISIN | US6372151042 | Agenda | 935182763 - Management | |||
Record Date | 19-Mar-2020 | Holding Recon Date | 19-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 27-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Randy F. Lieble | For | For | |||
2 | Joseph G. Stienessen | For | For | |||
2. | To approve our Non-Employee Director Compensation Plan | Management | For | For | ||
3. | To ratify the appointment of BDO USA, LLP as National Presto's independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | ||
4. | To approve, on a non-binding advisory basis, the compensation of National Presto's named executive officers | Management | For | For | ||
THE ENSIGN GROUP, INC. | ||||||
Security | 29358P101 | Meeting Type | Annual | |||
Ticker Symbol | ENSG | Meeting Date | 28-May-2020 | |||
ISIN | US29358P1012 | Agenda | 935182989 - Management | |||
Record Date | 03-Apr-2020 | Holding Recon Date | 03-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 27-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Roy E. Christensen | Management | For | For | ||
1B. | Election of Director: Barry M. Smith | Management | For | For | ||
1C. | Election of Director: Swati B. Abbott | Management | For | For | ||
2. | Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2020. | Management | For | For | ||
3. | Approval, on an advisory basis, of our named executive officers' compensation. | Management | For | For | ||
NUVASIVE, INC. | ||||||
Security | 670704105 | Meeting Type | Annual | |||
Ticker Symbol | NUVA | Meeting Date | 28-May-2020 | |||
ISIN | US6707041058 | Agenda | 935183828 - Management | |||
Record Date | 08-Apr-2020 | Holding Recon Date | 08-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 27-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: J. Christopher Barry | Management | For | For | ||
1B. | Election of Director: Gregory T. Lucier | Management | For | For | ||
1C. | Election of Director: Leslie V. Norwalk, Esq. | Management | For | For | ||
2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | Approval of a non-binding advisory resolution regarding the compensation of the Company's named executive officers for the fiscal year ended December 31, 2019. | Management | For | For | ||
EMPLOYERS HOLDINGS, INC. | ||||||
Security | 292218104 | Meeting Type | Annual | |||
Ticker Symbol | EIG | Meeting Date | 28-May-2020 | |||
ISIN | US2922181043 | Agenda | 935183955 - Management | |||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 27-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: Richard W. Blakey | Management | For | For | ||
1.2 | Election of Director: João "John" M. de Figueiredo | Management | For | For | ||
1.3 | Election of Director: Douglas D. Dirks | Management | For | For | ||
1.4 | Election of Director: James R. Kroner | Management | For | For | ||
1.5 | Election of Director: Michael J. McColgan | Management | For | For | ||
1.6 | Election of Director: Michael J. McSally | Management | For | For | ||
2. | To approve the proposed Amended and Restated Equity and Incentive Plan. | Management | For | For | ||
3. | To approve the Company's executive compensation. | Management | For | For | ||
4. | Ratification of the appointment of the Company's independent accounting firm, Ernst & Young LLP, for 2020. | Management | For | For | ||
DIME COMMUNITY BANCSHARES, INC. | ||||||
Security | 253922108 | Meeting Type | Annual | |||
Ticker Symbol | DCOM | Meeting Date | 28-May-2020 | |||
ISIN | US2539221083 | Agenda | 935183967 - Management | |||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 27-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Steven D. Cohn | For | For | |||
2 | Barbara G. Koster | For | For | |||
3 | Kenneth J. Mahon | For | For | |||
2. | Ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||
3. | Approval, by a non-binding advisory vote, of the compensation of the Company's Named Executive Officers. | Management | For | For | ||
4. | Approval of the Dime Community Bancshares, Inc. 2020 Equity Incentive Plan. | Management | For | For | ||
NETGEAR, INC. | ||||||
Security | 64111Q104 | Meeting Type | Annual | |||
Ticker Symbol | NTGR | Meeting Date | 28-May-2020 | |||
ISIN | US64111Q1040 | Agenda | 935188195 - Management | |||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 27-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Patrick C.S. Lo | Management | For | For | ||
1B. | Election of Director: Laura J. Durr | Management | For | For | ||
1C. | Election of Director: Jef T. Graham | Management | For | For | ||
1D. | Election of Director: Bradley L. Maiorino | Management | For | For | ||
1E. | Election of Director: Janice M. Roberts | Management | For | For | ||
1F. | Election of Director: Gregory J. Rossmann | Management | For | For | ||
1G. | Election of Director: Barbara V. Scherer | Management | For | For | ||
1H. | Election of Director: Thomas H. Waechter | Management | For | For | ||
2. | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | Proposal to approve, on a non-binding advisory basis, a resolution approving the compensation of our Named Executive Officers in the Proxy Statement. | Management | For | For | ||
4. | Proposal to approve an amendment to the NETGEAR, Inc. 2016 Equity Incentive Plan. | Management | For | For | ||
5. | Stockholder proposal regarding right of stockholders to act by written consent. | Shareholder | For | Against | ||
GCP APPLIED TECHNOLOGIES INC | ||||||
Security | 36164Y101 | Meeting Type | Contested-Annual | |||
Ticker Symbol | GCP | Meeting Date | 28-May-2020 | |||
ISIN | US36164Y1010 | Agenda | 935188448 - Management | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 27-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Gerald G. Colella | For | For | |||
2 | Randall S. Dearth | For | For | |||
3 | Janice K. Henry | For | For | |||
4 | Clay H. Kiefaber | For | For | |||
5 | James F. Kirsch | For | For | |||
6 | Armand F. Lauzon | For | For | |||
7 | Phillip J. Mason | For | For | |||
8 | John R. McPherson | For | For | |||
9 | Elizabeth Mora | For | For | |||
10 | Danny R. Shepherd | For | For | |||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as GCP's independent registered public accounting firm for 2020. | Management | For | For | ||
3. | To approve, on an advisory, non-binding basis, the compensation of GCP's named executive officers, as described in the accompanying proxy statement. | Management | For | For | ||
4. | To ratify the Rights Agreement, dated March 15, 2019, as amended by the First Amendment, dated as of March 13, 2020, between the Company and Equiniti Trust Company, as rights agent. | Management | For | For | ||
GCP APPLIED TECHNOLOGIES INC | ||||||
Security | 36164Y101 | Meeting Type | Contested-Annual | |||
Ticker Symbol | GCP | Meeting Date | 28-May-2020 | |||
ISIN | US36164Y1010 | Agenda | 935188450 - Opposition | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 27-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Kevin W. Brown | |||||
2 | Peter A. Feld | |||||
3 | Janet P. Giesselman | |||||
4 | Clay H. Kiefaber | |||||
5 | Marran H. Ogilvie | |||||
6 | Andrew M. Ross | |||||
7 | Linda J. Welty | |||||
8 | Robert H. Yanker | |||||
2. | Company's proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. | Management | ||||
3. | Company's proposal to approve, on an advisory, non- binding basis, the compensation of the Company's named executive officers. | Management | ||||
4. | Company's proposal to approve the amendment to the Company's Rights Agreement. | Management | ||||
INDUSTRIAL LOGISTICS PROPERTY | ||||||
Security | 456237106 | Meeting Type | Annual | |||
Ticker Symbol | ILPT | Meeting Date | 28-May-2020 | |||
ISIN | US4562371066 | Agenda | 935190823 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 27-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Trustee: Bruce M. Gans (for Independent Trustee in Class II) | Management | For | For | ||
1B. | Election of Trustee: Adam D. Portnoy (for Managing Trustee in Class II) | Management | For | For | ||
2. | Approval of an amendment to the Company's Declaration of Trust to provide for the annual election of all Trustees. | Management | For | For | ||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||
4. | Advisory vote on the frequency of future advisory votes to approve executive compensation. | Management | 1 Year | Against | ||
5. | Ratification of the appointment of Ernst & Young LLP as independent auditors to serve for the 2020 fiscal year. | Management | For | For | ||
NORTHWEST NATURAL HOLDING COMPANY | ||||||
Security | 66765N105 | Meeting Type | Annual | |||
Ticker Symbol | NWN | Meeting Date | 28-May-2020 | |||
ISIN | US66765N1054 | Agenda | 935191243 - Management | |||
Record Date | 09-Apr-2020 | Holding Recon Date | 09-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 27-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | David H. Anderson* | For | For | |||
2 | Martha L. Byorum* | For | For | |||
3 | John D. Carter* | For | For | |||
4 | C. Scott Gibson* | For | For | |||
5 | Monica Enand# | For | For | |||
2. | Advisory vote to approve Named Executive Officer Compensation. | Management | For | For | ||
3. | The ratification of the appointment of PricewaterhouseCoopers LLP as Northwest Natural Holding Company's independent registered public accountants for the fiscal year 2020. | Management | For | For | ||
HEIDRICK & STRUGGLES INTERNATIONAL, INC. | ||||||
Security | 422819102 | Meeting Type | Annual | |||
Ticker Symbol | HSII | Meeting Date | 28-May-2020 | |||
ISIN | US4228191023 | Agenda | 935202096 - Management | |||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 27-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Elizabeth L. Axelrod | For | For | |||
2 | Lazlo Bock | For | For | |||
3 | Clare M. Chapman | For | For | |||
4 | Lyle Logan | For | For | |||
5 | T. Willem Mesdag | For | For | |||
6 | Krishnan Rajagopalan | For | For | |||
7 | Stacey Rauch | For | For | |||
8 | Adam Warby | For | For | |||
2. | Advisory vote to approve Named Executive Officer compensation. | Management | For | For | ||
3. | To ratify the appointment of RSM US LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||
4. | Approval of the Third Amendment and Restatement of the Heidrick & Struggles 2012 GlobalShare Program. | Management | For | For | ||
AXON ENTERPRISE, INC. | ||||||
Security | 05464C101 | Meeting Type | Annual | |||
Ticker Symbol | AAXN | Meeting Date | 29-May-2020 | |||
ISIN | US05464C1018 | Agenda | 935178346 - Management | |||
Record Date | 03-Apr-2020 | Holding Recon Date | 03-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 28-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Mark Kroll | For | For | |||
2 | Matthew McBrady | For | For | |||
3 | Patrick Smith | For | For | |||
2. | Proposal No. 2 requests that shareholders vote to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||
3. | Proposal No. 3 requests the ratification on the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||
4A. | Proposal No. 4A requests that shareholders vote to approve an amendment to Article 5 of the Company's Certificate of Incorporation to remove the super-majority vote requirement and replace with a majority vote requirement. | Management | For | For | ||
4B. | Proposal No. 4B requests that shareholders vote to approve an amendment to Article 6 of the Company's Certificate of Incorporation to remove the super-majority vote requirement and replace with a majority vote requirement. | Management | For | For | ||
5. | Proposal No. 5 is a shareholder proposal to elect each director annually. | Shareholder | For | Against | ||
BLOOMIN' BRANDS, INC. | ||||||
Security | 094235108 | Meeting Type | Annual | |||
Ticker Symbol | BLMN | Meeting Date | 29-May-2020 | |||
ISIN | US0942351083 | Agenda | 935182749 - Management | |||
Record Date | 02-Apr-2020 | Holding Recon Date | 02-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 28-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Class II Director with term expiring in 2023: James R. Craigie | Management | For | For | ||
1B. | Election of Class II Director with term expiring in 2023: David J. Deno | Management | For | For | ||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered certified public accounting firm for the fiscal year ending December 27, 2020. | Management | For | For | ||
3. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||
4. | To approve the Bloomin' Brands, Inc. 2020 Omnibus Incentive Compensation Plan. | Management | For | For | ||
5. | To vote on a stockholder proposal requesting that the Company take action to declassify the Board. | Shareholder | For | Against | ||
6. | To vote on a stockholder proposal requesting that the Board issue a report assessing how the Company could increase efforts to mitigate supply chain greenhouse gas emissions. | Shareholder | Against | For | ||
MASIMO CORPORATION | ||||||
Security | 574795100 | Meeting Type | Annual | |||
Ticker Symbol | MASI | Meeting Date | 29-May-2020 | |||
ISIN | US5747951003 | Agenda | 935183169 - Management | |||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 28-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Class I Director: Julie A. Shimer Ph.D. | Management | For | For | ||
1.2 | Election of Class I Director: H. Michael Cohen | Management | For | For | ||
2. | To ratify the selection of Grant Thornton as the Company's independent registered public accounting firm for the fiscal year ending January 2, 2021. | Management | For | For | ||
3. | To provide an advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||
4. | Approval of an amendment to our 2017 Equity Incentive Plan. | Management | For | For | ||
5. | Approval of an amendment to our Executive Bonus Incentive Plan. | Management | For | For | ||
FARO TECHNOLOGIES, INC. | ||||||
Security | 311642102 | Meeting Type | Annual | |||
Ticker Symbol | FARO | Meeting Date | 29-May-2020 | |||
ISIN | US3116421021 | Agenda | 935189262 - Management | |||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 28-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Michael D. Burger | For | For | |||
2 | Stephen R. Cole | For | For | |||
2. | The ratification of Grant Thornton LLP as the Company's independent registered public accounting firm for 2020 | Management | For | For | ||
3. | Non-binding resolution to approve the compensation of the Company's named executive officers | Management | For | For | ||
TIVO CORPORATION | ||||||
Security | 88870P106 | Meeting Type | Special | |||
Ticker Symbol | TIVO | Meeting Date | 29-May-2020 | |||
ISIN | US88870P1066 | Agenda | 935201119 - Management | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 28-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | To adopt the Agreement and Plan of Merger and Reorganization, dated December 18, 2019, as it may be amended from time to time, by and among Xperi Corporation, TiVo Corporation, XRAY-TWOLF HoldCo Corporation, XRAY Merger Sub Corporation and TWOLF Merger Sub Corporation. | Management | For | For | ||
2. | To approve the adjournment of the special meeting (if necessary or appropriate to solicit additional proxies if there are not sufficient votes to adopt the merger agreement). | Management | For | For | ||
3. | To approve, by non-binding advisory vote, certain compensation that may become payable to TiVo's named executive officers in connection with the consummation of the mergers. | Management | For | For | ||
OFG BANCORP | ||||||
Security | 67103X102 | Meeting Type | Annual | |||
Ticker Symbol | OFG | Meeting Date | 01-Jun-2020 | |||
ISIN | PR67103X1020 | Agenda | 935138669 - Management | |||
Record Date | 27-Feb-2020 | Holding Recon Date | 27-Feb-2020 | |||
City / | Country | / | Puerto Rico | Vote Deadline Date | 29-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Julian S. Inclán | For | For | |||
2 | José Rafael Fernández | For | For | |||
3 | Juan C. Aguayo | For | For | |||
4 | Jorge Colón-Gerena | For | For | |||
5 | Néstor de Jesús | For | For | |||
6 | Susan Harnett | For | For | |||
7 | Pedro Morazzani | For | For | |||
8 | Edwin Pérez | For | For | |||
9 | Christa Steele | For | For | |||
2. | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as set forth in the accompanying Proxy Statement. | Management | For | For | ||
3. | To approve the amendment to replenish shares reserved for issuance under the 2007 Omnibus Performance Incentive Plan. | Management | For | For | ||
4. | To ratify the selection of the Company's independent registered public accounting firm for 2020. | Management | For | For | ||
ISTAR INC. | ||||||
Security | 45031U101 | Meeting Type | Annual | |||
Ticker Symbol | STAR | Meeting Date | 01-Jun-2020 | |||
ISIN | US45031U1016 | Agenda | 935178966 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 29-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Clifford De Souza | For | For | |||
2 | Robin Josephs | For | For | |||
3 | Richard Lieb | For | For | |||
4 | Barry Ridings | For | For | |||
5 | Anita Sands | For | For | |||
6 | Jay Sugarman | For | For | |||
2. | Say on Pay - A non-binding advisory vote approving executive compensation | Management | For | For | ||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | ||
RADNET, INC. | ||||||
Security | 750491102 | Meeting Type | Annual | |||
Ticker Symbol | RDNT | Meeting Date | 01-Jun-2020 | |||
ISIN | US7504911022 | Agenda | 935187775 - Management | |||
Record Date | 06-Apr-2020 | Holding Recon Date | 06-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 29-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Howard G. Berger, MD | For | For | |||
2 | Marvin S. Cadwell | For | For | |||
3 | John V. Crues, III, MD | For | For | |||
4 | Laura P. Jacobs | For | For | |||
5 | Lawrence L. Levitt | For | For | |||
6 | David L. Swartz | For | For | |||
7 | Ruth V. Wilson | For | For | |||
2. | The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||
3. | An advisory vote to approve the compensation of the Company's Named Executive Officers. | Management | For | For | ||
THE BUCKLE, INC. | ||||||
Security | 118440106 | Meeting Type | Annual | |||
Ticker Symbol | BKE | Meeting Date | 01-Jun-2020 | |||
ISIN | US1184401065 | Agenda | 935189539 - Management | |||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 29-May-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Daniel J. Hirschfeld | For | For | |||
2 | Dennis H. Nelson | For | For | |||
3 | Thomas B. Heacock | For | For | |||
4 | Kari G. Smith | For | For | |||
5 | Hank M. Bounds | For | For | |||
6 | Bill L. Fairfield | For | For | |||
7 | Bruce L. Hoberman | For | For | |||
8 | Michael E. Huss | For | For | |||
9 | Angie J. Klein | For | For | |||
10 | John P. Peetz, III | For | For | |||
11 | Karen B. Rhoads | For | For | |||
12 | James E. Shada | For | For | |||
2. | Ratify the selection of Deloitte & Touche LLP as independent registered public accounting firm for the Company for the fiscal year ending January 30, 2021. | Management | For | For | ||
3. | Approve the Company's 2020 Management Incentive Plan. | Management | For | For | ||
4. | Approval of the Advisory Vote on overall compensation of Named Executive Officers. | Management | For | For | ||
5. | Amend the Company's 2008 Director Restricted Stock Plan. | Management | For | For | ||
FLAGSTAR BANCORP, INC. | ||||||
Security | 337930705 | Meeting Type | Annual | |||
Ticker Symbol | FBC | Meeting Date | 02-Jun-2020 | |||
ISIN | US3379307057 | Agenda | 935181874 - Management | |||
Record Date | 03-Apr-2020 | Holding Recon Date | 03-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Alessandro P. DiNello | Management | For | For | ||
1B. | Election of Director: Jay J. Hansen | Management | For | For | ||
1C. | Election of Director: John D. Lewis | Management | For | For | ||
1D. | Election of Director: David J. Matlin | Management | For | For | ||
1E. | Election of Director: Bruce E. Nyberg | Management | For | For | ||
1F. | Election of Director: James A. Ovenden | Management | For | For | ||
1G. | Election of Director: Peter Schoels | Management | For | For | ||
1H. | Election of Director: David L. Treadwell | Management | For | For | ||
1I. | Election of Director: Jennifer R. Whip | Management | For | For | ||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||
3. | To adopt an advisory (non-binding) resolution to approve named executive officer compensation. | Management | For | For | ||
EL POLLO LOCO HOLDINGS INC | ||||||
Security | 268603107 | Meeting Type | Annual | |||
Ticker Symbol | LOCO | Meeting Date | 02-Jun-2020 | |||
ISIN | US2686031079 | Agenda | 935187612 - Management | |||
Record Date | 09-Apr-2020 | Holding Recon Date | 09-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Samuel N. Borgese | For | For | |||
2 | Mark Buller | For | For | |||
3 | John M. Roth | For | For | |||
2. | Proposal to Ratify the Appointment of BDO USA, LLP as the Company's Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||
3. | Advisory Vote on the Compensation of Named Executive Officers. | Management | For | For | ||
4. | Advisory Vote on the Frequency of Future Advisory Votes to Approve the Compensation of Named Executive Officers. | Management | 1 Year | For | ||
RENT-A-CENTER, INC. | ||||||
Security | 76009N100 | Meeting Type | Annual | |||
Ticker Symbol | RCII | Meeting Date | 02-Jun-2020 | |||
ISIN | US76009N1000 | Agenda | 935189503 - Management | |||
Record Date | 03-Apr-2020 | Holding Recon Date | 03-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a | Election of Director: Jeffrey J. Brown | Management | For | For | ||
1b. | Election of Director: Mitchell E. Fadel | Management | For | For | ||
1c. | Election of Director: Christopher B. Hetrick | Management | For | For | ||
2. | To ratify the Audit & Risk Committee's selection of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020 | Management | For | For | ||
3. | To conduct an advisory vote approving the compensation of the named executive officers for the year ended December 31, 2019, as set forth in the proxy statement | Management | For | For | ||
4. | To conduct an advisory vote on the frequency of future advisory votes on executive compensation | Management | 1 Year | For | ||
APOLLO COMMERCIAL REAL ESTATE FINANCE | ||||||
Security | 03762U105 | Meeting Type | Annual | |||
Ticker Symbol | ARI | Meeting Date | 02-Jun-2020 | |||
ISIN | US03762U1051 | Agenda | 935192283 - Management | |||
Record Date | 06-Apr-2020 | Holding Recon Date | 06-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Mark C. Biderman | For | For | |||
2 | Brenna Haysom | For | For | |||
3 | Robert A. Kasdin | For | For | |||
4 | Katherine G. Newman | For | For | |||
5 | Eric L. Press | For | For | |||
6 | Scott S. Prince | For | For | |||
7 | Stuart A. Rothstein | For | For | |||
8 | Michael E. Salvati | For | For | |||
2. | Ratification of the appointment of Deloitte & Touche LLP as Apollo Commercial Real Estate Finance, Inc.'s independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||
3. | Approval, on an advisory basis, of the compensation of Apollo Commercial Real Estate Finance, Inc.'s named executive officers, as more fully described in the 2020 Proxy Statement. | Management | For | For | ||
SCIENCE APPLICATIONS INTERNATIONAL CORP | ||||||
Security | 808625107 | Meeting Type | Annual | |||
Ticker Symbol | SAIC | Meeting Date | 03-Jun-2020 | |||
ISIN | US8086251076 | Agenda | 935180389 - Management | |||
Record Date | 07-Apr-2020 | Holding Recon Date | 07-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Robert A. Bedingfield | Management | For | For | ||
1B. | Election of Director: Carol A. Goode | Management | For | For | ||
1C. | Election of Director: John J. Hamre | Management | For | For | ||
1D. | Election of Director: Yvette M. Kanouff | Management | For | For | ||
1E. | Election of Director: Nazzic S. Keene | Management | For | For | ||
1F. | Election of Director: David M. Kerko | Management | For | For | ||
1G. | Election of Director: Timothy J. Mayopoulos | Management | For | For | ||
1H. | Election of Director: Katharina G. McFarland | Management | For | For | ||
1I. | Election of Director: Donna S. Morea | Management | For | For | ||
1J. | Election of Director: Steven R. Shane | Management | For | For | ||
2. | The approval of a non-binding, advisory vote on executive compensation. | Management | For | For | ||
3. | The approval of a non-binding, advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||
4. | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 29, 2021. | Management | For | For | ||
ZUMIEZ INC. | ||||||
Security | 989817101 | Meeting Type | Annual | |||
Ticker Symbol | ZUMZ | Meeting Date | 03-Jun-2020 | |||
ISIN | US9898171015 | Agenda | 935187446 - Management | |||
Record Date | 25-Mar-2020 | Holding Recon Date | 25-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Thomas D. Campion | Management | For | For | ||
1B. | Election of Director: Sarah G. McCoy | Management | For | For | ||
1C. | Election of Director: Ernest R. Johnson | Management | For | For | ||
1D. | Election of Director: Liliana Gil Valletta | Management | For | For | ||
2. | Approval, on an advisory basis, of executive compensation. | Management | For | For | ||
3. | Ratification of the selection of Moss Adams LLP as the Company's independent registered public accounting firm for the fiscal year ending January 30, 2021 (fiscal 2020). | Management | For | For | ||
US ECOLOGY, INC. | ||||||
Security | 91734M103 | Meeting Type | Annual | |||
Ticker Symbol | ECOL | Meeting Date | 03-Jun-2020 | |||
ISIN | US91734M1036 | Agenda | 935190493 - Management | |||
Record Date | 06-Apr-2020 | Holding Recon Date | 06-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Richard Burke | For | For | |||
2 | E. Renae Conley | For | For | |||
3 | Katina Dorton | For | For | |||
4 | Glenn A. Eisenberg | For | For | |||
5 | Jeffrey R. Feeler | For | For | |||
6 | Daniel Fox | For | For | |||
7 | Ronald C. Keating | For | For | |||
8 | John T. Sahlberg | For | For | |||
9 | Melanie Steiner | For | For | |||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2020. | Management | For | For | ||
3. | To hold a non-binding advisory vote on the Company's executive compensation of its Named Executive Officers. | Management | For | For | ||
UNIVERSAL HEALTH REALTY INCOME TRUST | ||||||
Security | 91359E105 | Meeting Type | Annual | |||
Ticker Symbol | UHT | Meeting Date | 03-Jun-2020 | |||
ISIN | US91359E1055 | Agenda | 935192928 - Management | |||
Record Date | 06-Apr-2020 | Holding Recon Date | 06-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Alan B. Miller | For | For | |||
2 | Robert F. McCadden | For | For | |||
2. | Advisory (nonbinding) vote to approve named executive officer compensation. | Management | For | For | ||
3. | To approve an amendment to the Universal Health Realty Income Trust Amended and Restated 2007 Restricted Stock Plan. | Management | For | For | ||
4. | To ratify the selection of KPMG LLP, as the Trust's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
AMERICAN EQUITY INVESTMENT LIFE HLDG CO | ||||||
Security | 025676206 | Meeting Type | Annual | |||
Ticker Symbol | AEL | Meeting Date | 04-Jun-2020 | |||
ISIN | US0256762065 | Agenda | 935186583 - Management | |||
Record Date | 09-Apr-2020 | Holding Recon Date | 09-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1 | DIRECTOR | Management | ||||
1 | Anant Bhalla | For | For | |||
2 | Joyce A. Chapman | For | For | |||
3 | James M. Gerlach | For | For | |||
4 | Robert L. Howe | For | For | |||
5 | Michelle M. Keeley | For | For | |||
6 | William R. Kunkel | For | For | |||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||
4. | To approve the Company's Amended and Restated Equity Incentive Plan. | Management | For | For | ||
FIRSTCASH, INC. | ||||||
Security | 33767D105 | Meeting Type | Annual | |||
Ticker Symbol | FCFS | Meeting Date | 04-Jun-2020 | |||
ISIN | US33767D1054 | Agenda | 935192308 - Management | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Mr. Daniel E. Berce | Management | Against | Against | ||
1B. | Election of Director: Mr. Mikel D. Faulkner | Management | Against | Against | ||
1C. | Election of Director: Mr. Randel G. Owen | Management | Against | Against | ||
2. | Ratification of the selection of RSM US LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2020. | Management | For | For | ||
3. | Approve, by non-binding vote, the compensation of named executive officers as described in the proxy statement. | Management | For | For | ||
STEWART INFORMATION SERVICES CORPORATION | ||||||
Security | 860372101 | Meeting Type | Annual | |||
Ticker Symbol | STC | Meeting Date | 04-Jun-2020 | |||
ISIN | US8603721015 | Agenda | 935200383 - Management | |||
Record Date | 08-Apr-2020 | Holding Recon Date | 08-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Thomas G. Apel | For | For | |||
2 | C. Allen Bradley, Jr. | For | For | |||
3 | Robert L. Clarke | For | For | |||
4 | William S. Corey, Jr. | For | For | |||
5 | Frederick H Eppinger Jr | For | For | |||
6 | Deborah J. Matz | For | For | |||
7 | Matthew W. Morris | For | For | |||
8 | Karen R. Pallotta | For | For | |||
9 | Manuel Sánchez | For | For | |||
2. | Approval of the compensation of Stewart Information Services Corporation's named executive officers (Say-on- Pay) | Management | For | For | ||
3. | Ratification of the appointment of KPMG LLP as Stewart Information Services Corporation's independent auditors for 2020 | Management | For | For | ||
4. | Approval of the Stewart Information Services Corporation 2020 Incentive Plan. | Management | For | For | ||
5. | Approval of the Stewart Information Services Corporation 2020 Employee Stock Purchase Plan. | Management | Against | Against | ||
HCI GROUP, INC. | ||||||
Security | 40416E103 | Meeting Type | Annual | |||
Ticker Symbol | HCI | Meeting Date | 04-Jun-2020 | |||
ISIN | US40416E1038 | Agenda | 935203961 - Management | |||
Record Date | 14-Apr-2020 | Holding Recon Date | 14-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Wayne Burks | For | For | |||
2 | Sanjay Madhu | For | For | |||
3 | Anthony Saravanos | For | For | |||
2. | Ratification of the appointment of Dixon Hughes Goodman, LLP as independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||
3. | Approval, on an advisory basis, of the compensation of the named executive officers. | Management | For | For | ||
STEVEN MADDEN, LTD. | ||||||
Security | 556269108 | Meeting Type | Annual | |||
Ticker Symbol | SHOO | Meeting Date | 05-Jun-2020 | |||
ISIN | US5562691080 | Agenda | 935171405 - Management | |||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Edward R. Rosenfeld | For | For | |||
2 | Al Ferrara | For | For | |||
3 | Mitchel S. Klipper | For | For | |||
4 | Rose Peabody Lynch | For | For | |||
5 | Peter Migliorini | For | For | |||
6 | Ravi Sachdev | For | For | |||
7 | Thomas H. Schwartz | For | For | |||
8 | Robert G. Smith | For | For | |||
9 | Amelia Newton Varela | For | For | |||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. | Management | For | For | ||
3. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE EXECUTIVE COMPENSATION DESCRIBED IN THE STEVEN MADDEN, LTD. PROXY STATEMENT. | Management | For | For | ||
ANI PHARMACEUTICALS, INC. | ||||||
Security | 00182C103 | Meeting Type | Annual | |||
Ticker Symbol | ANIP | Meeting Date | 05-Jun-2020 | |||
ISIN | US00182C1036 | Agenda | 935198374 - Management | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Robert E. Brown, Jr. | Management | Against | Against | ||
1B. | Election of Director: Thomas J. Haughey | Management | For | For | ||
1C. | Election of Director: David B. Nash, M.D., M.B.A. | Management | Against | Against | ||
1D. | Election of Director: Patrick D. Walsh | Management | For | For | ||
2. | To ratify the appointment of EisnerAmper LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||
3. | To approve the compensation of the Company's named executive officers, on an advisory basis. | Management | For | For | ||
4. | To approve the frequency of future advisory votes on executive compensation, on an advisory basis. | Management | 1 Year | Against | ||
5. | To approve the Sixth Amended and Restated 2008 Equity Incentive Plan. | Management | For | For | ||
AMPHASTAR PHARMACEUTICALS INC. | ||||||
Security | 03209R103 | Meeting Type | Annual | |||
Ticker Symbol | AMPH | Meeting Date | 08-Jun-2020 | |||
ISIN | US03209R1032 | Agenda | 935197473 - Management | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Class I Director: David Maris | Management | For | For | ||
1B. | Election of Class I Director: Richard Koo | Management | For | For | ||
1C. | Election of Class I Director: Floyd F. Petersen | Management | For | For | ||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||
3. | To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | ||
4. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. | Management | For | For | ||
CENTURY ALUMINUM COMPANY | ||||||
Security | 156431108 | Meeting Type | Annual | |||
Ticker Symbol | CENX | Meeting Date | 08-Jun-2020 | |||
ISIN | US1564311082 | Agenda | 935200220 - Management | |||
Record Date | 21-Apr-2020 | Holding Recon Date | 21-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Jarl Berntzen | For | For | |||
2 | Michael Bless | For | For | |||
3 | Cynthia Carroll | For | For | |||
4 | Errol Glasser | For | For | |||
5 | Wilhelm van Jaarsveld | For | For | |||
6 | Andrew Michelmore | For | For | |||
2. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | Proposal to approve, on an advisory basis, the compensation of the named executive officers. | Management | For | For | ||
AMEDISYS, INC. | ||||||
Security | 023436108 | Meeting Type | Annual | |||
Ticker Symbol | AMED | Meeting Date | 09-Jun-2020 | |||
ISIN | US0234361089 | Agenda | 935192827 - Management | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Vickie L. Capps | For | For | |||
2 | Molly J. Coye, MD | For | For | |||
3 | Julie D. Klapstein | For | For | |||
4 | Teresa L. Kline | For | For | |||
5 | Paul B. Kusserow | For | For | |||
6 | Richard A. Lechleiter | For | For | |||
7 | Bruce D. Perkins | For | For | |||
8 | Jeffery A. Rideout, MD | For | For | |||
2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accountants for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | To approve, on an advisory (non-binding) basis, the compensation paid to the Company's Named Executive Officers, as set forth in the Company's 2020 Proxy Statement ("Say on Pay" Vote). | Management | For | For | ||
TRINSEO S.A. | ||||||
Security | L9340P101 | Meeting Type | Annual | |||
Ticker Symbol | TSE | Meeting Date | 09-Jun-2020 | |||
ISIN | LU1057788488 | Agenda | 935197144 - Management | |||
Record Date | 20-Apr-2020 | Holding Recon Date | 20-Apr-2020 | |||
City / | Country | / | Luxembourg | Vote Deadline Date | 05-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Class II director to serve for a term of one year: Frank A. Bozich | Management | For | For | ||
1B. | Election of Class II director to serve for a term of one year: K'Lynne Johnson | Management | For | For | ||
1C. | Election of Class II director to serve for a term of one year: Sandra Beach Lin | Management | For | For | ||
1D. | Election of Class II director to serve for a term of one year: Philip Martens | Management | For | For | ||
1E. | Election of Class II director to serve for a term of one year: Donald T. Misheff | Management | For | For | ||
1F. | Election of Class II director to serve for a term of one year: Christopher D. Pappas | Management | For | For | ||
1G. | Election of Class II director to serve for a term of one year: Henri Steinmetz | Management | For | For | ||
1H. | Election of Class II director to serve for a term of one year: Mark Tomkins | Management | For | For | ||
1I. | Election of Class II director to serve for a term of one year: Stephen M. Zide | Management | For | For | ||
2. | To approve, on an advisory basis, the compensation paid by the Company to its named executive officers. | Management | For | For | ||
3. | To approve the Company's annual accounts prepared in accordance with accounting principles generally accepted in Luxembourg for the year ended December 31, 2019 and its consolidated financial statements prepared in accordance with accounting principles generally accepted in the United States including a footnote reconciliation of equity and net income to International Financial Reporting Standards for the year ended December 31, 2019. | Management | For | For | ||
4. | To approve the allocation of the results of the year ended December 31, 2019. | Management | For | For | ||
5. | To approve the granting and discharge of the Company's directors and auditor for the performance of their respective duties during the year ended December 31, 2019. | Management | For | For | ||
6. | To ratify the appointment of PricewaterhouseCoopers Société cooperative to be the Company's independent auditor for all statutory accounts required by Luxembourg law for the year ending December 31, 2020. | Management | For | For | ||
7. | To ratify the appointment of PricewaterhouseCoopers LLP to be the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||
8. | To approve, as required by Luxembourg law, an annual dividend in the amount of all interim dividends declared since the Company's last Annual General Meeting of Shareholders. | Management | For | For | ||
9. | To approve the Company's share repurchase authorization. | Management | For | For | ||
10. | To approve an amendment to the Company's Omnibus Incentive Plan. | Management | For | For | ||
EHEALTH, INC. | ||||||
Security | 28238P109 | Meeting Type | Annual | |||
Ticker Symbol | EHTH | Meeting Date | 09-Jun-2020 | |||
ISIN | US28238P1093 | Agenda | 935197978 - Management | |||
Record Date | 17-Apr-2020 | Holding Recon Date | 17-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Andrea C. Brimmer | For | For | |||
2 | Beth A. Brooke | For | For | |||
3 | Randall S. Livingston | For | For | |||
2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm of eHealth, Inc. for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | Approval, on an advisory basis, of the compensation of the Named Executive Officers of eHealth, Inc. | Management | For | For | ||
4. | Approval of the adoption of eHealth, Inc.'s 2020 Employee Stock Purchase Plan. | Management | Against | Against | ||
MONARCH CASINO & RESORT, INC. | ||||||
Security | 609027107 | Meeting Type | Annual | |||
Ticker Symbol | MCRI | Meeting Date | 09-Jun-2020 | |||
ISIN | US6090271072 | Agenda | 935205270 - Management | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: John Farahi | Management | For | For | ||
1.2 | Election of Director: Craig F. Sullivan | Management | For | For | ||
1.3 | Election of Director: Paul Andrews | Management | For | For | ||
2. | To approve, on a non-binding, advisory basis, the executive compensation of our named executive officers. | Management | For | For | ||
GREEN DOT CORPORATION | ||||||
Security | 39304D102 | Meeting Type | Annual | |||
Ticker Symbol | GDOT | Meeting Date | 09-Jun-2020 | |||
ISIN | US39304D1028 | Agenda | 935206309 - Management | |||
Record Date | 27-Apr-2020 | Holding Recon Date | 27-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Kenneth C. Aldrich | Management | For | For | ||
1B. | Election of Director: J. Chris Brewster | Management | For | For | ||
1C. | Election of Director: Glinda Bridgforth Hodges | Management | For | For | ||
1D. | Election of Director: Rajeev V. Date | Management | For | For | ||
1E. | Election of Director: Saturnino Fanlo | Management | For | For | ||
1F. | Election of Director: William I Jacobs | Management | For | For | ||
1G. | Election of Director: Dan R. Henry | Management | For | For | ||
1H. | Election of Director: Jeffrey B. Osher | Management | For | For | ||
1I. | Election of Director: Ellen Richey | Management | For | For | ||
1J. | Election of Director: George T. Shaheen | Management | For | For | ||
2. | Ratification of the appointment of Ernst & Young LLP as Green Dot's independent registered public accounting firm for 2020. | Management | For | For | ||
3. | Advisory approval of executive compensation. | Management | For | For | ||
4. | Amendment and restatement of Green Dot's 2010 Equity Incentive Plan. | Management | For | For | ||
HOPE BANCORP INC | ||||||
Security | 43940T109 | Meeting Type | Annual | |||
Ticker Symbol | HOPE | Meeting Date | 09-Jun-2020 | |||
ISIN | US43940T1097 | Agenda | 935223216 - Management | |||
Record Date | 22-Apr-2020 | Holding Recon Date | 22-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Donald D. Byun | For | For | |||
2 | Jinho Doo | For | For | |||
3 | Daisy Y. Ha | For | For | |||
4 | James U. Hwang | For | For | |||
5 | Jin Chul Jhung | For | For | |||
6 | Joon K. Kim | For | For | |||
7 | Kevin S. Kim | For | For | |||
8 | Steven S. Koh | For | For | |||
9 | Chung Hyun Lee | For | For | |||
10 | William J. Lewis | For | For | |||
11 | David P. Malone | For | For | |||
12 | John R. Taylor | For | For | |||
13 | Scott Yoon-Suk Whang | For | For | |||
14 | Dale S. Zuehls | For | For | |||
2. | Ratification of the appointment of Crowe LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||
3. | Approval, on an advisory and nonbinding basis, of the compensation paid to our "Named Executive Officers" as described in the Proxy Statement. | Management | For | For | ||
BLACKBAUD, INC. | ||||||
Security | 09227Q100 | Meeting Type | Annual | |||
Ticker Symbol | BLKB | Meeting Date | 10-Jun-2020 | |||
ISIN | US09227Q1004 | Agenda | 935190049 - Management | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Class A Director: Timothy Chou, Ph.D. | Management | For | For | ||
1B. | Election of Class A Director: Joyce M. Nelson | Management | For | For | ||
2. | ADVISORY VOTE TO APPROVE THE 2019 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. | Management | For | For | ||
SCIENTIFIC GAMES CORPORATION | ||||||
Security | 80874P109 | Meeting Type | Annual | |||
Ticker Symbol | SGMS | Meeting Date | 10-Jun-2020 | |||
ISIN | US80874P1093 | Agenda | 935190873 - Management | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Ronald O. Perelman | For | For | |||
2 | Barry L. Cottle | For | For | |||
3 | Peter A. Cohen | For | For | |||
4 | Richard M. Haddrill | For | For | |||
5 | Jack A. Markell | For | For | |||
6 | Michael J. Regan | For | For | |||
7 | Barry F. Schwartz | For | For | |||
8 | Frances F. Townsend | For | For | |||
9 | Maria T. Vullo | For | For | |||
10 | Kneeland C. Youngblood | For | For | |||
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||
3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
MARKETAXESS HOLDINGS INC. | ||||||
Security | 57060D108 | Meeting Type | Annual | |||
Ticker Symbol | MKTX | Meeting Date | 10-Jun-2020 | |||
ISIN | US57060D1081 | Agenda | 935196281 - Management | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Richard M. McVey | Management | For | For | ||
1B. | Election of Director: Nancy Altobello | Management | For | For | ||
1C. | Election of Director: Steven L. Begleiter | Management | For | For | ||
1D. | Election of Director: Stephen P. Casper | Management | For | For | ||
1E. | Election of Director: Jane Chwick | Management | For | For | ||
1F. | Election of Director: Christopher R. Concannon | Management | For | For | ||
1G. | Election of Director: William F. Cruger | Management | For | For | ||
1H. | Election of Director: Justin G. Gmelich | Management | For | For | ||
1I. | Election of Director: Richard G. Ketchum | Management | For | For | ||
1J. | Election of Director: Emily H. Portney | Management | For | For | ||
1K. | Election of Director: Richard L. Prager | Management | For | For | ||
1L. | Election of Director: John Steinhardt | Management | For | For | ||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the 2020 Proxy Statement. | Management | For | For | ||
4. | To approve the adoption of the MarketAxess Holdings Inc. 2020 Equity Incentive Plan. | Management | For | For | ||
CROCS, INC. | ||||||
Security | 227046109 | Meeting Type | Annual | |||
Ticker Symbol | CROX | Meeting Date | 10-Jun-2020 | |||
ISIN | US2270461096 | Agenda | 935196558 - Management | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Thomas J. Smach | For | For | |||
2 | Beth J. Kaplan | For | For | |||
2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||
3. | An advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||
4. | Approval of the Crocs, Inc. 2020 Equity Incentive Plan. | Management | For | For | ||
LIGAND PHARMACEUTICALS INCORPORATED | ||||||
Security | 53220K504 | Meeting Type | Annual | |||
Ticker Symbol | LGND | Meeting Date | 10-Jun-2020 | |||
ISIN | US53220K5048 | Agenda | 935202515 - Management | |||
Record Date | 14-Apr-2020 | Holding Recon Date | 14-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Jason M. Aryeh | For | For | |||
2 | Sarah Boyce | For | For | |||
3 | Todd C. Davis | For | For | |||
4 | Nancy R. Gray, Ph.D. | For | For | |||
5 | John L. Higgins | For | For | |||
6 | John W. Kozarich, Ph.D. | For | For | |||
7 | John L. LaMattina, Ph.D | For | For | |||
8 | Sunil Patel | For | For | |||
9 | Stephen L. Sabba, M.D. | For | For | |||
2. | Ratification of Ernst & Young LLP as Ligand's Independent Registered Public Accounting Firm. | Management | For | For | ||
3. | Approval, on an advisory basis, of the Compensation of the Named Executive Officers. | Management | For | For | ||
BIG LOTS, INC. | ||||||
Security | 089302103 | Meeting Type | Annual | |||
Ticker Symbol | BIG | Meeting Date | 10-Jun-2020 | |||
ISIN | US0893021032 | Agenda | 935211211 - Management | |||
Record Date | 23-Apr-2020 | Holding Recon Date | 23-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | James R. Chambers | For | For | |||
2 | Andrew C. Clarke | For | For | |||
3 | Sebastian J. DiGrande | For | For | |||
4 | Aaron Goldstein | For | For | |||
5 | Marla C. Gottschalk | For | For | |||
6 | Cynthia T. Jamison | For | For | |||
7 | Thomas A. Kingsbury | For | For | |||
8 | Christopher J McCormick | For | For | |||
9 | Nancy A. Reardon | For | For | |||
10 | Wendy L. Schoppert | For | For | |||
11 | Bruce K. Thorn | For | For | |||
2. | The approval of the Big Lots 2020 Long-Term Incentive Plan. | Management | For | For | ||
3. | The approval of the compensation of Big Lots' named executive officers, as disclosed in the Proxy Statement pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion accompanying the tables. | Management | For | For | ||
4. | The ratification of the appointment of Deloitte & Touche LLP as Big Lots' independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||
STAMPS.COM INC. | ||||||
Security | 852857200 | Meeting Type | Annual | |||
Ticker Symbol | STMP | Meeting Date | 10-Jun-2020 | |||
ISIN | US8528572006 | Agenda | 935213760 - Management | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Kenneth T. McBride | For | For | |||
2 | Theodore R. Samuels, II | For | For | |||
2. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||
3. | To ratify the appointment of Ernst & Young LLP as independent auditors of the Company for 2020. | Management | For | For | ||
EMCOR GROUP, INC. | ||||||
Security | 29084Q100 | Meeting Type | Annual | |||
Ticker Symbol | EME | Meeting Date | 11-Jun-2020 | |||
ISIN | US29084Q1004 | Agenda | 935196344 - Management | |||
Record Date | 14-Apr-2020 | Holding Recon Date | 14-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: John W. Altmeyer | Management | For | For | ||
1B. | Election of Director: Anthony J. Guzzi | Management | For | For | ||
1C. | Election of Director: Richard F. Hamm, Jr. | Management | For | For | ||
1D. | Election of Director: David H. Laidley | Management | For | For | ||
1E. | Election of Director: Carol P. Lowe | Management | For | For | ||
1F. | Election of Director: M. Kevin McEvoy | Management | For | For | ||
1G. | Election of Director: William P. Reid | Management | For | For | ||
1H. | Election of Director: Steven B. Schwarzwaelder | Management | For | For | ||
1I. | Election of Director: Robin Walker-Lee | Management | For | For | ||
2. | Approval, by non-binding advisory vote, of named executive compensation. | Management | For | For | ||
3. | Ratification of the appointment of Ernst & Young LLP as independent auditors for 2020. | Management | For | For | ||
4. | Approval of the Amended and Restated 2010 Incentive Plan. | Management | For | For | ||
5. | Stockholder proposal regarding written consent. | Shareholder | For | Against | ||
SEMTECH CORPORATION | ||||||
Security | 816850101 | Meeting Type | Annual | |||
Ticker Symbol | SMTC | Meeting Date | 11-Jun-2020 | |||
ISIN | US8168501018 | Agenda | 935196471 - Management | |||
Record Date | 17-Apr-2020 | Holding Recon Date | 17-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | James P. Burra | For | For | |||
2 | Rodolpho C. Cardenuto | For | For | |||
3 | Bruce C. Edwards | For | For | |||
4 | Saar Gillai | For | For | |||
5 | Rockell N. Hankin | For | For | |||
6 | Ye Jane Li | For | For | |||
7 | James T. Lindstrom | For | For | |||
8 | Mohan R. Maheswaran | For | For | |||
9 | Sylvia Summers | For | For | |||
2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||
3. | Advisory resolution to approve executive compensation. | Management | For | For | ||
VANDA PHARMACEUTICALS INC. | ||||||
Security | 921659108 | Meeting Type | Annual | |||
Ticker Symbol | VNDA | Meeting Date | 11-Jun-2020 | |||
ISIN | US9216591084 | Agenda | 935196801 - Management | |||
Record Date | 17-Apr-2020 | Holding Recon Date | 17-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Class II Director: Richard W. Dugan | Management | For | For | ||
1B. | Election of Class II Director: Anne Sempowski Ward | Management | For | For | ||
2. | To ratify the selection by the Audit Committee of our Board of Directors of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2020. | Management | For | For | ||
3. | To approve on an advisory basis the named executive officer compensation. | Management | For | For | ||
4. | To approve an amendment and restatement of the Company's amended and restated 2016 Equity Incentive Plan ("2016 Plan") to, among other things, increase the aggregate number of shares authorized for issuance under the 2016 Plan. | Management | For | For | ||
LHC GROUP, INC. | ||||||
Security | 50187A107 | Meeting Type | Annual | |||
Ticker Symbol | LHCG | Meeting Date | 11-Jun-2020 | |||
ISIN | US50187A1079 | Agenda | 935197081 - Management | |||
Record Date | 14-Apr-2020 | Holding Recon Date | 14-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Jonathan Goldberg | For | For | |||
2 | Clifford S. Holtz | For | For | |||
3 | W.J. "Billy" Tauzin | For | For | |||
4 | Brent Turner | For | For | |||
2. | To adopt, on an advisory basis, a resolution approving the compensation of our named executive officers. | Management | For | For | ||
3. | The ratification of the selection of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
MONOLITHIC POWER SYSTEMS, INC. | ||||||
Security | 609839105 | Meeting Type | Annual | |||
Ticker Symbol | MPWR | Meeting Date | 11-Jun-2020 | |||
ISIN | US6098391054 | Agenda | 935200218 - Management | |||
Record Date | 20-Apr-2020 | Holding Recon Date | 20-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Victor K. Lee | For | For | |||
2 | James C. Moyer | For | For | |||
2. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | Approve, on an advisory basis, the executive compensation. | Management | For | For | ||
4. | Approve the amendment and restatement of the Company's amended 2014 Equity Incentive Plan. | Management | For | For | ||
LOGMEIN, INC | ||||||
Security | 54142L109 | Meeting Type | Annual | |||
Ticker Symbol | LOGM | Meeting Date | 11-Jun-2020 | |||
ISIN | US54142L1098 | Agenda | 935200775 - Management | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Class II Director: David J. Henshall | Management | For | For | ||
1B. | Election of Class II Director: Peter J. Sacripanti | Management | For | For | ||
1C. | Election of Class II Director: William R. Wagner | Management | For | For | ||
2. | Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year ending December 31, 2020. | Management | For | For | ||
3. | Advisory vote for the approval of the Company's executive compensation. | Management | For | For | ||
SHOE CARNIVAL, INC. | ||||||
Security | 824889109 | Meeting Type | Annual | |||
Ticker Symbol | SCVL | Meeting Date | 11-Jun-2020 | |||
ISIN | US8248891090 | Agenda | 935201525 - Management | |||
Record Date | 09-Apr-2020 | Holding Recon Date | 09-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | Election of Director: J. Wayne Weaver | Management | For | For | ||
2. | To approve, in an advisory (non-binding) vote, the compensation paid to the Company's named executive officers. | Management | For | For | ||
3. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for fiscal 2020. | Management | For | For | ||
LIVEPERSON, INC. | ||||||
Security | 538146101 | Meeting Type | Annual | |||
Ticker Symbol | LPSN | Meeting Date | 11-Jun-2020 | |||
ISIN | US5381461012 | Agenda | 935202591 - Management | |||
Record Date | 20-Apr-2020 | Holding Recon Date | 20-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Class II Director to serve until the 2023 Annual Meeting of Stockholders: Peter Block | Management | For | For | ||
1B. | Election of Class II Director to serve until the 2023 Annual Meeting of Stockholders: Fred Mossler | Management | For | For | ||
2. | Ratification of the appointment of BDO USA, LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020 | Management | For | For | ||
3. | Advisory approval of the compensation of the Company's named executive officers | Management | For | For | ||
4. | Approval of the proposed amendments to the 2019 Stock Incentive Plan | Management | For | For | ||
ECHO GLOBAL LOGISTICS, INC. | ||||||
Security | 27875T101 | Meeting Type | Annual | |||
Ticker Symbol | ECHO | Meeting Date | 12-Jun-2020 | |||
ISIN | US27875T1016 | Agenda | 935197738 - Management | |||
Record Date | 17-Apr-2020 | Holding Recon Date | 17-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: Douglas R. Waggoner | Management | For | For | ||
1.2 | Election of Director: Samuel K. Skinner | Management | For | For | ||
1.3 | Election of Director: Matthew Ferguson | Management | For | For | ||
1.4 | Election of Director: David Habiger | Management | For | For | ||
1.5 | Election of Director: William M. Farrow III | Management | For | For | ||
1.6 | Election of Director: Virginia L. Henkels | Management | For | For | ||
2. | Ratification of appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||
3. | Advisory approval of the Company's named executive officer compensation. | Management | For | For | ||
UNIVERSAL INSURANCE HOLDINGS, INC. | ||||||
Security | 91359V107 | Meeting Type | Annual | |||
Ticker Symbol | UVE | Meeting Date | 12-Jun-2020 | |||
ISIN | US91359V1070 | Agenda | 935202197 - Management | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Scott P. Callahan | Management | For | For | ||
1B. | Election of Director: Kimberly D. Campos | Management | For | For | ||
1C. | Election of Director: Stephen J. Donaghy | Management | For | For | ||
1D. | Election of Director: Sean P. Downes | Management | For | For | ||
1E. | Election of Director: Marlene M. Gordon | Management | For | For | ||
1F. | Election of Director: Ralph J. Palmieri | Management | For | For | ||
1G. | Election of Director: Richard D. Peterson | Management | For | For | ||
1H. | Election of Director: Michael A. Pietrangelo | Management | For | For | ||
1I. | Election of Director: Ozzie A. Schindler | Management | For | For | ||
1J. | Election of Director: Jon W. Springer | Management | For | For | ||
1K. | Election of Director: Joel M. Wilentz, M.D. | Management | For | For | ||
2. | Advisory vote to approve the compensation paid to the Company's named executive officers. | Management | For | For | ||
3. | Ratification of appointment of Plante & Moran, PLLC as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. | Management | For | For | ||
GAMESTOP CORP. | ||||||
Security | 36467W109 | Meeting Type | Contested-Annual | |||
Ticker Symbol | GME | Meeting Date | 12-Jun-2020 | |||
ISIN | US36467W1099 | Agenda | 935204228 - Management | |||
Record Date | 20-Apr-2020 | Holding Recon Date | 20-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Jerome L. Davis | For | For | |||
2 | Lizabeth Dunn | For | For | |||
3 | Raul J. Fernandez | For | For | |||
4 | Reginald Fils-Aime | For | For | |||
5 | Thomas N. Kelly Jr. | For | For | |||
6 | George E. Sherman | For | For | |||
7 | William Simon | For | For | |||
8 | James Symancyk | For | For | |||
9 | Carrie W. Teffner | For | For | |||
10 | Kathy P. Vrabeck | For | For | |||
2. | Advisory vote on executive compensation. | Management | For | For | ||
3. | Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal 2020. | Management | For | For | ||
GAMESTOP CORP. | ||||||
Security | 36467W109 | Meeting Type | Contested-Annual | |||
Ticker Symbol | GME | Meeting Date | 12-Jun-2020 | |||
ISIN | US36467W1099 | Agenda | 935204230 - Opposition | |||
Record Date | 20-Apr-2020 | Holding Recon Date | 20-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Paul J. Evans | |||||
2 | Kurtis J. Wolf | |||||
3 | MGT NOM: Lizabeth Dunn | |||||
4 | MGT NOM: R.J. Fernandez | |||||
5 | MGT NOM: R. Fils-Aime | |||||
6 | MGT NOM: G.E. Sherman | |||||
7 | MGT NOM: William Simon | |||||
8 | MGT NOM: James Symancyk | |||||
9 | MGT NOM: C.W. Teffner | |||||
10 | MGT NOM: K.P. Vrabeck | |||||
2. | The Company's proposal to vote on a non-binding, advisory resolution to approve the compensation of the Company's named executive officers. | Management | ||||
3. | The Company's proposal to ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending January 30, 2021. | Management | ||||
HAVERTY FURNITURE COMPANIES, INC. | ||||||
Security | 419596101 | Meeting Type | Annual | |||
Ticker Symbol | HVT | Meeting Date | 12-Jun-2020 | |||
ISIN | US4195961010 | Agenda | 935214661 - Management | |||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
3. | Advisory vote on our Named Executive officers' compensation. | Management | For | For | ||
VALARIS PLC | ||||||
Security | G9402V109 | Meeting Type | Annual | |||
Ticker Symbol | VAL | Meeting Date | 15-Jun-2020 | |||
ISIN | GB00BJVJZD68 | Agenda | 935199174 - Management | |||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 12-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Re-election of Director to serve until the 2021 Annual General Meeting of Shareholders: William E. Albrecht | Management | For | For | ||
1B. | Re-election of Director to serve until the 2021 Annual General Meeting of Shareholders: Frederick Arnold | Management | For | For | ||
1C. | Re-election of Director to serve until the 2021 Annual General Meeting of Shareholders: Thomas P. Burke | Management | For | For | ||
1D. | Re-election of Director to serve until the 2021 Annual General Meeting of Shareholders: Mary E. Francis CBE | Management | For | For | ||
1E. | Re-election of Director to serve until the 2021 Annual General Meeting of Shareholders: Georges J. Lambert | Management | For | For | ||
1F. | Re-election of Director to serve until the 2021 Annual General Meeting of Shareholders: Suzanne P. Nimocks | Management | For | For | ||
1G. | Re-election of Director to serve until the 2021 Annual General Meeting of Shareholders: Thierry Pilenko | Management | For | For | ||
1H. | Re-election of Director to serve until the 2021 Annual General Meeting of Shareholders: Paul E. Rowsey, III | Management | For | For | ||
1I. | Re-election of Director to serve until the 2021 Annual General Meeting of Shareholders: Charles L. Szews | Management | For | For | ||
1J. | Re-election of Director to serve until the 2021 Annual General Meeting of Shareholders: Adam Weitzman | Management | For | For | ||
2. | To ratify the Audit Committee's appointment of KPMG LLP (U.S.) as our U.S. independent registered public accounting firm for the year ending 31 December 2020. | Management | For | For | ||
3. | To appoint KPMG LLP (U.K.) as our U.K. statutory auditors under the U.K. Companies Act 2006 (to hold office from the conclusion of the Annual General Meeting of Shareholders until the conclusion of the next Annual General Meeting of Shareholders at which accounts are laid before the Company). | Management | For | For | ||
4. | To authorise the Audit Committee to determine our U.K. statutory auditors' remuneration. | Management | For | For | ||
5. | To approve an amendment to the 2018 Long-Term Incentive Plan. | Management | For | For | ||
6. | To approve the Directors' Remuneration Policy. | Management | For | For | ||
7. | A non-binding advisory vote to approve the Directors Remuneration Report for the year ended 31 December 2019. | Management | For | For | ||
8. | A non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||
9. | A non-binding advisory vote to approve the reports of the auditors and the directors and the U.K. statutory accounts for the year ended 31 December 2019. | Management | For | For | ||
10. | To authorise the Board of Directors to allot shares, the full text of which can be found in "Resolution 10" of the accompanying proxy statement. | Management | For | For | ||
11. | To approve the general disapplication of preemption rights, the full text of which can be found in "Resolution 11" of the accompanying proxy statement. | Management | For | For | ||
12. | To approve the disapplication of pre-emption rights in connection with an acquisition or specified capital investment, the full text of which can be found in "Resolution 12" of the accompanying proxy statement. | Management | For | For | ||
EXLSERVICE HOLDINGS, INC. | ||||||
Security | 302081104 | Meeting Type | Annual | |||
Ticker Symbol | EXLS | Meeting Date | 15-Jun-2020 | |||
ISIN | US3020811044 | Agenda | 935207248 - Management | |||
Record Date | 17-Apr-2020 | Holding Recon Date | 17-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 12-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Rohit Kapoor | Management | For | For | ||
1B. | Election of Director: David Kelso | Management | For | For | ||
1C. | Election of Director: Anne Minto | Management | For | For | ||
1D. | Election of Director: Som Mittal | Management | For | For | ||
1E. | Election of Director: Clyde Ostler | Management | For | For | ||
1F. | Election of Director: Jaynie Studenmund | Management | For | For | ||
2. | The ratification of the selection of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for fiscal year 2020. | Management | For | For | ||
3. | The approval, on a non-binding advisory basis, of the compensation of the named executive officers of the Company. | Management | For | For | ||
MEDIFAST, INC. | ||||||
Security | 58470H101 | Meeting Type | Annual | |||
Ticker Symbol | MED | Meeting Date | 15-Jun-2020 | |||
ISIN | US58470H1014 | Agenda | 935209305 - Management | |||
Record Date | 16-Apr-2020 | Holding Recon Date | 16-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 12-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Jeffrey J. Brown | Management | For | For | ||
1B. | Election of Director: Kevin G. Byrnes | Management | For | For | ||
1C. | Election of Director: Daniel R. Chard | Management | For | For | ||
1D. | Election of Director: Constance J. Hallquist | Management | For | For | ||
1E. | Election of Director: Michael A. Hoer | Management | For | For | ||
1F. | Election of Director: Michael C. MacDonald | Management | For | For | ||
1G. | Election of Director: Carl E. Sassano | Management | For | For | ||
1H. | Election of Director: Scott Schlackman | Management | For | For | ||
1I. | Election of Director: Andrea B. Thomas | Management | For | For | ||
1J. | Election of Director: Ming Xian | Management | For | For | ||
2. | Ratify the appointment of RSM US LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||
PGT INNOVATIONS, INC. | ||||||
Security | 69336V101 | Meeting Type | Annual | |||
Ticker Symbol | PGTI | Meeting Date | 15-Jun-2020 | |||
ISIN | US69336V1017 | Agenda | 935218974 - Management | |||
Record Date | 27-Apr-2020 | Holding Recon Date | 27-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 12-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Class II director, nominated by the Board of Directors, to serve until the 2023 Annual Meeting: Brett N. Milgrim | Management | For | For | ||
1B. | Election of Class II director, nominated by the Board of Directors, to serve until the 2023 Annual Meeting: Richard D. Feintuch | Management | For | For | ||
1C. | Election of Class II director, nominated by the Board of Directors, to serve until the 2023 Annual Meeting: Jeffrey T. Jackson | Management | For | For | ||
1D. | Election of Class II director, nominated by the Board of Directors, to serve until the 2023 Annual Meeting: Frances Powell Hawes | Management | For | For | ||
2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the 2020 fiscal year | Management | For | For | ||
3. | To approve the compensation of our Named Executive Officers ("NEOs"), on an advisory basis | Management | For | For | ||
FIVE BELOW, INC. | ||||||
Security | 33829M101 | Meeting Type | Annual | |||
Ticker Symbol | FIVE | Meeting Date | 16-Jun-2020 | |||
ISIN | US33829M1018 | Agenda | 935205256 - Management | |||
Record Date | 21-Apr-2020 | Holding Recon Date | 21-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Joel D. Anderson | Management | For | For | ||
1B. | Election of Director: Kathleen S. Barclay | Management | For | For | ||
1C. | Election of Director: Thomas M. Ryan | Management | For | For | ||
2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the current fiscal year ending January 30, 2021. | Management | For | For | ||
3. | To approve, by non-binding advisory vote, the Company's Named Executive Officer compensation. | Management | For | For | ||
THE PROVIDENCE SERVICE CORPORATION | ||||||
Security | 743815102 | Meeting Type | Annual | |||
Ticker Symbol | PRSC | Meeting Date | 16-Jun-2020 | |||
ISIN | US7438151026 | Agenda | 935208480 - Management | |||
Record Date | 22-Apr-2020 | Holding Recon Date | 22-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Class II Director: David A. Coulter | Management | For | For | ||
1B. | Election of Class II Director: Leslie V. Norwalk | Management | For | For | ||
1C. | Election of Class II Director: Daniel E. Greenleaf | Management | For | For | ||
2. | A non-binding advisory vote to approve named executive officer compensation. | Management | For | For | ||
3. | To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company to serve for the 2020 fiscal year. | Management | For | For | ||
REX AMERICAN RESOURCES CORP | ||||||
Security | 761624105 | Meeting Type | Annual | |||
Ticker Symbol | REX | Meeting Date | 16-Jun-2020 | |||
ISIN | US7616241052 | Agenda | 935217908 - Management | |||
Record Date | 01-May-2020 | Holding Recon Date | 01-May-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: Stuart A. Rose | Management | For | For | ||
1.2 | Election of Director: Zafar Rizvi | Management | For | For | ||
1.3 | Election of Director: Edward M. Kress | Management | For | For | ||
1.4 | Election of Director: David S. Harris | Management | For | For | ||
1.5 | Election of Director: Charles A. Elcan | Management | For | For | ||
1.6 | Election of Director: Mervyn L. Alphonso | Management | For | For | ||
1.7 | Election of Director: Lee Fisher | Management | For | For | ||
1.8 | Election of Director: Anne MacMillan | Management | For | For | ||
2. | ADVISORY VOTE on executive compensation. | Management | For | For | ||
NEKTAR THERAPEUTICS | ||||||
Security | 640268108 | Meeting Type | Annual | |||
Ticker Symbol | NKTR | Meeting Date | 17-Jun-2020 | |||
ISIN | US6402681083 | Agenda | 935197384 - Management | |||
Record Date | 20-Apr-2020 | Holding Recon Date | 20-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 16-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Karin Eastham | Management | For | For | ||
1B. | Election of Director: Myriam J. Curet | Management | For | For | ||
1C. | Election of Director: Howard W. Robin | Management | For | For | ||
2. | To approve an amendment of our Amended and Restated 2017 Performance Incentive Plan to increase the aggregate number of shares of common stock authorized for issuance under the plan by 10,000,000 shares. | Management | For | For | ||
3. | To approve an amendment and restatement of our Amended and Restated Employee Stock Purchase Plan to increase the aggregate number of shares of common stock authorized under the plan by 1,000,000 shares. | Management | For | For | ||
4. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
5. | To approve a non-binding advisory resolution regarding our executive compensation (a "say-on-pay" vote). | Management | For | For | ||
ENCORE CAPITAL GROUP, INC. | ||||||
Security | 292554102 | Meeting Type | Annual | |||
Ticker Symbol | ECPG | Meeting Date | 17-Jun-2020 | |||
ISIN | US2925541029 | Agenda | 935205624 - Management | |||
Record Date | 21-Apr-2020 | Holding Recon Date | 21-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 16-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Michael P. Monaco | For | For | |||
2 | Ashwini (Ash) Gupta | For | For | |||
3 | Wendy G. Hannam | For | For | |||
4 | Jeffrey A. Hilzinger | For | For | |||
5 | Angela A. Knight | For | For | |||
6 | Laura Newman Olle | For | For | |||
7 | Richard J. Srednicki | For | For | |||
8 | Richard P. Stovsky | For | For | |||
9 | Ashish Masih | For | For | |||
2. | Non-binding advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||
3. | Non-binding advisory vote on the frequency of future non- binding advisory stockholder votes to approve the compensation of the Company's named executive officers. | Management | 1 Year | For | ||
4. | Ratification of the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
BALCHEM CORPORATION | ||||||
Security | 057665200 | Meeting Type | Annual | |||
Ticker Symbol | BCPC | Meeting Date | 18-Jun-2020 | |||
ISIN | US0576652004 | Agenda | 935201816 - Management | |||
Record Date | 21-Apr-2020 | Holding Recon Date | 21-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 17-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | David B. Fischer | For | For | |||
2 | Perry W. Premdas | For | For | |||
3 | Dr. John Y. Televantos | For | For | |||
2. | Ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for the year 2020. | Management | For | For | ||
3. | Non-binding advisory approval of Named Executive Officers compensation as described in the Proxy Statement. | Management | For | For | ||
ASGN INCORPORATED | ||||||
Security | 00191U102 | Meeting Type | Annual | |||
Ticker Symbol | ASGN | Meeting Date | 18-Jun-2020 | |||
ISIN | US00191U1025 | Agenda | 935204076 - Management | |||
Record Date | 20-Apr-2020 | Holding Recon Date | 20-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 17-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: Mark A. Frantz | Management | For | For | ||
1.2 | Election of Director: Jonathan S. Holman | Management | For | For | ||
1.3 | Election of Director: Arshad Matin | Management | For | For | ||
2. | Proposal to approve the Company's Second Amended and Restated ASGN Incorporated 2010 Employee Stock Purchase Plan. | Management | For | For | ||
3. | Proposal to approve on a non-binding advisory basis the Company's executive compensation for the year ended December 31, 2019. | Management | For | For | ||
4. | Proposal to ratify the appointment of Deloitte & Touche LLP to serve as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||
MERIT MEDICAL SYSTEMS, INC. | ||||||
Security | 589889104 | Meeting Type | Annual | |||
Ticker Symbol | MMSI | Meeting Date | 22-Jun-2020 | |||
ISIN | US5898891040 | Agenda | 935233837 - Management | |||
Record Date | 30-Apr-2020 | Holding Recon Date | 30-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 19-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Lonny J. Carpenter | For | For | |||
2 | David K. Floyd | For | For | |||
3 | James T. Hogan | For | For | |||
2. | Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||
3. | Ratification of the appointment of Deloitte & Touche LLP to serve as the independent registered public accounting firm of the Company for the year ending December 31, 2020. | Management | For | For | ||
DAVE & BUSTER'S ENTERTAINMENT, INC. | ||||||
Security | 238337109 | Meeting Type | Annual | |||
Ticker Symbol | PLAY | Meeting Date | 23-Jun-2020 | |||
ISIN | US2383371091 | Agenda | 935211259 - Management | |||
Record Date | 24-Apr-2020 | Holding Recon Date | 24-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 22-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: Hamish A. Dodds | Management | For | For | ||
1.2 | Election of Director: Michael J. Griffith | Management | For | For | ||
1.3 | Election of Director: Jonathan S. Halkyard | Management | For | For | ||
1.4 | Election of Director: John C. Hockin | Management | For | For | ||
1.5 | Election of Director: Brian A. Jenkins | Management | For | For | ||
1.6 | Election of Director: Stephen M. King | Management | For | For | ||
1.7 | Election of Director: Patricia H. Mueller | Management | For | For | ||
1.8 | Election of Director: Kevin M. Sheehan | Management | For | For | ||
1.9 | Election of Director: Jennifer Storms | Management | For | For | ||
2. | Ratification of Appointment of KPMG LLP as Independent Registered Public Accounting Firm | Management | For | For | ||
3. | Advisory Approval of Executive Compensation | Management | For | For | ||
4. | Approval of the Company's Amended and Restated 2014 Omnibus Incentive Plan. | Management | For | For | ||
MOMENTA PHARMACEUTICALS, INC. | ||||||
Security | 60877T100 | Meeting Type | Annual | |||
Ticker Symbol | MNTA | Meeting Date | 23-Jun-2020 | |||
ISIN | US60877T1007 | Agenda | 935212617 - Management | |||
Record Date | 27-Apr-2020 | Holding Recon Date | 27-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 22-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Class I Director: Bruce L. Downey | Management | For | For | ||
1B. | Election of Class I Director: Georges Gemayel | Management | For | For | ||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | ||
3. | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers | Management | For | For | ||
4. | To approve the amendment and restatement of the Momenta Pharmaceuticals, Inc. 2013 Incentive Award Plan, which, among other things, increases the number of shares authorized for issuance by 7,000,000 shares. | Management | For | For | ||
EAGLE PHARMACEUTICALS, INC. | ||||||
Security | 269796108 | Meeting Type | Annual | |||
Ticker Symbol | EGRX | Meeting Date | 23-Jun-2020 | |||
ISIN | US2697961082 | Agenda | 935212934 - Management | |||
Record Date | 27-Apr-2020 | Holding Recon Date | 27-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 22-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Steven Ratoff | For | For | |||
2 | Robert Glenning | For | For | |||
2. | To ratify the selection by the audit committee of the Board of Directors of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||
MOBILE MINI, INC. | ||||||
Security | 60740F105 | Meeting Type | Special | |||
Ticker Symbol | MINI | Meeting Date | 24-Jun-2020 | |||
ISIN | US60740F1057 | Agenda | 935218304 - Management | |||
Record Date | 01-May-2020 | Holding Recon Date | 01-May-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 23-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | To approve and adopt the Agreement and Plan of Merger, dated as of March 1, 2020 (the "Merger Agreement"), by and among WillScot Corporation ("WillScot"), Mobile Mini, Inc. ("Mobile Mini") and Picasso Merger Sub, Inc., a wholly owned subsidiary of WillScot (the "Mobile Mini Merger Proposal"). | Management | For | For | ||
2. | To approve, by advisory (non-binding) vote, certain compensation arrangements that may be paid or become payable to Mobile Mini's named executive officers in connection with the merger contemplated by the Merger Agreement. | Management | For | For | ||
3. | To approve the adjournment of the Mobile Mini special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Mobile Mini special meeting to approve the Mobile Mini Merger Proposal. | Management | For | For | ||
XENCOR, INC. | ||||||
Security | 98401F105 | Meeting Type | Annual | |||
Ticker Symbol | XNCR | Meeting Date | 25-Jun-2020 | |||
ISIN | US98401F1057 | Agenda | 935207832 - Management | |||
Record Date | 27-Apr-2020 | Holding Recon Date | 27-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 24-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Bassil I. Dahiyat | For | For | |||
2 | Ellen G. Feigal | For | For | |||
3 | Kevin C. Gorman | For | For | |||
4 | Kurt A. Gustafson | For | For | |||
5 | Yujiro S. Hata | For | For | |||
6 | A. Bruce Montgomery | For | For | |||
7 | Richard J. Ranieri | For | For | |||
8 | Dagmar Rosa-Bjorkeson | For | For | |||
2. | Proposal to ratify RSM US LLP as the independent registered public accounting firm for 2020 | Management | For | For | ||
3. | Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the proxy materials | Management | For | For | ||
HEALTHEQUITY, INC. | ||||||
Security | 42226A107 | Meeting Type | Annual | |||
Ticker Symbol | HQY | Meeting Date | 25-Jun-2020 | |||
ISIN | US42226A1079 | Agenda | 935213758 - Management | |||
Record Date | 04-May-2020 | Holding Recon Date | 04-May-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 24-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of director to serve until the 2021 annual meeting of stockholders: Robert W. Selander | Management | For | For | ||
1.2 | Election of director to serve until the 2021 annual meeting of stockholders: Jon Kessler | Management | For | For | ||
1.3 | Election of director to serve until the 2021 annual meeting of stockholders: Stephen D. Neeleman, M.D. | Management | For | For | ||
1.4 | Election of director to serve until the 2021 annual meeting of stockholders: Frank A. Corvino | Management | For | For | ||
1.5 | Election of director to serve until the 2021 annual meeting of stockholders: Adrian T. Dillon | Management | For | For | ||
1.6 | Election of director to serve until the 2021 annual meeting of stockholders: Evelyn Dilsaver | Management | For | For | ||
1.7 | Election of director to serve until the 2021 annual meeting of stockholders: Debra McCowan | Management | For | For | ||
1.8 | Election of director to serve until the 2021 annual meeting of stockholders: Ian Sacks | Management | For | For | ||
1.9 | Election of director to serve until the 2021 annual meeting of stockholders: Gayle Wellborn | Management | For | For | ||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2021. | Management | For | For | ||
3. | To approve, on a non-binding, advisory basis, the fiscal 2020 compensation of our named executive officers. | Management | For | For | ||
NEW YORK MORTGAGE TRUST, INC. | ||||||
Security | 649604501 | Meeting Type | Annual | |||
Ticker Symbol | NYMT | Meeting Date | 29-Jun-2020 | |||
ISIN | US6496045013 | Agenda | 935215322 - Management | |||
Record Date | 24-Apr-2020 | Holding Recon Date | 24-Apr-2020 | |||
City / | Country | / | United States | Vote Deadline Date | 26-Jun-2020 | |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: David R. Bock | Management | For | For | ||
1B. | Election of Director: Michael B. Clement | Management | For | For | ||
1C. | Election of Director: Alan L. Hainey | Management | For | For | ||
1D. | Election of Director: Steven R. Mumma | Management | For | For | ||
1E. | Election of Director: Steven G. Norcutt | Management | For | For | ||
1F. | Election of Director: Lisa A. Pendergast | Management | For | For | ||
1G. | Election of Director: Jason T. Serrano | Management | For | For | ||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||
3. | To consider and act upon a proposal to ratify, confirm and approve the selection of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For |
Driehaus Capital Management, LLC
Location ID | Location Name | Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Ballot Status | Shares Voted | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Vote Against Management |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Columbus McKinnon Corporation | CMCO | USA | 199333105 | Annual | 22-Jul-19 | 03-Jun-19 | Confirmed | 9,272 | Management | 1.1 | Elect Director Richard H. Fleming | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Columbus McKinnon Corporation | CMCO | USA | 199333105 | Annual | 22-Jul-19 | 03-Jun-19 | Confirmed | 9,272 | Management | 1.2 | Elect Director Ernest R. Verebelyi | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Columbus McKinnon Corporation | CMCO | USA | 199333105 | Annual | 22-Jul-19 | 03-Jun-19 | Confirmed | 9,272 | Management | 1.3 | Elect Director Mark D. Morelli | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Columbus McKinnon Corporation | CMCO | USA | 199333105 | Annual | 22-Jul-19 | 03-Jun-19 | Confirmed | 9,272 | Management | 1.4 | Elect Director Nicholas T. Pinchuk | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Columbus McKinnon Corporation | CMCO | USA | 199333105 | Annual | 22-Jul-19 | 03-Jun-19 | Confirmed | 9,272 | Management | 1.5 | Elect Director Liam G. McCarthy | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Columbus McKinnon Corporation | CMCO | USA | 199333105 | Annual | 22-Jul-19 | 03-Jun-19 | Confirmed | 9,272 | Management | 1.6 | Elect Director R. Scott Trumbull | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Columbus McKinnon Corporation | CMCO | USA | 199333105 | Annual | 22-Jul-19 | 03-Jun-19 | Confirmed | 9,272 | Management | 1.7 | Elect Director Heath A. Mitts | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Columbus McKinnon Corporation | CMCO | USA | 199333105 | Annual | 22-Jul-19 | 03-Jun-19 | Confirmed | 9,272 | Management | 1.8 | Elect Director Kathryn V. Roedel | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Columbus McKinnon Corporation | CMCO | USA | 199333105 | Annual | 22-Jul-19 | 03-Jun-19 | Confirmed | 9,272 | Management | 1.9 | Elect Director Aziz S. Aghili | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Columbus McKinnon Corporation | CMCO | USA | 199333105 | Annual | 22-Jul-19 | 03-Jun-19 | Confirmed | 9,272 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Columbus McKinnon Corporation | CMCO | USA | 199333105 | Annual | 22-Jul-19 | 03-Jun-19 | Confirmed | 9,272 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Columbus McKinnon Corporation | CMCO | USA | 199333105 | Annual | 22-Jul-19 | 03-Jun-19 | Confirmed | 9,272 | Management | 4 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Odonate Therapeutics, Inc. | ODT | USA | 676079106 | Annual | 22-Jul-19 | 21-Jun-19 | Confirmed | 12,298 | Management | 1.1 | Elect Director Kevin Tang | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Odonate Therapeutics, Inc. | ODT | USA | 676079106 | Annual | 22-Jul-19 | 21-Jun-19 | Confirmed | 12,298 | Management | 1.2 | Elect Director Jeff Vacirca | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Odonate Therapeutics, Inc. | ODT | USA | 676079106 | Annual | 22-Jul-19 | 21-Jun-19 | Confirmed | 12,298 | Management | 1.3 | Elect Director Aaron Davis | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Odonate Therapeutics, Inc. | ODT | USA | 676079106 | Annual | 22-Jul-19 | 21-Jun-19 | Confirmed | 12,298 | Management | 1.4 | Elect Director Laura Johnson Douglass | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Odonate Therapeutics, Inc. | ODT | USA | 676079106 | Annual | 22-Jul-19 | 21-Jun-19 | Confirmed | 12,298 | Management | 1.5 | Elect Director Craig Johnson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Odonate Therapeutics, Inc. | ODT | USA | 676079106 | Annual | 22-Jul-19 | 21-Jun-19 | Confirmed | 12,298 | Management | 1.6 | Elect Director Robert Rosen | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Odonate Therapeutics, Inc. | ODT | USA | 676079106 | Annual | 22-Jul-19 | 21-Jun-19 | Confirmed | 12,298 | Management | 1.7 | Elect Director George Tidmarsh | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Odonate Therapeutics, Inc. | ODT | USA | 676079106 | Annual | 22-Jul-19 | 21-Jun-19 | Confirmed | 12,298 | Management | 2 | Ratify Squar Milner LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Odonate Therapeutics, Inc. | ODT | USA | 676079106 | Annual | 22-Jul-19 | 21-Jun-19 | Confirmed | 12,298 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Odonate Therapeutics, Inc. | ODT | USA | 676079106 | Annual | 22-Jul-19 | 21-Jun-19 | Confirmed | 12,298 | Management | 4 | Amend Stock Option Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Twist Bioscience Corporation | TWST | USA | 90184D100 | Annual | 23-Jul-19 | 31-May-19 | Confirmed | 12,596 | Management | 1.1 | Elect Director Nelson C. Chan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Twist Bioscience Corporation | TWST | USA | 90184D100 | Annual | 23-Jul-19 | 31-May-19 | Confirmed | 12,596 | Management | 1.2 | Elect Director Xiaoying Mai | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Twist Bioscience Corporation | TWST | USA | 90184D100 | Annual | 23-Jul-19 | 31-May-19 | Confirmed | 12,596 | Management | 1.3 | Elect Director Robert Ragusa | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Twist Bioscience Corporation | TWST | USA | 90184D100 | Annual | 23-Jul-19 | 31-May-19 | Confirmed | 12,596 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 30-Jul-19 | 05-Jun-19 | Confirmed | 32,654 | Management | 1.1 | Elect Director Keith Anderson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 30-Jul-19 | 05-Jun-19 | Confirmed | 32,654 | Management | 1.2 | Elect Director Timothy J. Bernlohr | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 30-Jul-19 | 05-Jun-19 | Confirmed | 32,654 | Management | 1.3 | Elect Director Michael Berman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 30-Jul-19 | 05-Jun-19 | Confirmed | 32,654 | Management | 1.4 | Elect Director John C. Firth | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 30-Jul-19 | 05-Jun-19 | Confirmed | 32,654 | Management | 1.5 | Elect Director Michael Kaufman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 30-Jul-19 | 05-Jun-19 | Confirmed | 32,654 | Management | 1.6 | Elect Director Gary E. Robinette | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 30-Jul-19 | 05-Jun-19 | Confirmed | 32,654 | Management | 1.7 | Elect Director Mark J. Yost | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 30-Jul-19 | 05-Jun-19 | Confirmed | 32,654 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Skyline Champion Corporation | SKY | USA | 830830105 | Annual | 30-Jul-19 | 05-Jun-19 | Confirmed | 32,654 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Boot Barn Holdings, Inc. | BOOT | USA | 099406100 | Annual | 28-Aug-19 | 09-Jul-19 | Confirmed | 28,283 | Management | 1.1 | Elect Director Greg Bettinelli | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Boot Barn Holdings, Inc. | BOOT | USA | 099406100 | Annual | 28-Aug-19 | 09-Jul-19 | Confirmed | 28,283 | Management | 1.2 | Elect Director James G. Conroy | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Boot Barn Holdings, Inc. | BOOT | USA | 099406100 | Annual | 28-Aug-19 | 09-Jul-19 | Confirmed | 28,283 | Management | 1.3 | Elect Director Lisa G. Laube | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Boot Barn Holdings, Inc. | BOOT | USA | 099406100 | Annual | 28-Aug-19 | 09-Jul-19 | Confirmed | 28,283 | Management | 1.4 | Elect Director Anne MacDonald | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Boot Barn Holdings, Inc. | BOOT | USA | 099406100 | Annual | 28-Aug-19 | 09-Jul-19 | Confirmed | 28,283 | Management | 1.5 | Elect Director Brenda I. Morris | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Boot Barn Holdings, Inc. | BOOT | USA | 099406100 | Annual | 28-Aug-19 | 09-Jul-19 | Confirmed | 28,283 | Management | 1.6 | Elect Director Peter Starrett | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Boot Barn Holdings, Inc. | BOOT | USA | 099406100 | Annual | 28-Aug-19 | 09-Jul-19 | Confirmed | 28,283 | Management | 1.7 | Elect Director Brad Weston | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Boot Barn Holdings, Inc. | BOOT | USA | 099406100 | Annual | 28-Aug-19 | 09-Jul-19 | Confirmed | 28,283 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Boot Barn Holdings, Inc. | BOOT | USA | 099406100 | Annual | 28-Aug-19 | 09-Jul-19 | Confirmed | 28,283 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Boot Barn Holdings, Inc. | BOOT | USA | 099406100 | Annual | 28-Aug-19 | 09-Jul-19 | Confirmed | 28,283 | Management | 4 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | First American Funds, Inc. | USA | 31846V328 | Special | 29-Aug-19 | 12-Jul-19 | Confirmed | 463,340 | Management | 1.1 | Elect Director David K. Baumgardner | For | For | No | |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | First American Funds, Inc. | USA | 31846V328 | Special | 29-Aug-19 | 12-Jul-19 | Confirmed | 463,340 | Management | 1.2 | Elect Director Mark E. Gaumond | For | For | No | |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | First American Funds, Inc. | USA | 31846V328 | Special | 29-Aug-19 | 12-Jul-19 | Confirmed | 463,340 | Management | 1.3 | Elect Director Roger A. Gibson | For | For | No | |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | First American Funds, Inc. | USA | 31846V328 | Special | 29-Aug-19 | 12-Jul-19 | Confirmed | 463,340 | Management | 1.4 | Elect Director Jennifer J. McPeek | For | For | No | |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | First American Funds, Inc. | USA | 31846V328 | Special | 29-Aug-19 | 12-Jul-19 | Confirmed | 463,340 | Management | 1.5 | Elect Director C. David Myers | For | For | No | |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | First American Funds, Inc. | USA | 31846V328 | Special | 29-Aug-19 | 12-Jul-19 | Confirmed | 463,340 | Management | 1.6 | Elect Director Richard K. Riederer | For | For | No | |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | First American Funds, Inc. | USA | 31846V328 | Special | 29-Aug-19 | 12-Jul-19 | Confirmed | 463,340 | Management | 1.7 | Elect Director P. Kelly Tompkins | For | For | No | |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Virtusa Corporation | VRTU | USA | 92827P102 | Annual | 17-Sep-19 | 22-Jul-19 | Confirmed | 6,318 | Management | 1.1 | Elect Director Kris Canekeratne | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Virtusa Corporation | VRTU | USA | 92827P102 | Annual | 17-Sep-19 | 22-Jul-19 | Confirmed | 6,318 | Management | 1.2 | Elect Director Barry R. Nearhos | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Virtusa Corporation | VRTU | USA | 92827P102 | Annual | 17-Sep-19 | 22-Jul-19 | Confirmed | 6,318 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Virtusa Corporation | VRTU | USA | 92827P102 | Annual | 17-Sep-19 | 22-Jul-19 | Confirmed | 6,318 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | LiqTech International, Inc. | LIQT | USA | 53632A201 | Annual | 19-Sep-19 | 22-Jul-19 | Confirmed | 33,182 | Management | 1.1 | Elect Director Peter Leifland | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | LiqTech International, Inc. | LIQT | USA | 53632A201 | Annual | 19-Sep-19 | 22-Jul-19 | Confirmed | 33,182 | Management | 1.2 | Elect Director Alexander J. Buehler | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | LiqTech International, Inc. | LIQT | USA | 53632A201 | Annual | 19-Sep-19 | 22-Jul-19 | Confirmed | 33,182 | Management | 1.3 | Elect Director Mark Vernon | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | LiqTech International, Inc. | LIQT | USA | 53632A201 | Annual | 19-Sep-19 | 22-Jul-19 | Confirmed | 33,182 | Management | 1.4 | Elect Director Peyton Boswell | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | LiqTech International, Inc. | LIQT | USA | 53632A201 | Annual | 19-Sep-19 | 22-Jul-19 | Confirmed | 33,182 | Management | 1.5 | Elect Director Sune Mathiesen | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | LiqTech International, Inc. | LIQT | USA | 53632A201 | Annual | 19-Sep-19 | 22-Jul-19 | Confirmed | 33,182 | Management | 2 | Ratify Sadler, Gibb & Associates, LLC as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Freshpet, Inc. | FRPT | USA | 358039105 | Annual | 26-Sep-19 | 02-Aug-19 | Confirmed | 11,752 | Management | 1.1 | Elect Director J. David Basto | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Freshpet, Inc. | FRPT | USA | 358039105 | Annual | 26-Sep-19 | 02-Aug-19 | Confirmed | 11,752 | Management | 1.2 | Elect Director Lawrence S. Coben | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Freshpet, Inc. | FRPT | USA | 358039105 | Annual | 26-Sep-19 | 02-Aug-19 | Confirmed | 11,752 | Management | 1.3 | Elect Director Walter N. George, III | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Freshpet, Inc. | FRPT | USA | 358039105 | Annual | 26-Sep-19 | 02-Aug-19 | Confirmed | 11,752 | Management | 1.4 | Elect Director Craig D. Steeneck | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Freshpet, Inc. | FRPT | USA | 358039105 | Annual | 26-Sep-19 | 02-Aug-19 | Confirmed | 11,752 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Freshpet, Inc. | FRPT | USA | 358039105 | Annual | 26-Sep-19 | 02-Aug-19 | Confirmed | 11,752 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Freshpet, Inc. | FRPT | USA | 358039105 | Annual | 26-Sep-19 | 02-Aug-19 | Confirmed | 11,752 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mimecast Limited | MIME | Jersey | G14838109 | Annual | 03-Oct-19 | 01-Oct-19 | Confirmed | 4,922 | Management | 1 | Elect Director Aron Ain | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mimecast Limited | MIME | Jersey | G14838109 | Annual | 03-Oct-19 | 01-Oct-19 | Confirmed | 4,922 | Management | 2 | Elect Director Stephen M. Ward | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mimecast Limited | MIME | Jersey | G14838109 | Annual | 03-Oct-19 | 01-Oct-19 | Confirmed | 4,922 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mimecast Limited | MIME | Jersey | G14838109 | Annual | 03-Oct-19 | 01-Oct-19 | Confirmed | 4,922 | Management | 4 | Authorize Board to Fix Remuneration of Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mimecast Limited | MIME | Jersey | G14838109 | Annual | 03-Oct-19 | 01-Oct-19 | Confirmed | 4,922 | Management | 5 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mimecast Limited | MIME | Jersey | G14838109 | Annual | 03-Oct-19 | 01-Oct-19 | Confirmed | 4,922 | Management | 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Impinj, Inc. | PI | USA | 453204109 | Annual | 23-Oct-19 | 30-Aug-19 | Confirmed | 9,887 | Management | 1.1 | Elect Director Peter van Oppen | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Impinj, Inc. | PI | USA | 453204109 | Annual | 23-Oct-19 | 30-Aug-19 | Confirmed | 9,887 | Management | 1.2 | Elect Director Theresa Wise | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Impinj, Inc. | PI | USA | 453204109 | Annual | 23-Oct-19 | 30-Aug-19 | Confirmed | 9,887 | Management | 1.3 | Elect Director Cathal Phelan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Impinj, Inc. | PI | USA | 453204109 | Annual | 23-Oct-19 | 30-Aug-19 | Confirmed | 9,887 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mercury Systems, Inc. | MRCY | USA | 589378108 | Annual | 23-Oct-19 | 19-Aug-19 | Confirmed | 11,988 | Management | 1.1 | Elect Director James K. Bass | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mercury Systems, Inc. | MRCY | USA | 589378108 | Annual | 23-Oct-19 | 19-Aug-19 | Confirmed | 11,988 | Management | 1.2 | Elect Director Michael A. Daniels | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mercury Systems, Inc. | MRCY | USA | 589378108 | Annual | 23-Oct-19 | 19-Aug-19 | Confirmed | 11,988 | Management | 1.3 | Elect Director Lisa S. Disbrow | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mercury Systems, Inc. | MRCY | USA | 589378108 | Annual | 23-Oct-19 | 19-Aug-19 | Confirmed | 11,988 | Management | 1.4 | Elect Director Barry R. Nearhos | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mercury Systems, Inc. | MRCY | USA | 589378108 | Annual | 23-Oct-19 | 19-Aug-19 | Confirmed | 11,988 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mercury Systems, Inc. | MRCY | USA | 589378108 | Annual | 23-Oct-19 | 19-Aug-19 | Confirmed | 11,988 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | GMS Inc. | GMS | USA | 36251C103 | Annual | 30-Oct-19 | 03-Sep-19 | Confirmed | 25,550 | Management | 1a | Elect Director Brian R. Hoesterey | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | GMS Inc. | GMS | USA | 36251C103 | Annual | 30-Oct-19 | 03-Sep-19 | Confirmed | 25,550 | Management | 1b | Elect Director Teri P. McClure | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | GMS Inc. | GMS | USA | 36251C103 | Annual | 30-Oct-19 | 03-Sep-19 | Confirmed | 25,550 | Management | 1c | Elect Director Richard K. Mueller | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | GMS Inc. | GMS | USA | 36251C103 | Annual | 30-Oct-19 | 03-Sep-19 | Confirmed | 25,550 | Management | 1d | Elect Director J. Louis Sharpe | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | GMS Inc. | GMS | USA | 36251C103 | Annual | 30-Oct-19 | 03-Sep-19 | Confirmed | 25,550 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | GMS Inc. | GMS | USA | 36251C103 | Annual | 30-Oct-19 | 03-Sep-19 | Confirmed | 25,550 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Special | 25-Nov-19 | 28-Oct-19 | Confirmed | 7,164 | Management | 1 | Open Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Special | 25-Nov-19 | 28-Oct-19 | Confirmed | 7,164 | Management | 2 | Amend Articles to Reflect Changes in Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Special | 25-Nov-19 | 28-Oct-19 | Confirmed | 7,164 | Management | 3 | Amend Argenx Option Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Special | 25-Nov-19 | 28-Oct-19 | Confirmed | 7,164 | Management | 4 | Approve Stock Option Grants up to a Maximum of 4 Percent of the Outstanding Capital | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Special | 25-Nov-19 | 28-Oct-19 | Confirmed | 7,164 | Management | 5 | Other Business (Non-Voting) | No | ||
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Special | 25-Nov-19 | 28-Oct-19 | Confirmed | 7,164 | Management | 6 | Close Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Constellium SE | CSTM | Netherlands | N22035104 | Special | 25-Nov-19 | 28-Oct-19 | Confirmed | 44,362 | Management | 1 | Open Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Constellium SE | CSTM | Netherlands | N22035104 | Special | 25-Nov-19 | 28-Oct-19 | Confirmed | 44,362 | Management | 2 | Change of Corporate Seat from Amsterdam to Paris | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Constellium SE | CSTM | Netherlands | N22035104 | Special | 25-Nov-19 | 28-Oct-19 | Confirmed | 44,362 | Management | 3 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Constellium SE | CSTM | Netherlands | N22035104 | Special | 25-Nov-19 | 28-Oct-19 | Confirmed | 44,362 | Management | 4 | Confirm Board Composition Following Transfer of Corporate Seat | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Constellium SE | CSTM | Netherlands | N22035104 | Special | 25-Nov-19 | 28-Oct-19 | Confirmed | 44,362 | Management | 5 | Confirm Annual Fixed Fees to Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Constellium SE | CSTM | Netherlands | N22035104 | Special | 25-Nov-19 | 28-Oct-19 | Confirmed | 44,362 | Management | 6 | Appoint PricewaterhouseCoopers Audit and RSM Paris as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Constellium SE | CSTM | Netherlands | N22035104 | Special | 25-Nov-19 | 28-Oct-19 | Confirmed | 44,362 | Management | 7 | Approve Issuance of Shares under 2013 Equity Incentive Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Constellium SE | CSTM | Netherlands | N22035104 | Special | 25-Nov-19 | 28-Oct-19 | Confirmed | 44,362 | Management | 8 | Approve Issuance of Shares or Other Equity Securities with Preemptive Rights up to 50 Percent of the Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Constellium SE | CSTM | Netherlands | N22035104 | Special | 25-Nov-19 | 28-Oct-19 | Confirmed | 44,362 | Management | 9 | Approve Issuance of Shares or Other Equity Securities without Preemptive Rights up to 50 Percent of the Issued Share Capital | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Constellium SE | CSTM | Netherlands | N22035104 | Special | 25-Nov-19 | 28-Oct-19 | Confirmed | 44,362 | Management | 10 | Approve Issuance of Shares or Other Equity Securities without Preemptive Rights up to 10 Percent of the Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Constellium SE | CSTM | Netherlands | N22035104 | Special | 25-Nov-19 | 28-Oct-19 | Confirmed | 44,362 | Management | 11 | Grant Board Authority to Issue Additional Shares up to 15 Percent of Issued Capital | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Constellium SE | CSTM | Netherlands | N22035104 | Special | 25-Nov-19 | 28-Oct-19 | Confirmed | 44,362 | Management | 12 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Constellium SE | CSTM | Netherlands | N22035104 | Special | 25-Nov-19 | 28-Oct-19 | Confirmed | 44,362 | Management | 13 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Constellium SE | CSTM | Netherlands | N22035104 | Special | 25-Nov-19 | 28-Oct-19 | Confirmed | 44,362 | Management | 14 | Authorize Filing of Required Documents and Other Formalities | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Constellium SE | CSTM | Netherlands | N22035104 | Special | 25-Nov-19 | 28-Oct-19 | Confirmed | 44,362 | Management | 15 | Allow Questions | No | ||
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Constellium SE | CSTM | Netherlands | N22035104 | Special | 25-Nov-19 | 28-Oct-19 | Confirmed | 44,362 | Management | 16 | Close Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava plc | DAVA | United Kingdom | 29260V105 | Annual | 09-Dec-19 | 31-Oct-19 | Confirmed | 28,450 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava plc | DAVA | United Kingdom | 29260V105 | Annual | 09-Dec-19 | 31-Oct-19 | Confirmed | 28,450 | Management | 2 | Approve Remuneration Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava plc | DAVA | United Kingdom | 29260V105 | Annual | 09-Dec-19 | 31-Oct-19 | Confirmed | 28,450 | Management | 3 | Approve Remuneration Policy | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava plc | DAVA | United Kingdom | 29260V105 | Annual | 09-Dec-19 | 31-Oct-19 | Confirmed | 28,450 | Management | 4 | Reappoint KPMG LLP as Auditors and Authorise the Board to Determine Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava plc | DAVA | United Kingdom | 29260V105 | Annual | 09-Dec-19 | 31-Oct-19 | Confirmed | 28,450 | Management | 5 | Elect John Cotterell as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava plc | DAVA | United Kingdom | 29260V105 | Annual | 09-Dec-19 | 31-Oct-19 | Confirmed | 28,450 | Management | 6 | Elect Mark Thurston as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava plc | DAVA | United Kingdom | 29260V105 | Annual | 09-Dec-19 | 31-Oct-19 | Confirmed | 28,450 | Management | 7 | Elect Andrew Allan as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava plc | DAVA | United Kingdom | 29260V105 | Annual | 09-Dec-19 | 31-Oct-19 | Confirmed | 28,450 | Management | 8 | Elect Ben Druskin as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava plc | DAVA | United Kingdom | 29260V105 | Annual | 09-Dec-19 | 31-Oct-19 | Confirmed | 28,450 | Management | 9 | Elect Mike Kinton as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava plc | DAVA | United Kingdom | 29260V105 | Annual | 09-Dec-19 | 31-Oct-19 | Confirmed | 28,450 | Management | 10 | Elect David Pattillo as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava plc | DAVA | United Kingdom | 29260V105 | Annual | 09-Dec-19 | 31-Oct-19 | Confirmed | 28,450 | Management | 11 | Elect Trevor Smith as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Endava plc | DAVA | United Kingdom | 29260V105 | Annual | 09-Dec-19 | 31-Oct-19 | Confirmed | 28,450 | Management | 12 | Elect Sulina Connal as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Winnebago Industries, Inc. | WGO | USA | 974637100 | Annual | 17-Dec-19 | 22-Oct-19 | Confirmed | 5,513 | Management | 1.1 | Elect Director Robert M. Chiusano | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Winnebago Industries, Inc. | WGO | USA | 974637100 | Annual | 17-Dec-19 | 22-Oct-19 | Confirmed | 5,513 | Management | 1.2 | Elect Director Richard (Rick) D. Moss | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Winnebago Industries, Inc. | WGO | USA | 974637100 | Annual | 17-Dec-19 | 22-Oct-19 | Confirmed | 5,513 | Management | 1.3 | Elect Director John M. Murabito | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Winnebago Industries, Inc. | WGO | USA | 974637100 | Annual | 17-Dec-19 | 22-Oct-19 | Confirmed | 5,513 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Winnebago Industries, Inc. | WGO | USA | 974637100 | Annual | 17-Dec-19 | 22-Oct-19 | Confirmed | 5,513 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meritor, Inc. | MTOR | USA | 59001K100 | Annual | 23-Jan-20 | 15-Nov-19 | Confirmed | 10,735 | Management | 1.1 | Elect Director Steven Beringhause | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meritor, Inc. | MTOR | USA | 59001K100 | Annual | 23-Jan-20 | 15-Nov-19 | Confirmed | 10,735 | Management | 1.2 | Elect Director Rhonda L. Brooks | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meritor, Inc. | MTOR | USA | 59001K100 | Annual | 23-Jan-20 | 15-Nov-19 | Confirmed | 10,735 | Management | 1.3 | Elect Director Jeffrey A. Craig | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meritor, Inc. | MTOR | USA | 59001K100 | Annual | 23-Jan-20 | 15-Nov-19 | Confirmed | 10,735 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meritor, Inc. | MTOR | USA | 59001K100 | Annual | 23-Jan-20 | 15-Nov-19 | Confirmed | 10,735 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meritor, Inc. | MTOR | USA | 59001K100 | Annual | 23-Jan-20 | 15-Nov-19 | Confirmed | 10,735 | Management | 4 | Declassify the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meritor, Inc. | MTOR | USA | 59001K100 | Annual | 23-Jan-20 | 15-Nov-19 | Confirmed | 10,735 | Management | 5 | Amend Articles of Incorporation to Allow Shareholders to Amend By-Laws | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meritor, Inc. | MTOR | USA | 59001K100 | Annual | 23-Jan-20 | 15-Nov-19 | Confirmed | 10,735 | Management | 6 | Approve Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Twist Bioscience Corporation | TWST | USA | 90184D100 | Annual | 04-Feb-20 | 31-Dec-19 | Confirmed | 23,149 | Management | 1.1 | Elect Director Nicolas M. Barthelemy | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Twist Bioscience Corporation | TWST | USA | 90184D100 | Annual | 04-Feb-20 | 31-Dec-19 | Confirmed | 23,149 | Management | 1.2 | Elect Director Keith Crandell | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Twist Bioscience Corporation | TWST | USA | 90184D100 | Annual | 04-Feb-20 | 31-Dec-19 | Confirmed | 23,149 | Management | 1.3 | Elect Director Jan Johannessen | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Twist Bioscience Corporation | TWST | USA | 90184D100 | Annual | 04-Feb-20 | 31-Dec-19 | Confirmed | 23,149 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SMART Global Holdings, Inc. | SGH | Cayman Islands | G8232Y101 | Annual | 13-Feb-20 | 29-Nov-19 | Confirmed | 15,542 | Management | 1a | Elect Director Kenneth Hao | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SMART Global Holdings, Inc. | SGH | Cayman Islands | G8232Y101 | Annual | 13-Feb-20 | 29-Nov-19 | Confirmed | 15,542 | Management | 1b | Elect Director Bryan Ingram | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SMART Global Holdings, Inc. | SGH | Cayman Islands | G8232Y101 | Annual | 13-Feb-20 | 29-Nov-19 | Confirmed | 15,542 | Management | 1c | Elect Director Paul Mercadante | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SMART Global Holdings, Inc. | SGH | Cayman Islands | G8232Y101 | Annual | 13-Feb-20 | 29-Nov-19 | Confirmed | 15,542 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SMART Global Holdings, Inc. | SGH | Cayman Islands | G8232Y101 | Annual | 13-Feb-20 | 29-Nov-19 | Confirmed | 15,542 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meta Financial Group, Inc. | CASH | USA | 59100U108 | Annual | 25-Feb-20 | 02-Jan-20 | Confirmed | 26,129 | Management | 1.1 | Elect Director Douglas J. Hajek | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meta Financial Group, Inc. | CASH | USA | 59100U108 | Annual | 25-Feb-20 | 02-Jan-20 | Confirmed | 26,129 | Management | 1.2 | Elect Director Michael R. Kramer | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meta Financial Group, Inc. | CASH | USA | 59100U108 | Annual | 25-Feb-20 | 02-Jan-20 | Confirmed | 26,129 | Management | 1.3 | Elect Director Kendall E. Stork | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meta Financial Group, Inc. | CASH | USA | 59100U108 | Annual | 25-Feb-20 | 02-Jan-20 | Confirmed | 26,129 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meta Financial Group, Inc. | CASH | USA | 59100U108 | Annual | 25-Feb-20 | 02-Jan-20 | Confirmed | 26,129 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Meta Financial Group, Inc. | CASH | USA | 59100U108 | Annual | 25-Feb-20 | 02-Jan-20 | Confirmed | 26,129 | Management | 4 | Ratify Crowe LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Kornit Digital Ltd. | KRNT | Israel | M6372Q113 | Special | 27-Feb-20 | 24-Jan-20 | Confirmed | 10,890 | Management | 1 | Approval Renewal of Liability Insurance Policy to Directors/Officers | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | i3 Verticals, Inc. | IIIV | USA | 46571Y107 | Annual | 28-Feb-20 | 17-Jan-20 | Confirmed | 42,315 | Management | 1.1 | Elect Director Gregory Daily | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | i3 Verticals, Inc. | IIIV | USA | 46571Y107 | Annual | 28-Feb-20 | 17-Jan-20 | Confirmed | 42,315 | Management | 1.2 | Elect Director Clay Whitson | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | i3 Verticals, Inc. | IIIV | USA | 46571Y107 | Annual | 28-Feb-20 | 17-Jan-20 | Confirmed | 42,315 | Management | 1.3 | Elect Director Elizabeth Seigenthaler Courtney | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | i3 Verticals, Inc. | IIIV | USA | 46571Y107 | Annual | 28-Feb-20 | 17-Jan-20 | Confirmed | 42,315 | Management | 1.4 | Elect Director John Harrison | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | i3 Verticals, Inc. | IIIV | USA | 46571Y107 | Annual | 28-Feb-20 | 17-Jan-20 | Confirmed | 42,315 | Management | 1.5 | Elect Director Burton Harvey | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | i3 Verticals, Inc. | IIIV | USA | 46571Y107 | Annual | 28-Feb-20 | 17-Jan-20 | Confirmed | 42,315 | Management | 1.6 | Elect Director Timothy McKenna | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | i3 Verticals, Inc. | IIIV | USA | 46571Y107 | Annual | 28-Feb-20 | 17-Jan-20 | Confirmed | 42,315 | Management | 1.7 | Elect Director David Morgan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | i3 Verticals, Inc. | IIIV | USA | 46571Y107 | Annual | 28-Feb-20 | 17-Jan-20 | Confirmed | 42,315 | Management | 1.8 | Elect Director David Wilds | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | i3 Verticals, Inc. | IIIV | USA | 46571Y107 | Annual | 28-Feb-20 | 17-Jan-20 | Confirmed | 42,315 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ChaSerg Technology Acquisition Corp. | CTAC | USA | 16166A103 | Special | 04-Mar-20 | 05-Feb-20 | Confirmed | 104,631 | Management | 1 | Approve SPAC Transaction | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ChaSerg Technology Acquisition Corp. | CTAC | USA | 16166A103 | Special | 04-Mar-20 | 05-Feb-20 | Confirmed | 104,631 | Management | 2 | Approve Issuance of Shares for a Private Placement | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ChaSerg Technology Acquisition Corp. | CTAC | USA | 16166A103 | Special | 04-Mar-20 | 05-Feb-20 | Confirmed | 104,631 | Management | 3 | Amend Charter | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ChaSerg Technology Acquisition Corp. | CTAC | USA | 16166A103 | Special | 04-Mar-20 | 05-Feb-20 | Confirmed | 104,631 | Management | 4a | Elect Director Leonard Livschitz | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ChaSerg Technology Acquisition Corp. | CTAC | USA | 16166A103 | Special | 04-Mar-20 | 05-Feb-20 | Confirmed | 104,631 | Management | 4b | Elect Director Marina Levinson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ChaSerg Technology Acquisition Corp. | CTAC | USA | 16166A103 | Special | 04-Mar-20 | 05-Feb-20 | Confirmed | 104,631 | Management | 4c | Elect Director Shuo Zhang | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ChaSerg Technology Acquisition Corp. | CTAC | USA | 16166A103 | Special | 04-Mar-20 | 05-Feb-20 | Confirmed | 104,631 | Management | 4d | Elect Director Lloyd Carney | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ChaSerg Technology Acquisition Corp. | CTAC | USA | 16166A103 | Special | 04-Mar-20 | 05-Feb-20 | Confirmed | 104,631 | Management | 4e | Elect Director Michael Southworth | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ChaSerg Technology Acquisition Corp. | CTAC | USA | 16166A103 | Special | 04-Mar-20 | 05-Feb-20 | Confirmed | 104,631 | Management | 4f | Elect Director Yueou Wang | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ChaSerg Technology Acquisition Corp. | CTAC | USA | 16166A103 | Special | 04-Mar-20 | 05-Feb-20 | Confirmed | 104,631 | Management | 4g | Elect Director Eric Benhamou | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ChaSerg Technology Acquisition Corp. | CTAC | USA | 16166A103 | Special | 04-Mar-20 | 05-Feb-20 | Confirmed | 104,631 | Management | 4h | Elect Director Weihang Wang | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ChaSerg Technology Acquisition Corp. | CTAC | USA | 16166A103 | Special | 04-Mar-20 | 05-Feb-20 | Confirmed | 104,631 | Management | 5 | Approve Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ChaSerg Technology Acquisition Corp. | CTAC | USA | 16166A103 | Special | 04-Mar-20 | 05-Feb-20 | Confirmed | 104,631 | Management | 6 | Adjourn Meeting | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BellRing Brands, Inc. | BRBR | USA | 079823100 | Annual | 06-Mar-20 | 17-Jan-20 | Confirmed | 37,134 | Management | 1.1 | Elect Director Elliot H. Stein, Jr. | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BellRing Brands, Inc. | BRBR | USA | 079823100 | Annual | 06-Mar-20 | 17-Jan-20 | Confirmed | 37,134 | Management | 1.2 | Elect Director Darcy Horn Davenport | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BellRing Brands, Inc. | BRBR | USA | 079823100 | Annual | 06-Mar-20 | 17-Jan-20 | Confirmed | 37,134 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BellRing Brands, Inc. | BRBR | USA | 079823100 | Annual | 06-Mar-20 | 17-Jan-20 | Confirmed | 37,134 | Management | 3 | Approve Deferred Compensation Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Telaria, Inc. | TLRA | USA | 879181105 | Special | 30-Mar-20 | 11-Feb-20 | Confirmed | 127,408 | Management | 1 | Approve Merger Agreement | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Telaria, Inc. | TLRA | USA | 879181105 | Special | 30-Mar-20 | 11-Feb-20 | Confirmed | 127,408 | Management | 2 | Advisory Vote on Golden Parachutes | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Telaria, Inc. | TLRA | USA | 879181105 | Special | 30-Mar-20 | 11-Feb-20 | Confirmed | 127,408 | Management | 3 | Adjourn Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Rubicon Project, Inc. | RUBI | USA | 78112V102 | Special | 30-Mar-20 | 11-Feb-20 | Confirmed | 134,313 | Management | 1 | Issue Shares in Connection with Merger | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Rubicon Project, Inc. | RUBI | USA | 78112V102 | Special | 30-Mar-20 | 11-Feb-20 | Confirmed | 134,313 | Management | 2 | Adjourn Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Federal Signal Corporation | FSS | USA | 313855108 | Annual | 21-Apr-20 | 28-Feb-20 | Confirmed | 16,938 | Management | 1.1 | Elect Director Eugene J. Lowe, III | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Federal Signal Corporation | FSS | USA | 313855108 | Annual | 21-Apr-20 | 28-Feb-20 | Confirmed | 16,938 | Management | 1.2 | Elect Director Dennis J. Martin | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Federal Signal Corporation | FSS | USA | 313855108 | Annual | 21-Apr-20 | 28-Feb-20 | Confirmed | 16,938 | Management | 1.3 | Elect Director Patrick E. Miller *Withdrawn Resolution* | No | ||
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Federal Signal Corporation | FSS | USA | 313855108 | Annual | 21-Apr-20 | 28-Feb-20 | Confirmed | 16,938 | Management | 1.4 | Elect Director Richard R. Mudge | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Federal Signal Corporation | FSS | USA | 313855108 | Annual | 21-Apr-20 | 28-Feb-20 | Confirmed | 16,938 | Management | 1.5 | Elect Director William F. Owens | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Federal Signal Corporation | FSS | USA | 313855108 | Annual | 21-Apr-20 | 28-Feb-20 | Confirmed | 16,938 | Management | 1.6 | Elect Director Brenda L. Reichelderfer | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Federal Signal Corporation | FSS | USA | 313855108 | Annual | 21-Apr-20 | 28-Feb-20 | Confirmed | 16,938 | Management | 1.7 | Elect Director Jennifer L. Sherman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Federal Signal Corporation | FSS | USA | 313855108 | Annual | 21-Apr-20 | 28-Feb-20 | Confirmed | 16,938 | Management | 1.8 | Elect Director John L. Workman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Federal Signal Corporation | FSS | USA | 313855108 | Annual | 21-Apr-20 | 28-Feb-20 | Confirmed | 16,938 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Federal Signal Corporation | FSS | USA | 313855108 | Annual | 21-Apr-20 | 28-Feb-20 | Confirmed | 16,938 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Papa John's International, Inc. | PZZA | USA | 698813102 | Annual | 23-Apr-20 | 24-Feb-20 | Confirmed | 13,053 | Management | 1a | Elect Director Christopher L. Coleman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Papa John's International, Inc. | PZZA | USA | 698813102 | Annual | 23-Apr-20 | 24-Feb-20 | Confirmed | 13,053 | Management | 1b | Elect Director Michael R. Dubin | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Papa John's International, Inc. | PZZA | USA | 698813102 | Annual | 23-Apr-20 | 24-Feb-20 | Confirmed | 13,053 | Management | 1c | Elect Director Olivia F. Kirtley | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Papa John's International, Inc. | PZZA | USA | 698813102 | Annual | 23-Apr-20 | 24-Feb-20 | Confirmed | 13,053 | Management | 1d | Elect Director Laurette T. Koellner | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Papa John's International, Inc. | PZZA | USA | 698813102 | Annual | 23-Apr-20 | 24-Feb-20 | Confirmed | 13,053 | Management | 1e | Elect Director Robert M. Lynch | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Papa John's International, Inc. | PZZA | USA | 698813102 | Annual | 23-Apr-20 | 24-Feb-20 | Confirmed | 13,053 | Management | 1f | Elect Director Jocelyn C. Mangan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Papa John's International, Inc. | PZZA | USA | 698813102 | Annual | 23-Apr-20 | 24-Feb-20 | Confirmed | 13,053 | Management | 1g | Elect Director Sonya E. Medina | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Papa John's International, Inc. | PZZA | USA | 698813102 | Annual | 23-Apr-20 | 24-Feb-20 | Confirmed | 13,053 | Management | 1h | Elect Director Shaquille R. O'Neal | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Papa John's International, Inc. | PZZA | USA | 698813102 | Annual | 23-Apr-20 | 24-Feb-20 | Confirmed | 13,053 | Management | 1i | Elect Director Anthony M. Sanfilippo | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Papa John's International, Inc. | PZZA | USA | 698813102 | Annual | 23-Apr-20 | 24-Feb-20 | Confirmed | 13,053 | Management | 1j | Elect Director Jeffrey C. Smith | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Papa John's International, Inc. | PZZA | USA | 698813102 | Annual | 23-Apr-20 | 24-Feb-20 | Confirmed | 13,053 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Papa John's International, Inc. | PZZA | USA | 698813102 | Annual | 23-Apr-20 | 24-Feb-20 | Confirmed | 13,053 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | James River Group Holdings, Ltd. | JRVR | Bermuda | G5005R107 | Annual | 28-Apr-20 | 13-Mar-20 | Confirmed | 6,007 | Management | 1a | Elect Director J. Adam Abram | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | James River Group Holdings, Ltd. | JRVR | Bermuda | G5005R107 | Annual | 28-Apr-20 | 13-Mar-20 | Confirmed | 6,007 | Management | 1b | Elect Director Robert P. Myron | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | James River Group Holdings, Ltd. | JRVR | Bermuda | G5005R107 | Annual | 28-Apr-20 | 13-Mar-20 | Confirmed | 6,007 | Management | 1c | Elect Director Michael T. Oakes | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | James River Group Holdings, Ltd. | JRVR | Bermuda | G5005R107 | Annual | 28-Apr-20 | 13-Mar-20 | Confirmed | 6,007 | Management | 2 | Approve Ernst &Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | James River Group Holdings, Ltd. | JRVR | Bermuda | G5005R107 | Annual | 28-Apr-20 | 13-Mar-20 | Confirmed | 6,007 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Saia, Inc. | SAIA | USA | 78709Y105 | Annual | 28-Apr-20 | 04-Mar-20 | Confirmed | 4,693 | Management | 1.1 | Elect Director Donna E. Epps | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Saia, Inc. | SAIA | USA | 78709Y105 | Annual | 28-Apr-20 | 04-Mar-20 | Confirmed | 4,693 | Management | 1.2 | Elect Director John P. Gainor, Jr. | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Saia, Inc. | SAIA | USA | 78709Y105 | Annual | 28-Apr-20 | 04-Mar-20 | Confirmed | 4,693 | Management | 1.3 | Elect Director Randolph W. Melville | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Saia, Inc. | SAIA | USA | 78709Y105 | Annual | 28-Apr-20 | 04-Mar-20 | Confirmed | 4,693 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Saia, Inc. | SAIA | USA | 78709Y105 | Annual | 28-Apr-20 | 04-Mar-20 | Confirmed | 4,693 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sonic Automotive, Inc. | SAH | USA | 83545G102 | Annual | 29-Apr-20 | 09-Mar-20 | Confirmed | 18,107 | Management | 1a | Elect Director O. Bruton Smith | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sonic Automotive, Inc. | SAH | USA | 83545G102 | Annual | 29-Apr-20 | 09-Mar-20 | Confirmed | 18,107 | Management | 1b | Elect Director David Bruton Smith | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sonic Automotive, Inc. | SAH | USA | 83545G102 | Annual | 29-Apr-20 | 09-Mar-20 | Confirmed | 18,107 | Management | 1c | Elect Director Jeff Dyke | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sonic Automotive, Inc. | SAH | USA | 83545G102 | Annual | 29-Apr-20 | 09-Mar-20 | Confirmed | 18,107 | Management | 1d | Elect Director William I. Belk | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sonic Automotive, Inc. | SAH | USA | 83545G102 | Annual | 29-Apr-20 | 09-Mar-20 | Confirmed | 18,107 | Management | 1e | Elect Director William R. Brooks | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sonic Automotive, Inc. | SAH | USA | 83545G102 | Annual | 29-Apr-20 | 09-Mar-20 | Confirmed | 18,107 | Management | 1f | Elect Director Victor H. Doolan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sonic Automotive, Inc. | SAH | USA | 83545G102 | Annual | 29-Apr-20 | 09-Mar-20 | Confirmed | 18,107 | Management | 1g | Elect Director John W. Harris, III | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sonic Automotive, Inc. | SAH | USA | 83545G102 | Annual | 29-Apr-20 | 09-Mar-20 | Confirmed | 18,107 | Management | 1h | Elect Director Robert Heller | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sonic Automotive, Inc. | SAH | USA | 83545G102 | Annual | 29-Apr-20 | 09-Mar-20 | Confirmed | 18,107 | Management | 1i | Elect Director Marcus G. Smith | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sonic Automotive, Inc. | SAH | USA | 83545G102 | Annual | 29-Apr-20 | 09-Mar-20 | Confirmed | 18,107 | Management | 1j | Elect Director R. Eugene Taylor | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sonic Automotive, Inc. | SAH | USA | 83545G102 | Annual | 29-Apr-20 | 09-Mar-20 | Confirmed | 18,107 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sonic Automotive, Inc. | SAH | USA | 83545G102 | Annual | 29-Apr-20 | 09-Mar-20 | Confirmed | 18,107 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sonic Automotive, Inc. | SAH | USA | 83545G102 | Annual | 29-Apr-20 | 09-Mar-20 | Confirmed | 18,107 | Management | 4 | Amend Non-Employee Director Restricted Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Inspire Medical Systems, Inc. | INSP | USA | 457730109 | Annual | 30-Apr-20 | 06-Mar-20 | Confirmed | 23,769 | Management | 1.1 | Elect Director Gary L. Ellis | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Inspire Medical Systems, Inc. | INSP | USA | 457730109 | Annual | 30-Apr-20 | 06-Mar-20 | Confirmed | 23,769 | Management | 1.2 | Elect Director Mudit K. Jain | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Inspire Medical Systems, Inc. | INSP | USA | 457730109 | Annual | 30-Apr-20 | 06-Mar-20 | Confirmed | 23,769 | Management | 1.3 | Elect Director Dana G. Mead, Jr. | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Inspire Medical Systems, Inc. | INSP | USA | 457730109 | Annual | 30-Apr-20 | 06-Mar-20 | Confirmed | 23,769 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Inspire Medical Systems, Inc. | INSP | USA | 457730109 | Annual | 30-Apr-20 | 06-Mar-20 | Confirmed | 23,769 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Inspire Medical Systems, Inc. | INSP | USA | 457730109 | Annual | 30-Apr-20 | 06-Mar-20 | Confirmed | 23,769 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | LGI Homes, Inc. | LGIH | USA | 50187T106 | Annual | 30-Apr-20 | 06-Mar-20 | Confirmed | 6,079 | Management | 1.1 | Elect Director Ryan Edone | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | LGI Homes, Inc. | LGIH | USA | 50187T106 | Annual | 30-Apr-20 | 06-Mar-20 | Confirmed | 6,079 | Management | 1.2 | Elect Director Duncan Gage | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | LGI Homes, Inc. | LGIH | USA | 50187T106 | Annual | 30-Apr-20 | 06-Mar-20 | Confirmed | 6,079 | Management | 1.3 | Elect Director Eric Lipar | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | LGI Homes, Inc. | LGIH | USA | 50187T106 | Annual | 30-Apr-20 | 06-Mar-20 | Confirmed | 6,079 | Management | 1.4 | Elect Director Laura Miller | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | LGI Homes, Inc. | LGIH | USA | 50187T106 | Annual | 30-Apr-20 | 06-Mar-20 | Confirmed | 6,079 | Management | 1.5 | Elect Director Bryan Sansbury | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | LGI Homes, Inc. | LGIH | USA | 50187T106 | Annual | 30-Apr-20 | 06-Mar-20 | Confirmed | 6,079 | Management | 1.6 | Elect Director Steven Smith | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | LGI Homes, Inc. | LGIH | USA | 50187T106 | Annual | 30-Apr-20 | 06-Mar-20 | Confirmed | 6,079 | Management | 1.7 | Elect Director Robert Vahradian | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | LGI Homes, Inc. | LGIH | USA | 50187T106 | Annual | 30-Apr-20 | 06-Mar-20 | Confirmed | 6,079 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | LGI Homes, Inc. | LGIH | USA | 50187T106 | Annual | 30-Apr-20 | 06-Mar-20 | Confirmed | 6,079 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mobile Mini, Inc. | MINI | USA | 60740F105 | Annual | 01-May-20 | 03-Mar-20 | Confirmed | 8,197 | Management | 1a | Elect Director Erik Olsson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mobile Mini, Inc. | MINI | USA | 60740F105 | Annual | 01-May-20 | 03-Mar-20 | Confirmed | 8,197 | Management | 1b | Elect Director Michael L. Watts | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mobile Mini, Inc. | MINI | USA | 60740F105 | Annual | 01-May-20 | 03-Mar-20 | Confirmed | 8,197 | Management | 1c | Elect Director Kelly Williams | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mobile Mini, Inc. | MINI | USA | 60740F105 | Annual | 01-May-20 | 03-Mar-20 | Confirmed | 8,197 | Management | 1d | Elect Director Sara R. Dial | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mobile Mini, Inc. | MINI | USA | 60740F105 | Annual | 01-May-20 | 03-Mar-20 | Confirmed | 8,197 | Management | 1e | Elect Director Jeffrey S. Goble | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mobile Mini, Inc. | MINI | USA | 60740F105 | Annual | 01-May-20 | 03-Mar-20 | Confirmed | 8,197 | Management | 1f | Elect Director James J. Martell | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mobile Mini, Inc. | MINI | USA | 60740F105 | Annual | 01-May-20 | 03-Mar-20 | Confirmed | 8,197 | Management | 1g | Elect Director Stephen A. McConnell | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mobile Mini, Inc. | MINI | USA | 60740F105 | Annual | 01-May-20 | 03-Mar-20 | Confirmed | 8,197 | Management | 1h | Elect Director Frederick G. McNamee, III | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mobile Mini, Inc. | MINI | USA | 60740F105 | Annual | 01-May-20 | 03-Mar-20 | Confirmed | 8,197 | Management | 1i | Elect Director Kimberly J. McWaters | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mobile Mini, Inc. | MINI | USA | 60740F105 | Annual | 01-May-20 | 03-Mar-20 | Confirmed | 8,197 | Management | 1j | Elect Director Michael W. Upchurch | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mobile Mini, Inc. | MINI | USA | 60740F105 | Annual | 01-May-20 | 03-Mar-20 | Confirmed | 8,197 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mobile Mini, Inc. | MINI | USA | 60740F105 | Annual | 01-May-20 | 03-Mar-20 | Confirmed | 8,197 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 04-May-20 | 10-Mar-20 | Confirmed | 16,396 | Management | 1.1 | Elect Director Mark E. Jones | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 04-May-20 | 10-Mar-20 | Confirmed | 16,396 | Management | 1.2 | Elect Director Robyn Jones | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 04-May-20 | 10-Mar-20 | Confirmed | 16,396 | Management | 1.3 | Elect Director Peter Lane | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 04-May-20 | 10-Mar-20 | Confirmed | 16,396 | Management | 1.4 | Elect Director Mark Miller | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 04-May-20 | 10-Mar-20 | Confirmed | 16,396 | Management | 1.5 | Elect Director James Reid | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Goosehead Insurance, Inc. | GSHD | USA | 38267D109 | Annual | 04-May-20 | 10-Mar-20 | Confirmed | 16,396 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Tactile Systems Technology, Inc. | TCMD | USA | 87357P100 | Annual | 04-May-20 | 10-Mar-20 | Confirmed | 8,815 | Management | 1.1 | Elect Director William W. Burke | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Tactile Systems Technology, Inc. | TCMD | USA | 87357P100 | Annual | 04-May-20 | 10-Mar-20 | Confirmed | 8,815 | Management | 1.2 | Elect Director Raymond O. Huggenberger | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Tactile Systems Technology, Inc. | TCMD | USA | 87357P100 | Annual | 04-May-20 | 10-Mar-20 | Confirmed | 8,815 | Management | 1.3 | Elect Director Gerald R. Mattys | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Tactile Systems Technology, Inc. | TCMD | USA | 87357P100 | Annual | 04-May-20 | 10-Mar-20 | Confirmed | 8,815 | Management | 1.4 | Elect Director Richard J. Nigon | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Tactile Systems Technology, Inc. | TCMD | USA | 87357P100 | Annual | 04-May-20 | 10-Mar-20 | Confirmed | 8,815 | Management | 1.5 | Elect Director Cheryl Pegus | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Tactile Systems Technology, Inc. | TCMD | USA | 87357P100 | Annual | 04-May-20 | 10-Mar-20 | Confirmed | 8,815 | Management | 1.6 | Elect Director Kevin H. Roche | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Tactile Systems Technology, Inc. | TCMD | USA | 87357P100 | Annual | 04-May-20 | 10-Mar-20 | Confirmed | 8,815 | Management | 1.7 | Elect Director Peter H. Soderberg | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Tactile Systems Technology, Inc. | TCMD | USA | 87357P100 | Annual | 04-May-20 | 10-Mar-20 | Confirmed | 8,815 | Management | 2 | Ratify Grant Thornton LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Tactile Systems Technology, Inc. | TCMD | USA | 87357P100 | Annual | 04-May-20 | 10-Mar-20 | Confirmed | 8,815 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Arcosa, Inc. | ACA | USA | 039653100 | Annual | 05-May-20 | 09-Mar-20 | Confirmed | 11,420 | Management | 1a | Elect Director Joseph Alvarado | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Arcosa, Inc. | ACA | USA | 039653100 | Annual | 05-May-20 | 09-Mar-20 | Confirmed | 11,420 | Management | 1b | Elect Director Jeffrey A. Craig | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Arcosa, Inc. | ACA | USA | 039653100 | Annual | 05-May-20 | 09-Mar-20 | Confirmed | 11,420 | Management | 1c | Elect Director John W. Lindsay | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Arcosa, Inc. | ACA | USA | 039653100 | Annual | 05-May-20 | 09-Mar-20 | Confirmed | 11,420 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Arcosa, Inc. | ACA | USA | 039653100 | Annual | 05-May-20 | 09-Mar-20 | Confirmed | 11,420 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Century Communities, Inc. | CCS | USA | 156504300 | Annual | 06-May-20 | 13-Mar-20 | Confirmed | 10,604 | Management | 1.1 | Elect Director Dale Francescon | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Century Communities, Inc. | CCS | USA | 156504300 | Annual | 06-May-20 | 13-Mar-20 | Confirmed | 10,604 | Management | 1.2 | Elect Director Robert J. Francescon | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Century Communities, Inc. | CCS | USA | 156504300 | Annual | 06-May-20 | 13-Mar-20 | Confirmed | 10,604 | Management | 1.3 | Elect Director John P. Box | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Century Communities, Inc. | CCS | USA | 156504300 | Annual | 06-May-20 | 13-Mar-20 | Confirmed | 10,604 | Management | 1.4 | Elect Director Keith R. Guericke | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Century Communities, Inc. | CCS | USA | 156504300 | Annual | 06-May-20 | 13-Mar-20 | Confirmed | 10,604 | Management | 1.5 | Elect Director James M. Lippman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Century Communities, Inc. | CCS | USA | 156504300 | Annual | 06-May-20 | 13-Mar-20 | Confirmed | 10,604 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Century Communities, Inc. | CCS | USA | 156504300 | Annual | 06-May-20 | 13-Mar-20 | Confirmed | 10,604 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Gibraltar Industries, Inc. | ROCK | USA | 374689107 | Annual | 06-May-20 | 18-Mar-20 | Confirmed | 17,232 | Management | 1a | Elect Director Mark G. Barberio | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Gibraltar Industries, Inc. | ROCK | USA | 374689107 | Annual | 06-May-20 | 18-Mar-20 | Confirmed | 17,232 | Management | 1b | Elect Director William T. Bosway | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Gibraltar Industries, Inc. | ROCK | USA | 374689107 | Annual | 06-May-20 | 18-Mar-20 | Confirmed | 17,232 | Management | 1c | Elect Director Sharon M. Brady | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Gibraltar Industries, Inc. | ROCK | USA | 374689107 | Annual | 06-May-20 | 18-Mar-20 | Confirmed | 17,232 | Management | 1d | Elect Director Craig A. Hindman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Gibraltar Industries, Inc. | ROCK | USA | 374689107 | Annual | 06-May-20 | 18-Mar-20 | Confirmed | 17,232 | Management | 1e | Elect Director Vinod M. Khilnani | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Gibraltar Industries, Inc. | ROCK | USA | 374689107 | Annual | 06-May-20 | 18-Mar-20 | Confirmed | 17,232 | Management | 1f | Elect Director Linda K. Myers | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Gibraltar Industries, Inc. | ROCK | USA | 374689107 | Annual | 06-May-20 | 18-Mar-20 | Confirmed | 17,232 | Management | 1g | Elect Director William P. Montague | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Gibraltar Industries, Inc. | ROCK | USA | 374689107 | Annual | 06-May-20 | 18-Mar-20 | Confirmed | 17,232 | Management | 1h | Elect Director James B. Nish | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Gibraltar Industries, Inc. | ROCK | USA | 374689107 | Annual | 06-May-20 | 18-Mar-20 | Confirmed | 17,232 | Management | 1i | Elect Director Atlee Valentine Pope | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Gibraltar Industries, Inc. | ROCK | USA | 374689107 | Annual | 06-May-20 | 18-Mar-20 | Confirmed | 17,232 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Gibraltar Industries, Inc. | ROCK | USA | 374689107 | Annual | 06-May-20 | 18-Mar-20 | Confirmed | 17,232 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 07-May-20 | 10-Mar-20 | Confirmed | 16,041 | Management | 1.1 | Elect Director Carlos M. Sepulveda, Jr. | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 07-May-20 | 10-Mar-20 | Confirmed | 16,041 | Management | 1.2 | Elect Director Charles A. Anderson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 07-May-20 | 10-Mar-20 | Confirmed | 16,041 | Management | 1.3 | Elect Director Douglas M. Kratz | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 07-May-20 | 10-Mar-20 | Confirmed | 16,041 | Management | 1.4 | Elect Director Richard L. Davis | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 07-May-20 | 10-Mar-20 | Confirmed | 16,041 | Management | 1.5 | Elect Director Michael P. Rafferty | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 07-May-20 | 10-Mar-20 | Confirmed | 16,041 | Management | 1.6 | Elect Director C.Todd Sparks | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 07-May-20 | 10-Mar-20 | Confirmed | 16,041 | Management | 1.7 | Elect Director Debra Bradford | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 07-May-20 | 10-Mar-20 | Confirmed | 16,041 | Management | 1.8 | Elect Director Laura Easley | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 07-May-20 | 10-Mar-20 | Confirmed | 16,041 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Triumph Bancorp, Inc. | TBK | USA | 89679E300 | Annual | 07-May-20 | 10-Mar-20 | Confirmed | 16,041 | Management | 3 | Ratify Crowe LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vectrus, Inc. | VEC | USA | 92242T101 | Annual | 07-May-20 | 12-Mar-20 | Confirmed | 7,868 | Management | 1a | Elect Director William F. Murdy | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vectrus, Inc. | VEC | USA | 92242T101 | Annual | 07-May-20 | 12-Mar-20 | Confirmed | 7,868 | Management | 1b | Elect Director Melvin F. Parker | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vectrus, Inc. | VEC | USA | 92242T101 | Annual | 07-May-20 | 12-Mar-20 | Confirmed | 7,868 | Management | 1c | Elect Director Stephen L. Waechter | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vectrus, Inc. | VEC | USA | 92242T101 | Annual | 07-May-20 | 12-Mar-20 | Confirmed | 7,868 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vectrus, Inc. | VEC | USA | 92242T101 | Annual | 07-May-20 | 12-Mar-20 | Confirmed | 7,868 | Management | 3 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vectrus, Inc. | VEC | USA | 92242T101 | Annual | 07-May-20 | 12-Mar-20 | Confirmed | 7,868 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | WillScot Corporation | WSC | USA | 971375126 | Annual | 11-May-20 | 16-Mar-20 | Confirmed | 27,500 | Management | 1a | Elect Director Gary Lindsay | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | WillScot Corporation | WSC | USA | 971375126 | Annual | 11-May-20 | 16-Mar-20 | Confirmed | 27,500 | Management | 1b | Elect Director Stephen Robertson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | WillScot Corporation | WSC | USA | 971375126 | Annual | 11-May-20 | 16-Mar-20 | Confirmed | 27,500 | Management | 1c | Elect Director Jeff Sagansky | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | WillScot Corporation | WSC | USA | 971375126 | Annual | 11-May-20 | 16-Mar-20 | Confirmed | 27,500 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | WillScot Corporation | WSC | USA | 971375126 | Annual | 11-May-20 | 16-Mar-20 | Confirmed | 27,500 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | WillScot Corporation | WSC | USA | 971375126 | Annual | 11-May-20 | 16-Mar-20 | Confirmed | 27,500 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 12-May-20 | 14-Apr-20 | Confirmed | 9,282 | Management | 1 | Open Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 12-May-20 | 14-Apr-20 | Confirmed | 9,282 | Management | 2 | Receive Report of Management Board (Non-Voting) | No | ||
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 12-May-20 | 14-Apr-20 | Confirmed | 9,282 | Management | 3 | Adopt Remuneration Policy | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 12-May-20 | 14-Apr-20 | Confirmed | 9,282 | Management | 4 | Approve Remuneration Report | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 12-May-20 | 14-Apr-20 | Confirmed | 9,282 | Management | 5.a | Discuss Annual Report for FY 2019 | No | ||
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 12-May-20 | 14-Apr-20 | Confirmed | 9,282 | Management | 5.b | Adopt Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 12-May-20 | 14-Apr-20 | Confirmed | 9,282 | Management | 5.c | Discussion on Company's Corporate Governance Structure | No | ||
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 12-May-20 | 14-Apr-20 | Confirmed | 9,282 | Management | 5.d | Approve Allocation of Losses to the Retained Earnings of the Company | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 12-May-20 | 14-Apr-20 | Confirmed | 9,282 | Management | 5.e | Approve Discharge of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 12-May-20 | 14-Apr-20 | Confirmed | 9,282 | Management | 6 | Reelect Pamela Klein as Non-Executive Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 12-May-20 | 14-Apr-20 | Confirmed | 9,282 | Management | 7 | Grant Board Authority to Issue Shares Up To 4 Percent of Outstanding Capital within the Limits of the Argenx Option Plan and Exclude Pre-emptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 12-May-20 | 14-Apr-20 | Confirmed | 9,282 | Management | 8 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 12-May-20 | 14-Apr-20 | Confirmed | 9,282 | Management | 9 | Grant Board Authority to Issue Additional Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 12-May-20 | 14-Apr-20 | Confirmed | 9,282 | Management | 10 | Ratify Deloitte as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 12-May-20 | 14-Apr-20 | Confirmed | 9,282 | Management | 11 | Other Business (Non-Voting) | No | ||
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | argenx SE | ARGX | Netherlands | 04016X101 | Annual | 12-May-20 | 14-Apr-20 | Confirmed | 9,282 | Management | 12 | Close Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Chart Industries, Inc. | GTLS | USA | 16115Q308 | Annual | 12-May-20 | 17-Mar-20 | Confirmed | 7,069 | Management | 1.1 | Elect Director Carey Chen | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Chart Industries, Inc. | GTLS | USA | 16115Q308 | Annual | 12-May-20 | 17-Mar-20 | Confirmed | 7,069 | Management | 1.2 | Elect Director Jillian C. Evanko | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Chart Industries, Inc. | GTLS | USA | 16115Q308 | Annual | 12-May-20 | 17-Mar-20 | Confirmed | 7,069 | Management | 1.3 | Elect Director Steven W. Krablin | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Chart Industries, Inc. | GTLS | USA | 16115Q308 | Annual | 12-May-20 | 17-Mar-20 | Confirmed | 7,069 | Management | 1.4 | Elect Director Singleton B. McAllister | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Chart Industries, Inc. | GTLS | USA | 16115Q308 | Annual | 12-May-20 | 17-Mar-20 | Confirmed | 7,069 | Management | 1.5 | Elect Director Michael L. Molinini | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Chart Industries, Inc. | GTLS | USA | 16115Q308 | Annual | 12-May-20 | 17-Mar-20 | Confirmed | 7,069 | Management | 1.6 | Elect Director David M. Sagehorn | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Chart Industries, Inc. | GTLS | USA | 16115Q308 | Annual | 12-May-20 | 17-Mar-20 | Confirmed | 7,069 | Management | 2 | Ratify Deloitte & Touche LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Chart Industries, Inc. | GTLS | USA | 16115Q308 | Annual | 12-May-20 | 17-Mar-20 | Confirmed | 7,069 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ichor Holdings, Ltd. | ICHR | Cayman Islands | G4740B105 | Annual | 12-May-20 | 02-Apr-20 | Confirmed | 20,812 | Management | 1a | Elect Director Laura Black | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ichor Holdings, Ltd. | ICHR | Cayman Islands | G4740B105 | Annual | 12-May-20 | 02-Apr-20 | Confirmed | 20,812 | Management | 1b | Elect Director Iain MacKenzie | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ichor Holdings, Ltd. | ICHR | Cayman Islands | G4740B105 | Annual | 12-May-20 | 02-Apr-20 | Confirmed | 20,812 | Management | 1c | Elect Director Thomas Rohrs | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ichor Holdings, Ltd. | ICHR | Cayman Islands | G4740B105 | Annual | 12-May-20 | 02-Apr-20 | Confirmed | 20,812 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-20 | 19-Mar-20 | Confirmed | 4,467 | Management | 1.1 | Elect Director Charles M. Baum | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-20 | 19-Mar-20 | Confirmed | 4,467 | Management | 1.2 | Elect Director Bruce L.A. Carter | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-20 | 19-Mar-20 | Confirmed | 4,467 | Management | 1.3 | Elect Director Julie M. Cherrington | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-20 | 19-Mar-20 | Confirmed | 4,467 | Management | 1.4 | Elect Director Aaron I. Davis | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-20 | 19-Mar-20 | Confirmed | 4,467 | Management | 1.5 | Elect Director Henry J. Fuchs | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-20 | 19-Mar-20 | Confirmed | 4,467 | Management | 1.6 | Elect Director Michael Grey | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-20 | 19-Mar-20 | Confirmed | 4,467 | Management | 1.7 | Elect Director Faheem Hasnain | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-20 | 19-Mar-20 | Confirmed | 4,467 | Management | 1.8 | Elect Director Craig Johnson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-20 | 19-Mar-20 | Confirmed | 4,467 | Management | 1.9 | Elect Director Maya Martinez-Davis | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-20 | 19-Mar-20 | Confirmed | 4,467 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Mirati Therapeutics, Inc. | MRTX | USA | 60468T105 | Annual | 12-May-20 | 19-Mar-20 | Confirmed | 4,467 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Rush Enterprises, Inc. | RUSHA | USA | 781846209 | Annual | 12-May-20 | 25-Mar-20 | Confirmed | 9,844 | Management | 1.1 | Elect Director W.M. "Rusty" Rush | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Rush Enterprises, Inc. | RUSHA | USA | 781846209 | Annual | 12-May-20 | 25-Mar-20 | Confirmed | 9,844 | Management | 1.2 | Elect Director Thomas A. Akin | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Rush Enterprises, Inc. | RUSHA | USA | 781846209 | Annual | 12-May-20 | 25-Mar-20 | Confirmed | 9,844 | Management | 1.3 | Elect Director James C. Underwood | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Rush Enterprises, Inc. | RUSHA | USA | 781846209 | Annual | 12-May-20 | 25-Mar-20 | Confirmed | 9,844 | Management | 1.4 | Elect Director Raymond J. Chess | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Rush Enterprises, Inc. | RUSHA | USA | 781846209 | Annual | 12-May-20 | 25-Mar-20 | Confirmed | 9,844 | Management | 1.5 | Elect Director William H. Cary | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Rush Enterprises, Inc. | RUSHA | USA | 781846209 | Annual | 12-May-20 | 25-Mar-20 | Confirmed | 9,844 | Management | 1.6 | Elect Director Kennon H. Guglielmo | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Rush Enterprises, Inc. | RUSHA | USA | 781846209 | Annual | 12-May-20 | 25-Mar-20 | Confirmed | 9,844 | Management | 1.7 | Elect Director Elaine Mendoza | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Rush Enterprises, Inc. | RUSHA | USA | 781846209 | Annual | 12-May-20 | 25-Mar-20 | Confirmed | 9,844 | Management | 2 | Amend Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Rush Enterprises, Inc. | RUSHA | USA | 781846209 | Annual | 12-May-20 | 25-Mar-20 | Confirmed | 9,844 | Management | 3 | Amend Qualified Employee Stock Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Rush Enterprises, Inc. | RUSHA | USA | 781846209 | Annual | 12-May-20 | 25-Mar-20 | Confirmed | 9,844 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Rush Enterprises, Inc. | RUSHA | USA | 781846209 | Annual | 12-May-20 | 25-Mar-20 | Confirmed | 9,844 | Management | 5 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cytokinetics, Incorporated | CYTK | USA | 23282W605 | Annual | 13-May-20 | 23-Mar-20 | Confirmed | 93,241 | Management | 1.1 | Elect Director L. Patrick Gage | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cytokinetics, Incorporated | CYTK | USA | 23282W605 | Annual | 13-May-20 | 23-Mar-20 | Confirmed | 93,241 | Management | 1.2 | Elect Director Edward M. Kaye | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cytokinetics, Incorporated | CYTK | USA | 23282W605 | Annual | 13-May-20 | 23-Mar-20 | Confirmed | 93,241 | Management | 1.3 | Elect Director Wendell Wierenga | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cytokinetics, Incorporated | CYTK | USA | 23282W605 | Annual | 13-May-20 | 23-Mar-20 | Confirmed | 93,241 | Management | 2 | Amend Qualified Employee Stock Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cytokinetics, Incorporated | CYTK | USA | 23282W605 | Annual | 13-May-20 | 23-Mar-20 | Confirmed | 93,241 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cytokinetics, Incorporated | CYTK | USA | 23282W605 | Annual | 13-May-20 | 23-Mar-20 | Confirmed | 93,241 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BELLUS Health Inc. | BLU | Canada | 07987C204 | Annual/Special | 14-May-20 | 27-Mar-20 | Confirmed | 19,919 | Management | 1.1 | Elect Director Francesco Bellini | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BELLUS Health Inc. | BLU | Canada | 07987C204 | Annual/Special | 14-May-20 | 27-Mar-20 | Confirmed | 19,919 | Management | 1.2 | Elect Director Roberto Bellini | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BELLUS Health Inc. | BLU | Canada | 07987C204 | Annual/Special | 14-May-20 | 27-Mar-20 | Confirmed | 19,919 | Management | 1.3 | Elect Director Youssef L. Bennani | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BELLUS Health Inc. | BLU | Canada | 07987C204 | Annual/Special | 14-May-20 | 27-Mar-20 | Confirmed | 19,919 | Management | 1.4 | Elect Director Franklin M. Berger | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BELLUS Health Inc. | BLU | Canada | 07987C204 | Annual/Special | 14-May-20 | 27-Mar-20 | Confirmed | 19,919 | Management | 1.5 | Elect Director Clarissa Desjardins | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BELLUS Health Inc. | BLU | Canada | 07987C204 | Annual/Special | 14-May-20 | 27-Mar-20 | Confirmed | 19,919 | Management | 1.6 | Elect Director Chau Q. Khuong | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BELLUS Health Inc. | BLU | Canada | 07987C204 | Annual/Special | 14-May-20 | 27-Mar-20 | Confirmed | 19,919 | Management | 1.7 | Elect Director Pierre Larochelle | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BELLUS Health Inc. | BLU | Canada | 07987C204 | Annual/Special | 14-May-20 | 27-Mar-20 | Confirmed | 19,919 | Management | 1.8 | Elect Director Joseph Rus | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BELLUS Health Inc. | BLU | Canada | 07987C204 | Annual/Special | 14-May-20 | 27-Mar-20 | Confirmed | 19,919 | Management | 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BELLUS Health Inc. | BLU | Canada | 07987C204 | Annual/Special | 14-May-20 | 27-Mar-20 | Confirmed | 19,919 | Management | 3 | Re-approve Stock Option Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Everbridge, Inc. | EVBG | USA | 29978A104 | Annual | 14-May-20 | 24-Mar-20 | Confirmed | 7,553 | Management | 1.1 | Elect Director Jaime Ellertson | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Everbridge, Inc. | EVBG | USA | 29978A104 | Annual | 14-May-20 | 24-Mar-20 | Confirmed | 7,553 | Management | 1.2 | Elect Director Sharon Rowlands | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Everbridge, Inc. | EVBG | USA | 29978A104 | Annual | 14-May-20 | 24-Mar-20 | Confirmed | 7,553 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Everbridge, Inc. | EVBG | USA | 29978A104 | Annual | 14-May-20 | 24-Mar-20 | Confirmed | 7,553 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Masonite International Corporation | DOOR | Canada | 575385109 | Annual | 14-May-20 | 16-Mar-20 | Confirmed | 4,028 | Management | 1.1 | Elect Director Howard C. Heckes | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Masonite International Corporation | DOOR | Canada | 575385109 | Annual | 14-May-20 | 16-Mar-20 | Confirmed | 4,028 | Management | 1.2 | Elect Director Jody L. Bilney | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Masonite International Corporation | DOOR | Canada | 575385109 | Annual | 14-May-20 | 16-Mar-20 | Confirmed | 4,028 | Management | 1.3 | Elect Director Robert J. Byrne | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Masonite International Corporation | DOOR | Canada | 575385109 | Annual | 14-May-20 | 16-Mar-20 | Confirmed | 4,028 | Management | 1.4 | Elect Director Peter R. Dachowski | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Masonite International Corporation | DOOR | Canada | 575385109 | Annual | 14-May-20 | 16-Mar-20 | Confirmed | 4,028 | Management | 1.5 | Elect Director Jonathan F. Foster | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Masonite International Corporation | DOOR | Canada | 575385109 | Annual | 14-May-20 | 16-Mar-20 | Confirmed | 4,028 | Management | 1.6 | Elect Director Thomas W. Greene | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Masonite International Corporation | DOOR | Canada | 575385109 | Annual | 14-May-20 | 16-Mar-20 | Confirmed | 4,028 | Management | 1.7 | Elect Director Daphne E. Jones | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Masonite International Corporation | DOOR | Canada | 575385109 | Annual | 14-May-20 | 16-Mar-20 | Confirmed | 4,028 | Management | 1.8 | Elect Director George A. Lorch *Deceased* | No | ||
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Masonite International Corporation | DOOR | Canada | 575385109 | Annual | 14-May-20 | 16-Mar-20 | Confirmed | 4,028 | Management | 1.9 | Elect Director William S. Oesterle | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Masonite International Corporation | DOOR | Canada | 575385109 | Annual | 14-May-20 | 16-Mar-20 | Confirmed | 4,028 | Management | 1.10 | Elect Director Francis M. Scricco | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Masonite International Corporation | DOOR | Canada | 575385109 | Annual | 14-May-20 | 16-Mar-20 | Confirmed | 4,028 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Masonite International Corporation | DOOR | Canada | 575385109 | Annual | 14-May-20 | 16-Mar-20 | Confirmed | 4,028 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Masonite International Corporation | DOOR | Canada | 575385109 | Annual | 14-May-20 | 16-Mar-20 | Confirmed | 4,028 | Management | 4 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 14-May-20 | 20-Mar-20 | Confirmed | 13,392 | Management | 1.1 | Elect Director Joseph M. Cerulli | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 14-May-20 | 20-Mar-20 | Confirmed | 13,392 | Management | 1.2 | Elect Director Todd M. Cleveland | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 14-May-20 | 20-Mar-20 | Confirmed | 13,392 | Management | 1.3 | Elect Director John A. Forbes | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 14-May-20 | 20-Mar-20 | Confirmed | 13,392 | Management | 1.4 | Elect Director Michael A. Kitson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 14-May-20 | 20-Mar-20 | Confirmed | 13,392 | Management | 1.5 | Elect Director Pamela R. Klyn | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 14-May-20 | 20-Mar-20 | Confirmed | 13,392 | Management | 1.6 | Elect Director Derrick B. Mayes | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 14-May-20 | 20-Mar-20 | Confirmed | 13,392 | Management | 1.7 | Elect Director Andy L. Nemeth | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 14-May-20 | 20-Mar-20 | Confirmed | 13,392 | Management | 1.8 | Elect Director Denis G. Suggs | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 14-May-20 | 20-Mar-20 | Confirmed | 13,392 | Management | 1.9 | Elect Director M. Scott Welch | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 14-May-20 | 20-Mar-20 | Confirmed | 13,392 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 14-May-20 | 20-Mar-20 | Confirmed | 13,392 | Management | 3 | Amend Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Patrick Industries, Inc. | PATK | USA | 703343103 | Annual | 14-May-20 | 20-Mar-20 | Confirmed | 13,392 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Revance Therapeutics, Inc. | RVNC | USA | 761330109 | Annual | 14-May-20 | 16-Mar-20 | Confirmed | 35,187 | Management | 1.1 | Elect Director Jill Beraud | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Revance Therapeutics, Inc. | RVNC | USA | 761330109 | Annual | 14-May-20 | 16-Mar-20 | Confirmed | 35,187 | Management | 1.2 | Elect Director Robert Byrnes | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Revance Therapeutics, Inc. | RVNC | USA | 761330109 | Annual | 14-May-20 | 16-Mar-20 | Confirmed | 35,187 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Revance Therapeutics, Inc. | RVNC | USA | 761330109 | Annual | 14-May-20 | 16-Mar-20 | Confirmed | 35,187 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | FormFactor, Inc. | FORM | USA | 346375108 | Annual | 15-May-20 | 20-Mar-20 | Confirmed | 18,373 | Management | 1a | Elect Director Raymond A. Link | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | FormFactor, Inc. | FORM | USA | 346375108 | Annual | 15-May-20 | 20-Mar-20 | Confirmed | 18,373 | Management | 1b | Elect Director Michael D. Slessor | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | FormFactor, Inc. | FORM | USA | 346375108 | Annual | 15-May-20 | 20-Mar-20 | Confirmed | 18,373 | Management | 1c | Elect Director Thomas St. Dennis | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | FormFactor, Inc. | FORM | USA | 346375108 | Annual | 15-May-20 | 20-Mar-20 | Confirmed | 18,373 | Management | 1d | Elect Director Rebeca Obregon-Jimenez | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | FormFactor, Inc. | FORM | USA | 346375108 | Annual | 15-May-20 | 20-Mar-20 | Confirmed | 18,373 | Management | 1e | Elect Director Sheri Rhodes | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | FormFactor, Inc. | FORM | USA | 346375108 | Annual | 15-May-20 | 20-Mar-20 | Confirmed | 18,373 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | FormFactor, Inc. | FORM | USA | 346375108 | Annual | 15-May-20 | 20-Mar-20 | Confirmed | 18,373 | Management | 3 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | FormFactor, Inc. | FORM | USA | 346375108 | Annual | 15-May-20 | 20-Mar-20 | Confirmed | 18,373 | Management | 4 | Ratify KPMG LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Five9, Inc. | FIVN | USA | 338307101 | Annual | 18-May-20 | 20-Mar-20 | Confirmed | 4,938 | Management | 1.1 | Elect Director Kimberly Alexy | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Five9, Inc. | FIVN | USA | 338307101 | Annual | 18-May-20 | 20-Mar-20 | Confirmed | 4,938 | Management | 1.2 | Elect Director Michael Burkland | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Five9, Inc. | FIVN | USA | 338307101 | Annual | 18-May-20 | 20-Mar-20 | Confirmed | 4,938 | Management | 1.3 | Elect Director Robert Zollars | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Five9, Inc. | FIVN | USA | 338307101 | Annual | 18-May-20 | 20-Mar-20 | Confirmed | 4,938 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Five9, Inc. | FIVN | USA | 338307101 | Annual | 18-May-20 | 20-Mar-20 | Confirmed | 4,938 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BioXcel Therapeutics, Inc. | BTAI | USA | 09075P105 | Annual | 20-May-20 | 27-Mar-20 | Confirmed | 10,206 | Management | 1.1 | Elect Director Sandeep Laumas | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BioXcel Therapeutics, Inc. | BTAI | USA | 09075P105 | Annual | 20-May-20 | 27-Mar-20 | Confirmed | 10,206 | Management | 1.2 | Elect Director Michal Votruba | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BioXcel Therapeutics, Inc. | BTAI | USA | 09075P105 | Annual | 20-May-20 | 27-Mar-20 | Confirmed | 10,206 | Management | 2 | Ratify BDO USA, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BioXcel Therapeutics, Inc. | BTAI | USA | 09075P105 | Annual | 20-May-20 | 27-Mar-20 | Confirmed | 10,206 | Management | 3 | Approve Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BioXcel Therapeutics, Inc. | BTAI | USA | 09075P105 | Annual | 20-May-20 | 27-Mar-20 | Confirmed | 10,206 | Management | 4 | Approve Qualified Employee Stock Purchase Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Collegium Pharmaceutical, Inc. | COLL | USA | 19459J104 | Annual | 20-May-20 | 31-Mar-20 | Confirmed | 19,569 | Management | 1.1 | Elect Director Joseph Ciaffoni | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Collegium Pharmaceutical, Inc. | COLL | USA | 19459J104 | Annual | 20-May-20 | 31-Mar-20 | Confirmed | 19,569 | Management | 1.2 | Elect Director Michael Heffernan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Collegium Pharmaceutical, Inc. | COLL | USA | 19459J104 | Annual | 20-May-20 | 31-Mar-20 | Confirmed | 19,569 | Management | 1.3 | Elect Director Gino Santini | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Collegium Pharmaceutical, Inc. | COLL | USA | 19459J104 | Annual | 20-May-20 | 31-Mar-20 | Confirmed | 19,569 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Collegium Pharmaceutical, Inc. | COLL | USA | 19459J104 | Annual | 20-May-20 | 31-Mar-20 | Confirmed | 19,569 | Management | 3 | Declassify the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Collegium Pharmaceutical, Inc. | COLL | USA | 19459J104 | Annual | 20-May-20 | 31-Mar-20 | Confirmed | 19,569 | Management | 4 | Eliminate Supermajority Vote Requirement to Amend Bylaws | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Collegium Pharmaceutical, Inc. | COLL | USA | 19459J104 | Annual | 20-May-20 | 31-Mar-20 | Confirmed | 19,569 | Management | 5 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Perficient, Inc. | PRFT | USA | 71375U101 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 25,416 | Management | 1a | Elect Director Jeffrey S. Davis | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Perficient, Inc. | PRFT | USA | 71375U101 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 25,416 | Management | 1b | Elect Director Ralph C. Derrickson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Perficient, Inc. | PRFT | USA | 71375U101 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 25,416 | Management | 1c | Elect Director James R. Kackley | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Perficient, Inc. | PRFT | USA | 71375U101 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 25,416 | Management | 1d | Elect Director David S. Lundeen | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Perficient, Inc. | PRFT | USA | 71375U101 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 25,416 | Management | 1e | Elect Director Brian L. Matthews | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Perficient, Inc. | PRFT | USA | 71375U101 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 25,416 | Management | 1f | Elect Director Gary M. Wimberly | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Perficient, Inc. | PRFT | USA | 71375U101 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 25,416 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Perficient, Inc. | PRFT | USA | 71375U101 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 25,416 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Spartan Motors, Inc. | SPAR | USA | 846819100 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 15,500 | Management | 1.1 | Elect Director Angela K. Freeman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Spartan Motors, Inc. | SPAR | USA | 846819100 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 15,500 | Management | 1.2 | Elect Director Dominic A. Romeo | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Spartan Motors, Inc. | SPAR | USA | 846819100 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 15,500 | Management | 1.3 | Elect Director Andrew M. Rooke | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Spartan Motors, Inc. | SPAR | USA | 846819100 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 15,500 | Management | 2 | Change Company Name to The Shyft Group, Inc. | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Spartan Motors, Inc. | SPAR | USA | 846819100 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 15,500 | Management | 3 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Spartan Motors, Inc. | SPAR | USA | 846819100 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 15,500 | Management | 4 | Ratify BDO USA, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Spartan Motors, Inc. | SPAR | USA | 846819100 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 15,500 | Management | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SpringWorks Therapeutics, Inc. | SWTX | USA | 85205L107 | Annual | 20-May-20 | 24-Mar-20 | Confirmed | 27,071 | Management | 1.1 | Elect Director Saqib Islam | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SpringWorks Therapeutics, Inc. | SWTX | USA | 85205L107 | Annual | 20-May-20 | 24-Mar-20 | Confirmed | 27,071 | Management | 1.2 | Elect Director Stephen Squinto | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SpringWorks Therapeutics, Inc. | SWTX | USA | 85205L107 | Annual | 20-May-20 | 24-Mar-20 | Confirmed | 27,071 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sunnova Energy International Inc. | NOVA | USA | 86745K104 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 12,749 | Management | 1.1 | Elect Director William J. (John) Berger | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sunnova Energy International Inc. | NOVA | USA | 86745K104 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 12,749 | Management | 1.2 | Elect Director Rahman D'Argenio | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sunnova Energy International Inc. | NOVA | USA | 86745K104 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 12,749 | Management | 1.3 | Elect Director Michael C. Morgan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sunnova Energy International Inc. | NOVA | USA | 86745K104 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 12,749 | Management | 2 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sunnova Energy International Inc. | NOVA | USA | 86745K104 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 12,749 | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | TPI Composites, Inc. | TPIC | USA | 87266J104 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 21,995 | Management | 1.1 | Elect Director Steven C. Lockard | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | TPI Composites, Inc. | TPIC | USA | 87266J104 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 21,995 | Management | 1.2 | Elect Director William E. Siwek | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | TPI Composites, Inc. | TPIC | USA | 87266J104 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 21,995 | Management | 1.3 | Elect Director Philip J. Deutch | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | TPI Composites, Inc. | TPIC | USA | 87266J104 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 21,995 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | TPI Composites, Inc. | TPIC | USA | 87266J104 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 21,995 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | TPI Composites, Inc. | TPIC | USA | 87266J104 | Annual | 20-May-20 | 23-Mar-20 | Confirmed | 21,995 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bandwidth Inc. | BAND | USA | 05988J103 | Annual | 21-May-20 | 06-Apr-20 | Confirmed | 2,926 | Management | 1 | Elect Director David A. Morken | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bandwidth Inc. | BAND | USA | 05988J103 | Annual | 21-May-20 | 06-Apr-20 | Confirmed | 2,926 | Management | 2 | Ratify Ernst & Young LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bandwidth Inc. | BAND | USA | 05988J103 | Annual | 21-May-20 | 06-Apr-20 | Confirmed | 2,926 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Bandwidth Inc. | BAND | USA | 05988J103 | Annual | 21-May-20 | 06-Apr-20 | Confirmed | 2,926 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Inphi Corporation | IPHI | USA | 45772F107 | Annual | 21-May-20 | 08-Apr-20 | Confirmed | 15,444 | Management | 1.1 | Elect Director Nicholas E. Brathwaite | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Inphi Corporation | IPHI | USA | 45772F107 | Annual | 21-May-20 | 08-Apr-20 | Confirmed | 15,444 | Management | 1.2 | Elect Director David E. Liddle | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Inphi Corporation | IPHI | USA | 45772F107 | Annual | 21-May-20 | 08-Apr-20 | Confirmed | 15,444 | Management | 1.3 | Elect Director Bruce M. McWilliams | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Inphi Corporation | IPHI | USA | 45772F107 | Annual | 21-May-20 | 08-Apr-20 | Confirmed | 15,444 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Inphi Corporation | IPHI | USA | 45772F107 | Annual | 21-May-20 | 08-Apr-20 | Confirmed | 15,444 | Management | 3 | Amend Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Inphi Corporation | IPHI | USA | 45772F107 | Annual | 21-May-20 | 08-Apr-20 | Confirmed | 15,444 | Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BRP Group, Inc. | BRP | USA | 05589G102 | Annual | 27-May-20 | 13-Apr-20 | Confirmed | 36,058 | Management | 1.1 | Elect Director Lowry Baldwin | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BRP Group, Inc. | BRP | USA | 05589G102 | Annual | 27-May-20 | 13-Apr-20 | Confirmed | 36,058 | Management | 1.2 | Elect Director Phillip Casey | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | BRP Group, Inc. | BRP | USA | 05589G102 | Annual | 27-May-20 | 13-Apr-20 | Confirmed | 36,058 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Eidos Therapeutics, Inc. | EIDX | USA | 28249H104 | Annual | 27-May-20 | 01-Apr-20 | Confirmed | 8,914 | Management | 1a | Elect Director Neil Kumar | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Eidos Therapeutics, Inc. | EIDX | USA | 28249H104 | Annual | 27-May-20 | 01-Apr-20 | Confirmed | 8,914 | Management | 1b | Elect Director Eric Aguiar | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Eidos Therapeutics, Inc. | EIDX | USA | 28249H104 | Annual | 27-May-20 | 01-Apr-20 | Confirmed | 8,914 | Management | 1c | Elect Director William Lis | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Eidos Therapeutics, Inc. | EIDX | USA | 28249H104 | Annual | 27-May-20 | 01-Apr-20 | Confirmed | 8,914 | Management | 1d | Elect Director Ali Satvat | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Eidos Therapeutics, Inc. | EIDX | USA | 28249H104 | Annual | 27-May-20 | 01-Apr-20 | Confirmed | 8,914 | Management | 1e | Elect Director Rajeev Shah | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Eidos Therapeutics, Inc. | EIDX | USA | 28249H104 | Annual | 27-May-20 | 01-Apr-20 | Confirmed | 8,914 | Management | 1f | Elect Director Uma Sinha | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Eidos Therapeutics, Inc. | EIDX | USA | 28249H104 | Annual | 27-May-20 | 01-Apr-20 | Confirmed | 8,914 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Eidos Therapeutics, Inc. | EIDX | USA | 28249H104 | Annual | 27-May-20 | 01-Apr-20 | Confirmed | 8,914 | Management | 3 | Amend Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulgent Genetics, Inc. | FLGT | USA | 359664109 | Annual | 27-May-20 | 04-Apr-20 | Confirmed | 38,643 | Management | 1.1 | Elect Director Ming Hsieh | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulgent Genetics, Inc. | FLGT | USA | 359664109 | Annual | 27-May-20 | 04-Apr-20 | Confirmed | 38,643 | Management | 1.2 | Elect Director John Bolger | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulgent Genetics, Inc. | FLGT | USA | 359664109 | Annual | 27-May-20 | 04-Apr-20 | Confirmed | 38,643 | Management | 1.3 | Elect Director Yun Yen | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulgent Genetics, Inc. | FLGT | USA | 359664109 | Annual | 27-May-20 | 04-Apr-20 | Confirmed | 38,643 | Management | 1.4 | Elect Director Linda Marsh | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fulgent Genetics, Inc. | FLGT | USA | 359664109 | Annual | 27-May-20 | 04-Apr-20 | Confirmed | 38,643 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Tandem Diabetes Care, Inc. | TNDM | USA | 875372203 | Annual | 27-May-20 | 31-Mar-20 | Confirmed | 14,275 | Management | 1.1 | Elect Director Kim D. Blickenstaff | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Tandem Diabetes Care, Inc. | TNDM | USA | 875372203 | Annual | 27-May-20 | 31-Mar-20 | Confirmed | 14,275 | Management | 1.2 | Elect Director Christopher J. Twomey | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Tandem Diabetes Care, Inc. | TNDM | USA | 875372203 | Annual | 27-May-20 | 31-Mar-20 | Confirmed | 14,275 | Management | 2 | Ratify Ernst & Young LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Tandem Diabetes Care, Inc. | TNDM | USA | 875372203 | Annual | 27-May-20 | 31-Mar-20 | Confirmed | 14,275 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ICF International, Inc. | ICFI | USA | 44925C103 | Annual | 28-May-20 | 31-Mar-20 | Confirmed | 7,670 | Management | 1.1 | Elect Director Sudhakar Kesavan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ICF International, Inc. | ICFI | USA | 44925C103 | Annual | 28-May-20 | 31-Mar-20 | Confirmed | 7,670 | Management | 1.2 | Elect Director Michael J. Van Handel | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ICF International, Inc. | ICFI | USA | 44925C103 | Annual | 28-May-20 | 31-Mar-20 | Confirmed | 7,670 | Management | 2 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ICF International, Inc. | ICFI | USA | 44925C103 | Annual | 28-May-20 | 31-Mar-20 | Confirmed | 7,670 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ICF International, Inc. | ICFI | USA | 44925C103 | Annual | 28-May-20 | 31-Mar-20 | Confirmed | 7,670 | Management | 4 | Ratify Grant Thornton LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Installed Building Products, Inc. | IBP | USA | 45780R101 | Annual | 28-May-20 | 02-Apr-20 | Confirmed | 11,858 | Management | 1.1 | Elect Director Michael T. Miller | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Installed Building Products, Inc. | IBP | USA | 45780R101 | Annual | 28-May-20 | 02-Apr-20 | Confirmed | 11,858 | Management | 1.2 | Elect Director Vikas Verma | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Installed Building Products, Inc. | IBP | USA | 45780R101 | Annual | 28-May-20 | 02-Apr-20 | Confirmed | 11,858 | Management | 2 | Ratify Deloitte & Touche LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Installed Building Products, Inc. | IBP | USA | 45780R101 | Annual | 28-May-20 | 02-Apr-20 | Confirmed | 11,858 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Kinsale Capital Group, Inc. | KNSL | USA | 49714P108 | Annual | 28-May-20 | 30-Mar-20 | Confirmed | 7,247 | Management | 1.1 | Elect Director Michael P. Kehoe | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Kinsale Capital Group, Inc. | KNSL | USA | 49714P108 | Annual | 28-May-20 | 30-Mar-20 | Confirmed | 7,247 | Management | 1.2 | Elect Director Steven J. Bensinger | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Kinsale Capital Group, Inc. | KNSL | USA | 49714P108 | Annual | 28-May-20 | 30-Mar-20 | Confirmed | 7,247 | Management | 1.3 | Elect Director Anne C. Kronenberg | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Kinsale Capital Group, Inc. | KNSL | USA | 49714P108 | Annual | 28-May-20 | 30-Mar-20 | Confirmed | 7,247 | Management | 1.4 | Elect Director Robert Lippincott, III | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Kinsale Capital Group, Inc. | KNSL | USA | 49714P108 | Annual | 28-May-20 | 30-Mar-20 | Confirmed | 7,247 | Management | 1.5 | Elect Director James J. Ritchie | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Kinsale Capital Group, Inc. | KNSL | USA | 49714P108 | Annual | 28-May-20 | 30-Mar-20 | Confirmed | 7,247 | Management | 1.6 | Elect Director Frederick L. Russell, Jr. | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Kinsale Capital Group, Inc. | KNSL | USA | 49714P108 | Annual | 28-May-20 | 30-Mar-20 | Confirmed | 7,247 | Management | 1.7 | Elect Director Gregory M. Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Kinsale Capital Group, Inc. | KNSL | USA | 49714P108 | Annual | 28-May-20 | 30-Mar-20 | Confirmed | 7,247 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Kinsale Capital Group, Inc. | KNSL | USA | 49714P108 | Annual | 28-May-20 | 30-Mar-20 | Confirmed | 7,247 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Natera, Inc. | NTRA | USA | 632307104 | Annual | 28-May-20 | 09-Apr-20 | Confirmed | 32,741 | Management | 1.1 | Elect Director Rowan Chapman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Natera, Inc. | NTRA | USA | 632307104 | Annual | 28-May-20 | 09-Apr-20 | Confirmed | 32,741 | Management | 1.2 | Elect Director Herm Rosenman | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Natera, Inc. | NTRA | USA | 632307104 | Annual | 28-May-20 | 09-Apr-20 | Confirmed | 32,741 | Management | 1.3 | Elect Director Jonathan Sheena | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Natera, Inc. | NTRA | USA | 632307104 | Annual | 28-May-20 | 09-Apr-20 | Confirmed | 32,741 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Natera, Inc. | NTRA | USA | 632307104 | Annual | 28-May-20 | 09-Apr-20 | Confirmed | 32,741 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Natera, Inc. | NTRA | USA | 632307104 | Annual | 28-May-20 | 09-Apr-20 | Confirmed | 32,741 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 28-May-20 | 30-Mar-20 | Confirmed | 29,018 | Management | 1a | Elect Director Douglas M. VanOort | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 28-May-20 | 30-Mar-20 | Confirmed | 29,018 | Management | 1b | Elect Director Steven C. Jones | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 28-May-20 | 30-Mar-20 | Confirmed | 29,018 | Management | 1c | Elect Director Kevin C. Johnson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 28-May-20 | 30-Mar-20 | Confirmed | 29,018 | Management | 1d | Elect Director Raymond R. Hipp | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 28-May-20 | 30-Mar-20 | Confirmed | 29,018 | Management | 1e | Elect Director Bruce K. Crowther | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 28-May-20 | 30-Mar-20 | Confirmed | 29,018 | Management | 1f | Elect Director Lynn A. Tetrault | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 28-May-20 | 30-Mar-20 | Confirmed | 29,018 | Management | 1g | Elect Director Alison L. Hannah | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 28-May-20 | 30-Mar-20 | Confirmed | 29,018 | Management | 1h | Elect Director Stephen M. Kanovsky | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 28-May-20 | 30-Mar-20 | Confirmed | 29,018 | Management | 1i | Elect Director Rachel A. Stahler | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 28-May-20 | 30-Mar-20 | Confirmed | 29,018 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | NeoGenomics, Inc. | NEO | USA | 64049M209 | Annual | 28-May-20 | 30-Mar-20 | Confirmed | 29,018 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Palomar Holdings, Inc. | PLMR | USA | 69753M105 | Annual | 28-May-20 | 02-Apr-20 | Confirmed | 23,739 | Management | 1.1 | Elect Director Robert E. Dowdell | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Palomar Holdings, Inc. | PLMR | USA | 69753M105 | Annual | 28-May-20 | 02-Apr-20 | Confirmed | 23,739 | Management | 1.2 | Elect Director Daryl Bradley | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Palomar Holdings, Inc. | PLMR | USA | 69753M105 | Annual | 28-May-20 | 02-Apr-20 | Confirmed | 23,739 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | TriState Capital Holdings, Inc. | TSC | USA | 89678F100 | Annual | 29-May-20 | 01-Apr-20 | Confirmed | 22,292 | Management | 1.1 | Elect Director Anthony J. Buzzelli | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | TriState Capital Holdings, Inc. | TSC | USA | 89678F100 | Annual | 29-May-20 | 01-Apr-20 | Confirmed | 22,292 | Management | 1.2 | Elect Director Helen Hanna Casey | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | TriState Capital Holdings, Inc. | TSC | USA | 89678F100 | Annual | 29-May-20 | 01-Apr-20 | Confirmed | 22,292 | Management | 1.3 | Elect Director Brian S. Fetterolf | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | TriState Capital Holdings, Inc. | TSC | USA | 89678F100 | Annual | 29-May-20 | 01-Apr-20 | Confirmed | 22,292 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | TriState Capital Holdings, Inc. | TSC | USA | 89678F100 | Annual | 29-May-20 | 01-Apr-20 | Confirmed | 22,292 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | TriState Capital Holdings, Inc. | TSC | USA | 89678F100 | Annual | 29-May-20 | 01-Apr-20 | Confirmed | 22,292 | Management | 4 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Apellis Pharmaceuticals, Inc. | APLS | USA | 03753U106 | Annual | 01-Jun-20 | 13-Apr-20 | Confirmed | 18,432 | Management | 1.1 | Elect Director Gerald Chan | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Apellis Pharmaceuticals, Inc. | APLS | USA | 03753U106 | Annual | 01-Jun-20 | 13-Apr-20 | Confirmed | 18,432 | Management | 1.2 | Elect Director Cedric Francois | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Apellis Pharmaceuticals, Inc. | APLS | USA | 03753U106 | Annual | 01-Jun-20 | 13-Apr-20 | Confirmed | 18,432 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Apellis Pharmaceuticals, Inc. | APLS | USA | 03753U106 | Annual | 01-Jun-20 | 13-Apr-20 | Confirmed | 18,432 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 01-Jun-20 | 06-Apr-20 | Confirmed | 21,798 | Management | 1.1 | Elect Director Michael M. Tarnow | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 01-Jun-20 | 06-Apr-20 | Confirmed | 21,798 | Management | 1.2 | Elect Director Mohammad Azab | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 01-Jun-20 | 06-Apr-20 | Confirmed | 21,798 | Management | 1.3 | Elect Director Clarissa Desjardins | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 01-Jun-20 | 06-Apr-20 | Confirmed | 21,798 | Management | 1.4 | Elect Director Steven R. Gannon | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 01-Jun-20 | 06-Apr-20 | Confirmed | 21,798 | Management | 1.5 | Elect Director Michael R. Hayden | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 01-Jun-20 | 06-Apr-20 | Confirmed | 21,798 | Management | 1.6 | Elect Director Frank A. Holler | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 01-Jun-20 | 06-Apr-20 | Confirmed | 21,798 | Management | 1.7 | Elect Director Gary Patou | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 01-Jun-20 | 06-Apr-20 | Confirmed | 21,798 | Management | 1.8 | Elect Director Simon N. Pimstone | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 01-Jun-20 | 06-Apr-20 | Confirmed | 21,798 | Management | 1.9 | Elect Director Dawn A. Svoronos | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 01-Jun-20 | 06-Apr-20 | Confirmed | 21,798 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 01-Jun-20 | 06-Apr-20 | Confirmed | 21,798 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 01-Jun-20 | 06-Apr-20 | Confirmed | 21,798 | Management | 4 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 01-Jun-20 | 06-Apr-20 | Confirmed | 21,798 | Management | 5 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Xenon Pharmaceuticals Inc. | XENE | Canada | 98420N105 | Annual | 01-Jun-20 | 06-Apr-20 | Confirmed | 21,798 | Management | 6 | Authorize Board to Fix Remuneration of Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cardlytics, Inc. | CDLX | USA | 14161W105 | Annual | 02-Jun-20 | 06-Apr-20 | Confirmed | 9,394 | Management | 1.1 | Elect Director Lynne M. Laube | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cardlytics, Inc. | CDLX | USA | 14161W105 | Annual | 02-Jun-20 | 06-Apr-20 | Confirmed | 9,394 | Management | 1.2 | Elect Director John ("Jack") Klinck | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cardlytics, Inc. | CDLX | USA | 14161W105 | Annual | 02-Jun-20 | 06-Apr-20 | Confirmed | 9,394 | Management | 1.3 | Elect Director Tony Weisman | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Cardlytics, Inc. | CDLX | USA | 14161W105 | Annual | 02-Jun-20 | 06-Apr-20 | Confirmed | 9,394 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Casella Waste Systems, Inc. | CWST | USA | 147448104 | Annual | 02-Jun-20 | 14-Apr-20 | Confirmed | 12,219 | Management | 1.1 | Elect Director Michael L. Battles | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Casella Waste Systems, Inc. | CWST | USA | 147448104 | Annual | 02-Jun-20 | 14-Apr-20 | Confirmed | 12,219 | Management | 1.2 | Elect Director Joseph G. Doody | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Casella Waste Systems, Inc. | CWST | USA | 147448104 | Annual | 02-Jun-20 | 14-Apr-20 | Confirmed | 12,219 | Management | 1.3 | Elect Director Emily Nagle Green | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Casella Waste Systems, Inc. | CWST | USA | 147448104 | Annual | 02-Jun-20 | 14-Apr-20 | Confirmed | 12,219 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Casella Waste Systems, Inc. | CWST | USA | 147448104 | Annual | 02-Jun-20 | 14-Apr-20 | Confirmed | 12,219 | Management | 3 | Ratify RSM US LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SiTime Corporation | SITM | USA | 82982T106 | Annual | 02-Jun-20 | 14-Apr-20 | Confirmed | 29,964 | Management | 1.1 | Elect Director Torsten G. Kreindl | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SiTime Corporation | SITM | USA | 82982T106 | Annual | 02-Jun-20 | 14-Apr-20 | Confirmed | 29,964 | Management | 1.2 | Elect Director Akira Takata | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SiTime Corporation | SITM | USA | 82982T106 | Annual | 02-Jun-20 | 14-Apr-20 | Confirmed | 29,964 | Management | 2 | Ratify BDO USA, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 02-Jun-20 | 31-Mar-20 | Confirmed | 17,502 | Management | 1a | Elect Director Clarence L. Granger | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 02-Jun-20 | 31-Mar-20 | Confirmed | 17,502 | Management | 1b | Elect Director James P. Scholhamer | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 02-Jun-20 | 31-Mar-20 | Confirmed | 17,502 | Management | 1c | Elect Director David T. ibnAle | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 02-Jun-20 | 31-Mar-20 | Confirmed | 17,502 | Management | 1d | Elect Director Emily M. Liggett | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 02-Jun-20 | 31-Mar-20 | Confirmed | 17,502 | Management | 1e | Elect Director Thomas T. Edman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 02-Jun-20 | 31-Mar-20 | Confirmed | 17,502 | Management | 1f | Elect Director Barbara V. Scherer | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 02-Jun-20 | 31-Mar-20 | Confirmed | 17,502 | Management | 1g | Elect Director Ernest E. Maddock | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 02-Jun-20 | 31-Mar-20 | Confirmed | 17,502 | Management | 1h | Elect Director Jacqueline A. Seto | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 02-Jun-20 | 31-Mar-20 | Confirmed | 17,502 | Management | 2 | Ratify Moss Adams LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Ultra Clean Holdings, Inc. | UCTT | USA | 90385V107 | Annual | 02-Jun-20 | 31-Mar-20 | Confirmed | 17,502 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | OrthoPediatrics Corp. | KIDS | USA | 68752L100 | Annual | 03-Jun-20 | 15-Apr-20 | Confirmed | 30,724 | Management | 1.1 | Elect Director David R. Pelizzon | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | OrthoPediatrics Corp. | KIDS | USA | 68752L100 | Annual | 03-Jun-20 | 15-Apr-20 | Confirmed | 30,724 | Management | 1.2 | Elect Director Harald Ruf | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | OrthoPediatrics Corp. | KIDS | USA | 68752L100 | Annual | 03-Jun-20 | 15-Apr-20 | Confirmed | 30,724 | Management | 1.3 | Elect Director Terry D. Schlotterback | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | OrthoPediatrics Corp. | KIDS | USA | 68752L100 | Annual | 03-Jun-20 | 15-Apr-20 | Confirmed | 30,724 | Management | 1.4 | Elect Director Kevin L. Unger | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | OrthoPediatrics Corp. | KIDS | USA | 68752L100 | Annual | 03-Jun-20 | 15-Apr-20 | Confirmed | 30,724 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SeaSpine Holdings Corporation | SPNE | USA | 81255T108 | Annual | 03-Jun-20 | 08-Apr-20 | Confirmed | 46,141 | Management | 1.1 | Elect Director Kimberly J. Commins-Tzoumakas | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SeaSpine Holdings Corporation | SPNE | USA | 81255T108 | Annual | 03-Jun-20 | 08-Apr-20 | Confirmed | 46,141 | Management | 1.2 | Elect Director Renee Gaeta | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SeaSpine Holdings Corporation | SPNE | USA | 81255T108 | Annual | 03-Jun-20 | 08-Apr-20 | Confirmed | 46,141 | Management | 1.3 | Elect Director Kirtley (Kirt) C. Stephenson | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SeaSpine Holdings Corporation | SPNE | USA | 81255T108 | Annual | 03-Jun-20 | 08-Apr-20 | Confirmed | 46,141 | Management | 2 | Ratify RSM US LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SeaSpine Holdings Corporation | SPNE | USA | 81255T108 | Annual | 03-Jun-20 | 08-Apr-20 | Confirmed | 46,141 | Management | 3 | Amend Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sportsman's Warehouse Holdings, Inc. | SPWH | USA | 84920Y106 | Annual | 03-Jun-20 | 13-Apr-20 | Confirmed | 61,881 | Management | 1.1 | Elect Director Gregory P. Hickey | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sportsman's Warehouse Holdings, Inc. | SPWH | USA | 84920Y106 | Annual | 03-Jun-20 | 13-Apr-20 | Confirmed | 61,881 | Management | 1.2 | Elect Director Jon Barker | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sportsman's Warehouse Holdings, Inc. | SPWH | USA | 84920Y106 | Annual | 03-Jun-20 | 13-Apr-20 | Confirmed | 61,881 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sportsman's Warehouse Holdings, Inc. | SPWH | USA | 84920Y106 | Annual | 03-Jun-20 | 13-Apr-20 | Confirmed | 61,881 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sportsman's Warehouse Holdings, Inc. | SPWH | USA | 84920Y106 | Annual | 03-Jun-20 | 13-Apr-20 | Confirmed | 61,881 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Applied Therapeutics, Inc. | APLT | USA | 03828A101 | Annual | 04-Jun-20 | 07-Apr-20 | Confirmed | 18,633 | Management | 1.1 | Elect Director Les Funtleyder | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Applied Therapeutics, Inc. | APLT | USA | 03828A101 | Annual | 04-Jun-20 | 07-Apr-20 | Confirmed | 18,633 | Management | 1.2 | Elect Director Stacy J. Kanter | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Applied Therapeutics, Inc. | APLT | USA | 03828A101 | Annual | 04-Jun-20 | 07-Apr-20 | Confirmed | 18,633 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | AVROBIO, Inc. | AVRO | USA | 05455M100 | Annual | 04-Jun-20 | 06-Apr-20 | Confirmed | 15,299 | Management | 1.1 | Elect Director Ian Clark | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | AVROBIO, Inc. | AVRO | USA | 05455M100 | Annual | 04-Jun-20 | 06-Apr-20 | Confirmed | 15,299 | Management | 1.2 | Elect Director Annalisa Jenkins | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | AVROBIO, Inc. | AVRO | USA | 05455M100 | Annual | 04-Jun-20 | 06-Apr-20 | Confirmed | 15,299 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | AVROBIO, Inc. | AVRO | USA | 05455M100 | Annual | 04-Jun-20 | 06-Apr-20 | Confirmed | 15,299 | Management | 3 | Amend Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Castle Biosciences, Inc. | CSTL | USA | 14843C105 | Annual | 04-Jun-20 | 09-Apr-20 | Confirmed | 20,184 | Management | 1.1 | Elect Director Joseph C. Cook, III | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Castle Biosciences, Inc. | CSTL | USA | 14843C105 | Annual | 04-Jun-20 | 09-Apr-20 | Confirmed | 20,184 | Management | 1.2 | Elect Director Miles D. Harrison | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Castle Biosciences, Inc. | CSTL | USA | 14843C105 | Annual | 04-Jun-20 | 09-Apr-20 | Confirmed | 20,184 | Management | 1.3 | Elect Director David Kabakoff | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Castle Biosciences, Inc. | CSTL | USA | 14843C105 | Annual | 04-Jun-20 | 09-Apr-20 | Confirmed | 20,184 | Management | 2 | Ratify KPMG LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Limelight Networks, Inc. | LLNW | USA | 53261M104 | Annual | 04-Jun-20 | 09-Apr-20 | Confirmed | 198,961 | Management | 1.1 | Elect Director Walter D. Amaral | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Limelight Networks, Inc. | LLNW | USA | 53261M104 | Annual | 04-Jun-20 | 09-Apr-20 | Confirmed | 198,961 | Management | 1.2 | Elect Director Scott Genereux | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Limelight Networks, Inc. | LLNW | USA | 53261M104 | Annual | 04-Jun-20 | 09-Apr-20 | Confirmed | 198,961 | Management | 1.3 | Elect Director Patricia Hadden | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Limelight Networks, Inc. | LLNW | USA | 53261M104 | Annual | 04-Jun-20 | 09-Apr-20 | Confirmed | 198,961 | Management | 2 | Ratify Ernst & Young LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Limelight Networks, Inc. | LLNW | USA | 53261M104 | Annual | 04-Jun-20 | 09-Apr-20 | Confirmed | 198,961 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | nLIGHT, Inc. | LASR | USA | 65487K100 | Annual | 04-Jun-20 | 06-Apr-20 | Confirmed | 40,499 | Management | 1.1 | Elect Director Bandel Carano | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | nLIGHT, Inc. | LASR | USA | 65487K100 | Annual | 04-Jun-20 | 06-Apr-20 | Confirmed | 40,499 | Management | 1.2 | Elect Director Raymond Link | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | nLIGHT, Inc. | LASR | USA | 65487K100 | Annual | 04-Jun-20 | 06-Apr-20 | Confirmed | 40,499 | Management | 1.3 | Elect Director Geoffrey Moore | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | nLIGHT, Inc. | LASR | USA | 65487K100 | Annual | 04-Jun-20 | 06-Apr-20 | Confirmed | 40,499 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Principia Biopharma Inc. | PRNB | USA | 74257L108 | Annual | 04-Jun-20 | 07-Apr-20 | Confirmed | 15,183 | Management | 1.1 | Elect Director Dan Becker | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Principia Biopharma Inc. | PRNB | USA | 74257L108 | Annual | 04-Jun-20 | 07-Apr-20 | Confirmed | 15,183 | Management | 1.2 | Elect Director Patrick Machado | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Principia Biopharma Inc. | PRNB | USA | 74257L108 | Annual | 04-Jun-20 | 07-Apr-20 | Confirmed | 15,183 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SVMK Inc. | SVMK | USA | 78489X103 | Annual | 04-Jun-20 | 09-Apr-20 | Confirmed | 21,891 | Management | 1.1 | Elect Director Ryan Finley | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SVMK Inc. | SVMK | USA | 78489X103 | Annual | 04-Jun-20 | 09-Apr-20 | Confirmed | 21,891 | Management | 1.2 | Elect Director Benjamin C. Spero | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SVMK Inc. | SVMK | USA | 78489X103 | Annual | 04-Jun-20 | 09-Apr-20 | Confirmed | 21,891 | Management | 1.3 | Elect Director Serena J. Williams | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SVMK Inc. | SVMK | USA | 78489X103 | Annual | 04-Jun-20 | 09-Apr-20 | Confirmed | 21,891 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SVMK Inc. | SVMK | USA | 78489X103 | Annual | 04-Jun-20 | 09-Apr-20 | Confirmed | 21,891 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SVMK Inc. | SVMK | USA | 78489X103 | Annual | 04-Jun-20 | 09-Apr-20 | Confirmed | 21,891 | Management | 4 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 04-Jun-20 | 15-May-20 | Confirmed | 40,353 | Management | 1.1 | Elect Director Mary Fox | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 04-Jun-20 | 15-May-20 | Confirmed | 40,353 | Management | 1.2 | Elect Director John Grafer | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 04-Jun-20 | 15-May-20 | Confirmed | 40,353 | Management | 1.3 | Elect Director Andrew R. Heyer | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 04-Jun-20 | 15-May-20 | Confirmed | 40,353 | Management | 1.4 | Elect Director Walter D. McLallen | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 04-Jun-20 | 15-May-20 | Confirmed | 40,353 | Management | 1.5 | Elect Director Shawn Nelson | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 04-Jun-20 | 15-May-20 | Confirmed | 40,353 | Management | 1.6 | Elect Director William P. Phoenix | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 04-Jun-20 | 15-May-20 | Confirmed | 40,353 | Management | 1.7 | Elect Director Shirley Romig | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 04-Jun-20 | 15-May-20 | Confirmed | 40,353 | Management | 2 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | The Lovesac Company | LOVE | USA | 54738L109 | Annual | 04-Jun-20 | 15-May-20 | Confirmed | 40,353 | Management | 3 | Ratify Marcum LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axsome Therapeutics, Inc. | AXSM | USA | 05464T104 | Annual | 05-Jun-20 | 09-Apr-20 | Confirmed | 14,467 | Management | 1 | Elect Director Mark Saad | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Axsome Therapeutics, Inc. | AXSM | USA | 05464T104 | Annual | 05-Jun-20 | 09-Apr-20 | Confirmed | 14,467 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Plug Power Inc. | PLUG | USA | 72919P202 | Annual | 05-Jun-20 | 13-Apr-20 | Confirmed | 188,428 | Management | 1.1 | Elect Director Lucas P. Schneider | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Plug Power Inc. | PLUG | USA | 72919P202 | Annual | 05-Jun-20 | 13-Apr-20 | Confirmed | 188,428 | Management | 1.2 | Elect Director Jonathan Silver | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Plug Power Inc. | PLUG | USA | 72919P202 | Annual | 05-Jun-20 | 13-Apr-20 | Confirmed | 188,428 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Plug Power Inc. | PLUG | USA | 72919P202 | Annual | 05-Jun-20 | 13-Apr-20 | Confirmed | 188,428 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sutro Biopharma, Inc. | STRO | USA | 869367102 | Annual | 05-Jun-20 | 13-Apr-20 | Confirmed | 11,415 | Management | 1.1 | Elect Director William J. Newell | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sutro Biopharma, Inc. | STRO | USA | 869367102 | Annual | 05-Jun-20 | 13-Apr-20 | Confirmed | 11,415 | Management | 1.2 | Elect Director Connie Matsui | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sutro Biopharma, Inc. | STRO | USA | 869367102 | Annual | 05-Jun-20 | 13-Apr-20 | Confirmed | 11,415 | Management | 1.3 | Elect Director James Panek | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Sutro Biopharma, Inc. | STRO | USA | 869367102 | Annual | 05-Jun-20 | 13-Apr-20 | Confirmed | 11,415 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Kodiak Sciences Inc. | KOD | USA | 50015M109 | Annual | 08-Jun-20 | 09-Apr-20 | Confirmed | 14,668 | Management | 1.1 | Elect Director Taiyin Yang | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Kodiak Sciences Inc. | KOD | USA | 50015M109 | Annual | 08-Jun-20 | 09-Apr-20 | Confirmed | 14,668 | Management | 1.2 | Elect Director Bassil I. Dahiyat | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Kodiak Sciences Inc. | KOD | USA | 50015M109 | Annual | 08-Jun-20 | 09-Apr-20 | Confirmed | 14,668 | Management | 1.3 | Elect Director Charles A. Bancroft | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Kodiak Sciences Inc. | KOD | USA | 50015M109 | Annual | 08-Jun-20 | 09-Apr-20 | Confirmed | 14,668 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Wingstop Inc. | WING | USA | 974155103 | Annual | 08-Jun-20 | 13-Apr-20 | Confirmed | 4,562 | Management | 1.1 | Elect Director Lynn Crump-Caine | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Wingstop Inc. | WING | USA | 974155103 | Annual | 08-Jun-20 | 13-Apr-20 | Confirmed | 4,562 | Management | 1.2 | Elect Director Wesley S. McDonald | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Wingstop Inc. | WING | USA | 974155103 | Annual | 08-Jun-20 | 13-Apr-20 | Confirmed | 4,562 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Wingstop Inc. | WING | USA | 974155103 | Annual | 08-Jun-20 | 13-Apr-20 | Confirmed | 4,562 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Wingstop Inc. | WING | USA | 974155103 | Annual | 08-Jun-20 | 13-Apr-20 | Confirmed | 4,562 | Management | 4 | Amend Certificate of Incorporation to Remove Certain Provisions | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | eHealth, Inc. | EHTH | USA | 28238P109 | Annual | 09-Jun-20 | 17-Apr-20 | Confirmed | 9,595 | Management | 1.1 | Elect Director Andrea C. Brimmer | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | eHealth, Inc. | EHTH | USA | 28238P109 | Annual | 09-Jun-20 | 17-Apr-20 | Confirmed | 9,595 | Management | 1.2 | Elect Director Beth A. Brooke | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | eHealth, Inc. | EHTH | USA | 28238P109 | Annual | 09-Jun-20 | 17-Apr-20 | Confirmed | 9,595 | Management | 1.3 | Elect Director Randall S. Livingston | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | eHealth, Inc. | EHTH | USA | 28238P109 | Annual | 09-Jun-20 | 17-Apr-20 | Confirmed | 9,595 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | eHealth, Inc. | EHTH | USA | 28238P109 | Annual | 09-Jun-20 | 17-Apr-20 | Confirmed | 9,595 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | eHealth, Inc. | EHTH | USA | 28238P109 | Annual | 09-Jun-20 | 17-Apr-20 | Confirmed | 9,595 | Management | 4 | Approve Qualified Employee Stock Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fastly, Inc. | FSLY | USA | 31188V100 | Annual | 09-Jun-20 | 15-Apr-20 | Confirmed | 28,776 | Management | 1.1 | Elect Director Aida Alvarez | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fastly, Inc. | FSLY | USA | 31188V100 | Annual | 09-Jun-20 | 15-Apr-20 | Confirmed | 28,776 | Management | 1.2 | Elect Director Joshua Bixby | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fastly, Inc. | FSLY | USA | 31188V100 | Annual | 09-Jun-20 | 15-Apr-20 | Confirmed | 28,776 | Management | 1.3 | Elect Director Sunil Dhaliwal | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fastly, Inc. | FSLY | USA | 31188V100 | Annual | 09-Jun-20 | 15-Apr-20 | Confirmed | 28,776 | Management | 2 | Amend Certificate of Incorporation to Change the Final Conversion Date of the Class B Common Stock | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Fastly, Inc. | FSLY | USA | 31188V100 | Annual | 09-Jun-20 | 15-Apr-20 | Confirmed | 28,776 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Crocs, Inc. | CROX | USA | 227046109 | Annual | 10-Jun-20 | 13-Apr-20 | Confirmed | 26,586 | Management | 1.1 | Elect Director Thomas J. Smach | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Crocs, Inc. | CROX | USA | 227046109 | Annual | 10-Jun-20 | 13-Apr-20 | Confirmed | 26,586 | Management | 1.2 | Elect Director Beth J. Kaplan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Crocs, Inc. | CROX | USA | 227046109 | Annual | 10-Jun-20 | 13-Apr-20 | Confirmed | 26,586 | Management | 2 | Ratify Deloitte & Touche LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Crocs, Inc. | CROX | USA | 227046109 | Annual | 10-Jun-20 | 13-Apr-20 | Confirmed | 26,586 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Crocs, Inc. | CROX | USA | 227046109 | Annual | 10-Jun-20 | 13-Apr-20 | Confirmed | 26,586 | Management | 4 | Approve Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | National Vision Holdings, Inc. | EYE | USA | 63845R107 | Annual | 10-Jun-20 | 15-Apr-20 | Confirmed | 17,127 | Management | 1.1 | Elect Director David M. Tehle | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | National Vision Holdings, Inc. | EYE | USA | 63845R107 | Annual | 10-Jun-20 | 15-Apr-20 | Confirmed | 17,127 | Management | 1.2 | Elect Director Thomas V. Taylor, Jr. | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | National Vision Holdings, Inc. | EYE | USA | 63845R107 | Annual | 10-Jun-20 | 15-Apr-20 | Confirmed | 17,127 | Management | 1.3 | Elect Director Virginia A. Hepner | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | National Vision Holdings, Inc. | EYE | USA | 63845R107 | Annual | 10-Jun-20 | 15-Apr-20 | Confirmed | 17,127 | Management | 2 | Ratify Deloitte & Touche LLP as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | National Vision Holdings, Inc. | EYE | USA | 63845R107 | Annual | 10-Jun-20 | 15-Apr-20 | Confirmed | 17,127 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ShotSpotter, Inc. | SSTI | USA | 82536T107 | Annual | 10-Jun-20 | 16-Apr-20 | Confirmed | 8,639 | Management | 1.1 | Elect Director Ralph A. Clark | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ShotSpotter, Inc. | SSTI | USA | 82536T107 | Annual | 10-Jun-20 | 16-Apr-20 | Confirmed | 8,639 | Management | 1.2 | Elect Director Marc Morial | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | ShotSpotter, Inc. | SSTI | USA | 82536T107 | Annual | 10-Jun-20 | 16-Apr-20 | Confirmed | 8,639 | Management | 2 | Ratify Baker Tilly Virchow Krause, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EverQuote, Inc. | EVER | USA | 30041R108 | Annual | 11-Jun-20 | 13-Apr-20 | Confirmed | 22,473 | Management | 1.1 | Elect Director David Blundin | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EverQuote, Inc. | EVER | USA | 30041R108 | Annual | 11-Jun-20 | 13-Apr-20 | Confirmed | 22,473 | Management | 1.2 | Elect Director Sanju Bansal | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EverQuote, Inc. | EVER | USA | 30041R108 | Annual | 11-Jun-20 | 13-Apr-20 | Confirmed | 22,473 | Management | 1.3 | Elect Director Seth Birnbaum | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EverQuote, Inc. | EVER | USA | 30041R108 | Annual | 11-Jun-20 | 13-Apr-20 | Confirmed | 22,473 | Management | 1.4 | Elect Director Paul Deninger | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EverQuote, Inc. | EVER | USA | 30041R108 | Annual | 11-Jun-20 | 13-Apr-20 | Confirmed | 22,473 | Management | 1.5 | Elect Director John Lunny | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EverQuote, Inc. | EVER | USA | 30041R108 | Annual | 11-Jun-20 | 13-Apr-20 | Confirmed | 22,473 | Management | 1.6 | Elect Director George Neble | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EverQuote, Inc. | EVER | USA | 30041R108 | Annual | 11-Jun-20 | 13-Apr-20 | Confirmed | 22,473 | Management | 1.7 | Elect Director John Shields | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EverQuote, Inc. | EVER | USA | 30041R108 | Annual | 11-Jun-20 | 13-Apr-20 | Confirmed | 22,473 | Management | 1.8 | Elect Director Mira Wilczek | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | EverQuote, Inc. | EVER | USA | 30041R108 | Annual | 11-Jun-20 | 13-Apr-20 | Confirmed | 22,473 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Tricida, Inc. | TCDA | USA | 89610F101 | Annual | 11-Jun-20 | 15-Apr-20 | Confirmed | 12,634 | Management | 1.1 | Elect Director Robert J. Alpern | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Tricida, Inc. | TCDA | USA | 89610F101 | Annual | 11-Jun-20 | 15-Apr-20 | Confirmed | 12,634 | Management | 1.2 | Elect Director David P. Bonita | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Tricida, Inc. | TCDA | USA | 89610F101 | Annual | 11-Jun-20 | 15-Apr-20 | Confirmed | 12,634 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Tricida, Inc. | TCDA | USA | 89610F101 | Annual | 11-Jun-20 | 15-Apr-20 | Confirmed | 12,634 | Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Tricida, Inc. | TCDA | USA | 89610F101 | Annual | 11-Jun-20 | 15-Apr-20 | Confirmed | 12,634 | Management | 4 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Tricida, Inc. | TCDA | USA | 89610F101 | Annual | 11-Jun-20 | 15-Apr-20 | Confirmed | 12,634 | Management | 5 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Y-mAbs Therapeutics, Inc. | YMAB | USA | 984241109 | Annual | 11-Jun-20 | 17-Apr-20 | Confirmed | 24,924 | Management | 1.1 | Elect Director James I. Healy | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Y-mAbs Therapeutics, Inc. | YMAB | USA | 984241109 | Annual | 11-Jun-20 | 17-Apr-20 | Confirmed | 24,924 | Management | 1.2 | Elect Director Ashutosh Tyagi | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Y-mAbs Therapeutics, Inc. | YMAB | USA | 984241109 | Annual | 11-Jun-20 | 17-Apr-20 | Confirmed | 24,924 | Management | 1.3 | Elect Director Laura Jean Hamill | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Y-mAbs Therapeutics, Inc. | YMAB | USA | 984241109 | Annual | 11-Jun-20 | 17-Apr-20 | Confirmed | 24,924 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Dicerna Pharmaceuticals, Inc. | DRNA | USA | 253031108 | Annual | 15-Jun-20 | 16-Apr-20 | Confirmed | 49,487 | Management | 1a | Elect Director Douglas M. Fambrough, III | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Dicerna Pharmaceuticals, Inc. | DRNA | USA | 253031108 | Annual | 15-Jun-20 | 16-Apr-20 | Confirmed | 49,487 | Management | 1b | Elect Director J. Kevin Buchi | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Dicerna Pharmaceuticals, Inc. | DRNA | USA | 253031108 | Annual | 15-Jun-20 | 16-Apr-20 | Confirmed | 49,487 | Management | 1c | Elect Director Steven Doberstein | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Dicerna Pharmaceuticals, Inc. | DRNA | USA | 253031108 | Annual | 15-Jun-20 | 16-Apr-20 | Confirmed | 49,487 | Management | 1d | Elect Director Martin Freed | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Dicerna Pharmaceuticals, Inc. | DRNA | USA | 253031108 | Annual | 15-Jun-20 | 16-Apr-20 | Confirmed | 49,487 | Management | 1e | Elect Director Patrick Gray | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Dicerna Pharmaceuticals, Inc. | DRNA | USA | 253031108 | Annual | 15-Jun-20 | 16-Apr-20 | Confirmed | 49,487 | Management | 1f | Elect Director Stephen J. Hoffman | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Dicerna Pharmaceuticals, Inc. | DRNA | USA | 253031108 | Annual | 15-Jun-20 | 16-Apr-20 | Confirmed | 49,487 | Management | 1g | Elect Director Adam M. Koppel | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Dicerna Pharmaceuticals, Inc. | DRNA | USA | 253031108 | Annual | 15-Jun-20 | 16-Apr-20 | Confirmed | 49,487 | Management | 1h | Elect Director Marc Kozin | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Dicerna Pharmaceuticals, Inc. | DRNA | USA | 253031108 | Annual | 15-Jun-20 | 16-Apr-20 | Confirmed | 49,487 | Management | 1i | Elect Director Anna Protopapas | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Dicerna Pharmaceuticals, Inc. | DRNA | USA | 253031108 | Annual | 15-Jun-20 | 16-Apr-20 | Confirmed | 49,487 | Management | 1j | Elect Director Cynthia Smith | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Dicerna Pharmaceuticals, Inc. | DRNA | USA | 253031108 | Annual | 15-Jun-20 | 16-Apr-20 | Confirmed | 49,487 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Dicerna Pharmaceuticals, Inc. | DRNA | USA | 253031108 | Annual | 15-Jun-20 | 16-Apr-20 | Confirmed | 49,487 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Dicerna Pharmaceuticals, Inc. | DRNA | USA | 253031108 | Annual | 15-Jun-20 | 16-Apr-20 | Confirmed | 49,487 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Turning Point Therapeutics, Inc. | TPTX | USA | 90041T108 | Annual | 15-Jun-20 | 20-Apr-20 | Confirmed | 12,183 | Management | 1.1 | Elect Director Athena Countouriotis | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Turning Point Therapeutics, Inc. | TPTX | USA | 90041T108 | Annual | 15-Jun-20 | 20-Apr-20 | Confirmed | 12,183 | Management | 1.2 | Elect Director Patrick Machado | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Turning Point Therapeutics, Inc. | TPTX | USA | 90041T108 | Annual | 15-Jun-20 | 20-Apr-20 | Confirmed | 12,183 | Management | 1.3 | Elect Director Garry Nicholson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Turning Point Therapeutics, Inc. | TPTX | USA | 90041T108 | Annual | 15-Jun-20 | 20-Apr-20 | Confirmed | 12,183 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SI-BONE, Inc. | SIBN | USA | 825704109 | Annual | 16-Jun-20 | 20-Apr-20 | Confirmed | 35,853 | Management | 1a | Elect Director Jeffrey W. Dunn | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SI-BONE, Inc. | SIBN | USA | 825704109 | Annual | 16-Jun-20 | 20-Apr-20 | Confirmed | 35,853 | Management | 1b | Elect Director John G. Freund | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SI-BONE, Inc. | SIBN | USA | 825704109 | Annual | 16-Jun-20 | 20-Apr-20 | Confirmed | 35,853 | Management | 1c | Elect Director Gregory K. Hinckley | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | SI-BONE, Inc. | SIBN | USA | 825704109 | Annual | 16-Jun-20 | 20-Apr-20 | Confirmed | 35,853 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 17-Jun-20 | 20-Apr-20 | Confirmed | 95,493 | Management | 1.1 | Elect Director Evan Bakst | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 17-Jun-20 | 20-Apr-20 | Confirmed | 95,493 | Management | 1.2 | Elect Director Mortimer Berkowitz, III | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 17-Jun-20 | 20-Apr-20 | Confirmed | 95,493 | Management | 1.3 | Elect Director Quentin Blackford | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 17-Jun-20 | 20-Apr-20 | Confirmed | 95,493 | Management | 1.4 | Elect Director Jason Hochberg | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 17-Jun-20 | 20-Apr-20 | Confirmed | 95,493 | Management | 1.5 | Elect Director Karen K. McGinnis | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 17-Jun-20 | 20-Apr-20 | Confirmed | 95,493 | Management | 1.6 | Elect Director Patrick S. Miles | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 17-Jun-20 | 20-Apr-20 | Confirmed | 95,493 | Management | 1.7 | Elect Director David H. Mowry | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 17-Jun-20 | 20-Apr-20 | Confirmed | 95,493 | Management | 1.8 | Elect Director Jeffrey P. Rydin | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 17-Jun-20 | 20-Apr-20 | Confirmed | 95,493 | Management | 1.9 | Elect Director James L.L. Tullis | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 17-Jun-20 | 20-Apr-20 | Confirmed | 95,493 | Management | 1.10 | Elect Director Donald A. Williams | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 17-Jun-20 | 20-Apr-20 | Confirmed | 95,493 | Management | 1.11 | Elect Director Ward W. Woods | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 17-Jun-20 | 20-Apr-20 | Confirmed | 95,493 | Management | 2 | Ratify Mayer Hoffman McCann P.C. as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 17-Jun-20 | 20-Apr-20 | Confirmed | 95,493 | Management | 3 | Amend Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Alphatec Holdings, Inc. | ATEC | USA | 02081G201 | Annual | 17-Jun-20 | 20-Apr-20 | Confirmed | 95,493 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Global Blood Therapeutics, Inc. | GBT | USA | 37890U108 | Annual | 17-Jun-20 | 22-Apr-20 | Confirmed | 15,729 | Management | 1.1 | Elect Director Willie L. Brown, Jr. | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Global Blood Therapeutics, Inc. | GBT | USA | 37890U108 | Annual | 17-Jun-20 | 22-Apr-20 | Confirmed | 15,729 | Management | 1.2 | Elect Director Philip A. Pizzo | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Global Blood Therapeutics, Inc. | GBT | USA | 37890U108 | Annual | 17-Jun-20 | 22-Apr-20 | Confirmed | 15,729 | Management | 1.3 | Elect Director Wendy Yarno | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Global Blood Therapeutics, Inc. | GBT | USA | 37890U108 | Annual | 17-Jun-20 | 22-Apr-20 | Confirmed | 15,729 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Global Blood Therapeutics, Inc. | GBT | USA | 37890U108 | Annual | 17-Jun-20 | 22-Apr-20 | Confirmed | 15,729 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Orchard Therapeutics Plc | ORTX | United Kingdom | 68570P101 | Annual | 17-Jun-20 | 29-Apr-20 | Confirmed | 41,467 | Management | 1 | Elect Steven Altschuler as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Orchard Therapeutics Plc | ORTX | United Kingdom | 68570P101 | Annual | 17-Jun-20 | 29-Apr-20 | Confirmed | 41,467 | Management | 2 | Elect Marc Dunoyer as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Orchard Therapeutics Plc | ORTX | United Kingdom | 68570P101 | Annual | 17-Jun-20 | 29-Apr-20 | Confirmed | 41,467 | Management | 3 | Elect James Geraghty as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Orchard Therapeutics Plc | ORTX | United Kingdom | 68570P101 | Annual | 17-Jun-20 | 29-Apr-20 | Confirmed | 41,467 | Management | 4 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Orchard Therapeutics Plc | ORTX | United Kingdom | 68570P101 | Annual | 17-Jun-20 | 29-Apr-20 | Confirmed | 41,467 | Management | 5 | Ratify the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the Fiscal Year Ending 31 December 2020 | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Orchard Therapeutics Plc | ORTX | United Kingdom | 68570P101 | Annual | 17-Jun-20 | 29-Apr-20 | Confirmed | 41,467 | Management | 6 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Orchard Therapeutics Plc | ORTX | United Kingdom | 68570P101 | Annual | 17-Jun-20 | 29-Apr-20 | Confirmed | 41,467 | Management | 7 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Orchard Therapeutics Plc | ORTX | United Kingdom | 68570P101 | Annual | 17-Jun-20 | 29-Apr-20 | Confirmed | 41,467 | Management | 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Orchard Therapeutics Plc | ORTX | United Kingdom | 68570P101 | Annual | 17-Jun-20 | 29-Apr-20 | Confirmed | 41,467 | Management | 9 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Orchard Therapeutics Plc | ORTX | United Kingdom | 68570P101 | Annual | 17-Jun-20 | 29-Apr-20 | Confirmed | 41,467 | Management | 10 | Approve Remuneration Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Orchard Therapeutics Plc | ORTX | United Kingdom | 68570P101 | Annual | 17-Jun-20 | 29-Apr-20 | Confirmed | 41,467 | Management | 11 | Authorise Issue of Equity | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Orchard Therapeutics Plc | ORTX | United Kingdom | 68570P101 | Annual | 17-Jun-20 | 29-Apr-20 | Confirmed | 41,467 | Management | 12 | Authorise Issue of Equity without Pre-emptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Orchard Therapeutics Plc | ORTX | United Kingdom | 68570P101 | Annual | 17-Jun-20 | 29-Apr-20 | Confirmed | 41,467 | Management | 13 | Adopt New Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Orchard Therapeutics Plc | ORTX | United Kingdom | 68570P101 | Annual | 17-Jun-20 | 29-Apr-20 | Confirmed | 41,467 | Management | 14 | Authorise the Company to Use Electronic Communications | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Aerogels, Inc. | ASPN | USA | 04523Y105 | Annual | 18-Jun-20 | 20-Apr-20 | Confirmed | 26,357 | Management | 1.1 | Elect Director Steven R. Mitchell | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Aerogels, Inc. | ASPN | USA | 04523Y105 | Annual | 18-Jun-20 | 20-Apr-20 | Confirmed | 26,357 | Management | 1.2 | Elect Director Richard F. Reilly | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Aerogels, Inc. | ASPN | USA | 04523Y105 | Annual | 18-Jun-20 | 20-Apr-20 | Confirmed | 26,357 | Management | 1.3 | Elect Director Donald R. Young | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Aerogels, Inc. | ASPN | USA | 04523Y105 | Annual | 18-Jun-20 | 20-Apr-20 | Confirmed | 26,357 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Aerogels, Inc. | ASPN | USA | 04523Y105 | Annual | 18-Jun-20 | 20-Apr-20 | Confirmed | 26,357 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Aspen Aerogels, Inc. | ASPN | USA | 04523Y105 | Annual | 18-Jun-20 | 20-Apr-20 | Confirmed | 26,357 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | MyoKardia, Inc. | MYOK | USA | 62857M105 | Annual | 18-Jun-20 | 20-Apr-20 | Confirmed | 23,096 | Management | 1.1 | Elect Director David P. Meeker | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | MyoKardia, Inc. | MYOK | USA | 62857M105 | Annual | 18-Jun-20 | 20-Apr-20 | Confirmed | 23,096 | Management | 1.2 | Elect Director Mark L. Perry | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | MyoKardia, Inc. | MYOK | USA | 62857M105 | Annual | 18-Jun-20 | 20-Apr-20 | Confirmed | 23,096 | Management | 1.3 | Elect Director Wendy L. Yarno | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | MyoKardia, Inc. | MYOK | USA | 62857M105 | Annual | 18-Jun-20 | 20-Apr-20 | Confirmed | 23,096 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | MyoKardia, Inc. | MYOK | USA | 62857M105 | Annual | 18-Jun-20 | 20-Apr-20 | Confirmed | 23,096 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | PetIQ, Inc. | PETQ | USA | 71639T106 | Annual | 18-Jun-20 | 24-Apr-20 | Confirmed | 15,911 | Management | 1 | Elect Director McCord Christensen | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | PetIQ, Inc. | PETQ | USA | 71639T106 | Annual | 18-Jun-20 | 24-Apr-20 | Confirmed | 15,911 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Crinetics Pharmaceuticals, Inc. | CRNX | USA | 22663K107 | Annual | 19-Jun-20 | 22-Apr-20 | Confirmed | 12,278 | Management | 1.1 | Elect Director Weston Nichols | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Crinetics Pharmaceuticals, Inc. | CRNX | USA | 22663K107 | Annual | 19-Jun-20 | 22-Apr-20 | Confirmed | 12,278 | Management | 1.2 | Elect Director Stephanie S. Okey | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Crinetics Pharmaceuticals, Inc. | CRNX | USA | 22663K107 | Annual | 19-Jun-20 | 22-Apr-20 | Confirmed | 12,278 | Management | 2 | Ratify BDO USA, LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Momenta Pharmaceuticals, Inc. | MNTA | USA | 60877T100 | Annual | 23-Jun-20 | 27-Apr-20 | Confirmed | 13,013 | Management | 1a | Elect Director Bruce L. Downey | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Momenta Pharmaceuticals, Inc. | MNTA | USA | 60877T100 | Annual | 23-Jun-20 | 27-Apr-20 | Confirmed | 13,013 | Management | 1b | Elect Director Georges Gemayel | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Momenta Pharmaceuticals, Inc. | MNTA | USA | 60877T100 | Annual | 23-Jun-20 | 27-Apr-20 | Confirmed | 13,013 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Momenta Pharmaceuticals, Inc. | MNTA | USA | 60877T100 | Annual | 23-Jun-20 | 27-Apr-20 | Confirmed | 13,013 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Momenta Pharmaceuticals, Inc. | MNTA | USA | 60877T100 | Annual | 23-Jun-20 | 27-Apr-20 | Confirmed | 13,013 | Management | 4 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vapotherm, Inc. | VAPO | USA | 922107107 | Annual | 23-Jun-20 | 27-Apr-20 | Confirmed | 33,001 | Management | 1.1 | Elect Director Anthony Arnerich | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vapotherm, Inc. | VAPO | USA | 922107107 | Annual | 23-Jun-20 | 27-Apr-20 | Confirmed | 33,001 | Management | 1.2 | Elect Director Geoff Pardo | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vapotherm, Inc. | VAPO | USA | 922107107 | Annual | 23-Jun-20 | 27-Apr-20 | Confirmed | 33,001 | Management | 1.3 | Elect Director Lance Berry | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vapotherm, Inc. | VAPO | USA | 922107107 | Annual | 23-Jun-20 | 27-Apr-20 | Confirmed | 33,001 | Management | 2 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vapotherm, Inc. | VAPO | USA | 922107107 | Annual | 23-Jun-20 | 27-Apr-20 | Confirmed | 33,001 | Management | 3 | Ratify Grant Thornton LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Odonate Therapeutics, Inc. | ODT | USA | 676079106 | Annual | 24-Jun-20 | 08-May-20 | Confirmed | 25,166 | Management | 1.1 | Elect Director Kevin Tang | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Odonate Therapeutics, Inc. | ODT | USA | 676079106 | Annual | 24-Jun-20 | 08-May-20 | Confirmed | 25,166 | Management | 1.2 | Elect Director Aaron Davis | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Odonate Therapeutics, Inc. | ODT | USA | 676079106 | Annual | 24-Jun-20 | 08-May-20 | Confirmed | 25,166 | Management | 1.3 | Elect Director Craig Johnson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Odonate Therapeutics, Inc. | ODT | USA | 676079106 | Annual | 24-Jun-20 | 08-May-20 | Confirmed | 25,166 | Management | 1.4 | Elect Director Laura Johnson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Odonate Therapeutics, Inc. | ODT | USA | 676079106 | Annual | 24-Jun-20 | 08-May-20 | Confirmed | 25,166 | Management | 1.5 | Elect Director Robert Rosen | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Odonate Therapeutics, Inc. | ODT | USA | 676079106 | Annual | 24-Jun-20 | 08-May-20 | Confirmed | 25,166 | Management | 2 | Ratify Squar Milner LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Odonate Therapeutics, Inc. | ODT | USA | 676079106 | Annual | 24-Jun-20 | 08-May-20 | Confirmed | 25,166 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | WillScot Corporation | WSC | USA | 971375126 | Special | 24-Jun-20 | 01-May-20 | Confirmed | 50,012 | Management | 1 | Approve Issue Shares in Connection with Merger | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | WillScot Corporation | WSC | USA | 971375126 | Special | 24-Jun-20 | 01-May-20 | Confirmed | 50,012 | Management | 2 | Amend Combined Company Charter | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | WillScot Corporation | WSC | USA | 971375126 | Special | 24-Jun-20 | 01-May-20 | Confirmed | 50,012 | Management | 3 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | WillScot Corporation | WSC | USA | 971375126 | Special | 24-Jun-20 | 01-May-20 | Confirmed | 50,012 | Management | 4 | Adjourn Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Kala Pharmaceuticals, Inc. | KALA | USA | 483119103 | Annual | 25-Jun-20 | 27-Apr-20 | Confirmed | 38,964 | Management | 1.1 | Elect Director Robert Paull | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Kala Pharmaceuticals, Inc. | KALA | USA | 483119103 | Annual | 25-Jun-20 | 27-Apr-20 | Confirmed | 38,964 | Management | 1.2 | Elect Director Howard B. Rosen | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Kala Pharmaceuticals, Inc. | KALA | USA | 483119103 | Annual | 25-Jun-20 | 27-Apr-20 | Confirmed | 38,964 | Management | 1.3 | Elect Director Rajeev Shah | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Kala Pharmaceuticals, Inc. | KALA | USA | 483119103 | Annual | 25-Jun-20 | 27-Apr-20 | Confirmed | 38,964 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Kala Pharmaceuticals, Inc. | KALA | USA | 483119103 | Annual | 25-Jun-20 | 27-Apr-20 | Confirmed | 38,964 | Management | 3 | Amend Omnibus Stock Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 26-Jun-20 | 30-Apr-20 | Confirmed | 12,577 | Management | 1.1 | Elect Director Samuel J. Anderson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 26-Jun-20 | 30-Apr-20 | Confirmed | 12,577 | Management | 1.2 | Elect Director Estia J. Eichten | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 26-Jun-20 | 30-Apr-20 | Confirmed | 12,577 | Management | 1.3 | Elect Director Philip D. Davies | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 26-Jun-20 | 30-Apr-20 | Confirmed | 12,577 | Management | 1.4 | Elect Director James A. Simms | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 26-Jun-20 | 30-Apr-20 | Confirmed | 12,577 | Management | 1.5 | Elect Director Claudio Tuozzolo | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 26-Jun-20 | 30-Apr-20 | Confirmed | 12,577 | Management | 1.6 | Elect Director Jason L. Carlson | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 26-Jun-20 | 30-Apr-20 | Confirmed | 12,577 | Management | 1.7 | Elect Director Michael S. McNamara | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 26-Jun-20 | 30-Apr-20 | Confirmed | 12,577 | Management | 1.8 | Elect Director Patrizio Vinciarelli | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Vicor Corporation | VICR | USA | 925815102 | Annual | 26-Jun-20 | 30-Apr-20 | Confirmed | 12,577 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Merus N.V. | MRUS | Netherlands | N5749R100 | Annual | 30-Jun-20 | 02-Jun-20 | Confirmed | 36,217 | Management | 1 | Adopt Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Merus N.V. | MRUS | Netherlands | N5749R100 | Annual | 30-Jun-20 | 02-Jun-20 | Confirmed | 36,217 | Management | 2 | Ratify KPMG Accountants N.V. as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Merus N.V. | MRUS | Netherlands | N5749R100 | Annual | 30-Jun-20 | 02-Jun-20 | Confirmed | 36,217 | Management | 3 | Approve Discharge of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Merus N.V. | MRUS | Netherlands | N5749R100 | Annual | 30-Jun-20 | 02-Jun-20 | Confirmed | 36,217 | Management | 4 | Elect Mark Iwicki as Non-Executive Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Merus N.V. | MRUS | Netherlands | N5749R100 | Annual | 30-Jun-20 | 02-Jun-20 | Confirmed | 36,217 | Management | 5 | Elect Gregory D. Perry as Non-Executive Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Merus N.V. | MRUS | Netherlands | N5749R100 | Annual | 30-Jun-20 | 02-Jun-20 | Confirmed | 36,217 | Management | 6 | Elect Paolo Pucci as Non-Executive Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Merus N.V. | MRUS | Netherlands | N5749R100 | Annual | 30-Jun-20 | 02-Jun-20 | Confirmed | 36,217 | Management | 7 | Amend Option Agreements | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Merus N.V. | MRUS | Netherlands | N5749R100 | Annual | 30-Jun-20 | 02-Jun-20 | Confirmed | 36,217 | Management | 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Adara Smaller Companies Fund | 46000000 | Merus N.V. | MRUS | Netherlands | N5749R100 | Annual | 30-Jun-20 | 02-Jun-20 | Confirmed | 36,217 | Management | 9 | Amend Non-Executive Director Compensation Program | For | Against | Yes |
Granite Investment Partners, LLC
Date Range: 01-Jul-2019 To 31-Dec-2019 | ||||||||||||||||||
Vote User ID | Account Group | Account Number | Internal Account Number | Company Name | Record Date | Meeting Type | Meeting Date | Ballot Shares | Voted Shares | Director Votes | Proposal Votes | Vote Status | Vote Date | Security | ISIN | Ticker Symbol | Agenda Number | Committee Name |
VOTEAGENCY_03- Jul-2019 11:35 PM | 19-9943 | ALTAIR | RIVERVIEW BANCORP, INC. | 28-May-2019 | Annual | 24-Jul-2019 | 45571 | 45571 | FFF | F | Delivered | 03-Jul-2019 | 769397100 | US7693971001 | RVSB | 935051778 | Management | |
VOTEAGENCY_08- Jul-2019 4:32 PM | 19-9943 | ALTAIR | PIERIS PHARMACEUTICALS, INC. | 03-Jun-2019 | Annual | 31-Jul-2019 | 61877 | 61877 | FF | FF | Delivered | 08-Jul-2019 | 720795103 | US7207951036 | PIRS | 935052491 | Management | |
VOTEAGENCY_10- Jul-2019 11:38 PM | 19-9943 | ALTAIR | NVE CORPORATION | 07-Jun-2019 | Annual | 01-Aug-2019 | 2254 | 2254 | FFFFF | FF | Delivered | 10-Jul-2019 | 629445206 | US6294452064 | NVEC | 935052124 | Management | |
VOTEAGENCY_18- Jul-2019 11:38 PM | 19-9943 | ALTAIR | AGILYSYS, INC. | 25-Jun-2019 | Annual | 09-Aug-2019 | 27803 | 27803 | FFFFFFF | FFFFN | Delivered | 18-Jul-2019 | 00847J105 | US00847J1051 | AGYS | 935061793 | Management | |
VOTEAGENCY_26- Jul-2019 7:33 PM | 19-9943 | ALTAIR | AXONICS MODULATION TECHNOLOGIES INC | 28-Jun-2019 | Annual | 19-Aug-2019 | 16550 | 16550 | FFFFFFFFF | Delivered | 26-Jul-2019 | 05465P101 | US05465P1012 | AXNX | 935060359 | Management | ||
VOTEAGENCY_31- Jul-2019 7:38 PM | 19-9943 | ALTAIR | AMERICAN SOFTWARE, INC. | 05-Jul-2019 | Annual | 21-Aug-2019 | 41399 | 41399 | FFFFN | Delivered | 31-Jul-2019 | 029683109 | US0296831094 | AMSWA | 935064864 | Management | ||
VOTEAGENCY_03- Aug-2019 4:50 AM | 19-9943 | ALTAIR | HERITAGE COMMERCE CORP | 10-Jul-2019 | Special | 27-Aug-2019 | 41929 | 41929 | FFF | Delivered | 03-Aug-2019 | 426927109 | US4269271098 | HTBK | 935063975 | Management | ||
VOTEAGENCY_07- Aug-2019 4:32 PM | 19-9943 | ALTAIR | FIRST AMERICAN FUNDS, INC. | 12-Jul-2019 | Special | 29-Aug-2019 | 1004952 | 1004952 | FFFFFFF | Delivered | 07-Aug-2019 | 31846V328 | US31846V3289 | FXFXX | 935065246 | Management | ||
VOTEAGENCY_16- Aug-2019 4:45 PM | 19-9943 | ALTAIR | MIX TELEMATICS LIMITED | 12-Jul-2019 | Annual | 11-Sep-2019 | 29769 | 29769 | FFFFFFFFFFF FFFFFNNFFFF FFFFF | Delivered | 16-Aug-2019 | 60688N102 | US60688N1028 | MIXT | 935063937 | Management | ||
VOTEAGENCY_24- Aug-2019 1:11 AM | 19-9943 | ALTAIR | ITERIS, INC. | 19-Jul-2019 | Annual | 12-Sep-2019 | 64429 | 64429 | FFFFFFFF1FF | Delivered | 24-Aug-2019 | 46564T107 | US46564T1079 | ITI | 935068191 | Management | ||
VOTEAGENCY_28- Aug-2019 7:53 PM | 19-9943 | ALTAIR | LIQTECH INTERNATIONAL, INC. | 22-Jul-2019 | Annual | 19-Sep-2019 | 20135 | 20135 | FFFFF | F | Delivered | 28-Aug-2019 | 53632A201 | US53632A2015 | LIQT | 935070350 | Management | |
VOTEAGENCY_09- Sep-2019 11:49 PM | 19-9943 | ALTAIR | SEMLER SCIENTIFIC, INC. | 22-Aug-2019 | Annual | 02-Oct-2019 | 8868 | 8868 | F | F | Delivered | 09-Sep-2019 | 81684M104 | US81684M1045 | SMLR | 935077037 | Management | |
VOTEAGENCY_25- Sep-2019 7:52 PM | 19-9943 | ALTAIR | LANDEC CORPORATION | 19-Aug-2019 | Annual | 16-Oct-2019 | 27685 | 27685 | FFFFF | FFF | Delivered | 25-Sep-2019 | 514766104 | US5147661046 | LNDC | 935077936 | Management | |
VOTEAGENCY_07- Oct-2019 11:57 PM | 19-9943 | ALTAIR | A-MARK PRECIOUS METALS INC. | 06-Sep-2019 | Annual | 30-Oct-2019 | 14762 | 14762 | FFFFFFF | FFN | Delivered | 07-Oct-2019 | 00181T107 | US00181T1079 | AMRK | 935081113 | Management | |
VOTEAGENCY_07- Oct-2019 11:57 PM | 19-9943 | ALTAIR | MAXAR TECHNOLOGIES INC | 10-Sep-2019 | Special | 31-Oct-2019 | 19646 | 19646 | F | Delivered | 07-Oct-2019 | 57778K105 | US57778K1051 | MAXR | 935086872 | Management | ||
VOTEAGENCY_15- Oct-2019 7:51 PM | 19-9943 | ALTAIR | OPTIMIZERX CORPORATION | 12-Sep-2019 | Annual | 04-Nov-2019 | 26987 | 26987 | FFFFF | NF | Delivered | 15-Oct-2019 | 68401U204 | US68401U2042 | OPRX | 935085933 | Management | |
VOTEAGENCY_15- Nov-2019 8:04 PM | 19-9943 | ALTAIR | ICAD, INC. | 06-Nov-2019 | Annual | 06-Dec-2019 | 76556 | 76556 | FFFF | FNF | Delivered | 15-Nov-2019 | 44934S206 | US44934S2068 | ICAD | 935104062 | Management | |
VOTEAGENCY_27- Nov-2019 7:56 PM | 19-9943 | ALTAIR | FARMER BROS. CO. | 18-Oct-2019 | Contested-Annual | 10-Dec-2019 | 20300 | 20300 | FFF | FFFN | Voted Confirmed | 27-Nov-2019 | 307675108 | US3076751086 | FARM | 935097419 | Management | |
VOTEAGENCY_27- Nov-2019 7:56 PM | 19-9943 | ALTAIR | FARMER BROS. CO. | 18-Oct-2019 | Contested-Annual | 10-Dec-2019 | 20300 | 20300 | FFF | FFFN | Delivered | 27-Nov-2019 | 307675108 | US3076751086 | FARM | 935097419 | Management | |
19-9943 | ALTAIR | FARMER BROS. CO. | 18-Oct-2019 | Contested-Annual | 10-Dec-2019 | 20300 | 0 | Unvoted | 307675108 | US3076751086 | FARM | 935100470 | Opposition | |||||
VOTEAGENCY_20- Nov-2019 5:13 PM | 19-9943 | ALTAIR | OIL-DRI CORPORATION OF AMERICA | 14-Oct-2019 | Annual | 11-Dec-2019 | 5545 | 5545 | FFFFFFFFF | FF | Delivered | 20-Nov-2019 | 677864100 | US6778641000 | ODC | 935094932 | Management | |
VOTEAGENCY_05- Dec-2019 11:55 PM | 19-9943 | ALTAIR | ASPEN GROUP, INC. | 01-Nov-2019 | Annual | 30-Dec-2019 | 42750 | 42750 | FFFFFWF | NFF | Delivered | 05-Dec-2019 | 04530L203 | US04530L2034 | ASPU | 935102145 | Management | |
VOTEAGENCY_19- Dec-2019 12:26 AM | 19-9943 | ALTAIR | NORTHERN TECHNOLOGIES INTERNATIONAL CORP | 20-Nov-2019 | Annual | 17-Jan-2020 | 33620 | 33620 | FFFFFFFF | F1F | Confirmed | 19-Dec-2019 | 665809109 | US6658091094 | NTIC | 935110231 | Management | |
VOTEAGENCY_18- Apr-2020 5:33 AM | 19-9943 | ALTAIR | USA TECHNOLOGIES, INC. | 03-Dec-2019 | Contested-Annual | 30-Apr-2020 | 22835 | 22835 | FFFFFFFF | FNFF1 | Delivered | 18-Apr-2020 | 90328S500 | US90328S5001 | USAT | 935114998 | Opposition | |
Grand Total | 1,696,822 | 1,676,522 |
Pacific Ridge Capital Partners, LLC
Vote Summary |
ACACIA RESEARCH CORPORATION | |||||||||||
Security | 003881307 | Meeting Type | Annual | ||||||||
Ticker Symbol | ACTG | Meeting Date | 15-Jul-2019 | ||||||||
ISIN | US0038813079 | Agenda | 935055144 - Management | ||||||||
Record Date | 22-May-2019 | Holding Recon Date | 22-May-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Jul-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1.1 | The election of Class I director to serve on our Board for a term of three years expiring upon the 2022 Annual Meeting of Stockholders or until their respective successors are duly elected and qualified, or, if Proposal No. 2 is approved, to serve on our Board of Directors for a term of one year expiring upon the 2020 Annual Meeting of Stockholders: Katharine Wolanyk | Management | For | For | For | ||||||
1.2 | The election of Class I director to serve on our Board for a term of three years expiring upon the 2022 Annual Meeting of Stockholders or until their respective successors are duly elected and qualified, or, if Proposal No. 2 is approved, to serve on our Board of Directors for a term of one year expiring upon the 2020 Annual Meeting of Stockholders: Isaac T. Kohlberg | Management | For | For | For | ||||||
2. | To approve an amendment to the Amended and Restated Certificate of Incorporation to provide for a declassified Board of Directors such that all members of our Board of Directors shall be elected at each annual meeting of stockholders to serve until the next annual meeting of stockholders. | Management | For | For | For | ||||||
3. | To approve an amendment to the Amended and Restated Certificate of Incorporation to eliminate supermajority vote requirements for specified corporate actions. | Management | For | For | For | ||||||
4. | To approve an amendment to the Amended and Restated Certificate of Incorporation to grant stockholders the right to call special meetings of the stockholders. | Management | For | For | For | ||||||
5. | To approve an amendment to the Amended and Restated Certificate of Incorporation to implement certain transfer restrictions to preserve tax benefits associated with our net operating losses. | Management | For | For | For | ||||||
6. | To ratify the adoption of our Tax Benefits Preservation Plan. | Management | For | For | For | ||||||
7. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | For | ||||||
8. | To approve, by advisory vote, the compensation of our named executive officers. | Management | Abstain | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 133,010 | 0 | 09-Jul-2019 | 16-Jul-2019 | ||||
ACACIA RESEARCH CORPORATION | |||||||||||
Security | 003881307 | Meeting Type | Special | ||||||||
Ticker Symbol | ACTG | Meeting Date | 14-Feb-2020 | ||||||||
ISIN | US0038813079 | Agenda | 935125838 - Management | ||||||||
Record Date | 20-Dec-2019 | Holding Recon Date | 20-Dec-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Feb-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | Approval, for purposes of Nasdaq Rules 5635(b) and 5635(d), as applicable, of (i) the voting of the Preferred Shares on an as- converted basis and (ii) the issuance of the maximum number of shares of our common stock issuable in connection with the potential future (A) conversion of Series A Convertible Preferred Stock and exercise of Warrants, in each case, without giving effect to Exchange Cap set forth in the Certificate of Designations and in the Series A Warrants (as such terms are defined in the Proxy Statement). | Management | For | For | For | ||||||
2. | Approval of an amendment to our Amended and Restated Certificate of Incorporation to increase the total number of authorized shares of our common stock by 200,000,000 shares, or from 100,000,000 shares to 300,000,000 shares. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 195,690 | 0 | 11-Feb-2020 | 11-Feb-2020 | ||||
ACACIA RESEARCH CORPORATION | |||||||||||
Security | 003881307 | Meeting Type | Annual | ||||||||
Ticker Symbol | ACTG | Meeting Date | 12-May-2020 | ||||||||
ISIN | US0038813079 | Agenda | 935189832 - Management | ||||||||
Record Date | 08-Apr-2020 | Holding Recon Date | 08-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A | Election of Director: Maureen O'Connell | Management | For | For | For | ||||||
1B | Election of Director: Katharine Wolanyk | Management | For | For | For | ||||||
1C | Election of Director: Isaac T. Kohlberg | Management | For | For | For | ||||||
1D | Election of Director: Jonathan Sagal | Management | For | For | For | ||||||
1E | Election of Director: Clifford Press | Management | For | For | For | ||||||
1F | Election of Director: Alfred V. Tobia, Jr. | Management | For | For | For | ||||||
2 | The ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | For | ||||||
3 | The approval, on a non-binding, advisory basis, of the compensation of our named executive officers, as disclosed in this Proxy Statement. | Management | Abstain | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 238,410 | 0 | 30-Apr-2020 | 30-Apr-2020 | ||||
ALPINE INCOME PROPERTY TRUST, INC. | |||||||||||
Security | 02083X103 | Meeting Type | Annual | ||||||||
Ticker Symbol | PINE | Meeting Date | 24-Jun-2020 | ||||||||
ISIN | US02083X1037 | Agenda | 935205561 - Management | ||||||||
Record Date | 20-Apr-2020 | Holding Recon Date | 20-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1.1 | Election of Director: John P. Albright | Management | For | For | For | ||||||
1.2 | Election of Director: Mark O. Decker, Jr. | Management | For | For | For | ||||||
1.3 | Election of Director: M. Carson Good | Management | For | For | For | ||||||
1.4 | Election of Director: Andrew C. Richardson | Management | For | For | For | ||||||
1.5 | Election of Director: Jeffrey S. Yarckin | Management | For | For | For | ||||||
2. | Ratify selection of Grant Thornton as the Company's Auditors | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 77,194 | 0 | 12-May-2020 | 12-May-2020 | ||||
AMERICAN RIVER BANKSHARES | |||||||||||
Security | 029326105 | Meeting Type | Annual | ||||||||
Ticker Symbol | AMRB | Meeting Date | 21-May-2020 | ||||||||
ISIN | US0293261055 | Agenda | 935170097 - Management | ||||||||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Nicolas C. Anderson | For | For | For | |||||||
2 | Kimberly A. Box | For | For | For | |||||||
3 | Charles D. Fite | For | For | For | |||||||
4 | Jeffery Owensby | For | For | For | |||||||
5 | Julie A. Raney | For | For | For | |||||||
6 | David E. Ritchie Jr. | For | For | For | |||||||
7 | William A. Robotham | For | For | For | |||||||
8 | Philip A. Wright | For | For | For | |||||||
9 | Michael A. Ziegler | For | For | For | |||||||
2. | To approve the American River Bankshares 2020 Equity Incentive Plan. | Management | For | For | For | ||||||
3. | To ratify the selection of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | For | ||||||
4. | To approve, on an advisory (non-binding) basis, the Company's named executive officer compensation. | Management | Abstain | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 80,974 | 0 | 28-Apr-2020 | 28-Apr-2020 | ||||
AMTECH SYSTEMS, INC. | |||||||||||
Security | 032332504 | Meeting Type | Annual | ||||||||
Ticker Symbol | ASYS | Meeting Date | 04-Mar-2020 | ||||||||
ISIN | US0323325045 | Agenda | 935127630 - Management | ||||||||
Record Date | 21-Jan-2020 | Holding Recon Date | 21-Jan-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Mar-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Jong S. Whang | For | For | For | |||||||
2 | Robert M. Averick | For | For | For | |||||||
3 | Michael Garnreiter | For | For | For | |||||||
4 | Robert F. King | For | For | For | |||||||
5 | Sukesh Mohan | For | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF MAYER HOFFMAN MCCANN P.C. AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2020 | Management | For | For | For | ||||||
3. | ADVISORY (NON-BINDING) VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Abstain | For | Against | ||||||
4. | VOTE TO APPROVE AN AMENDMENT TO THE COMPANY'S NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 165,696 | 0 | 24-Feb-2020 | 24-Feb-2020 | ||||
ARC DOCUMENT SOLUTIONS INC | |||||||||||
Security | 00191G103 | Meeting Type | Annual | ||||||||
Ticker Symbol | ARC | Meeting Date | 30-Apr-2020 | ||||||||
ISIN | US00191G1031 | Agenda | 935180404 - Management | ||||||||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | K. Suriyakumar | For | For | For | |||||||
2 | Bradford L. Brooks | For | For | For | |||||||
3 | Cheryl Cook | For | For | For | |||||||
4 | Tracey Luttrell | For | For | For | |||||||
5 | Dewitt Kerry McCluggage | For | For | For | |||||||
6 | Mark W. Mealy | For | For | For | |||||||
2. | Ratify the appointment of Armanino LLP as ARC Document Solutions, Inc.'s independent registered public accounting firm for 2020. | Management | For | For | For | ||||||
3. | Approve advisory, non-binding vote on executive compensation. | Management | Abstain | For | Against | ||||||
4. | Approve an amendment to the ARC Document Solutions 2005 Employee Stock Purchase Plan. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 379,970 | 0 | 28-Apr-2020 | 28-Apr-2020 | ||||
ASURE SOFTWARE, INC. | |||||||||||
Security | 04649U102 | Meeting Type | Annual | ||||||||
Ticker Symbol | ASUR | Meeting Date | 27-May-2020 | ||||||||
ISIN | US04649U1025 | Agenda | 935217895 - Management | ||||||||
Record Date | 22-Apr-2020 | Holding Recon Date | 22-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | David Sandberg | For | For | For | |||||||
2 | W. Carl Drew | For | For | For | |||||||
3 | Daniel Gill | For | For | For | |||||||
4 | Patrick Goepel | For | For | For | |||||||
5 | Charles Lathrop, Jr. | For | For | For | |||||||
6 | Bradford Oberwager | For | For | For | |||||||
7 | Bjorn Reynolds | For | For | For | |||||||
2. | Proposal to ratify the Audit Committee's appointment of Marcum LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | For | ||||||
3. | Proposal to approve an amendment to our Restated Certificate of Incorporation to increase the total number of authorized shares of capital stock from 23,500,000 to 45,500,000 and the number of authorized shares of common stock from 22,000,000 to 44,000,000. | Management | For | For | For | ||||||
4. | Proposal to approve an amendment to the Asure Software, Inc. 2018 Incentive Award Plan to increase the number of shares of common stock authorized for issuance by 1,000,000 shares. | Management | For | For | For | ||||||
5. | Proposal to approve an amendment to the Asure Software, Inc. Employees Stock Purchase Plan to increase the number of shares of common stock authorized for issuance by 250,000 shares. | Management | For | For | For | ||||||
6. | Proposal to approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | Abstain | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 204,932 | 0 | 21-May-2020 | 21-May-2020 | ||||
ASV HOLDINGS, INC | |||||||||||
Security | 00215L104 | Meeting Type | Special | ||||||||
Ticker Symbol | ASV | Meeting Date | 04-Sep-2019 | ||||||||
ISIN | US00215L1044 | Agenda | 935067505 - Management | ||||||||
Record Date | 26-Jul-2019 | Holding Recon Date | 26-Jul-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Sep-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | To adopt and approve the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement") entered into on June 26, 2019 among ASV Holdings, Inc. ("ASV"), Yanmar America Corporation, a Georgia corporation ("Yanmar"), Osaka Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Yanmar ("Merger Sub"), and (solely for the purposes specified in the Merger Agreement) Yanmar Co., Ltd., a company organized under the laws of Japan, and the transactions contemplated by the Merger Agreement. | Management | For | For | For | ||||||
2. | To adjourn the ASV special meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt and approve the Merger Agreement and the transactions contemplated by the Merger Agreement if there are insufficient votes at the time of such adjournment to approve such proposal. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 88,330 | 0 | 20-Aug-2019 | 20-Aug-2019 | ||||
ATLANTIC CAPITAL BANCSHARES, INC. | |||||||||||
Security | 048269203 | Meeting Type | Annual | ||||||||
Ticker Symbol | ACBI | Meeting Date | 21-May-2020 | ||||||||
ISIN | US0482692037 | Agenda | 935185911 - Management | ||||||||
Record Date | 19-Mar-2020 | Holding Recon Date | 19-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Walter M. Deriso, Jr. | For | For | For | |||||||
2 | Shantella E. Cooper | For | For | For | |||||||
3 | Henchy R. Enden | For | For | For | |||||||
4 | James H. Graves | For | For | For | |||||||
5 | Douglas J. Hertz | For | For | For | |||||||
6 | Thomas M. Holder | For | For | For | |||||||
7 | Lizanne Thomas | For | For | For | |||||||
8 | Douglas L. Williams | For | For | For | |||||||
9 | Marietta Edmunds Zakas | For | For | For | |||||||
2. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 42,122 | 0 | 28-Apr-2020 | 28-Apr-2020 | ||||
AXT, INC. | |||||||||||
Security | 00246W103 | Meeting Type | Annual | ||||||||
Ticker Symbol | AXTI | Meeting Date | 21-May-2020 | ||||||||
ISIN | US00246W1036 | Agenda | 935163737 - Management | ||||||||
Record Date | 24-Mar-2020 | Holding Recon Date | 24-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Dr. Morris S. Young | For | For | For | |||||||
2 | Dr. David C. Chang | For | For | For | |||||||
2. | To approve, on an advisory basis, the compensation of AXT's named executive officers. | Management | Abstain | For | Against | ||||||
3. | To ratify the appointment of BPM LLP as AXT's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 376,530 | 0 | 11-Apr-2020 | 11-Apr-2020 | ||||
BANK OF COMMERCE HOLDINGS | |||||||||||
Security | 06424J103 | Meeting Type | Annual | ||||||||
Ticker Symbol | BOCH | Meeting Date | 20-May-2020 | ||||||||
ISIN | US06424J1034 | Agenda | 935165159 - Management | ||||||||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Orin N. Bennett | For | For | For | |||||||
2 | Gary R. Burks | For | For | For | |||||||
3 | Randall S. Eslick | For | For | For | |||||||
4 | Joseph Q. Gibson | For | For | For | |||||||
5 | Jon W. Halfhide | For | For | For | |||||||
6 | David J. Inderkum | For | For | For | |||||||
7 | Linda J. Miles | For | For | For | |||||||
8 | Karl L. Silberstein | For | For | For | |||||||
9 | Terence J. Street | For | For | For | |||||||
10 | Lyle L. Tullis | For | For | For | |||||||
2. | Ratification of the selection of Moss Adams LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | For | ||||||
3. | An advisory vote to approve the compensation of the Company's named executive officers (the "say-on-pay" vote). | Management | Abstain | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 110,050 | 0 | 11-Apr-2020 | 11-Apr-2020 | ||||
BARRETT BUSINESS SERVICES, INC. | |||||||||||
Security | 068463108 | Meeting Type | Annual | ||||||||
Ticker Symbol | BBSI | Meeting Date | 27-May-2020 | ||||||||
ISIN | US0684631080 | Agenda | 935202856 - Management | ||||||||
Record Date | 09-Apr-2020 | Holding Recon Date | 09-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1.1 | Election of Director to a one-year term: Thomas J. Carley | Management | For | For | For | ||||||
1.2 | Election of Director to a one-year term: Thomas B. Cusick | Management | For | For | For | ||||||
1.3 | Election of Director to a one-year term: Diane L. Dewbrey | Management | For | For | For | ||||||
1.4 | Election of Director to a one-year term: James B. Hicks, Ph.D. | Management | For | For | For | ||||||
1.5 | Election of Director to a one-year term: Jon L. Justesen | Management | For | For | For | ||||||
1.6 | Election of Director to a one-year term: Gary E. Kramer | Management | For | For | For | ||||||
1.7 | Election of Director to a one-year term: Anthony Meeker | Management | For | For | For | ||||||
1.8 | Election of Director to a one-year term: Vincent P. Price | Management | For | For | For | ||||||
2. | Approval of Bylaw amendment regarding proxy access. | Management | For | For | For | ||||||
3. | Approval of the 2020 Stock Incentive Plan. | Management | For | For | For | ||||||
4. | Advisory vote to approve executive compensation. | Management | Abstain | For | Against | ||||||
5. | Ratification of selection of Deloitte and Touche LLP as our independent registered public accounting firm for 2020. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 23,329 | 0 | 07-May-2020 | 07-May-2020 | ||||
BAYCOM CORP | |||||||||||
Security | 07272M107 | Meeting Type | Annual | ||||||||
Ticker Symbol | BCML | Meeting Date | 16-Jun-2020 | ||||||||
ISIN | US07272M1071 | Agenda | 935213138 - Management | ||||||||
Record Date | 24-Apr-2020 | Holding Recon Date | 24-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Lloyd K. Kendall, Jr. | For | For | For | |||||||
2 | George J. Guarini | For | For | For | |||||||
3 | James S. Camp | For | For | For | |||||||
4 | Harpreet S. Chaudhary | For | For | For | |||||||
5 | Rocco Davis | For | For | For | |||||||
6 | Malcolm F. Hotchkiss | For | For | For | |||||||
7 | Syvia L. Magid | For | For | For | |||||||
8 | Robert R. Laverne, M.D. | For | For | For | |||||||
9 | David M. Spatz | For | For | For | |||||||
2. | To amend the Company's Bylaws to increase the range of authorized directors to a minimum of seven (7) and a maximum of thirteen (13). | Management | For | For | For | ||||||
3. | To ratify the selection of Moss Adams, LLP as BayCom Corp's independent auditor for the fiscal year ending December 31, 2020. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 18,538 | 0 | 05-Jun-2020 | 05-Jun-2020 | ||||
BG STAFFING, INC. | |||||||||||
Security | 05544A109 | Meeting Type | Annual | ||||||||
Ticker Symbol | BGSF | Meeting Date | 31-Jul-2019 | ||||||||
ISIN | US05544A1097 | Agenda | 935052655 - Management | ||||||||
Record Date | 10-Jun-2019 | Holding Recon Date | 10-Jun-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Jul-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Richard L. Baum, Jr. | For | For | For | |||||||
2 | Paul A. Seid | For | For | For | |||||||
2. | To ratify BG Staffing, Inc.'s Audit Committee's appointment of Whitley Penn LLP as independent registered public accounting firm for the fiscal year ending December 29, 2019. | Management | For | For | For | ||||||
3. | Advisory vote to approve named executive officer compensation ("Say-on-Pay" Vote). | Management | Abstain | For | Against | ||||||
4. | Advisory vote on how frequently shareholders will be provided a "Say-on- Pay" Vote. | Management | Abstain | 3 Years | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 41,870 | 0 | 23-Jul-2019 | 23-Jul-2019 | ||||
BUILD-A-BEAR WORKSHOP, INC. | |||||||||||
Security | 120076104 | Meeting Type | Annual | ||||||||
Ticker Symbol | BBW | Meeting Date | 11-Jun-2020 | ||||||||
ISIN | US1200761047 | Agenda | 935203822 - Management | ||||||||
Record Date | 15-Apr-2020 | Holding Recon Date | 15-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1.1 | Election of Director: Maxine Clark | Management | For | For | For | ||||||
1.2 | Election of Director: Sharon Price John | Management | For | For | For | ||||||
1.3 | Election of Director: Sarah Personette | Management | For | For | For | ||||||
2. | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal 2020 | Management | For | For | For | ||||||
3. | Non-binding approval of executive compensation | Management | Abstain | For | Against | ||||||
4. | Approval of the Build-A-Bear Workshop, Inc. 2020 Omnibus Incentive Plan | Management | For | For | For | ||||||
5. | To transact such other business as may properly come before the meeting | Management | Against | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 171,040 | 0 | 07-May-2020 | 07-May-2020 | ||||
CAI INTERNATIONAL, INC. | |||||||||||
Security | 12477X106 | Meeting Type | Annual | ||||||||
Ticker Symbol | CAI | Meeting Date | 05-Jun-2020 | ||||||||
ISIN | US12477X1063 | Agenda | 935221375 - Management | ||||||||
Record Date | 12-May-2020 | Holding Recon Date | 12-May-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Victor M. Garcia | For | |||||||||
2 | Gary M. Sawka | For | |||||||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | ||||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 63,220 | 0 | ||||||
CAPITAL BANCORP INC | |||||||||||
Security | 139737100 | Meeting Type | Annual | ||||||||
Ticker Symbol | CBNK | Meeting Date | 21-May-2020 | ||||||||
ISIN | US1397371006 | Agenda | 935184414 - Management | ||||||||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Stephen N. Ashman | For | For | For | |||||||
2 | Steven J. Schwartz | For | For | For | |||||||
3 | James F. Whalen | For | For | For | |||||||
2. | Ratification of the appointment of Elliott Davis, PLLC as the Company's independent registered public accounting firm for the year ending December 31, 2020 (Board unanimously recommends voting FOR the independent registered public accounting firm) | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 65,080 | 0 | 12-May-2020 | 12-May-2020 | ||||
CIVISTA BANCSHARES, INC. | |||||||||||
Security | 178867107 | Meeting Type | Annual | ||||||||
Ticker Symbol | CIVB | Meeting Date | 21-Apr-2020 | ||||||||
ISIN | US1788671071 | Agenda | 935141894 - Management | ||||||||
Record Date | 21-Feb-2020 | Holding Recon Date | 21-Feb-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Thomas A. Depler | For | For | For | |||||||
2 | Julie A. Mattlin | For | For | For | |||||||
3 | James O. Miller | For | For | For | |||||||
4 | Dennis E. Murray, Jr. | For | For | For | |||||||
5 | Allen R. Nickles | For | For | For | |||||||
6 | Mary Patricia Oliver | For | For | For | |||||||
7 | William F. Ritzmann | For | For | For | |||||||
8 | Dennis G. Shaffer | For | For | For | |||||||
9 | Harry Singer | For | For | For | |||||||
10 | Daniel J. White | For | For | For | |||||||
2. | To approve, on a non-binding advisory basis, the compensation of the Corporation's named executive officers as disclosed in the accompanying proxy statement. | Management | Abstain | For | Against | ||||||
3. | To ratify the appointment of S. R. Snodgrass, P.C. as the independent registered public accounting firm of the Corporation for the fiscal year ending December 31, 2020. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 25,770 | 0 | 07-Apr-2020 | 07-Apr-2020 | ||||
COHU, INC. | |||||||||||
Security | 192576106 | Meeting Type | Annual | ||||||||
Ticker Symbol | COHU | Meeting Date | 06-May-2020 | ||||||||
ISIN | US1925761066 | Agenda | 935151958 - Management | ||||||||
Record Date | 17-Mar-2020 | Holding Recon Date | 17-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of class 1 Director for three year term: William E. Bendush | Management | For | For | For | ||||||
1B. | Election of class 1 Director for three year term: Nina L. Richardson | Management | For | For | For | ||||||
2. | Advisory vote to approve Named Executive Officer ("NEO") compensation. | Management | Abstain | For | Against | ||||||
3. | To ratify the appointment of Ernst & Young LLP as Cohu's independent registered public accounting firm for 2020. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 96,670 | 0 | 11-Apr-2020 | 11-Apr-2020 | ||||
COLUMBUS MCKINNON CORPORATION | |||||||||||
Security | 199333105 | Meeting Type | Annual | ||||||||
Ticker Symbol | CMCO | Meeting Date | 22-Jul-2019 | ||||||||
ISIN | US1993331057 | Agenda | 935050586 - Management | ||||||||
Record Date | 03-Jun-2019 | Holding Recon Date | 03-Jun-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Jul-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Richard H. Fleming | For | For | For | |||||||
2 | Ernest R. Verebelyi | For | For | For | |||||||
3 | Mark D. Morelli | For | For | For | |||||||
4 | Nicholas T. Pinchuk | For | For | For | |||||||
5 | Liam G. McCarthy | For | For | For | |||||||
6 | R. Scott Trumbull | For | For | For | |||||||
7 | Heath A. Mitts | For | For | For | |||||||
8 | Kathryn V. Roedel | For | For | For | |||||||
9 | Aziz S. Aghili | For | For | For | |||||||
2. | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending March 31, 2020. | Management | For | For | For | ||||||
3. | To conduct a shareholder advisory vote on the compensation of our named executive officers. | Management | Abstain | For | Against | ||||||
4. | To vote upon the approval and adoption of the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated, effective June 5, 2019. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 12,490 | 0 | 18-Jul-2019 | 23-Jul-2019 | ||||
COMTECH TELECOMMUNICATIONS CORP. | |||||||||||
Security | 205826209 | Meeting Type | Annual | ||||||||
Ticker Symbol | CMTL | Meeting Date | 03-Dec-2019 | ||||||||
ISIN | US2058262096 | Agenda | 935105735 - Management | ||||||||
Record Date | 31-Oct-2019 | Holding Recon Date | 31-Oct-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Dec-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: Fred Kornberg | Management | For | For | For | ||||||
1B. | Election of Director: Edwin Kantor | Management | For | For | For | ||||||
2. | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Management | Abstain | For | Against | ||||||
3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm. | Management | For | For | For | ||||||
4. | Approval of an amendment to our 2000 Stock Incentive Plan (the "Plan") to increase the number of shares of Common Stock under the Plan. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 38,400 | 0 | 26-Nov-2019 | 26-Nov-2019 | ||||
CRA INTERNATIONAL, INC. | |||||||||||
Security | 12618T105 | Meeting Type | Annual | ||||||||
Ticker Symbol | CRAI | Meeting Date | 10-Jul-2019 | ||||||||
ISIN | US12618T1051 | Agenda | 935045131 - Management | ||||||||
Record Date | 16-May-2019 | Holding Recon Date | 16-May-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Jul-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Paul Maleh | For | For | For | |||||||
2 | Thomas Avery | For | For | For | |||||||
2. | To approve, on an advisory basis, the compensation paid to CRA's named executive officers, as disclosed in the proxy statement for the 2019 meeting of its shareholders. | Management | Abstain | For | Against | ||||||
3. | To ratify the appointment of Ernst & Young LLP as CRA's independent registered public accountants for the fiscal year ending December 28, 2019. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 8,880 | 0 | 09-Jul-2019 | 11-Jul-2019 | ||||
CRH MEDICAL CORPORATION | |||||||||||
Security | 12626F105 | Meeting Type | Annual | ||||||||
Ticker Symbol | CRHM | Meeting Date | 11-Jun-2020 | ||||||||
ISIN | CA12626F1053 | Agenda | 935215144 - Management | ||||||||
Record Date | 27-Apr-2020 | Holding Recon Date | 27-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1 | DIRECTOR | Management | |||||||||
1 | Brian Griffin | For | For | For | |||||||
2 | Dr. David Johnson | For | For | For | |||||||
3 | Todd Patrick | For | For | For | |||||||
4 | Ian Webb | For | For | For | |||||||
5 | Dr. Tushar Ramani | For | For | For | |||||||
2 | Appointment of KPMG LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | For | ||||||
3 | To approve amendments to the Company's 2017 Share Unit Plan as further described in the management proxy circular for the Meeting. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 489,593 | 0 | 05-Jun-2020 | 05-Jun-2020 | ||||
DMC GLOBAL INC. | |||||||||||
Security | 23291C103 | Meeting Type | Annual | ||||||||
Ticker Symbol | BOOM | Meeting Date | 20-May-2020 | ||||||||
ISIN | US23291C1036 | Agenda | 935175528 - Management | ||||||||
Record Date | 26-Mar-2020 | Holding Recon Date | 26-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | David C. Aldous | For | For | For | |||||||
2 | Andrea E. Bertone | For | For | For | |||||||
3 | Yvon Pierre Cariou | For | For | For | |||||||
4 | Robert A. Cohen | For | For | For | |||||||
5 | Richard P. Graff | For | For | For | |||||||
6 | Kevin T. Longe | For | For | For | |||||||
7 | Clifton Peter Rose | For | For | For | |||||||
2. | To approve the non-binding, advisory vote on executive compensation. | Management | Abstain | For | Against | ||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 18,730 | 0 | 11-Apr-2020 | 11-Apr-2020 | ||||
ESQUIRE FINANCIAL HOLDINGS INC | |||||||||||
Security | 29667J101 | Meeting Type | Annual | ||||||||
Ticker Symbol | ESQ | Meeting Date | 24-Jun-2020 | ||||||||
ISIN | US29667J1016 | Agenda | 935214863 - Management | ||||||||
Record Date | 21-Apr-2020 | Holding Recon Date | 21-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Russ M. Herman# | For | For | For | |||||||
2 | Robert J. Mitzman# | For | For | For | |||||||
3 | Kevin C. Waterhouse# | For | For | For | |||||||
4 | Marc Grossman* | For | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF CROWE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2020 | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 73,445 | 0 | 05-Jun-2020 | 05-Jun-2020 | ||||
FARMERS NATIONAL BANC CORP. | |||||||||||
Security | 309627107 | Meeting Type | Annual | ||||||||
Ticker Symbol | FMNB | Meeting Date | 16-Apr-2020 | ||||||||
ISIN | US3096271073 | Agenda | 935148468 - Management | ||||||||
Record Date | 06-Mar-2020 | Holding Recon Date | 06-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Apr-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Gregory C. Bestic* | For | For | For | |||||||
2 | Kevin J. Helmick* | For | For | For | |||||||
3 | Terry A. Moore* | For | For | For | |||||||
4 | Edward W. Muransky** | For | For | For | |||||||
2. | To consider and vote upon a non-binding advisory resolution to approve the compensation of the Company's named executive officers | Management | Abstain | For | Against | ||||||
3. | To consider and vote upon a proposal to ratify the appointment of CliftonLarsonAllen LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 65,040 | 0 | 11-Apr-2020 | 11-Apr-2020 | ||||
FIRST AMERICAN FUNDS, INC. | |||||||||||
Security | 31846V328 | Meeting Type | Special | ||||||||
Ticker Symbol | FXFXX | Meeting Date | 29-Aug-2019 | ||||||||
ISIN | US31846V3289 | Agenda | 935065246 - Management | ||||||||
Record Date | 12-Jul-2019 | Holding Recon Date | 12-Jul-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Aug-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | David K. Baumgardner | For | |||||||||
2 | Mark E. Gaumond | For | |||||||||
3 | Roger A. Gibson | For | |||||||||
4 | Jennifer J. McPeek | For | |||||||||
5 | C. David Myers | For | |||||||||
6 | Richard K. Riederer | For | |||||||||
7 | P. Kelly Tompkins | For | |||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 544,292 | 0 | ||||||
FIRST BUSINESS FINL SVCS INC. | |||||||||||
Security | 319390100 | Meeting Type | Annual | ||||||||
Ticker Symbol | FBIZ | Meeting Date | 24-Apr-2020 | ||||||||
ISIN | US3193901002 | Agenda | 935139091 - Management | ||||||||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Carla C. Chavarria | For | For | For | |||||||
2 | Ralph R. Kauten | For | For | For | |||||||
3 | Gerald L. Kilcoyne | For | For | For | |||||||
4 | Daniel P. Olszewski | For | For | For | |||||||
2. | To act upon a proposal to approve the First Business Financial Services, Inc. Employee Stock Purchase Plan. | Management | For | For | For | ||||||
3. | To approve, in a non-binding, advisory vote, the compensation of the Company's named executive officers. | Management | Abstain | For | Against | ||||||
4. | To ratify the appointment of Crowe LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 40,060 | 0 | 07-Apr-2020 | 07-Apr-2020 | ||||
FIRST NORTHWEST BANCORP | |||||||||||
Security | 335834107 | Meeting Type | Annual | ||||||||
Ticker Symbol | FNWB | Meeting Date | 05-May-2020 | ||||||||
ISIN | US3358341077 | Agenda | 935154031 - Management | ||||||||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Matthew P. Deines | For | For | For | |||||||
2 | Stephen E. Oliver | For | For | For | |||||||
3 | Jennifer Zaccardo | For | For | For | |||||||
2. | Approval of the First Northwest Bancorp 2020 Equity Incentive Plan. | Management | Abstain | For | Against | ||||||
3. | An advisory (non-binding) vote to approve the compensation of our named executive officers, as disclosed in this Proxy Statement. | Management | Abstain | For | Against | ||||||
4. | Ratification of the appointment of Moss Adams LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 52,290 | 0 | 21-Apr-2020 | 21-Apr-2020 | ||||
FREIGHTCAR AMERICA INC | |||||||||||
Security | 357023100 | Meeting Type | Annual | ||||||||
Ticker Symbol | RAIL | Meeting Date | 14-May-2020 | ||||||||
ISIN | US3570231007 | Agenda | 935151631 - Management | ||||||||
Record Date | 18-Mar-2020 | Holding Recon Date | 18-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Elizabeth Keller Arnold | For | For | For | |||||||
2 | James R. Meyer | For | For | For | |||||||
2. | Advisory vote to approve named executive officer compensation. | Management | Abstain | For | Against | ||||||
3. | Approve adoption of the FreightCar America, Inc. 2018 Long Term Incentive Plan (As Amended and Restated Effective May 14, 2020). | Management | For | For | For | ||||||
4. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2020. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 96,420 | 0 | 07-Apr-2020 | 07-Apr-2020 | ||||
FS BANCORP, INC. | |||||||||||
Security | 30263Y104 | Meeting Type | Annual | ||||||||
Ticker Symbol | FSBW | Meeting Date | 28-May-2020 | ||||||||
ISIN | US30263Y1047 | Agenda | 935194061 - Management | ||||||||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 27-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Michael J. Mansfield | For | For | For | |||||||
2 | Margaret R. Piesik | For | For | For | |||||||
2. | Advisory (non-binding) approval of the compensation of FS Bancorp, Inc.'s named executive officers. | Management | Abstain | For | Against | ||||||
3. | Ratification of the Audit Committee's appointment of Moss Adams LLP as the independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 23,910 | 0 | 12-May-2020 | 12-May-2020 | ||||
GREAT AJAX CORP. | |||||||||||
Security | 38983D300 | Meeting Type | Annual | ||||||||
Ticker Symbol | AJX | Meeting Date | 23-Jun-2020 | ||||||||
ISIN | US38983D3008 | Agenda | 935216538 - Management | ||||||||
Record Date | 24-Apr-2020 | Holding Recon Date | 24-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Lawrence Mendelsohn | For | For | For | |||||||
2 | Russell Schaub | For | For | For | |||||||
3 | Steven L. Begleiter | For | For | For | |||||||
4 | John C. Condas | For | For | For | |||||||
5 | Jonathan B Handley, Jr. | For | For | For | |||||||
6 | Paul Friedman | For | For | For | |||||||
7 | J. Kirk Ogren, Jr. | For | For | For | |||||||
2. | To ratify the appointment of Moss Adams LLP to serve as our registered independent public accounting firm for the year ending December 31, 2020. | Management | For | For | For | ||||||
3. | To approve on an advisory basis, the compensation of the Company's names executive officers. | Management | Abstain | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 86,716 | 0 | 05-Jun-2020 | 05-Jun-2020 | ||||
HERITAGE INSURANCE HOLDINGS, INC./HRTG | |||||||||||
Security | 42727J102 | Meeting Type | Annual | ||||||||
Ticker Symbol | HRTG | Meeting Date | 22-Jun-2020 | ||||||||
ISIN | US42727J1025 | Agenda | 935202731 - Management | ||||||||
Record Date | 23-Apr-2020 | Holding Recon Date | 23-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Bruce Lucas | For | For | For | |||||||
2 | Richard Widdicombe | For | For | For | |||||||
3 | Panagiotis Apostolou | For | For | For | |||||||
4 | Irini Barlas | For | For | For | |||||||
5 | Mark Berset | For | For | For | |||||||
6 | Steven Martindale | For | For | For | |||||||
7 | James Masiello | For | For | For | |||||||
8 | Nicholas Pappas | For | For | For | |||||||
9 | Joseph Vattamattam | For | For | For | |||||||
10 | Vijay Walvekar | For | For | For | |||||||
2. | Ratification of the appointment of Plante & Moran, PLLC as the independent registered public accounting firm for fiscal year 2020. | Management | For | For | For | ||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | Abstain | For | Against | ||||||
4. | Approval, on an advisory basis, of the frequency of future advisory votes on the compensation of our named executive officers. | Management | Abstain | 1 Year | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 86,010 | 0 | 12-May-2020 | 12-May-2020 | ||||
HORIZON BANCORP, INC. | |||||||||||
Security | 440407104 | Meeting Type | Annual | ||||||||
Ticker Symbol | HBNC | Meeting Date | 07-May-2020 | ||||||||
ISIN | US4404071049 | Agenda | 935143204 - Management | ||||||||
Record Date | 06-Mar-2020 | Holding Recon Date | 06-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | JAMES B. DWORKIN | For | For | For | |||||||
2 | MICHELE M. MAGNUSON | For | For | For | |||||||
3 | DANIEL F. HOPP | For | For | For | |||||||
4 | STEVEN W. REED | For | For | For | |||||||
2. | Advisory vote to approve executive compensation. | Management | Abstain | For | Against | ||||||
3. | Ratification of appointment of BKD, LLP as independent auditors. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 60,177 | 0 | 21-Apr-2020 | 21-Apr-2020 | ||||
HURCO COMPANIES, INC. | |||||||||||
Security | 447324104 | Meeting Type | Annual | ||||||||
Ticker Symbol | HURC | Meeting Date | 12-Mar-2020 | ||||||||
ISIN | US4473241044 | Agenda | 935126753 - Management | ||||||||
Record Date | 17-Jan-2020 | Holding Recon Date | 17-Jan-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Mar-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Thomas A. Aaro | For | For | For | |||||||
2 | Robert W. Cruickshank | For | For | For | |||||||
3 | Michael Doar | For | For | For | |||||||
4 | Cynthia Dubin | For | For | For | |||||||
5 | Timothy J. Gardner | For | For | For | |||||||
6 | Jay C. Longbottom | For | For | For | |||||||
7 | Richard Porter | For | For | For | |||||||
8 | Janaki Sivanesan | For | For | For | |||||||
9 | Gregory Volovic | For | For | For | |||||||
2. | Advisory vote on executive compensation. | Management | Abstain | For | Against | ||||||
3. | Appointment of RSM US LLP as our independent registered public accounting firm for the fiscal year ending October 31, 2020. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 28,660 | 0 | 30-Jan-2020 | 30-Jan-2020 | ||||
INNERWORKINGS, INC. | |||||||||||
Security | 45773Y105 | Meeting Type | Annual | ||||||||
Ticker Symbol | INWK | Meeting Date | 01-Nov-2019 | ||||||||
ISIN | US45773Y1055 | Agenda | 935085464 - Management | ||||||||
Record Date | 19-Sep-2019 | Holding Recon Date | 19-Sep-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 31-Oct-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A | Election of Director: Jack M. Greenberg | Management | For | For | For | ||||||
1B | Election of Director: Richard S. Stoddart | Management | For | For | For | ||||||
1C | Election of Director: Charles K. Bobrinskoy | Management | For | For | For | ||||||
1D | Election of Director: Lindsay Y. Corby | Management | For | For | For | ||||||
1E | Election of Director: David Fisher | Management | For | For | For | ||||||
1F | Election of Director: Adam J. Gutstein | Management | For | For | For | ||||||
1G | Election of Director: Julie M. Howard | Management | For | For | For | ||||||
1H | Election of Director: Kirt P. Karros | Management | For | For | For | ||||||
1I | Election of Director: Marc Zenner | Management | For | For | For | ||||||
2 | Approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers. | Management | For | For | For | ||||||
3 | Ratify an amendment to our bylaws establishing state and federal courts in Delaware as the exclusive forum for certain stockholder litigation. | Management | Abstain | For | Against | ||||||
4 | Ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 108,980 | 0 | 01-Oct-2019 | 01-Oct-2019 | ||||
INNERWORKINGS, INC. | |||||||||||
Security | 45773Y105 | Meeting Type | Annual | ||||||||
Ticker Symbol | INWK | Meeting Date | 09-Jun-2020 | ||||||||
ISIN | US45773Y1055 | Agenda | 935211247 - Management | ||||||||
Record Date | 16-Apr-2020 | Holding Recon Date | 16-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: Jack M. Greenberg | Management | For | For | For | ||||||
1B. | Election of Director: Richard S. Stoddart | Management | For | For | For | ||||||
1C. | Election of Director: Charles K. Bobrinskoy | Management | For | For | For | ||||||
1D. | Election of Director: Lindsay Y. Corby | Management | For | For | For | ||||||
1E. | Election of Director: David Fisher | Management | For | For | For | ||||||
1F. | Election of Director: Adam J. Gutstein | Management | For | For | For | ||||||
1G. | Election of Director: Julie M. Howard | Management | For | For | For | ||||||
1H. | Election of Director: Kirt P. Karros | Management | For | For | For | ||||||
1I. | Election of Director: Marc Zenner | Management | For | For | For | ||||||
2. | Approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers. | Management | Abstain | For | Against | ||||||
3. | Approve the InnerWorkings, Inc. 2020 Omnibus Incentive Plan. | Management | For | For | For | ||||||
4. | Ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 194,460 | 0 | 15-May-2020 | 15-May-2020 | ||||
INTEST CORPORATION | |||||||||||
Security | 461147100 | Meeting Type | Annual | ||||||||
Ticker Symbol | INTT | Meeting Date | 24-Jun-2020 | ||||||||
ISIN | US4611471008 | Agenda | 935222771 - Management | ||||||||
Record Date | 27-Apr-2020 | Holding Recon Date | 27-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Steven J. Abrams, Esq. | For | For | For | |||||||
2 | Jeffrey A. Beck | For | For | For | |||||||
3 | Joseph W. Dews IV | For | For | For | |||||||
4 | Gerald J. Maginnis | For | For | For | |||||||
5 | James Pelrin | For | For | For | |||||||
2. | Ratification of the selection of RSM US LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | For | ||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | Abstain | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 89,020 | 0 | 05-Jun-2020 | 05-Jun-2020 | ||||
LANDEC CORPORATION | |||||||||||
Security | 514766104 | Meeting Type | Annual | ||||||||
Ticker Symbol | LNDC | Meeting Date | 16-Oct-2019 | ||||||||
ISIN | US5147661046 | Agenda | 935077936 - Management | ||||||||
Record Date | 19-Aug-2019 | Holding Recon Date | 19-Aug-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Oct-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Albert D. Bolles | For | For | For | |||||||
2 | Deborah Carosella | For | For | For | |||||||
3 | Tonia Pankopf | For | For | For | |||||||
4 | Craig A. Barbarosh | For | For | For | |||||||
5 | Charles Macaluso | For | For | For | |||||||
2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending May 31, 2020. | Management | For | For | For | ||||||
3. | Approval of the 2019 Stock Incentive Plan. | Management | For | For | For | ||||||
4. | Advisory vote to approve named executive officer compensation. | Management | Abstain | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 50,968 | 0 | 08-Oct-2019 | 08-Oct-2019 | ||||
LCNB CORP. | |||||||||||
Security | 50181P100 | Meeting Type | Annual | ||||||||
Ticker Symbol | LCNB | Meeting Date | 21-Apr-2020 | ||||||||
ISIN | US50181P1003 | Agenda | 935140640 - Management | ||||||||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1 | DIRECTOR | Management | |||||||||
1 | William H. Kaufman | For | For | For | |||||||
2 | Mary E. Bradford | For | For | For | |||||||
3 | William G. Huddle | For | For | For | |||||||
4 | Craig M. Johnson | For | For | For | |||||||
2. | Advisory vote approving the compensation of our named executive officers. | Management | Abstain | For | Against | ||||||
3. | To ratify the appointment of BKD, LLP as the independent registered accounting firm for the company. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 50,304 | 0 | 07-Apr-2020 | 07-Apr-2020 | ||||
LIFETIME BRANDS, INC. | |||||||||||
Security | 53222Q103 | Meeting Type | Annual | ||||||||
Ticker Symbol | LCUT | Meeting Date | 25-Jun-2020 | ||||||||
ISIN | US53222Q1031 | Agenda | 935207983 - Management | ||||||||
Record Date | 27-Apr-2020 | Holding Recon Date | 27-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Jeffrey Siegel | For | For | For | |||||||
2 | Robert B. Kay | For | For | For | |||||||
3 | Rachael A. Jarosh | For | For | For | |||||||
4 | John Koegel | For | For | For | |||||||
5 | Cherrie Nanninga | For | For | For | |||||||
6 | Craig Phillips | For | For | For | |||||||
7 | Veronique Gabai-Pinsky | For | For | For | |||||||
8 | Bruce G. Pollack | For | For | For | |||||||
9 | Michael J. Regan | For | For | For | |||||||
10 | Michael Schnabel | For | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2020. | Management | For | For | For | ||||||
3. | TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | For | Against | ||||||
4. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S AMENDED AND RESTATED 2000 LONG- TERM INCENTIVE PLAN. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 111,175 | 0 | 07-May-2020 | 07-May-2020 | ||||
MANITEX INTERNATIONAL INC | |||||||||||
Security | 563420108 | Meeting Type | Annual | ||||||||
Ticker Symbol | MNTX | Meeting Date | 03-Jun-2020 | ||||||||
ISIN | US5634201082 | Agenda | 935207919 - Management | ||||||||
Record Date | 16-Apr-2020 | Holding Recon Date | 16-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Ronald M. Clark | For | For | For | |||||||
2 | Steve Filipov | For | For | For | |||||||
3 | Robert S. Gigliotti | For | For | For | |||||||
4 | Frederick B. Knox | For | For | For | |||||||
5 | David J. Langevin | For | For | For | |||||||
6 | Marvin B. Rosenberg | For | For | For | |||||||
7 | Ingo Schiller | For | For | For | |||||||
8 | Stephen J. Tober | For | For | For | |||||||
2. | Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal 2020. | Management | For | For | For | ||||||
3. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | Abstain | For | Against | ||||||
4. | Approval of an amendment to the Manitex International, Inc. 2019 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by 500,000 shares. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 215,150 | 0 | 07-May-2020 | 07-May-2020 | ||||
METROPOLITAN BANK HOLDING CORP. | |||||||||||
Security | 591774104 | Meeting Type | Annual | ||||||||
Ticker Symbol | MCB | Meeting Date | 21-Apr-2020 | ||||||||
ISIN | US5917741044 | Agenda | 935147202 - Management | ||||||||
Record Date | 03-Mar-2020 | Holding Recon Date | 03-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Robert C. Patent | For | For | For | |||||||
2 | Maria Fiorini Ramirez | For | For | For | |||||||
3 | William Reinhardt | For | For | For | |||||||
2. | Ratification of the appointment of Crowe LLP as our independent registered public accounting firm for 2020. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 24,820 | 0 | 11-Apr-2020 | 11-Apr-2020 | ||||
MIDLAND STATES BANCORP, INC. | |||||||||||
Security | 597742105 | Meeting Type | Annual | ||||||||
Ticker Symbol | MSBI | Meeting Date | 04-May-2020 | ||||||||
ISIN | US5977421057 | Agenda | 935147101 - Management | ||||||||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1.1 | Election of Class I Director: Jennifer L. DiMotta | Management | For | For | For | ||||||
1.2 | Election of Class I Director: Richard T. Ramos | Management | For | For | For | ||||||
1.3 | Election of Class I Director: Jeffrey C. Smith | Management | For | For | For | ||||||
2. | To approve, on a non-binding, advisory basis, the compensation of certain executive officers. | Management | Abstain | For | Against | ||||||
3. | To ratify the appointment of Crowe LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 35,330 | 0 | 21-Apr-2020 | 21-Apr-2020 | ||||
MISTRAS GROUP, INC. | |||||||||||
Security | 60649T107 | Meeting Type | Annual | ||||||||
Ticker Symbol | MG | Meeting Date | 19-May-2020 | ||||||||
ISIN | US60649T1079 | Agenda | 935169032 - Management | ||||||||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Dennis Bertolotti | For | For | For | |||||||
2 | Nicholas DeBenedictis | For | For | For | |||||||
3 | James J. Forese | For | For | For | |||||||
4 | Richard H. Glanton | For | For | For | |||||||
5 | Michelle J. Lohmeier | For | For | For | |||||||
6 | Manuel N. Stamatakis | For | For | For | |||||||
7 | Sotirios J. Vahaviolos | For | For | For | |||||||
8 | W. Curtis Weldon | For | For | For | |||||||
2. | To ratify the appointment by the Audit Committee of the Board of Directors of KPMG LLP as independent registered public accounting firm of Mistras Group, Inc. for the year ending December 31, 2020. | Management | For | For | For | ||||||
3. | To approve an amendment to the Mistras Group, Inc. 2016 Long-Term Incentive Plan to increase the number of shares authorized for issuance. | Management | For | For | For | ||||||
4. | To approve on an advisory basis the compensation of Mistras Group named executive officers. | Management | Abstain | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 34,110 | 0 | 20-Apr-2020 | 20-Apr-2020 | ||||
NN, INC. | |||||||||||
Security | 629337106 | Meeting Type | Annual | ||||||||
Ticker Symbol | NNBR | Meeting Date | 20-May-2020 | ||||||||
ISIN | US6293371067 | Agenda | 935159372 - Management | ||||||||
Record Date | 24-Mar-2020 | Holding Recon Date | 24-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Raynard D. Benvenuti | For | For | For | |||||||
2 | Christina E. Carroll | For | For | For | |||||||
3 | David K. Floyd | For | For | For | |||||||
4 | Jeri J. Harman | For | For | For | |||||||
5 | Steven T. Warshaw | For | For | For | |||||||
6 | Thomas H. Wilson, Jr. | For | For | For | |||||||
2. | Approval of the issuance of common stock in accordance with the Nasdaq Marketplace Rules 5635(b) and 5635(d) upon (i) conversion or redemption of the Series B Convertible Preferred Stock, and (ii) exercise of warrants, in each case, issued pursuant to that certain Securities Purchase Agreement, dated December 5, 2019, by and among NN, Inc. and the investors named therein. | Management | For | For | For | ||||||
3. | Advisory (non-binding) vote to approve the compensation of the named executive officers of NN, Inc. | Management | Abstain | For | Against | ||||||
4. | Advisory (non-binding) vote to ratify the selection of PRICEWATERHOUSECOOPERS LLP as registered independent public accounting firm. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 88,320 | 0 | 20-Apr-2020 | 20-Apr-2020 | ||||
NORTHEAST BANK | |||||||||||
Security | 66405S100 | Meeting Type | Annual | ||||||||
Ticker Symbol | NBN | Meeting Date | 12-Nov-2019 | ||||||||
ISIN | US66405S1006 | Agenda | 935084878 - Management | ||||||||
Record Date | 18-Sep-2019 | Holding Recon Date | 18-Sep-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Nov-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | John C. Orestis | For | For | For | |||||||
2 | David A. Tanner | For | For | For | |||||||
3 | Judith E. Wallingford | For | For | For | |||||||
2. | To approve, on an advisory, non-binding basis, the compensation of our named executive officers. | Management | Abstain | For | Against | ||||||
3. | To ratify the appointment of RSM US LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2020. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 44,280 | 0 | 11-Oct-2019 | 11-Oct-2019 | ||||
NORTHWEST PIPE COMPANY | |||||||||||
Security | 667746101 | Meeting Type | Annual | ||||||||
Ticker Symbol | NWPX | Meeting Date | 04-Jun-2020 | ||||||||
ISIN | US6677461013 | Agenda | 935205597 - Management | ||||||||
Record Date | 09-Apr-2020 | Holding Recon Date | 09-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: Scott Montross, for a three year term, expiring in 2023 | Management | For | For | For | ||||||
1B. | Election of Director: John Paschal, for a three year term, expiring in 2023 | Management | For | For | For | ||||||
1C. | Election of Director: William Yearsley, for a two year term, expiring in 2022 | Management | For | For | For | ||||||
2. | Approve, on an Advisory Basis, Named Executive Officer Compensation | Management | Abstain | For | Against | ||||||
3. | Ratify the Appointment of Moss Adams LLP as the Company's independent registered public accounting firm | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 62,010 | 0 | 07-May-2020 | 07-May-2020 | ||||
ONE STOP SYSTEMS, INC. | |||||||||||
Security | 68247W109 | Meeting Type | Annual | ||||||||
Ticker Symbol | OSS | Meeting Date | 03-Jun-2020 | ||||||||
ISIN | US68247W1099 | Agenda | 935210649 - Management | ||||||||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Kenneth Potashner | For | For | For | |||||||
2 | Kimberly Sentovich | For | For | For | |||||||
3 | David Raun | For | For | For | |||||||
4 | Jack Harrison | For | For | For | |||||||
2. | The ratification of the selection of Haskell & White LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | For | ||||||
3. | To the extent required by Nasdaq Listing Rule 5635, to approve the issuance of shares of common stock of the Company upon conversion or exercise or otherwise pursuant to the terms of the senior secured convertible notes issued to institutional investors pursuant to a securities purchase agreement dated April 20, 2020. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 142,320 | 0 | 15-May-2020 | 15-May-2020 | ||||
OP BANCORP | |||||||||||
Security | 67109R109 | Meeting Type | Annual | ||||||||
Ticker Symbol | OPBK | Meeting Date | 25-Jul-2019 | ||||||||
ISIN | US67109R1095 | Agenda | 935056944 - Management | ||||||||
Record Date | 31-May-2019 | Holding Recon Date | 31-May-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Jul-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Brian Choi | For | For | For | |||||||
2 | Ernest E. Dow | For | For | For | |||||||
3 | Jason Hwang | For | For | For | |||||||
4 | Soo Hun Jung | For | For | For | |||||||
5 | Min J. Kim | For | For | For | |||||||
6 | Ock Hee Kim | For | For | For | |||||||
7 | Myung Ja Park | For | For | For | |||||||
8 | Yong Sin Shin | For | For | For | |||||||
2. | To ratify the selection of Crowe LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 42,770 | 0 | 09-Jul-2019 | 26-Jul-2019 | ||||
ORRSTOWN FINANCIAL SERVICES, INC. | |||||||||||
Security | 687380105 | Meeting Type | Annual | ||||||||
Ticker Symbol | ORRF | Meeting Date | 28-Apr-2020 | ||||||||
ISIN | US6873801053 | Agenda | 935153914 - Management | ||||||||
Record Date | 12-Mar-2020 | Holding Recon Date | 12-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Cindy J. Joiner, CPA | For | For | For | |||||||
2 | Eric A. Segal | For | For | For | |||||||
3 | Joel R. Zullinger | For | For | For | |||||||
2. | Approve a non-binding advisory vote regarding the compensation paid to our named executive officers ("Say-On-Pay"). | Management | Abstain | For | Against | ||||||
3. | Ratify the Audit Committee's selection of Crowe LLP as the Company's independent registered public accounting firm to the fiscal year ending December 31, 2020 | Management | For | For | For | ||||||
4. | Transact such other business as may properly come before the Annual Meeting | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 26,870 | 0 | 11-Apr-2020 | 11-Apr-2020 | ||||
P.A.M. TRANSPORTATION SERVICES, INC. | |||||||||||
Security | 693149106 | Meeting Type | Annual | ||||||||
Ticker Symbol | PTSI | Meeting Date | 29-Apr-2020 | ||||||||
ISIN | US6931491061 | Agenda | 935167266 - Management | ||||||||
Record Date | 10-Mar-2020 | Holding Recon Date | 10-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Michael D. Bishop | For | For | For | |||||||
2 | Frederick P. Calderone | For | For | For | |||||||
3 | Daniel H. Cushman | For | For | For | |||||||
4 | W. Scott Davis | For | For | For | |||||||
5 | Edwin J. Lukas | For | For | For | |||||||
6 | Franklin H. McLarty | For | For | For | |||||||
7 | H. Pete Montano | For | For | For | |||||||
8 | Matthew J. Moroun | For | For | For | |||||||
9 | Matthew T. Moroun | For | For | For | |||||||
2. | Nonbinding advisory vote to approve compensation of named executive officers. | Management | Abstain | For | Against | ||||||
3. | To amend PTSI's Amended and Restated Certificate of Incorporation to add a supermajority voting requirement regarding the removal of directors consistent with PTSI's Amended and Restated By-Laws. | Management | For | For | For | ||||||
4. | To ratify the appointment of Grant Thornton LLP as PTSI's independent registered public accounting firm for the 2020 calendar year. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 18,689 | 0 | 07-Apr-2020 | 07-Apr-2020 | ||||
PARKE BANCORP, INC. | |||||||||||
Security | 700885106 | Meeting Type | Annual | ||||||||
Ticker Symbol | PKBK | Meeting Date | 21-Apr-2020 | ||||||||
ISIN | US7008851062 | Agenda | 935149422 - Management | ||||||||
Record Date | 11-Mar-2020 | Holding Recon Date | 11-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Celestino R. Pennoni | For | For | For | |||||||
2 | Vito S. Pantilione | For | For | For | |||||||
3 | Edward Infantolino | For | For | For | |||||||
4 | Elizabeth A. Milavsky | For | For | For | |||||||
2. | To approve the Parke Bancorp, Inc. 2020 Equity Incentive Plan | Management | For | For | For | ||||||
3. | To ratify the appointment of RSM US LLP as our independent auditor for the fiscal year ending December 31, 2020 | Management | For | For | For | ||||||
4. | To approve an advisory (non-binding) proposal regarding our executive compensation | Management | Abstain | For | Against | ||||||
5. | To vote on a non-binding advisory proposal regarding the frequency with which stockholders should vote on the Company's executive compensation | Management | Abstain | 3 Years | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 57,721 | 0 | 11-Apr-2020 | 11-Apr-2020 | ||||
PCM, INC. | |||||||||||
Security | 69323K100 | Meeting Type | Special | ||||||||
Ticker Symbol | PCMI | Meeting Date | 26-Aug-2019 | ||||||||
ISIN | US69323K1007 | Agenda | 935066680 - Management | ||||||||
Record Date | 22-Jul-2019 | Holding Recon Date | 22-Jul-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Aug-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | To adopt the Agreement and Plan of Merger, dated as of June 23, 2019, as it may be amended from time to time, by and among PCM, Inc. (the "Company"), Insight Enterprises, Inc. and Trojan Acquisition Corp. (the "Merger Agreement"). | Management | For | For | For | ||||||
2. | To approve, on an advisory (non-binding) basis, certain compensation that may become payable to the named executive officers of the Company in connection with the merger contemplated by the Merger Agreement. | Management | Abstain | For | Against | ||||||
3. | To approve the adjournment of the special meeting from time to time, if necessary or appropriate as determined by the Company's board of directors, to solicit additional proxies if there are insufficient votes at the time of the special meeting to adopt the Merger Agreement or if a quorum is not present at the special meeting. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 36,190 | 0 | 06-Aug-2019 | 06-Aug-2019 | ||||
PREMIER FINANCIAL BANCORP, INC. | |||||||||||
Security | 74050M105 | Meeting Type | Annual | ||||||||
Ticker Symbol | PFBI | Meeting Date | 17-Jun-2020 | ||||||||
ISIN | US74050M1053 | Agenda | 935221882 - Management | ||||||||
Record Date | 29-Apr-2020 | Holding Recon Date | 29-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Toney K. Adkins | For | For | For | |||||||
2 | Philip E. Cline | For | For | For | |||||||
3 | Harry M. Hatfield | For | For | For | |||||||
4 | Lloyd G. Jackson II | For | For | For | |||||||
5 | Keith F. Molihan | For | For | For | |||||||
6 | Marshall T. Reynolds | For | For | For | |||||||
7 | Neal W. Scaggs | For | For | For | |||||||
8 | Robert W. Walker | For | For | For | |||||||
9 | Thomas W. Wright | For | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. To ratify the appointment of Crowe LLP as the Company's Independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | For | ||||||
3. | ADVISORY (Non-Binding) PROPOSAL ON EXECUTIVE COMPENSATION. To consider and approve the Company's executive compensation in an advisory vote. | Management | Abstain | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 75,747 | 0 | 26-May-2020 | 26-May-2020 | ||||
PROFIRE ENERGY, INC | |||||||||||
Security | 74316X101 | Meeting Type | Annual | ||||||||
Ticker Symbol | PFIE | Meeting Date | 17-Jun-2020 | ||||||||
ISIN | US74316X1019 | Agenda | 935210928 - Management | ||||||||
Record Date | 20-Apr-2020 | Holding Recon Date | 20-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Brenton W. Hatch | For | For | For | |||||||
2 | Ryan W. Oviatt | For | For | For | |||||||
3 | Ronald R. Spoehel | For | For | For | |||||||
4 | Daren J. Shaw | For | For | For | |||||||
5 | Arlen B. Crouch | For | For | For | |||||||
2. | Approve, on an advisory basis, the Company's Executive Compensation | Management | Abstain | For | Against | ||||||
3. | Ratify the appointment of Sadler, Gibb & Associates, LLC as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 345,057 | 0 | 12-May-2020 | 12-May-2020 | ||||
RIVERVIEW BANCORP, INC. | |||||||||||
Security | 769397100 | Meeting Type | Annual | ||||||||
Ticker Symbol | RVSB | Meeting Date | 24-Jul-2019 | ||||||||
ISIN | US7693971001 | Agenda | 935051778 - Management | ||||||||
Record Date | 28-May-2019 | Holding Recon Date | 28-May-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Jul-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Patricia W. Eby | For | For | For | |||||||
2 | David Nierenberg | For | For | For | |||||||
3 | Gerald L. Nies | For | For | For | |||||||
2. | Advisory (non-binding) approval of the compensation of our named executive officers. | Management | Abstain | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 63,960 | 0 | 18-Jul-2019 | 25-Jul-2019 | ||||
SHOE CARNIVAL, INC. | |||||||||||
Security | 824889109 | Meeting Type | Annual | ||||||||
Ticker Symbol | SCVL | Meeting Date | 11-Jun-2020 | ||||||||
ISIN | US8248891090 | Agenda | 935201525 - Management | ||||||||
Record Date | 09-Apr-2020 | Holding Recon Date | 09-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | Election of Director: J. Wayne Weaver | Management | For | For | For | ||||||
2. | To approve, in an advisory (non-binding) vote, the compensation paid to the Company's named executive officers. | Management | Abstain | For | Against | ||||||
3. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for fiscal 2020. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 17,130 | 0 | 26-May-2020 | 26-May-2020 | ||||
SILVERCREST ASSET MGMT GROUP INC | |||||||||||
Security | 828359109 | Meeting Type | Annual | ||||||||
Ticker Symbol | SAMG | Meeting Date | 03-Jun-2020 | ||||||||
ISIN | US8283591092 | Agenda | 935202729 - Management | ||||||||
Record Date | 22-Apr-2020 | Holding Recon Date | 22-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Brian D. Dunn | For | For | For | |||||||
2. | Approval of executive compensation in an advisory, non-binding vote. | Management | Abstain | For | Against | ||||||
3. | The ratification of Deloitte & Touche LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 88,336 | 0 | 12-May-2020 | 12-May-2020 | ||||
SPARTAN MOTORS, INC. | |||||||||||
Security | 846819100 | Meeting Type | Annual | ||||||||
Ticker Symbol | SPAR | Meeting Date | 20-May-2020 | ||||||||
ISIN | US8468191007 | Agenda | 935166694 - Management | ||||||||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Angela K. Freeman | For | For | For | |||||||
2 | Dominic A. Romeo | For | For | For | |||||||
3 | Andrew M. Rooke | For | For | For | |||||||
2. | Vote on an amendment to the Articles of Incorporation to change the name of Spartan Motors, Inc. | Management | For | For | For | ||||||
3. | Vote on an amendment to the Spartan Motors, Inc. Stock Incentive Plan to increase the number of shares available for issuance pursuant to the plan | Management | For | For | For | ||||||
4. | Vote on the ratification of the appointment of BDO USA, LLP as Spartan Motors' independent registered public accounting firm for the current fiscal year | Management | For | For | For | ||||||
5. | Participate in an advisory vote to approve the compensation of our executives | Management | Abstain | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 96,544 | 0 | 20-Apr-2020 | 20-Apr-2020 | ||||
STERLING CONSTRUCTION COMPANY, INC. | |||||||||||
Security | 859241101 | Meeting Type | Annual | ||||||||
Ticker Symbol | STRL | Meeting Date | 06-May-2020 | ||||||||
ISIN | US8592411016 | Agenda | 935147226 - Management | ||||||||
Record Date | 12-Mar-2020 | Holding Recon Date | 12-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1.1 | Election of Director: Roger A. Cregg | Management | For | For | For | ||||||
1.2 | Election of Director: Joseph A. Cutillo | Management | For | For | For | ||||||
1.3 | Election of Director: Marian M. Davenport | Management | For | For | For | ||||||
1.4 | Election of Director: Raymond F. Messer | Management | For | For | For | ||||||
1.5 | Election of Director: Dana C. O'Brien | Management | For | For | For | ||||||
1.6 | Election of Director: Charles R. Patton | Management | For | For | For | ||||||
1.7 | Election of Director: Thomas M. White | Management | For | For | For | ||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | Abstain | For | Against | ||||||
3. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for 2020. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 57,310 | 0 | 02-Apr-2020 | 02-Apr-2020 | ||||
THE FIRST BANCSHARES, INC. | |||||||||||
Security | 318916103 | Meeting Type | Annual | ||||||||
Ticker Symbol | FBMS | Meeting Date | 28-May-2020 | ||||||||
ISIN | US3189161033 | Agenda | 935182941 - Management | ||||||||
Record Date | 03-Apr-2020 | Holding Recon Date | 03-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 27-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Rodney D Bennett, Ed.D. | For | For | For | |||||||
2 | Ted E. Parker | For | For | For | |||||||
3 | J. Douglas Seidenburg | For | For | For | |||||||
4 | Renee Moore | For | For | For | |||||||
2. | Proposal to approve the amendment of The First Bancshares, Inc. 2007 Stock Incentive Plan. | Management | For | For | For | ||||||
3. | Advisory Vote on the Compensation of our Named Executive Officers | Management | Abstain | For | Against | ||||||
4. | Proposal to ratify the appointment of Crowe, LLP as the Independent Registered Public Accounting Firm of the Company | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 29,260 | 0 | 12-May-2020 | 12-May-2020 | ||||
TWIN DISC, INCORPORATED | |||||||||||
Security | 901476101 | Meeting Type | Annual | ||||||||
Ticker Symbol | TWIN | Meeting Date | 31-Oct-2019 | ||||||||
ISIN | US9014761012 | Agenda | 935079562 - Management | ||||||||
Record Date | 22-Aug-2019 | Holding Recon Date | 22-Aug-2019 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Oct-2019 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | John H. Batten | For | For | For | |||||||
2 | Harold M. Stratton II | For | For | For | |||||||
3 | Michael C. Smiley | For | For | For | |||||||
2. | Advise approval of the compensation of the Named Executive Officers. | Management | Abstain | For | Against | ||||||
3. | Ratify the appointment of RSM US LLP as our independent auditors for the fiscal year ending June 30, 2020. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 52,600 | 0 | 24-Sep-2019 | 24-Sep-2019 | ||||
ULTRA CLEAN HOLDINGS, INC. | |||||||||||
Security | 90385V107 | Meeting Type | Annual | ||||||||
Ticker Symbol | UCTT | Meeting Date | 02-Jun-2020 | ||||||||
ISIN | US90385V1070 | Agenda | 935205422 - Management | ||||||||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: Clarence L. Granger | Management | For | For | For | ||||||
1B. | Election of Director: James P. Scholhamer | Management | For | For | For | ||||||
1C. | Election of Director: David T. ibnAle | Management | For | For | For | ||||||
1D. | Election of Director: Emily M. Liggett | Management | For | For | For | ||||||
1E. | Election of Director: Thomas T. Edman | Management | For | For | For | ||||||
1F. | Election of Director: Barbara V. Scherer | Management | For | For | For | ||||||
1G. | Election of Director: Ernest E. Maddock | Management | For | For | For | ||||||
1H. | Election of Director: Jacqueline A. Seto | Management | For | For | For | ||||||
2. | Ratification of the appointment of Moss Adams LLP as the independent registered public accounting firm of Ultra Clean Holdings, Inc. for fiscal 2020. | Management | For | For | For | ||||||
3. | Approval, by an advisory vote, of the compensation of Ultra Clean Holdings, Inc.'s named executive officers for fiscal 2019 as disclosed in our proxy statement for the 2020 Annual Meeting of Stockholders. | Management | Abstain | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 87,780 | 0 | 07-May-2020 | 07-May-2020 | ||||
UNIVERSAL ELECTRONICS INC. | |||||||||||
Security | 913483103 | Meeting Type | Annual | ||||||||
Ticker Symbol | UEIC | Meeting Date | 09-Jun-2020 | ||||||||
ISIN | US9134831034 | Agenda | 935186610 - Management | ||||||||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Paul D. Arling* | For | For | For | |||||||
2 | Satjiv S. Chahil# | For | For | For | |||||||
3 | Sue Ann R. Hamilton# | For | For | For | |||||||
4 | William C. Mulligan# | For | For | For | |||||||
5 | J. C. Sparkman# | For | For | For | |||||||
6 | Gregory P. Stapleton# | For | For | For | |||||||
7 | Carl E. Vogel# | For | For | For | |||||||
8 | Edward K. Zinser# | For | For | For | |||||||
2. | Say on Pay - Approval, on an advisory basis, of named executive officer compensation. | Management | Abstain | For | Against | ||||||
3. | Ratification of the appointment of Grant Thornton LLP, a firm of Independent Registered Public Accountants as the Company's auditors for the year ending December 31, 2020. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 23,010 | 0 | 07-May-2020 | 07-May-2020 | ||||
WEST BANCORPORATION, INC. | |||||||||||
Security | 95123P106 | Meeting Type | Annual | ||||||||
Ticker Symbol | WTBA | Meeting Date | 23-Apr-2020 | ||||||||
ISIN | US95123P1066 | Agenda | 935134964 - Management | ||||||||
Record Date | 14-Feb-2020 | Holding Recon Date | 14-Feb-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Patrick J. Donovan | For | For | For | |||||||
2 | Steven K. Gaer | For | For | For | |||||||
3 | Michael J. Gerdin | For | For | For | |||||||
4 | Sean P. McMurray | For | For | For | |||||||
5 | David R. Milligan | For | For | For | |||||||
6 | George D. Milligan | For | For | For | |||||||
7 | David D. Nelson | For | For | For | |||||||
8 | James W. Noyce | For | For | For | |||||||
9 | Lou Ann Sandburg | For | For | For | |||||||
10 | Steven T. Schuler | For | For | For | |||||||
11 | Therese M. Vaughan | For | For | For | |||||||
12 | Philip Jason Worth | For | For | For | |||||||
2. | To approve, on a nonbinding basis, the 2019 compensation of the named executive officers disclosed in the proxy statement. | Management | Abstain | For | Against | ||||||
3. | To ratify the appointment of RSM US LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 42,230 | 0 | 07-Apr-2020 | 07-Apr-2020 | ||||
ZAGG INC | |||||||||||
Security | 98884U108 | Meeting Type | Annual | ||||||||
Ticker Symbol | ZAGG | Meeting Date | 11-Jun-2020 | ||||||||
ISIN | US98884U1088 | Agenda | 935205840 - Management | ||||||||
Record Date | 17-Apr-2020 | Holding Recon Date | 17-Apr-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Chris Ahern | For | For | For | |||||||
2 | Michael T. Birch | For | For | For | |||||||
3 | Cheryl A. Larabee | For | For | For | |||||||
4 | Daniel R. Maurer | For | For | For | |||||||
5 | P. Scott Stubbs | For | For | For | |||||||
6 | Ronald G. Garriques | For | For | For | |||||||
7 | Edward Terino | For | For | For | |||||||
2. | Ratification of the Appointment of KPMG LLP as independent registered public accounting firm for the Company. | Management | For | For | For | ||||||
3. | Non-advisory vote to approve the compensation of our named executive officers in 2019. | Management | Abstain | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 260,678 | 0 | 07-May-2020 | 07-May-2020 | ||||
ZOVIO INC | |||||||||||
Security | 98979V102 | Meeting Type | Annual | ||||||||
Ticker Symbol | ZVO | Meeting Date | 13-May-2020 | ||||||||
ISIN | US98979V1026 | Agenda | 935163650 - Management | ||||||||
Record Date | 26-Mar-2020 | Holding Recon Date | 26-Mar-2020 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2020 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Michael P. Cole | For | For | For | |||||||
2 | Ryan D. Craig | For | For | For | |||||||
3 | Michael B. Horn | For | For | For | |||||||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | For | ||||||
3. | To approve on an advisory, non-binding basis the compensation of our named executive officers as presented in the proxy statement accompanying this notice. | Management | Abstain | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||
19-9944 | ALTAIR SMALLER COMPANIES FUND | 4240 | U.S. BANK | 146,610 | 0 | 21-Apr-2020 | 21-Apr-2020 |
Pier Capital, LLC
FORM N-PX SPREADSHEET* | |
REGISTRANT NAME: Adara Smaller Companies Fund | |
INVESTMENT COMPANY ACT FILE NUMBER: _____________________________ | |
REPORTING PERIOD: | 07/01/2019 - 06/30/2020 |
REGISTRANT ADDRESS: ____________________________ | |
NAME OF SERIES (AS APPLICABLE): __________________________________ |
Issuer of Portfolio Security | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who Proposed Matter: Issuer / Shareholder | Whether Fund Cast Vote on Matter | Fund's Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors | Whether Vote Was For or Against Management |
SKYLINE CHAMPION | SKY | 830830105 | 30-Jul-2019 | 1. Election of Directors 1 Keith Anderson | MGMT | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 30-Jul-2019 | 1. Election of Directors 2 Timothy Bernlohr | MGMT | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 30-Jul-2019 | 1. Election of Directors 3 Michael Berman | MGMT | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 30-Jul-2019 | 1. Election of Directors 4 John C. Firth | MGMT | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 30-Jul-2019 | 1. Election of Directors 5 Michael Kaufman | MGMT | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 30-Jul-2019 | 1. Election of Directors 6 Gary E. Robinette | MGMT | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 30-Jul-2019 | 1. Election of Directors 7 Mark Yost | MGMT | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 30-Jul-2019 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
SKYLINE CHAMPION | SKY | 830830105 | 30-Jul-2019 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
8X8, INC. | EGHT | 282914100 | 01-Aug-2019 | 1. Election of Directors 1 Bryan R. Martin | MGMT | Yes | For | For |
8X8, INC. | EGHT | 282914100 | 01-Aug-2019 | 1. Election of Directors 2 Vikram Verma | MGMT | Yes | For | For |
8X8, INC. | EGHT | 282914100 | 01-Aug-2019 | 1. Election of Directors 3 Eric Salzman | MGMT | Yes | For | For |
8X8, INC. | EGHT | 282914100 | 01-Aug-2019 | 1. Election of Directors 4 Jaswinder Pal Singh | MGMT | Yes | For | For |
8X8, INC. | EGHT | 282914100 | 01-Aug-2019 | 1. Election of Directors 5 Vladimir Jacimovic | MGMT | Yes | For | For |
8X8, INC. | EGHT | 282914100 | 01-Aug-2019 | 1. Election of Directors 6 Monique Bonner | MGMT | Yes | For | For |
8X8, INC. | EGHT | 282914100 | 01-Aug-2019 | 1. Election of Directors 7 Todd Ford | MGMT | Yes | For | For |
8X8, INC. | EGHT | 282914100 | 01-Aug-2019 | 1. Election of Directors 8 Elizabeth Theophille | MGMT | Yes | For | For |
8X8, INC. | EGHT | 282914100 | 01-Aug-2019 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
8X8, INC. | EGHT | 282914100 | 01-Aug-2019 | 3. Amend Stock Compensation Plan | MGMT | Yes | For | For |
8X8, INC. | EGHT | 282914100 | 01-Aug-2019 | 4. 14A Executive Compensation | MGMT | Yes | For | For |
LIVERAMP HOLDINGS, INC. | RAMP | 53815P108 | 13-Aug-2019 | 1a. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
LIVERAMP HOLDINGS, INC. | RAMP | 53815P108 | 13-Aug-2019 | 1b. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
LIVERAMP HOLDINGS, INC. | RAMP | 53815P108 | 13-Aug-2019 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
LIVERAMP HOLDINGS, INC. | RAMP | 53815P108 | 13-Aug-2019 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
CANADA GOOSE HOLDINGS INC | GOOS | 135086106 | 15-Aug-2019 | 01 Election of Directors (Majority Voting) 1 DANI REISS | MGMT | Yes | For | For |
CANADA GOOSE HOLDINGS INC | GOOS | 135086106 | 15-Aug-2019 | 01 Election of Directors (Majority Voting) 2 RYAN COTTON | MGMT | Yes | For | For |
CANADA GOOSE HOLDINGS INC | GOOS | 135086106 | 15-Aug-2019 | 01 Election of Directors (Majority Voting) 3 JOSHUA BEKENSTEIN | MGMT | Yes | For | For |
CANADA GOOSE HOLDINGS INC | GOOS | 135086106 | 15-Aug-2019 | 01 Election of Directors (Majority Voting) 4 STEPHEN GUNN | MGMT | Yes | For | For |
CANADA GOOSE HOLDINGS INC | GOOS | 135086106 | 15-Aug-2019 | 01 Election of Directors (Majority Voting) 5 JEAN-MARC HUËT | MGMT | Yes | For | For |
CANADA GOOSE HOLDINGS INC | GOOS | 135086106 | 15-Aug-2019 | 01 Election of Directors (Majority Voting) 6 JOHN DAVISON | MGMT | Yes | For | For |
CANADA GOOSE HOLDINGS INC | GOOS | 135086106 | 15-Aug-2019 | 01 Election of Directors (Majority Voting) 7 MAUREEN CHIQUET | MGMT | Yes | For | For |
CANADA GOOSE HOLDINGS INC | GOOS | 135086106 | 15-Aug-2019 | 01 Election of Directors (Majority Voting) 8 JODI BUTTS | MGMT | Yes | For | For |
CANADA GOOSE HOLDINGS INC | GOOS | 135086106 | 15-Aug-2019 | 02 Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
FIRST AMERICAN FUNDS, INC | FXFXX | 31846V328 | 29-Aug-2019 | 1. Election of Directors 1 David K. Baumgardner | MGMT | Yes | For | For |
FIRST AMERICAN FUNDS, INC | FXFXX | 31846V328 | 29-Aug-2019 | 1. Election of Directors 2 Mark E. Gaumond | MGMT | Yes | For | For |
FIRST AMERICAN FUNDS, INC | FXFXX | 31846V328 | 29-Aug-2019 | 1. Election of Directors 3 Roger A. Gibson | MGMT | Yes | For | For |
FIRST AMERICAN FUNDS, INC | FXFXX | 31846V328 | 29-Aug-2019 | 1. Election of Directors 4 Jennifer J. McPeek | MGMT | Yes | For | For |
FIRST AMERICAN FUNDS, INC | FXFXX | 31846V328 | 29-Aug-2019 | 1. Election of Directors 5 C. David Myers | MGMT | Yes | For | For |
FIRST AMERICAN FUNDS, INC | FXFXX | 31846V328 | 29-Aug-2019 | 1. Election of Directors 6 Richard K. Riederer | MGMT | Yes | For | For |
FIRST AMERICAN FUNDS, INC | FXFXX | 31846V328 | 29-Aug-2019 | 1. Election of Directors 7 P. Kelly Tompkins | MGMT | Yes | For | For |
CASEY'S GENERAL STORES, INC. | CASY | 147528103 | 04-Sep-2019 | 1.1 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
CASEY'S GENERAL STORES, INC. | CASY | 147528103 | 04-Sep-2019 | 1.2 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
CASEY'S GENERAL STORES, INC. | CASY | 147528103 | 04-Sep-2019 | 1.3 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
CASEY'S GENERAL STORES, INC. | CASY | 147528103 | 04-Sep-2019 | 1.4 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
CASEY'S GENERAL STORES, INC. | CASY | 147528103 | 04-Sep-2019 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
CASEY'S GENERAL STORES, INC. | CASY | 147528103 | 04-Sep-2019 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
CASEY'S GENERAL STORES, INC. | CASY | 147528103 | 04-Sep-2019 | 4. Approve Increase in Board Size | MGMT | Yes | For | For |
VIRTUSA CORPORATION | VRTU | 92827P102 | 17-Sep-2019 | 1. Election of Directors 1 Kris Canekeratne | MGMT | Yes | For | For |
VIRTUSA CORPORATION | VRTU | 92827P102 | 17-Sep-2019 | 1. Election of Directors 2 Barry R. Nearhos | MGMT | Yes | For | For |
VIRTUSA CORPORATION | VRTU | 92827P102 | 17-Sep-2019 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
VIRTUSA CORPORATION | VRTU | 92827P102 | 17-Sep-2019 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
HOULIHAN LOKEY, INC. | HLI | 441593100 | 24-Sep-2019 | 1. Election of Directors 1 Scott L. Beiser | MGMT | Yes | For | For |
HOULIHAN LOKEY, INC. | HLI | 441593100 | 24-Sep-2019 | 1. Election of Directors 2 Paul A. Zuber | MGMT | Yes | For | For |
HOULIHAN LOKEY, INC. | HLI | 441593100 | 24-Sep-2019 | 1. Election of Directors 3 Jacqueline B. Kosecoff | MGMT | Yes | For | For |
HOULIHAN LOKEY, INC. | HLI | 441593100 | 24-Sep-2019 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
HOULIHAN LOKEY, INC. | HLI | 441593100 | 24-Sep-2019 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
FRESHPET, INC. | FRPT | 358039105 | 26-Sep-2019 | 1. Election of Directors 1 J. David Basto | MGMT | Yes | For | For |
FRESHPET, INC. | FRPT | 358039105 | 26-Sep-2019 | 1. Election of Directors 2 Lawrence S. Coben | MGMT | Yes | For | For |
FRESHPET, INC. | FRPT | 358039105 | 26-Sep-2019 | 1. Election of Directors 3 Walter N. George III | MGMT | Yes | For | For |
FRESHPET, INC. | FRPT | 358039105 | 26-Sep-2019 | 1. Election of Directors 4 Craig D. Steeneck | MGMT | Yes | For | For |
FRESHPET, INC. | FRPT | 358039105 | 26-Sep-2019 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
FRESHPET, INC. | FRPT | 358039105 | 26-Sep-2019 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
FRESHPET, INC. | FRPT | 358039105 | 26-Sep-2019 | 4. 14A Executive Compensation Vote Frequency | MGMT | Yes | 1 Year | For |
WNS (HOLDINGS) LIMITED | WNS | 92932M101 | 26-Sep-2019 | 1. Adopt Accounts for Past Year | MGMT | Yes | For | For |
WNS (HOLDINGS) LIMITED | WNS | 92932M101 | 26-Sep-2019 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
WNS (HOLDINGS) LIMITED | WNS | 92932M101 | 26-Sep-2019 | 3. Adopt Accounts for Past Year | MGMT | Yes | For | For |
WNS (HOLDINGS) LIMITED | WNS | 92932M101 | 26-Sep-2019 | 4. Election of Directors (Full Slate) | MGMT | Yes | For | For |
WNS (HOLDINGS) LIMITED | WNS | 92932M101 | 26-Sep-2019 | 5. Election of Directors (Full Slate) | MGMT | Yes | For | For |
WNS (HOLDINGS) LIMITED | WNS | 92932M101 | 26-Sep-2019 | 6. Election of Directors (Full Slate) | MGMT | Yes | For | For |
WNS (HOLDINGS) LIMITED | WNS | 92932M101 | 26-Sep-2019 | 7. Adopt Accounts for Past Year | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 03-Oct-2019 | 1. Election of Directors (Full Slate) | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 03-Oct-2019 | 2. Election of Directors (Full Slate) | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 03-Oct-2019 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 03-Oct-2019 | 4. Approve Remuneration of Directors and Auditors | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 03-Oct-2019 | 5. Receive Directors' Report | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 03-Oct-2019 | 6. 14A Executive Compensation | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 03-Oct-2019 | 1. Election of Directors (Full Slate) | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 03-Oct-2019 | 2. Election of Directors (Full Slate) | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 03-Oct-2019 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 03-Oct-2019 | 4. Approve Remuneration of Directors and Auditors | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 03-Oct-2019 | 5. Receive Directors' Report | MGMT | Yes | For | For |
MIMECAST LIMITED | MIME | G14838109 | 03-Oct-2019 | 6. 14A Executive Compensation | MGMT | Yes | For | For |
ELASTIC N.V. | ESTC | N14506104 | 04-Oct-2019 | 1. Approve Reorganization Plan | MGMT | Yes | For | For |
IMPINJ, INC. | PI | 453204109 | 23-Oct-2019 | 1. Election of Directors 1 PETER VAN OPPEN | MGMT | Yes | For | For |
IMPINJ, INC. | PI | 453204109 | 23-Oct-2019 | 1. Election of Directors 2 THERESA WISE | MGMT | Yes | For | For |
IMPINJ, INC. | PI | 453204109 | 23-Oct-2019 | 1. Election of Directors 3 CATHAL PHELAN | MGMT | Yes | For | For |
IMPINJ, INC. | PI | 453204109 | 23-Oct-2019 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
MERCURY SYSTEMS, INC. | MRCY | 589378108 | 23-Oct-2019 | 1. Election of Directors 1 James K. Bass# | MGMT | Yes | For | For |
MERCURY SYSTEMS, INC. | MRCY | 589378108 | 23-Oct-2019 | 1. Election of Directors 2 Michael A. Daniels# | MGMT | Yes | For | For |
MERCURY SYSTEMS, INC. | MRCY | 589378108 | 23-Oct-2019 | 1. Election of Directors 3 Lisa S. Disbrow# | MGMT | Yes | For | For |
MERCURY SYSTEMS, INC. | MRCY | 589378108 | 23-Oct-2019 | 1. Election of Directors 4 Barry R. Nearhos* | MGMT | Yes | For | For |
MERCURY SYSTEMS, INC. | MRCY | 589378108 | 23-Oct-2019 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
MERCURY SYSTEMS, INC. | MRCY | 589378108 | 23-Oct-2019 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
ELASTIC N.V. | ESTC | N14506104 | 29-Oct-2019 | 1A. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
ELASTIC N.V. | ESTC | N14506104 | 29-Oct-2019 | 1B. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
ELASTIC N.V. | ESTC | N14506104 | 29-Oct-2019 | 2. Receive Consolidated Financial Statements | MGMT | Yes | For | For |
ELASTIC N.V. | ESTC | N14506104 | 29-Oct-2019 | 3. Approve Director Liability Insurance | MGMT | Yes | For | For |
ELASTIC N.V. | ESTC | N14506104 | 29-Oct-2019 | 4. Approve Director Liability Insurance | MGMT | Yes | For | For |
ELASTIC N.V. | ESTC | N14506104 | 29-Oct-2019 | 5. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
ELASTIC N.V. | ESTC | N14506104 | 29-Oct-2019 | 6. Stock Repurchase Plan | MGMT | Yes | For | For |
CATALENT, INC. | CTLT | 148806102 | 30-Oct-2019 | 1A. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
CATALENT, INC. | CTLT | 148806102 | 30-Oct-2019 | 1B. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
CATALENT, INC. | CTLT | 148806102 | 30-Oct-2019 | 1C. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
CATALENT, INC. | CTLT | 148806102 | 30-Oct-2019 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
CATALENT, INC. | CTLT | 148806102 | 30-Oct-2019 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
WIX.COM LTD | WIX | M98068105 | 06-Nov-2019 | 1A Miscellaneous Corporate Actions | MGMT | Yes | For | For |
WIX.COM LTD | WIX | M98068105 | 06-Nov-2019 | 1AA Miscellaneous Corporate Actions | MGMT | Yes | Against | Against |
WIX.COM LTD | WIX | M98068105 | 06-Nov-2019 | 1B Miscellaneous Corporate Actions | MGMT | Yes | For | For |
WIX.COM LTD | WIX | M98068105 | 06-Nov-2019 | 1BA Miscellaneous Corporate Actions | MGMT | Yes | Against | Against |
WIX.COM LTD | WIX | M98068105 | 06-Nov-2019 | 2 Adopt Restricted Stock Award Plan | MGMT | Yes | For | For |
WIX.COM LTD | WIX | M98068105 | 06-Nov-2019 | 2A Miscellaneous Corporate Actions | MGMT | Yes | Against | Against |
WIX.COM LTD | WIX | M98068105 | 06-Nov-2019 | 3 Miscellaneous Compensation Plans | MGMT | Yes | For | For |
WIX.COM LTD | WIX | M98068105 | 06-Nov-2019 | 4A Election of Directors (Full Slate) | MGMT | Yes | For | For |
WIX.COM LTD | WIX | M98068105 | 06-Nov-2019 | 4B Election of Directors (Full Slate) | MGMT | Yes | For | For |
WIX.COM LTD | WIX | M98068105 | 06-Nov-2019 | 4C Election of Directors (Full Slate) | MGMT | Yes | For | For |
WIX.COM LTD | WIX | M98068105 | 06-Nov-2019 | 5 Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
K12 INC. | LRN | 48273U102 | 13-Dec-2019 | 1. Election of Directors 1 Aida M. Alvarez | MGMT | Yes | For | For |
K12 INC. | LRN | 48273U102 | 13-Dec-2019 | 1. Election of Directors 2 Craig R. Barrett | MGMT | Yes | For | For |
K12 INC. | LRN | 48273U102 | 13-Dec-2019 | 1. Election of Directors 3 Guillermo Bron | MGMT | Yes | For | For |
K12 INC. | LRN | 48273U102 | 13-Dec-2019 | 1. Election of Directors 4 Robert L. Cohen | MGMT | Yes | For | For |
K12 INC. | LRN | 48273U102 | 13-Dec-2019 | 1. Election of Directors 5 Nathaniel A. Davis | MGMT | Yes | For | For |
K12 INC. | LRN | 48273U102 | 13-Dec-2019 | 1. Election of Directors 6 John M. Engler | MGMT | Yes | For | For |
K12 INC. | LRN | 48273U102 | 13-Dec-2019 | 1. Election of Directors 7 Steven B. Fink | MGMT | Yes | For | For |
K12 INC. | LRN | 48273U102 | 13-Dec-2019 | 1. Election of Directors 8 Robert E. Knowling, Jr. | MGMT | Yes | For | For |
K12 INC. | LRN | 48273U102 | 13-Dec-2019 | 1. Election of Directors 9 Liza McFadden | MGMT | Yes | For | For |
K12 INC. | LRN | 48273U102 | 13-Dec-2019 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
K12 INC. | LRN | 48273U102 | 13-Dec-2019 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
ZSCALER, INC. | ZS | 98980G102 | 10-Jan-2020 | 1. Election of Directors 1 Andrew Brown | MGMT | Yes | For | For |
ZSCALER, INC. | ZS | 98980G102 | 10-Jan-2020 | 1. Election of Directors 2 Scott Darling | MGMT | Yes | For | For |
ZSCALER, INC. | ZS | 98980G102 | 10-Jan-2020 | 1. Election of Directors 3 David Schneider | MGMT | Yes | For | For |
ZSCALER, INC. | ZS | 98980G102 | 10-Jan-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
ZSCALER, INC. | ZS | 98980G102 | 10-Jan-2020 | 3. 14A Executive Compensation Vote Frequency | MGMT | Yes | 1 Year | For |
ELASTIC N.V. | ESTC | N14506104 | 10-Jan-2020 | 1.1 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
WOODWARD, INC. | WWD | 980745103 | 29-Jan-2020 | 1A Election of Directors (Majority Voting) | MGMT | Yes | For | For |
WOODWARD, INC. | WWD | 980745103 | 29-Jan-2020 | 1B Election of Directors (Majority Voting) | MGMT | Yes | For | For |
WOODWARD, INC. | WWD | 980745103 | 29-Jan-2020 | 1C Election of Directors (Majority Voting) | MGMT | Yes | For | For |
WOODWARD, INC. | WWD | 980745103 | 29-Jan-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
WOODWARD, INC. | WWD | 980745103 | 29-Jan-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
WOODWARD, INC. | WWD | 980745103 | 29-Jan-2020 | 4. Amend Omnibus Stock Option Plan | MGMT | Yes | For | For |
ESCO TECHNOLOGIES INC. | ESE | 296315104 | 31-Jan-2020 | 1. Election of Directors 1 Patrick M. Dewar | MGMT | Yes | For | For |
ESCO TECHNOLOGIES INC. | ESE | 296315104 | 31-Jan-2020 | 1. Election of Directors 2 Vinod M. Khilnani | MGMT | Yes | For | For |
ESCO TECHNOLOGIES INC. | ESE | 296315104 | 31-Jan-2020 | 1. Election of Directors 3 Robert J. Phillippy | MGMT | Yes | For | For |
ESCO TECHNOLOGIES INC. | ESE | 296315104 | 31-Jan-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
ESCO TECHNOLOGIES INC. | ESE | 296315104 | 31-Jan-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 17-Feb-2020 | 1. Election of Directors 1 Prithviraj Banerjee | MGMT | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 17-Feb-2020 | 1. Election of Directors 2 Bruce G. Blakley | MGMT | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 17-Feb-2020 | 1. Election of Directors 3 Maureen Breakiron-Evans | MGMT | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 17-Feb-2020 | 1. Election of Directors 4 Denise L. Devine | MGMT | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 17-Feb-2020 | 1. Election of Directors 5 Bradley H. Feldmann | MGMT | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 17-Feb-2020 | 1. Election of Directors 6 Carolyn A. Flowers | MGMT | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 17-Feb-2020 | 1. Election of Directors 7 Janice M. Hamby | MGMT | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 17-Feb-2020 | 1. Election of Directors 8 David F. Melcher | MGMT | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 17-Feb-2020 | 1. Election of Directors 9 Steven J. Norris | MGMT | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 17-Feb-2020 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
CUBIC CORPORATION | CUB | 229669106 | 17-Feb-2020 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
THE RUBICON PROJECT INC | RUBI | 78112V102 | 30-Mar-2020 | 1. Stock Issuance | MGMT | Yes | For | For |
THE RUBICON PROJECT INC | RUBI | 78112V102 | 30-Mar-2020 | 2. Approve Motion to Adjourn Meeting | MGMT | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 03-Apr-2020 | A2 Receive Consolidated Financial Statements | MGMT | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 03-Apr-2020 | A3 Adopt Accounts for Past Year | MGMT | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 03-Apr-2020 | A4 Dividends | MGMT | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 03-Apr-2020 | A5 Dividends | MGMT | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 03-Apr-2020 | A6 14A Extraordinary Transaction Executive Compensation | MGMT | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 03-Apr-2020 | A7 Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 03-Apr-2020 | A8 Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 03-Apr-2020 | A9 Election of Directors (Full Slate) | MGMT | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 03-Apr-2020 | A10 Election of Directors (Full Slate) | MGMT | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 03-Apr-2020 | A11 Election of Directors (Full Slate) | MGMT | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 03-Apr-2020 | E1 Amend Articles/Charter to Reflect Changes in Capital | MGMT | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 03-Apr-2020 | E2 Approve Article Amendments | MGMT | Yes | For | For |
GLOBANT S.A. | GLOB | L44385109 | 03-Apr-2020 | E3 Approve Article Amendments | MGMT | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 09-Apr-2020 | 1. Election of Directors 1 John R. Bailey | MGMT | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 09-Apr-2020 | 1. Election of Directors 2 Robert L. Boughner | MGMT | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 09-Apr-2020 | 1. Election of Directors 3 William R. Boyd | MGMT | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 09-Apr-2020 | 1. Election of Directors 4 William S. Boyd | MGMT | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 09-Apr-2020 | 1. Election of Directors 5 Marianne Boyd Johnson | MGMT | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 09-Apr-2020 | 1. Election of Directors 6 Keith E. Smith | MGMT | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 09-Apr-2020 | 1. Election of Directors 7 Christine J. Spadafor | MGMT | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 09-Apr-2020 | 1. Election of Directors 8 A. Randall Thoman | MGMT | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 09-Apr-2020 | 1. Election of Directors 9 Peter M. Thomas | MGMT | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 09-Apr-2020 | 1. Election of Directors 10 Paul W. Whetsell | MGMT | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 09-Apr-2020 | 1. Election of Directors 11 Veronica J. Wilson | MGMT | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 09-Apr-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 09-Apr-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
BOYD GAMING CORPORATION | BYD | 103304101 | 09-Apr-2020 | 4. Approve Stock Compensation Plan | MGMT | Yes | For | For |
SILICON LABORATORIES INC. | SLAB | 826919102 | 21-Apr-2020 | 1A. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
SILICON LABORATORIES INC. | SLAB | 826919102 | 21-Apr-2020 | 1B. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
SILICON LABORATORIES INC. | SLAB | 826919102 | 21-Apr-2020 | 1C. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
SILICON LABORATORIES INC. | SLAB | 826919102 | 21-Apr-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
SILICON LABORATORIES INC. | SLAB | 826919102 | 21-Apr-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 23-Apr-2020 | 1A. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 23-Apr-2020 | 1B. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 23-Apr-2020 | 1C. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 23-Apr-2020 | 1D. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 23-Apr-2020 | 1E. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 23-Apr-2020 | 1F. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 23-Apr-2020 | 1G. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 23-Apr-2020 | 1H. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 23-Apr-2020 | 1I. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 23-Apr-2020 | 1J. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 23-Apr-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 23-Apr-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
SAIA, INC | SAIA | 78709Y105 | 28-Apr-2020 | 1.1 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
SAIA, INC | SAIA | 78709Y105 | 28-Apr-2020 | 1.2 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
SAIA, INC | SAIA | 78709Y105 | 28-Apr-2020 | 1.3 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
SAIA, INC | SAIA | 78709Y105 | 28-Apr-2020 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
SAIA, INC | SAIA | 78709Y105 | 28-Apr-2020 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
TREX COMPANY, INC. | TREX | 89531P105 | 29-Apr-2020 | 1.1 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
TREX COMPANY, INC. | TREX | 89531P105 | 29-Apr-2020 | 1.2 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
TREX COMPANY, INC. | TREX | 89531P105 | 29-Apr-2020 | 1.3 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
TREX COMPANY, INC. | TREX | 89531P105 | 29-Apr-2020 | 1.4 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
TREX COMPANY, INC. | TREX | 89531P105 | 29-Apr-2020 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
TREX COMPANY, INC. | TREX | 89531P105 | 29-Apr-2020 | 3. Authorize Common Stock Increase | MGMT | Yes | For | For |
TREX COMPANY, INC. | TREX | 89531P105 | 29-Apr-2020 | 4. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 30-Apr-2020 | 1. Election of Directors 1 Ryan Edone | MGMT | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 30-Apr-2020 | 1. Election of Directors 2 Duncan Gage | MGMT | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 30-Apr-2020 | 1. Election of Directors 3 Eric Lipar | MGMT | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 30-Apr-2020 | 1. Election of Directors 4 Laura Miller | MGMT | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 30-Apr-2020 | 1. Election of Directors 5 Bryan Sansbury | MGMT | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 30-Apr-2020 | 1. Election of Directors 6 Steven Smith | MGMT | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 30-Apr-2020 | 1. Election of Directors 7 Robert Vahradian | MGMT | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 30-Apr-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
LGI HOMES, INC. | LGIH | 50187T106 | 30-Apr-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
BIOHAVEN PHARMACEUTICAL HLDG CO LTD | BHVN | G11196105 | 30-Apr-2020 | 1A. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
BIOHAVEN PHARMACEUTICAL HLDG CO LTD | BHVN | G11196105 | 30-Apr-2020 | 1B. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
BIOHAVEN PHARMACEUTICAL HLDG CO LTD | BHVN | G11196105 | 30-Apr-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
BIOHAVEN PHARMACEUTICAL HLDG CO LTD | BHVN | G11196105 | 30-Apr-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
MOBILE MINI, INC. | MINI | 60740F105 | 01-May-2020 | 1A. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
MOBILE MINI, INC. | MINI | 60740F105 | 01-May-2020 | 1B. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
MOBILE MINI, INC. | MINI | 60740F105 | 01-May-2020 | 1C. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
MOBILE MINI, INC. | MINI | 60740F105 | 01-May-2020 | 1D. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
MOBILE MINI, INC. | MINI | 60740F105 | 01-May-2020 | 1E. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
MOBILE MINI, INC. | MINI | 60740F105 | 01-May-2020 | 1F. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
MOBILE MINI, INC. | MINI | 60740F105 | 01-May-2020 | 1G. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
MOBILE MINI, INC. | MINI | 60740F105 | 01-May-2020 | 1H. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
MOBILE MINI, INC. | MINI | 60740F105 | 01-May-2020 | 1I. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
MOBILE MINI, INC. | MINI | 60740F105 | 01-May-2020 | 1J. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
MOBILE MINI, INC. | MINI | 60740F105 | 01-May-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
MOBILE MINI, INC. | MINI | 60740F105 | 01-May-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 01-May-2020 | 1. Election of Directors 1 Richard Berman | MGMT | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 01-May-2020 | 1. Election of Directors 2 Daniel Hancock | MGMT | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 01-May-2020 | 1. Election of Directors 3 Dr Robert Hariri MD PhD | MGMT | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 01-May-2020 | 1. Election of Directors 4 Dr. R. Mandalam, Ph.D. | MGMT | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 01-May-2020 | 1. Election of Directors 5 Jerrell W. Shelton | MGMT | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 01-May-2020 | 1. Election of Directors 6 Edward J. Zecchini | MGMT | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 01-May-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
CRYOPORT, INC. | CYRX | 229050307 | 01-May-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 05-May-2020 | 1. Election of Directors 1 James R. Anderson | MGMT | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 05-May-2020 | 1. Election of Directors 2 Robin A. Abrams | MGMT | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 05-May-2020 | 1. Election of Directors 3 John Bourgoin | MGMT | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 05-May-2020 | 1. Election of Directors 4 Mark E. Jensen | MGMT | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 05-May-2020 | 1. Election of Directors 5 Anjoli Joshi | MGMT | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 05-May-2020 | 1. Election of Directors 6 James P. Lederer | MGMT | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 05-May-2020 | 1. Election of Directors 7 John E. Major | MGMT | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 05-May-2020 | 1. Election of Directors 8 Krishna Rangasayee | MGMT | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 05-May-2020 | 1. Election of Directors 9 D. Jeffery Richardson | MGMT | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 05-May-2020 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
LATTICE SEMICONDUCTOR CORPORATION | LSCC | 518415104 | 05-May-2020 | 3. Amend Stock Compensation Plan | MGMT | Yes | For | For |
PLURALSIGHT, INC. | PS | 72941B106 | 05-May-2020 | 1. Election of Directors 1 Arne Duncan | MGMT | Yes | For | For |
PLURALSIGHT, INC. | PS | 72941B106 | 05-May-2020 | 1. Election of Directors 2 Leah Johnson | MGMT | Yes | For | For |
PLURALSIGHT, INC. | PS | 72941B106 | 05-May-2020 | 1. Election of Directors 3 Frederick Onion | MGMT | Yes | For | For |
PLURALSIGHT, INC. | PS | 72941B106 | 05-May-2020 | 1. Election of Directors 4 Karenann Terrell | MGMT | Yes | For | For |
PLURALSIGHT, INC. | PS | 72941B106 | 05-May-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
PLURALSIGHT, INC. | PS | 72941B106 | 05-May-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
PLURALSIGHT, INC. | PS | 72941B106 | 05-May-2020 | 4. 14A Executive Compensation Vote Frequency | MGMT | Yes | 1 Year | For |
BLACKLINE, INC. | BL | 09239B109 | 06-May-2020 | 1. Election of Directors 1 Marc Huffman | MGMT | Yes | For | For |
BLACKLINE, INC. | BL | 09239B109 | 06-May-2020 | 1. Election of Directors 2 Therese Tucker | MGMT | Yes | For | For |
BLACKLINE, INC. | BL | 09239B109 | 06-May-2020 | 1. Election of Directors 3 Thomas Unterman | MGMT | Yes | For | For |
BLACKLINE, INC. | BL | 09239B109 | 06-May-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
BLACKLINE, INC. | BL | 09239B109 | 06-May-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 06-May-2020 | 1. Election of Directors 1 Robert H. Blalock | MGMT | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 06-May-2020 | 1. Election of Directors 2 L. Cathy Cox | MGMT | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 06-May-2020 | 1. Election of Directors 3 Kenneth L. Daniels | MGMT | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 06-May-2020 | 1. Election of Directors 4 Lance F. Drummond | MGMT | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 06-May-2020 | 1. Election of Directors 5 H. Lynn Harton | MGMT | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 06-May-2020 | 1. Election of Directors 6 Jennifer K. Mann | MGMT | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 06-May-2020 | 1. Election of Directors 7 Thomas A. Richlovsky | MGMT | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 06-May-2020 | 1. Election of Directors 8 David C. Shaver | MGMT | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 06-May-2020 | 1. Election of Directors 9 Tim R. Wallis | MGMT | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 06-May-2020 | 1. Election of Directors 10 David H. Wilkins | MGMT | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 06-May-2020 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
UNITED COMMUNITY BANKS, INC. | UCBI | 90984P303 | 06-May-2020 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
CENTURY COMMUNITIES, INC. | CCS | 156504300 | 06-May-2020 | 1. Election of Directors 1 Dale Francescon | MGMT | Yes | For | For |
CENTURY COMMUNITIES, INC. | CCS | 156504300 | 06-May-2020 | 1. Election of Directors 2 Robert J. Francescon | MGMT | Yes | For | For |
CENTURY COMMUNITIES, INC. | CCS | 156504300 | 06-May-2020 | 1. Election of Directors 3 John P. Box | MGMT | Yes | For | For |
CENTURY COMMUNITIES, INC. | CCS | 156504300 | 06-May-2020 | 1. Election of Directors 4 Keith R. Guericke | MGMT | Yes | For | For |
CENTURY COMMUNITIES, INC. | CCS | 156504300 | 06-May-2020 | 1. Election of Directors 5 James M. Lippman | MGMT | Yes | For | For |
CENTURY COMMUNITIES, INC. | CCS | 156504300 | 06-May-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
CENTURY COMMUNITIES, INC. | CCS | 156504300 | 06-May-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
ITRON, INC. | ITRI | 465741106 | 07-May-2020 | 1A. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
ITRON, INC. | ITRI | 465741106 | 07-May-2020 | 1B. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
ITRON, INC. | ITRI | 465741106 | 07-May-2020 | 1C. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
ITRON, INC. | ITRI | 465741106 | 07-May-2020 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
ITRON, INC. | ITRI | 465741106 | 07-May-2020 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 07-May-2020 | 1A. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 07-May-2020 | 1B. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 07-May-2020 | 1C. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 07-May-2020 | 1D. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 07-May-2020 | 1E. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 07-May-2020 | 1F. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 07-May-2020 | 1G. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 07-May-2020 | 1H. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 07-May-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 07-May-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
CHART INDUSTRIES, INC. | GTLS | 16115Q308 | 12-May-2020 | 1. Election of Directors 1 Carey Chen | MGMT | Yes | For | For |
CHART INDUSTRIES, INC. | GTLS | 16115Q308 | 12-May-2020 | 1. Election of Directors 2 Jillian C. Evanko | MGMT | Yes | For | For |
CHART INDUSTRIES, INC. | GTLS | 16115Q308 | 12-May-2020 | 1. Election of Directors 3 Steven W. Krablin | MGMT | Yes | For | For |
CHART INDUSTRIES, INC. | GTLS | 16115Q308 | 12-May-2020 | 1. Election of Directors 4 Singleton B. McAllister | MGMT | Yes | For | For |
CHART INDUSTRIES, INC. | GTLS | 16115Q308 | 12-May-2020 | 1. Election of Directors 5 Michael L. Molinini | MGMT | Yes | For | For |
CHART INDUSTRIES, INC. | GTLS | 16115Q308 | 12-May-2020 | 1. Election of Directors 6 David M. Sagehorn | MGMT | Yes | For | For |
CHART INDUSTRIES, INC. | GTLS | 16115Q308 | 12-May-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
CHART INDUSTRIES, INC. | GTLS | 16115Q308 | 12-May-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
MIRATI THERAPEUTICS, INC. | MRTX | 60468T105 | 12-May-2020 | 1. Election of Directors 1 Charles M. Baum | MGMT | Yes | For | For |
MIRATI THERAPEUTICS, INC. | MRTX | 60468T105 | 12-May-2020 | 1. Election of Directors 2 Bruce L.A. Carter | MGMT | Yes | For | For |
MIRATI THERAPEUTICS, INC. | MRTX | 60468T105 | 12-May-2020 | 1. Election of Directors 3 Julie M. Cherrington | MGMT | Yes | For | For |
MIRATI THERAPEUTICS, INC. | MRTX | 60468T105 | 12-May-2020 | 1. Election of Directors 4 Aaron I. Davis | MGMT | Yes | For | For |
MIRATI THERAPEUTICS, INC. | MRTX | 60468T105 | 12-May-2020 | 1. Election of Directors 5 Henry J. Fuchs | MGMT | Yes | For | For |
MIRATI THERAPEUTICS, INC. | MRTX | 60468T105 | 12-May-2020 | 1. Election of Directors 6 Michael Grey | MGMT | Yes | For | For |
MIRATI THERAPEUTICS, INC. | MRTX | 60468T105 | 12-May-2020 | 1. Election of Directors 7 Faheem Hasnain | MGMT | Yes | For | For |
MIRATI THERAPEUTICS, INC. | MRTX | 60468T105 | 12-May-2020 | 1. Election of Directors 8 Craig Johnson | MGMT | Yes | For | For |
MIRATI THERAPEUTICS, INC. | MRTX | 60468T105 | 12-May-2020 | 1. Election of Directors 9 Maya Martinez-Davis | MGMT | Yes | For | For |
MIRATI THERAPEUTICS, INC. | MRTX | 60468T105 | 12-May-2020 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
MIRATI THERAPEUTICS, INC. | MRTX | 60468T105 | 12-May-2020 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
FIRST MERCHANTS CORPORATION | FRME | 320817109 | 13-May-2020 | 1. Election of Directors 1 H. Douglas Chaffin | MGMT | Yes | For | For |
FIRST MERCHANTS CORPORATION | FRME | 320817109 | 13-May-2020 | 1. Election of Directors 2 Michael J. Fisher | MGMT | Yes | For | For |
FIRST MERCHANTS CORPORATION | FRME | 320817109 | 13-May-2020 | 1. Election of Directors 3 Clark C. Kellogg, Jr. | MGMT | Yes | For | For |
FIRST MERCHANTS CORPORATION | FRME | 320817109 | 13-May-2020 | 1. Election of Directors 4 Gary J. Lehman | MGMT | Yes | For | For |
FIRST MERCHANTS CORPORATION | FRME | 320817109 | 13-May-2020 | 1. Election of Directors 5 Michael C. Marhenke | MGMT | Yes | For | For |
FIRST MERCHANTS CORPORATION | FRME | 320817109 | 13-May-2020 | 1. Election of Directors 6 Jean L. Wojtowicz | MGMT | Yes | For | For |
FIRST MERCHANTS CORPORATION | FRME | 320817109 | 13-May-2020 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
FIRST MERCHANTS CORPORATION | FRME | 320817109 | 13-May-2020 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
SITEONE LANDSCAPE SUPPLY, INC. | SITE | 82982L103 | 13-May-2020 | 1. Election of Directors 1 William W. Douglas, III | MGMT | Yes | For | For |
SITEONE LANDSCAPE SUPPLY, INC. | SITE | 82982L103 | 13-May-2020 | 1. Election of Directors 2 Jeri L. Isbell | MGMT | Yes | For | For |
SITEONE LANDSCAPE SUPPLY, INC. | SITE | 82982L103 | 13-May-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
SITEONE LANDSCAPE SUPPLY, INC. | SITE | 82982L103 | 13-May-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
SITEONE LANDSCAPE SUPPLY, INC. | SITE | 82982L103 | 13-May-2020 | 4. Approve Stock Compensation Plan | MGMT | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 13-May-2020 | 1A. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 13-May-2020 | 1B. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 13-May-2020 | 1C. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 13-May-2020 | 1D. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 13-May-2020 | 1E. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 13-May-2020 | 1F. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 13-May-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
REPLIGEN CORPORATION | RGEN | 759916109 | 13-May-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
TEXAS ROADHOUSE,INC. | TXRH | 882681109 | 14-May-2020 | 1. Election of Directors 1 Gregory N. Moore | MGMT | Yes | For | For |
TEXAS ROADHOUSE,INC. | TXRH | 882681109 | 14-May-2020 | 1. Election of Directors 2 W. Kent Taylor | MGMT | Yes | For | For |
TEXAS ROADHOUSE,INC. | TXRH | 882681109 | 14-May-2020 | 1. Election of Directors 3 Curtis A. Warfield | MGMT | Yes | For | For |
TEXAS ROADHOUSE,INC. | TXRH | 882681109 | 14-May-2020 | 1. Election of Directors 4 Kathleen M. Widmer | MGMT | Yes | For | For |
TEXAS ROADHOUSE,INC. | TXRH | 882681109 | 14-May-2020 | 1. Election of Directors 5 James R. Zarley | MGMT | Yes | For | For |
TEXAS ROADHOUSE,INC. | TXRH | 882681109 | 14-May-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
TEXAS ROADHOUSE,INC. | TXRH | 882681109 | 14-May-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
EVERBRIDGE, INC. | EVBG | 29978A104 | 14-May-2020 | 1. Election of Directors 1 Jaime Ellertson | MGMT | Yes | For | For |
EVERBRIDGE, INC. | EVBG | 29978A104 | 14-May-2020 | 1. Election of Directors 2 Sharon Rowlands | MGMT | Yes | For | For |
EVERBRIDGE, INC. | EVBG | 29978A104 | 14-May-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
EVERBRIDGE, INC. | EVBG | 29978A104 | 14-May-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
REVANCE THERAPEUTICS, INC | RVNC | 761330109 | 14-May-2020 | 1. Election of Directors 1 Jill Beraud | MGMT | Yes | For | For |
REVANCE THERAPEUTICS, INC | RVNC | 761330109 | 14-May-2020 | 1. Election of Directors 2 Robert Byrnes | MGMT | Yes | For | For |
REVANCE THERAPEUTICS, INC | RVNC | 761330109 | 14-May-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
REVANCE THERAPEUTICS, INC | RVNC | 761330109 | 14-May-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
FIVE9, INC. | FIVN | 338307101 | 18-May-2020 | 1. Election of Directors 1 Kimberly Alexy | MGMT | Yes | For | For |
FIVE9, INC. | FIVN | 338307101 | 18-May-2020 | 1. Election of Directors 2 Michael Burkland | MGMT | Yes | For | For |
FIVE9, INC. | FIVN | 338307101 | 18-May-2020 | 1. Election of Directors 3 Robert Zollars | MGMT | Yes | For | For |
FIVE9, INC. | FIVN | 338307101 | 18-May-2020 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
FIVE9, INC. | FIVN | 338307101 | 18-May-2020 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
WORKIVA INC. | WK | 98139A105 | 19-May-2020 | 1. Election of Directors 1 Michael M. Crow, Ph.D. | MGMT | Yes | For | For |
WORKIVA INC. | WK | 98139A105 | 19-May-2020 | 1. Election of Directors 2 Eugene S. Katz | MGMT | Yes | For | For |
WORKIVA INC. | WK | 98139A105 | 19-May-2020 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
WORKIVA INC. | WK | 98139A105 | 19-May-2020 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
LIVONGO HEALTH, INC. | LVGO | 539183103 | 19-May-2020 | 1. Election of Directors 1 Christopher Bischoff | MGMT | Yes | For | For |
LIVONGO HEALTH, INC. | LVGO | 539183103 | 19-May-2020 | 1. Election of Directors 2 Sandra Fenwick | MGMT | Yes | For | For |
LIVONGO HEALTH, INC. | LVGO | 539183103 | 19-May-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
RAVEN INDUSTRIES, INC. | RAVN | 754212108 | 20-May-2020 | 1A. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
RAVEN INDUSTRIES, INC. | RAVN | 754212108 | 20-May-2020 | 1B. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
RAVEN INDUSTRIES, INC. | RAVN | 754212108 | 20-May-2020 | 1C. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
RAVEN INDUSTRIES, INC. | RAVN | 754212108 | 20-May-2020 | 1D. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
RAVEN INDUSTRIES, INC. | RAVN | 754212108 | 20-May-2020 | 1E. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
RAVEN INDUSTRIES, INC. | RAVN | 754212108 | 20-May-2020 | 1F. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
RAVEN INDUSTRIES, INC. | RAVN | 754212108 | 20-May-2020 | 1G. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
RAVEN INDUSTRIES, INC. | RAVN | 754212108 | 20-May-2020 | 1H. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
RAVEN INDUSTRIES, INC. | RAVN | 754212108 | 20-May-2020 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
RAVEN INDUSTRIES, INC. | RAVN | 754212108 | 20-May-2020 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
RAVEN INDUSTRIES, INC. | RAVN | 754212108 | 20-May-2020 | 4. Miscellaneous Corporate Actions | MGMT | Yes | For | For |
EMERGENT BIOSOLUTIONS INC | EBS | 29089Q105 | 21-May-2020 | 1A. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
EMERGENT BIOSOLUTIONS INC | EBS | 29089Q105 | 21-May-2020 | 1B. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
EMERGENT BIOSOLUTIONS INC | EBS | 29089Q105 | 21-May-2020 | 1C. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
EMERGENT BIOSOLUTIONS INC | EBS | 29089Q105 | 21-May-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
EMERGENT BIOSOLUTIONS INC | EBS | 29089Q105 | 21-May-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
BANDWIDTH INC. | BAND | 05988J103 | 21-May-2020 | 1. Election of Directors 1 David A. Morken | MGMT | Yes | For | For |
BANDWIDTH INC. | BAND | 05988J103 | 21-May-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
BANDWIDTH INC. | BAND | 05988J103 | 21-May-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
BANDWIDTH INC. | BAND | 05988J103 | 21-May-2020 | 4. 14A Executive Compensation Vote Frequency | MGMT | Yes | 1 Year | For |
APPFOLIO, INC. | APPF | 03783C100 | 22-May-2020 | 1. Election of Directors 1 Klaus Schauser | MGMT | Yes | For | For |
APPFOLIO, INC. | APPF | 03783C100 | 22-May-2020 | 1. Election of Directors 2 William Rauth | MGMT | Yes | For | For |
APPFOLIO, INC. | APPF | 03783C100 | 22-May-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
APPFOLIO, INC. | APPF | 03783C100 | 22-May-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
OMNICELL, INC. | OMCL | 68213N109 | 26-May-2020 | 1.1 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
OMNICELL, INC. | OMCL | 68213N109 | 26-May-2020 | 1.2 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
OMNICELL, INC. | OMCL | 68213N109 | 26-May-2020 | 1.3 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
OMNICELL, INC. | OMCL | 68213N109 | 26-May-2020 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
OMNICELL, INC. | OMCL | 68213N109 | 26-May-2020 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
SEACOAST BANKING CORPORATION OF FLORIDA | SBCF | 811707801 | 27-May-2020 | 1. Election of Directors 1 Julie H. Daum | MGMT | Yes | For | For |
SEACOAST BANKING CORPORATION OF FLORIDA | SBCF | 811707801 | 27-May-2020 | 1. Election of Directors 2 Dennis S. Hudson, III | MGMT | Yes | For | For |
SEACOAST BANKING CORPORATION OF FLORIDA | SBCF | 811707801 | 27-May-2020 | 1. Election of Directors 3 Alvaro J. Monserrat | MGMT | Yes | For | For |
SEACOAST BANKING CORPORATION OF FLORIDA | SBCF | 811707801 | 27-May-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
SEACOAST BANKING CORPORATION OF FLORIDA | SBCF | 811707801 | 27-May-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
TANDEM DIABETES CARE, INC | TNDM | 875372203 | 27-May-2020 | 1. Election of Directors 1 Kim D. Blickenstaff | MGMT | Yes | For | For |
TANDEM DIABETES CARE, INC | TNDM | 875372203 | 27-May-2020 | 1. Election of Directors 2 Christopher J. Twomey | MGMT | Yes | For | For |
TANDEM DIABETES CARE, INC | TNDM | 875372203 | 27-May-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
TANDEM DIABETES CARE, INC | TNDM | 875372203 | 27-May-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
EXPONENT, INC. | EXPO | 30214U102 | 28-May-2020 | 1.1 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
EXPONENT, INC. | EXPO | 30214U102 | 28-May-2020 | 1.2 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
EXPONENT, INC. | EXPO | 30214U102 | 28-May-2020 | 1.3 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
EXPONENT, INC. | EXPO | 30214U102 | 28-May-2020 | 1.4 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
EXPONENT, INC. | EXPO | 30214U102 | 28-May-2020 | 1.5 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
EXPONENT, INC. | EXPO | 30214U102 | 28-May-2020 | 1.6 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
EXPONENT, INC. | EXPO | 30214U102 | 28-May-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
EXPONENT, INC. | EXPO | 30214U102 | 28-May-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
INSTALLED BUILDING PRODUCTS, INC. | IBP | 45780R101 | 28-May-2020 | 1.1 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
INSTALLED BUILDING PRODUCTS, INC. | IBP | 45780R101 | 28-May-2020 | 1.2 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
INSTALLED BUILDING PRODUCTS, INC. | IBP | 45780R101 | 28-May-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
INSTALLED BUILDING PRODUCTS, INC. | IBP | 45780R101 | 28-May-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
INSULET CORPORATION | PODD | 45784P101 | 29-May-2020 | 1. Election of Directors 1 Sally W. Crawford | MGMT | Yes | For | For |
INSULET CORPORATION | PODD | 45784P101 | 29-May-2020 | 1. Election of Directors 2 Michael R. Minogue | MGMT | Yes | For | For |
INSULET CORPORATION | PODD | 45784P101 | 29-May-2020 | 1. Election of Directors 3 Corinne H. Nevinny | MGMT | Yes | For | For |
INSULET CORPORATION | PODD | 45784P101 | 29-May-2020 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
INSULET CORPORATION | PODD | 45784P101 | 29-May-2020 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
REGENXBIO INC. | RGNX | 75901B107 | 29-May-2020 | 1. Election of Directors 1 Donald J. Hayden, Jr. | MGMT | Yes | For | For |
REGENXBIO INC. | RGNX | 75901B107 | 29-May-2020 | 1. Election of Directors 2 A.N. Karabelas, Ph.D. | MGMT | Yes | For | For |
REGENXBIO INC. | RGNX | 75901B107 | 29-May-2020 | 1. Election of Directors 3 Daniel Tassé | MGMT | Yes | For | For |
REGENXBIO INC. | RGNX | 75901B107 | 29-May-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
REGENXBIO INC. | RGNX | 75901B107 | 29-May-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
EPIZYME, INC. | EPZM | 29428V104 | 29-May-2020 | 1. Election of Directors 1 Andrew R. Allen, MD PhD | MGMT | Yes | For | For |
EPIZYME, INC. | EPZM | 29428V104 | 29-May-2020 | 1. Election of Directors 2 Kenneth Bate | MGMT | Yes | For | For |
EPIZYME, INC. | EPZM | 29428V104 | 29-May-2020 | 1. Election of Directors 3 Robert B. Bazemore, Jr. | MGMT | Yes | For | For |
EPIZYME, INC. | EPZM | 29428V104 | 29-May-2020 | 1. Election of Directors 4 Victoria Richon, Ph.D. | MGMT | Yes | For | For |
EPIZYME, INC. | EPZM | 29428V104 | 29-May-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
EPIZYME, INC. | EPZM | 29428V104 | 29-May-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
EPIZYME, INC. | EPZM | 29428V104 | 29-May-2020 | 4. Authorize Common Stock Increase | MGMT | Yes | For | For |
CARDLYTICS, INC. | CDLX | 14161W105 | 02-Jun-2020 | 1. Election of Directors 1 Lynne M. Laube | MGMT | Yes | For | For |
CARDLYTICS, INC. | CDLX | 14161W105 | 02-Jun-2020 | 1. Election of Directors 2 John Klinck | MGMT | Yes | For | For |
CARDLYTICS, INC. | CDLX | 14161W105 | 02-Jun-2020 | 1. Election of Directors 3 Tony Weisman | MGMT | Yes | For | For |
CARDLYTICS, INC. | CDLX | 14161W105 | 02-Jun-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
PROGYNY, INC. | PGNY | 74340E103 | 02-Jun-2020 | 1. Election of Directors 1 Cheryl Scott | MGMT | Yes | For | For |
PROGYNY, INC. | PGNY | 74340E103 | 02-Jun-2020 | 1. Election of Directors 2 Kevin Gordon | MGMT | Yes | For | For |
PROGYNY, INC. | PGNY | 74340E103 | 02-Jun-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
CHEGG, INC. | CHGG | 163092109 | 03-Jun-2020 | 1. Election of Directors 1 Reneé Budig | MGMT | Yes | For | For |
CHEGG, INC. | CHGG | 163092109 | 03-Jun-2020 | 1. Election of Directors 2 Dan Rosensweig | MGMT | Yes | For | For |
CHEGG, INC. | CHGG | 163092109 | 03-Jun-2020 | 1. Election of Directors 3 Ted Schlein | MGMT | Yes | For | For |
CHEGG, INC. | CHGG | 163092109 | 03-Jun-2020 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
CHEGG, INC. | CHGG | 163092109 | 03-Jun-2020 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
CERUS CORPORATION | CERS | 157085101 | 03-Jun-2020 | 1. Election of Directors 1 Timothy B. Anderson | MGMT | Yes | For | For |
CERUS CORPORATION | CERS | 157085101 | 03-Jun-2020 | 1. Election of Directors 2 William M. Greenman | MGMT | Yes | For | For |
CERUS CORPORATION | CERS | 157085101 | 03-Jun-2020 | 1. Election of Directors 3 Timothy L. Moore | MGMT | Yes | For | For |
CERUS CORPORATION | CERS | 157085101 | 03-Jun-2020 | 2. Amend Stock Compensation Plan | MGMT | Yes | For | For |
CERUS CORPORATION | CERS | 157085101 | 03-Jun-2020 | 3. Amend Employee Stock Purchase Plan | MGMT | Yes | For | For |
CERUS CORPORATION | CERS | 157085101 | 03-Jun-2020 | 4. 14A Executive Compensation | MGMT | Yes | For | For |
CERUS CORPORATION | CERS | 157085101 | 03-Jun-2020 | 5. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
NLIGHT, INC. | LASR | 65487K100 | 04-Jun-2020 | 1.1 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
NLIGHT, INC. | LASR | 65487K100 | 04-Jun-2020 | 1.2 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
NLIGHT, INC. | LASR | 65487K100 | 04-Jun-2020 | 1.3 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
NLIGHT, INC. | LASR | 65487K100 | 04-Jun-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 04-Jun-2020 | 1. Election of Directors 1 Kenneth Moelis | MGMT | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 04-Jun-2020 | 1. Election of Directors 2 Navid Mahmoodzadegan | MGMT | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 04-Jun-2020 | 1. Election of Directors 3 Jeffrey Raich | MGMT | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 04-Jun-2020 | 1. Election of Directors 4 Eric Cantor | MGMT | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 04-Jun-2020 | 1. Election of Directors 5 Elizabeth Crain | MGMT | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 04-Jun-2020 | 1. Election of Directors 6 John A. Allison IV | MGMT | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 04-Jun-2020 | 1. Election of Directors 7 Yolonda Richardson | MGMT | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 04-Jun-2020 | 1. Election of Directors 8 Kenneth L. Shropshire | MGMT | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 04-Jun-2020 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 04-Jun-2020 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
MOELIS & COMPANY | MC | 60786M105 | 04-Jun-2020 | 4. Transact Other Business | MGMT | Yes | For | For |
VOCERA COMMUNICATIONS,INC | VCRA | 92857F107 | 05-Jun-2020 | 1.1 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
VOCERA COMMUNICATIONS,INC | VCRA | 92857F107 | 05-Jun-2020 | 1.2 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
VOCERA COMMUNICATIONS,INC | VCRA | 92857F107 | 05-Jun-2020 | 1.3 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
VOCERA COMMUNICATIONS,INC | VCRA | 92857F107 | 05-Jun-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
VOCERA COMMUNICATIONS,INC | VCRA | 92857F107 | 05-Jun-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
VOCERA COMMUNICATIONS,INC | VCRA | 92857F107 | 05-Jun-2020 | 4. Approve Stock Compensation Plan | MGMT | Yes | For | For |
WINGSTOP INC. | WING | 974155103 | 08-Jun-2020 | 1. Election of Directors 1 Lynn Crump-Caine | MGMT | Yes | For | For |
WINGSTOP INC. | WING | 974155103 | 08-Jun-2020 | 1. Election of Directors 2 Wesley S. McDonald | MGMT | Yes | For | For |
WINGSTOP INC. | WING | 974155103 | 08-Jun-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
WINGSTOP INC. | WING | 974155103 | 08-Jun-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
WINGSTOP INC. | WING | 974155103 | 08-Jun-2020 | 4. Approve Charter Amendment | MGMT | Yes | For | For |
GROCERY OUTLET HOLDING CORP | GO | 39874R101 | 08-Jun-2020 | 1. Election of Directors 1 Kenneth W. Alterman | MGMT | Yes | For | For |
GROCERY OUTLET HOLDING CORP | GO | 39874R101 | 08-Jun-2020 | 1. Election of Directors 2 John E. Bachman | MGMT | Yes | For | For |
GROCERY OUTLET HOLDING CORP | GO | 39874R101 | 08-Jun-2020 | 1. Election of Directors 3 Thomas F. Herman | MGMT | Yes | For | For |
GROCERY OUTLET HOLDING CORP | GO | 39874R101 | 08-Jun-2020 | 1. Election of Directors 4 Erik D. Ragatz | MGMT | Yes | For | For |
GROCERY OUTLET HOLDING CORP | GO | 39874R101 | 08-Jun-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
GROCERY OUTLET HOLDING CORP | GO | 39874R101 | 08-Jun-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
GROCERY OUTLET HOLDING CORP | GO | 39874R101 | 08-Jun-2020 | 4. 14A Executive Compensation Vote Frequency | MGMT | Yes | 1 Year | For |
APPIAN CORPORATION | APPN | 03782L101 | 09-Jun-2020 | 1. Election of Directors 1 Matthew Calkins | MGMT | Yes | For | For |
APPIAN CORPORATION | APPN | 03782L101 | 09-Jun-2020 | 1. Election of Directors 2 Robert C. Kramer | MGMT | Yes | For | For |
APPIAN CORPORATION | APPN | 03782L101 | 09-Jun-2020 | 1. Election of Directors 3 A.G.W. Jack Biddle, III | MGMT | Yes | For | For |
APPIAN CORPORATION | APPN | 03782L101 | 09-Jun-2020 | 1. Election of Directors 4 Prashanth PV Boccassam | MGMT | Yes | For | For |
APPIAN CORPORATION | APPN | 03782L101 | 09-Jun-2020 | 1. Election of Directors 5 Michael G. Devine | MGMT | Yes | For | For |
APPIAN CORPORATION | APPN | 03782L101 | 09-Jun-2020 | 1. Election of Directors 6 Barbara Bobbie Kilberg | MGMT | Yes | For | For |
APPIAN CORPORATION | APPN | 03782L101 | 09-Jun-2020 | 1. Election of Directors 7 Michael J. Mulligan | MGMT | Yes | For | For |
APPIAN CORPORATION | APPN | 03782L101 | 09-Jun-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
APPIAN CORPORATION | APPN | 03782L101 | 09-Jun-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
APPIAN CORPORATION | APPN | 03782L101 | 09-Jun-2020 | 4. 14A Executive Compensation Vote Frequency | MGMT | Yes | 1 Year | For |
AMEDISYS, INC. | AMED | 023436108 | 09-Jun-2020 | 1. Election of Directors 1 Vickie L. Capps | MGMT | Yes | For | For |
AMEDISYS, INC. | AMED | 023436108 | 09-Jun-2020 | 1. Election of Directors 2 Molly J. Coye, MD | MGMT | Yes | For | For |
AMEDISYS, INC. | AMED | 023436108 | 09-Jun-2020 | 1. Election of Directors 3 Julie D. Klapstein | MGMT | Yes | For | For |
AMEDISYS, INC. | AMED | 023436108 | 09-Jun-2020 | 1. Election of Directors 4 Teresa L. Kline | MGMT | Yes | For | For |
AMEDISYS, INC. | AMED | 023436108 | 09-Jun-2020 | 1. Election of Directors 5 Paul B. Kusserow | MGMT | Yes | For | For |
AMEDISYS, INC. | AMED | 023436108 | 09-Jun-2020 | 1. Election of Directors 6 Richard A. Lechleiter | MGMT | Yes | For | For |
AMEDISYS, INC. | AMED | 023436108 | 09-Jun-2020 | 1. Election of Directors 7 Bruce D. Perkins | MGMT | Yes | For | For |
AMEDISYS, INC. | AMED | 023436108 | 09-Jun-2020 | 1. Election of Directors 8 Jeffery A. Rideout, MD | MGMT | Yes | For | For |
AMEDISYS, INC. | AMED | 023436108 | 09-Jun-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
AMEDISYS, INC. | AMED | 023436108 | 09-Jun-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
TECHTARGET, INC. | TTGT | 87874R100 | 09-Jun-2020 | 1.1 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
TECHTARGET, INC. | TTGT | 87874R100 | 09-Jun-2020 | 1.2 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
TECHTARGET, INC. | TTGT | 87874R100 | 09-Jun-2020 | 1.3 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
TECHTARGET, INC. | TTGT | 87874R100 | 09-Jun-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
TECHTARGET, INC. | TTGT | 87874R100 | 09-Jun-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
Q2 HOLDINGS INC | QTWO | 74736L109 | 09-Jun-2020 | 1. Election of Directors 1 R. Lynn Atchison | MGMT | Yes | For | For |
Q2 HOLDINGS INC | QTWO | 74736L109 | 09-Jun-2020 | 1. Election of Directors 2 Charles T. Doyle | MGMT | Yes | For | For |
Q2 HOLDINGS INC | QTWO | 74736L109 | 09-Jun-2020 | 1. Election of Directors 3 Carl James Schaper | MGMT | Yes | For | For |
Q2 HOLDINGS INC | QTWO | 74736L109 | 09-Jun-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
Q2 HOLDINGS INC | QTWO | 74736L109 | 09-Jun-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
CROCS, INC. | CROX | 227046109 | 10-Jun-2020 | 1. Election of Directors 1 Thomas J. Smach | MGMT | Yes | For | For |
CROCS, INC. | CROX | 227046109 | 10-Jun-2020 | 1. Election of Directors 2 Beth J. Kaplan | MGMT | Yes | For | For |
CROCS, INC. | CROX | 227046109 | 10-Jun-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
CROCS, INC. | CROX | 227046109 | 10-Jun-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
CROCS, INC. | CROX | 227046109 | 10-Jun-2020 | 4. Approve Stock Compensation Plan | MGMT | Yes | For | For |
REDFIN CORPORATION | RDFN | 75737F108 | 10-Jun-2020 | 1A. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
REDFIN CORPORATION | RDFN | 75737F108 | 10-Jun-2020 | 1B. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
REDFIN CORPORATION | RDFN | 75737F108 | 10-Jun-2020 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
REDFIN CORPORATION | RDFN | 75737F108 | 10-Jun-2020 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
PTC THERAPEUTICS, INC. | PTCT | 69366J200 | 10-Jun-2020 | 1 Election of Directors 1 Stephanie S. Okey, M.S. | MGMT | Yes | For | For |
PTC THERAPEUTICS, INC. | PTCT | 69366J200 | 10-Jun-2020 | 1 Election of Directors 2 Stuart W. Peltz, Ph.D. | MGMT | Yes | For | For |
PTC THERAPEUTICS, INC. | PTCT | 69366J200 | 10-Jun-2020 | 1 Election of Directors 3 Jerome B. Zeldis, M.D. | MGMT | Yes | For | For |
PTC THERAPEUTICS, INC. | PTCT | 69366J200 | 10-Jun-2020 | 2 Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
PTC THERAPEUTICS, INC. | PTCT | 69366J200 | 10-Jun-2020 | 3 14A Executive Compensation | MGMT | Yes | For | For |
LINDBLAD EXPEDITIONS HOLDINGS, INC. | LIND | 535219109 | 10-Jun-2020 | 1. Election of Directors 1 L. Dyson Dryden | MGMT | Yes | For | For |
LINDBLAD EXPEDITIONS HOLDINGS, INC. | LIND | 535219109 | 10-Jun-2020 | 1. Election of Directors 2 John M. Fahey | MGMT | Yes | For | For |
LINDBLAD EXPEDITIONS HOLDINGS, INC. | LIND | 535219109 | 10-Jun-2020 | 1. Election of Directors 3 Catherine B. Reynolds | MGMT | Yes | For | For |
LINDBLAD EXPEDITIONS HOLDINGS, INC. | LIND | 535219109 | 10-Jun-2020 | 1. Election of Directors 4 Sarah Farrell | MGMT | Yes | For | For |
LINDBLAD EXPEDITIONS HOLDINGS, INC. | LIND | 535219109 | 10-Jun-2020 | 1. Election of Directors 5 Thomas S. Smith Jr. | MGMT | Yes | For | For |
LINDBLAD EXPEDITIONS HOLDINGS, INC. | LIND | 535219109 | 10-Jun-2020 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
LINDBLAD EXPEDITIONS HOLDINGS, INC. | LIND | 535219109 | 10-Jun-2020 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
IMPINJ, INC. | PI | 453204109 | 10-Jun-2020 | 1A. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
IMPINJ, INC. | PI | 453204109 | 10-Jun-2020 | 1B. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
IMPINJ, INC. | PI | 453204109 | 10-Jun-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
IMPINJ, INC. | PI | 453204109 | 10-Jun-2020 | 3. Declassify Board | MGMT | Yes | For | For |
LENDINGTREE INC | TREE | 52603B107 | 10-Jun-2020 | 1A. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
LENDINGTREE INC | TREE | 52603B107 | 10-Jun-2020 | 1B. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
LENDINGTREE INC | TREE | 52603B107 | 10-Jun-2020 | 1C. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
LENDINGTREE INC | TREE | 52603B107 | 10-Jun-2020 | 1D. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
LENDINGTREE INC | TREE | 52603B107 | 10-Jun-2020 | 1E. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
LENDINGTREE INC | TREE | 52603B107 | 10-Jun-2020 | 1F. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
LENDINGTREE INC | TREE | 52603B107 | 10-Jun-2020 | 1G. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
LENDINGTREE INC | TREE | 52603B107 | 10-Jun-2020 | 1H. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
LENDINGTREE INC | TREE | 52603B107 | 10-Jun-2020 | 1I. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
LENDINGTREE INC | TREE | 52603B107 | 10-Jun-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
LENDINGTREE INC | TREE | 52603B107 | 10-Jun-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
AVALARA, INC. | AVLR | 05338G106 | 11-Jun-2020 | 1. Election of Directors 1 William Ingram | MGMT | Yes | For | For |
AVALARA, INC. | AVLR | 05338G106 | 11-Jun-2020 | 1. Election of Directors 2 Brian Sharples | MGMT | Yes | For | For |
AVALARA, INC. | AVLR | 05338G106 | 11-Jun-2020 | 1. Election of Directors 3 Chelsea Stoner | MGMT | Yes | For | For |
AVALARA, INC. | AVLR | 05338G106 | 11-Jun-2020 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
AVALARA, INC. | AVLR | 05338G106 | 11-Jun-2020 | 3. 14A Executive Compensation Vote Frequency | MGMT | Yes | 1 Year | For |
AVALARA, INC. | AVLR | 05338G106 | 11-Jun-2020 | 4. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
SEMTECH CORPORATION | SMTC | 816850101 | 11-Jun-2020 | 1. Election of Directors 1 James P. Burra | MGMT | Yes | For | For |
SEMTECH CORPORATION | SMTC | 816850101 | 11-Jun-2020 | 1. Election of Directors 2 Rodolpho C. Cardenuto | MGMT | Yes | For | For |
SEMTECH CORPORATION | SMTC | 816850101 | 11-Jun-2020 | 1. Election of Directors 3 Bruce C. Edwards | MGMT | Yes | For | For |
SEMTECH CORPORATION | SMTC | 816850101 | 11-Jun-2020 | 1. Election of Directors 4 Saar Gillai | MGMT | Yes | For | For |
SEMTECH CORPORATION | SMTC | 816850101 | 11-Jun-2020 | 1. Election of Directors 5 Rockell N. Hankin | MGMT | Yes | For | For |
SEMTECH CORPORATION | SMTC | 816850101 | 11-Jun-2020 | 1. Election of Directors 6 Ye Jane Li | MGMT | Yes | For | For |
SEMTECH CORPORATION | SMTC | 816850101 | 11-Jun-2020 | 1. Election of Directors 7 James T. Lindstrom | MGMT | Yes | For | For |
SEMTECH CORPORATION | SMTC | 816850101 | 11-Jun-2020 | 1. Election of Directors 8 Mohan R. Maheswaran | MGMT | Yes | For | For |
SEMTECH CORPORATION | SMTC | 816850101 | 11-Jun-2020 | 1. Election of Directors 9 Sylvia Summers | MGMT | Yes | For | For |
SEMTECH CORPORATION | SMTC | 816850101 | 11-Jun-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
SEMTECH CORPORATION | SMTC | 816850101 | 11-Jun-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
LHC GROUP, INC. | LHCG | 50187A107 | 11-Jun-2020 | 1. Election of Directors 1 Jonathan Goldberg | MGMT | Yes | For | For |
LHC GROUP, INC. | LHCG | 50187A107 | 11-Jun-2020 | 1. Election of Directors 2 Clifford S. Holtz | MGMT | Yes | For | For |
LHC GROUP, INC. | LHCG | 50187A107 | 11-Jun-2020 | 1. Election of Directors 3 W.J. "Billy" Tauzin | MGMT | Yes | For | For |
LHC GROUP, INC. | LHCG | 50187A107 | 11-Jun-2020 | 1. Election of Directors 4 Brent Turner | MGMT | Yes | For | For |
LHC GROUP, INC. | LHCG | 50187A107 | 11-Jun-2020 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
LHC GROUP, INC. | LHCG | 50187A107 | 11-Jun-2020 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
TABULA RASA HEALTHCARE INC | TRHC | 873379101 | 12-Jun-2020 | 1. Election of Directors 1 Dr. Jan Berger | MGMT | Yes | For | For |
TABULA RASA HEALTHCARE INC | TRHC | 873379101 | 12-Jun-2020 | 1. Election of Directors 2 Kathrine O'Brien | MGMT | Yes | For | For |
TABULA RASA HEALTHCARE INC | TRHC | 873379101 | 12-Jun-2020 | 1. Election of Directors 3 Michael Purcell | MGMT | Yes | For | For |
TABULA RASA HEALTHCARE INC | TRHC | 873379101 | 12-Jun-2020 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
TABULA RASA HEALTHCARE INC | TRHC | 873379101 | 12-Jun-2020 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
GUARDANT HEALTH, INC. | GH | 40131M109 | 12-Jun-2020 | 1A. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
GUARDANT HEALTH, INC. | GH | 40131M109 | 12-Jun-2020 | 1B. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
GUARDANT HEALTH, INC. | GH | 40131M109 | 12-Jun-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
GUARDANT HEALTH, INC. | GH | 40131M109 | 12-Jun-2020 | 3. 14A Executive Compensation Vote Frequency | MGMT | Yes | 1 Year | For |
EVERCORE INC. | EVR | 29977A105 | 16-Jun-2020 | 1. Election of Directors 1 Roger C. Altman | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 16-Jun-2020 | 1. Election of Directors 2 Richard I. Beattie | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 16-Jun-2020 | 1. Election of Directors 3 Pamela G. Carlton | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 16-Jun-2020 | 1. Election of Directors 4 Ellen V. Futter | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 16-Jun-2020 | 1. Election of Directors 5 Gail B. Harris | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 16-Jun-2020 | 1. Election of Directors 6 Robert B. Millard | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 16-Jun-2020 | 1. Election of Directors 7 Willard J. Overlock, Jr | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 16-Jun-2020 | 1. Election of Directors 8 Sir Simon M. Robertson | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 16-Jun-2020 | 1. Election of Directors 9 Ralph L. Schlosstein | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 16-Jun-2020 | 1. Election of Directors 10 John S. Weinberg | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 16-Jun-2020 | 1. Election of Directors 11 William J. Wheeler | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 16-Jun-2020 | 1. Election of Directors 12 Sarah K. Williamson | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 16-Jun-2020 | 1. Election of Directors 13 Kendrick R. Wilson III | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 16-Jun-2020 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 16-Jun-2020 | 3. Amend Stock Compensation Plan | MGMT | Yes | For | For |
EVERCORE INC. | EVR | 29977A105 | 16-Jun-2020 | 4. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
SMARTSHEET INC. | SMAR | 83200N103 | 17-Jun-2020 | 1. Election of Directors 1 Geoffrey T. Barker | MGMT | Yes | For | For |
SMARTSHEET INC. | SMAR | 83200N103 | 17-Jun-2020 | 1. Election of Directors 2 Michael Gregoire | MGMT | Yes | For | For |
SMARTSHEET INC. | SMAR | 83200N103 | 17-Jun-2020 | 1. Election of Directors 3 Matthew McIlwain | MGMT | Yes | For | For |
SMARTSHEET INC. | SMAR | 83200N103 | 17-Jun-2020 | 1. Election of Directors 4 James N. White | MGMT | Yes | For | For |
SMARTSHEET INC. | SMAR | 83200N103 | 17-Jun-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
SMARTSHEET INC. | SMAR | 83200N103 | 17-Jun-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
SMARTSHEET INC. | SMAR | 83200N103 | 17-Jun-2020 | 4. 14A Executive Compensation Vote Frequency | MGMT | Yes | 1 Year | For |
BJ'S WHOLESALE CLUB HOLDINGS, INC. | BJ | 05550J101 | 18-Jun-2020 | 1. Election of Directors 1 Maile Clark | MGMT | Yes | For | For |
BJ'S WHOLESALE CLUB HOLDINGS, INC. | BJ | 05550J101 | 18-Jun-2020 | 1. Election of Directors 2 Thomas A. Kingsbury | MGMT | Yes | For | For |
BJ'S WHOLESALE CLUB HOLDINGS, INC. | BJ | 05550J101 | 18-Jun-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
BJ'S WHOLESALE CLUB HOLDINGS, INC. | BJ | 05550J101 | 18-Jun-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
BJ'S WHOLESALE CLUB HOLDINGS, INC. | BJ | 05550J101 | 18-Jun-2020 | 4. Declassify Board | MGMT | Yes | For | For |
OLLIE'S BARGAIN OUTLET HOLDINGS, INC | OLLI | 681116109 | 22-Jun-2020 | 1A. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
OLLIE'S BARGAIN OUTLET HOLDINGS, INC | OLLI | 681116109 | 22-Jun-2020 | 1B. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
OLLIE'S BARGAIN OUTLET HOLDINGS, INC | OLLI | 681116109 | 22-Jun-2020 | 1C. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
OLLIE'S BARGAIN OUTLET HOLDINGS, INC | OLLI | 681116109 | 22-Jun-2020 | 1D. Election of Directors (Majority Voting) | MGMT | Yes | For | For |
OLLIE'S BARGAIN OUTLET HOLDINGS, INC | OLLI | 681116109 | 22-Jun-2020 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
OLLIE'S BARGAIN OUTLET HOLDINGS, INC | OLLI | 681116109 | 22-Jun-2020 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
VAPOTHERM INC. | VAPO | 922107107 | 23-Jun-2020 | 1.1 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
VAPOTHERM INC. | VAPO | 922107107 | 23-Jun-2020 | 1.2 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
VAPOTHERM INC. | VAPO | 922107107 | 23-Jun-2020 | 1.3 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
VAPOTHERM INC. | VAPO | 922107107 | 23-Jun-2020 | 2. Approve Charter Amendment | MGMT | Yes | For | For |
VAPOTHERM INC. | VAPO | 922107107 | 23-Jun-2020 | 3. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
MOBILE MINI, INC. | MINI | 60740F105 | 24-Jun-2020 | 1. Approve Merger Agreement | MGMT | Yes | For | For |
MOBILE MINI, INC. | MINI | 60740F105 | 24-Jun-2020 | 2. 14A Executive Compensation | MGMT | Yes | For | For |
MOBILE MINI, INC. | MINI | 60740F105 | 24-Jun-2020 | 3. Approve Motion to Adjourn Meeting | MGMT | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 25-Jun-2020 | 1.1 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 25-Jun-2020 | 1.2 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 25-Jun-2020 | 1.3 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 25-Jun-2020 | 1.4 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 25-Jun-2020 | 1.5 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 25-Jun-2020 | 1.6 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 25-Jun-2020 | 1.7 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 25-Jun-2020 | 1.8 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 25-Jun-2020 | 1.9 Election of Directors (Majority Voting) | MGMT | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 25-Jun-2020 | 2. Ratify Appointment of Independent Auditors | MGMT | Yes | For | For |
HEALTHEQUITY, INC. | HQY | 42226A107 | 25-Jun-2020 | 3. 14A Executive Compensation | MGMT | Yes | For | For |
River Road Asset Management
Company Name | Country Code | Meeting Date | Meeting Type | Record Date | Ticker | Security ID | Symbol Type | Agenda Item Number | Agenda Item Description | Management or Shareholder Proposal | Management Recommendation | Fund Vote | Fund ID |
ACI Worldwide, Inc. | US | 6/9/2020 | Annual | 4/16/2020 | ACIW | 004498101 | CUSIP | 1.1 | Elect Odilon Almeida | MGMT | For | For | 5031 |
ACI Worldwide, Inc. | US | 6/9/2020 | Annual | 4/16/2020 | ACIW | 004498101 | CUSIP | 1.2 | Elect Janet O. Estep | MGMT | For | For | 5031 |
ACI Worldwide, Inc. | US | 6/9/2020 | Annual | 4/16/2020 | ACIW | 004498101 | CUSIP | 1.3 | Elect James C. Hale | MGMT | For | For | 5031 |
ACI Worldwide, Inc. | US | 6/9/2020 | Annual | 4/16/2020 | ACIW | 004498101 | CUSIP | 1.4 | Elect Pamela H. Patsley | MGMT | For | For | 5031 |
ACI Worldwide, Inc. | US | 6/9/2020 | Annual | 4/16/2020 | ACIW | 004498101 | CUSIP | 1.5 | Elect Charles E. Peters, Jr. | MGMT | For | For | 5031 |
ACI Worldwide, Inc. | US | 6/9/2020 | Annual | 4/16/2020 | ACIW | 004498101 | CUSIP | 1.6 | Elect David A. Poe | MGMT | For | For | 5031 |
ACI Worldwide, Inc. | US | 6/9/2020 | Annual | 4/16/2020 | ACIW | 004498101 | CUSIP | 1.7 | Elect Adalio T. Sanchez | MGMT | For | For | 5031 |
ACI Worldwide, Inc. | US | 6/9/2020 | Annual | 4/16/2020 | ACIW | 004498101 | CUSIP | 1.8 | Elect Thomas W. Warsop III | MGMT | For | For | 5031 |
ACI Worldwide, Inc. | US | 6/9/2020 | Annual | 4/16/2020 | ACIW | 004498101 | CUSIP | 2 | Ratification of Auditor | MGMT | For | For | 5031 |
ACI Worldwide, Inc. | US | 6/9/2020 | Annual | 4/16/2020 | ACIW | 004498101 | CUSIP | 3 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
ACI Worldwide, Inc. | US | 6/9/2020 | Annual | 4/16/2020 | ACIW | 004498101 | CUSIP | 4 | Approval of the 2020 Equity and Incentive Compensation Plan | MGMT | For | For | 5031 |
Air Transport Services Group, Inc. | US | 5/7/2020 | Annual | 3/12/2020 | ATSG | 00922R105 | CUSIP | 1 | Elect Richard M. Baudouin | MGMT | For | For | 5031 |
Air Transport Services Group, Inc. | US | 5/7/2020 | Annual | 3/12/2020 | ATSG | 00922R105 | CUSIP | 2 | Elect Richard F. Corrado | MGMT | For | For | 5031 |
Air Transport Services Group, Inc. | US | 5/7/2020 | Annual | 3/12/2020 | ATSG | 00922R105 | CUSIP | 3 | Elect Joseph C. Hete | MGMT | For | For | 5031 |
Air Transport Services Group, Inc. | US | 5/7/2020 | Annual | 3/12/2020 | ATSG | 00922R105 | CUSIP | 4 | Elect Raymond E. Johns | MGMT | For | For | 5031 |
Air Transport Services Group, Inc. | US | 5/7/2020 | Annual | 3/12/2020 | ATSG | 00922R105 | CUSIP | 5 | Elect Laura J. Peterson | MGMT | For | For | 5031 |
Air Transport Services Group, Inc. | US | 5/7/2020 | Annual | 3/12/2020 | ATSG | 00922R105 | CUSIP | 6 | Elect Randy D. Rademacher | MGMT | For | For | 5031 |
Air Transport Services Group, Inc. | US | 5/7/2020 | Annual | 3/12/2020 | ATSG | 00922R105 | CUSIP | 7 | Elect J. Christopher Teets | MGMT | For | For | 5031 |
Air Transport Services Group, Inc. | US | 5/7/2020 | Annual | 3/12/2020 | ATSG | 00922R105 | CUSIP | 8 | Elect Jeffrey Vorholt | MGMT | For | For | 5031 |
Air Transport Services Group, Inc. | US | 5/7/2020 | Annual | 3/12/2020 | ATSG | 00922R105 | CUSIP | 9 | Ratification of Auditor | MGMT | For | For | 5031 |
Air Transport Services Group, Inc. | US | 5/7/2020 | Annual | 3/12/2020 | ATSG | 00922R105 | CUSIP | 10 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Allegheny Technologies Incorporated | US | 5/8/2020 | Annual | 3/9/2020 | ATI | 01741R102 | CUSIP | 1 | Elect James C. Diggs | MGMT | For | For | 5031 |
Allegheny Technologies Incorporated | US | 5/8/2020 | Annual | 3/9/2020 | ATI | 01741R102 | CUSIP | 2 | Elect J. Brett Harvey | MGMT | For | For | 5031 |
Allegheny Technologies Incorporated | US | 5/8/2020 | Annual | 3/9/2020 | ATI | 01741R102 | CUSIP | 3 | Elect David J. Morehouse | MGMT | For | For | 5031 |
Allegheny Technologies Incorporated | US | 5/8/2020 | Annual | 3/9/2020 | ATI | 01741R102 | CUSIP | 4 | Approval of the 2020 Incentive Plan | MGMT | For | For | 5031 |
Allegheny Technologies Incorporated | US | 5/8/2020 | Annual | 3/9/2020 | ATI | 01741R102 | CUSIP | 5 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Allegheny Technologies Incorporated | US | 5/8/2020 | Annual | 3/9/2020 | ATI | 01741R102 | CUSIP | 6 | Ratification of Auditor | MGMT | For | For | 5031 |
American National Insurance Company | US | 4/23/2020 | Annual | 3/2/2020 | ANAT | 028591105 | CUSIP | 1 | Elect William C. Ansell | MGMT | For | For | 5031 |
American National Insurance Company | US | 4/23/2020 | Annual | 3/2/2020 | ANAT | 028591105 | CUSIP | 2 | Elect Arthur O. Dummer | MGMT | For | For | 5031 |
American National Insurance Company | US | 4/23/2020 | Annual | 3/2/2020 | ANAT | 028591105 | CUSIP | 3 | Elect Irwin M. Herz. Jr. | MGMT | For | For | 5031 |
American National Insurance Company | US | 4/23/2020 | Annual | 3/2/2020 | ANAT | 028591105 | CUSIP | 4 | Elect E. Douglas McLeod | MGMT | For | For | 5031 |
American National Insurance Company | US | 4/23/2020 | Annual | 3/2/2020 | ANAT | 028591105 | CUSIP | 5 | Elect Frances A. Moody-Dahlberg | MGMT | For | For | 5031 |
American National Insurance Company | US | 4/23/2020 | Annual | 3/2/2020 | ANAT | 028591105 | CUSIP | 6 | Elect Ross R. Moody | MGMT | For | For | 5031 |
American National Insurance Company | US | 4/23/2020 | Annual | 3/2/2020 | ANAT | 028591105 | CUSIP | 7 | Elect James P. Payne | MGMT | For | For | 5031 |
American National Insurance Company | US | 4/23/2020 | Annual | 3/2/2020 | ANAT | 028591105 | CUSIP | 8 | Elect E.J. Pederson | MGMT | For | For | 5031 |
American National Insurance Company | US | 4/23/2020 | Annual | 3/2/2020 | ANAT | 028591105 | CUSIP | 9 | Elect James E. Pozzi | MGMT | For | For | 5031 |
American National Insurance Company | US | 4/23/2020 | Annual | 3/2/2020 | ANAT | 028591105 | CUSIP | 10 | Elect James D. Yarbrough | MGMT | For | For | 5031 |
American National Insurance Company | US | 4/23/2020 | Annual | 3/2/2020 | ANAT | 028591105 | CUSIP | 11 | Reincorporation from Texas to Delaware | MGMT | For | For | 5031 |
American National Insurance Company | US | 4/23/2020 | Annual | 3/2/2020 | ANAT | 028591105 | CUSIP | 12 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
American National Insurance Company | US | 4/23/2020 | Annual | 3/2/2020 | ANAT | 028591105 | CUSIP | 13 | Frequency of Advisory Vote on Executive Compensation | MGMT | 1 Year | 1 Year | 5031 |
American National Insurance Company | US | 4/23/2020 | Annual | 3/2/2020 | ANAT | 028591105 | CUSIP | 14 | Ratification of Auditor | MGMT | For | For | 5031 |
Arcosa, Inc. | US | 5/5/2020 | Annual | 3/9/2020 | ACA | 039653100 | CUSIP | 1 | Elect Joseph Alvarado | MGMT | For | For | 5031 |
Arcosa, Inc. | US | 5/5/2020 | Annual | 3/9/2020 | ACA | 039653100 | CUSIP | 2 | Elect Jeffrey A. Craig | MGMT | For | For | 5031 |
Arcosa, Inc. | US | 5/5/2020 | Annual | 3/9/2020 | ACA | 039653100 | CUSIP | 3 | Elect John W. Lindsay | MGMT | For | For | 5031 |
Arcosa, Inc. | US | 5/5/2020 | Annual | 3/9/2020 | ACA | 039653100 | CUSIP | 4 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Arcosa, Inc. | US | 5/5/2020 | Annual | 3/9/2020 | ACA | 039653100 | CUSIP | 5 | Ratification of Auditor | MGMT | For | For | 5031 |
Argan, Inc. | US | 6/23/2020 | Annual | 4/30/2020 | AGX | 04010E109 | CUSIP | 1.1 | Elect Rainer H. Bosselmann | MGMT | For | For | 5031 |
Argan, Inc. | US | 6/23/2020 | Annual | 4/30/2020 | AGX | 04010E109 | CUSIP | 1.2 | Elect Cynthia A. Flanders | MGMT | For | For | 5031 |
Argan, Inc. | US | 6/23/2020 | Annual | 4/30/2020 | AGX | 04010E109 | CUSIP | 1.3 | Elect Peter W. Getsinger | MGMT | For | For | 5031 |
Argan, Inc. | US | 6/23/2020 | Annual | 4/30/2020 | AGX | 04010E109 | CUSIP | 1.4 | Elect William F. Griffin, Jr. | MGMT | For | For | 5031 |
Argan, Inc. | US | 6/23/2020 | Annual | 4/30/2020 | AGX | 04010E109 | CUSIP | 1.5 | Elect John R. Jeffrey, Jr. | MGMT | For | For | 5031 |
Argan, Inc. | US | 6/23/2020 | Annual | 4/30/2020 | AGX | 04010E109 | CUSIP | 1.6 | Elect Mano S. Koilpillai | MGMT | For | For | 5031 |
Argan, Inc. | US | 6/23/2020 | Annual | 4/30/2020 | AGX | 04010E109 | CUSIP | 1.7 | Elect William F. Leimkuhler | MGMT | For | For | 5031 |
Argan, Inc. | US | 6/23/2020 | Annual | 4/30/2020 | AGX | 04010E109 | CUSIP | 1.8 | Elect W.G. Champion Mitchell | MGMT | For | For | 5031 |
Argan, Inc. | US | 6/23/2020 | Annual | 4/30/2020 | AGX | 04010E109 | CUSIP | 1.9 | Elect James W. Quinn | MGMT | For | For | 5031 |
Argan, Inc. | US | 6/23/2020 | Annual | 4/30/2020 | AGX | 04010E109 | CUSIP | 2 | Approval of the 2020 Stock Plan | MGMT | For | For | 5031 |
Argan, Inc. | US | 6/23/2020 | Annual | 4/30/2020 | AGX | 04010E109 | CUSIP | 3 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Argan, Inc. | US | 6/23/2020 | Annual | 4/30/2020 | AGX | 04010E109 | CUSIP | 4 | Ratification of Auditor | MGMT | For | For | 5031 |
Armstrong World Industries, Inc. | US | 6/25/2020 | Annual | 4/21/2020 | AWI | 04247X102 | CUSIP | 1.1 | Elect Stan A. Askren | MGMT | For | For | 5031 |
Armstrong World Industries, Inc. | US | 6/25/2020 | Annual | 4/21/2020 | AWI | 04247X102 | CUSIP | 1.2 | Elect Victor D. Grizzle | MGMT | For | For | 5031 |
Armstrong World Industries, Inc. | US | 6/25/2020 | Annual | 4/21/2020 | AWI | 04247X102 | CUSIP | 1.3 | Elect Tao Huang | MGMT | For | For | 5031 |
Armstrong World Industries, Inc. | US | 6/25/2020 | Annual | 4/21/2020 | AWI | 04247X102 | CUSIP | 1.4 | Elect Barbara L. Loughran | MGMT | For | For | 5031 |
Armstrong World Industries, Inc. | US | 6/25/2020 | Annual | 4/21/2020 | AWI | 04247X102 | CUSIP | 1.5 | Elect Larry S. McWilliams | MGMT | For | For | 5031 |
Armstrong World Industries, Inc. | US | 6/25/2020 | Annual | 4/21/2020 | AWI | 04247X102 | CUSIP | 1.6 | Elect James C. Melville | MGMT | For | For | 5031 |
Armstrong World Industries, Inc. | US | 6/25/2020 | Annual | 4/21/2020 | AWI | 04247X102 | CUSIP | 1.7 | Elect Wayne R. Shurts | MGMT | For | For | 5031 |
Armstrong World Industries, Inc. | US | 6/25/2020 | Annual | 4/21/2020 | AWI | 04247X102 | CUSIP | 1.8 | Elect Roy W. Templin | MGMT | For | For | 5031 |
Armstrong World Industries, Inc. | US | 6/25/2020 | Annual | 4/21/2020 | AWI | 04247X102 | CUSIP | 1.9 | Elect Cherryl T. Thomas | MGMT | For | For | 5031 |
Armstrong World Industries, Inc. | US | 6/25/2020 | Annual | 4/21/2020 | AWI | 04247X102 | CUSIP | 2 | Ratification of Auditor | MGMT | For | For | 5031 |
Armstrong World Industries, Inc. | US | 6/25/2020 | Annual | 4/21/2020 | AWI | 04247X102 | CUSIP | 3 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Armstrong World Industries, Inc. | US | 7/11/2019 | Annual | 4/23/2019 | AWI | 04247X102 | CUSIP | 1.1 | Elect Stan A. Askren | MGMT | For | For | 5031 |
Armstrong World Industries, Inc. | US | 7/11/2019 | Annual | 4/23/2019 | AWI | 04247X102 | CUSIP | 1.2 | Elect Victor D. Grizzle | MGMT | For | For | 5031 |
Armstrong World Industries, Inc. | US | 7/11/2019 | Annual | 4/23/2019 | AWI | 04247X102 | CUSIP | 1.3 | Elect Tao Huang | MGMT | For | For | 5031 |
Armstrong World Industries, Inc. | US | 7/11/2019 | Annual | 4/23/2019 | AWI | 04247X102 | CUSIP | 1.4 | Elect Barbara L. Loughran | MGMT | For | For | 5031 |
Armstrong World Industries, Inc. | US | 7/11/2019 | Annual | 4/23/2019 | AWI | 04247X102 | CUSIP | 1.5 | Elect Larry S. McWilliams | MGMT | For | For | 5031 |
Armstrong World Industries, Inc. | US | 7/11/2019 | Annual | 4/23/2019 | AWI | 04247X102 | CUSIP | 1.6 | Elect James C. Melville | MGMT | For | For | 5031 |
Armstrong World Industries, Inc. | US | 7/11/2019 | Annual | 4/23/2019 | AWI | 04247X102 | CUSIP | 1.7 | Elect John J. Roberts | MGMT | For | For | 5031 |
Armstrong World Industries, Inc. | US | 7/11/2019 | Annual | 4/23/2019 | AWI | 04247X102 | CUSIP | 1.8 | Elect Wayne R. Shurts | MGMT | For | For | 5031 |
Armstrong World Industries, Inc. | US | 7/11/2019 | Annual | 4/23/2019 | AWI | 04247X102 | CUSIP | 1.9 | Elect Roy W. Templin | MGMT | For | For | 5031 |
Armstrong World Industries, Inc. | US | 7/11/2019 | Annual | 4/23/2019 | AWI | 04247X102 | CUSIP | 1.10 | Elect Cherryl T. Thomas | MGMT | For | For | 5031 |
Armstrong World Industries, Inc. | US | 7/11/2019 | Annual | 4/23/2019 | AWI | 04247X102 | CUSIP | 2 | Ratification of Auditor | MGMT | For | For | 5031 |
Armstrong World Industries, Inc. | US | 7/11/2019 | Annual | 4/23/2019 | AWI | 04247X102 | CUSIP | 3 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Atkore International Group Inc. | US | 1/30/2020 | Annual | 12/3/2019 | ATKR | 047649108 | CUSIP | 1 | Elect Betty R. Johnson | MGMT | For | For | 5031 |
Atkore International Group Inc. | US | 1/30/2020 | Annual | 12/3/2019 | ATKR | 047649108 | CUSIP | 2 | Elect William R. Waltz Jr. | MGMT | For | For | 5031 |
Atkore International Group Inc. | US | 1/30/2020 | Annual | 12/3/2019 | ATKR | 047649108 | CUSIP | 3 | Elect A. Mark Zeffiro | MGMT | For | For | 5031 |
Atkore International Group Inc. | US | 1/30/2020 | Annual | 12/3/2019 | ATKR | 047649108 | CUSIP | 4 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Atkore International Group Inc. | US | 1/30/2020 | Annual | 12/3/2019 | ATKR | 047649108 | CUSIP | 5 | Approval of the 2020 Omnibus Incentive Plan | MGMT | For | For | 5031 |
Atkore International Group Inc. | US | 1/30/2020 | Annual | 12/3/2019 | ATKR | 047649108 | CUSIP | 6 | Ratification of Auditor | MGMT | For | For | 5031 |
Avaya Holdings Corp. | US | 3/4/2020 | Annual | 1/6/2020 | AVYA | 05351X101 | CUSIP | 1.1 | Elect William D. Watkins | MGMT | For | For | 5031 |
Avaya Holdings Corp. | US | 3/4/2020 | Annual | 1/6/2020 | AVYA | 05351X101 | CUSIP | 1.2 | Elect James M Chirico | MGMT | For | For | 5031 |
Avaya Holdings Corp. | US | 3/4/2020 | Annual | 1/6/2020 | AVYA | 05351X101 | CUSIP | 1.3 | Elect Stephan Scholl | MGMT | For | For | 5031 |
Avaya Holdings Corp. | US | 3/4/2020 | Annual | 1/6/2020 | AVYA | 05351X101 | CUSIP | 1.4 | Elect Susan L. Spradley | MGMT | For | For | 5031 |
Avaya Holdings Corp. | US | 3/4/2020 | Annual | 1/6/2020 | AVYA | 05351X101 | CUSIP | 1.5 | Elect Stanley J. Sutula | MGMT | For | For | 5031 |
Avaya Holdings Corp. | US | 3/4/2020 | Annual | 1/6/2020 | AVYA | 05351X101 | CUSIP | 1.6 | Elect Scott D. Vogel | MGMT | For | For | 5031 |
Avaya Holdings Corp. | US | 3/4/2020 | Annual | 1/6/2020 | AVYA | 05351X101 | CUSIP | 1.7 | Elect Jacqueline E. Yeaney | MGMT | For | For | 5031 |
Avaya Holdings Corp. | US | 3/4/2020 | Annual | 1/6/2020 | AVYA | 05351X101 | CUSIP | 2 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Avaya Holdings Corp. | US | 3/4/2020 | Annual | 1/6/2020 | AVYA | 05351X101 | CUSIP | 3 | 2019 Equity Incentive Plan | MGMT | For | For | 5031 |
Avaya Holdings Corp. | US | 3/4/2020 | Annual | 1/6/2020 | AVYA | 05351X101 | CUSIP | 4 | 2020 Employee Stock Purchase Plan | MGMT | For | For | 5031 |
Avaya Holdings Corp. | US | 3/4/2020 | Annual | 1/6/2020 | AVYA | 05351X101 | CUSIP | 5 | Ratification of Auditor | MGMT | For | For | 5031 |
Barrett Business Services, Inc. | US | 5/27/2020 | Annual | 4/9/2020 | BBSI | 068463108 | CUSIP | 1 | Elect Thomas J. Carley | MGMT | For | For | 5031 |
Barrett Business Services, Inc. | US | 5/27/2020 | Annual | 4/9/2020 | BBSI | 068463108 | CUSIP | 2 | Elect Thomas B. Cusick | MGMT | For | For | 5031 |
Barrett Business Services, Inc. | US | 5/27/2020 | Annual | 4/9/2020 | BBSI | 068463108 | CUSIP | 3 | Elect Diane L. Dewbrey | MGMT | For | For | 5031 |
Barrett Business Services, Inc. | US | 5/27/2020 | Annual | 4/9/2020 | BBSI | 068463108 | CUSIP | 4 | Elect James B. Hicks | MGMT | For | For | 5031 |
Barrett Business Services, Inc. | US | 5/27/2020 | Annual | 4/9/2020 | BBSI | 068463108 | CUSIP | 5 | Elect Jon L. Justesen | MGMT | For | For | 5031 |
Barrett Business Services, Inc. | US | 5/27/2020 | Annual | 4/9/2020 | BBSI | 068463108 | CUSIP | 6 | Elect Gary E. Kramer | MGMT | For | For | 5031 |
Barrett Business Services, Inc. | US | 5/27/2020 | Annual | 4/9/2020 | BBSI | 068463108 | CUSIP | 7 | Elect Anthony Meeker | MGMT | For | For | 5031 |
Barrett Business Services, Inc. | US | 5/27/2020 | Annual | 4/9/2020 | BBSI | 068463108 | CUSIP | 8 | Elect Vincent P. Price | MGMT | For | For | 5031 |
Barrett Business Services, Inc. | US | 5/27/2020 | Annual | 4/9/2020 | BBSI | 068463108 | CUSIP | 9 | Adoption of Proxy Access | MGMT | For | For | 5031 |
Barrett Business Services, Inc. | US | 5/27/2020 | Annual | 4/9/2020 | BBSI | 068463108 | CUSIP | 10 | Approval of the 2020 Stock Incentive Plan | MGMT | For | For | 5031 |
Barrett Business Services, Inc. | US | 5/27/2020 | Annual | 4/9/2020 | BBSI | 068463108 | CUSIP | 11 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Barrett Business Services, Inc. | US | 5/27/2020 | Annual | 4/9/2020 | BBSI | 068463108 | CUSIP | 12 | Ratification of Auditor | MGMT | For | For | 5031 |
BJ's Wholesale Club Holdings, Inc. | US | 6/18/2020 | Annual | 4/27/2020 | BJ | 05550J101 | CUSIP | 1.1 | Elect Maile Clark | MGMT | For | For | 5031 |
BJ's Wholesale Club Holdings, Inc. | US | 6/18/2020 | Annual | 4/27/2020 | BJ | 05550J101 | CUSIP | 1.2 | Elect Thomas A. Kingsbury | MGMT | For | For | 5031 |
BJ's Wholesale Club Holdings, Inc. | US | 6/18/2020 | Annual | 4/27/2020 | BJ | 05550J101 | CUSIP | 2 | Ratification of Auditor | MGMT | For | For | 5031 |
BJ's Wholesale Club Holdings, Inc. | US | 6/18/2020 | Annual | 4/27/2020 | BJ | 05550J101 | CUSIP | 3 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
BJ's Wholesale Club Holdings, Inc. | US | 6/18/2020 | Annual | 4/27/2020 | BJ | 05550J101 | CUSIP | 4 | Repeal of Classified Board | MGMT | For | For | 5031 |
Cannae Holdings, Inc. | US | 6/17/2020 | Annual | 4/20/2020 | CNNE | 13765N107 | CUSIP | 1.1 | Elect Hugh R. Harris | MGMT | For | For | 5031 |
Cannae Holdings, Inc. | US | 6/17/2020 | Annual | 4/20/2020 | CNNE | 13765N107 | CUSIP | 1.2 | Elect C. Malcolm Holland, III | MGMT | For | For | 5031 |
Cannae Holdings, Inc. | US | 6/17/2020 | Annual | 4/20/2020 | CNNE | 13765N107 | CUSIP | 1.3 | Elect Mark D. Linehan | MGMT | For | For | 5031 |
Cannae Holdings, Inc. | US | 6/17/2020 | Annual | 4/20/2020 | CNNE | 13765N107 | CUSIP | 2 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Cannae Holdings, Inc. | US | 6/17/2020 | Annual | 4/20/2020 | CNNE | 13765N107 | CUSIP | 3 | Ratification of Auditor | MGMT | For | For | 5031 |
Cinemark Holdings, Inc. | US | 5/21/2020 | Annual | 3/26/2020 | CNK | 17243V102 | CUSIP | 1.1 | Elect Nancy S. Loewe | MGMT | For | For | 5031 |
Cinemark Holdings, Inc. | US | 5/21/2020 | Annual | 3/26/2020 | CNK | 17243V102 | CUSIP | 1.2 | Elect Steven P. Rosenberg | MGMT | For | For | 5031 |
Cinemark Holdings, Inc. | US | 5/21/2020 | Annual | 3/26/2020 | CNK | 17243V102 | CUSIP | 1.3 | Elect Enrique F. Senior Hernandez | MGMT | For | For | 5031 |
Cinemark Holdings, Inc. | US | 5/21/2020 | Annual | 3/26/2020 | CNK | 17243V102 | CUSIP | 1.4 | Elect Nina G. Vaca | MGMT | For | For | 5031 |
Cinemark Holdings, Inc. | US | 5/21/2020 | Annual | 3/26/2020 | CNK | 17243V102 | CUSIP | 2 | Ratification of Auditor | MGMT | For | For | 5031 |
Cinemark Holdings, Inc. | US | 5/21/2020 | Annual | 3/26/2020 | CNK | 17243V102 | CUSIP | 3 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Colfax Corporation | US | 5/21/2020 | Annual | 4/2/2020 | CFX | 194014106 | CUSIP | 1 | Elect Mitchell P. Rales | MGMT | For | For | 5031 |
Colfax Corporation | US | 5/21/2020 | Annual | 4/2/2020 | CFX | 194014106 | CUSIP | 2 | Elect Matthew L. Trerotola | MGMT | For | For | 5031 |
Colfax Corporation | US | 5/21/2020 | Annual | 4/2/2020 | CFX | 194014106 | CUSIP | 3 | Elect Patrick W. Allender | MGMT | For | For | 5031 |
Colfax Corporation | US | 5/21/2020 | Annual | 4/2/2020 | CFX | 194014106 | CUSIP | 4 | Elect Thomas S. Gayner | MGMT | For | For | 5031 |
Colfax Corporation | US | 5/21/2020 | Annual | 4/2/2020 | CFX | 194014106 | CUSIP | 5 | Elect Rhonda L. Jordan | MGMT | For | For | 5031 |
Colfax Corporation | US | 5/21/2020 | Annual | 4/2/2020 | CFX | 194014106 | CUSIP | 6 | Elect Liam J. Kelly | MGMT | For | For | 5031 |
Colfax Corporation | US | 5/21/2020 | Annual | 4/2/2020 | CFX | 194014106 | CUSIP | 7 | Elect A. Clayton Perfall | MGMT | For | For | 5031 |
Colfax Corporation | US | 5/21/2020 | Annual | 4/2/2020 | CFX | 194014106 | CUSIP | 8 | Elect Didier Teirlinck | MGMT | For | For | 5031 |
Colfax Corporation | US | 5/21/2020 | Annual | 4/2/2020 | CFX | 194014106 | CUSIP | 9 | Elect Rajiv Vinnakota | MGMT | For | For | 5031 |
Colfax Corporation | US | 5/21/2020 | Annual | 4/2/2020 | CFX | 194014106 | CUSIP | 10 | Elect Sharon Wienbar | MGMT | For | For | 5031 |
Colfax Corporation | US | 5/21/2020 | Annual | 4/2/2020 | CFX | 194014106 | CUSIP | 11 | Ratification of Auditor | MGMT | For | For | 5031 |
Colfax Corporation | US | 5/21/2020 | Annual | 4/2/2020 | CFX | 194014106 | CUSIP | 12 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Colfax Corporation | US | 5/21/2020 | Annual | 4/2/2020 | CFX | 194014106 | CUSIP | 13 | Approval of the 2020 Omnibus Incentive Plan | MGMT | For | For | 5031 |
Comfort Systems USA, Inc. | US | 5/19/2020 | Annual | 3/20/2020 | FIX | 199908104 | CUSIP | 1.1 | Elect Darcy G. Anderson | MGMT | For | For | 5031 |
Comfort Systems USA, Inc. | US | 5/19/2020 | Annual | 3/20/2020 | FIX | 199908104 | CUSIP | 1.2 | Elect Herman E. Bulls | MGMT | For | For | 5031 |
Comfort Systems USA, Inc. | US | 5/19/2020 | Annual | 3/20/2020 | FIX | 199908104 | CUSIP | 1.3 | Elect Alan P. Krusi | MGMT | For | For | 5031 |
Comfort Systems USA, Inc. | US | 5/19/2020 | Annual | 3/20/2020 | FIX | 199908104 | CUSIP | 1.4 | Elect Brian E. Lane | MGMT | For | For | 5031 |
Comfort Systems USA, Inc. | US | 5/19/2020 | Annual | 3/20/2020 | FIX | 199908104 | CUSIP | 1.5 | Elect Pablo G. Mercado | MGMT | For | For | 5031 |
Comfort Systems USA, Inc. | US | 5/19/2020 | Annual | 3/20/2020 | FIX | 199908104 | CUSIP | 1.6 | Elect Franklin Myers | MGMT | For | For | 5031 |
Comfort Systems USA, Inc. | US | 5/19/2020 | Annual | 3/20/2020 | FIX | 199908104 | CUSIP | 1.7 | Elect William J. Sandbrook | MGMT | For | For | 5031 |
Comfort Systems USA, Inc. | US | 5/19/2020 | Annual | 3/20/2020 | FIX | 199908104 | CUSIP | 1.8 | Elect James H. Schultz | MGMT | For | For | 5031 |
Comfort Systems USA, Inc. | US | 5/19/2020 | Annual | 3/20/2020 | FIX | 199908104 | CUSIP | 1.9 | Elect Constance E. Skidmore | MGMT | For | For | 5031 |
Comfort Systems USA, Inc. | US | 5/19/2020 | Annual | 3/20/2020 | FIX | 199908104 | CUSIP | 1.10 | Elect Vance W. Tang | MGMT | For | For | 5031 |
Comfort Systems USA, Inc. | US | 5/19/2020 | Annual | 3/20/2020 | FIX | 199908104 | CUSIP | 2 | Ratification of Auditor | MGMT | For | For | 5031 |
Comfort Systems USA, Inc. | US | 5/19/2020 | Annual | 3/20/2020 | FIX | 199908104 | CUSIP | 3 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Computer Programs and Systems, Inc. | US | 4/30/2020 | Annual | 3/5/2020 | CPSI | 205306103 | CUSIP | 1 | Elect Regina Benjamin | MGMT | For | For | 5031 |
Computer Programs and Systems, Inc. | US | 4/30/2020 | Annual | 3/5/2020 | CPSI | 205306103 | CUSIP | 2 | Elect David A. Dye | MGMT | For | For | 5031 |
Computer Programs and Systems, Inc. | US | 4/30/2020 | Annual | 3/5/2020 | CPSI | 205306103 | CUSIP | 3 | Elect Christopher T. Hjelm | MGMT | For | For | 5031 |
Computer Programs and Systems, Inc. | US | 4/30/2020 | Annual | 3/5/2020 | CPSI | 205306103 | CUSIP | 4 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Computer Programs and Systems, Inc. | US | 4/30/2020 | Annual | 3/5/2020 | CPSI | 205306103 | CUSIP | 5 | Ratification of Auditor | MGMT | For | For | 5031 |
Computer Services, Inc. | US | 7/10/2019 | Annual | 5/22/2019 | CSVI | 20539A105 | CUSIP | 1.1 | Elect Michael Carter | MGMT | For | For | 5031 |
Computer Services, Inc. | US | 7/10/2019 | Annual | 5/22/2019 | CSVI | 20539A105 | CUSIP | 1.2 | Elect Steven A. Powless | MGMT | For | For | 5031 |
Computer Services, Inc. | US | 7/10/2019 | Annual | 5/22/2019 | CSVI | 20539A105 | CUSIP | 1.3 | Elect Robert L. Walker | MGMT | For | For | 5031 |
Computer Services, Inc. | US | 7/10/2019 | Annual | 5/22/2019 | CSVI | 20539A105 | CUSIP | 2 | Ratification of Auditor | MGMT | For | Abstain | 5031 |
Core-Mark Holding Company, Inc. | US | 5/19/2020 | Annual | 3/27/2020 | CORE | 218681104 | CUSIP | 1 | Elect Stuart W. Booth | MGMT | For | For | 5031 |
Core-Mark Holding Company, Inc. | US | 5/19/2020 | Annual | 3/27/2020 | CORE | 218681104 | CUSIP | 2 | Elect Gary F. Colter | MGMT | For | For | 5031 |
Core-Mark Holding Company, Inc. | US | 5/19/2020 | Annual | 3/27/2020 | CORE | 218681104 | CUSIP | 3 | Elect Rocky B. Dewbre | MGMT | For | For | 5031 |
Core-Mark Holding Company, Inc. | US | 5/19/2020 | Annual | 3/27/2020 | CORE | 218681104 | CUSIP | 4 | Elect Laura J. Flanagan | MGMT | For | For | 5031 |
Core-Mark Holding Company, Inc. | US | 5/19/2020 | Annual | 3/27/2020 | CORE | 218681104 | CUSIP | 5 | Elect Robert G. Gross | MGMT | For | For | 5031 |
Core-Mark Holding Company, Inc. | US | 5/19/2020 | Annual | 3/27/2020 | CORE | 218681104 | CUSIP | 6 | Elect Scott E. McPherson | MGMT | For | For | 5031 |
Core-Mark Holding Company, Inc. | US | 5/19/2020 | Annual | 3/27/2020 | CORE | 218681104 | CUSIP | 7 | Elect Diane Randolph | MGMT | For | For | 5031 |
Core-Mark Holding Company, Inc. | US | 5/19/2020 | Annual | 3/27/2020 | CORE | 218681104 | CUSIP | 8 | Elect Harvey L. Tepner | MGMT | For | For | 5031 |
Core-Mark Holding Company, Inc. | US | 5/19/2020 | Annual | 3/27/2020 | CORE | 218681104 | CUSIP | 9 | Elect Randolph I. Thornton | MGMT | For | For | 5031 |
Core-Mark Holding Company, Inc. | US | 5/19/2020 | Annual | 3/27/2020 | CORE | 218681104 | CUSIP | 10 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Core-Mark Holding Company, Inc. | US | 5/19/2020 | Annual | 3/27/2020 | CORE | 218681104 | CUSIP | 11 | Ratification of Auditor | MGMT | For | For | 5031 |
Cubic Corporation | US | 2/17/2020 | Annual | 12/19/2019 | CUB | 229669106 | CUSIP | 1.1 | Elect Prithviraj Banerjee | MGMT | For | For | 5031 |
Cubic Corporation | US | 2/17/2020 | Annual | 12/19/2019 | CUB | 229669106 | CUSIP | 1.2 | Elect Bruce G. Blakley | MGMT | For | For | 5031 |
Cubic Corporation | US | 2/17/2020 | Annual | 12/19/2019 | CUB | 229669106 | CUSIP | 1.3 | Elect Maureen Breakiron-Evans | MGMT | For | For | 5031 |
Cubic Corporation | US | 2/17/2020 | Annual | 12/19/2019 | CUB | 229669106 | CUSIP | 1.4 | Elect Denise L. Devine | MGMT | For | For | 5031 |
Cubic Corporation | US | 2/17/2020 | Annual | 12/19/2019 | CUB | 229669106 | CUSIP | 1.5 | Elect Bradley H. Feldmann | MGMT | For | For | 5031 |
Cubic Corporation | US | 2/17/2020 | Annual | 12/19/2019 | CUB | 229669106 | CUSIP | 1.6 | Elect Carolyn A. Flowers | MGMT | For | For | 5031 |
Cubic Corporation | US | 2/17/2020 | Annual | 12/19/2019 | CUB | 229669106 | CUSIP | 1.7 | Elect Janice M. Hamby | MGMT | For | For | 5031 |
Cubic Corporation | US | 2/17/2020 | Annual | 12/19/2019 | CUB | 229669106 | CUSIP | 1.8 | Elect David F. Melcher | MGMT | For | For | 5031 |
Cubic Corporation | US | 2/17/2020 | Annual | 12/19/2019 | CUB | 229669106 | CUSIP | 1.9 | Elect Steven J. Norris | MGMT | For | For | 5031 |
Cubic Corporation | US | 2/17/2020 | Annual | 12/19/2019 | CUB | 229669106 | CUSIP | 2 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Cubic Corporation | US | 2/17/2020 | Annual | 12/19/2019 | CUB | 229669106 | CUSIP | 3 | Ratification of Auditor | MGMT | For | For | 5031 |
EVERTEC, Inc. | US | 5/28/2020 | Annual | 3/31/2020 | EVTC | 30040P103 | CUSIP | 1 | Elect Frank G. D'Angelo | MGMT | For | For | 5031 |
EVERTEC, Inc. | US | 5/28/2020 | Annual | 3/31/2020 | EVTC | 30040P103 | CUSIP | 2 | Elect Morgan M. Schuessler, Jr. | MGMT | For | For | 5031 |
EVERTEC, Inc. | US | 5/28/2020 | Annual | 3/31/2020 | EVTC | 30040P103 | CUSIP | 3 | Elect Olga Botero | MGMT | For | For | 5031 |
EVERTEC, Inc. | US | 5/28/2020 | Annual | 3/31/2020 | EVTC | 30040P103 | CUSIP | 4 | Elect Jorge A. Junquera | MGMT | For | For | 5031 |
EVERTEC, Inc. | US | 5/28/2020 | Annual | 3/31/2020 | EVTC | 30040P103 | CUSIP | 5 | Elect Ivan Pagan | MGMT | For | For | 5031 |
EVERTEC, Inc. | US | 5/28/2020 | Annual | 3/31/2020 | EVTC | 30040P103 | CUSIP | 6 | Elect Aldo J. Polak | MGMT | For | For | 5031 |
EVERTEC, Inc. | US | 5/28/2020 | Annual | 3/31/2020 | EVTC | 30040P103 | CUSIP | 7 | Elect Alan H. Schumacher | MGMT | For | For | 5031 |
EVERTEC, Inc. | US | 5/28/2020 | Annual | 3/31/2020 | EVTC | 30040P103 | CUSIP | 8 | Elect Brian J. Smith | MGMT | For | For | 5031 |
EVERTEC, Inc. | US | 5/28/2020 | Annual | 3/31/2020 | EVTC | 30040P103 | CUSIP | 9 | Elect Thomas W. Swidarski | MGMT | For | For | 5031 |
EVERTEC, Inc. | US | 5/28/2020 | Annual | 3/31/2020 | EVTC | 30040P103 | CUSIP | 10 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
EVERTEC, Inc. | US | 5/28/2020 | Annual | 3/31/2020 | EVTC | 30040P103 | CUSIP | 11 | Ratification of Auditor | MGMT | For | For | 5031 |
Evolution Petroleum Corporation | US | 12/10/2019 | Annual | 10/14/2019 | EPM | 30049A107 | CUSIP | 1.1 | Elect Edward J. DiPaolo | MGMT | For | For | 5031 |
Evolution Petroleum Corporation | US | 12/10/2019 | Annual | 10/14/2019 | EPM | 30049A107 | CUSIP | 1.2 | Elect William E. Dozier | MGMT | For | For | 5031 |
Evolution Petroleum Corporation | US | 12/10/2019 | Annual | 10/14/2019 | EPM | 30049A107 | CUSIP | 1.3 | Elect Robert S. Herlin | MGMT | For | For | 5031 |
Evolution Petroleum Corporation | US | 12/10/2019 | Annual | 10/14/2019 | EPM | 30049A107 | CUSIP | 1.4 | Elect Kelly W. Loyd | MGMT | For | For | 5031 |
Evolution Petroleum Corporation | US | 12/10/2019 | Annual | 10/14/2019 | EPM | 30049A107 | CUSIP | 1.5 | Elect Marran H. Ogilvie | MGMT | For | For | 5031 |
Evolution Petroleum Corporation | US | 12/10/2019 | Annual | 10/14/2019 | EPM | 30049A107 | CUSIP | 2 | Ratification of Auditor | MGMT | For | For | 5031 |
Evolution Petroleum Corporation | US | 12/10/2019 | Annual | 10/14/2019 | EPM | 30049A107 | CUSIP | 3 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Evolution Petroleum Corporation | US | 12/10/2019 | Annual | 10/14/2019 | EPM | 30049A107 | CUSIP | 4 | Frequency of Advisory Vote on Executive Compensation | MGMT | 3 Years | 1 Year | 5031 |
Extended Stay America, Inc. | US | 5/28/2020 | Annual | 4/14/2020 | STAY | 30224P200 | CUSIP | 1.1 | Elect Bruce N. Haase | MGMT | For | For | 5031 |
Extended Stay America, Inc. | US | 5/28/2020 | Annual | 4/14/2020 | STAY | 30224P200 | CUSIP | 1.2 | Elect Douglas G. Geoga | MGMT | For | For | 5031 |
Extended Stay America, Inc. | US | 5/28/2020 | Annual | 4/14/2020 | STAY | 30224P200 | CUSIP | 1.3 | Elect Kapila K. Anand | MGMT | For | For | 5031 |
Extended Stay America, Inc. | US | 5/28/2020 | Annual | 4/14/2020 | STAY | 30224P200 | CUSIP | 1.4 | Elect Ellen Keszler | MGMT | For | For | 5031 |
Extended Stay America, Inc. | US | 5/28/2020 | Annual | 4/14/2020 | STAY | 30224P200 | CUSIP | 1.5 | Elect Jodie W. McLean | MGMT | For | For | 5031 |
Extended Stay America, Inc. | US | 5/28/2020 | Annual | 4/14/2020 | STAY | 30224P200 | CUSIP | 1.6 | Elect Thomas F. O'Toole | MGMT | For | For | 5031 |
Extended Stay America, Inc. | US | 5/28/2020 | Annual | 4/14/2020 | STAY | 30224P200 | CUSIP | 1.7 | Elect Richard F. Wallman | MGMT | For | For | 5031 |
Extended Stay America, Inc. | US | 5/28/2020 | Annual | 4/14/2020 | STAY | 30224P200 | CUSIP | 2 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Extended Stay America, Inc. | US | 5/28/2020 | Annual | 4/14/2020 | STAY | 30224P200 | CUSIP | 3 | Frequency of Advisory Vote on Executive Compensation | MGMT | 1 Year | 1 Year | 5031 |
Extended Stay America, Inc. | US | 5/28/2020 | Annual | 4/14/2020 | STAY | 30224P200 | CUSIP | 4 | Ratification of Auditor | MGMT | For | For | 5031 |
Extended Stay America, Inc. | US | 5/28/2020 | Annual | 4/14/2020 | STAY | 30224P211 | CUSIP | 1.1 | Elect Bruce N. Haase | MGMT | For | For | 5031 |
Extended Stay America, Inc. | US | 5/28/2020 | Annual | 4/14/2020 | STAY | 30224P211 | CUSIP | 1.2 | Elect Douglas G. Geoga | MGMT | For | For | 5031 |
Extended Stay America, Inc. | US | 5/28/2020 | Annual | 4/14/2020 | STAY | 30224P211 | CUSIP | 1.3 | Elect Kapila K. Anand | MGMT | For | For | 5031 |
Extended Stay America, Inc. | US | 5/28/2020 | Annual | 4/14/2020 | STAY | 30224P211 | CUSIP | 1.4 | Elect Neil Brown | MGMT | For | For | 5031 |
Extended Stay America, Inc. | US | 5/28/2020 | Annual | 4/14/2020 | STAY | 30224P211 | CUSIP | 1.5 | Elect Lisa Palmer | MGMT | For | For | 5031 |
Extended Stay America, Inc. | US | 5/28/2020 | Annual | 4/14/2020 | STAY | 30224P211 | CUSIP | 1.6 | Elect Steven Kent | MGMT | For | For | 5031 |
Extended Stay America, Inc. | US | 5/28/2020 | Annual | 4/14/2020 | STAY | 30224P211 | CUSIP | 1.7 | Elect Simon M. Turner | MGMT | For | For | 5031 |
Extended Stay America, Inc. | US | 5/28/2020 | Annual | 4/14/2020 | STAY | 30224P211 | CUSIP | 2 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Extended Stay America, Inc. | US | 5/28/2020 | Annual | 4/14/2020 | STAY | 30224P211 | CUSIP | 3 | Frequency of Advisory Vote on Executive Compensation | MGMT | 1 Year | 1 Year | 5031 |
Extended Stay America, Inc. | US | 5/28/2020 | Annual | 4/14/2020 | STAY | 30224P211 | CUSIP | 4 | Ratification of Auditor | MGMT | For | For | 5031 |
FGL Holdings | US | 5/29/2020 | Special | 4/23/2020 | FG | G3402M102 | CUSIP | 1 | Fidelity National Transaction | MGMT | For | For | 5031 |
FGL Holdings | US | 5/29/2020 | Special | 4/23/2020 | FG | G3402M102 | CUSIP | 2 | Amendments to Articles | MGMT | For | For | 5031 |
FGL Holdings | US | 5/29/2020 | Special | 4/23/2020 | FG | G3402M102 | CUSIP | 3 | Decrease in Authorized Stock | MGMT | For | For | 5031 |
FGL Holdings | US | 5/29/2020 | Special | 4/23/2020 | FG | G3402M102 | CUSIP | 4 | Advisory Vote on Golden Parachutes | MGMT | For | Against | 5031 |
FGL Holdings | US | 5/29/2020 | Special | 4/23/2020 | FG | G3402M102 | CUSIP | 5 | Right to Adjourn Meeting | MGMT | For | For | 5031 |
First Citizens BancShares, Inc. | US | 4/28/2020 | Annual | 2/28/2020 | FCNCA | 31946M103 | CUSIP | 1.1 | Elect John M. Alexander, Jr. | MGMT | For | For | 5031 |
First Citizens BancShares, Inc. | US | 4/28/2020 | Annual | 2/28/2020 | FCNCA | 31946M103 | CUSIP | 1.2 | Elect Victor E. Bell III | MGMT | For | For | 5031 |
First Citizens BancShares, Inc. | US | 4/28/2020 | Annual | 2/28/2020 | FCNCA | 31946M103 | CUSIP | 1.3 | Elect Peter M. Bristow | MGMT | For | For | 5031 |
First Citizens BancShares, Inc. | US | 4/28/2020 | Annual | 2/28/2020 | FCNCA | 31946M103 | CUSIP | 1.4 | Elect Hope H. Bryant | MGMT | For | For | 5031 |
First Citizens BancShares, Inc. | US | 4/28/2020 | Annual | 2/28/2020 | FCNCA | 31946M103 | CUSIP | 1.5 | Elect H. Lee Durham, Jr. | MGMT | For | For | 5031 |
First Citizens BancShares, Inc. | US | 4/28/2020 | Annual | 2/28/2020 | FCNCA | 31946M103 | CUSIP | 1.6 | Elect Daniel L. Heavner | MGMT | For | For | 5031 |
First Citizens BancShares, Inc. | US | 4/28/2020 | Annual | 2/28/2020 | FCNCA | 31946M103 | CUSIP | 1.7 | Elect Frank B. Holding, Jr. | MGMT | For | For | 5031 |
First Citizens BancShares, Inc. | US | 4/28/2020 | Annual | 2/28/2020 | FCNCA | 31946M103 | CUSIP | 1.8 | Elect Robert R. Hoppe | MGMT | For | For | 5031 |
First Citizens BancShares, Inc. | US | 4/28/2020 | Annual | 2/28/2020 | FCNCA | 31946M103 | CUSIP | 1.9 | Elect Floyd L. Keels | MGMT | For | For | 5031 |
First Citizens BancShares, Inc. | US | 4/28/2020 | Annual | 2/28/2020 | FCNCA | 31946M103 | CUSIP | 1.10 | Elect Robert E. Mason IV | MGMT | For | For | 5031 |
First Citizens BancShares, Inc. | US | 4/28/2020 | Annual | 2/28/2020 | FCNCA | 31946M103 | CUSIP | 1.11 | Elect Robert T. Newcomb | MGMT | For | For | 5031 |
First Citizens BancShares, Inc. | US | 4/28/2020 | Annual | 2/28/2020 | FCNCA | 31946M103 | CUSIP | 2 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
First Citizens BancShares, Inc. | US | 4/28/2020 | Annual | 2/28/2020 | FCNCA | 31946M103 | CUSIP | 3 | Ratification of Auditor | MGMT | For | For | 5031 |
Forward Air Corporation | US | 5/12/2020 | Annual | 3/11/2020 | FWRD | 349853101 | CUSIP | 1.1 | Elect Ronald W. Allen | MGMT | For | For | 5031 |
Forward Air Corporation | US | 5/12/2020 | Annual | 3/11/2020 | FWRD | 349853101 | CUSIP | 1.2 | Elect Ana B. Amicarella | MGMT | For | For | 5031 |
Forward Air Corporation | US | 5/12/2020 | Annual | 3/11/2020 | FWRD | 349853101 | CUSIP | 1.3 | Elect Valerie A. Bonebrake | MGMT | For | For | 5031 |
Forward Air Corporation | US | 5/12/2020 | Annual | 3/11/2020 | FWRD | 349853101 | CUSIP | 1.4 | Elect C. Robert Campbell | MGMT | For | For | 5031 |
Forward Air Corporation | US | 5/12/2020 | Annual | 3/11/2020 | FWRD | 349853101 | CUSIP | 1.5 | Elect R. Craig Carlock | MGMT | For | For | 5031 |
Forward Air Corporation | US | 5/12/2020 | Annual | 3/11/2020 | FWRD | 349853101 | CUSIP | 1.6 | Elect C. John Langley, Jr. | MGMT | For | For | 5031 |
Forward Air Corporation | US | 5/12/2020 | Annual | 3/11/2020 | FWRD | 349853101 | CUSIP | 1.7 | Elect G. Michael Lynch | MGMT | For | For | 5031 |
Forward Air Corporation | US | 5/12/2020 | Annual | 3/11/2020 | FWRD | 349853101 | CUSIP | 1.8 | Elect Thomas Schmitt | MGMT | For | For | 5031 |
Forward Air Corporation | US | 5/12/2020 | Annual | 3/11/2020 | FWRD | 349853101 | CUSIP | 1.9 | Elect Laurie A. Tucker | MGMT | For | For | 5031 |
Forward Air Corporation | US | 5/12/2020 | Annual | 3/11/2020 | FWRD | 349853101 | CUSIP | 1.10 | Elect W. Gilbert West | MGMT | For | For | 5031 |
Forward Air Corporation | US | 5/12/2020 | Annual | 3/11/2020 | FWRD | 349853101 | CUSIP | 2 | Ratification of Auditor | MGMT | For | For | 5031 |
Forward Air Corporation | US | 5/12/2020 | Annual | 3/11/2020 | FWRD | 349853101 | CUSIP | 3 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Genworth Financial, Inc. | US | 12/12/2019 | Annual | 10/18/2019 | GNW | 37247D106 | CUSIP | 1 | Elect G. Kent Conrad | MGMT | For | For | 5031 |
Genworth Financial, Inc. | US | 12/12/2019 | Annual | 10/18/2019 | GNW | 37247D106 | CUSIP | 2 | Elect Melina E. Higgins | MGMT | For | For | 5031 |
Genworth Financial, Inc. | US | 12/12/2019 | Annual | 10/18/2019 | GNW | 37247D106 | CUSIP | 3 | Elect Thomas J. McInerney | MGMT | For | For | 5031 |
Genworth Financial, Inc. | US | 12/12/2019 | Annual | 10/18/2019 | GNW | 37247D106 | CUSIP | 4 | Elect David M. Moffett | MGMT | For | For | 5031 |
Genworth Financial, Inc. | US | 12/12/2019 | Annual | 10/18/2019 | GNW | 37247D106 | CUSIP | 5 | Elect Thomas E. Moloney | MGMT | For | For | 5031 |
Genworth Financial, Inc. | US | 12/12/2019 | Annual | 10/18/2019 | GNW | 37247D106 | CUSIP | 6 | Elect Debra J. Perry | MGMT | For | For | 5031 |
Genworth Financial, Inc. | US | 12/12/2019 | Annual | 10/18/2019 | GNW | 37247D106 | CUSIP | 7 | Elect Robert P. Restrepo, Jr. | MGMT | For | For | 5031 |
Genworth Financial, Inc. | US | 12/12/2019 | Annual | 10/18/2019 | GNW | 37247D106 | CUSIP | 8 | Elect James S. Riepe | MGMT | For | For | 5031 |
Genworth Financial, Inc. | US | 12/12/2019 | Annual | 10/18/2019 | GNW | 37247D106 | CUSIP | 9 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Genworth Financial, Inc. | US | 12/12/2019 | Annual | 10/18/2019 | GNW | 37247D106 | CUSIP | 10 | Ratification of Auditor | MGMT | For | For | 5031 |
GrafTech International Ltd. | US | 5/14/2020 | Annual | 3/20/2020 | EAF | 384313508 | CUSIP | 1 | Elect Brian L. Acton | MGMT | For | For | 5031 |
GrafTech International Ltd. | US | 5/14/2020 | Annual | 3/20/2020 | EAF | 384313508 | CUSIP | 2 | Elect David Gregory | MGMT | For | For | 5031 |
GrafTech International Ltd. | US | 5/14/2020 | Annual | 3/20/2020 | EAF | 384313508 | CUSIP | 3 | Elect David J. Rintoul | MGMT | For | For | 5031 |
GrafTech International Ltd. | US | 5/14/2020 | Annual | 3/20/2020 | EAF | 384313508 | CUSIP | 4 | Ratification of Auditor | MGMT | For | For | 5031 |
GrafTech International Ltd. | US | 5/14/2020 | Annual | 3/20/2020 | EAF | 384313508 | CUSIP | 5 | Advisory Vote on Executive Compensation | MGMT | For | Against | 5031 |
Gran Tierra Energy Inc. | US | 5/6/2020 | Annual | 3/10/2020 | GTE | 38500T101 | CUSIP | 1 | Elect Peter Dey | MGMT | For | For | 5031 |
Gran Tierra Energy Inc. | US | 5/6/2020 | Annual | 3/10/2020 | GTE | 38500T101 | CUSIP | 2 | Elect Gary S. Guidry | MGMT | For | For | 5031 |
Gran Tierra Energy Inc. | US | 5/6/2020 | Annual | 3/10/2020 | GTE | 38500T101 | CUSIP | 3 | Elect Evan Hazell | MGMT | For | For | 5031 |
Gran Tierra Energy Inc. | US | 5/6/2020 | Annual | 3/10/2020 | GTE | 38500T101 | CUSIP | 4 | Elect Robert B. Hodgins | MGMT | For | For | 5031 |
Gran Tierra Energy Inc. | US | 5/6/2020 | Annual | 3/10/2020 | GTE | 38500T101 | CUSIP | 5 | Elect Ronald Royal | MGMT | For | For | 5031 |
Gran Tierra Energy Inc. | US | 5/6/2020 | Annual | 3/10/2020 | GTE | 38500T101 | CUSIP | 6 | Elect Sondra Scott | MGMT | For | For | 5031 |
Gran Tierra Energy Inc. | US | 5/6/2020 | Annual | 3/10/2020 | GTE | 38500T101 | CUSIP | 7 | Elect David P. Smith | MGMT | For | For | 5031 |
Gran Tierra Energy Inc. | US | 5/6/2020 | Annual | 3/10/2020 | GTE | 38500T101 | CUSIP | 8 | Elect Brooke Wade | MGMT | For | For | 5031 |
Gran Tierra Energy Inc. | US | 5/6/2020 | Annual | 3/10/2020 | GTE | 38500T101 | CUSIP | 9 | Ratification of Auditor | MGMT | For | For | 5031 |
Gran Tierra Energy Inc. | US | 5/6/2020 | Annual | 3/10/2020 | GTE | 38500T101 | CUSIP | 10 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Harsco Corporation | US | 4/21/2020 | Annual | 2/24/2020 | HSC | 415864107 | CUSIP | 1 | Elect James .F. Earl | MGMT | For | For | 5031 |
Harsco Corporation | US | 4/21/2020 | Annual | 2/24/2020 | HSC | 415864107 | CUSIP | 2 | Elect Kathy G. Eddy | MGMT | For | For | 5031 |
Harsco Corporation | US | 4/21/2020 | Annual | 2/24/2020 | HSC | 415864107 | CUSIP | 3 | Elect David C. Everitt | MGMT | For | For | 5031 |
Harsco Corporation | US | 4/21/2020 | Annual | 2/24/2020 | HSC | 415864107 | CUSIP | 4 | Elect F. Nicholas Grasberger, III | MGMT | For | For | 5031 |
Harsco Corporation | US | 4/21/2020 | Annual | 2/24/2020 | HSC | 415864107 | CUSIP | 5 | Elect Carolann I. Haznedar | MGMT | For | For | 5031 |
Harsco Corporation | US | 4/21/2020 | Annual | 2/24/2020 | HSC | 415864107 | CUSIP | 6 | Elect Mario Longhi | MGMT | For | For | 5031 |
Harsco Corporation | US | 4/21/2020 | Annual | 2/24/2020 | HSC | 415864107 | CUSIP | 7 | Elect Edgar M. Purvis | MGMT | For | For | 5031 |
Harsco Corporation | US | 4/21/2020 | Annual | 2/24/2020 | HSC | 415864107 | CUSIP | 8 | Elect Phillip C. Widman | MGMT | For | For | 5031 |
Harsco Corporation | US | 4/21/2020 | Annual | 2/24/2020 | HSC | 415864107 | CUSIP | 9 | Ratification of Auditor | MGMT | For | For | 5031 |
Harsco Corporation | US | 4/21/2020 | Annual | 2/24/2020 | HSC | 415864107 | CUSIP | 10 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Harsco Corporation | US | 4/21/2020 | Annual | 2/24/2020 | HSC | 415864107 | CUSIP | 11 | Amendment to the 2013 Equity and Incentive Compensation Plan | MGMT | For | For | 5031 |
HollyFrontier Corporation | US | 5/13/2020 | Annual | 3/16/2020 | HFC | 436106108 | CUSIP | 1 | Elect Anne-Marie N. Ainsworth | MGMT | For | For | 5031 |
HollyFrontier Corporation | US | 5/13/2020 | Annual | 3/16/2020 | HFC | 436106108 | CUSIP | 2 | Elect Douglas Y. Bech | MGMT | For | For | 5031 |
HollyFrontier Corporation | US | 5/13/2020 | Annual | 3/16/2020 | HFC | 436106108 | CUSIP | 3 | Elect Anna C. Catalano | MGMT | For | For | 5031 |
HollyFrontier Corporation | US | 5/13/2020 | Annual | 3/16/2020 | HFC | 436106108 | CUSIP | 4 | Elect Leldon E. Echols | MGMT | For | For | 5031 |
HollyFrontier Corporation | US | 5/13/2020 | Annual | 3/16/2020 | HFC | 436106108 | CUSIP | 5 | Elect Michael C. Jennings | MGMT | For | For | 5031 |
HollyFrontier Corporation | US | 5/13/2020 | Annual | 3/16/2020 | HFC | 436106108 | CUSIP | 6 | Elect R. Craig Knocke | MGMT | For | For | 5031 |
HollyFrontier Corporation | US | 5/13/2020 | Annual | 3/16/2020 | HFC | 436106108 | CUSIP | 7 | Elect Robert J. Kostelnik | MGMT | For | For | 5031 |
HollyFrontier Corporation | US | 5/13/2020 | Annual | 3/16/2020 | HFC | 436106108 | CUSIP | 8 | Elect James H. Lee | MGMT | For | For | 5031 |
HollyFrontier Corporation | US | 5/13/2020 | Annual | 3/16/2020 | HFC | 436106108 | CUSIP | 9 | Elect Franklin Myers | MGMT | For | For | 5031 |
HollyFrontier Corporation | US | 5/13/2020 | Annual | 3/16/2020 | HFC | 436106108 | CUSIP | 10 | Elect Michael E. Rose | MGMT | For | For | 5031 |
HollyFrontier Corporation | US | 5/13/2020 | Annual | 3/16/2020 | HFC | 436106108 | CUSIP | 11 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
HollyFrontier Corporation | US | 5/13/2020 | Annual | 3/16/2020 | HFC | 436106108 | CUSIP | 12 | Ratification of Auditor | MGMT | For | For | 5031 |
HollyFrontier Corporation | US | 5/13/2020 | Annual | 3/16/2020 | HFC | 436106108 | CUSIP | 13 | Approval of the 2020 Long Term Incentive Plan | MGMT | For | For | 5031 |
Hostess Brands, Inc. | US | 6/4/2020 | Annual | 4/14/2020 | TWNK | 44109J106 | CUSIP | 1 | Repeal of Classified Board | MGMT | For | For | 5031 |
Hostess Brands, Inc. | US | 6/4/2020 | Annual | 4/14/2020 | TWNK | 44109J106 | CUSIP | 2 | Elimination of Supermajority Requirement | MGMT | For | For | 5031 |
Hostess Brands, Inc. | US | 6/4/2020 | Annual | 4/14/2020 | TWNK | 44109J106 | CUSIP | 3.1 | Elect Andrew P. Callahan | MGMT | For | For | 5031 |
Hostess Brands, Inc. | US | 6/4/2020 | Annual | 4/14/2020 | TWNK | 44109J106 | CUSIP | 3.2 | Elect Gretchen R. Crist | MGMT | For | For | 5031 |
Hostess Brands, Inc. | US | 6/4/2020 | Annual | 4/14/2020 | TWNK | 44109J106 | CUSIP | 3.3 | Elect Ioannis Skoufalos | MGMT | For | For | 5031 |
Hostess Brands, Inc. | US | 6/4/2020 | Annual | 4/14/2020 | TWNK | 44109J106 | CUSIP | 3.4 | Elect Laurence Bodner | MGMT | For | For | 5031 |
Hostess Brands, Inc. | US | 6/4/2020 | Annual | 4/14/2020 | TWNK | 44109J106 | CUSIP | 3.5 | Elect Rachel Cullen | MGMT | For | For | 5031 |
Hostess Brands, Inc. | US | 6/4/2020 | Annual | 4/14/2020 | TWNK | 44109J106 | CUSIP | 3.6 | Elect Jerry D. Kaminski | MGMT | For | For | 5031 |
Hostess Brands, Inc. | US | 6/4/2020 | Annual | 4/14/2020 | TWNK | 44109J106 | CUSIP | 3.7 | Elect C. Dean Metropoulos | MGMT | For | For | 5031 |
Hostess Brands, Inc. | US | 6/4/2020 | Annual | 4/14/2020 | TWNK | 44109J106 | CUSIP | 3.8 | Elect Craig D. Steeneck | MGMT | For | For | 5031 |
Hostess Brands, Inc. | US | 6/4/2020 | Annual | 4/14/2020 | TWNK | 44109J106 | CUSIP | 4 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Hostess Brands, Inc. | US | 6/4/2020 | Annual | 4/14/2020 | TWNK | 44109J106 | CUSIP | 5 | Ratification of Auditor | MGMT | For | For | 5031 |
Ingles Markets, Incorporated | US | 2/11/2020 | Annual | 12/13/2019 | IMKTA | 457030104 | CUSIP | 1.1 | Elect Ernest E. Ferguson | MGMT | For | Withhold | 5031 |
Ingles Markets, Incorporated | US | 2/11/2020 | Annual | 12/13/2019 | IMKTA | 457030104 | CUSIP | 1.2 | Elect John R. Lowden | MGMT | For | Withhold | 5031 |
Insperity, Inc. | US | 5/20/2020 | Annual | 3/31/2020 | NSP | 45778Q107 | CUSIP | 1 | Elect Timothy T. Clifford | MGMT | For | For | 5031 |
Insperity, Inc. | US | 5/20/2020 | Annual | 3/31/2020 | NSP | 45778Q107 | CUSIP | 2 | Elect Ellen H. Masterson | MGMT | For | For | 5031 |
Insperity, Inc. | US | 5/20/2020 | Annual | 3/31/2020 | NSP | 45778Q107 | CUSIP | 3 | Elect Latha Ramchand | MGMT | For | For | 5031 |
Insperity, Inc. | US | 5/20/2020 | Annual | 3/31/2020 | NSP | 45778Q107 | CUSIP | 4 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Insperity, Inc. | US | 5/20/2020 | Annual | 3/31/2020 | NSP | 45778Q107 | CUSIP | 5 | Ratification of Auditor | MGMT | For | For | 5031 |
Ituran Location And Control Ltd. | US | 12/12/2019 | Annual | 11/5/2019 | ITRN | M6158M104 | CUSIP | 1 | Appointment of Auditor and Authority to Set Fees | MGMT | For | For | 5031 |
Ituran Location And Control Ltd. | US | 12/12/2019 | Annual | 11/5/2019 | ITRN | M6158M104 | CUSIP | 2 | Elect Eyal Sheratzky | MGMT | For | For | 5031 |
Ituran Location And Control Ltd. | US | 12/12/2019 | Annual | 11/5/2019 | ITRN | M6158M104 | CUSIP | 3 | Elect Efraim Sheratzky | MGMT | For | Against | 5031 |
Ituran Location And Control Ltd. | US | 12/12/2019 | Annual | 11/5/2019 | ITRN | M6158M104 | CUSIP | 4 | Elect Tal Sheratzky - Jaffa | MGMT | For | Against | 5031 |
Ituran Location And Control Ltd. | US | 12/12/2019 | Annual | 11/5/2019 | ITRN | M6158M104 | CUSIP | 5 | Elect Yoav Kahane | MGMT | For | Against | 5031 |
Ituran Location And Control Ltd. | US | 12/12/2019 | Annual | 11/5/2019 | ITRN | M6158M104 | CUSIP | 6 | Elect Gidon Kotler | MGMT | For | For | 5031 |
Ituran Location And Control Ltd. | US | 12/12/2019 | Annual | 11/5/2019 | ITRN | M6158M104 | CUSIP | 7 | Confirmation of Controlling Shareholder | MGMT | N/A | Against | 5031 |
Ituran Location And Control Ltd. | US | 12/12/2019 | Annual | 11/5/2019 | ITRN | M6158M104 | CUSIP | 8 | Compensation Policy | MGMT | For | For | 5031 |
Ituran Location And Control Ltd. | US | 12/12/2019 | Annual | 11/5/2019 | ITRN | M6158M104 | CUSIP | 9 | Declaration of Material Interest | MGMT | N/A | Against | 5031 |
J. Alexander's Holdings, Inc. | US | 6/25/2020 | Annual | 4/27/2020 | JAX | 46609J106 | CUSIP | 1.1 | Elect Carl J. Grassi | MGMT | For | For | 5031 |
J. Alexander's Holdings, Inc. | US | 6/25/2020 | Annual | 4/27/2020 | JAX | 46609J106 | CUSIP | 1.2 | Elect Frank R. Martire | MGMT | For | For | 5031 |
J. Alexander's Holdings, Inc. | US | 6/25/2020 | Annual | 4/27/2020 | JAX | 46609J106 | CUSIP | 1.3 | Elect Raymond R. Quirk | MGMT | For | For | 5031 |
J. Alexander's Holdings, Inc. | US | 6/25/2020 | Annual | 4/27/2020 | JAX | 46609J106 | CUSIP | 2 | Ratification of Auditor | MGMT | For | For | 5031 |
J. Alexander's Holdings, Inc. | US | 6/25/2020 | Annual | 4/27/2020 | JAX | 46609J106 | CUSIP | 3 | Adoption of Majority Vote for Election of Directors | MGMT | For | For | 5031 |
JetBlue Airways Corporation | US | 5/14/2020 | Annual | 3/19/2020 | JBLU | 477143101 | CUSIP | 1 | Elect B. Ben Baldanza | MGMT | For | For | 5031 |
JetBlue Airways Corporation | US | 5/14/2020 | Annual | 3/19/2020 | JBLU | 477143101 | CUSIP | 2 | Elect Peter Boneparth | MGMT | For | For | 5031 |
JetBlue Airways Corporation | US | 5/14/2020 | Annual | 3/19/2020 | JBLU | 477143101 | CUSIP | 3 | Elect Virginia Gambale | MGMT | For | For | 5031 |
JetBlue Airways Corporation | US | 5/14/2020 | Annual | 3/19/2020 | JBLU | 477143101 | CUSIP | 4 | Elect Robin Hayes | MGMT | For | For | 5031 |
JetBlue Airways Corporation | US | 5/14/2020 | Annual | 3/19/2020 | JBLU | 477143101 | CUSIP | 5 | Elect Ellen Jewett | MGMT | For | For | 5031 |
JetBlue Airways Corporation | US | 5/14/2020 | Annual | 3/19/2020 | JBLU | 477143101 | CUSIP | 6 | Elect Robert Ledluc | MGMT | For | For | 5031 |
JetBlue Airways Corporation | US | 5/14/2020 | Annual | 3/19/2020 | JBLU | 477143101 | CUSIP | 7 | Elect Teri P. McClure | MGMT | For | For | 5031 |
JetBlue Airways Corporation | US | 5/14/2020 | Annual | 3/19/2020 | JBLU | 477143101 | CUSIP | 8 | Elect Sarah Robb O'Hagan | MGMT | For | For | 5031 |
JetBlue Airways Corporation | US | 5/14/2020 | Annual | 3/19/2020 | JBLU | 477143101 | CUSIP | 9 | Elect Vivek Sharma | MGMT | For | For | 5031 |
JetBlue Airways Corporation | US | 5/14/2020 | Annual | 3/19/2020 | JBLU | 477143101 | CUSIP | 10 | Elect Thomas Winkelmann | MGMT | For | For | 5031 |
JetBlue Airways Corporation | US | 5/14/2020 | Annual | 3/19/2020 | JBLU | 477143101 | CUSIP | 11 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
JetBlue Airways Corporation | US | 5/14/2020 | Annual | 3/19/2020 | JBLU | 477143101 | CUSIP | 12 | Approval of the 2020 Omnibus Equity Incentive Plan | MGMT | For | For | 5031 |
JetBlue Airways Corporation | US | 5/14/2020 | Annual | 3/19/2020 | JBLU | 477143101 | CUSIP | 13 | Approval of the 2020 Crewmember Stock Purchase Plan | MGMT | For | For | 5031 |
JetBlue Airways Corporation | US | 5/14/2020 | Annual | 3/19/2020 | JBLU | 477143101 | CUSIP | 14 | Ratification of Auditor | MGMT | For | For | 5031 |
JetBlue Airways Corporation | US | 5/14/2020 | Annual | 3/19/2020 | JBLU | 477143101 | CUSIP | 15 | Amend Shareholder Right to Call Special Meeting | MGMT | For | For | 5031 |
JetBlue Airways Corporation | US | 5/14/2020 | Annual | 3/19/2020 | JBLU | 477143101 | CUSIP | 16 | Amend Shareholder Right to Act by Written Consent | MGMT | For | For | 5031 |
JetBlue Airways Corporation | US | 5/14/2020 | Annual | 3/19/2020 | JBLU | 477143101 | CUSIP | 17 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | Sharehold | Against | Against | 5031 |
Liberty Expedia Holdings, Inc. | US | 7/26/2019 | Special | 6/12/2019 | LEXEA | 53046P109 | CUSIP | 1 | Merger | MGMT | For | For | 5031 |
Liberty Expedia Holdings, Inc. | US | 7/26/2019 | Special | 6/12/2019 | LEXEA | 53046P109 | CUSIP | 2 | Advisory Vote on Golden Parachutes | MGMT | For | For | 5031 |
Liberty Expedia Holdings, Inc. | US | 7/26/2019 | Special | 6/12/2019 | LEXEA | 53046P109 | CUSIP | 3 | Right to Adjourn Meeting | MGMT | For | For | 5031 |
Liberty TripAdvisor Holdings, Inc. | US | 5/19/2020 | Annual | 3/31/2020 | LTRPA | 531465102 | CUSIP | 1.1 | Elect Chris Mueller | MGMT | For | For | 5031 |
Liberty TripAdvisor Holdings, Inc. | US | 5/19/2020 | Annual | 3/31/2020 | LTRPA | 531465102 | CUSIP | 1.2 | Elect Albert E. Rosenthaler | MGMT | For | For | 5031 |
Liberty TripAdvisor Holdings, Inc. | US | 5/19/2020 | Annual | 3/31/2020 | LTRPA | 531465102 | CUSIP | 2 | Ratification of Auditor | MGMT | For | For | 5031 |
Liberty TripAdvisor Holdings, Inc. | US | 5/19/2020 | Annual | 3/31/2020 | LTRPA | 531465102 | CUSIP | 3 | Reverse Stock Split | MGMT | For | For | 5031 |
Motorcar Parts of America, Inc. | US | 9/5/2019 | Annual | 7/22/2019 | MPAA | 620071100 | CUSIP | 1 | Elect Selwyn Joffe | MGMT | For | For | 5031 |
Motorcar Parts of America, Inc. | US | 9/5/2019 | Annual | 7/22/2019 | MPAA | 620071100 | CUSIP | 2 | Elect Scott J. Adelson | MGMT | For | For | 5031 |
Motorcar Parts of America, Inc. | US | 9/5/2019 | Annual | 7/22/2019 | MPAA | 620071100 | CUSIP | 3 | Elect David Bryan | MGMT | For | For | 5031 |
Motorcar Parts of America, Inc. | US | 9/5/2019 | Annual | 7/22/2019 | MPAA | 620071100 | CUSIP | 4 | Elect Rudolph Borneo | MGMT | For | For | 5031 |
Motorcar Parts of America, Inc. | US | 9/5/2019 | Annual | 7/22/2019 | MPAA | 620071100 | CUSIP | 5 | Elect Joseph Ferguson | MGMT | For | For | 5031 |
Motorcar Parts of America, Inc. | US | 9/5/2019 | Annual | 7/22/2019 | MPAA | 620071100 | CUSIP | 6 | Elect Philip Gay | MGMT | For | For | 5031 |
Motorcar Parts of America, Inc. | US | 9/5/2019 | Annual | 7/22/2019 | MPAA | 620071100 | CUSIP | 7 | Elect Duane Miller | MGMT | For | For | 5031 |
Motorcar Parts of America, Inc. | US | 9/5/2019 | Annual | 7/22/2019 | MPAA | 620071100 | CUSIP | 8 | Elect Jeffrey Mirvis | MGMT | For | For | 5031 |
Motorcar Parts of America, Inc. | US | 9/5/2019 | Annual | 7/22/2019 | MPAA | 620071100 | CUSIP | 9 | Elect Barbara L. Whittaker | MGMT | For | For | 5031 |
Motorcar Parts of America, Inc. | US | 9/5/2019 | Annual | 7/22/2019 | MPAA | 620071100 | CUSIP | 10 | Ratification of Auditor | MGMT | For | For | 5031 |
Motorcar Parts of America, Inc. | US | 9/5/2019 | Annual | 7/22/2019 | MPAA | 620071100 | CUSIP | 11 | Advisory Vote on Executive Compensation | MGMT | For | Against | 5031 |
MSC Industrial Direct Co., Inc. | US | 1/29/2020 | Annual | 12/11/2019 | MSM | 553530106 | CUSIP | 1.1 | Elect Mitchell Jacobson | MGMT | For | For | 5031 |
MSC Industrial Direct Co., Inc. | US | 1/29/2020 | Annual | 12/11/2019 | MSM | 553530106 | CUSIP | 1.2 | Elect Erik Gershwind | MGMT | For | For | 5031 |
MSC Industrial Direct Co., Inc. | US | 1/29/2020 | Annual | 12/11/2019 | MSM | 553530106 | CUSIP | 1.3 | Elect Jonathan Byrnes | MGMT | For | For | 5031 |
MSC Industrial Direct Co., Inc. | US | 1/29/2020 | Annual | 12/11/2019 | MSM | 553530106 | CUSIP | 1.4 | Elect Louise K. Goeser | MGMT | For | For | 5031 |
MSC Industrial Direct Co., Inc. | US | 1/29/2020 | Annual | 12/11/2019 | MSM | 553530106 | CUSIP | 1.5 | Elect Michael Kaufmann | MGMT | For | For | 5031 |
MSC Industrial Direct Co., Inc. | US | 1/29/2020 | Annual | 12/11/2019 | MSM | 553530106 | CUSIP | 1.6 | Elect Denis Kelly | MGMT | For | For | 5031 |
MSC Industrial Direct Co., Inc. | US | 1/29/2020 | Annual | 12/11/2019 | MSM | 553530106 | CUSIP | 1.7 | Elect Steven Paladino | MGMT | For | For | 5031 |
MSC Industrial Direct Co., Inc. | US | 1/29/2020 | Annual | 12/11/2019 | MSM | 553530106 | CUSIP | 1.8 | Elect Philip R. Peller | MGMT | For | For | 5031 |
MSC Industrial Direct Co., Inc. | US | 1/29/2020 | Annual | 12/11/2019 | MSM | 553530106 | CUSIP | 2 | Ratification of Auditor | MGMT | For | For | 5031 |
MSC Industrial Direct Co., Inc. | US | 1/29/2020 | Annual | 12/11/2019 | MSM | 553530106 | CUSIP | 3 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
MSG Networks Inc. | US | 12/6/2019 | Annual | 10/21/2019 | MSGN | 553573106 | CUSIP | 1.1 | Elect Joseph J. Lhota | MGMT | For | For | 5031 |
MSG Networks Inc. | US | 12/6/2019 | Annual | 10/21/2019 | MSGN | 553573106 | CUSIP | 1.2 | Elect Joel M. Litvin | MGMT | For | For | 5031 |
MSG Networks Inc. | US | 12/6/2019 | Annual | 10/21/2019 | MSGN | 553573106 | CUSIP | 1.3 | Elect John L. Sykes | MGMT | For | For | 5031 |
MSG Networks Inc. | US | 12/6/2019 | Annual | 10/21/2019 | MSGN | 553573106 | CUSIP | 2 | Ratification of Auditor | MGMT | For | For | 5031 |
MSG Networks Inc. | US | 12/6/2019 | Annual | 10/21/2019 | MSGN | 553573106 | CUSIP | 3 | Amendment to the 2010 Stock Plan for Non-Employee Directors | MGMT | For | For | 5031 |
Murphy USA Inc. | US | 5/7/2020 | Annual | 3/9/2020 | MUSA | 626755102 | CUSIP | 1.1 | Elect Claiborne P. Deming | MGMT | For | For | 5031 |
Murphy USA Inc. | US | 5/7/2020 | Annual | 3/9/2020 | MUSA | 626755102 | CUSIP | 1.2 | Elect Jack T. Taylor | MGMT | For | For | 5031 |
Murphy USA Inc. | US | 5/7/2020 | Annual | 3/9/2020 | MUSA | 626755102 | CUSIP | 1.3 | Elect Jeanne L. Phillips | MGMT | For | For | 5031 |
Murphy USA Inc. | US | 5/7/2020 | Annual | 3/9/2020 | MUSA | 626755102 | CUSIP | 2 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Murphy USA Inc. | US | 5/7/2020 | Annual | 3/9/2020 | MUSA | 626755102 | CUSIP | 3 | Ratification of Auditor | MGMT | For | For | 5031 |
NCR Corporation | US | 4/21/2020 | Annual | 2/28/2020 | NCR | 62886E108 | CUSIP | 1.1 | Elect Mark W. Begor | MGMT | For | For | 5031 |
NCR Corporation | US | 4/21/2020 | Annual | 2/28/2020 | NCR | 62886E108 | CUSIP | 1.2 | Elect Gregory R. Blank | MGMT | For | For | 5031 |
NCR Corporation | US | 4/21/2020 | Annual | 2/28/2020 | NCR | 62886E108 | CUSIP | 1.3 | Elect Catherine L. Burke | MGMT | For | For | 5031 |
NCR Corporation | US | 4/21/2020 | Annual | 2/28/2020 | NCR | 62886E108 | CUSIP | 1.4 | Elect Chinh E. Chu | MGMT | For | For | 5031 |
NCR Corporation | US | 4/21/2020 | Annual | 2/28/2020 | NCR | 62886E108 | CUSIP | 1.5 | Elect Deborah A. Farrington | MGMT | For | For | 5031 |
NCR Corporation | US | 4/21/2020 | Annual | 2/28/2020 | NCR | 62886E108 | CUSIP | 1.6 | Elect Michael D. Hayford | MGMT | For | For | 5031 |
NCR Corporation | US | 4/21/2020 | Annual | 2/28/2020 | NCR | 62886E108 | CUSIP | 1.7 | Elect Georgette D. Kiser | MGMT | For | For | 5031 |
NCR Corporation | US | 4/21/2020 | Annual | 2/28/2020 | NCR | 62886E108 | CUSIP | 1.8 | Elect Kirk T. Larsen | MGMT | For | For | 5031 |
NCR Corporation | US | 4/21/2020 | Annual | 2/28/2020 | NCR | 62886E108 | CUSIP | 1.9 | Elect Frank R. Martire | MGMT | For | For | 5031 |
NCR Corporation | US | 4/21/2020 | Annual | 2/28/2020 | NCR | 62886E108 | CUSIP | 1.10 | Elect Matthew A. Thompson | MGMT | For | For | 5031 |
NCR Corporation | US | 4/21/2020 | Annual | 2/28/2020 | NCR | 62886E108 | CUSIP | 2 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
NCR Corporation | US | 4/21/2020 | Annual | 2/28/2020 | NCR | 62886E108 | CUSIP | 3 | Ratification of Auditor | MGMT | For | For | 5031 |
NCR Corporation | US | 4/21/2020 | Annual | 2/28/2020 | NCR | 62886E108 | CUSIP | 4 | Amendment to the 2017 Stock Incentive Plan | MGMT | For | For | 5031 |
NCR Corporation | US | 4/21/2020 | Annual | 2/28/2020 | NCR | 62886E108 | CUSIP | 5 | Elimination of Supermajority Requirement | MGMT | For | For | 5031 |
Newmark Group, Inc. | US | 9/24/2019 | Annual | 7/29/2019 | NMRK | 65158N102 | CUSIP | 1.1 | Elect Howard W. Lutnick | MGMT | For | For | 5031 |
Newmark Group, Inc. | US | 9/24/2019 | Annual | 7/29/2019 | NMRK | 65158N102 | CUSIP | 1.2 | Elect Michael Snow | MGMT | For | Withhold | 5031 |
Newmark Group, Inc. | US | 9/24/2019 | Annual | 7/29/2019 | NMRK | 65158N102 | CUSIP | 1.3 | Elect Virginia S. Bauer | MGMT | For | For | 5031 |
Newmark Group, Inc. | US | 9/24/2019 | Annual | 7/29/2019 | NMRK | 65158N102 | CUSIP | 1.4 | Elect Peter F. Cervinka | MGMT | For | Withhold | 5031 |
nVent Electric plc | US | 5/15/2020 | Annual | 3/20/2020 | NVT | G6700G107 | CUSIP | 1 | Elect Brian M. Baldwin | MGMT | For | Abstain | 5031 |
nVent Electric plc | US | 5/15/2020 | Annual | 3/20/2020 | NVT | G6700G107 | CUSIP | 2 | Elect Jerry W. Burris | MGMT | For | For | 5031 |
nVent Electric plc | US | 5/15/2020 | Annual | 3/20/2020 | NVT | G6700G107 | CUSIP | 3 | Elect Susan M. Cameron | MGMT | For | For | 5031 |
nVent Electric plc | US | 5/15/2020 | Annual | 3/20/2020 | NVT | G6700G107 | CUSIP | 4 | Elect Michael L. Ducker | MGMT | For | For | 5031 |
nVent Electric plc | US | 5/15/2020 | Annual | 3/20/2020 | NVT | G6700G107 | CUSIP | 5 | Elect Randall J. Hogan, III | MGMT | For | For | 5031 |
nVent Electric plc | US | 5/15/2020 | Annual | 3/20/2020 | NVT | G6700G107 | CUSIP | 6 | Elect Ronald L. Merriman | MGMT | For | For | 5031 |
nVent Electric plc | US | 5/15/2020 | Annual | 3/20/2020 | NVT | G6700G107 | CUSIP | 7 | Elect Nicola T. Palmer | MGMT | For | For | 5031 |
nVent Electric plc | US | 5/15/2020 | Annual | 3/20/2020 | NVT | G6700G107 | CUSIP | 8 | Elect Herbert K. Parker | MGMT | For | For | 5031 |
nVent Electric plc | US | 5/15/2020 | Annual | 3/20/2020 | NVT | G6700G107 | CUSIP | 9 | Elect Beth Wozniak | MGMT | For | For | 5031 |
nVent Electric plc | US | 5/15/2020 | Annual | 3/20/2020 | NVT | G6700G107 | CUSIP | 10 | Elect Jacqueline Wright | MGMT | For | For | 5031 |
nVent Electric plc | US | 5/15/2020 | Annual | 3/20/2020 | NVT | G6700G107 | CUSIP | 11 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
nVent Electric plc | US | 5/15/2020 | Annual | 3/20/2020 | NVT | G6700G107 | CUSIP | 12 | Amendment to the 2018 Omnibus Incentive Plan | MGMT | For | For | 5031 |
nVent Electric plc | US | 5/15/2020 | Annual | 3/20/2020 | NVT | G6700G107 | CUSIP | 13 | Ratification of Auditor | MGMT | For | For | 5031 |
nVent Electric plc | US | 5/15/2020 | Annual | 3/20/2020 | NVT | G6700G107 | CUSIP | 14 | Authorize the Price Range at which the Company can Re-allot Treasury Shares | MGMT | For | For | 5031 |
Patterson Companies, Inc. | US | 9/16/2019 | Annual | 7/19/2019 | PDCO | 703395103 | CUSIP | 1 | Elect John D. Buck | MGMT | For | For | 5031 |
Patterson Companies, Inc. | US | 9/16/2019 | Annual | 7/19/2019 | PDCO | 703395103 | CUSIP | 2 | Elect Alex N. Blanco | MGMT | For | For | 5031 |
Patterson Companies, Inc. | US | 9/16/2019 | Annual | 7/19/2019 | PDCO | 703395103 | CUSIP | 3 | Elect Jody H. Feragen | MGMT | For | For | 5031 |
Patterson Companies, Inc. | US | 9/16/2019 | Annual | 7/19/2019 | PDCO | 703395103 | CUSIP | 4 | Elect Robert C. Frenzel | MGMT | For | For | 5031 |
Patterson Companies, Inc. | US | 9/16/2019 | Annual | 7/19/2019 | PDCO | 703395103 | CUSIP | 5 | Elect Francis J. Malecha | MGMT | For | For | 5031 |
Patterson Companies, Inc. | US | 9/16/2019 | Annual | 7/19/2019 | PDCO | 703395103 | CUSIP | 6 | Elect Ellen A. Rudnick | MGMT | For | For | 5031 |
Patterson Companies, Inc. | US | 9/16/2019 | Annual | 7/19/2019 | PDCO | 703395103 | CUSIP | 7 | Elect Neil A. Schrimsher | MGMT | For | For | 5031 |
Patterson Companies, Inc. | US | 9/16/2019 | Annual | 7/19/2019 | PDCO | 703395103 | CUSIP | 8 | Elect Mark S. Walchirk | MGMT | For | For | 5031 |
Patterson Companies, Inc. | US | 9/16/2019 | Annual | 7/19/2019 | PDCO | 703395103 | CUSIP | 9 | Amendment to the Employee Stock Purchase Plan | MGMT | For | For | 5031 |
Patterson Companies, Inc. | US | 9/16/2019 | Annual | 7/19/2019 | PDCO | 703395103 | CUSIP | 10 | Advisory Vote on Executive Compensation | MGMT | For | Against | 5031 |
Patterson Companies, Inc. | US | 9/16/2019 | Annual | 7/19/2019 | PDCO | 703395103 | CUSIP | 11 | Ratification of Auditor | MGMT | For | For | 5031 |
PBF Energy Inc. | US | 6/4/2020 | Annual | 4/6/2020 | PBF | 69318G106 | CUSIP | 1 | Elect Thomas J. Nimbley | MGMT | For | For | 5031 |
PBF Energy Inc. | US | 6/4/2020 | Annual | 4/6/2020 | PBF | 69318G106 | CUSIP | 2 | Elect Spencer Abraham | MGMT | For | For | 5031 |
PBF Energy Inc. | US | 6/4/2020 | Annual | 4/6/2020 | PBF | 69318G106 | CUSIP | 3 | Elect Wayne A. Budd | MGMT | For | For | 5031 |
PBF Energy Inc. | US | 6/4/2020 | Annual | 4/6/2020 | PBF | 69318G106 | CUSIP | 4 | Elect Karen Davis | MGMT | For | For | 5031 |
PBF Energy Inc. | US | 6/4/2020 | Annual | 4/6/2020 | PBF | 69318G106 | CUSIP | 5 | Elect S. Eugene Edwards | MGMT | For | For | 5031 |
PBF Energy Inc. | US | 6/4/2020 | Annual | 4/6/2020 | PBF | 69318G106 | CUSIP | 6 | Elect William E. Hantke | MGMT | For | For | 5031 |
PBF Energy Inc. | US | 6/4/2020 | Annual | 4/6/2020 | PBF | 69318G106 | CUSIP | 7 | Elect Edward F. Kosnik | MGMT | For | For | 5031 |
PBF Energy Inc. | US | 6/4/2020 | Annual | 4/6/2020 | PBF | 69318G106 | CUSIP | 8 | Elect Robert J. Lavinia | MGMT | For | For | 5031 |
PBF Energy Inc. | US | 6/4/2020 | Annual | 4/6/2020 | PBF | 69318G106 | CUSIP | 9 | Elect Kimberly S. Lubel | MGMT | For | For | 5031 |
PBF Energy Inc. | US | 6/4/2020 | Annual | 4/6/2020 | PBF | 69318G106 | CUSIP | 10 | Elect George E. Ogden | MGMT | For | For | 5031 |
PBF Energy Inc. | US | 6/4/2020 | Annual | 4/6/2020 | PBF | 69318G106 | CUSIP | 11 | Ratification of Auditor | MGMT | For | For | 5031 |
PBF Energy Inc. | US | 6/4/2020 | Annual | 4/6/2020 | PBF | 69318G106 | CUSIP | 12 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Penn Virginia Corporation | US | 5/4/2020 | Annual | 3/17/2020 | PVAC | 70788V102 | CUSIP | 1 | Elect John A. Brooks | MGMT | For | For | 5031 |
Penn Virginia Corporation | US | 5/4/2020 | Annual | 3/17/2020 | PVAC | 70788V102 | CUSIP | 2 | Elect Tiffany J. Thom Cepak | MGMT | For | For | 5031 |
Penn Virginia Corporation | US | 5/4/2020 | Annual | 3/17/2020 | PVAC | 70788V102 | CUSIP | 3 | Elect Darin G. Holderness | MGMT | For | For | 5031 |
Penn Virginia Corporation | US | 5/4/2020 | Annual | 3/17/2020 | PVAC | 70788V102 | CUSIP | 4 | Elect Brian Steck | MGMT | For | For | 5031 |
Penn Virginia Corporation | US | 5/4/2020 | Annual | 3/17/2020 | PVAC | 70788V102 | CUSIP | 5 | Elect Jeffrey E. Wojahn | MGMT | For | For | 5031 |
Penn Virginia Corporation | US | 5/4/2020 | Annual | 3/17/2020 | PVAC | 70788V102 | CUSIP | 6 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Penn Virginia Corporation | US | 5/4/2020 | Annual | 3/17/2020 | PVAC | 70788V102 | CUSIP | 7 | Ratification of Auditor | MGMT | For | For | 5031 |
PICO Holdings, Inc. | US | 5/28/2020 | Annual | 4/6/2020 | PICO | 693366205 | CUSIP | 1 | Elect Gregory Bylinsky | MGMT | For | For | 5031 |
PICO Holdings, Inc. | US | 5/28/2020 | Annual | 4/6/2020 | PICO | 693366205 | CUSIP | 2 | Elect Dorothy Timian-Palmer | MGMT | For | For | 5031 |
PICO Holdings, Inc. | US | 5/28/2020 | Annual | 4/6/2020 | PICO | 693366205 | CUSIP | 3 | Elect Eric H. Speron | MGMT | For | For | 5031 |
PICO Holdings, Inc. | US | 5/28/2020 | Annual | 4/6/2020 | PICO | 693366205 | CUSIP | 4 | Elect Maxim C.W. Webb | MGMT | For | Against | 5031 |
PICO Holdings, Inc. | US | 5/28/2020 | Annual | 4/6/2020 | PICO | 693366205 | CUSIP | 5 | Elect Nicole Weymouth | MGMT | For | For | 5031 |
PICO Holdings, Inc. | US | 5/28/2020 | Annual | 4/6/2020 | PICO | 693366205 | CUSIP | 6 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
PICO Holdings, Inc. | US | 5/28/2020 | Annual | 4/6/2020 | PICO | 693366205 | CUSIP | 7 | Ratification of Auditor | MGMT | For | For | 5031 |
Premier, Inc. | US | 12/6/2019 | Annual | 10/9/2019 | PINC | 74051N102 | CUSIP | 1.1 | Elect Susan D. DeVore | MGMT | For | For | 5031 |
Premier, Inc. | US | 12/6/2019 | Annual | 10/9/2019 | PINC | 74051N102 | CUSIP | 1.2 | Elect Jody R. Davids | MGMT | For | For | 5031 |
Premier, Inc. | US | 12/6/2019 | Annual | 10/9/2019 | PINC | 74051N102 | CUSIP | 1.3 | Elect Peter S. Fine | MGMT | For | For | 5031 |
Premier, Inc. | US | 12/6/2019 | Annual | 10/9/2019 | PINC | 74051N102 | CUSIP | 1.4 | Elect David H. Langstaff | MGMT | For | For | 5031 |
Premier, Inc. | US | 12/6/2019 | Annual | 10/9/2019 | PINC | 74051N102 | CUSIP | 1.5 | Elect Marvin R. O'Quinn | MGMT | For | For | 5031 |
Premier, Inc. | US | 12/6/2019 | Annual | 10/9/2019 | PINC | 74051N102 | CUSIP | 2 | Ratification of Auditor | MGMT | For | For | 5031 |
Premier, Inc. | US | 12/6/2019 | Annual | 10/9/2019 | PINC | 74051N102 | CUSIP | 3 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Resideo Technologies, Inc. | US | 6/8/2020 | Annual | 4/15/2020 | REZI | 76118Y104 | CUSIP | 1 | Elect Cynthia L. Hostetler | MGMT | For | For | 5031 |
Resideo Technologies, Inc. | US | 6/8/2020 | Annual | 4/15/2020 | REZI | 76118Y104 | CUSIP | 2 | Elect Brian Kushner | MGMT | For | For | 5031 |
Resideo Technologies, Inc. | US | 6/8/2020 | Annual | 4/15/2020 | REZI | 76118Y104 | CUSIP | 3 | Elect Jack R. Lazar | MGMT | For | For | 5031 |
Resideo Technologies, Inc. | US | 6/8/2020 | Annual | 4/15/2020 | REZI | 76118Y104 | CUSIP | 4 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Resideo Technologies, Inc. | US | 6/8/2020 | Annual | 4/15/2020 | REZI | 76118Y104 | CUSIP | 5 | Ratification of Auditor | MGMT | For | For | 5031 |
Resideo Technologies, Inc. | US | 6/8/2020 | Annual | 4/15/2020 | REZI | 76118Y104 | CUSIP | 6 | Approval of the Employee Stock Purchase Plan | MGMT | For | For | 5031 |
Resources Connection, Inc. | US | 10/15/2019 | Annual | 8/23/2019 | RECN | 76122Q105 | CUSIP | 1 | Elect Anthony Cherbak | MGMT | For | For | 5031 |
Resources Connection, Inc. | US | 10/15/2019 | Annual | 8/23/2019 | RECN | 76122Q105 | CUSIP | 2 | Elect Neil F. Dimick | MGMT | For | For | 5031 |
Resources Connection, Inc. | US | 10/15/2019 | Annual | 8/23/2019 | RECN | 76122Q105 | CUSIP | 3 | Elect Kate W. Duchene | MGMT | For | For | 5031 |
Resources Connection, Inc. | US | 10/15/2019 | Annual | 8/23/2019 | RECN | 76122Q105 | CUSIP | 4 | Approval of the 2019 Employee Stock Purchase Plan | MGMT | For | For | 5031 |
Resources Connection, Inc. | US | 10/15/2019 | Annual | 8/23/2019 | RECN | 76122Q105 | CUSIP | 5 | Ratification of Auditor | MGMT | For | For | 5031 |
Resources Connection, Inc. | US | 10/15/2019 | Annual | 8/23/2019 | RECN | 76122Q105 | CUSIP | 6 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Six Flags Entertainment Corporation | US | 5/6/2020 | Annual | 3/11/2020 | SIX | 83001A102 | CUSIP | 1.1 | Elect B. Ben Baldanza | MGMT | For | For | 5031 |
Six Flags Entertainment Corporation | US | 5/6/2020 | Annual | 3/11/2020 | SIX | 83001A102 | CUSIP | 1.2 | Elect Selim A. Bassoul | MGMT | For | For | 5031 |
Six Flags Entertainment Corporation | US | 5/6/2020 | Annual | 3/11/2020 | SIX | 83001A102 | CUSIP | 1.3 | Elect Kurt M. Cellar | MGMT | For | For | 5031 |
Six Flags Entertainment Corporation | US | 5/6/2020 | Annual | 3/11/2020 | SIX | 83001A102 | CUSIP | 1.4 | Elect Nancy A. Krejsa | MGMT | For | For | 5031 |
Six Flags Entertainment Corporation | US | 5/6/2020 | Annual | 3/11/2020 | SIX | 83001A102 | CUSIP | 1.5 | Elect Richard W. Roedel | MGMT | For | For | 5031 |
Six Flags Entertainment Corporation | US | 5/6/2020 | Annual | 3/11/2020 | SIX | 83001A102 | CUSIP | 1.6 | Elect Arik W. Ruchim | MGMT | For | For | 5031 |
Six Flags Entertainment Corporation | US | 5/6/2020 | Annual | 3/11/2020 | SIX | 83001A102 | CUSIP | 1.7 | Elect Michael Spanos | MGMT | For | For | 5031 |
Six Flags Entertainment Corporation | US | 5/6/2020 | Annual | 3/11/2020 | SIX | 83001A102 | CUSIP | 2 | Ratification of Auditor | MGMT | For | For | 5031 |
Six Flags Entertainment Corporation | US | 5/6/2020 | Annual | 3/11/2020 | SIX | 83001A102 | CUSIP | 3 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
SP Plus Corporation | US | 5/6/2020 | Annual | 3/13/2020 | SP | 78469C103 | CUSIP | 1.1 | Elect G. Marc Baumann | MGMT | For | For | 5031 |
SP Plus Corporation | US | 5/6/2020 | Annual | 3/13/2020 | SP | 78469C103 | CUSIP | 1.2 | Elect Karen M. Garrison | MGMT | For | For | 5031 |
SP Plus Corporation | US | 5/6/2020 | Annual | 3/13/2020 | SP | 78469C103 | CUSIP | 1.3 | Elect Alice M. Peterson | MGMT | For | For | 5031 |
SP Plus Corporation | US | 5/6/2020 | Annual | 3/13/2020 | SP | 78469C103 | CUSIP | 1.4 | Elect Gregory A. Reid | MGMT | For | For | 5031 |
SP Plus Corporation | US | 5/6/2020 | Annual | 3/13/2020 | SP | 78469C103 | CUSIP | 1.5 | Elect Wyman T. Roberts | MGMT | For | For | 5031 |
SP Plus Corporation | US | 5/6/2020 | Annual | 3/13/2020 | SP | 78469C103 | CUSIP | 1.6 | Elect Douglas R. Waggoner | MGMT | For | For | 5031 |
SP Plus Corporation | US | 5/6/2020 | Annual | 3/13/2020 | SP | 78469C103 | CUSIP | 2 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
SP Plus Corporation | US | 5/6/2020 | Annual | 3/13/2020 | SP | 78469C103 | CUSIP | 3 | Ratification of Auditor | MGMT | For | For | 5031 |
Tech Data Corporation | US | 2/12/2020 | Special | 1/9/2020 | TECD | 878237106 | CUSIP | 1 | Acquisition | MGMT | For | For | 5031 |
Tech Data Corporation | US | 2/12/2020 | Special | 1/9/2020 | TECD | 878237106 | CUSIP | 2 | Advisory Vote on Golden Parachutes | MGMT | For | For | 5031 |
Tech Data Corporation | US | 2/12/2020 | Special | 1/9/2020 | TECD | 878237106 | CUSIP | 3 | Right to Adjourn Meeting | MGMT | For | For | 5031 |
TPI Composites, Inc. | US | 5/20/2020 | Annual | 3/23/2020 | TPIC | 87266J104 | CUSIP | 1.1 | Elect Steven C. Lockard | MGMT | For | For | 5031 |
TPI Composites, Inc. | US | 5/20/2020 | Annual | 3/23/2020 | TPIC | 87266J104 | CUSIP | 1.2 | Elect William E. Siwek | MGMT | For | For | 5031 |
TPI Composites, Inc. | US | 5/20/2020 | Annual | 3/23/2020 | TPIC | 87266J104 | CUSIP | 1.3 | Elect Philip J. Deutch | MGMT | For | For | 5031 |
TPI Composites, Inc. | US | 5/20/2020 | Annual | 3/23/2020 | TPIC | 87266J104 | CUSIP | 2 | Ratification of Auditor | MGMT | For | For | 5031 |
TPI Composites, Inc. | US | 5/20/2020 | Annual | 3/23/2020 | TPIC | 87266J104 | CUSIP | 3 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
TPI Composites, Inc. | US | 5/20/2020 | Annual | 3/23/2020 | TPIC | 87266J104 | CUSIP | 4 | Frequency of Advisory Vote on Executive Compensation | MGMT | 1 Year | 1 Year | 5031 |
Trimas Corporation | US | 5/12/2020 | Annual | 3/13/2020 | TRS | 896215209 | CUSIP | 1.1 | Elect Herbert K. Parker | MGMT | For | For | 5031 |
Trimas Corporation | US | 5/12/2020 | Annual | 3/13/2020 | TRS | 896215209 | CUSIP | 1.2 | Elect Holly Boehne | MGMT | For | For | 5031 |
Trimas Corporation | US | 5/12/2020 | Annual | 3/13/2020 | TRS | 896215209 | CUSIP | 1.3 | Elect Teresa Finley | MGMT | For | For | 5031 |
Trimas Corporation | US | 5/12/2020 | Annual | 3/13/2020 | TRS | 896215209 | CUSIP | 2 | Ratification of Auditor | MGMT | For | For | 5031 |
Trimas Corporation | US | 5/12/2020 | Annual | 3/13/2020 | TRS | 896215209 | CUSIP | 3 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
TriNet Group, Inc. | US | 6/4/2020 | Annual | 4/6/2020 | TNET | 896288107 | CUSIP | 1.1 | Elect Michael J. Angelakis | MGMT | For | For | 5031 |
TriNet Group, Inc. | US | 6/4/2020 | Annual | 4/6/2020 | TNET | 896288107 | CUSIP | 1.2 | Elect Burton M. Goldfield | MGMT | For | For | 5031 |
TriNet Group, Inc. | US | 6/4/2020 | Annual | 4/6/2020 | TNET | 896288107 | CUSIP | 1.3 | Elect David C. Hodgson | MGMT | For | For | 5031 |
TriNet Group, Inc. | US | 6/4/2020 | Annual | 4/6/2020 | TNET | 896288107 | CUSIP | 1.4 | Elect Jacqueline B. Kosecoff | MGMT | For | For | 5031 |
TriNet Group, Inc. | US | 6/4/2020 | Annual | 4/6/2020 | TNET | 896288107 | CUSIP | 2 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
TriNet Group, Inc. | US | 6/4/2020 | Annual | 4/6/2020 | TNET | 896288107 | CUSIP | 3 | Ratification of Auditor | MGMT | For | For | 5031 |
UniFirst Corporation | US | 1/14/2020 | Annual | 11/15/2019 | UNF | 904708104 | CUSIP | 1.1 | Elect Thomas S. Postek | MGMT | For | For | 5031 |
UniFirst Corporation | US | 1/14/2020 | Annual | 11/15/2019 | UNF | 904708104 | CUSIP | 1.2 | Elect Steven S. Sintros | MGMT | For | For | 5031 |
UniFirst Corporation | US | 1/14/2020 | Annual | 11/15/2019 | UNF | 904708104 | CUSIP | 1.3 | Elect Raymond C. Zemlin | MGMT | For | For | 5031 |
UniFirst Corporation | US | 1/14/2020 | Annual | 11/15/2019 | UNF | 904708104 | CUSIP | 2 | Ratification of Auditor | MGMT | For | For | 5031 |
US Ecology, Inc. | US | 6/3/2020 | Annual | 4/6/2020 | ECOL | 91734M103 | CUSIP | 1.1 | Elect Richard Burke | MGMT | For | For | 5031 |
US Ecology, Inc. | US | 6/3/2020 | Annual | 4/6/2020 | ECOL | 91734M103 | CUSIP | 1.2 | Elect E. Renae Conley | MGMT | For | For | 5031 |
US Ecology, Inc. | US | 6/3/2020 | Annual | 4/6/2020 | ECOL | 91734M103 | CUSIP | 1.3 | Elect Katina Dorton | MGMT | For | For | 5031 |
US Ecology, Inc. | US | 6/3/2020 | Annual | 4/6/2020 | ECOL | 91734M103 | CUSIP | 1.4 | Elect Glenn A. Eisenberg | MGMT | For | For | 5031 |
US Ecology, Inc. | US | 6/3/2020 | Annual | 4/6/2020 | ECOL | 91734M103 | CUSIP | 1.5 | Elect Jeffrey R. Feeler | MGMT | For | For | 5031 |
US Ecology, Inc. | US | 6/3/2020 | Annual | 4/6/2020 | ECOL | 91734M103 | CUSIP | 1.6 | Elect Daniel Fox | MGMT | For | For | 5031 |
US Ecology, Inc. | US | 6/3/2020 | Annual | 4/6/2020 | ECOL | 91734M103 | CUSIP | 1.7 | Elect Ronald C. Keating | MGMT | For | For | 5031 |
US Ecology, Inc. | US | 6/3/2020 | Annual | 4/6/2020 | ECOL | 91734M103 | CUSIP | 1.8 | Elect John T. Sahlberg | MGMT | For | For | 5031 |
US Ecology, Inc. | US | 6/3/2020 | Annual | 4/6/2020 | ECOL | 91734M103 | CUSIP | 1.9 | Elect Melanie Steiner | MGMT | For | For | 5031 |
US Ecology, Inc. | US | 6/3/2020 | Annual | 4/6/2020 | ECOL | 91734M103 | CUSIP | 2 | Ratification of Auditor | MGMT | For | For | 5031 |
US Ecology, Inc. | US | 6/3/2020 | Annual | 4/6/2020 | ECOL | 91734M103 | CUSIP | 3 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Verra Mobility Corporation | US | 5/26/2020 | Annual | 4/1/2020 | VRRM | 92511U102 | CUSIP | 1.1 | Elect Jay L. Geldmacher | MGMT | For | For | 5031 |
Verra Mobility Corporation | US | 5/26/2020 | Annual | 4/1/2020 | VRRM | 92511U102 | CUSIP | 1.2 | Elect John H. Rexford | MGMT | For | For | 5031 |
Verra Mobility Corporation | US | 5/26/2020 | Annual | 4/1/2020 | VRRM | 92511U102 | CUSIP | 1.3 | Elect David Roberts | MGMT | For | For | 5031 |
Verra Mobility Corporation | US | 5/26/2020 | Annual | 4/1/2020 | VRRM | 92511U102 | CUSIP | 2 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Verra Mobility Corporation | US | 5/26/2020 | Annual | 4/1/2020 | VRRM | 92511U102 | CUSIP | 3 | Frequency of Advisory Vote on Executive Compensation | MGMT | 1 Year | 1 Year | 5031 |
Verra Mobility Corporation | US | 5/26/2020 | Annual | 4/1/2020 | VRRM | 92511U102 | CUSIP | 4 | Ratification of Auditor | MGMT | For | For | 5031 |
Viad Corp. | US | 5/19/2020 | Annual | 3/20/2020 | VVI | 92552R406 | CUSIP | 1 | Elect Edward E. Mace | MGMT | For | For | 5031 |
Viad Corp. | US | 5/19/2020 | Annual | 3/20/2020 | VVI | 92552R406 | CUSIP | 2 | Elect Joshua E. Schechter | MGMT | For | For | 5031 |
Viad Corp. | US | 5/19/2020 | Annual | 3/20/2020 | VVI | 92552R406 | CUSIP | 3 | Ratification of Auditor | MGMT | For | For | 5031 |
Viad Corp. | US | 5/19/2020 | Annual | 3/20/2020 | VVI | 92552R406 | CUSIP | 4 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Vonage Holdings Corp. | US | 6/11/2020 | Annual | 4/14/2020 | VG | 92886T201 | CUSIP | 1 | Elect Hamid Akhavan | MGMT | For | For | 5031 |
Vonage Holdings Corp. | US | 6/11/2020 | Annual | 4/14/2020 | VG | 92886T201 | CUSIP | 2 | Elect Jan Hauser | MGMT | For | For | 5031 |
Vonage Holdings Corp. | US | 6/11/2020 | Annual | 4/14/2020 | VG | 92886T201 | CUSIP | 3 | Elect Priscilla Hung | MGMT | For | For | 5031 |
Vonage Holdings Corp. | US | 6/11/2020 | Annual | 4/14/2020 | VG | 92886T201 | CUSIP | 4 | Elect Carolyn Katz | MGMT | For | For | 5031 |
Vonage Holdings Corp. | US | 6/11/2020 | Annual | 4/14/2020 | VG | 92886T201 | CUSIP | 5 | Elect Alan Masarek | MGMT | For | For | 5031 |
Vonage Holdings Corp. | US | 6/11/2020 | Annual | 4/14/2020 | VG | 92886T201 | CUSIP | 6 | Elect Michael J. McConnell | MGMT | For | For | 5031 |
Vonage Holdings Corp. | US | 6/11/2020 | Annual | 4/14/2020 | VG | 92886T201 | CUSIP | 7 | Elect John J. Roberts | MGMT | For | For | 5031 |
Vonage Holdings Corp. | US | 6/11/2020 | Annual | 4/14/2020 | VG | 92886T201 | CUSIP | 8 | Elect Gary Steele | MGMT | For | Against | 5031 |
Vonage Holdings Corp. | US | 6/11/2020 | Annual | 4/14/2020 | VG | 92886T201 | CUSIP | 9 | Ratification of Auditor | MGMT | For | For | 5031 |
Vonage Holdings Corp. | US | 6/11/2020 | Annual | 4/14/2020 | VG | 92886T201 | CUSIP | 10 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
WageWorks, Inc. | US | 8/28/2019 | Special | 7/26/2019 | WAGE | 930427109 | CUSIP | 1 | Merger/Acquisition | MGMT | For | For | 5031 |
WageWorks, Inc. | US | 8/28/2019 | Special | 7/26/2019 | WAGE | 930427109 | CUSIP | 2 | Right to Adjourn Meeting | MGMT | For | For | 5031 |
WageWorks, Inc. | US | 8/28/2019 | Special | 7/26/2019 | WAGE | 930427109 | CUSIP | 3 | Advisory Vote on Golden Parachutes | MGMT | For | For | 5031 |
Webster Financial Corporation | US | 4/23/2020 | Annual | 2/26/2020 | WBS | 947890109 | CUSIP | 1 | Elect William L. Atwell | MGMT | For | For | 5031 |
Webster Financial Corporation | US | 4/23/2020 | Annual | 2/26/2020 | WBS | 947890109 | CUSIP | 2 | Elect John R. Ciulla | MGMT | For | For | 5031 |
Webster Financial Corporation | US | 4/23/2020 | Annual | 2/26/2020 | WBS | 947890109 | CUSIP | 3 | Elect Elizabeth E. Flynn | MGMT | For | For | 5031 |
Webster Financial Corporation | US | 4/23/2020 | Annual | 2/26/2020 | WBS | 947890109 | CUSIP | 4 | Elect E. Carol Hayles | MGMT | For | For | 5031 |
Webster Financial Corporation | US | 4/23/2020 | Annual | 2/26/2020 | WBS | 947890109 | CUSIP | 5 | Elect Linda H. Ianieri | MGMT | For | For | 5031 |
Webster Financial Corporation | US | 4/23/2020 | Annual | 2/26/2020 | WBS | 947890109 | CUSIP | 6 | Elect Laurence C. Morse | MGMT | For | For | 5031 |
Webster Financial Corporation | US | 4/23/2020 | Annual | 2/26/2020 | WBS | 947890109 | CUSIP | 7 | Elect Karen R. Osar | MGMT | For | For | 5031 |
Webster Financial Corporation | US | 4/23/2020 | Annual | 2/26/2020 | WBS | 947890109 | CUSIP | 8 | Elect Mark Pettie | MGMT | For | For | 5031 |
Webster Financial Corporation | US | 4/23/2020 | Annual | 2/26/2020 | WBS | 947890109 | CUSIP | 9 | Elect Lauren C. States | MGMT | For | For | 5031 |
Webster Financial Corporation | US | 4/23/2020 | Annual | 2/26/2020 | WBS | 947890109 | CUSIP | 10 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
Webster Financial Corporation | US | 4/23/2020 | Annual | 2/26/2020 | WBS | 947890109 | CUSIP | 11 | Ratification of Auditor | MGMT | For | For | 5031 |
White Mountains Insurance Group, Ltd. | US | 5/21/2020 | Annual | 4/1/2020 | WTM | G9618E107 | CUSIP | 1.1 | Elect G. Manning Rountree | MGMT | For | For | 5031 |
White Mountains Insurance Group, Ltd. | US | 5/21/2020 | Annual | 4/1/2020 | WTM | G9618E107 | CUSIP | 1.2 | Elect Mary C. Choksi | MGMT | For | For | 5031 |
White Mountains Insurance Group, Ltd. | US | 5/21/2020 | Annual | 4/1/2020 | WTM | G9618E107 | CUSIP | 2 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
White Mountains Insurance Group, Ltd. | US | 5/21/2020 | Annual | 4/1/2020 | WTM | G9618E107 | CUSIP | 3 | Ratification of Auditor | MGMT | For | For | 5031 |
World Fuel Services Corporation | US | 5/22/2020 | Annual | 3/30/2020 | INT | 981475106 | CUSIP | 1.1 | Elect Michael J. Kasbar | MGMT | For | For | 5031 |
World Fuel Services Corporation | US | 5/22/2020 | Annual | 3/30/2020 | INT | 981475106 | CUSIP | 1.2 | Elect Kanwaljit Bakshi | MGMT | For | For | 5031 |
World Fuel Services Corporation | US | 5/22/2020 | Annual | 3/30/2020 | INT | 981475106 | CUSIP | 1.3 | Elect Jorge L. Benitez | MGMT | For | For | 5031 |
World Fuel Services Corporation | US | 5/22/2020 | Annual | 3/30/2020 | INT | 981475106 | CUSIP | 1.4 | Elect Sharda Cherwoo | MGMT | For | For | 5031 |
World Fuel Services Corporation | US | 5/22/2020 | Annual | 3/30/2020 | INT | 981475106 | CUSIP | 1.5 | Elect Richard A. Kassar | MGMT | For | Withhold | 5031 |
World Fuel Services Corporation | US | 5/22/2020 | Annual | 3/30/2020 | INT | 981475106 | CUSIP | 1.6 | Elect John L. Manley | MGMT | For | For | 5031 |
World Fuel Services Corporation | US | 5/22/2020 | Annual | 3/30/2020 | INT | 981475106 | CUSIP | 1.7 | Elect Stephen K. Roddenberry | MGMT | For | For | 5031 |
World Fuel Services Corporation | US | 5/22/2020 | Annual | 3/30/2020 | INT | 981475106 | CUSIP | 1.8 | Elect Paul H. Stebbins | MGMT | For | For | 5031 |
World Fuel Services Corporation | US | 5/22/2020 | Annual | 3/30/2020 | INT | 981475106 | CUSIP | 2 | Advisory Vote on Executive Compensation | MGMT | For | For | 5031 |
World Fuel Services Corporation | US | 5/22/2020 | Annual | 3/30/2020 | INT | 981475106 | CUSIP | 3 | Ratification of Auditor | MGMT | For | For | 5031 |
World Fuel Services Corporation | US | 5/22/2020 | Annual | 3/30/2020 | INT | 981475106 | CUSIP | 4 | Approval of the 2020 Omnibus Plan | MGMT | For | For | 5031 |
Aquarius International Fund
Aperio Group, LLC
Vote Summary |
BT GROUP PLC | |||||||
Security | 05577E101 | Meeting Type | Annual | ||||
Ticker Symbol | BT | Meeting Date | 10-Jul-2019 | ||||
ISIN | US05577E1010 | Agenda | 935039746 - Management | ||||
Record Date | 20-May-2019 | Holding Recon Date | 20-May-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 01-Jul-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Report and accounts | Management | For | For | |||
2. | Annual remuneration report | Management | For | For | |||
3. | Final dividend | Management | For | For | |||
4. | Re-elect Jan du Plessis | Management | For | For | |||
5. | Re-elect Simon Lowth | Management | For | For | |||
6. | Re-elect Iain Conn | Management | For | For | |||
7. | Re-elect Tim Höttges | Management | For | For | |||
8. | Re-elect Isabel Hudson | Management | For | For | |||
9. | Re-elect Mike Inglis | Management | For | For | |||
10. | Re-elect Nick Rose | Management | For | For | |||
11. | Re-elect Jasmine Whitbread | Management | For | For | |||
12. | Elect Philip Jansen | Management | For | For | |||
13. | Elect Matthew Key | Management | For | For | |||
14. | Elect Allison Kirkby | Management | For | For | |||
15. | Auditors' re-appointment | Management | For | For | |||
16. | Auditors' remuneration | Management | For | For | |||
17. | Authority to allot shares | Management | For | For | |||
18. | Authority to allot shares for cash (Special resolution) | Management | For | For | |||
19. | Authority to purchase own shares (Special resolution) | Management | For | For | |||
20. | 14 days' notice of meeting (Special resolution) | Management | For | For | |||
21. | Authority for political donations | Management | For | For | |||
ALIBABA GROUP HOLDING LIMITED | |||||||
Security | 01609W102 | Meeting Type | Annual | ||||
Ticker Symbol | BABA | Meeting Date | 15-Jul-2019 | ||||
ISIN | US01609W1027 | Agenda | 935052302 - Management | ||||
Record Date | 07-Jun-2019 | Holding Recon Date | 07-Jun-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 09-Jul-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Effect an increase in the number of authorized Ordinary Shares to 32,000,000,000 and effect a one-to-eight share subdivision of the Company's Ordinary Shares. | Management | For | For | |||
2.1 | Election of Director for a three year term: DANIEL ZHANG | Management | For | For | |||
2.2 | Election of Director for a three year term: CHEE HWA TUNG | Management | For | For | |||
2.3 | Election of Director for a three year term: JERRY YANG | Management | For | For | |||
2.4 | Election of Director for a three year term: WAN LING MARTELLO | Management | For | For | |||
3. | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company. | Management | For | For | |||
WIPRO LIMITED | |||||||
Security | 97651M109 | Meeting Type | Annual | ||||
Ticker Symbol | WIT | Meeting Date | 16-Jul-2019 | ||||
ISIN | US97651M1099 | Agenda | 935058520 - Management | ||||
Record Date | 24-Jun-2019 | Holding Recon Date | 24-Jun-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 10-Jul-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | To receive, consider and adopt the Audited Financial Statements of the Company (including consolidated financialstatements) of the Company for the financial year ended March 31, 2019, together with the Reports of the Directorsand Auditors thereon. | Management | For | For | |||
2. | To confirm the payment of Interim Dividend of INR 1 per equity share already paid during the year as the Final Dividend for the Financial Year 2018-19. | Management | For | For | |||
3. | To consider appointment of a Director in place of Mr. Abidali Z Neemuchwala (DIN 02478060) who retires by rotationand being eligible, offers himself for re- appointment. | Management | For | For | |||
4. | Amendments to the Articles of Association of the Company. | Management | For | For | |||
5. | Appointment of Mr. Azim H Premji (DIN 00234280) as Non- Executive, Non-Independent Director of the Company. | Management | For | For | |||
6. | Re-appointment of Mr. Rishad A Premji (DIN 02983899) as Whole Time Director of the Company. | Management | For | For | |||
7. | Designating and appointing Mr. Abidali Z Neemuchwala (DIN 02478060), Whole Time Director as Managing Directorof the Company. | Management | For | For | |||
VODAFONE GROUP PLC | |||||||
Security | 92857W308 | Meeting Type | Annual | ||||
Ticker Symbol | VOD | Meeting Date | 23-Jul-2019 | ||||
ISIN | US92857W3088 | Agenda | 935052174 - Management | ||||
Record Date | 17-May-2019 | Holding Recon Date | 17-May-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 11-Jul-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | To receive the Company's accounts, the strategic report and reports of the Directors and the auditor for the year ended 31 March 2019 | Management | For | For | |||
2. | To elect Sanjiv Ahuja as a Director | Management | For | For | |||
3. | To elect David Thodey as a Director | Management | For | For | |||
4. | To re-elect Gerard Kleisterlee as a Director | Management | For | For | |||
5. | To re-elect Nick Read as a Director | Management | For | For | |||
6. | To re-elect Margherita Della Valle as a Director | Management | For | For | |||
7. | To re-elect Sir Crispin Davis as a Director | Management | For | For | |||
8. | To re-elect Michel Demaré as a Director | Management | For | For | |||
9. | To re-elect Dame Clara Furse as a Director | Management | For | For | |||
10. | To re-elect Valerie Gooding as a Director | Management | For | For | |||
11. | To re-elect Renee James as a Director | Management | For | For | |||
12. | To re-elect Maria Amparo Moraleda Martinez as a Director | Management | For | For | |||
13. | To re-elect David Nish as a Director | Management | For | For | |||
14. | To declare a final dividend of 4.16 eurocents per ordinary share for the year ended 31 March 2019 | Management | For | For | |||
15. | To approve the Annual Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2019 | Management | For | For | |||
16. | To appoint Ernst & Young LLP as the Company's auditor until the end of the next general meeting at which accounts are laid before the Company | Management | For | For | |||
17. | To authorise the Audit and Risk Committee to determine the remuneration of the auditor | Management | For | For | |||
18. | To authorise the Directors to allot shares | Management | For | For | |||
19. | To authorise the Directors to dis-apply pre-emption rights (Special Resolution) | Management | For | For | |||
20. | To authorise the Directors to dis-apply pre-emption rights up to a further 5 per cent for the purposes of financing an acquisition or other capital investment (Special Resolution) | Management | For | For | |||
21. | To authorise the Company to purchase its own shares (Special Resolution) | Management | For | For | |||
22. | To authorise political donations and expenditure | Management | For | For | |||
23. | To authorise the Company to call general meetings (other than AGMs) on 14 clear days' notice (Special Resolution) | Management | For | For | |||
BANCO SANTANDER, S.A. | |||||||
Security | 05964H105 | Meeting Type | Special | ||||
Ticker Symbol | SAN | Meeting Date | 23-Jul-2019 | ||||
ISIN | US05964H1059 | Agenda | 935055891 - Management | ||||
Record Date | 18-Jun-2019 | Holding Recon Date | 18-Jun-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 17-Jul-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | Increases in share capital to be used to acquire all of the securities representing the share capital of Santander Mexico not already held by the Santander Group in an exchange offer | Management | For | For | |||
2 | Authorization to the board of directors to implement the resolutions approved by the shareholders at the meeting | Management | For | For | |||
BANCO SANTANDER, S.A. | |||||||
Security | 05964H105 | Meeting Type | Special | ||||
Ticker Symbol | SAN | Meeting Date | 23-Jul-2019 | ||||
ISIN | US05964H1059 | Agenda | 935063331 - Management | ||||
Record Date | 15-Jul-2019 | Holding Recon Date | 15-Jul-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 22-Jul-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | Increases in share capital to be used to acquire all of the securities representing the share capital of Santander Mexico not already held by the Santander Group in an exchange offer | Management | For | For | |||
2 | Authorization to the board of directors to implement the resolutions approved by the shareholders at the meeting | Management | For | For | |||
DR. REDDY'S LABORATORIES LIMITED | |||||||
Security | 256135203 | Meeting Type | Annual | ||||
Ticker Symbol | RDY | Meeting Date | 30-Jul-2019 | ||||
ISIN | US2561352038 | Agenda | 935061111 - Management | ||||
Record Date | 21-Jun-2019 | Holding Recon Date | 21-Jun-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 22-Jul-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
O1. | To receive, consider and adopt the financial statements (standalone and consolidated) of the company for the year ended 31 March 2019, including the audited balance sheet as at 31 March 2019 and the statement of profit and loss of the company for the year ended on that date along with the reports of the board of directors and auditors thereon. | Management | For | For | |||
O2. | To declare dividend on the equity shares for the financial year 2018-19. | Management | For | For | |||
O3. | To reappoint Mr. G V Prasad (DIN: 00057433), who retires by rotation, and being eligible offers himself for the reappointment. | Management | For | For | |||
S4. | Reappointment of Mr. Sridar Iyengar (DIN: 00278512) as an Independent Director for a second term of four years, in terms of Section 149 of the Companies Act, 2013 and Regulation 17(1A) of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015. | Management | For | For | |||
S5. | Reappointment of Ms. Kalpana Morparia (DIN: 00046081) as an Independent Director for a second term of five years, in terms of Section 149 of the Companies Act, 2013 and Regulation 17(1A) of the Securities and Exchange Board of India(Listing Obligations and Disclosure Requirements) Regulations, 2015. | Management | For | For | |||
S6. | Appointment of Mr. Leo Puri (DIN: 01764813) as an Independent Director in terms of Section 149 of the Companies Act,2013. | Management | For | For | |||
S7. | Appointment of Ms. Shikha Sharma (DIN: 00043265) as an Independent Director in terms of Section 149 of the Companies Act, 2013. | Management | For | For | |||
S8. | Appointment of Mr. Allan Oberman (DIN: 08393837) as an Independent Director in terms of Section 149 of the Companies Act, 2013. | Management | For | For | |||
S9. | To ratify the remuneration payable to cost auditors, M/s. Sagar & Associates, cost accountants for the financial year ending 31 March 2020. | Management | For | For | |||
TATA MOTORS LIMITED | |||||||
Security | 876568502 | Meeting Type | Annual | ||||
Ticker Symbol | TTM | Meeting Date | 30-Jul-2019 | ||||
ISIN | US8765685024 | Agenda | 935061301 - Management | ||||
Record Date | 28-Jun-2019 | Holding Recon Date | 28-Jun-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 19-Jul-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Scheme of Arrangement between Tata Motors Limited and Tata Advanced Systems Limited for transfer of Defense Undertaking of the Company to Tata Advanced Systems Limited as a going concern on a slump sale basis. | Management | For | ||||
A1. | To receive, consider and adopt the Audited Standalone Financial Statement of the Company for the financial year ended March 31, 2019 together with the Reports of the Board of Directors and the Auditors thereon. | Management | For | ||||
A2. | To receive, consider and adopt the Audited Consolidated Financial Statement of the Company for the financial year ended March 31, 2019 together with the Report of the Auditors thereon. | Management | For | ||||
A3. | To appoint a Director in place of Mr N Chandrasekaran (DIN:00121863) who, retires by rotation and being eligible, offers himself for reappointment. | Management | For | ||||
A4. | To appoint Ms Vedika Bhandarkar (DIN:00033808) as a Director and as an Independent Director. | Management | For | ||||
A5. | To pay commission to the Non-Executive Directors including Independent Directors within the overall maximum limit of 1% of the net profits of the Company for that financial year. | Management | For | ||||
A6. | To appoint Branch Auditors. | Management | For | ||||
A7. | To ratify Cost Auditor's Remuneration for financial year ending March 31, 2020. | Management | For | ||||
PETROLEO BRASILEIRO S.A. - PETROBRAS | |||||||
Security | 71654V408 | Meeting Type | Special | ||||
Ticker Symbol | PBR | Meeting Date | 09-Aug-2019 | ||||
ISIN | US71654V4086 | Agenda | 935064953 - Management | ||||
Record Date | 19-Jul-2019 | Holding Recon Date | 19-Jul-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 05-Aug-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
I | Election of 2 (two) members of the Board of Directors appointed by the controlling shareholder: 1. Holder: Nivio Ziviani 2. Holder: Walter Mendes de Oliveira Filho | Management | For | For | |||
II | Withdrawal of the public offering and delisting of the shares of Petróleo Brasileiro S.A. - Petrobras of Bolsas y Mercados Argentinos SA ("BYMA"), through a voluntary withdrawal of the public offering regime in Argentina, based on Article 32, subsection "C", Section VIII, Chapter II of Title III of the Comisión Nacional de Valores ("CNV"), which allows the Company to withdraw the public offering and delisting regime in BYMA without the need to make a public offering of actions. | Management | For | For | |||
CAE INC. | |||||||
Security | 124765108 | Meeting Type | Annual | ||||
Ticker Symbol | CAE | Meeting Date | 14-Aug-2019 | ||||
ISIN | CA1247651088 | Agenda | 935060094 - Management | ||||
Record Date | 19-Jun-2019 | Holding Recon Date | 19-Jun-2019 | ||||
City / | Country | / | Canada | Vote Deadline Date | 12-Aug-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | DIRECTOR | Management | |||||
1 | Margaret S. Billson | For | For | ||||
2 | Hon. Michael M. Fortier | For | For | ||||
3 | Marianne Harrison | For | For | ||||
4 | Alan N. MacGibbon | For | For | ||||
5 | Hon. John P. Manley | For | For | ||||
6 | François Olivier | For | For | ||||
7 | Marc Parent | For | For | ||||
8 | Michael E. Roach | For | For | ||||
9 | Gen. Norton A. Schwartz | For | For | ||||
10 | Andrew J. Stevens | For | For | ||||
2 | Appointment of PricewaterhouseCoopers, LLP as auditors and authorization of the Directors to fix their remuneration. | Management | For | For | |||
3 | Considering an advisory (non-binding) resolution on executive compensation. | Management | For | For | |||
SUZANO S.A. | |||||||
Security | 86959K105 | Meeting Type | Special | ||||
Ticker Symbol | SUZ | Meeting Date | 23-Aug-2019 | ||||
ISIN | US86959K1051 | Agenda | 935069179 - Management | ||||
Record Date | 01-Aug-2019 | Holding Recon Date | 01-Aug-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 20-Aug-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Approval of the amendment to Paragraph Two of Article 25 of the Company's Bylaws to reflect, clearly and objectively, the possibility of a mixed composition of the Statutory Audit Committee, by members that integrates or not the Board of Directors of the Company, in accordance with Article 31-C of CVM Instruction No. 408, of May 14, 1999. | Management | For | For | |||
2. | Approval of the consolidation of the Company's Bylaws to reflect the amendment to the Paragraph Two of Clause 25 of the Company's Bylaws, subject to the resolution described in Item (1) above. | Management | For | For | |||
FIRST AMERICAN FUNDS, INC. | |||||||
Security | 31846V336 | Meeting Type | Special | ||||
Ticker Symbol | FGXXX | Meeting Date | 29-Aug-2019 | ||||
ISIN | US31846V3362 | Agenda | 935065246 - Management | ||||
Record Date | 12-Jul-2019 | Holding Recon Date | 12-Jul-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 28-Aug-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | David K. Baumgardner | For | For | ||||
2 | Mark E. Gaumond | For | For | ||||
3 | Roger A. Gibson | For | For | ||||
4 | Jennifer J. McPeek | For | For | ||||
5 | C. David Myers | For | For | ||||
6 | Richard K. Riederer | For | For | ||||
7 | P. Kelly Tompkins | For | For | ||||
OPEN TEXT CORPORATION | |||||||
Security | 683715106 | Meeting Type | Annual and Special Meeting | ||||
Ticker Symbol | OTEX | Meeting Date | 04-Sep-2019 | ||||
ISIN | CA6837151068 | Agenda | 935069927 - Management | ||||
Record Date | 02-Aug-2019 | Holding Recon Date | 02-Aug-2019 | ||||
City / | Country | / | Canada | Vote Deadline Date | 29-Aug-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | DIRECTOR | Management | |||||
1 | P. Thomas Jenkins | For | For | ||||
2 | Mark J. Barrenechea | For | For | ||||
3 | Randy Fowlie | For | For | ||||
4 | David Fraser | For | For | ||||
5 | Gail E. Hamilton | For | For | ||||
6 | Stephen J. Sadler | For | For | ||||
7 | Harmit Singh | For | For | ||||
8 | Michael Slaunwhite | For | For | ||||
9 | Katharine B. Stevenson | For | For | ||||
10 | C. Jürgen Tinggren | For | For | ||||
11 | Deborah Weinstein | For | For | ||||
2 | Re-appoint KPMG LLP, Chartered Accountants, as independent auditors for the Company. | Management | For | For | |||
3 | The non-binding Say-on-Pay Resolution, the full text of which is attached as Schedule "A" to the Circular, with or without variation, on the Company's approach to executive compensation, as more particularly described in the Circular. | Management | For | For | |||
4 | The Amended and Restated Shareholder Rights Plan Resolution, the full text of which is attached as "Schedule B" to this Circular, with or without variation, to continue, amend and restate the Company's Shareholder Rights Plan, as more particularly described in the Circular. | Management | Against | Against | |||
NETEASE, INC. | |||||||
Security | 64110W102 | Meeting Type | Annual | ||||
Ticker Symbol | NTES | Meeting Date | 13-Sep-2019 | ||||
ISIN | US64110W1027 | Agenda | 935069484 - Management | ||||
Record Date | 31-Jul-2019 | Holding Recon Date | 31-Jul-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 10-Sep-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | Re-election of Director: William Lei Ding | Management | For | For | |||
1B. | Re-election of Director: Alice Cheng | Management | For | For | |||
1C. | Re-election of Director: Denny Lee | Management | For | For | |||
1D. | Re-election of Director: Joseph Tong | Management | For | For | |||
1E. | Re-election of Director: Lun Feng | Management | For | For | |||
1F. | Re-election of Director: Michael Leung | Management | For | For | |||
1G. | Re-election of Director: Michael Tong | Management | For | For | |||
2. | Appoint PricewaterhouseCoopers Zhong Tian LLP as independent auditors of NetEase, Inc. for the fiscal year ending December 31, 2019. | Management | For | For | |||
NICE LTD. | |||||||
Security | 653656108 | Meeting Type | Annual | ||||
Ticker Symbol | NICE | Meeting Date | 18-Sep-2019 | ||||
ISIN | US6536561086 | Agenda | 935074396 - Management | ||||
Record Date | 13-Aug-2019 | Holding Recon Date | 13-Aug-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 12-Sep-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A | Elect Non-executive Director to the Board of the Company: David Kostman | Management | |||||
1B | Elect Non-executive Director to the Board of the Company: Rimon Ben-Shaoul | Management | |||||
1C | Elect Non-executive Director to the Board of the Company: Yehoshua (Shuki) Ehrlich | Management | |||||
1D | Elect Non-executive Director to the Board of the Company: Leo Apotheker | Management | |||||
1E | Elect Non-executive Director to the Board of the Company: Joe Cowan | Management | |||||
2A | Elect Outside Director to the Board of the Company: Dan Falk | Management | |||||
2AA | Regarding proposal 2A., indicate whether you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. | Management | |||||
2B | Elect Outside Director to the Board of the Company: Yocheved Dvir | Management | |||||
2BA | Regarding proposal 2B., indicate whether you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. | Management | |||||
3 | To approve an amendment of Executive Equity Award Caps. | Management | |||||
3A | Regarding proposal 3., indicate whether you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. | Management | |||||
4 | To approve an amendment of Non-Executive Directors' Equity Award Caps | Management | |||||
4A | Regarding proposal 4., indicate whether you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. | Management | |||||
5 | To re-appoint the Company's independent auditors and to authorize the Board to set their remuneration | Management | |||||
DIAGEO PLC | |||||||
Security | 25243Q205 | Meeting Type | Annual | ||||
Ticker Symbol | DEO | Meeting Date | 19-Sep-2019 | ||||
ISIN | US25243Q2057 | Agenda | 935071364 - Management | ||||
Record Date | 02-Aug-2019 | Holding Recon Date | 02-Aug-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 11-Sep-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Report and accounts 2019. | Management | For | For | |||
2. | Directors' remuneration report 2019. | Management | For | For | |||
3. | Declaration of final dividend. | Management | For | For | |||
4. | Election of D Crew as a director. (Audit, Nomination and Remuneration.) | Management | For | For | |||
5. | Re-election of Lord Davies as a director. (Audit, Nomination and Remuneration) | Management | For | For | |||
6. | Re-election of J Ferrán as a director. (Chairman of Nomination Committee) | Management | For | For | |||
7. | Re-election of S Kilsby as a director. (Audit, Nomination and chairman of Remuneration committee) | Management | For | For | |||
8. | Re-election of H KwonPing as a director. (Audit, Nomination and Remuneration) | Management | For | For | |||
9. | Re-election of N Mendelsohn as a director. (Audit, Nomination and Remuneration) | Management | For | For | |||
10. | Re-election of I Menezes as a director. (chairman of Executive committee) | Management | For | For | |||
11. | Re-election of K Mikells as a director. (Executive) | Management | For | For | |||
12. | Re-election of A Stewart as a director. (chairman of Audit committee, Nomination and Remuneration) | Management | For | For | |||
13. | Re-appointment of auditor. | Management | For | For | |||
14. | Remuneration of auditor. | Management | For | For | |||
15. | Authority to make political donations and/or to incur political expenditure. | Management | For | For | |||
16. | Authority to allot shares. | Management | For | For | |||
17. | Approval of the Irish Sharesave scheme. | Management | For | For | |||
18. | Disapplication of pre-emption rights. (Special resolution) | Management | For | For | |||
19. | Authority to purchase own shares. (Special resolution) | Management | For | For | |||
20. | Reduced notice of a general meeting other than an AGM. (Special resolution) | Management | For | For | |||
21. | Adoption and approval of new articles of association. (Special resolution) | Management | For | For | |||
PETROLEO BRASILEIRO S.A. - PETROBRAS | |||||||
Security | 71654V408 | Meeting Type | Special | ||||
Ticker Symbol | PBR | Meeting Date | 30-Sep-2019 | ||||
ISIN | US71654V4086 | Agenda | 935079889 - Management | ||||
Record Date | 04-Sep-2019 | Holding Recon Date | 04-Sep-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 25-Sep-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
I | Merger of Petrobras Logística de Gás S.A. ("Logigás") into Petrobras to: (1) Confirm KPMG Auditores Independentes ("KPMG") as Petrobras' contractor to prepare the relevant Logigás' Evaluation Report, at book value, pursuant to paragraph 1 of article 227 of the Act 6404, of 12.15.1976. (2) Approve the Evaluation Report prepared by KPMG at book value regarding Logigás' shareholders' equity. (3) Approve all terms and conditions of the Merger Proposal and Basis, entered into by ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
II | Proposal of amendment to Petrobras' Articles of Merger in order to change articles 18, 20, 21, 23, 25, 29, 30, 35, 43 and 53 of said charter, and consequent consolidation of said Articles of Merger pursuant to Management proposal filed with the Brazilian Securities and Exchange Commission - CVM (Comissão de Valores Mobiliários) and Company through respective electronic addresses. | Management | For | For | |||
III | Amend the overall amount of management compensation, as approved by General and Special Shareholders' Meeting dated April 25, 2019, in order to include the Digital Transformation and Innovation Executive Officer's remuneration. | Management | For | For | |||
PETROLEO BRASILEIRO S.A. - PETROBRAS | |||||||
Security | 71654V408 | Meeting Type | Special | ||||
Ticker Symbol | PBR | Meeting Date | 30-Sep-2019 | ||||
ISIN | US71654V4086 | Agenda | 935084385 - Management | ||||
Record Date | 13-Sep-2019 | Holding Recon Date | 13-Sep-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 25-Sep-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
I | Merger of Petrobras Logística de Gás S.A. ("Logigás") into Petrobras to: (1) Confirm KPMG Auditores Independentes ("KPMG") as Petrobras' contractor to prepare the relevant Logigás' Evaluation Report, at book value, pursuant to paragraph 1 of article 227 of the Act 6404, of 12.15.1976. (2) Approve the Evaluation Report prepared by KPMG at book value regarding Logigás' shareholders' equity. (3) Approve all terms and conditions of the Merger Proposal and Basis, entered into by ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
II | Proposal of amendment to Petrobras' Articles of Merger in order to change articles 18, 20, 21, 23, 25, 29, 30, 35, 43 and 53 of said charter, and consequent consolidation of said Articles of Merger pursuant to Management proposal filed with the Brazilian Securities and Exchange Commission - CVM (Comissão de Valores Mobiliários) and Company through respective electronic addresses. | Management | For | For | |||
III | Amend the overall amount of management compensation, as approved by General and Special Shareholders' Meeting dated April 25, 2019, in order to include the Digital Transformation and Innovation Executive Officer's remuneration. | Management | For | For | |||
CTRIP.COM INTERNATIONAL, LTD. | |||||||
Security | 22943F100 | Meeting Type | Annual | ||||
Ticker Symbol | CTRP | Meeting Date | 25-Oct-2019 | ||||
ISIN | US22943F1003 | Agenda | 935083496 - Management | ||||
Record Date | 12-Sep-2019 | Holding Recon Date | 12-Sep-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 18-Oct-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | It is resolved as a special resolution that the name of the Company be changed from "Ctrip.com International, Ltd." to "Trip.com Group Limited." | Management | For | For | |||
BHP GROUP LTD | |||||||
Security | 088606108 | Meeting Type | Annual | ||||
Ticker Symbol | BHP | Meeting Date | 07-Nov-2019 | ||||
ISIN | US0886061086 | Agenda | 935082127 - Management | ||||
Record Date | 13-Sep-2019 | Holding Recon Date | 13-Sep-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 31-Oct-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | To receive the 2019 Financial Statements and Reports for BHP | Management | For | For | |||
2. | To appoint Ernst & Young as the auditor of BHP Group Limited and Ernst & Young LLP as the auditor of BHP Group Plc | Management | For | For | |||
3. | To authorise the Risk and Audit Committee to agree the remuneration of the auditor of BHP Group Plc | Management | For | For | |||
4. | To approve the general authority to issue shares in BHP Group Plc | Management | For | For | |||
5. | To approve the authority to allot equity securities in BHP Group Plc for cash | Management | For | For | |||
6. | To authorise the repurchase of shares in BHP Group Plc | Management | For | For | |||
7. | To approve the Directors' remuneration policy | Management | For | For | |||
8. | To approve the 2019 Remuneration Report other than the part containing the Directors' remuneration policy | Management | For | For | |||
9. | To approve the 2019 Remuneration Report | Management | For | For | |||
10. | To approve the grant to the Executive Director | Management | For | For | |||
11. | To elect Ian Cockerill as a Director of BHP | Management | For | For | |||
12. | To elect Susan Kilsby as a Director of BHP | Management | For | For | |||
13. | To re-elect Terry Bowen as a Director of BHP | Management | For | For | |||
14. | To re-elect Malcolm Broomhead as a Director of BHP | Management | For | For | |||
15. | To re-elect Anita Frew as a Director of BHP | Management | For | For | |||
16. | To re-elect Andrew Mackenzie as a Director of BHP | Management | For | For | |||
17. | To re-elect Lindsay Maxsted as a Director of BHP | Management | For | For | |||
18. | To re-elect John Mogford as a Director of BHP | Management | For | For | |||
19. | To re-elect Shriti Vadera as a Director of BHP | Management | For | For | |||
20. | To re-elect Ken MacKenzie as a Director of BHP | Management | For | For | |||
21. | To amend the constitution of BHP Group Limited | Management | Against | For | |||
22. | To suspend memberships of Industry Associations that are involved in lobbying inconsistent with the goals of the Paris Agreement | Management | Against | For | |||
WEIBO CORPORATION | |||||||
Security | 948596101 | Meeting Type | Annual | ||||
Ticker Symbol | WB | Meeting Date | 12-Nov-2019 | ||||
ISIN | US9485961018 | Agenda | 935087951 - Management | ||||
Record Date | 26-Sep-2019 | Holding Recon Date | 26-Sep-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 06-Nov-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | As an ordinary resolution: THAT Mr. Daniel Yong Zhang shall be re-elected as a director of the Company at this annual general meeting andretain office until his retirement pursuant to the Company's memorandum and articles of association. | Management | For | For | |||
2. | As an ordinary resolution: THAT Mr. Pehong Chen shall be re- elected as a director of the Company at this annual general meeting and retain office until his retirement pursuant to the Company's memorandum and articles of association. | Management | For | For | |||
CNOOC LIMITED | |||||||
Security | 126132109 | Meeting Type | Special | ||||
Ticker Symbol | CEO | Meeting Date | 21-Nov-2019 | ||||
ISIN | US1261321095 | Agenda | 935099603 - Management | ||||
Record Date | 28-Oct-2019 | Holding Recon Date | 28-Oct-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 13-Nov-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | To approve the Non-exempt Continuing Connected Transactions. | Management | For | For | |||
2. | To approve the Proposed Caps for each category of the Non-exempt Continuing Connected Transactions. | Management | For | For | |||
TATA MOTORS LIMITED | |||||||
Security | 876568502 | Meeting Type | Special | ||||
Ticker Symbol | TTM | Meeting Date | 22-Nov-2019 | ||||
ISIN | US8765685024 | Agenda | 935101422 - Management | ||||
Record Date | 04-Nov-2019 | Holding Recon Date | 04-Nov-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 15-Nov-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Issuance of Ordinary Shares and Warrants to Tata Sons Private Limited, Promoter of the Company, on a preferential basis. | Management | For | For | |||
COMPANHIA DE SANEAMENTO BASICO DO ESTADO | |||||||
Security | 20441A102 | Meeting Type | Special | ||||
Ticker Symbol | SBS | Meeting Date | 26-Nov-2019 | ||||
ISIN | US20441A1025 | Agenda | 935103363 - Management | ||||
Record Date | 07-Nov-2019 | Holding Recon Date | 07-Nov-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 21-Nov-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
I | Elect members of the Fiscal Council for the remainder of the term of office by the 2020 Annual Shareholders' Meeting, as follows: (i) one effective member and respective alternate appointed by the controlling shareholder and; (ii) separately, one alternate member appointed by the minority shareholders. (a) Appointed by the controlling shareholders: Ângelo Luiz Moreira Grossi (Effective); Andréa Martins Botaro (Alternate) | Management | For | For | |||
II | Ratify the appointment of Mr. Wilson Newton de Mello Neto as member of the Company's Board of Directors for the remainder of the term of office until the 2020 Annual Shareholders' Meeting. | Management | For | For | |||
III | Resolve on the amendment of the Company's Bylaws to change item XIX of article 14 to give the Board of Directors the power to authorize the issuance of promissory notes for public distribution offerings. | Management | For | For | |||
IV | Consolidate the Company's ByLaws. | Management | For | For | |||
V | Rectify the annual global compensation of the Management, members of the audit committee and the fiscal council for the fiscal year 2019, approved at the Extraordinary General Meeting of June 3, 2019. | Management | For | For | |||
BANCO DO BRASIL S.A. | |||||||
Security | 059578104 | Meeting Type | Special | ||||
Ticker Symbol | BDORY | Meeting Date | 27-Nov-2019 | ||||
ISIN | US0595781040 | Agenda | 935099615 - Management | ||||
Record Date | 30-Oct-2019 | Holding Recon Date | 30-Oct-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 21-Nov-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
I1 | Elect member of the Supervisory Board appointed by the controller shareholder: Paulo Antônio Spencer Uebel | Management | For | For | |||
I2 | Elect member of the Supervisory Board appointed by the controller shareholder: Rafael Cavalcanti de Araújo | Management | For | For | |||
II1 | Elect member of the Board of Directors appointed by the controller shareholder: Guilherme Horn | Management | For | For | |||
II2 | Elect member of the Board of Directors appointed by the controller shareholder: Hélio Lima Magalhães | Management | For | For | |||
II3 | Elect member of the Board of Directors appointed by the controller shareholder: Marcelo Serfaty | Management | For | For | |||
III | Decide on the proposed changes to the Company's Bylaws. | Management | For | For | |||
BANCO SANTANDER MEXICO S A | |||||||
Security | 05969B103 | Meeting Type | Special | ||||
Ticker Symbol | BSMX | Meeting Date | 28-Nov-2019 | ||||
ISIN | US05969B1035 | Agenda | 935103731 - Management | ||||
Record Date | 08-Nov-2019 | Holding Recon Date | 08-Nov-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 21-Nov-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
I | Report on the resignation, appointment, and where appropriate, ratification of the members of the Board of Directors, Regular and Alternate that results from the resolutions adopted by the Series "F" Special Shareholders' Meeting. | Management | For | Against | |||
II | Proposal and, if applicable, approval for the payment of a cash dividend to the stockholders of the Company for up to the amount and at the date determined by the Meeting. | Management | For | Against | |||
III | Designation of special delegates to formalize and carry out the resolutions adopted at the meeting. | Management | Abstain | For | |||
HUAZHU GROUP LIMITED | |||||||
Security | 44332N106 | Meeting Type | Annual | ||||
Ticker Symbol | HTHT | Meeting Date | 10-Dec-2019 | ||||
ISIN | US44332N1063 | Agenda | 935106751 - Management | ||||
Record Date | 05-Nov-2019 | Holding Recon Date | 05-Nov-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 02-Dec-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | The resolution as set out in the Notice of Annual General Meeting regarding the appointment of Deloitte Touche Tohmatsu CPA Ltd as auditor of the Company. | Management | For | For | |||
2. | The resolution as set out in the Notice of Annual General Meeting regarding the re-election of Min (Jenny) Zhang as a director of the board of directors of the Company. | Management | For | For | |||
3. | The resolution as set out in the Notice of Annual General Meeting regarding the general authorization to each director or officer of the Company. | Management | For | For | |||
WESTPAC BANKING CORPORATION | |||||||
Security | 961214301 | Meeting Type | Annual | ||||
Ticker Symbol | WBK | Meeting Date | 12-Dec-2019 | ||||
ISIN | US9612143019 | Agenda | 935105494 - Management | ||||
Record Date | 04-Nov-2019 | Holding Recon Date | 04-Nov-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 03-Dec-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
2A) | To re-elect Nerida Caesar as a Director | Management | For | For | |||
2B) | To re-elect Ewen Crouch AM as a Director | Management | For | For | |||
2C) | To elect Steven Harker as a Director | Management | For | For | |||
2D) | To re-elect Peter Marriott as a Director | Management | For | For | |||
2E) | To elect Margaret Seale as a Director | Management | For | For | |||
3) | Grant of equity to Managing Director and Chief Executive Officer | Management | For | For | |||
4) | Remuneration Report | Management | For | For | |||
5) | Conditional Spill Resolution (Note: Item 5 will only be put to the meeting if the condition described in the Notice of Meeting is satisfied.) | Shareholder | Against | For | |||
6A) | To amend the constitution of Westpac Banking Corporation | Shareholder | Against | For | |||
6B) | To disclose strategies and targets for reduction in fossil fuel exposure. (Note: Item 6b will only be put to the meeting if the condition described in the Notice of Meeting is satisfied.) | Shareholder | Against | For | |||
51JOB, INC. | |||||||
Security | 316827104 | Meeting Type | Annual | ||||
Ticker Symbol | JOBS | Meeting Date | 12-Dec-2019 | ||||
ISIN | US3168271043 | Agenda | 935106787 - Management | ||||
Record Date | 08-Nov-2019 | Holding Recon Date | 08-Nov-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 06-Dec-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | To re-elect Mr. Junichi Arai as a director of the Company. | Management | For | For | |||
2. | To re-elect Mr. David K. Chao as a director of the Company. | Management | For | For | |||
3. | To re-elect Mr. Li-Lan Cheng as a director of the Company. | Management | For | For | |||
4. | To re-elect Mr. Eric He as a director of the Company. | Management | For | For | |||
5. | To re-elect Mr. Rick Yan as a director of the Company. | Management | For | For | |||
ECOPETROL S A | |||||||
Security | 279158109 | Meeting Type | Special | ||||
Ticker Symbol | EC | Meeting Date | 16-Dec-2019 | ||||
ISIN | US2791581091 | Agenda | 935112350 - Management | ||||
Record Date | 25-Nov-2019 | Holding Recon Date | 25-Nov-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 11-Dec-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
4. | Approval of the Agenda | Management | For | For | |||
5. | Appointment of the President of the Shareholders Meeting | Management | For | For | |||
6. | Appointment of the Commission responsible of scrutinizing elections and polling | Management | For | For | |||
7. | Appointment of the Commission responsible of reviewing and approving the minute of the meeting | Management | For | For | |||
8. | Modification of the occasional reserve destination for the future sustainability of the Company, approved by the shareholders on the Annual General Shareholders' Meeting held on March 2019 with the purpose of distributing the reserve | Management | For | For | |||
9. | Distribution of the occasional reserve as dividends | Management | For | For | |||
CHINA LIFE INSURANCE COMPANY LIMITED | |||||||
Security | 16939P106 | Meeting Type | Special | ||||
Ticker Symbol | LFC | Meeting Date | 19-Dec-2019 | ||||
ISIN | US16939P1066 | Agenda | 935108301 - Management | ||||
Record Date | 18-Nov-2019 | Holding Recon Date | 18-Nov-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 10-Dec-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
O1 | To consider and approve the election of Mr. Zhao Peng as an Executive Director of the sixth session of the Board of Directors of the Company. | Management | For | ||||
O2 | To consider and approve the proposed amendments to the Procedural Rules for the Board of Directors' Meetings. | Management | For | ||||
O3A | To consider and approve the renewal of continuing connected transactions with China Life AMP Asset Management Co., Ltd.: To consider and approve the Company Framework Agreement and the Pension Company Framework Agreement, the transactions contemplated thereunder and the annual caps for the three years ending 31 December 2022 relating thereto. | Management | For | ||||
O3B | To consider and approve the renewal of continuing connected transactions with China Life AMP Asset Management Co., Ltd.: To consider and approve the CLIC Framework Agreement, the CLP&C Framework Agreement and the CLI Framework Agreement, the transactions contemplated thereunder and the annual caps for the three years ending 31 December 2022 relating thereto. | Management | For | ||||
O4 | To consider and approve the renewal of the Framework Agreement for Daily Connected Transactions between the Company and China Guangfa Bank Co., Ltd. | Management | For | ||||
S5 | To consider and approve the proposed amendments to the Articles of Association of the Company. | Management | For | ||||
BEIGENE LTD | |||||||
Security | 07725L102 | Meeting Type | Special | ||||
Ticker Symbol | BGNE | Meeting Date | 27-Dec-2019 | ||||
ISIN | US07725L1026 | Agenda | 935112603 - Management | ||||
Record Date | 27-Nov-2019 | Holding Recon Date | 27-Nov-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 18-Dec-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | THAT the issuance of approximately 20.5% of the Company's outstanding shares upon closing to Amgen Inc. ("Amgen") be and is hereby approved, pursuant to the terms of the Share Purchase Agreement (the "Share Purchase Agreement") by and between the Company and Amgen. | Management | For | For | |||
2 | THAT the Collaboration Agreement (the "Collaboration Agreement") dated October 31, 2019 by and between the Company, BeiGene Switzerland GmbH and Amgen and the transactions contemplated thereunder be and are hereby approved. | Management | For | For | |||
3 | THAT the annual caps in relation to the Collaboration Agreement be and are hereby approved. | Management | For | For | |||
4 | THAT Anthony C. Hooper be and is hereby elected to serve as a Class III director of the Company until the 2022 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal, subject to and effective upon the closing of the transactions contemplated by the Share Purchase Agreement and the Collaboration Agreement. | Management | For | For | |||
DR. REDDY'S LABORATORIES LIMITED | |||||||
Security | 256135203 | Meeting Type | Special | ||||
Ticker Symbol | RDY | Meeting Date | 02-Jan-2020 | ||||
ISIN | US2561352038 | Agenda | 935115065 - Management | ||||
Record Date | 05-Dec-2019 | Holding Recon Date | 05-Dec-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 20-Dec-2019 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Approval of the Scheme of Amalgamation and Arrangement between Dr. Reddy's Holdings Limited (Amalgamating Company) and Dr Reddy's Laboratories Limited (Amalgamated Company) and their respective shareholders pursuant to the provisions of Sections 230- 232 read with Section 66 and other relevant provisions of the Companies Act, 2013 and rules thereunder. | Management | For | For | |||
CGI INC. | |||||||
Security | 12532H104 | Meeting Type | Annual | ||||
Ticker Symbol | GIB | Meeting Date | 29-Jan-2020 | ||||
ISIN | CA12532H1047 | Agenda | 935118441 - Management | ||||
Record Date | 09-Dec-2019 | Holding Recon Date | 09-Dec-2019 | ||||
City / | Country | / | Canada | Vote Deadline Date | 27-Jan-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | DIRECTOR | Management | |||||
1 | Alain Bouchard | For | For | ||||
2 | Sophie Brochu | For | For | ||||
3 | George A. Cope | For | For | ||||
4 | Paule Doré | For | For | ||||
5 | Richard B. Evans | For | For | ||||
6 | Julie Godin | For | For | ||||
7 | Serge Godin | For | For | ||||
8 | Timothy J. Hearn | For | For | ||||
9 | André Imbeau | For | For | ||||
10 | Gilles Labbé | For | For | ||||
11 | Michael B. Pedersen | For | For | ||||
12 | Alison C. Reed | For | For | ||||
13 | Michael E. Roach | For | For | ||||
14 | George D. Schindler | For | For | ||||
15 | Kathy N. Waller | For | For | ||||
16 | Joakim Westh | For | For | ||||
2 | Appointment of Auditor Appointment of PricewaterhouseCoopers LLP as auditor and authorization to the Audit and Risk Management Committee to fix its remuneration. | Management | For | For | |||
3 | Shareholder Proposal Number One Disclosure of Voting Results by Class of Shares. | Shareholder | For | Against | |||
IMPERIAL BRANDS PLC | |||||||
Security | 45262P102 | Meeting Type | Annual | ||||
Ticker Symbol | IMBBY | Meeting Date | 05-Feb-2020 | ||||
ISIN | US45262P1021 | Agenda | 935120458 - Management | ||||
Record Date | 27-Dec-2019 | Holding Recon Date | 27-Dec-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 28-Jan-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
O1 | THAT the Annual Report and Accounts for the financial year ended 30 September 2019 be received. | Management | For | For | |||
O2 | THAT the Directors' Remuneration Report (excluding the Directors' Remuneration Policy) set out on pages 66 to 85 of the Annual Report and Accounts for the financial year ended 30 September 2019 be approved. | Management | For | For | |||
O3 | THAT a final dividend for the financial year ended 30 September 2019 of 72.01 pence per ordinary share of 10 pence payable on 31 March 2020 to those shareholders on the register at the close of business on 21 February 2020 be declared. | Management | For | For | |||
O4 | THAT Susan Clark be re-elected as a Director of the Company. | Management | For | For | |||
O5 | THAT Alison Cooper be re-elected as a Director of the Company. | Management | For | For | |||
O6 | THAT Thérèse Esperdy be re-elected as a Director of the Company. | Management | For | For | |||
O7 | THAT Simon Langelier be re-elected as a Director of the Company. | Management | For | For | |||
O8 | THAT Matthew Phillips be re-elected as a Director of the Company. | Management | For | For | |||
O9 | THAT Steven Stanbrook be re-elected as a Director of the Company. | Management | For | For | |||
O10 | THAT Jonathan Stanton be elected as a Director of the Company. | Management | For | For | |||
O11 | THAT Oliver Tant be re-elected as a Director of the Company. | Management | For | For | |||
O12 | THAT Karen Witts be re-elected as a Director of the Company. | Management | For | For | |||
O13 | THAT Ernst & Young LLP be re-appointed as auditor of the Company to hold office until the conclusion of the next general meeting at which accounts are laid before the Company. | Management | For | For | |||
O14 | THAT the Audit Committee (for and on behalf of the Board) be authorised to set the remuneration of the auditor. | Management | For | For | |||
O15 | To consider and, if thought fit, pass resolution 15 as ordinary resolution as set forth in the Company's Notice of Meeting. | Management | For | For | |||
O16 | To consider and, if thought fit, pass resolution 16 as ordinary resolution as set forth in the Company's Notice of Meeting. | Management | For | For | |||
S17 | To consider and, if thought fit, pass resolution 17 as special resolution as set forth in the Company's Notice of Meeting. | Management | For | For | |||
S18 | To consider and, if thought fit, pass resolution 18 as special resolution as set forth in the Company's Notice of Meeting. | Management | For | For | |||
S19 | To consider and, if thought fit, pass resolution 19 as special resolution as set forth in the Company's Notice of Meeting. | Management | For | For | |||
CHINA LIFE INSURANCE COMPANY LIMITED | |||||||
Security | 16939P106 | Meeting Type | Special | ||||
Ticker Symbol | LFC | Meeting Date | 20-Feb-2020 | ||||
ISIN | US16939P1066 | Agenda | 935125890 - Management | ||||
Record Date | 17-Jan-2020 | Holding Recon Date | 17-Jan-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 10-Feb-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | To consider and approve the investment by the Company in China Life Aged-care Industry Investment Fund. | Management | For | ||||
NOVARTIS AG | |||||||
Security | 66987V109 | Meeting Type | Annual | ||||
Ticker Symbol | NVS | Meeting Date | 28-Feb-2020 | ||||
ISIN | US66987V1098 | Agenda | 935128884 - Management | ||||
Record Date | 23-Jan-2020 | Holding Recon Date | 23-Jan-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 19-Feb-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2019 Financial Year. | Management | For | For | |||
2. | Discharge from Liability of the Members of the Board of Directors and the Executive Committee. | Management | For | For | |||
3. | Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend for 2019. | Management | For | For | |||
4. | Reduction of Share Capital. | Management | For | For | |||
5A. | Binding Vote on the Maximum Aggregate Amount of Compensation for the Board of Directors from the 2020 Annual General Meeting to the 2021 Annual General Meeting. | Management | For | For | |||
5B. | Binding Vote on the Maximum Aggregate Amount of Compensation for the Executive Committee for the Financial Year 2021. | Management | For | For | |||
5C. | Advisory Vote on the 2019 Compensation Report. | Management | For | For | |||
6A. | Re-election of the Chairman and the Member of the Board of Director: Joerg Reinhardt | Management | For | For | |||
6B. | Re-election of the Member of the Board of Director: Nancy C. Andrews | Management | For | For | |||
6C. | Re-election of the Member of the Board of Director: Ton Buechner | Management | For | For | |||
6D. | Re-election of the Member of the Board of Director: Patrice Bula | Management | For | For | |||
6E. | Re-election of the Member of the Board of Director: Srikant Datar | Management | For | For | |||
6F. | Re-election of the Member of the Board of Director: Elizabeth Doherty | Management | For | For | |||
6G. | Re-election of the Member of the Board of Director: Ann Fudge | Management | For | For | |||
6H. | Re-election of the Member of the Board of Director: Frans van Houten | Management | For | For | |||
6I. | Re-election of the Member of the Board of Director: Andreas von Planta | Management | For | For | |||
6J. | Re-election of the Member of the Board of Director: Charles L. Sawyers | Management | For | For | |||
6K. | Re-election of the Member of the Board of Director: Enrico Vanni | Management | For | For | |||
6L. | Re-election of the Member of the Board of Director: William T. Winters | Management | For | For | |||
6M. | Election of new Member of the Board of Director: Bridgette Heller | Management | For | For | |||
6N. | Election of new Member of the Board of Director: Simon Moroney | Management | For | For | |||
7A. | Re-election to the Compensation Committee: Patrice Bula | Management | For | For | |||
7B. | Re-election to the Compensation Committee: Srikant Datar | Management | For | For | |||
7C. | Re-election to the Compensation Committee: Enrico Vanni | Management | For | For | |||
7D. | Re-election to the Compensation Committee: William T. Winters | Management | For | For | |||
7E. | Election of new Member to the Compensation Committee: Bridgette Heller | Management | For | For | |||
8. | Re-election of the Statutory Auditor. | Management | For | For | |||
9. | Re-election of the Independent Proxy. | Management | For | For | |||
10. | General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations. | Management | For | ||||
PETROLEO BRASILEIRO S.A. - PETROBRAS | |||||||
Security | 71654V408 | Meeting Type | Special | ||||
Ticker Symbol | PBR | Meeting Date | 04-Mar-2020 | ||||
ISIN | US71654V4086 | Agenda | 935130942 - Management | ||||
Record Date | 10-Feb-2020 | Holding Recon Date | 10-Feb-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 27-Feb-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
I | Merger of Petrobras Negócios Eletrônicos S.A. (e- PETRO) into Petrobras to: 1)Confirm Loudon Blomquist Auditores Independentes (Loudon) as Petrobras' contractor to prepare the relevant e-PETRO's Evaluation Report, at book value, pursuant to paragraph 1 of article 227 of the Act 6404, of 12.15.1976; 2) Approve the Evaluation Report prepared by Loudon at book value regarding e-PETRO's shareholders' equity; 3)Approve all terms and conditions of the Merger Proposal and Basis, entered into ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
II | Proposal of amendment to Petrobras' By Law in order to change articles 18, 21, 22, 23, 30, 34, 60, 63, 64 and 65 of said charter, and consequent consolidation of said By Law pursuant to Management proposal filed with the Brazilian Securities and Exchange Commission - CVM (Comissão de Valores Mobiliários) and Company through respective electronic addresses. | Management | For | For | |||
III | Election of 1 (one) member of the Board of Directors indicated by controlling shareholder. | Management | For | For | |||
BANCO BRADESCO S A | |||||||
Security | 059460303 | Meeting Type | Annual | ||||
Ticker Symbol | BBD | Meeting Date | 10-Mar-2020 | ||||
ISIN | US0594603039 | Agenda | 935132326 - Management | ||||
Record Date | 10-Feb-2020 | Holding Recon Date | 10-Feb-2020 | ||||
City / | Country | / | Brazil | Vote Deadline Date | 05-Mar-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
5A | Election of the fiscal council: Candidates appointed by preferred shareholders - Separate Election: Cristiana Pereira / Reginaldo Ferreira Alexandre. | Management | For | For | |||
ELBIT SYSTEMS LTD. | |||||||
Security | M3760D101 | Meeting Type | Special | ||||
Ticker Symbol | ESLT | Meeting Date | 17-Mar-2020 | ||||
ISIN | IL0010811243 | Agenda | 935132768 - Management | ||||
Record Date | 18-Feb-2020 | Holding Recon Date | 18-Feb-2020 | ||||
City / | Country | / | Israel | Vote Deadline Date | 13-Mar-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | ELECTION OF MR. MOSHE KAPLINSKY AS AN EXTERNAL DIRECTOR FOR A FIRST THREE-YEAR TERM COMMENCING ON THE CLOSE OF THE MEETING | Management | |||||
1A. | Please indicate if you are a Controlling Shareholder of the Company or have a Personal Interest (the terms "Controlling Shareholder" and "Personal Interest," as defined in the Company's Proxy Statement of February 11, 2020) in the approval of the above resolution. (Please note: if you do not mark either Yes or No, your shares will not be voted). Mark 'For' = Yes or 'Against' = No. | Management | |||||
COCA-COLA FEMSA, S.A.B DE C.V. | |||||||
Security | 191241108 | Meeting Type | Annual | ||||
Ticker Symbol | KOF | Meeting Date | 17-Mar-2020 | ||||
ISIN | US1912411089 | Agenda | 935138316 - Management | ||||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 11-Mar-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | �� | Proposed by | Vote | For/Against Management | ||
I | Report of the chief executive officer of the Company, which includes the financial statements for the 2019 fiscal year; opinion of the board of directors of the Company regarding the content of the report of the chief executive officer; report of the board of directors of the Company regarding the main policies and accounting and information criteria applied during the preparation of the Company's financial information, including report of the operations and activities of the Company ...(due to space limits, see proxy material for full proposal). | Management | For | ||||
II | Application of the results for the 2019 fiscal year of the Company, and a dividend declaration and payment in cash, in Mexican pesos. | Management | For | ||||
III | Proposal to determine the maximum amount for the Company's stock repurchase fund kept pursuant to article 56 subsection IV of the Law. | Management | For | ||||
IV | Election of the members of the board of directors and secretaries of the board of directors of the Company, qualification of independence in accordance with the Law, and resolution with respect to their remuneration. | Management | For | ||||
V | Election of members of the following committees: (i) planning and finance, (ii) audit, and (iii) corporate practices of the Company; appointment of each of their respective chairman, and resolution with respect to their remuneration. | Management | For | ||||
VI | Appointment of delegates for the formalization of the Meeting's resolutions. | Management | For | ||||
VII | Reading and, if applicable, approval of the Meeting's minute. | Management | For | ||||
KB FINANCIAL GROUP INC | |||||||
Security | 48241A105 | Meeting Type | Annual | ||||
Ticker Symbol | KB | Meeting Date | 20-Mar-2020 | ||||
ISIN | US48241A1051 | Agenda | 935137720 - Management | ||||
Record Date | 30-Dec-2019 | Holding Recon Date | 30-Dec-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 16-Mar-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Approval of financial statements and the proposed dividend payment for fiscal year 2019. | Management | For | For | |||
2. | Amendment of the articles of incorporation. | Management | For | For | |||
3.1 | Appointment of Non-Standing Director Candidate: Yin Hur | Management | For | For | |||
3.2 | Appointment of Non-Executive Director Candidate: Stuart B. Solomon | Management | For | For | |||
3.3 | Appointment of Non-Executive Director Candidate: Suk Ho Sonu | Management | For | For | |||
3.4 | Appointment of Non-Executive Director Candidate: Myung Hee Choi | Management | For | For | |||
3.5 | Appointment of Non-Executive Director Candidate: Kouwhan Jeong | Management | For | For | |||
3.6 | Appointment of Non-Executive Director Candidate: Seon- joo Kwon | Management | For | For | |||
4. | Appointment of a non-executive director, who will serve as a member of the Audit Committee Non-Executive Director Candidate: Gyutaeg Oh | Management | For | For | |||
5.1 | Appointment of member of the Audit Committee, who is non-executive director: Myung Hee Choi | Management | For | For | |||
5.2 | Appointment of member of the Audit Committee, who is non-executive director: Kouwhan Jeong | Management | For | For | |||
5.3 | Appointment of member of the Audit Committee, who is non-executive director: Kyung Ho Kim | Management | For | For | |||
6. | Approval of the aggregate remuneration limit for directors. | Management | For | For | |||
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV | |||||||
Security | 344419106 | Meeting Type | Annual | ||||
Ticker Symbol | FMX | Meeting Date | 20-Mar-2020 | ||||
ISIN | US3444191064 | Agenda | 935139104 - Management | ||||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 17-Mar-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
I | Report of the chief executive officer of the Company, which includes the financial statements for the 2019 fiscal year; opinion of the board of directors of the Company regarding the content of the report of the chief executive officer; reports of the board of directors of the Company regarding the main policies and accounting and information criteria applied during the preparation of the Company's financial information, including the report of the operations and activities of the ...(due to space limits, see proxy material for full proposal). | Management | For | ||||
II | Application of the results for the 2019 fiscal year of the Company, which will include a dividend declaration and payment in cash, in Mexican pesos. | Management | For | ||||
III | Proposal to determine the maximum amount for the Company's stock repurchase fund kept pursuant to article 56 subsection IV of the Law. | Management | For | ||||
IV | Election of the members of the board of directors and secretaries of the Company, qualification of their independence, in accordance with the Law, and resolution with respect to their remuneration. | Management | For | ||||
V | Election of members of the following committees: (i) strategy and finance, (ii) audit, and (iii) corporate practices of the Company; appointment of each of their respective chairman, and resolution with respect to their remuneration. | Management | For | ||||
VI | Appointment of delegates for the formalization of the Meeting's resolutions. | Management | For | ||||
VII | Reading and, if applicable, approval of the Meeting's minute. | Management | For | ||||
SK TELECOM CO., LTD. | |||||||
Security | 78440P108 | Meeting Type | Annual | ||||
Ticker Symbol | SKM | Meeting Date | 26-Mar-2020 | ||||
ISIN | US78440P1084 | Agenda | 935136146 - Management | ||||
Record Date | 31-Dec-2019 | Holding Recon Date | 31-Dec-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 20-Mar-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Approval of Financial Statements for the 36th Fiscal Year (2019) | Management | For | ||||
2. | Amendments to the Articles of Incorporation | Management | For | ||||
3.1 | Grant of Stock Options (Directors) | Management | For | ||||
3.2 | Grant of Stock Options (Unregistered Executive Officers) | Management | For | ||||
4.1 | Approval of the Appointment of an Executive Director Candidate: Park, Jung Ho | Management | For | ||||
4.2 | Approval of the Appointment of a Non-Executive Director Candidate: Cho, Dae Sik | Management | For | ||||
4.3 | Approval of the Appointment of an Independent Non- Executive Director Candidate: Kim, Yong-Hak | Management | For | ||||
4.4 | Approval of the Appointment of an Independent Non- Executive Director Candidate: Kim, Junmo | Management | For | ||||
4.5 | Approval of the Appointment of an Independent Non- Executive Director Candidate: Ahn, Jung Ho | Management | For | ||||
5.1 | Approval of the Appointment of a Member of the Audit Committee Candidate: Kim, Yong-Hak | Management | For | ||||
5.2 | Approval of the Appointment of a Member of the Audit Committee Candidate: Ahn, Jung Ho | Management | For | ||||
6. | Approval of Ceiling Amount of Remuneration for Directors (Note: Proposed Ceiling Amount of the Remuneration for 8 Directors is KRW 12 billion.) | Management | For | ||||
7. | Amendments to the Remuneration Policy for Executives | Management | For | ||||
CEMEX, S.A.B. DE C.V. | |||||||
Security | 151290889 | Meeting Type | Annual | ||||
Ticker Symbol | CX | Meeting Date | 26-Mar-2020 | ||||
ISIN | US1512908898 | Agenda | 935138291 - Management | ||||
Record Date | 25-Feb-2020 | Holding Recon Date | 25-Feb-2020 | ||||
City / | Country | / | Mexico | Vote Deadline Date | 23-Mar-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | PRESENTATION OF THE CHIEF EXECUTIVE OFFICER'S REPORT, INCLUDING CEMEX'S FINANCIAL STATEMENTS, RESULTS OF OPERATIONS, REPORT OF CASH FLOW AND VARIATIONS OF CAPITAL STOCK, AND PRESENTATION OF THE BOARD OF DIRECTORS' REPORT, FOR THE FISCAL YEAR 2019, AS REQUIRED BY THE MEXICAN SECURITIES MARKET LAW (LEY DEL MERCADO DE VALORES); AND, AFTER HEARING THE OPINION OF THE BOARD OF DIRECTORS AS TO THE REPORTS BY THE CHIEF EXECUTIVE OFFICER, THE AUDIT AND CORPORATE PRACTICES COMMITTEE, THE ACCOUNTING POLICIES ...(due to space limits, see proxy material for full proposal). | Management | For | ||||
2. | PROPOSAL OF ALLOCATION OF PROFITS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2019. | Management | For | ||||
3. | PRESENTATION OF THE BOARD OF DIRECTORS' REPORT ON THE PROCEDURES AND APPROVALS PURSUANT TO WHICH THE REPURCHASE OF CEMEX'S SHARES WAS INSTRUCTED FOR THE 2019 BUSINESS YEAR. | Management | For | ||||
4. | THE PROPOSAL TO DETERMINE THE AMOUNT OF A RESERVE FOR THE ACQUISITION OF CEMEX'S SHARES OR OTHER INSTRUMENTS REPRESENTING SUCH SHARES. | Management | For | ||||
5A. | PROPOSALS TO DECREASE THE CAPITAL STOCK IN ITS VARIABLE PART BY: (A) CANCELING THE CEMEX SHARES REPURCHASED IN 2019 UNDER CEMEX'S SHARE REPURCHASE PROGRAM. | Management | For | ||||
5B. | PROPOSALS TO DECREASE THE CAPITAL STOCK IN ITS VARIABLE PART BY: (B)CANCELING THE CEMEX TREASURY SHARES RELATED TO THE ISSUANCE OF CEMEX'S MANDATORILY CONVERTIBLE NOTES ISSUED IN DECEMBER 2009 AND THAT MATURED IN NOVEMBER 2019. | Management | For | ||||
5C. | PROPOSALS TO DECREASE THE CAPITAL STOCK IN ITS VARIABLE PART BY: (C) CANCELING ANY CEMEX TREASURY SHARES RELATED TO THE ISSUANCE OF CEMEX'S OPTIONAL CONVERTIBLE NOTES, ISSUED IN MAY 2015 AND THAT WILL MATURE IN MARCH 2020, WHICH REMAIN IN CEMEX'S TREASURY AFTER THE MARCH 2020 DUE DATE. | Management | For | ||||
6. | APPOINTMENT OF MEMBERS, PRESIDENT AND SECRETARY OF THE BOARD OF DIRECTORS, AND OF MEMBERS AND PRESIDENTS, RESPECTIVELY, OF THE AUDIT, CORPORATE PRACTICES AND FINANCE, AND SUSTAINABILITY COMMITTEES. | Management | For | ||||
7. | COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE AUDIT, CORPORATE PRACTICES AND FINANCE, AND SUSTAINABILITY COMMITTEES. | Management | For | ||||
8. | APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING. | Management | For | ||||
LINE CORPORATION | |||||||
Security | 53567X101 | Meeting Type | Annual | ||||
Ticker Symbol | LN | Meeting Date | 26-Mar-2020 | ||||
ISIN | US53567X1019 | Agenda | 935138544 - Management | ||||
Record Date | 30-Dec-2019 | Holding Recon Date | 30-Dec-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 19-Mar-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Determination of Amounts and Details of Stock Options (Warrants) to Be Paid as Compensation, etc. to Directors (Excluding Outside Directors). | Management | For | For | |||
2. | Determination of Amounts and Details of Stock Options (Warrants) to Be Paid as Compensation, etc. to Outside Directors. | Management | For | For | |||
SHINHAN FINANCIAL GROUP | |||||||
Security | 824596100 | Meeting Type | Annual | ||||
Ticker Symbol | SHG | Meeting Date | 26-Mar-2020 | ||||
ISIN | US8245961003 | Agenda | 935142745 - Management | ||||
Record Date | 31-Dec-2019 | Holding Recon Date | 31-Dec-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 20-Mar-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Approval of Financial Statements and Annual Dividends for fiscal year 2019 (January 1, 2019 - December 31, 2019) | Management | For | For | |||
2. | Approval of Revision to Articles of Incorporation | Management | For | For | |||
3.1 | Election of Director: Mr. Cho Yong-byoung (Executive Candidate) | Management | For | For | |||
3.2 | Election of Director (Non-Executive Candidate): Mr. Philippe Avril | Management | For | For | |||
3.3 | Election of Director (Outside Candidate): Mr. Park Ansoon | Management | For | For | |||
3.4 | Election of Director (Outside Candidate): Mr. Park Cheul | Management | For | For | |||
3.5 | Election of Director (Outside Candidate): Ms. Yoon Jaewon | Management | For | For | |||
3.6 | Election of Director (Outside Candidate): Mr. Jin Hyun- duk | Management | For | For | |||
3.7 | Election of Director (Outside Candidate): Mr. Choi Kyong- rok | Management | For | For | |||
3.8 | Election of Director (Outside Candidate): Mr. Yuki Hirakawa | Management | For | For | |||
4.1 | Election of Audit Committee Member: Ms. Yoon Jaewon | Management | For | For | |||
4.2 | Election of Audit Committee Member: Mr. Lee Yoon-jae | Management | For | For | |||
5. | Approval of the Director Remuneration Limit | Management | For | For | |||
ECOPETROL S A | |||||||
Security | 279158109 | Meeting Type | Annual | ||||
Ticker Symbol | EC | Meeting Date | 27-Mar-2020 | ||||
ISIN | US2791581091 | Agenda | 935135423 - Management | ||||
Record Date | 20-Feb-2020 | Holding Recon Date | 20-Feb-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 23-Mar-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
4. | Approval of the Agenda. | Management | For | For | |||
5. | Approval of amendments to the Internal Regulation of the General Shareholders Assembly of Ecopetrol S.A. | Management | For | For | |||
6. | Appointment of the President presiding Shareholders Meeting. | Management | For | For | |||
7. | Appointment of the Commission responsible of scrutinizing elections and polling. | Management | For | For | |||
8. | Appointment of the Commission responsible of reviewing and approving the minute of the meeting. | Management | For | For | |||
13. | Approval of reports presented by management. | Management | For | For | |||
14. | Approval of audited financial statements and consolidated financial statements. | Management | For | For | |||
15. | Presentation and approval of proposal for dividend distribution. | Management | For | For | |||
16. | Presentation and approval of amendments to the Bylaws. | Management | For | For | |||
POSCO | |||||||
Security | 693483109 | Meeting Type | Annual | ||||
Ticker Symbol | PKX | Meeting Date | 27-Mar-2020 | ||||
ISIN | US6934831099 | Agenda | 935137112 - Management | ||||
Record Date | 31-Dec-2019 | Holding Recon Date | 31-Dec-2019 | ||||
City / | Country | / | United States | Vote Deadline Date | 23-Mar-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Approval of Financial Statements for the 52nd FY (2019) | Management | For | For | |||
2.1 | Election of Inside Director: Chang, In-Hwa | Management | For | For | |||
2.2 | Election of Inside Director: Chon, Jung-Son | Management | For | For | |||
2.3 | Election of Inside Director: Kim, Hag-Dong | Management | For | For | |||
2.4 | Election of Inside Director: Jeong, Tak | Management | For | For | |||
3.1 | Election of Outside Director: Chang, Seung-Wha | Management | For | For | |||
4. | Election of Audit Committee Member Pahk, Heui-Jae | Management | For | For | |||
5. | Approval of the Ceiling Amount of Total Remuneration for Directors | Management | For | For | |||
CREDICORP LTD. | |||||||
Security | G2519Y108 | Meeting Type | Annual | ||||
Ticker Symbol | BAP | Meeting Date | 27-Mar-2020 | ||||
ISIN | BMG2519Y1084 | Agenda | 935139065 - Management | ||||
Record Date | 18-Feb-2020 | Holding Recon Date | 18-Feb-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 26-Mar-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | To consider and approve the audited consolidated financial statements of the Company and its subsidiaries for the financial year ended December 31, 2019, including the report of the external auditors of the Company thereon. (See Appendix 1) | Management | For | For | |||
2.1 | Election of Director: Antonio Abruña Puyol | Management | For | For | |||
2.2 | Election of Director: Maite Aranzábal Harreguy | Management | For | For | |||
2.3 | Election of Director: Fernando Fort Marie | Management | For | For | |||
2.4 | Election of Director: Alexandre Gouvea | Management | For | For | |||
2.5 | Election of Director: Patricia Silvia Lizárraga Guthertz | Management | For | For | |||
2.6 | Election of Director: Raimundo Morales Dasso | Management | For | For | |||
2.7 | Election of Director: Luis Enrique Romero Belismelis | Management | For | For | |||
2.8 | Election of Director: Dionisio Romero Paoletti | Management | For | For | |||
3. | Approval of Remuneration of Directors. (See Appendix 2) | Management | For | For | |||
4.1 | Amendment of Bye-laws: Bye-law 2.6 [transfer of shares] | Management | For | For | |||
4.2 | Amendment of Bye-laws: Bye-law 3.4.2 [mechanisms for appointment of proxy] | Management | For | For | |||
4.3 | Amendment of Bye-laws: Bye-law 4.11 [increase in the number of directors] | Management | For | For | |||
4.4 | Amendment of Bye-laws: Bye-law [4.12] [notice of Board meetings] | Management | For | For | |||
4.5 | Amendment of Bye-laws: Bye-law [4.13] [mechanisms for the participation of directors in Board meetings] | Management | For | For | |||
4.6 | Amendment of Bye-laws: Bye-law [4.18.1] [quorum for transaction of business at Board meetings] | Management | For | For | |||
5. | To appoint the external auditors of the Company to perform such services for the 2020 financial year and to confirm the Audit Committee's approval of the fees for such audit services. (See Appendix 4) | Management | For | For | |||
GRUPO FINANCIERO BANORTE, SAB DE CV | |||||||
Security | 40052P107 | Meeting Type | Annual | ||||
Ticker Symbol | GBOOY | Meeting Date | 30-Mar-2020 | ||||
ISIN | US40052P1075 | Agenda | 935151047 - Management | ||||
Record Date | 17-Mar-2020 | Holding Recon Date | 17-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 25-Mar-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
I. | Proposal, discussion and, as the case may be, approval to increase the maximum amount of funds that may be allocated to purchase the Company's own shares for the fiscal year corresponding to 2019 and until April, 2020. 1. The proposal is to increase the maximum amount of funds to be allocated to purchase the Company's own shares, which was approved by the Annual Ordinary Shareholders Meeting celebrated on April 30, 2019, from $4,142,000,000.00 (four billion one hundred forty-two ...(due to space limits, see proxy material for full proposal). | Management | For | ||||
II. | Designation of delegate or delegates to formalize and execute, if applicable, the resolutions passed by the Meeting. | Management | For | ||||
BANK OF MONTREAL | |||||||
Security | 063671101 | Meeting Type | Annual | ||||
Ticker Symbol | BMO | Meeting Date | 31-Mar-2020 | ||||
ISIN | CA0636711016 | Agenda | 935137148 - Management | ||||
Record Date | 03-Feb-2020 | Holding Recon Date | 03-Feb-2020 | ||||
City / | Country | / | Canada | Vote Deadline Date | 27-Mar-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
01 | DIRECTOR | Management | |||||
1 | JANICE M. BABIAK | For | For | ||||
2 | SOPHIE BROCHU | For | For | ||||
3 | CRAIG W. BRODERICK | For | For | ||||
4 | GEORGE A. COPE | For | For | ||||
5 | CHRISTINE A. EDWARDS | For | For | ||||
6 | MARTIN S. EICHENBAUM | For | For | ||||
7 | RONALD H. FARMER | For | For | ||||
8 | DAVID E. HARQUAIL | For | For | ||||
9 | LINDA S. HUBER | For | For | ||||
10 | ERIC R. LA FLÈCHE | For | For | ||||
11 | LORRAINE MITCHELMORE | For | For | ||||
12 | DARRYL WHITE | For | For | ||||
02 | APPOINTMENT OF SHAREHOLDERS' AUDITORS | Management | For | For | |||
03 | ADVISORY VOTE ON THE BANK'S APPROACH TO EXECUTIVE COMPENSATION | Management | For | For | |||
04 | AMENDMENTS TO THE BANK OF MONTREAL AMENDED AND RESTATED STOCK OPTION PLAN | Management | For | For | |||
05 | SHAREHOLDER PROPOSAL NO. 1 | Shareholder | Against | For | |||
06 | SHAREHOLDER PROPOSAL NO. 2 | Shareholder | Against | For | |||
07 | SHAREHOLDER PROPOSAL NO. 3 | Shareholder | Against | For | |||
THE TORONTO-DOMINION BANK | |||||||
Security | 891160509 | Meeting Type | Annual | ||||
Ticker Symbol | TD | Meeting Date | 02-Apr-2020 | ||||
ISIN | CA8911605092 | Agenda | 935133796 - Management | ||||
Record Date | 07-Feb-2020 | Holding Recon Date | 07-Feb-2020 | ||||
City / | Country | / | Canada | Vote Deadline Date | 31-Mar-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
A | DIRECTOR | Management | |||||
1 | AMY W. BRINKLEY | For | For | ||||
2 | BRIAN C. FERGUSON | For | For | ||||
3 | COLLEEN A. GOGGINS | For | For | ||||
4 | JEAN-RENÉ HALDE | For | For | ||||
5 | DAVID E. KEPLER | For | For | ||||
6 | BRIAN M. LEVITT | For | For | ||||
7 | ALAN N. MACGIBBON | For | For | ||||
8 | KAREN E. MAIDMENT | For | For | ||||
9 | BHARAT B. MASRANI | For | For | ||||
10 | IRENE R. MILLER | For | For | ||||
11 | NADIR H. MOHAMED | For | For | ||||
12 | CLAUDE MONGEAU | For | For | ||||
13 | S. JANE ROWE | For | For | ||||
B | APPOINTMENT OF AUDITOR NAMED IN THE MANAGEMENT PROXY CIRCULAR | Management | For | For | |||
C | APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE REPORT OF THE HUMAN RESOURCES COMMITTEE AND APPROACH TO EXECUTIVE COMPENSATION SECTIONS OF THE MANAGEMENT PROXY CIRCULAR *ADVISORY VOTE* | Management | For | For | |||
D | SHAREHOLDER PROPOSAL A | Shareholder | For | Against | |||
E | SHAREHOLDER PROPOSAL B | Shareholder | Against | For | |||
F | SHAREHOLDER PROPOSAL C | Shareholder | Against | For | |||
IBERDROLA SA | |||||||
Security | 450737101 | Meeting Type | Annual | ||||
Ticker Symbol | IBDRY | Meeting Date | 02-Apr-2020 | ||||
ISIN | US4507371015 | Agenda | 935146363 - Management | ||||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 24-Mar-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||
2. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||
3. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||
4. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||
5. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||
6. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||
7. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||
8. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||
9. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||
10. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||
11. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||
12. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||
13. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||
14. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||
15. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||
16. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||
17. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||
18. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||
19. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||
20. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||
21. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||
22. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||
23. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||
24. | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||
THE BANK OF NOVA SCOTIA | |||||||
Security | 064149107 | Meeting Type | Annual | ||||
Ticker Symbol | BNS | Meeting Date | 07-Apr-2020 | ||||
ISIN | CA0641491075 | Agenda | 935133823 - Management | ||||
Record Date | 11-Feb-2020 | Holding Recon Date | 11-Feb-2020 | ||||
City / | Country | / | Canada | Vote Deadline Date | 06-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
01 | DIRECTOR | Management | |||||
1 | NORA A. AUFREITER | For | For | ||||
2 | GUILLERMO E. BABATZ | For | For | ||||
3 | SCOTT B. BONHAM | For | For | ||||
4 | CHARLES H. DALLARA | For | For | ||||
5 | TIFF MACKLEM | For | For | ||||
6 | MICHAEL D. PENNER | For | For | ||||
7 | BRIAN J. PORTER | For | For | ||||
8 | UNA M. POWER | For | For | ||||
9 | AARON W. REGENT | For | For | ||||
10 | INDIRA V. SAMARASEKERA | For | For | ||||
11 | SUSAN L. SEGAL | For | For | ||||
12 | L. SCOTT THOMSON | For | For | ||||
13 | BENITA M. WARMBOLD | For | For | ||||
02 | APPOINTMENT OF KPMG LLP AS AUDITORS. | Management | For | For | |||
03 | ADVISORY VOTE ON NON-BINDING RESOLUTION ON EXECUTIVE COMPENSATION APPROACH. | Management | For | For | |||
04 | SHAREHOLDER PROPOSAL 1 | Shareholder | For | Against | |||
05 | SHAREHOLDER PROPOSAL 2 | Shareholder | Against | For | |||
06 | SHAREHOLDER PROPOSAL 3 | Shareholder | Against | For | |||
07 | SHAREHOLDER PROPOSAL 4 | Shareholder | Against | For | |||
TIM PARTICIPACOES SA | |||||||
Security | 88706P205 | Meeting Type | Annual | ||||
Ticker Symbol | TSU | Meeting Date | 07-Apr-2020 | ||||
ISIN | US88706P2056 | Agenda | 935142593 - Management | ||||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 01-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
O1) | To resolve on the management's report and the financial statements of the Company, dated as of December 31st, 2019 | Management | For | For | |||
O2) | To resolve on the management's proposal for the allocation of the results related to the fiscal year of 2019 and the distribution of dividends by the Company | Management | For | For | |||
O3) | To ratify the appointment of Ms. Flavia Maria Bittencourt as a member of the Board of Directors of the Company, previously appointed at the Board of Directors' Meeting held on July 30, 2019, under the terms of Art. 150 of Law No. 6,404 / 76 and of Art 20, paragraph 2, of the Company's By-laws | Management | For | For | |||
O4) | To ratify the appointment of Mr. Carlo Filangieri as a member of the Board of Directors of the Company, previously appointed at the Board of Directors' Meeting held on February 11, 2020, under the terms of Article 150 of Law No. 6,404 / 76 and of Art. 20, paragraph 2, of the Company's By-laws | Management | For | For | |||
O5) | To ratify the appointment of Ms. Sabrina di Bartolomeo as a member of the Board of Directors of the Company, previously appointed at the Board of Directors' Meeting held on February 11, 2020, under the terms of Article 150 of Law No. 6,404 / 76 and of Art 20, paragraph 2, of the Company's By-laws | Management | For | For | |||
O6) | To resolve on the composition of the Company's Fiscal Council with 3 (three) effective members and 3 (three) alternate members | Management | For | For | |||
O7) | Election of the fiscal board by single slate of candidates. Indication of all the names that make up the slate of candidates: Walmir Kesseli (Effective) / Heinz Egon Löwen (Alternate); Josino de Almeida Fonseca (Effective) / João Verner Juenemann (Alternate); Jarbas Tadeu Barsanti Ribeiro (Effective) / Anna Maria Cerentini Gouvea Guimarães (Alternate) | Management | For | For | |||
O8) | If one of the candidates leaves the single group to accommodate the election in a separate manner referred in Article 161, Paragraph 4, andArticle 240 of Law Nr. 6,404/1976, the votes corresponding to your shares can still be given to the chosen group | Management | For | For | |||
O9) | To resolve on the compensation proposal for the Company's Administrators, members of the Committees and the members of the Fiscal Council of the Company, for the year of 2020 | Management | For | For | |||
E1) | To resolve on the proposal for the extension of the Cooperation and Support Agreement, through the execution of its 13th amendment, tobe entered into between Telecom Italia S.p.A., on the one hand, and the Company and its controlled Company, TIM S.A., on the other hand | Management | For | For | |||
E2) | To resolve on the proposal of capital stock increase by means of capitalization of statutory reserve | Management | For | For | |||
E3) | To resolve on the amendment proposal of the Company's By-laws and its consolidation | Management | For | For | |||
ROYAL BANK OF CANADA | |||||||
Security | 780087102 | Meeting Type | Annual | ||||
Ticker Symbol | RY | Meeting Date | 08-Apr-2020 | ||||
ISIN | CA7800871021 | Agenda | 935135106 - Management | ||||
Record Date | 11-Feb-2020 | Holding Recon Date | 11-Feb-2020 | ||||
City / | Country | / | Canada | Vote Deadline Date | 03-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
01 | DIRECTOR | Management | |||||
1 | A.A. CHISHOLM | For | For | ||||
2 | J. CÔTÉ | For | For | ||||
3 | T.N. DARUVALA | For | For | ||||
4 | D.F. DENISON | For | For | ||||
5 | A.D. LABERGE | For | For | ||||
6 | M.H. MCCAIN | For | For | ||||
7 | D. MCKAY | For | For | ||||
8 | H. MUNROE-BLUM | For | For | ||||
9 | K. TAYLOR | For | For | ||||
10 | M. TURCKE | For | For | ||||
11 | B.A. VAN KRALINGEN | For | For | ||||
12 | T. VANDAL | For | For | ||||
13 | F. VETTESE | For | For | ||||
14 | J. YABUKI | For | For | ||||
02 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP (PWC) AS AUDITOR | Management | For | For | |||
03 | ADVISORY VOTE ON THE BANK'S APPROACH TO EXECUTIVE COMPENSATION | Management | For | For | |||
04 | SHAREHOLDER PROPOSAL NO. 1 | Shareholder | Against | For | |||
05 | SHAREHOLDER PROPOSAL NO. 2 | Shareholder | Against | For | |||
RIO TINTO PLC | |||||||
Security | 767204100 | Meeting Type | Annual | ||||
Ticker Symbol | RIO | Meeting Date | 08-Apr-2020 | ||||
ISIN | US7672041008 | Agenda | 935143571 - Management | ||||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | ||||
City / | Country | / | United Kingdom | Vote Deadline Date | 02-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Receipt of the 2019 Annual report | Management | For | For | |||
2. | Approval of the Directors' Remuneration Report: Implementation Report | Management | For | For | |||
3. | Approval of the Directors' Remuneration Report | Management | For | For | |||
4. | Approval of potential termination benefits | Management | For | For | |||
5. | To elect Hinda Gharbi as a director | Management | For | For | |||
6. | To elect Jennifer Nason as a director | Management | For | For | |||
7. | To elect Ngaire Woods CBE as a director | Management | For | For | |||
8. | To re-elect Megan Clark AC as a director | Management | For | For | |||
9. | To re-elect David Constable as a director | Management | For | For | |||
10. | To re-elect Simon Henry as a director | Management | For | For | |||
11. | To re-elect Jean-Sébastien Jacques as a director | Management | For | For | |||
12. | To re-elect Sam Laidlaw as a director | Management | For | For | |||
13. | To re-elect Michael L'Estrange AO as a director | Management | For | For | |||
14. | To re-elect Simon McKeon AO as a director | Management | For | For | |||
15. | To re-elect Jakob Stausholm as a director | Management | For | For | |||
16. | To re-elect Simon Thompson as a director | Management | For | For | |||
17. | Appointment of auditors of Rio Tinto plc and Rio Tinto Limited | Management | For | For | |||
18. | Remuneration of auditors | Management | For | For | |||
19. | Authority to make political donations | Management | For | For | |||
20. | Amendments to Rio Tinto plc's articles of association and Rio Tinto Limited's constitution - general updates and changes | Management | For | For | |||
21. | Amendments to Rio Tinto plc's articles of association and Rio Tinto Limited's constitution - hybrid and contemporaneous general meetings | Management | For | For | |||
22. | General authority to allot shares | Management | For | For | |||
23. | Disapplication of pre-emption rights | Management | For | For | |||
24. | Authority to purchase Rio Tinto plc shares | Management | For | For | |||
25. | Notice period for general meetings other than annual general meetings | Management | For | For | |||
CANADIAN IMPERIAL BANK OF COMMERCE | |||||||
Security | 136069101 | Meeting Type | Annual | ||||
Ticker Symbol | CM | Meeting Date | 08-Apr-2020 | ||||
ISIN | CA1360691010 | Agenda | 935144030 - Management | ||||
Record Date | 12-Feb-2020 | Holding Recon Date | 12-Feb-2020 | ||||
City / | Country | / | Canada | Vote Deadline Date | 06-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
01 | DIRECTOR | Management | |||||
1 | Brent S. Belzberg | For | For | ||||
2 | Charles J.G. Brindamour | For | For | ||||
3 | Nanci E. Caldwell | For | For | ||||
4 | Michelle L. Collins | For | For | ||||
5 | Patrick D. Daniel | For | For | ||||
6 | Luc Desjardins | For | For | ||||
7 | Victor G. Dodig | For | For | ||||
8 | Kevin J. Kelly | For | For | ||||
9 | Christine E. Larsen | For | For | ||||
10 | Nicholas D. Le Pan | For | For | ||||
11 | John P. Manley | For | For | ||||
12 | Jane L. Peverett | For | For | ||||
13 | Katharine B. Stevenson | For | For | ||||
14 | Martine Turcotte | For | For | ||||
15 | Barry L. Zubrow | For | For | ||||
02 | Appointment of Ernst & Young LLP as auditors | Management | For | For | |||
03 | Advisory resolution on our executive compensation approach | Management | For | For | |||
04 | Shareholder Proposal 1 | Shareholder | For | Against | |||
05 | Shareholder Proposal 2 | Shareholder | Against | For | |||
06 | Shareholder Proposal 3 | Shareholder | Against | For | |||
COMPANIA CERVECERIAS UNIDAS | |||||||
Security | 204429104 | Meeting Type | Annual | ||||
Ticker Symbol | CCU | Meeting Date | 15-Apr-2020 | ||||
ISIN | US2044291043 | Agenda | 935144939 - Management | ||||
Record Date | 05-Mar-2020 | Holding Recon Date | 05-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 06-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
2. | Approval of the Annual Report, Consolidated Financial Statements and External Auditors' Report corresponding to the fiscal year ended on December 31, 2019. | Management | For | For | |||
3. | Distribution of the profits accrued during fiscal year 2019 and dividend payment. | Management | For | For | |||
5. | Determination of the remuneration of the members of the Board of Directors for fiscal year 2020. | Management | For | For | |||
6. | Determination of the remuneration of the members of the Directors Committee and its budget for the fiscal year 2020. | Management | For | For | |||
7. | Determination of the remuneration of the members of the Audit Committee and its budget for the fiscal year 2020. | Management | For | For | |||
8A. | Appointment of External Auditors Firm for the fiscal year 2020. | Management | For | For | |||
8B. | Appointment of Risk Rating Agencies for the fiscal year 2020. | Management | For | For | |||
ULTRAPAR PARTICIPACOES S.A. | |||||||
Security | 90400P101 | Meeting Type | Annual | ||||
Ticker Symbol | UGP | Meeting Date | 15-Apr-2020 | ||||
ISIN | US90400P1012 | Agenda | 935157859 - Management | ||||
Record Date | 17-Mar-2020 | Holding Recon Date | 17-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 08-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
A1 | Examination and approval of the report and accounts of the Management, as well as the financial statements with respect to the fiscal year ending on December 31, 2019, accompanied by the report of the Independent Auditors and the opinion of the Fiscal Council | Management | For | For | |||
A2 | Allocation of the net income for the fiscal year ending on December 31, 2019. | Management | For | For | |||
A3 | Establishment of the Management's aggregate compensation. | Management | For | For | |||
A4A | Election of the members of the Fiscal Council and their respective alternates given the request for the installation of the Fiscal Council by a shareholder representing more than 2% (two percent) of the voting shares issued by the Company, pursuant to Article 161 of Law 6.404/76 and CVM Instruction 324/00: GERALDO TOFFANELLO (EFFECTIVE) / MÁRCIO AUGUSTUS RIBEIRO (ALTERNATE) | Management | For | For | |||
A4B | Election of the members of the Fiscal Council and their respective alternates given the request for the installation of the Fiscal Council by a shareholder representing more than 2% (two percent) of the voting shares issued by the Company, pursuant to Article 161 of Law 6.404/76 and CVM Instruction 324/00: MARCELO AMARAL MORAES (EFFECTIVE)/ PEDRO OZIRES PREDEUS (ALTERNATE) | Management | For | For | |||
A4C | Election of the members of the Fiscal Council and their respective alternates given the request for the installation of the Fiscal Council by a shareholder representing more than 2% (two percent) of the voting shares issued by the Company, pursuant to Article 161 of Law 6.404/76 and CVM Instruction 324/00: WILLIAM BEZERRA CAVALCANTI FILHO (EFFECTIVE) / CARLOS ROBERTO DE ALBUQUERQUE SÁ (ALTERNATE) | Management | For | For | |||
A5 | Considering the foregoing item, the establishment of the compensation of the members of the Fiscal Council for the term of office beginning April 2020. | Management | For | For | |||
E1 | To ratify the alteration of the number of common shares into which the Company's capital stock is divided due to partial exercise of the subscription warrants issued by the Company as of the approval of the merger of shares issued by Imifarma Produtos Farmacêuticos e Cosméticos S.A., approved by the Extraordinary General Shareholders' Meeting held on January 31, 2014. | Management | For | For | |||
FERRARI, NV | |||||||
Security | N3167Y103 | Meeting Type | Annual | ||||
Ticker Symbol | RACE | Meeting Date | 16-Apr-2020 | ||||
ISIN | NL0011585146 | Agenda | 935141224 - Management | ||||
Record Date | 25-Feb-2020 | Holding Recon Date | 25-Feb-2020 | ||||
City / | Country | / | Italy | Vote Deadline Date | 08-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
2.C | Remuneration Report 2019 (advisory vote) | Management | For | For | |||
2.D | Adoption of the 2019 Annual Accounts | Management | For | For | |||
2.E | Determination and distribution of dividend | Management | For | For | |||
2.F | Granting of discharge to the directors in respect of the performance of their duties during the financial year 2019 | Management | For | For | |||
3.A | Re-appointment of John Elkann (executive director) | Management | For | For | |||
3.B | Re-appointment of Louis C. Camilleri (executive director) | Management | For | For | |||
3.C | Re-appointment of Piero Ferrari (non-executive director) | Management | For | For | |||
3.D | Re-appointment of Delphine Arnault (non-executive director) | Management | For | For | |||
3.E | Re-appointment of Eduardo H. Cue (non-executive director) | Management | For | For | |||
3.F | Re-appointment of Sergio Duca (non-executive director) | Management | For | For | |||
3.G | Re-appointment of Maria Patrizia Grieco (non-executive director) | Management | For | For | |||
3.H | Re-appointment of Adam Keswick (non-executive director) | Management | For | For | |||
3.I | Appointment of Francesca Bellettini (non-executive director) | Management | For | For | |||
3.J | Appointment of Roberto Cingolani (non-executive director) | Management | For | For | |||
3.K | Appointment of John Galantic (non-executive director) | Management | For | For | |||
4. | Appointment of the independent auditor - Proposal to appoint Ernst & Young Accountants LLP as the independent auditor of the Company | Management | For | For | |||
5. | Amendment of the remuneration policy of the Board of Directors - Proposal to amend the remuneration policy of the Board of Directors to align it with new legislation | Management | For | For | |||
6.1 | Proposal to designate the Board of Directors as the corporate body authorized to issue common shares and to grant rights to subscribe for common shares as provided for in article 6 of the Company's articles of association | Management | For | For | |||
6.2 | Proposal to designate the Board of Directors as the corporate body authorized to limit or to exclude pre- emption rights for common shares as provided for in article 7 of the Company's articles of association | Management | For | For | |||
6.3 | Proposal to designate the Board of Directors as the corporate body authorized to issue special voting shares and to grant rights to subscribe for special voting shares up to the maximum aggregate amount of special voting shares as provided for in the Company's authorized share capital as set out in the Company's articles of association, as amended from time to time, as provided for in article 6 of the Company's articles of association | Management | For | For | |||
7. | Delegation to the Board of Directors of the authority to acquire common shares in the capital of the Company - Proposal to authorize the Board of Directors to acquire fully paid-up common shares in the Company's own share capital as specified in article 8 of the Company's articles of association | Management | For | For | |||
8. | Approval of awards to the Chairman - Proposal to approve the plan to award (rights to subscribe for) common shares in the capital of the Company to the Chairman in accordance with article 14.6 of the Company's articles of association | Management | For | For | |||
FERRARI, NV | |||||||
Security | N3167Y103 | Meeting Type | Annual | ||||
Ticker Symbol | RACE | Meeting Date | 16-Apr-2020 | ||||
ISIN | NL0011585146 | Agenda | 935157633 - Management | ||||
Record Date | 19-Mar-2020 | Holding Recon Date | 19-Mar-2020 | ||||
City / | Country | / | Italy | Vote Deadline Date | 08-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
2.C | Remuneration Report 2019 (advisory vote) | Management | For | For | |||
2.D | Adoption of the 2019 Annual Accounts | Management | For | For | |||
2.E | Determination and distribution of dividend | Management | For | For | |||
2.F | Granting of discharge to the directors in respect of the performance of their duties during the financial year 2019 | Management | For | For | |||
3.A | Re-appointment of John Elkann (executive director) | Management | For | For | |||
3.B | Re-appointment of Louis C. Camilleri (executive director) | Management | For | For | |||
3.C | Re-appointment of Piero Ferrari (non-executive director) | Management | For | For | |||
3.D | Re-appointment of Delphine Arnault (non-executive director) | Management | For | For | |||
3.E | Re-appointment of Eduardo H. Cue (non-executive director) | Management | For | For | |||
3.F | Re-appointment of Sergio Duca (non-executive director) | Management | For | For | |||
3.G | Re-appointment of Maria Patrizia Grieco (non-executive director) | Management | For | For | |||
3.H | Re-appointment of Adam Keswick (non-executive director) | Management | For | For | |||
3.I | Appointment of Francesca Bellettini (non-executive director) | Management | For | For | |||
3.J | Appointment of Roberto Cingolani (non-executive director) | Management | For | For | |||
3.K | Appointment of John Galantic (non-executive director) | Management | For | For | |||
4. | Appointment of the independent auditor - Proposal to appoint Ernst & Young Accountants LLP as the independent auditor of the Company | Management | For | For | |||
5. | Amendment of the remuneration policy of the Board of Directors - Proposal to amend the remuneration policy of the Board of Directors to align it with new legislation | Management | For | For | |||
6.1 | Proposal to designate the Board of Directors as the corporate body authorized to issue common shares and to grant rights to subscribe for common shares as provided for in article 6 of the Company's articles of association | Management | For | For | |||
6.2 | Proposal to designate the Board of Directors as the corporate body authorized to limit or to exclude pre- emption rights for common shares as provided for in article 7 of the Company's articles of association | Management | For | For | |||
6.3 | Proposal to designate the Board of Directors as the corporate body authorized to issue special voting shares and to grant rights to subscribe for special voting shares up to the maximum aggregate amount of special voting shares as provided for in the Company's authorized share capital as set out in the Company's articles of association, as amended from time to time, as provided for in article 6 of the Company's articles of association | Management | For | For | |||
7. | Delegation to the Board of Directors of the authority to acquire common shares in the capital of the Company - Proposal to authorize the Board of Directors to acquire fully paid-up common shares in the Company's own share capital as specified in article 8 of the Company's articles of association | Management | For | For | |||
8. | Approval of awards to the Chairman - Proposal to approve the plan to award (rights to subscribe for) common shares in the capital of the Company to the Chairman in accordance with article 14.6 of the Company's articles of association | Management | For | For | |||
CANADIAN PACIFIC RAILWAY LIMITED | |||||||
Security | 13645T100 | Meeting Type | Annual | ||||
Ticker Symbol | CP | Meeting Date | 21-Apr-2020 | ||||
ISIN | CA13645T1003 | Agenda | 935153976 - Management | ||||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | ||||
City / | Country | / | Canada | Vote Deadline Date | 16-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | APPOINTMENT OF AUDITOR AS NAMED IN THE PROXY CIRCULAR | Management | For | For | |||
2 | ADVISORY VOTE TO APPROVE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY CIRCULAR | Management | For | For | |||
3 | DIRECTOR | Management | |||||
1 | THE HON. JOHN BAIRD | For | For | ||||
2 | ISABELLE COURVILLE | For | For | ||||
3 | KEITH E. CREEL | For | For | ||||
4 | GILLIAN H. DENHAM | For | For | ||||
5 | EDWARD R. HAMBERGER | For | For | ||||
6 | REBECCA MACDONALD | For | For | ||||
7 | EDWARD L. MONSER | For | For | ||||
8 | MATTHEW H. PAULL | For | For | ||||
9 | JANE L. PEVERETT | For | For | ||||
10 | ANDREA ROBERTSON | For | For | ||||
11 | GORDON T. TRAFTON | For | For | ||||
ASML HOLDINGS N.V. | |||||||
Security | N07059210 | Meeting Type | Annual | ||||
Ticker Symbol | ASML | Meeting Date | 22-Apr-2020 | ||||
ISIN | USN070592100 | Agenda | 935142315 - Management | ||||
Record Date | 04-Mar-2020 | Holding Recon Date | 04-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 13-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
3A | Financial statements, results and dividend: Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2019 | Management | For | For | |||
3B | Financial statements, results and dividend: Proposal to adopt the financial statements of the Company for the financial year 2019, as prepared in accordance with Dutch law | Management | For | For | |||
3D | Financial statements, results and dividend: Proposal to adopt a dividend in respect of the financial year 2019 | Management | For | For | |||
4A | Discharge: Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2019 | Management | For | For | |||
4B | Discharge: Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2019 | Management | For | For | |||
5 | Proposal to approve the number of shares for the Board of Management | Management | For | For | |||
6 | Proposal to adopt certain adjustments to the Remuneration Policy for the Board of Management | Management | For | For | |||
7 | Proposal to adopt the Remuneration Policy for the Supervisory Board | Management | For | For | |||
8D | Composition of the Supervisory Board: Proposal to reappoint Ms. A.P. Aris as member of the Supervisory Board | Management | For | For | |||
8E | Composition of the Supervisory Board: Proposal to appoint Mr. D.M. Durcan as member of the Supervisory Board | Management | For | For | |||
8F | Composition of the Supervisory Board: Proposal to appoint Mr. D.W.A. East as member of the Supervisory Board | Management | For | For | |||
9 | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2021 | Management | For | For | |||
10A | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes | Management | For | For | |||
10B | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 10 a) | Management | For | For | |||
10C | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances | Management | For | For | |||
10D | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 10 c) | Management | For | For | |||
11A | Authorization to repurchase ordinary shares up to 10% of the issued share capital | Management | For | For | |||
11B | Authorization to repurchase additional ordinary shares up to 10%of the issued share capital | Management | For | For | |||
12 | Proposal to cancel ordinary shares | Management | For | For | |||
ASML HOLDINGS N.V. | |||||||
Security | N07059210 | Meeting Type | Annual | ||||
Ticker Symbol | ASML | Meeting Date | 22-Apr-2020 | ||||
ISIN | USN070592100 | Agenda | 935162393 - Management | ||||
Record Date | 25-Mar-2020 | Holding Recon Date | 25-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 13-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
3A | Financial statements, results and dividend: Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2019 | Management | For | For | |||
3B | Financial statements, results and dividend: Proposal to adopt the financial statements of the Company for the financial year 2019, as prepared in accordance with Dutch law | Management | For | For | |||
3D | Financial statements, results and dividend: Proposal to adopt a dividend in respect of the financial year 2019 | Management | For | For | |||
4A | Discharge: Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2019 | Management | For | For | |||
4B | Discharge: Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2019 | Management | For | For | |||
5 | Proposal to approve the number of shares for the Board of Management | Management | For | For | |||
6 | Proposal to adopt certain adjustments to the Remuneration Policy for the Board of Management | Management | For | For | |||
7 | Proposal to adopt the Remuneration Policy for the Supervisory Board | Management | For | For | |||
8D | Composition of the Supervisory Board: Proposal to reappoint Ms. A.P. Aris as member of the Supervisory Board | Management | For | For | |||
8E | Composition of the Supervisory Board: Proposal to appoint Mr. D.M. Durcan as member of the Supervisory Board | Management | For | For | |||
8F | Composition of the Supervisory Board: Proposal to appoint Mr. D.W.A. East as member of the Supervisory Board | Management | For | For | |||
9 | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2021 | Management | For | For | |||
10A | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes | Management | For | For | |||
10B | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 10 a) | Management | For | For | |||
10C | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances | Management | For | For | |||
10D | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 10 c) | Management | For | For | |||
11A | Authorization to repurchase ordinary shares up to 10% of the issued share capital | Management | For | For | |||
11B | Authorization to repurchase additional ordinary shares up to 10%of the issued share capital | Management | For | For | |||
12 | Proposal to cancel ordinary shares | Management | For | For | |||
RELX PLC | |||||||
Security | 759530108 | Meeting Type | Annual | ||||
Ticker Symbol | RELX | Meeting Date | 23-Apr-2020 | ||||
ISIN | US7595301083 | Agenda | 935134041 - Management | ||||
Record Date | 13-Feb-2020 | Holding Recon Date | 13-Feb-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 16-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Receive the 2019 Annual Report. | Management | For | For | |||
2. | Approve Directors' Remuneration Policy. | Management | For | For | |||
3. | Approve Annual Remuneration Report. | Management | For | For | |||
4. | Declaration of 2019 Final Dividend. | Management | For | For | |||
5. | Re-appointment of auditors. | Management | For | For | |||
6. | Auditors' remuneration. | Management | For | For | |||
7. | Elect Charlotte Hogg as a Director. | Management | For | For | |||
8. | Re-elect Erik Engstrom as a Director. | Management | For | For | |||
9. | Re-elect Sir Anthony Habgood as a Director. | Management | For | For | |||
10. | Re-elect Wolfhart Hauser as a Director. | Management | For | For | |||
11. | Re-elect Marike van Lier Lels as a Director. | Management | For | For | |||
12. | Re-elect Nick Luff as a Director. | Management | For | For | |||
13. | Re-elect Robert MacLeod as a Director. | Management | For | For | |||
14. | Re-elect Linda Sanford as a Director. | Management | For | For | |||
15. | Re-elect Andrew Sukawaty as a Director. | Management | For | For | |||
16. | Re-elect Suzanne Wood as a Director. | Management | For | For | |||
17. | Authority to allot shares. | Management | For | For | |||
18. | Disapplication of pre-emption rights. (To be proposed as a Special Resolution) | Management | For | For | |||
19. | Additional disapplication of pre-emption rights (To be proposed as a Special Resolution) | Management | For | For | |||
20. | Authority to purchase own shares. (To be proposed as a Special Resolution) | Management | For | For | |||
21. | Notice period for general meetings. (To be proposed as a Special Resolution) | Management | For | For | |||
NESTLE S.A. | |||||||
Security | 641069406 | Meeting Type | Annual | ||||
Ticker Symbol | NSRGY | Meeting Date | 23-Apr-2020 | ||||
ISIN | US6410694060 | Agenda | 935155956 - Management | ||||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 15-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1.1 | Approval of the Annual Review, the financial statements of Nestlé S.A. and the consolidated financial statements of the Nestlé Group for 2019. | Management | For | For | |||
1.2 | Acceptance of the Compensation Report 2019 (advisory vote). | Management | For | For | |||
2 | Discharge to the members of the Board of Directors and of the Management. | Management | For | For | |||
3 | Appropriation of profit resulting from the balance sheet of Nestlé S.A. (proposed dividend) for the financial year 2019. | Management | For | For | |||
4AA | Re-election of Director: Mr. Paul Bulcke, as member and Chairman | Management | For | For | |||
4AB | Re-election of Director: Mr. Ulf Mark Schneider | Management | For | For | |||
4AC | Re-election of Director: Mr. Henri de Castries | Management | For | For | |||
4AD | Re-election of Director: Mr. Renato Fassbind | Management | For | For | |||
4AE | Re-election of Director: Mrs. Ann M. Veneman | Management | For | For | |||
4AF | Re-election of Director: Mrs. Eva Cheng | Management | For | For | |||
4AG | Re-election of Director: Mr. Patrick Aebischer | Management | For | For | |||
4AH | Re-election of Director: Mrs. Ursula M. Burns | Management | For | For | |||
4AI | Re-election of Director: Mr. Kasper Rorsted | Management | For | For | |||
4AJ | Re-election of Director: Mr. Pablo Isla | Management | For | For | |||
4AK | Re-election of Director: Mrs. Kimberly A. Ross | Management | For | For | |||
4AL | Re-election of Director: Mr. Dick Boer | Management | For | For | |||
4AM | Re-election of Director: Mr. Dinesh Paliwal | Management | For | For | |||
4B | Election of Director: Mrs. Hanne Jimenez de Mora | Management | For | For | |||
4C1 | Election of the member of the Compensation Committee: Mr. Patrick Aebischer | Management | For | For | |||
4C2 | Election of the member of the Compensation Committee: Mrs. Ursula M. Burns | Management | For | For | |||
4C3 | Election of the member of the Compensation Committee: Mr. Pablo Isla | Management | For | For | |||
4C4 | Election of the member of the Compensation Committee: Mr. Dick Boer | Management | For | For | |||
4D | Election of the statutory auditors Ernst & Young Ltd, Lausanne branch | Management | For | For | |||
4E | Election of the Independent Representative Hartmann Dreyer, Attorneys-at-law | Management | For | For | |||
5.1 | Approval of the compensation of the Board of Directors | Management | For | For | |||
5.2 | Approval of the compensation of the Executive Board | Management | For | For | |||
6 | Capital reduction (by cancellation of shares) | Management | For | For | |||
7 | In the event of any yet unknown new or modified proposal by a shareholder during the General Meeting, I instruct the Independent Representative to vote as follows. | Shareholder | Against | For | |||
CRH PLC | |||||||
Security | 12626K203 | Meeting Type | Annual | ||||
Ticker Symbol | CRH | Meeting Date | 23-Apr-2020 | ||||
ISIN | US12626K2033 | Agenda | 935157621 - Management | ||||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 14-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Review of Company's affairs and consideration of Financial Statements and Reports of Directors (including the Governance Appendix) and Auditors for the year ended 31 December 2019 | Management | For | For | |||
2. | Declaration of a dividend on Ordinary Shares | Management | For | For | |||
3. | Consideration of Directors' Remuneration Report | Management | For | For | |||
4A. | Re-election of Director: R. Boucher | Management | For | For | |||
4B. | Re-election of Director: J. Karlström | Management | For | For | |||
4C. | Re-election of Director: S. Kelly | Management | For | For | |||
4D. | Re-election of Director: H.A. McSharry | Management | For | For | |||
4E. | Re-election of Director: A. Manifold | Management | For | For | |||
4F. | Re-election of Director: S. Murphy | Management | For | For | |||
4G. | Re-election of Director: G.L. Platt | Management | For | For | |||
4H. | Re-election of Director: M.K. Rhinehart | Management | For | For | |||
4I. | Re-election of Director: L.J. Riches | Management | For | For | |||
4J. | Re-election of Director: S. Talbot | Management | For | For | |||
5. | Remuneration of Auditors | Management | For | For | |||
6. | Confirmation of the appointment of Deloitte Ireland LLP as Auditors | Management | For | For | |||
7. | Authority to allot Shares | Management | For | For | |||
8. | Disapplication of pre-emption rights (Re allotment of up to 5% for cash and for regulatory purposes) | Management | For | For | |||
9. | Disapplication of pre-emption rights (Re allotment of up to 5% for acquisitions/specified capital investments) | Management | For | For | |||
10. | Authority to purchase own Ordinary Shares | Management | For | For | |||
11. | Authority to reissue Treasury Shares | Management | For | For | |||
12. | Authority to offer Scrip Dividends | Management | For | For | |||
COMPANHIA BRASILEIRA DE DISTRIBUICAO | |||||||
Security | 20440T300 | Meeting Type | Annual | ||||
Ticker Symbol | CBD | Meeting Date | 23-Apr-2020 | ||||
ISIN | US20440T3005 | Agenda | 935168042 - Management | ||||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 17-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
A1) | Review of the management's accounts, as well as examination, discussion and voting of the Company's management report and financial statements for the fiscal year ended December 31, 2019. | Management | For | For | |||
A2) | Resolve on the proposal for allocation of profit for the fiscal year ended December 31, 2019. | Management | For | For | |||
A3) | Determination of the annual global compensation of the members of (i) Company's management and (ii) Company's fiscal council, in case the Shareholders request its installation. | Management | For | For | |||
E4) | Resolve on the proposal to amend Articles 4 and 22 of the Company's Bylaws and consolidate the Company's Bylaws. | Management | For | For | |||
GRUPO AEROPORTUARIO DEL SURESTE SA DE CV | |||||||
Security | 40051E202 | Meeting Type | Annual | ||||
Ticker Symbol | ASR | Meeting Date | 23-Apr-2020 | ||||
ISIN | US40051E2028 | Agenda | 935179805 - Management | ||||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 17-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A | Report of the Chief Executive Officer, in accordance with Article 172 of the General Corporations Law and of Article 44, subsection XI, of the Securities Market Law ("Ley del Mercado de Valores"), accompanied by the independent auditor's report, in connection with the operations and results for the fiscal year ended December 31, 2019, as well as of the Board of Directors' opinion of the content of such report. | Management | For | ||||
1B | Report of the Board of Directors in accordance with Article 172, subsection b, of the General Corporations Law, which contains the main policies, as well as the accounting and reporting criteria followed in the preparation of the financial information of the Company. | Management | For | ||||
1C | Report of the activities and operations in which the Board of Directors intervened, in accordance with Article 28 IV (e) of the Securities Market Law. | Management | For | ||||
1D | Individual and consolidated financial statements of the Company for the fiscal year ended December 31, 2019. | Management | For | ||||
1E | Annual report on the activities carried out by the Audit Committee of the Company in accordance with Article 43 of the Securities Market Law and report on the Company's subsidiaries. | Management | For | ||||
1F | Report on compliance with the tax obligations of the Company for the fiscal year ended December 31, 2018, in accordance with Article 76, section XIX of the Income Tax Law ("Ley del Impuesto sobre la Renta"). | Management | For | ||||
2A | Proposal for increase of the legal reserve by Ps. 274,126,438.75 | Management | For | ||||
2B | Proposal by the Board of Directors to pay an ordinary net dividend in cash from accumulated retained earnings in the amount of $8.21 (eight pesos and twenty-one cents, Mexican legal tender) for each of the ordinary "B" and "BB" Series shares. | Management | For | ||||
2C | Proposal and, if applicable, approval of the amount of Ps. 2,745,402,336.25 as the maximum amount that may be used by the Company to repurchase its shares in 2020 pursuant to Article 56 of the Securities Market Law; proposal and, if applicable, approval of the provisions and policies regarding the repurchase of Company shares. | Management | For | ||||
3A | Administration by the Board of Directors and the Chief Executive Officer for the fiscal year of 2019. | Management | For | ||||
3BA | Appointment to the Board of Director: Fernando Chico Pardo (President) | Management | For | ||||
3BB | Appointment to the Board of Director: José Antonio Pérez Antón | Management | For | ||||
3BC | Appointment to the Board of Director: Luis Chico Pardo | Management | For | ||||
3BD | Appointment to the Board of Director: Aurelio Pérez Alonso | Management | For | ||||
3BE | Appointment to the Board of Director: Rasmus Christiansen | Management | For | ||||
3BF | Appointment to the Board of Director: Francisco Garza Zambrano | Management | For | ||||
3BG | Appointment to the Board of Director: Ricardo Guajardo Touché | Management | For | ||||
3BH | Appointment to the Board of Director: Guillermo Ortiz Martínez | Management | For | ||||
3BI | Appointment to the Board of Director: Bárbara Garza Lagüera Gonda | Management | For | ||||
3BJ | Appointment to the Board of Director: Rafael Robles Miaja (Secretary) | Management | For | ||||
3BK | Appointment to the Board of Director: Ana María Poblanno Chanona (Deputy Secretary) | Management | For | ||||
3C1 | Appointment or ratification, as applicable, of the Chairperson of the Audit Committee: Ricardo Guajardo Touché | Management | For | ||||
3D1 | Appointment of the Nomination and Compensation Committee: Fernando Chico Pardo (President) | Management | For | ||||
3D2 | Appointment of the Nomination and Compensation Committee: José Antonio Pérez Antón | Management | For | ||||
3D3 | Appointment of the Nomination and Compensation Committee: Bárbara Garza Lagüera Gonda | Management | For | ||||
3E1 | Determination of corresponding compensations: Board of Directors: Ps. 72,600.00 (in each case net of taxes in Mexican legal tender) | Management | For | ||||
3E2 | Determination of corresponding compensations: Operations Committee: Ps. 72,600.00 (in each case net of taxes in Mexican legal tender) | Management | For | ||||
3E3 | Determination of corresponding compensations: Nominations & Compensations Committee: Ps. 72,600.00 (in each case net of taxes in Mexican legal tender) | Management | For | ||||
3E4 | Determination of corresponding compensations: Audit Committee: Ps. 102,850.00 (in each case net of taxes in Mexican legal tender) | Management | For | ||||
3E5 | Determination of corresponding compensations: Acquisitions & Contracts Committee: Ps. 24,200.00 (in each case net of taxes in Mexican legal tender) | Management | For | ||||
4A | Appointment of delegates in order to enact the resolutions adopted at the Meeting and, if applicable, to formalize such resolutions: Claudio R. Góngora Morales | Management | For | ||||
4B | Appointment of delegates in order to enact the resolutions adopted at the Meeting and, if applicable, to formalize such resolutions: Rafael Robles Miaja | Management | For | ||||
4C | Appointment of delegates in order to enact the resolutions adopted at the Meeting and, if applicable, to formalize such resolutions: Ana María Poblanno Chanona | Management | For | ||||
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | |||||||
Security | 833635105 | Meeting Type | Annual | ||||
Ticker Symbol | SQM | Meeting Date | 23-Apr-2020 | ||||
ISIN | US8336351056 | Agenda | 935181191 - Management | ||||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 16-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | SQM's Financial Statements, Balance Sheet, Annual report, Account Inspectors' Report and External Auditor's Report for the business year ended December 31, 2019 | Management | For | For | |||
2. | Designation of the External Auditor Company | Management | For | For | |||
3. | Designation of the Credit Rating Agencies for 2020 | Management | For | For | |||
4. | Designation of the Account Inspectors for 2020 | Management | For | For | |||
5. | Investment Policy | Management | For | For | |||
6. | Finance Policy | Management | For | For | |||
7. | Distribution of final dividend | Management | For | For | |||
8. | Structure of the Compensation of the Board of Directors and Board committees | Management | For | For | |||
9. | Other corresponding matters in compliance with pertinent provisions | Management | For | For | |||
HSBC HOLDINGS PLC | |||||||
Security | 404280406 | Meeting Type | Annual | ||||
Ticker Symbol | HSBC | Meeting Date | 24-Apr-2020 | ||||
ISIN | US4042804066 | Agenda | 935154411 - Management | ||||
Record Date | 18-Mar-2020 | Holding Recon Date | 18-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 15-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | To receive the Annual Report & Accounts 2019 | Management | For | For | |||
2. | To approve the Directors' Remuneration Report | Management | For | For | |||
3A. | To elect Noel Quinn as a Director | Management | For | For | |||
3B. | To re-elect Laura Cha as a Director | Management | For | For | |||
3C. | To re-elect Henri de Castries as a Director | Management | For | For | |||
3D. | To re-elect Irene Lee as a Director | Management | For | For | |||
3E. | To re-elect José Antonio Meade Kuribreña as a Director | Management | For | For | |||
3F. | To re-elect Heidi Miller as a Director | Management | For | For | |||
3G. | To re-elect David Nish as a Director | Management | For | For | |||
3H. | To re-elect Ewen Stevenson as a Director | Management | For | For | |||
3I. | To re-elect Jackson Tai as a Director | Management | For | For | |||
3J. | To re-elect Mark Tucker as a Director | Management | For | For | |||
3K. | To re-elect Pauline van der Meer Mohr as a Director | Management | For | For | |||
4. | To re-appoint PricewaterhouseCoopers LLP as Auditor of the Company | Management | For | For | |||
5. | To authorise the Group Audit Committee to determine the remuneration of the Auditor | Management | For | For | |||
6. | To authorise the Company to make political donations | Management | For | For | |||
7. | To authorise the Directors to allot shares | Management | For | For | |||
8. | To disapply pre-emption rights (special resolution) | Management | For | For | |||
9. | To further disapply pre-emption rights for acquisitions (special resolution) | Management | For | For | |||
10. | To authorise the Directors to allot any repurchased shares | Management | For | For | |||
11. | To authorise the Company to purchase its own ordinary shares (special resolution) | Management | For | For | |||
12. | To authorise the Directors to allot equity securities in relation to Contingent Convertible Securities | Management | For | For | |||
13. | To disapply pre-emption rights in relation to the issue of Contingent Convertible Securities (special resolution) | Management | For | For | |||
14. | To amend the rules of the HSBC Share Plan 2011 | Management | For | For | |||
15. | To amend the rules of the HSBC Holdings Savings- Related Share Option Plan (UK) | Management | For | For | |||
16. | To amend the rules of the HSBC Holdings UK Share Incentive Plan and the HSBC International Employee Share Purchase Plan | Management | For | For | |||
17. | To call general meetings (other than an AGM) on 14 clear days' notice (special resolution) | Management | For | For | |||
18. | Shareholder requisitioned resolution regarding the Midland Bank defined benefit pension scheme (special resolution) | Shareholder | Against | For | |||
AMERICA MOVIL, S.A.B. DE C.V. | |||||||
Security | 02364W105 | Meeting Type | Annual | ||||
Ticker Symbol | AMX | Meeting Date | 24-Apr-2020 | ||||
ISIN | US02364W1053 | Agenda | 935186812 - Management | ||||
Record Date | 06-Apr-2020 | Holding Recon Date | 06-Apr-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
I | Appointment or, as the case may be, reelection of the members of the Board of Directors of the Company that the holders of the Series "L" shares are entitled to appoint. Adoption of resolutions thereon. | Management | For | ||||
II | Appointment of delegates to execute, and if, applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon. | Management | For | ||||
BRF S.A. | |||||||
Security | 10552T107 | Meeting Type | Annual | ||||
Ticker Symbol | BRFS | Meeting Date | 27-Apr-2020 | ||||
ISIN | US10552T1079 | Agenda | 935179893 - Management | ||||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
O1 | To approve the management's accounts and financial statements of the Company related to the fiscal year ended on December 31, 2019, including the absorption of the profit of such year by the balance of accumulated losses. | Management | For | For | |||
O2 | To set the number of members at 10 (ten) to compose the Company's Board of Directors. | Management | For | For | |||
O3A | To approve the election of the members of the Board of Directors who are part of the following plate: Augusto Marques da Cruz Filho, Dan loschpe, Flavia Buarque de Almeida, Flavia Maria Bittencourt, José Luiz Osorio, Luiz Fernando Furlan, Pedro Pullen Parente, Ivandré Motiel da Silva, Roberto Rodrigues, Marcelo F. Bacci | Management | For | For | |||
O3B | In case one of the candidates that make up the chosen plate fails to join it, can your votes continue to be cast on the chosen plate? | Management | For | For | |||
O3C | Should the multiple vote election process be adopted, should your votes be distributed in equal percentages by the members of the plate you chose? | Management | For | For | |||
O4 | To approve the election of Mr. Pedro Pullen Parente for the position of Chairman of the Board of Directors and Mr. Augusto Marques da Cruz Filho for the position of Vice-Chairman of the Board of Directors. | Management | For | For | |||
O5 | To set the annual global compensation for the year 2020 for the Company's Managers (Board of Directors and Board of Officers) in the amount of up to R$ 124.3 million. This amount refers to the proposed limit for fixed compensation (salary or pro-labore, direct and indirect benefits and social charges) and benefits motivated by the termination of the position, as well as variable remuneration (profit sharing) and related values the Stock Option Plan and the Company's Restricted Stocks Plan. | Management | For | For | |||
O6A | To elect the member of the Fiscal Council: Attilio Guaspari (Effective) / Susana Hanna Stiphan Jabra (Alternate) | Management | For | For | |||
O6B | To elect the member of the Fiscal Council: Maria Paula Soares Aranha (Effective) / Mônica Hojaij Carvalho Molina (Alternate) | Management | For | For | |||
O6C | To elect the member of the Fiscal Council: André Vicentini (Effective) / Valdecyr Maciel Gomes (Alternate) | Management | For | For | |||
O7 | To set the compensation for the fiscal year 2020 for the effective members of the Fiscal Council in an amount corresponding to at least 10% (ten percent) of the average amount of the compensation attributed to the Company's Officers (excluding benefits, sums of representation and profit sharing), pursuant to article 162, paragraph 3, of Law no. 6.404/1976. | Management | For | For | |||
E1 | To amend Article 21, of the Company's Bylaws, in order to adjust the periodicity of the ordinary meetings of the Board of Directors, establishing that such body must meet, ordinarily, at least, 8 (eight) times a year. | Management | For | For | |||
E2 | To authorize the execution of indemnity agreements between the Company and the new members of the Board of Directors that may be elected at the Ordinary General Shareholders' Meeting to be held cumulatively with this Extraordinary General Shareholders' Meeting. | Management | For | For | |||
E3 | To amend the Company's Stock Option Plan ("Stock Option Plan") and the Company's Restricted Shares Plan ("Restricted Stocks Plan"), to establish that the total number of common shares, nominative, book-entry and without par value, representing the total capital stock of the Company that may be granted to beneficiaries as a result of the Stock Option Plan and the Restricted Stocks Plan, must not jointly exceed the limit of 2.5% (two and a half percent) of such shares. | Management | For | For | |||
CANADIAN NATIONAL RAILWAY COMPANY | |||||||
Security | 136375102 | Meeting Type | Annual | ||||
Ticker Symbol | CNI | Meeting Date | 28-Apr-2020 | ||||
ISIN | CA1363751027 | Agenda | 935157227 - Management | ||||
Record Date | 06-Mar-2020 | Holding Recon Date | 06-Mar-2020 | ||||
City / | Country | / | Canada | Vote Deadline Date | 27-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | DIRECTOR | Management | |||||
1 | Shauneen Bruder | For | For | ||||
2 | Donald J. Carty | For | For | ||||
3 | Amb. Gordon D. Giffin | For | For | ||||
4 | Julie Godin | For | For | ||||
5 | Edith E. Holiday | For | For | ||||
6 | V.M. Kempston Darkes | For | For | ||||
7 | The Hon. Denis Losier | For | For | ||||
8 | The Hon. Kevin G. Lynch | For | For | ||||
9 | James E. O'Connor | For | For | ||||
10 | Robert Pace | For | For | ||||
11 | Robert L. Phillips | For | For | ||||
12 | Jean-Jacques Ruest | For | For | ||||
13 | Laura Stein | For | For | ||||
2 | Appointment of KPMG LLP as Auditors. | Management | For | For | |||
3 | Non-binding advisory resolution to accept the approach to executive compensation disclosed in the Management Information Circular, the full text of which resolution is set out on p. 9 of the Management Information Circular. | Management | For | For | |||
BANCO SANTANDER MEXICO S A | |||||||
Security | 05969B103 | Meeting Type | Annual | ||||
Ticker Symbol | BSMX | Meeting Date | 28-Apr-2020 | ||||
ISIN | US05969B1035 | Agenda | 935159613 - Management | ||||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
S1 | Resignation, appointment and, as the case may be, ratification of the members of the Company's Board of Directors and the Company's Statutory Auditor, representing the Series "B" shares of the Company's capital stock. | Management | For | Against | |||
S2 | Appointment of special delegates to formalize and carry out the resolutions adopted at the Meeting. | Management | Abstain | For | |||
O1 | Presentation of the report of the Board of Directors in connection with the Company's performance during the fiscal year ended as of December 31, 2019, including: (i) the Financial Statements under the criteria of the National Banking and Securities Commission (CNBV) and IFRS, on such date, and (ii) the external auditor's report. | Management | For | Against | |||
O2 | Proposal and, as the case may be, approval of the allocation of profits. | Management | For | Against | |||
O3 | Report of the Company's CEO and General Director on the progress of the business, corresponding to fiscal year 2019. | Management | Abstain | For | |||
O4 | Report with respect to the Opinion issued by the Board of Directors regarding the content of the report of the Company's CEO and General Director. | Management | Abstain | For | |||
O5 | Board of Director's report on the main accounting and information policies and criteria. | Management | Abstain | For | |||
O6 | Report with respect to compliance with the tax obligations of the Company during fiscal year 2019. | Management | Abstain | For | |||
O7 | Report on the operations and activities in which the Company participated. | Management | Abstain | For | |||
O8 | Report of the Board of Directors with respect to the activities carried out by the Audit Committee and the Corporate Practices, Nominating and Compensation Committee during fiscal year 2019. | Management | Abstain | For | |||
O9 | Report on the resignation, appointment and, if applicable, ratification of the Regular and Alternate members of the Board of Directors and the Company's Statutory Auditor, corresponding to the Series "F" and Series "B" shares, representing the Company's capital stock. Determination of their remuneration. | Management | Abstain | For | |||
O10 | Proposal and, if applicable, approval of the payment of a cash dividend to shareholders of the Company, up to the amount and on the date determined at the Meeting. | Management | For | Against | |||
O11 | Appointment of special delegates to formalize and carry out the resolutions adopted at the Meeting. | Management | Abstain | For | |||
BAYER AG | |||||||
Security | 072730302 | Meeting Type | Annual | ||||
Ticker Symbol | BAYRY | Meeting Date | 28-Apr-2020 | ||||
ISIN | US0727303028 | Agenda | 935179071 - Management | ||||
Record Date | 19-Mar-2020 | Holding Recon Date | 19-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 14-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Distribution of the profit | Management | For | For | |||
2. | Ratification of the actions of the Board of Management | Management | For | For | |||
3. | Ratification of the actions of the Supervisory Board | Management | For | For | |||
4A. | Supervisory Board elections: Ertharin Cousin | Management | For | For | |||
4B. | Supervisory Board elections: Prof. Dr. med. Dr. h.c. mult. Otmar D. Wiestler | Management | For | For | |||
4C. | Supervisory Board elections: Horst Baier | Management | For | For | |||
5. | Compensation system for the Board of Management | Management | For | For | |||
6. | Compensation of the Supervisory Board | Management | For | For | |||
7. | Amendment of Articles - Supervisory Board members' term | Management | For | For | |||
8. | Election of the Auditor (full-year, half-year and Q3 2020; Q1 2021) | Management | For | For | |||
COMPANHIA DE SANEAMENTO BASICO DO ESTADO | |||||||
Security | 20441A102 | Meeting Type | Annual | ||||
Ticker Symbol | SBS | Meeting Date | 28-Apr-2020 | ||||
ISIN | US20441A1025 | Agenda | 935181189 - Management | ||||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | Examine the management accounts, examine, discuss and vote on the Company's financial statements for the fiscal year ended December 31, 2019 and the accompanying Annual Management Report, Independent Auditors' Report, Fiscal Council's Opinion and the Summarized Annual Report of the Audit Committee. | Management | For | For | |||
2 | Resolve on the allocation of net income for the fiscal year ended December 31, 2019 and the distribution of dividends. | Management | For | For | |||
3 | Establish the number of members that will be part of the Board of Directors for the term of office until the 2022 Annual Shareholders' Meeting. | Management | For | For | |||
4A1 | Elect the Director appointed by the controlling shareholder: Mario Engler Pinto Junior (Chairman) | Management | For | For | |||
4A2 | Elect the Director appointed by the controlling shareholder: Benedito Pinto Ferreira Braga Junior | Management | For | For | |||
4A3 | Elect the Director appointed by the controlling shareholder: Claudia Polto da Cunha | Management | For | For | |||
4A4 | Elect the Director appointed by the controlling shareholder: Reinaldo Guerreiro | Management | For | For | |||
4A5 | Elect the Director appointed by the controlling shareholder: Wilson Newton de Mello Neto | Management | For | For | |||
4A6 | Elect the Director appointed by the controlling shareholder: Francisco Vidal Luna (Independent Director) | Management | For | For | |||
4A7 | Elect the Director appointed by the controlling shareholder: Eduardo de Freitas Teixeira (Independent Director) | Management | For | For | |||
4A8 | Elect the Director appointed by the controlling shareholder: Francisco Luiz Sibut Gomide (Independent Director) | Management | For | For | |||
4A9 | Elect the Director appointed by the controlling shareholder: Lucas Navarro Prado (Independent Director) | Management | For | For | |||
5A1 | Elect the member of the Fiscal Council appointed by the controlling shareholder: Fabio Bernacchi Maia (Effective) / Marcio Cury Abumussi (Alternate) | Management | For | For | |||
5A2 | Elect the member of the Fiscal Council appointed by the controlling shareholder: Pablo Andrés Fernandez Uhart (Effective) / Cassiano Quevedo Rosas de Ávila (Alternate) | Management | For | For | |||
5A3 | Elect the member of the Fiscal Council appointed by the controlling shareholder: Edson Tomas de Lima Filho (Effective) / Nanci Cortazzo Mendes Galuzio (Alternate) | Management | For | For | |||
5A4 | Elect the member of the Fiscal Council appointed by the controlling shareholder: Ângelo Luiz Moreira Grossi (Effective) / Andréa Martins Botaro (Alternate) | Management | For | For | |||
6 | Establish the overall annual compensation for the Comopany's Management and members of the Audit Committee and Fiscal Councils for 2020 fiscal year. | Management | For | For | |||
SANOFI | |||||||
Security | 80105N105 | Meeting Type | Annual | ||||
Ticker Symbol | SNY | Meeting Date | 28-Apr-2020 | ||||
ISIN | US80105N1054 | Agenda | 935185238 - Management | ||||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Approval of the individual company financial statements for the year ended December 31, 2019 | Management | For | For | |||
2. | Approval of the consolidated financial statements for the year ended December 31, 2019 | Management | For | For | |||
3. | Appropriation of results for the year ended December 31, 2019 and declaration of dividend | Management | For | For | |||
4. | Approval of regulated agreements and commitments falling within the scope of Articles L. 225-38 et seq of the French Commercial Code | Management | For | For | |||
5. | Ratification of the co-opting of Paul Hudson as a Director | Management | For | For | |||
6. | Reappointment of Laurent Attal as a Director | Management | For | For | |||
7. | Reappointment of Carole Piwnica as a Director | Management | For | For | |||
8. | Reappointment of Diane Souza as a Director | Management | For | For | |||
9. | Reappointment of Thomas Südhof as a Director | Management | For | For | |||
10. | Appointment of Rachel Duan as a Director | Management | For | For | |||
11. | Appointment of Lise Kingo as a Director | Management | For | For | |||
12. | Determination of the compensation amount for the Board of Directors | Management | For | For | |||
13. | Approval of the compensation policy for directors | Management | For | For | |||
14. | Approval of the compensation policy for the Chairman of the Board of Directors | Management | For | For | |||
15. | Approval of the compensation policy for the Chief Executive Officer | Management | For | For | |||
16. | Approval of the report on the compensation of corporate officers issued in accordance with Article L. 225-37-3 I. of the French Commercial Code | Management | For | For | |||
17. | Approval of the components of the compensation paid or awarded in respect of the year ended 31 December 2019 to Serge Weinberg, Chairman of the Board | Management | For | For | |||
18. | Approval of the components of the compensation paid or awarded in respect of the year ended 31 December 2019 to Paul Hudson, Chief Executive Officer from September 1, 2019 | Management | For | For | |||
19. | Approval of the components of the compensation paid or awarded in respect of the year ended 31 December 2019 to Olivier Brandicourt, Chief Executive Officer until August 31, 2019 | Management | For | For | |||
20. | Authorization to the Board of Directors to carry out transactions in the Company's shares (usable outside the period of a public tender offer) | Management | For | For | |||
21. | Powers for formalities | Management | For | For | |||
ASTRAZENECA PLC | |||||||
Security | 046353108 | Meeting Type | Annual | ||||
Ticker Symbol | AZN | Meeting Date | 29-Apr-2020 | ||||
ISIN | US0463531089 | Agenda | 935143521 - Management | ||||
Record Date | 26-Feb-2020 | Holding Recon Date | 26-Feb-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2019 | Management | For | For | |||
2. | To confirm dividends | Management | For | For | |||
3. | To reappoint PricewaterhouseCoopers LLP as Auditor | Management | For | For | |||
4. | To authorise the Directors to agree the remuneration of the Auditor | Management | For | For | |||
5A. | Election of Director: Leif Johansson | Management | For | For | |||
5B. | Election of Director: Pascal Soriot | Management | For | For | |||
5C. | Election of Director: Marc Dunoyer | Management | For | For | |||
5D. | Election of Director: Geneviève Berger | Management | For | For | |||
5E. | Election of Director: Philip Broadley | Management | For | For | |||
5F. | Election of Director: Graham Chipchase | Management | For | For | |||
5G. | Election of Director: Michel Demaré | Management | For | For | |||
5H. | Election of Director: Deborah DiSanzo | Management | For | For | |||
5I. | Election of Director: Sheri McCoy | Management | For | For | |||
5J. | Election of Director: Tony Mok | Management | For | For | |||
5K. | Election of Director: Nazneen Rahman | Management | For | For | |||
5l. | Election of Director: Marcus Wallenberg | Management | For | For | |||
6. | To approve the Annual Report on Remuneration for the year ended 31 December 2019 | Management | For | For | |||
7. | To approve the Directors' Remuneration Policy | Management | For | For | |||
8. | To authorise limited political donations | Management | For | For | |||
9. | To authorise the Directors to allot shares | Management | For | For | |||
10. | authorise the Directors to disapply pre-emption rights (Special Resolution) | Management | For | For | |||
11. | To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments (Special Resolution) | Management | For | For | |||
12. | To authorise the Company to purchase its own shares (Special Resolution) | Management | For | For | |||
13. | To reduce the notice period for general meetings (Special Resolution) | Management | For | For | |||
14. | To approve the 2020 Performance Share Plan | Management | For | For | |||
CENOVUS ENERGY INC. | |||||||
Security | 15135U109 | Meeting Type | Annual | ||||
Ticker Symbol | CVE | Meeting Date | 29-Apr-2020 | ||||
ISIN | CA15135U1093 | Agenda | 935152366 - Management | ||||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | ||||
City / | Country | / | Canada | Vote Deadline Date | 24-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | Appoint PricewaterhouseCoopers LLP, Chartered Professional Accountants, as auditor of the Corporation. | Management | For | For | |||
2 | DIRECTOR | Management | |||||
1 | Keith M. Casey | For | For | ||||
2 | Susan F. Dabarno | For | For | ||||
3 | Jane E. Kinney | For | For | ||||
4 | Harold N. Kvisle | For | For | ||||
5 | Steven F. Leer | For | For | ||||
6 | M. George Lewis | For | For | ||||
7 | Keith A. MacPhail | For | For | ||||
8 | Richard J. Marcogliese | For | For | ||||
9 | Claude Mongeau | For | For | ||||
10 | Alexander J. Pourbaix | For | For | ||||
11 | Rhonda I. Zygocki | For | For | ||||
3 | Accept the Corporation's approach to executive compensation as described in the accompanying management information circular. | Management | For | For | |||
ANHEUSER-BUSCH INBEV SA | |||||||
Security | 03524A108 | Meeting Type | Annual | ||||
Ticker Symbol | BUD | Meeting Date | 29-Apr-2020 | ||||
ISIN | US03524A1088 | Agenda | 935164424 - Management | ||||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 15-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A | Revised text of articles of association: Proposed resolution: amending article 24.4 of the articles of association in order to ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
1B | Revised text of articles of association: Proposed resolution: amending article 44 of the articles of association in order to ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
1C | Revised text of articles of association: Proposed resolution: amending several provisions of the articles of association in ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
5 | Approval of the statutory annual accounts | Management | For | For | |||
6 | Discharge to the directors | Management | For | For | |||
7 | Discharge to the statutory auditor | Management | For | For | |||
8A | Appointment of director: Proposed resolution: upon proposal from the Board of Directors, renewing the appointment of Ms. ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
8B | Appointment of director: Proposed resolution: upon proposal from the Board of Directors, renewing the appointment of Mr. Elio ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
8C | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
8D | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
8E | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
8F | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
8G | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
8H | Appointment of director: Proposed resolution: acknowledging the end of the mandate of Mr. Marcel Herrmann Telles as director ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
8I | Appointment of director: Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
8J | Appointment of director: Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
8K | Appointment of director: Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
9 | Remuneration policy and remuneration report: Proposed ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
10 | Filings | Management | For | For | |||
EMBRAER | |||||||
Security | 29082A107 | Meeting Type | Annual | ||||
Ticker Symbol | ERJ | Meeting Date | 29-Apr-2020 | ||||
ISIN | US29082A1079 | Agenda | 935173245 - Management | ||||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
A1. | To review the management accounts and to examine, discuss and approve the financial statements for the fiscal year ended on December 31, 2019. | Management | For | For | |||
A2. | To review and resolve on the allocation of the net income for the fiscal year ended on December 31, 2019. | Management | For | For | |||
A3. | To elect the members of the Fiscal Council. | Management | For | For | |||
A4. | To determine the aggregate annual compensation of the Company's management. | Management | For | For | |||
A5. | To determine the compensation of the members of the Fiscal Council. | Management | For | For | |||
E1. | To review and resolve on the amendment of the Company's Bylaws to modify the composition of the Strategy Committee, the People and Governance Committee and other advisory committees of the Company's Board of Directors that may be created in order to allow such committees to be formed by at least three and a maximum of five members, most of whom must be independent members of the Board of Directors and the other members may be external members, as defined in the Company's Bylaws; and, as ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
E2. | To review and resolve on the amendment to the Company's Bylaws, to include a rule on the possibility of the Company entering into an indemnity agreement (contrato de indenidade) or an indemnity policy (política de indenidade), as detailed in the Manual and Management's Proposal for the Meetings. | Management | For | For | |||
E3. | To restate the Company's Bylaws to reflect the amendments set forth above. | Management | For | For | |||
E4. | To approve the long-term incentive plan for the Company's executives. | Management | For | For | |||
METHANEX CORPORATION | |||||||
Security | 59151K108 | Meeting Type | Annual | ||||
Ticker Symbol | MEOH | Meeting Date | 30-Apr-2020 | ||||
ISIN | CA59151K1084 | Agenda | 935148381 - Management | ||||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | ||||
City / | Country | / | Canada | Vote Deadline Date | 27-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | DIRECTOR | Management | |||||
1 | Douglas Arnell | For | For | ||||
2 | James Bertram | For | For | ||||
3 | Phillip Cook | For | For | ||||
4 | Paul Dobson | For | For | ||||
5 | John Floren | For | For | ||||
6 | Maureen Howe | For | For | ||||
7 | Robert Kostelnik | For | For | ||||
8 | Leslie O'Donoghue | For | For | ||||
9 | Janice Rennie | For | For | ||||
10 | Kevin Rodgers | For | For | ||||
11 | Margaret Walker | For | For | ||||
12 | Benita Warmbold | For | For | ||||
2 | To re-appoint KPMG LLP, Chartered Professional Accountants, as auditors of the Company for the ensuing year and authorize the Board of Directors to fix the remuneration of the auditors: | Management | For | For | |||
3 | The advisory resolution accepting the Company's approach to executive compensation as disclosed in the accompanying Information Circular. | Management | For | For | |||
UNILEVER N.V. | |||||||
Security | 904784709 | Meeting Type | Annual | ||||
Ticker Symbol | UN | Meeting Date | 30-Apr-2020 | ||||
ISIN | US9047847093 | Agenda | 935149686 - Management | ||||
Record Date | 04-Mar-2020 | Holding Recon Date | 04-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
2. | To adopt the Annual Accounts and appropriation of the profit for the 2019 financial year. | Management | For | For | |||
3. | To consider, and if thought fit, approve the Directors' Remuneration Report. | Management | For | For | |||
4. | To discharge the Executive Directors. | Management | For | For | |||
5. | To discharge the Non-Executive Directors. | Management | For | For | |||
6. | To reappoint Mr N Andersen as a Non-Executive Director. | Management | For | For | |||
7. | To reappoint Mrs L Cha as a Non-Executive Director. | Management | For | For | |||
8. | To reappoint Mr V Colao as a Non-Executive Director. | Management | For | For | |||
9. | To reappoint Dr J Hartmann as a Non-Executive Director. | Management | For | For | |||
10. | To reappoint Mr A Jope as an Executive Director. | Management | For | For | |||
11. | To reappoint Ms A Jung as a Non-Executive Director. | Management | For | For | |||
12. | To reappoint Ms S Kilsby as a Non-Executive Director. | Management | For | For | |||
13. | To reappoint Mr S Masiyiwa as a Non-Executive Director. | Management | For | For | |||
14. | To reappoint Professor Y Moon as a Non-Executive Director. | Management | For | For | |||
15. | To reappoint Mr G Pitkethly as an Executive Director. | Management | For | For | |||
16. | To reappoint Mr J Rishton as a Non-Executive Director. | Management | For | For | |||
17. | To reappoint Mr F Sijbesma as a Non-Executive Director. | Management | For | For | |||
18. | To appoint the Auditor charged with the auditing of the Annual Accounts for the 2020 financial year. | Management | For | For | |||
19. | To designate the Board of Directors as the company body authorised in respect of the issue of shares in the share capital of the Company. | Management | For | For | |||
20. | To designate the Board of Directors as the company body authorised to restrict or exclude the statutory pre- emption rights that accrue to shareholders upon issue of shares for general corporate purposes. | Management | For | For | |||
21. | To designate the Board of Directors as the company body authorised to restrict or exclude the statutory pre- emption rights that accrue to shareholders upon issue of shares for acquisition or specified capital investment purposes. | Management | For | For | |||
22. | To authorise the Board of Directors to purchase ordinary shares in the share capital of the Company. | Management | For | For | |||
23. | To reduce the capital with respect to ordinary shares held by the Company in its own share capital. | Management | For | For | |||
CAMECO CORPORATION | |||||||
Security | 13321L108 | Meeting Type | Annual | ||||
Ticker Symbol | CCJ | Meeting Date | 30-Apr-2020 | ||||
ISIN | CA13321L1085 | Agenda | 935152710 - Management | ||||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | ||||
City / | Country | / | Canada | Vote Deadline Date | 27-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
A | DIRECTOR | Management | |||||
1 | IAN BRUCE | For | For | ||||
2 | DANIEL CAMUS | For | For | ||||
3 | DONALD DERANGER | For | For | ||||
4 | CATHERINE GIGNAC | For | For | ||||
5 | TIM GITZEL | For | For | ||||
6 | JIM GOWANS | For | For | ||||
7 | KATHRYN JACKSON | For | For | ||||
8 | DON KAYNE | For | For | ||||
9 | ANNE MCLELLAN | For | For | ||||
B | APPOINT KPMG LLP AS AUDITORS | Management | For | For | |||
C | BE IT RESOLVED THAT, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS FOR EXECUTIVE COMPENSATION, THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN CAMECO'S MANAGEMENT PROXY CIRCULAR DELIVERED IN ADVANCE OF THE 2020 ANNUAL MEETING OF SHAREHOLDERS. | Management | For | For | |||
D | YOU DECLARE THAT THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM ARE HELD, BENEFICIALLY OWNED OR CONTROLLED, EITHER DIRECTLY OR INDIRECTLY, BY A RESIDENT OF CANADA AS DEFINED BELOW. IF THE SHARES ARE HELD IN THE NAMES OF TWO OR MORE PEOPLE, YOU DECLARE THAT ALL OF THESE PEOPLE ARE RESIDENTS OF CANADA. NOTE: "FOR" = YES, "ABSTAIN" = NO, "AGAINST" WILL BE TREATED AS NOT MARKED | Management | Against | For | |||
BRITISH AMERICAN TOBACCO P.L.C. | |||||||
Security | 110448107 | Meeting Type | Annual | ||||
Ticker Symbol | BTI | Meeting Date | 30-Apr-2020 | ||||
ISIN | US1104481072 | Agenda | 935167850 - Management | ||||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
O1 | Receipt of the 2019 Annual Report and Accounts | Management | For | For | |||
O2 | Approval of the 2019 Directors' remuneration report | Management | For | For | |||
O3 | Reappointment of the Auditors | Management | For | For | |||
O4 | Authority for the Audit Committee to agree the Auditors' remuneration | Management | For | For | |||
O5 | Re-election of Jack Bowles as a Director | Management | For | For | |||
O6 | Re-election of Richard Burrows as a Director (Nominations) | Management | For | For | |||
O7 | Re-election of Sue Farr as a Director (Nominations, Remuneration) | Management | For | For | |||
O8 | Re-election of Dr Marion Helmes as a Director (Nominations, Remuneration) | Management | For | For | |||
O9 | Re-election of Luc Jobin as a Director (Audit, Nominations) | Management | For | For | |||
O10 | Re-election of Holly Keller Koeppel as a Director (Audit, Nominations) | Management | For | For | |||
O11 | Re-election of Savio Kwan as a Director (Nominations, Remuneration) | Management | For | For | |||
O12 | Re-election of Dimitri Panayotopoulos as a Director (Nominations, Remuneration) | Management | For | For | |||
O13 | Election of Jeremy Fowden as a Director (Audit, Nominations) who has been appointed since the last Annual General Meeting | Management | For | For | |||
O14 | Election of Tadeu Marroco as a Director who has been appointed since the last Annual General Meeting | Management | For | For | |||
O15 | Renewal of the Directors' authority to allot shares | Management | For | For | |||
S16 | Renewal of the Directors' authority to disapply pre- emption rights | Management | For | For | |||
S17 | Authority for the Company to purchase its own shares | Management | For | For | |||
O18 | Approval of the British American Tobacco Restricted Share Plan | Management | For | For | |||
O19 | Authority to make donations to political organisations and to incur political expenditure | Management | For | For | |||
S20 | Notice period for General Meetings | Management | For | For | |||
UNILEVER N.V. | |||||||
Security | 904784709 | Meeting Type | Annual | ||||
Ticker Symbol | UN | Meeting Date | 30-Apr-2020 | ||||
ISIN | US9047847093 | Agenda | 935175720 - Management | ||||
Record Date | 02-Apr-2020 | Holding Recon Date | 02-Apr-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
2. | To adopt the Annual Accounts and appropriation of the profit for the 2019 financial year. | Management | For | For | |||
3. | To consider, and if thought fit, approve the Directors' Remuneration Report. | Management | For | For | |||
4. | To discharge the Executive Directors. | Management | For | For | |||
5. | To discharge the Non-Executive Directors. | Management | For | For | |||
6. | To reappoint Mr N Andersen as a Non-Executive Director. | Management | For | For | |||
7. | To reappoint Mrs L Cha as a Non-Executive Director. | Management | For | For | |||
8. | To reappoint Mr V Colao as a Non-Executive Director. | Management | For | For | |||
9. | To reappoint Dr J Hartmann as a Non-Executive Director. | Management | For | For | |||
10. | To reappoint Mr A Jope as an Executive Director. | Management | For | For | |||
11. | To reappoint Ms A Jung as a Non-Executive Director. | Management | For | For | |||
12. | To reappoint Ms S Kilsby as a Non-Executive Director. | Management | For | For | |||
13. | To reappoint Mr S Masiyiwa as a Non-Executive Director. | Management | For | For | |||
14. | To reappoint Professor Y Moon as a Non-Executive Director. | Management | For | For | |||
15. | To reappoint Mr G Pitkethly as an Executive Director. | Management | For | For | |||
16. | To reappoint Mr J Rishton as a Non-Executive Director. | Management | For | For | |||
17. | To reappoint Mr F Sijbesma as a Non-Executive Director. | Management | For | For | |||
18. | To appoint the Auditor charged with the auditing of the Annual Accounts for the 2020 financial year. | Management | For | For | |||
19. | To designate the Board of Directors as the company body authorised in respect of the issue of shares in the share capital of the Company. | Management | For | For | |||
20. | To designate the Board of Directors as the company body authorised to restrict or exclude the statutory pre- emption rights that accrue to shareholders upon issue of shares for general corporate purposes. | Management | For | For | |||
21. | To designate the Board of Directors as the company body authorised to restrict or exclude the statutory pre- emption rights that accrue to shareholders upon issue of shares for acquisition or specified capital investment purposes. | Management | For | For | |||
22. | To authorise the Board of Directors to purchase ordinary shares in the share capital of the Company. | Management | For | For | |||
23. | To reduce the capital with respect to ordinary shares held by the Company in its own share capital. | Management | For | For | |||
KONINKLIJKE PHILIPS ELECTRONICS N.V. | |||||||
Security | 500472303 | Meeting Type | Annual | ||||
Ticker Symbol | PHG | Meeting Date | 30-Apr-2020 | ||||
ISIN | US5004723038 | Agenda | 935175768 - Management | ||||
Record Date | 02-Apr-2020 | Holding Recon Date | 02-Apr-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
2B. | Proposal to adopt the financial statements | Management | For | ||||
2C. | Proposal to adopt dividend | Management | For | ||||
2D. | Remuneration Report 2019 (advisory vote) | Management | For | ||||
2E. | Proposal to discharge the members of the Board of Management | Management | For | ||||
2F. | Proposal to discharge the members of the Supervisory Board | Management | For | ||||
3A. | Proposal to adopt a Remuneration Policy for the Board of Management | Management | For | ||||
3B. | Proposal to approve a Long-Term Incentive Plan for the Board of Management | Management | For | ||||
3C. | Proposal to adopt a Remuneration Policy for the Supervisory Board | Management | For | ||||
4A. | Proposal to re-appoint Ms N. Dhawan as member of the Supervisory Board | Management | For | ||||
4B. | Proposal to appoint Mr F. Sijbesma as member of the Supervisory Board | Management | For | ||||
4C. | Proposal to appoint Mr P. Löscher as member of the Supervisory Board | Management | For | ||||
5A. | Proposals to authorize the Board of Management to: issue shares or grant rights to acquire shares | Management | For | ||||
5B. | Proposals to authorize the Board of Management to: restrict or exclude preemption rights | Management | For | ||||
6. | Proposal to authorize the Board of Management to acquire shares in the company | Management | For | ||||
7. | Proposal to cancel shares | Management | For | ||||
BANCO SANTANDER BRASIL S.A. | |||||||
Security | 05967A107 | Meeting Type | Annual | ||||
Ticker Symbol | BSBR | Meeting Date | 30-Apr-2020 | ||||
ISIN | US05967A1079 | Agenda | 935179918 - Management | ||||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
O1) | To TAKE the management accounts, examining, discussing and voting the Company's Financial Statements related to the fiscal year ended on December 31, 2019, together with the Management Report, the balance sheet, other parts of the financial statements, external auditors' opinion and the Audit Committee Report | Management | For | For | |||
O2) | To DECIDE on the destination of the net profit of the fiscal year of 2019 and the distribution of dividends | Management | For | For | |||
O3) | To FIX the annual overall compensation of the Company's management and members of Audit Committee. | Management | For | For | |||
E1) | To AMEND the wording of articles 2, 21, 22 and 24 of the Company's Bylaws, in order to modify the rules for the opening, transfer or closing of branches, offices or representative offices, in Brazil or overseas | Management | For | For | |||
E2) | Due to the deliberate in item (i), APPROVE the consolidation of the Company's Bylaws. | Management | For | For | |||
VALE S.A. | |||||||
Security | 91912E105 | Meeting Type | Annual | ||||
Ticker Symbol | VALE | Meeting Date | 30-Apr-2020 | ||||
ISIN | US91912E1055 | Agenda | 935187143 - Management | ||||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Resolution 1 | Management | For | For | |||
2. | Resolution 2 | Management | For | For | |||
3. | Resolution 3 | Management | For | For | |||
4. | Resolution 4 | Management | For | For | |||
6. | DIRECTOR | Management | |||||
1 | José Maurício/Arthur | For | For | ||||
2 | Fernando/Johan Albino | For | For | ||||
3 | Oscar/Ken Yasuhara | For | For | ||||
4 | José Luciano/VACANT | For | For | ||||
5 | Eduardo/VACANT | For | For | ||||
6 | Marcel/Marcia | For | For | ||||
7 | Toshiya/Hugo Serrado | For | For | ||||
8 | Roger/Ivan Luiz | For | For | ||||
9 | Murilo/João | For | For | ||||
10 | Isabella/Adriano | For | For | ||||
11 | Sandra Maria/VACANT | For | For | ||||
12 | Marcelo/Nuno Maria | For | For | ||||
7. | Resolution 7 | Management | For | For | |||
8. | Resolution 8 | Management | For | For | |||
9. | Resolution 9 | Management | For | For | |||
10. | Resolution 10 | Management | For | For | |||
E1. | Resolution 1 | Management | For | For | |||
E2. | Resolution 2 | Management | For | For | |||
E3. | Resolution 3 | Management | For | For | |||
E4. | Resolution 4 | Management | For | For | |||
E5. | Resolution 5 | Management | For | For | |||
E6. | Resolution 6 | Management | For | For | |||
E7. | Resolution 7 | Management | For | For | |||
E8. | Resolution 8 | Management | For | For | |||
E9. | Resolution 9 | Management | For | For | |||
IMPERIAL OIL LIMITED | |||||||
Security | 453038408 | Meeting Type | Annual | ||||
Ticker Symbol | IMO | Meeting Date | 01-May-2020 | ||||
ISIN | CA4530384086 | Agenda | 935146123 - Management | ||||
Record Date | 05-Mar-2020 | Holding Recon Date | 05-Mar-2020 | ||||
City / | Country | / | Canada | Vote Deadline Date | 28-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | PricewaterhouseCoopers LLP be reappointed as auditors of the company. | Management | For | For | |||
2 | DIRECTOR | Management | |||||
1 | D.C. (David) Brownell | For | For | ||||
2 | D.W. (David) Cornhill | For | For | ||||
3 | B.W. (Bradley) Corson | For | For | ||||
4 | K.T. (Krystyna) Hoeg | For | For | ||||
5 | M.C. (Miranda) Hubbs | For | For | ||||
6 | J.M. (Jack) Mintz | For | For | ||||
7 | D.S. (David) Sutherland | For | For | ||||
TC ENERGY CORPORATION | |||||||
Security | 87807B107 | Meeting Type | Annual | ||||
Ticker Symbol | TRP | Meeting Date | 01-May-2020 | ||||
ISIN | CA87807B1076 | Agenda | 935156148 - Management | ||||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | ||||
City / | Country | / | Canada | Vote Deadline Date | 28-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
01 | DIRECTOR | Management | |||||
1 | STÉPHAN CRÉTIER | For | For | ||||
2 | MICHAEL R. CULBERT | For | For | ||||
3 | RUSSELL K. GIRLING | For | For | ||||
4 | SUSAN C. JONES | For | For | ||||
5 | RANDY LIMBACHER | For | For | ||||
6 | JOHN E. LOWE | For | For | ||||
7 | DAVID MACNAUGHTON | For | For | ||||
8 | UNA POWER | For | For | ||||
9 | MARY PAT SALOMONE | For | For | ||||
10 | INDIRA V. SAMARASEKERA | For | For | ||||
11 | D. MICHAEL G. STEWART | For | For | ||||
12 | SIIM A. VANASELJA | For | For | ||||
13 | THIERRY VANDAL | For | For | ||||
14 | STEVEN W. WILLIAMS | For | For | ||||
02 | RESOLUTION TO APPOINT KPMG LLP, CHARTERED PROFESSIONAL ACCOUNTANTS AS AUDITORS AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | |||
03 | RESOLUTION TO ACCEPT TC ENERGY'S APPROACH TO EXECUTIVE COMPENSATION, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR. | Management | For | For | |||
ENBRIDGE INC. | |||||||
Security | 29250N105 | Meeting Type | Annual | ||||
Ticker Symbol | ENB | Meeting Date | 05-May-2020 | ||||
ISIN | CA29250N1050 | Agenda | 935147365 - Management | ||||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | ||||
City / | Country | / | Canada | Vote Deadline Date | 30-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
01 | DIRECTOR | Management | |||||
1 | PAMELA L. CARTER | For | For | ||||
2 | MARCEL R. COUTU | For | For | ||||
3 | SUSAN M. CUNNINGHAM | For | For | ||||
4 | GREGORY L. EBEL | For | For | ||||
5 | J. HERB ENGLAND | For | For | ||||
6 | CHARLES W. FISCHER | For | For | ||||
7 | GREGORY J. GOFF | For | For | ||||
8 | V.M. KEMPSTON DARKES | For | For | ||||
9 | TERESA S. MADDEN | For | For | ||||
10 | AL MONACO | For | For | ||||
11 | DAN C. TUTCHER | For | For | ||||
02 | APPOINT THE AUDITORS APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF ENBRIDGE AT REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS | Management | For | For | |||
03 | AMEND, RECONFIRM AND APPROVE THE SHAREHOLDER RIGHTS PLAN OF ENBRIDGE | Management | Against | Against | |||
04 | RATIFY, CONFIRM AND APPROVE THE AMENDMENTS TO GENERAL BY-LAW NO. 1 OF ENBRIDGE | Management | For | For | |||
05 | ADVISORY VOTE TO APPROVE ENBRIDGE'S APPROACH TO EXECUTIVE COMPENSATION | Management | For | For | |||
SUN LIFE FINANCIAL INC. | |||||||
Security | 866796105 | Meeting Type | Annual | ||||
Ticker Symbol | SLF | Meeting Date | 05-May-2020 | ||||
ISIN | CA8667961053 | Agenda | 935161795 - Management | ||||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | ||||
City / | Country | / | Canada | Vote Deadline Date | 30-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | DIRECTOR | Management | |||||
1 | WILLIAM D. ANDERSON | For | For | ||||
2 | DEAN A. CONNOR | For | For | ||||
3 | STEPHANIE L. COYLES | For | For | ||||
4 | MARTIN J. G. GLYNN | For | For | ||||
5 | ASHOK K. GUPTA | For | For | ||||
6 | M. MARIANNE HARRIS | For | For | ||||
7 | SARA GROOTWASSINK LEWIS | For | For | ||||
8 | JAMES M. PECK | For | For | ||||
9 | SCOTT F. POWERS | For | For | ||||
10 | HUGH D. SEGAL | For | For | ||||
11 | BARBARA G. STYMIEST | For | For | ||||
2 | APPOINTMENT OF DELOITTE LLP AS AUDITOR. | Management | For | For | |||
3 | NON-BINDING ADVISORY VOTE ON APPROACH TO EXECUTIVE COMPENSATION. | Management | For | For | |||
BARRICK GOLD CORPORATION | |||||||
Security | 067901108 | Meeting Type | Annual | ||||
Ticker Symbol | GOLD | Meeting Date | 05-May-2020 | ||||
ISIN | CA0679011084 | Agenda | 935171897 - Management | ||||
Record Date | 06-Mar-2020 | Holding Recon Date | 06-Mar-2020 | ||||
City / | Country | / | Canada | Vote Deadline Date | 30-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | DIRECTOR | Management | |||||
1 | D. M. Bristow | For | For | ||||
2 | G. A. Cisneros | For | For | ||||
3 | C. L. Coleman | For | For | ||||
4 | J. M. Evans | For | For | ||||
5 | B. L. Greenspun | For | For | ||||
6 | J. B. Harvey | For | For | ||||
7 | A. J. Quinn | For | For | ||||
8 | M. L. Silva | For | For | ||||
9 | J. L. Thornton | For | For | ||||
2 | RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP as the auditor of Barrick and authorizing the directors to fix its remuneration. | Management | For | For | |||
3 | ADVISORY RESOLUTION ON APPROACH TO EXECUTIVE COMPENSATION. | Management | For | For | |||
SUNCOR ENERGY INC. | |||||||
Security | 867224107 | Meeting Type | Annual | ||||
Ticker Symbol | SU | Meeting Date | 06-May-2020 | ||||
ISIN | CA8672241079 | Agenda | 935150576 - Management | ||||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | ||||
City / | Country | / | Canada | Vote Deadline Date | 01-May-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | DIRECTOR | Management | |||||
1 | Patricia M. Bedient | For | For | ||||
2 | Mel E. Benson | For | For | ||||
3 | John D. Gass | For | For | ||||
4 | Dennis M. Houston | For | For | ||||
5 | Mark S. Little | For | For | ||||
6 | Brian P. MacDonald | For | For | ||||
7 | Maureen McCaw | For | For | ||||
8 | Lorraine Mitchelmore | For | For | ||||
9 | Eira M. Thomas | For | For | ||||
10 | Michael M. Wilson | For | For | ||||
2 | Appointment of KPMG LLP as auditor of Suncor Energy Inc. for the ensuing year. | Management | For | For | |||
3 | To accept the approach to executive compensation disclosed in the Management Proxy Circular of Suncor Energy Inc. dated February 26, 2020. | Management | For | For | |||
GLAXOSMITHKLINE PLC | |||||||
Security | 37733W105 | Meeting Type | Annual | ||||
Ticker Symbol | GSK | Meeting Date | 06-May-2020 | ||||
ISIN | US37733W1053 | Agenda | 935154598 - Management | ||||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
O1 | To receive and adopt the 2019 Annual Report | Management | For | For | |||
O2 | To approve the Annual report on remuneration | Management | For | For | |||
O3 | To approve the Remuneration policy | Management | For | For | |||
O4 | To elect Sir Jonathan Symonds as a Director | Management | For | For | |||
05 | To elect Charles Bancroft as a Director | Management | For | For | |||
O6 | To re-elect Emma Walmsley as a Director | Management | For | For | |||
O7 | To re-elect Vindi Banga as a Director | Management | For | For | |||
O8 | To re-elect Dr Hal Barron as a Director | Management | For | For | |||
O9 | To re-elect Dr Vivienne Cox as a Director | Management | For | For | |||
O10 | To re-elect Lynn Elsenhans as a Director | Management | For | For | |||
O11 | To re-elect Dr Laurie Glimcher as a Director | Management | For | For | |||
O12 | To re-elect Dr Jesse Goodman as a Director | Management | For | For | |||
O13 | To re-elect Judy Lewent as a Director | Management | For | For | |||
O14 | To re-elect Iain Mackay as a Director | Management | For | For | |||
O15 | To re-elect Urs Rohner as a Director | Management | For | For | |||
O16 | To re-appoint the auditor | Management | For | For | |||
O17 | To determine remuneration of the auditor | Management | For | For | |||
S18 | To authorise the company and its subsidiaries to make donations to political organisations and incur political expenditure | Management | For | For | |||
S19 | To authorise allotment of shares | Management | For | For | |||
S20 | To disapply pre-emption rights - general power (special resolution) | Management | For | For | |||
S21 | To disapply pre-emption rights - in connection with an acquisition or specified capital investment (special resolution) | Management | For | For | |||
S22 | To authorise the company to purchase its own shares (special resolution) | Management | For | For | |||
S23 | To authorise exemption from statement of name of senior statutory auditor | Management | For | For | |||
S24 | To authorise reduced notice of a general meeting other than an AGM (special resolution) | Management | For | For | |||
ALCON INC. | |||||||
Security | H01301128 | Meeting Type | Annual | ||||
Ticker Symbol | ALC | Meeting Date | 06-May-2020 | ||||
ISIN | CH0432492467 | Agenda | 935158786 - Management | ||||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | ||||
City / | Country | / | Switzerland | Vote Deadline Date | 30-Apr-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Approval of the operating and financial review of Alcon Inc., the annual financial statements of Alcon Inc. and the consolidated financial statements for 2019 | Management | For | For | |||
2. | Discharge of the Members of the Board of Directors and the Members of the Executive Committee | Management | For | For | |||
3. | Appropriation of earnings as per the balance sheet of Alcon Inc. of December 31, 2019. | Management | For | For | |||
4A. | Consultative vote on the 2019 Compensation Report | Management | For | For | |||
4B. | Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2020 Annual General Meeting to the 2021 Annual General Meeting | Management | For | For | |||
4C. | Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2021 | Management | For | For | |||
5A. | Re-election of Director: F. Michael Ball (as Member and Chairman) | Management | For | For | |||
5B. | Re-election of Director: Lynn D. Bleil (as Member) | Management | For | For | |||
5C. | Re-election of Director: Arthur Cummings (as Member) | Management | For | For | |||
5D. | Re-election of Director: David J. Endicott (as Member) | Management | For | For | |||
5E. | Re-election of Director: Thomas Glanzmann (as Member) | Management | For | For | |||
5F. | Re-election of Director: D. Keith Grossman (as Member) | Management | For | For | |||
5G. | Re-election of Director: Scott Maw (as Member) | Management | For | For | |||
5H. | Re-election of Director: Karen May (as Member) | Management | For | For | |||
5I. | Re-election of Director: Ines Pöschel (as Member) | Management | For | For | |||
5J. | Re-election of Director: Dieter Spälti (as Member) | Management | For | For | |||
6A. | Re-election of the Member of the Compensation Committee: Thomas Glanzmann | Management | For | For | |||
6B. | Re-election of the Member of the Compensation Committee: D. Keith Grossman | Management | For | For | |||
6C. | Re-election of the Member of the Compensation Committee: Karen May | Management | For | For | |||
6D. | Re-election of the Member of the Compensation Committee: Ines Pöschel | Management | For | For | |||
7. | Re-election of the independent representative, Hartmann Dreyer Attorneys-at-law | Management | For | For | |||
8. | Re-election of the statutory auditors, PricewaterhouseCoopers SA, Geneva | Management | For | For | |||
9. | Note: General instruction in case of new agenda items or proposals during the Annual General Meeting (please check one box only). * If you vote FOR, you will be voting in accordance with the recommendation of the Board of Directors. ** If you vote ABSTAIN, you will ABSTAIN from voting. | Management | For | ||||
NUTRIEN LTD. (THE "CORPORATION") | |||||||
Security | 67077M108 | Meeting Type | Annual | ||||
Ticker Symbol | NTR | Meeting Date | 06-May-2020 | ||||
ISIN | CA67077M1086 | Agenda | 935164361 - Management | ||||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | ||||
City / | Country | / | Canada | Vote Deadline Date | 01-May-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | DIRECTOR | Management | |||||
1 | Christopher M. Burley | For | For | ||||
2 | Maura J. Clark | For | For | ||||
3 | David C. Everitt | For | For | ||||
4 | Russell K. Girling | For | For | ||||
5 | Miranda C. Hubbs | For | For | ||||
6 | Alice D. Laberge | For | For | ||||
7 | Consuelo E. Madere | For | For | ||||
8 | Charles V. Magro | For | For | ||||
9 | Keith G. Martell | For | For | ||||
10 | Aaron W. Regent | For | For | ||||
11 | Mayo M. Schmidt | For | For | ||||
2 | The re-appointment of KPMG LLP, Chartered Accountants, as auditor of the Corporation. | Management | For | For | |||
3 | A non-binding advisory resolution to accept the Corporation's approach to executive compensation. | Management | For | For | |||
FRANCO-NEVADA CORPORATION | |||||||
Security | 351858105 | Meeting Type | Annual and Special Meeting | ||||
Ticker Symbol | FNV | Meeting Date | 06-May-2020 | ||||
ISIN | CA3518581051 | Agenda | 935167115 - Management | ||||
Record Date | 18-Mar-2020 | Holding Recon Date | 18-Mar-2020 | ||||
City / | Country | / | Canada | Vote Deadline Date | 01-May-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | DIRECTOR | Management | |||||
1 | David Harquail | For | For | ||||
2 | Paul Brink | For | For | ||||
3 | Tom Albanese | For | For | ||||
4 | Derek W. Evans | For | For | ||||
5 | Catharine Farrow | For | For | ||||
6 | Louis Gignac | For | For | ||||
7 | Maureen Jensen | For | For | ||||
8 | Jennifer Maki | For | For | ||||
9 | Randall Oliphant | For | For | ||||
10 | David R. Peterson | For | For | ||||
11 | Elliott Pew | For | For | ||||
2 | Appointment of PricewaterhouseCoopers LLP, Chartered Professional Accountants, as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | |||
3 | Acceptance of the Corporation's approach to executive compensation. | Management | For | For | |||
YUM CHINA HOLDINGS, INC. | |||||||
Security | 98850P109 | Meeting Type | Annual | ||||
Ticker Symbol | YUMC | Meeting Date | 07-May-2020 | ||||
ISIN | US98850P1093 | Agenda | 935156617 - Management | ||||
Record Date | 17-Mar-2020 | Holding Recon Date | 17-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | Election of Director: Fred Hu | Management | For | For | |||
1B. | Election of Director: Joey Wat | Management | For | For | |||
1C. | Election of Director: Peter A. Bassi | Management | For | For | |||
1D. | Election of Director: Christian L. Campbell | Management | For | For | |||
1E. | Election of Director: Ed Yiu-Cheong Chan | Management | For | For | |||
1F. | Election of Director: Edouard Ettedgui | Management | For | For | |||
1G. | Election of Director: Cyril Han | Management | For | For | |||
1H. | Election of Director: Louis T. Hsieh | Management | For | For | |||
1I. | Election of Director: Ruby Lu | Management | For | For | |||
1J. | Election of Director: Zili Shao | Management | For | For | |||
1K. | Election of Director: William Wang | Management | For | For | |||
2. | Ratification of Independent Auditor. | Management | For | For | |||
3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |||
MANULIFE FINANCIAL CORPORATION | |||||||
Security | 56501R106 | Meeting Type | Annual | ||||
Ticker Symbol | MFC | Meeting Date | 07-May-2020 | ||||
ISIN | CA56501R1064 | Agenda | 935158887 - Management | ||||
Record Date | 11-Mar-2020 | Holding Recon Date | 11-Mar-2020 | ||||
City / | Country | / | Canada | Vote Deadline Date | 04-May-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | DIRECTOR | Management | |||||
1 | RONALEE H. AMBROSE | For | For | ||||
2 | GUY L.T. BAINBRIDGE | For | For | ||||
3 | JOSEPH P. CARON | For | For | ||||
4 | JOHN M. CASSADAY | For | For | ||||
5 | SUSAN F. DABARNO | For | For | ||||
6 | JULIE E. DICKSON | For | For | ||||
7 | SHEILA S. FRASER | For | For | ||||
8 | ROY GORI | For | For | ||||
9 | TSUN-YAN HSIEH | For | For | ||||
10 | DONALD R. LINDSAY | For | For | ||||
11 | JOHN R.V. PALMER | For | For | ||||
12 | C. JAMES PRIEUR | For | For | ||||
13 | ANDREA S. ROSEN | For | For | ||||
2 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS. | Management | For | For | |||
3 | ADVISORY RESOLUTION ACCEPTING APPROACH TO EXECUTIVE COMPENSATION. | Management | For | For | |||
FORTIS INC. | |||||||
Security | 349553107 | Meeting Type | Annual and Special Meeting | ||||
Ticker Symbol | FTS | Meeting Date | 07-May-2020 | ||||
ISIN | CA3495531079 | Agenda | 935169715 - Management | ||||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | ||||
City / | Country | / | Canada | Vote Deadline Date | 04-May-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | DIRECTOR | Management | |||||
1 | Tracey C. Ball | For | For | ||||
2 | Pierre J. Blouin | For | For | ||||
3 | Paul J. Bonavia | For | For | ||||
4 | Lawrence T. Borgard | For | For | ||||
5 | Maura J. Clark | For | For | ||||
6 | Margarita K. Dilley | For | For | ||||
7 | Julie A. Dobson | For | For | ||||
8 | Douglas J. Haughey | For | For | ||||
9 | Barry V. Perry | For | For | ||||
10 | Jo Mark Zurel | For | For | ||||
2 | Appointment of auditors and authorization of directors to fix the auditors' remuneration as described in the Management Information Circular. | Management | For | For | |||
3 | Approve the adoption of By-Law No. 2 (Advance Notice By-Law) as described in the Management Information Circular. | Management | For | For | |||
4 | Approval of the Advisory and Non-Binding Resolution on the Approach to Executive Compensation as described in the Management Information Circular. | Management | For | For | |||
CANADIAN NATURAL RESOURCES LIMITED | |||||||
Security | 136385101 | Meeting Type | Annual | ||||
Ticker Symbol | CNQ | Meeting Date | 07-May-2020 | ||||
ISIN | CA1363851017 | Agenda | 935178978 - Management | ||||
Record Date | 18-Mar-2020 | Holding Recon Date | 18-Mar-2020 | ||||
City / | Country | / | Canada | Vote Deadline Date | 04-May-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | DIRECTOR | Management | |||||
1 | Catherine M. Best | For | For | ||||
2 | M. Elizabeth Cannon | For | For | ||||
3 | N. Murray Edwards | For | For | ||||
4 | Christopher L. Fong | For | For | ||||
5 | Amb. Gordon D. Giffin | For | For | ||||
6 | Wilfred A. Gobert | For | For | ||||
7 | Steve W. Laut | For | For | ||||
8 | Tim S. McKay | For | For | ||||
9 | Hon. Frank J. McKenna | For | For | ||||
10 | David A. Tuer | For | For | ||||
11 | Annette M. Verschuren | For | For | ||||
2 | The appointment of PricewaterhouseCoopers LLP, Chartered Accountants, Calgary, Alberta, as auditors of the Corporation for the ensuing year and the authorization of the Audit Committee of the Board of Directors of the Corporation to fix their remuneration. | Management | For | For | |||
3 | On an advisory basis, accepting the Corporation's approach to executive compensation as described in the Information Circular. | Management | For | For | |||
WHEATON PRECIOUS METALS CORP. | |||||||
Security | 962879102 | Meeting Type | Annual and Special Meeting | ||||
Ticker Symbol | WPM | Meeting Date | 14-May-2020 | ||||
ISIN | CA9628791027 | Agenda | 935165678 - Management | ||||
Record Date | 17-Mar-2020 | Holding Recon Date | 17-Mar-2020 | ||||
City / | Country | / | Canada | Vote Deadline Date | 11-May-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | DIRECTOR | Management | |||||
1 | George L. Brack | For | For | ||||
2 | John A. Brough | For | For | ||||
3 | R. Peter Gillin | For | For | ||||
4 | Chantal Gosselin | For | For | ||||
5 | Douglas M. Holtby | For | For | ||||
6 | Glenn Ives | For | For | ||||
7 | Charles A. Jeannes | For | For | ||||
8 | Eduardo Luna | For | For | ||||
9 | Marilyn Schonberner | For | For | ||||
10 | Randy V.J. Smallwood | For | For | ||||
2 | In respect of the appointment of Deloitte LLP, Independent Registered Public Accounting Firm, as auditors for 2020 and to authorize the directors to fix the auditors' remuneration; | Management | For | For | |||
3 | A non-binding advisory resolution on the Company's approach to executive compensation. | Management | For | For | |||
ROYAL DUTCH SHELL PLC | |||||||
Security | 780259206 | Meeting Type | Annual | ||||
Ticker Symbol | RDSA | Meeting Date | 19-May-2020 | ||||
ISIN | US7802592060 | Agenda | 935198627 - Management | ||||
Record Date | 08-Apr-2020 | Holding Recon Date | 08-Apr-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Receipt of Annual Report & Accounts | Management | For | For | |||
2. | Approval of Directors' Remuneration Policy | Management | For | For | |||
3. | Approval of Directors' Remuneration Report | Management | For | For | |||
4. | Appointment of Dick Boer as a Director of the Company | Management | For | For | |||
5. | Appointment of Andrew Mackenzie as a Director of the Company | Management | For | For | |||
6. | Appointment of Martina Hund-Mejean as a Director of the Company | Management | For | For | |||
7. | Reappointment of Director: Ben van Beurden | Management | For | For | |||
8. | Reappointment of Director: Neil Carson | Management | For | For | |||
9. | Reappointment of Director: Ann Godbehere | Management | For | For | |||
10. | Reappointment of Director: Euleen Goh | Management | For | For | |||
11. | Reappointment of Director: Charles O. Holliday | Management | For | For | |||
12. | Reappointment of Director: Catherine Hughes | Management | For | For | |||
13. | Reappointment of Director: Sir Nigel Sheinwald | Management | For | For | |||
14. | Reappointment of Director: Jessica Uhl | Management | For | For | |||
15. | Reappointment of Director: Gerrit Zalm | Management | For | For | |||
16. | Reappointment of Auditors | Management | For | For | |||
17. | Remuneration of Auditors | Management | For | For | |||
18. | Authority to allot shares | Management | For | For | |||
19. | Disapplication of pre-emption rights | Management | For | For | |||
20. | Authority to purchase own shares | Management | For | For | |||
21. | Shareholder Resolution | Shareholder | Against | For | |||
SAP SE | |||||||
Security | 803054204 | Meeting Type | Annual | ||||
Ticker Symbol | SAP | Meeting Date | 20-May-2020 | ||||
ISIN | US8030542042 | Agenda | 935198350 - Management | ||||
Record Date | 21-Apr-2020 | Holding Recon Date | 21-Apr-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
2. | Resolution on the appropriation of the retained earnings of fiscal year 2019 | Management | For | ||||
3. | Resolution on the formal approval of the acts of the Executive Board in fiscal year 2019 | Management | For | ||||
4. | Resolution on the formal approval of the acts of the Supervisory Board in fiscal year 2019 | Management | For | ||||
5. | Appointment of the auditors of the annual financial statements and group annual financial statements for fiscal year 2020 | Management | For | ||||
6A. | Resolution on the creation of new Authorized Capital I for the issuance of shares against contributions in cash, with the option to exclude the shareholders' subscription rights (in respect of fractional shares only), and on the corresponding amendment of Section 4 (5) of the Articles of Incorporation | Management | For | ||||
6B. | Resolution on the creation of new Authorized Capital II for the issuance of shares against contributions in cash or in kind, with the option to exclude the shareholders' subscription rights, and on the corresponding amendment of Section 4 (6) of the Articles of Incorporation | Management | For | ||||
7. | Resolution on the approval of the compensation system for the Executive Board members | Management | For | ||||
8. | Resolution on the confirmation of the compensation of the Supervisory Board members | Management | For | ||||
DEUTSCHE BANK AG | |||||||
Security | D18190898 | Meeting Type | Annual | ||||
Ticker Symbol | DB | Meeting Date | 20-May-2020 | ||||
ISIN | DE0005140008 | Agenda | 935205472 - Management | ||||
Record Date | 14-Apr-2020 | Holding Recon Date | 14-Apr-2020 | ||||
City / | Country | / | Germany | Vote Deadline Date | 13-May-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
2A | Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Christian Sewing Chairman of the Management Board (CEO) | Management | For | For | |||
2B | Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Karl von Rohr Deputy Chairman of the Management Board | Management | For | For | |||
2C | Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Fabrizio Campelli (since November 1, 2019) | Management | For | For | |||
2D | Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Frank Kuhnke | Management | For | For | |||
2E | Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Stuart Lewis | Management | For | For | |||
2F | Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Sylvie Matherat (until July 31, 2019) | Management | For | For | |||
2G | Ratification of the acts of management of the member of the Management Board for the 2019 financial year: James von Moltke | Management | For | For | |||
2H | Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Garth Ritchie (until July 31, 2019) | Management | For | For | |||
2I | Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Werner Steinmüller | Management | For | For | |||
2J | Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Frank StrauB (until July 31, 2019) | Management | For | For | |||
3A | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Dr. Paul Achleitner (Chairman) | Management | For | For | |||
3B | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Detlef Polaschek (employee representative) Deputy Chairman | Management | For | For | |||
3C | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Ludwig Blomeyer- Bartenstein (employee representative) | Management | For | For | |||
3D | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Frank Bsirske (employee representative) | Management | For | For | |||
3E | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Mayree Carroll Clark | Management | For | For | |||
3F | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Jan Duscheck (employee representative) | Management | For | For | |||
3G | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Dr. Gerhard Eschelbeck | Management | For | For | |||
3H | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Katherine Garrett-Cox | Management | For | For | |||
3I | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Timo Heider (employee representative) | Management | For | For | |||
3J | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Martina Klee (employee representative) | Management | For | For | |||
3K | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Henriette Mark (employee representative) | Management | For | For | |||
3L | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Richard Meddings (until July 31, 2019) | Management | For | For | |||
3M | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Gabriele Platscher (employee representative) | Management | For | For | |||
3N | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Bernd Rose (employee representative) | Management | For | For | |||
3O | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Gerd Alexander Schütz | Management | For | For | |||
3P | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Professor Dr. Stefan Simon (until July 31, 2019) | Management | For | For | |||
3Q | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Stephan Szukalski (employee representative) | Management | For | For | |||
3R | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: John Alexander Thain | Management | For | For | |||
3S | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Michele Trogni | Management | For | For | |||
3T | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Dr. Dagmar Valcárcel (since August 1, 2019) | Management | For | For | |||
3U | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Professor Dr. Norbert Winkeljohann | Management | For | For | |||
3V | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Jürg Zeltner (from August 20 to December 15, 2019) | Management | For | For | |||
4 | Election of the auditor for the 2020 financial year, interim accounts | Management | For | For | |||
5 | Authorization to acquire own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act as well as for their use with the possible exclusion of pre-emptive rights | Management | For | For | |||
6 | Authorization to use derivatives within the framework of the purchase of own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act | Management | For | For | |||
7A | Election to the Supervisory Board: Sigmar Gabriel | Management | For | For | |||
7B | Election to the Supervisory Board: Dr. Dagmar Valcárcel | Management | For | For | |||
7C | Election to the Supervisory Board: Dr. Theodor Weimer | Management | For | For | |||
8 | Amendments to the Articles of Association | Management | For | For | |||
9 | Removal from office Dr. Paul Achleitner | Shareholder | Against | For | |||
10 | Removal from office Professor Dr. Winkeljohann | Shareholder | Against | For | |||
11 | Removal from office Mr. Schütz | Shareholder | Against | For | |||
12 | WITHDRAWAL OF CONFIDENCE IN THE MANAGEMENT BOARD MEMBERS SEWING, VON MOLTKE, KUHNKE AND VON ROHR | Shareholder | Against | For | |||
13 | AMENDMENT TO SECTION 14 (1), (2) AND (5) OF THE ARTICLES OF ASSOCIATION | Shareholder | Against | For | |||
DEUTSCHE BANK AG | |||||||
Security | D18190898 | Meeting Type | Annual | ||||
Ticker Symbol | DB | Meeting Date | 20-May-2020 | ||||
ISIN | DE0005140008 | Agenda | 935215815 - Management | ||||
Record Date | 06-May-2020 | Holding Recon Date | 06-May-2020 | ||||
City / | Country | / | Germany | Vote Deadline Date | 13-May-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
2A | Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Christian Sewing Chairman of the Management Board (CEO) | Management | For | For | |||
2B | Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Karl von Rohr Deputy Chairman of the Management Board | Management | For | For | |||
2C | Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Fabrizio Campelli (since November 1, 2019) | Management | For | For | |||
2D | Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Frank Kuhnke | Management | For | For | |||
2E | Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Stuart Lewis | Management | For | For | |||
2F | Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Sylvie Matherat (until July 31, 2019) | Management | For | For | |||
2G | Ratification of the acts of management of the member of the Management Board for the 2019 financial year: James von Moltke | Management | For | For | |||
2H | Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Garth Ritchie (until July 31, 2019) | Management | For | For | |||
2I | Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Werner Steinmüller | Management | For | For | |||
2J | Ratification of the acts of management of the member of the Management Board for the 2019 financial year: Frank StrauB (until July 31, 2019) | Management | For | For | |||
3A | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Dr. Paul Achleitner (Chairman) | Management | For | For | |||
3B | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Detlef Polaschek (employee representative) Deputy Chairman | Management | For | For | |||
3C | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Ludwig Blomeyer- Bartenstein (employee representative) | Management | For | For | |||
3D | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Frank Bsirske (employee representative) | Management | For | For | |||
3E | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Mayree Carroll Clark | Management | For | For | |||
3F | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Jan Duscheck (employee representative) | Management | For | For | |||
3G | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Dr. Gerhard Eschelbeck | Management | For | For | |||
3H | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Katherine Garrett-Cox | Management | For | For | |||
3I | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Timo Heider (employee representative) | Management | For | For | |||
3J | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Martina Klee (employee representative) | Management | For | For | |||
3K | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Henriette Mark (employee representative) | Management | For | For | |||
3L | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Richard Meddings (until July 31, 2019) | Management | For | For | |||
3M | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Gabriele Platscher (employee representative) | Management | For | For | |||
3N | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Bernd Rose (employee representative) | Management | For | For | |||
3O | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Gerd Alexander Schütz | Management | For | For | |||
3P | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Professor Dr. Stefan Simon (until July 31, 2019) | Management | For | For | |||
3Q | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Stephan Szukalski (employee representative) | Management | For | For | |||
3R | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: John Alexander Thain | Management | For | For | |||
3S | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Michele Trogni | Management | For | For | |||
3T | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Dr. Dagmar Valcárcel (since August 1, 2019) | Management | For | For | |||
3U | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Professor Dr. Norbert Winkeljohann | Management | For | For | |||
3V | Ratification of the acts of management of the member of the Supervisory Board for the 2019 financial year: Jürg Zeltner (from August 20 to December 15, 2019) | Management | For | For | |||
4 | Election of the auditor for the 2020 financial year, interim accounts | Management | For | For | |||
5 | Authorization to acquire own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act as well as for their use with the possible exclusion of pre-emptive rights | Management | For | For | |||
6 | Authorization to use derivatives within the framework of the purchase of own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act | Management | For | For | |||
7A | Election to the Supervisory Board: Sigmar Gabriel | Management | For | For | |||
7B | Election to the Supervisory Board: Dr. Dagmar Valcárcel | Management | For | For | |||
7C | Election to the Supervisory Board: Dr. Theodor Weimer | Management | For | For | |||
8 | Amendments to the Articles of Association | Management | For | For | |||
9 | Removal from office Dr. Paul Achleitner | Shareholder | Against | For | |||
10 | Removal from office Professor Dr. Winkeljohann | Shareholder | Against | For | |||
11 | Removal from office Mr. Schütz | Shareholder | Against | For | |||
12 | Withdrawal of confidence in the management board members Sewing, von Moltke, Kuhnke and von Rohr | Shareholder | Against | For | |||
13 | Amendment to Section 14 (1), (2) and (5) of the Articles of Association | Shareholder | Against | For | |||
LLOYDS BANKING GROUP PLC | |||||||
Security | 539439109 | Meeting Type | Annual | ||||
Ticker Symbol | LYG | Meeting Date | 21-May-2020 | ||||
ISIN | US5394391099 | Agenda | 935162444 - Management | ||||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Receive the report and accounts for the year ended 31 December 2019 | Management | For | For | |||
2. | Election of Mr W L D Chalmers | Management | For | For | |||
3. | Election of Ms S C Legg | Management | For | For | |||
4. | Election of Ms C M Woods | Management | For | For | |||
5. | Re-election of Lord Blackwell | Management | For | For | |||
6. | Re-election of Mr J Colombás | Management | For | For | |||
7. | Re-election of Mr A P Dickinson | Management | For | For | |||
8. | Re-election of Mr S P Henry | Management | For | For | |||
9. | Re-election of Mr A Horta-Osório | Management | For | For | |||
10. | Re-election of Lord Lupton | Management | For | For | |||
11. | Re-election of Ms A F Mackenzie | Management | For | For | |||
12. | Re-election of Mr N E T Prettejohn | Management | For | For | |||
13. | Re-election of Mr S W Sinclair | Management | For | For | |||
14. | Re-election of Ms S V Weller | Management | For | For | |||
15. | Remuneration policy section of the Directors' remuneration report | Management | For | For | |||
16. | Annual report on remuneration section of the Directors' remuneration report | Management | For | For | |||
17. | Approval of a final ordinary dividend of 2.25 pence per share | Management | For | For | |||
18. | Re-appointment of the auditor | Management | For | For | |||
19. | Authority to set the remuneration of the auditor | Management | For | For | |||
20. | Approval of the Long-term Share Plan 2020 | Management | For | For | |||
21. | Authority for the Company and its subsidiaries to make political donations or incur political expenditure | Management | For | For | |||
22. | Directors' authority to allot shares | Management | For | For | |||
23. | Directors' authority to allot shares in relation to the issue of Regulatory Capital Convertible Instruments | Management | For | For | |||
24. | Limited disapplication of pre-emption rights | Management | For | For | |||
25. | Limited disapplication of pre-emption rights in the event of financing an acquisition transaction or other capital investment | Management | For | For | |||
26. | Limited disapplication of pre-emption rights in relation to the issue of Regulatory Capital Convertible Instruments | Management | For | For | |||
27. | Authority to purchase ordinary shares | Management | For | For | |||
28. | Authority to purchase preference shares | Management | For | For | |||
29. | Notice period for general meetings | Management | For | For | |||
CNOOC LIMITED | |||||||
Security | 126132109 | Meeting Type | Annual | ||||
Ticker Symbol | CEO | Meeting Date | 21-May-2020 | ||||
ISIN | US1261321095 | Agenda | 935200636 - Management | ||||
Record Date | 20-Apr-2020 | Holding Recon Date | 20-Apr-2020 | ||||
City / | Country | / | United States | �� | Vote Deadline Date | 13-May-2020 | |
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
A1. | To receive and consider the audited financial statements together with the Report of the Directors and Independent Auditors' Report thereon for the year ended 31 December 2019. | Management | For | For | |||
A2. | To declare a final dividend for the year ended 31 December 2019. | Management | For | For | |||
A3. | To re-elect Mr. Hu Guangjie as an Executive Director of the Company. | Management | For | For | |||
A4. | To re-elect Ms. Wen Dongfen as a Non-executive Director of the Company. | Management | For | For | |||
A5. | To re-elect Mr. Lawrence J. Lau, who has already served the Company for more than nine years, as an Independent Non- executive Director of the Company. | Management | For | For | |||
A6. | To re-elect Mr. Tse Hau Yin, Aloysius, who has already served the Company for more than nine years, as an Independent Non- executive Director of the Company. | Management | For | For | |||
A7. | To authorise the Board of Directors to fix the remuneration of each of the Directors. | Management | For | For | |||
A8. | To re-appoint Deloitte Touche Tohmatsu as the independent auditors of the Company and its subsidiaries, and to authorise the Board of Directors to fix their remuneration. | Management | For | For | |||
B1. | To grant a general mandate to the Directors to buy back shares in the capital of the Company not exceeding 10% of the total number of issued shares of the Company as at the date of passing of this resolution | Management | For | For | |||
B2. | To grant a general mandate to the Directors to issue, allot and deal with additional shares in the capital of the Company and to make or grant offers, agreements, options and similar rights to subscribe for or convert any security into shares in the Company which would or might require the exercise of such power, which shall not exceed 20% of the total number of issued shares of the Company as at the date of passing of this resolution. | Management | For | For | |||
B3. | To extend the general mandate granted to the Directors to issue, allot and deal with additional shares of the Company and to make or grant offers, agreements, options and similar rights to subscribe for or convert any security into shares in the Company by the aggregate number of shares bought back, which shall not exceed 10% of the total number of issued shares of the Company as at the date of passing of this resolution. | Management | For | For | |||
SUZANO S.A. | |||||||
Security | 86959K105 | Meeting Type | Annual | ||||
Ticker Symbol | SUZ | Meeting Date | 22-May-2020 | ||||
ISIN | US86959K1051 | Agenda | 935181153 - Management | ||||
Record Date | 25-Mar-2020 | Holding Recon Date | 25-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
A1 | To approve the management accounts related to the fiscal year ended 12/31/2019 | Management | For | For | |||
A2 | To approve the financial statements of the Company for the fiscal year ended 12/31/2019, and to review the management report for said fiscal year | Management | For | For | |||
A3 | To set at nine (9) the number of members to be elected for the next term of office of the Board of Directors, pursuant to the Management Proposal | Management | For | For | |||
A4A | To resolve on the election of the members of the Board of Directors: David Feffer, Claudio Thomaz Lobo Sonder, Daniel Feffer, Ana Paula Pessoa, Maria Priscila Rodini Vansetti Machado, Nildemar Secches, Rodrigo Kede de Freitas Lima, Rodrigo Calvo Galindo, Paulo Rogerio Caffarelli. Indication of all the names that comprise Slate 1 | Management | For | For | |||
A4B | If one of the candidates comprising the Slate 1 fails to join, may the votes corresponding to their shares continue to be conferred on Slate 1? | Management | For | For | |||
A4C | In the event that the multiple voting election process be adopted, should the votes corresponding to your shares be distributed in equal percentages by the candidates you have chosen? | Management | For | For | |||
A5 | To set the overall annual compensation of the Management and Fiscal Council, if held, of the Company in accordance with the Management Proposal. | Management | For | For | |||
A6 | Do you want to request the instatement of the Company's Fiscal Council? | Management | Abstain | For | |||
A7A | Appointment of candidate for the Fiscal Council by the controlling shareholder: Luiz Augusto Marques Paes / Roberto Figueiredo Mello (Please vote in only one of the resolutions: 7 or 8. Voting in both proposals will result in an invalid vote) | Management | For | For | |||
A7B | Appointment of candidate for the Fiscal Council by the controlling shareholder: Rubens Barletta / Luiz Gonzaga Ramos Schubert (Please vote in only one of the resolutions: 7 or 8. Voting in both proposals will result in an invalid vote) | Management | For | For | |||
A8 | Appointment of candidates for the Fiscal Council by minority shareholders holding voting shares (the shareholder shall fill in this field if he left the general election field blank): Eraldo Soares Peçanha / Kurt Janos Toth (Please vote in only one of the resolutions: 7 or 8. Voting in both proposals will result in an invalid vote) | Management | Abstain | ||||
E1 | To approve the Protocol and Justification executed on April 20, 2020, by the management of the Company and Suzano Participações ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
E2 | To approve the ratification of the appointment and hiring of the specialized company PricewaterhouseCoopers Auditores ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
E3 | To approve the net worth appraisal report of Suzano Participações do Brasil Ltda., at book value, prepared by PwC in ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
E4 | To approve the merger of Suzano Participações do Brasil Ltda. into the Company, under the terms and conditions of the Merger ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
E5 | To approve the authorization to the Company's management to take ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
BP P.L.C. | |||||||
Security | 055622104 | Meeting Type | Annual | ||||
Ticker Symbol | BP | Meeting Date | 27-May-2020 | ||||
ISIN | US0556221044 | Agenda | 935180062 - Management | ||||
Record Date | 12-Mar-2020 | Holding Recon Date | 12-Mar-2020 | ||||
City / | Country | / | United Kingdom | Vote Deadline Date | 21-May-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | To receive the annual report and accounts. | Management | For | For | |||
2. | To approve the directors' remuneration report. | Management | For | For | |||
3. | To approve the directors' remuneration policy. | Management | For | For | |||
4A. | To elect Mr B Looney as a director. | Management | For | For | |||
4B. | To re-elect Mr B Gilvary as a director. | Management | For | For | |||
4C. | To re-elect Dame A Carnwath as a director. | Management | For | For | |||
4D. | To re-elect Ms P Daley as a director. | Management | For | For | |||
4E. | To re-elect Sir I E L Davis as a director. | Management | For | For | |||
4F. | To re-elect Professor Dame A Dowling as a director. | Management | For | For | |||
4G. | To re-elect Mr H Lund as a director. | Management | For | For | |||
4H. | To re-elect Mrs M B Meyer as a director. | Management | For | For | |||
4I. | To re-elect Mr B R Nelson as a director. | Management | For | For | |||
4J. | To re-elect Mrs P R Reynolds as a director. | Management | For | For | |||
4K. | To re-elect Sir J Sawers as a director. | Management | For | For | |||
5. | To reappoint Deloitte LLP as auditor. | Management | For | For | |||
6. | To authorize the audit committee to fix the auditor's remuneration. | Management | For | For | |||
7. | To approve changes to the BP Executive Directors' Incentive Plan. | Management | For | For | |||
8. | To give limited authority to make political donations and incur political expenditure. | Management | For | For | |||
9. | To give limited authority to allot shares up to a specified amount. | Management | For | For | |||
10. | Special resolution: to give authority to allot a limited number of shares for cash free of pre-emption rights. | Management | For | For | |||
11. | Special resolution: to give additional authority to allot a limited number of shares for cash free of pre-emption rights. | Management | For | For | |||
12. | Special resolution: to give limited authority for the purchase of its own shares by the company. | Management | For | For | |||
13. | Special resolution: to authorize the calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days. | Management | For | For | |||
NXP SEMICONDUCTORS NV. | |||||||
Security | N6596X109 | Meeting Type | Annual | ||||
Ticker Symbol | NXPI | Meeting Date | 27-May-2020 | ||||
ISIN | NL0009538784 | Agenda | 935185961 - Management | ||||
Record Date | 02-Apr-2020 | Holding Recon Date | 02-Apr-2020 | ||||
City / | Country | / | Netherlands | Vote Deadline Date | 26-May-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Adoption of the 2019 Statutory Annual Accounts | Management | For | For | |||
2. | Discharge of the members of the Board for their responsibilities in the fiscal year ended December 31, 2019 | Management | For | For | |||
3A. | Appoint Kurt Sievers as executive director | Management | For | For | |||
3B. | Re-appoint Sir Peter Bonfield as non-executive director | Management | For | For | |||
3C. | Re-appoint Kenneth A. Goldman as non-executive director | Management | For | For | |||
3D. | Re-appoint Josef Kaeser as non-executive director | Management | For | For | |||
3E. | Re-appoint Lena Olving as non-executive director | Management | For | For | |||
3F. | Re-appoint Peter Smitham as non-executive director | Management | For | For | |||
3G. | Re-appoint Julie Southern as non-executive director | Management | For | For | |||
3H. | Re-appoint Jasmin Staiblin as non-executive director | Management | For | For | |||
3I. | Re-appoint Gregory Summe as non-executive director | Management | For | For | |||
3J. | Re-appoint Karl-Henrik Sundström as non-executive director | Management | For | For | |||
4. | Authorization of the Board to issue ordinary shares of the Company and grant rights to acquire ordinary shares | Management | For | For | |||
5. | Authorization of the Board to restrict or exclude pre- emption rights accruing in connection with an issue of shares or grant of rights | Management | For | For | |||
6. | Authorization of the Board to repurchase ordinary shares | Management | For | For | |||
7. | Authorization of the Board to cancel ordinary shares held or to be acquired by the Company | Management | For | For | |||
8. | Appointment of Ernst & Young Accountants LLP as independent auditors for a three-year period, starting with the fiscal year ending December 31, 2020 | Management | For | For | |||
9. | Determination of the remuneration of the members and Chairs of the Audit Committee, the Compensation Committee, and the Nominating and Governance Committee of the Board | Management | For | For | |||
10. | Amendment of the Company's Articles of Association | Management | For | For | |||
11. | Non-binding, advisory vote to approve Named Executive Officer compensation | Management | For | For | |||
12. | To recommend, by non-binding vote, the frequency of executive compensation votes | Management | 1 Year | For | |||
NXP SEMICONDUCTORS NV. | |||||||
Security | N6596X109 | Meeting Type | Annual | ||||
Ticker Symbol | NXPI | Meeting Date | 27-May-2020 | ||||
ISIN | NL0009538784 | Agenda | 935212489 - Management | ||||
Record Date | 29-Apr-2020 | Holding Recon Date | 29-Apr-2020 | ||||
City / | Country | / | Netherlands | Vote Deadline Date | 26-May-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Adoption of the 2019 Statutory Annual Accounts | Management | For | For | |||
2. | Discharge of the members of the Board for their responsibilities in the fiscal year ended December 31, 2019 | Management | For | For | |||
3A. | Appoint Kurt Sievers as executive director | Management | For | For | |||
3B. | Re-appoint Sir Peter Bonfield as non-executive director | Management | For | For | |||
3C. | Re-appoint Kenneth A. Goldman as non-executive director | Management | For | For | |||
3D. | Re-appoint Josef Kaeser as non-executive director | Management | For | For | |||
3E. | Re-appoint Lena Olving as non-executive director | Management | For | For | |||
3F. | Re-appoint Peter Smitham as non-executive director | Management | For | For | |||
3G. | Re-appoint Julie Southern as non-executive director | Management | For | For | |||
3H. | Re-appoint Jasmin Staiblin as non-executive director | Management | For | For | |||
3I. | Re-appoint Gregory Summe as non-executive director | Management | For | For | |||
3J. | Re-appoint Karl-Henrik Sundström as non-executive director | Management | For | For | |||
4. | Authorization of the Board to issue ordinary shares of the Company and grant rights to acquire ordinary shares | Management | For | For | |||
5. | Authorization of the Board to restrict or exclude pre- emption rights accruing in connection with an issue of shares or grant of rights | Management | For | For | |||
6. | Authorization of the Board to repurchase ordinary shares | Management | For | For | |||
7. | Authorization of the Board to cancel ordinary shares held or to be acquired by the Company | Management | For | For | |||
8. | Appointment of Ernst & Young Accountants LLP as independent auditors for a three-year period, starting with the fiscal year ending December 31, 2020 | Management | For | For | |||
9. | Determination of the remuneration of the members and Chairs of the Audit Committee, the Compensation Committee, and the Nominating and Governance Committee of the Board | Management | For | For | |||
10. | Amendment of the Company's Articles of Association | Management | For | For | |||
11. | Non-binding, advisory vote to approve Named Executive Officer compensation | Management | For | For | |||
12. | To recommend, by non-binding vote, the frequency of executive compensation votes | Management | 1 Year | For | |||
CHUNGHWA TELECOM CO. LTD. | |||||||
Security | 17133Q502 | Meeting Type | Annual | ||||
Ticker Symbol | CHT | Meeting Date | 29-May-2020 | ||||
ISIN | US17133Q5027 | Agenda | 935210257 - Management | ||||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Ratification of 2019 business report and financial statements | Management | For | For | |||
2. | Ratification of 2019 earnings distribution proposal | Management | For | For | |||
3. | Amendments to the Articles of Incorporation of the Company | Management | For | For | |||
4. | Release of non-competition restrictions on Directors | Management | For | For | |||
TOTAL S.A. | |||||||
Security | 89151E109 | Meeting Type | Annual | ||||
Ticker Symbol | TOT | Meeting Date | 29-May-2020 | ||||
ISIN | US89151E1091 | Agenda | 935211879 - Management | ||||
Record Date | 24-Apr-2020 | Holding Recon Date | 24-Apr-2020 | ||||
City / | Country | / | France | Vote Deadline Date | 20-May-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
O1 | Approval of the statutory financial statements for the fiscal year ended December 31, 2019 | Management | For | For | |||
O2 | Approval of the consolidated financial statements for the fiscal year ended December 31, 2019 | Management | For | For | |||
O3 | Allocation of earnings and declaration of dividend for the fiscal year ended December 31, 2019 - Option for the payment of the final 2019 dividend in shares. | Management | For | For | |||
O4 | Authorization granted to the Board of Directors, for a period of eighteen months, for the purpose of trading in the Company's shares | Management | For | For | |||
O5 | Agreements covered by Articles L. 225-38 et seq. of the French Commercial Code | Management | For | For | |||
O6 | Renewal of Ms. Patricia Barbizet's term as director | Management | For | For | |||
O7 | Renewal of Ms. Marie-Christine Coisne-Roquette's term as director | Management | For | For | |||
O8 | Renewal of Mr. Mark Cutifani's term as director | Management | For | For | |||
O9 | Appointment of Mr. Jérôme Contamine as a director | Management | For | For | |||
O10 | Approval of the information relating to the compensation of executive and non executive directors ("mandataires sociaux") ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
O11 | Setting of the amount of directors' aggregate annual compensation and approval of the compensation policy applicable to directors | Management | For | For | |||
O12 | Approval of the fixed, variable and extraordinary components making up the total compensation and the in-kind benefits paid ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
O13 | Approval of the compensation policy applicable to the Chairman and Chief Executive Officer | Management | For | For | |||
E14 | Approval of the conversion of the Company's corporate form through adoption of the European company corporate form and of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
E15 | Delegation of authority granted to the Board of Directors, for a period of twenty-six months, for the purpose of increasing ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
E16 | Delegation of authority granted to the Board of Directors, for a period of twenty-six months, for the purpose of increasing ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
E17 | Delegation of authority granted to the Board of Directors, for a period of twenty-six months, for the purpose of issuing, ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
E18 | Delegation of authority granted to the Board of Directors, for a period of twenty-six months, for the purpose of increasing ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
E19 | Delegation of authority granted to the Board of Directors, for a period of twenty-six months, for the purpose of increasing ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
E20 | Delegation of authority granted to the Board of Directors, for a period of twenty-six months, for the purpose of carrying out, ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
E21 | Authorization granted to the Board of Directors, for a period ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
A | Presented in accordance with Article L. 225-105 of the French Commercial Code (not approved by the Board of Directors): Amendment of Article 19 - Financial Year - Financial Statements of the Articles of Association. | Management | For | For | |||
THOMSON REUTERS CORPORATION | |||||||
Security | 884903709 | Meeting Type | Annual | ||||
Ticker Symbol | TRI | Meeting Date | 03-Jun-2020 | ||||
ISIN | CA8849037095 | Agenda | 935199629 - Management | ||||
Record Date | 07-Apr-2020 | Holding Recon Date | 07-Apr-2020 | ||||
City / | Country | / | Canada | Vote Deadline Date | 29-May-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | DIRECTOR | Management | |||||
1 | DAVID THOMSON | For | For | ||||
2 | STEVE HASKER | For | For | ||||
3 | KIRK E. ARNOLD | For | For | ||||
4 | DAVID W. BINET | For | For | ||||
5 | W. EDMUND CLARK, C.M. | For | For | ||||
6 | MICHAEL E. DANIELS | For | For | ||||
7 | KIRK KOENIGSBAUER | For | For | ||||
8 | VANCE K. OPPERMAN | For | For | ||||
9 | KIM M. RIVERA | For | For | ||||
10 | BARRY SALZBERG | For | For | ||||
11 | PETER J. THOMSON | For | For | ||||
12 | WULF VON SCHIMMELMANN | For | For | ||||
2 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION. | Management | For | For | |||
3 | TO ACCEPT, ON AN ADVISORY BASIS, THE APPROACH TO EXECUTIVE COMPENSATION DESCRIBED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Management | For | For | |||
4 | THE SHAREHOLDER PROPOSAL AS SET OUT IN APPENDIX B OF THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Shareholder | Against | For | |||
PLDT INC. | |||||||
Security | 69344D408 | Meeting Type | Annual | ||||
Ticker Symbol | PHI | Meeting Date | 09-Jun-2020 | ||||
ISIN | US69344D4088 | Agenda | 935218633 - Management | ||||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 27-May-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Approval of the audited financial statements for the fiscal year ending December 31, 2019 contained in the Company's 2019 Annual Report. | Management | For | For | |||
2. | DIRECTOR | Management | |||||
1 | Mr. Bernido H. Liu* | For | For | ||||
2 | Artemio V. Panganiban* | For | For | ||||
3 | Mr. Pedro E. Roxas* | For | For | ||||
4 | Mr. Manuel L. Argel Jr | For | For | ||||
5 | Ms. Helen Y. Dee | For | For | ||||
6 | Atty. Ray C. Espinosa | For | For | ||||
7 | Mr. James L. Go | For | For | ||||
8 | Mr. Shigeki Hayashi | For | For | ||||
9 | Mr. Junichi Igarashi | For | For | ||||
10 | Mr. Manuel V Pangilinan | For | For | ||||
11 | Ms. Ma. L.C. Rausa-Chan | For | For | ||||
12 | Albert F. del Rosario | For | For | ||||
13 | Ms. Marife B. Zamora | For | For | ||||
3. | Approval of the amendment of the Second Article of the Amended Articles of Incorporation as explained in the Information Statement. | Management | For | For | |||
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | |||||||
Security | 874039100 | Meeting Type | Annual | ||||
Ticker Symbol | TSM | Meeting Date | 09-Jun-2020 | ||||
ISIN | US8740391003 | Agenda | 935218683 - Management | ||||
Record Date | 09-Apr-2020 | Holding Recon Date | 09-Apr-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1) | To accept 2019 Business Report and Financial Statements | Management | For | For | |||
2) | To revise the Procedures for Lending Funds to Other Parties | Management | For | For | |||
3) | DIRECTOR | Management | |||||
1 | Yancey Hai | For | For | ||||
RESTAURANT BRANDS INTERNATIONAL INC. | |||||||
Security | 76131D103 | Meeting Type | Annual | ||||
Ticker Symbol | QSR | Meeting Date | 10-Jun-2020 | ||||
ISIN | CA76131D1033 | Agenda | 935201981 - Management | ||||
Record Date | 15-Apr-2020 | Holding Recon Date | 15-Apr-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | Alexandre Behring | For | For | ||||
2 | João M. Castro-Neves | For | For | ||||
3 | M. de Limburg Stirum | For | For | ||||
4 | Paul J. Fribourg | For | For | ||||
5 | Neil Golden | For | For | ||||
6 | Ali Hedayat | For | For | ||||
7 | Golnar Khosrowshahi | For | For | ||||
8 | Giovanni (John) Prato | For | For | ||||
9 | Daniel S. Schwartz | For | For | ||||
10 | Carlos Alberto Sicupira | For | For | ||||
11 | R. Moses Thompson Motta | For | For | ||||
2. | Approval, on a non-binding advisory basis, of the compensation paid to named executive officers. | Management | For | For | |||
3. | Appoint KPMG LLP as our auditors to serve until the close of the 2021 Annual Meeting of Shareholders and authorize our directors to fix the auditors' remuneration. | Management | For | For | |||
4. | Consider a shareholder proposal to report on Restaurant Brands International Inc.'s minimum requirements and standards related to workforce practices. | Shareholder | Against | For | |||
5. | Consider a shareholder proposal to develop a comprehensive policy on plastic pollution and sustainable packaging and issue a report to investors. | Shareholder | For | Against | |||
UNITED MICROELECTRONICS CORPORATION | |||||||
Security | 910873405 | Meeting Type | Annual | ||||
Ticker Symbol | UMC | Meeting Date | 10-Jun-2020 | ||||
ISIN | US9108734057 | Agenda | 935218455 - Management | ||||
Record Date | 09-Apr-2020 | Holding Recon Date | 09-Apr-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | The Company's 2019 business report and financial statements | Management | For | For | |||
2. | The Company's 2019 earnings distribution | Management | For | For | |||
3. | To propose the issuance of Restricted Stock Awards | Management | For | For | |||
4. | To amend the Company's Articles of Incorporation | Management | For | For | |||
5. | To propose the issuance plan of private placement for common shares, preferred shares (including convertible preferred shares), DRs, or Euro/Domestic convertible bonds (including secured or unsecured corporate bonds). The amount of shares is proposed to be no more than 10% of total common shares issued plus the total common shares represented by the above equity-type securities which are fully issued | Management | For | For | |||
TOYOTA MOTOR CORPORATION | |||||||
Security | 892331307 | Meeting Type | Annual | ||||
Ticker Symbol | TM | Meeting Date | 11-Jun-2020 | ||||
ISIN | US8923313071 | Agenda | 935223761 - Management | ||||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1.1 | Election of Director: Takeshi Uchiyamada | Management | For | ||||
1.2 | Election of Director: Shigeru Hayakawa | Management | For | ||||
1.3 | Election of Director: Akio Toyoda | Management | For | ||||
1.4 | Election of Director: Koji Kobayashi | Management | For | ||||
1.5 | Election of Director: Shigeki Terashi | Management | For | ||||
1.6 | Election of Director: James Kuffner | Management | For | ||||
1.7 | Election of Director: Ikuro Sugawara | Management | For | ||||
1.8 | Election of Director: Sir Philip Craven | Management | For | ||||
1.9 | Election of Director: Teiko Kudo | Management | For | ||||
2. | Election of Substitute Audit & Supervisory Board Member: Ryuji Sakai | Management | For | ||||
3. | Partial Amendments to the Articles of Incorporation. | Management | For | ||||
NTT DOCOMO, INC. | |||||||
Security | 62942M201 | Meeting Type | Annual | ||||
Ticker Symbol | DCMYY | Meeting Date | 16-Jun-2020 | ||||
ISIN | US62942M2017 | Agenda | 935230704 - Management | ||||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Appropriation of Retained Earnings | Management | For | ||||
2. | Partial Amendments to the Articles of Incorporation | Management | For | ||||
3A. | Election of Director who are not Audit & Supervisory Committee Member: Kazuhiro Yoshizawa | Management | For | ||||
3B. | Election of Director who are not Audit & Supervisory Committee Member: Motoyuki Ii | Management | For | ||||
3C. | Election of Director who are not Audit & Supervisory Committee Member: Seiji Maruyama | Management | For | ||||
3D. | Election of Director who are not Audit & Supervisory Committee Member: Michio Fujiwara | Management | For | ||||
3E. | Election of Director who are not Audit & Supervisory Committee Member: Takashi Hiroi | Management | For | ||||
3F. | Election of Director who are not Audit & Supervisory Committee Member: Mayumi Tateishi | Management | For | ||||
3G. | Election of Director who are not Audit & Supervisory Committee Member: Masaaki Shintaku | Management | For | ||||
3H. | Election of Director who are not Audit & Supervisory Committee Member: Noriko Endo | Management | For | ||||
3I. | Election of Director who are not Audit & Supervisory Committee Member: Shin Kikuchi | Management | For | ||||
3J. | Election of Director who are not Audit & Supervisory Committee Member: Katsumi Kuroda | Management | For | ||||
4A. | Election of Director who are Audit & Supervisory Committee Member: Shoji Suto | Management | For | ||||
4B. | Election of Director who are Audit & Supervisory Committee Member: Hironobu Sagae | Management | For | ||||
4C. | Election of Director who are Audit & Supervisory Committee Member: Katsumi Nakata | Management | For | ||||
4D. | Election of Director who are Audit & Supervisory Committee Member: Mikio Kajikawa | Management | For | ||||
4E. | Election of Director who are Audit & Supervisory Committee Member: Eiko Tsujiyama | Management | For | ||||
5. | Determination of Compensation for Directors who are not Audit & Supervisory Committee Members | Management | For | ||||
6. | Determination of Compensation for Directors who are Audit & Supervisory Committee Members | Management | For | ||||
BEIGENE LTD | |||||||
Security | 07725L102 | Meeting Type | Annual | ||||
Ticker Symbol | BGNE | Meeting Date | 17-Jun-2020 | ||||
ISIN | US07725L1026 | Agenda | 935209557 - Management | ||||
Record Date | 16-Apr-2020 | Holding Recon Date | 16-Apr-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | Ordinary Resolution: THAT John V. Oyler be and is hereby re-elected to serve as a Class I director of the Company until the 2023 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal. | Management | For | For | |||
2 | Ordinary Resolution: THAT Timothy Chen be and is hereby re-elected to serve as a Class I director of the Company until the 2023 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal. | Management | For | For | |||
3 | Ordinary Resolution: THAT Jing-Shyh (Sam) Su be and is hereby re-elected to serve as a Class I director of the Company until the 2023 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal. | Management | For | For | |||
4 | Ordinary Resolution: THAT the appointment of Ernst & Young Hua Ming LLP and Ernst & Young as the Company's independent registered public accounting firms for the fiscal year ending December 31, 2020 be and is hereby approved, ratified and confirmed. | Management | For | For | |||
5 | Ordinary Resolution: THAT the granting of a share issue mandate to the Board of Directors to issue, allot or deal with unissued ordinary shares and/or American Depositary Shares not exceeding 20% of the total number of issued ordinary shares of the Company as at the date of passing of this ordinary resolution up to the next annual general meeting of the Company be and is hereby approved. | Management | For | For | |||
6 | Ordinary Resolution: THAT the Company and its underwriters be and are hereby authorized, in their sole discretion, to allocate to each of Baker Bros. Advisors LP and Hillhouse Capital Management, Ltd. and parties affiliated with each of them (the "Existing Shareholders"), up to a maximum amount of shares in order to maintain the same shareholding percentage of each of the Existing Shareholders (based on the then- outstanding share capital of the Company) before and after the ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
7 | Ordinary Resolution: THAT the Company and its underwriters be and are hereby authorized, in their sole discretion, to allocate to Amgen Inc. ("Amgen"), up to a maximum amount of shares in order to maintain the same shareholding percentage of Amgen (based on the then-outstanding share capital of the Company) before and after the allocation of the corresponding securities issued pursuant to an offering conducted pursuant to the general mandate set forth in Resolution 5 for a period of ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||
8 | Ordinary Resolution: THAT the Amendment No. 1 to the Second Amended and Restated 2016 Share Option and Incentive Plan to increase the number of authorized shares available for issuance by 57,200,000 ordinary shares and to extend the term of the plan through April 13, 2030, as disclosed in the Proxy Statement, be and is hereby approved. | Management | For | For | |||
9 | Ordinary Resolution: THAT, on a non-binding, advisory basis, the compensation of the Company's named executive officers, as disclosed in the Proxy Statement, be and is hereby approved. | Management | For | For | |||
DEUTSCHE TELEKOM AG | |||||||
Security | 251566105 | Meeting Type | Annual | ||||
Ticker Symbol | DTEGY | Meeting Date | 19-Jun-2020 | ||||
ISIN | US2515661054 | Agenda | 935234409 - Management | ||||
Record Date | 29-May-2020 | Holding Recon Date | 29-May-2020 | ||||
City / | Country | / | Germany | Vote Deadline Date | 09-Jun-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
2. | Resolution on the appropriation of net income. | Management | For | For | |||
3. | Resolution on the approval of the actions of the members of the Board of Management for the 2019 financial year. | Management | For | For | |||
4. | Resolution on the approval of the actions of the members of the Supervisory Board for the 2019 financial year. | Management | For | For | |||
5. | Resolution on the appointment of the independent auditor and the Group auditor for the 2020 financial year as well as the independent auditor to review the condensed financial statements and the interim management report in the 2020 financial year and perform any review of additional interim financial information. | Management | For | For | |||
6. | Election of a Supervisory Board member. | Management | For | For | |||
7. | Resolution on the approval of the Spin-Off and Take- Over Agreement between Deutsche Telekom AG and Telekom Deutschland GmbH with headquarters in Bonn from April 20, 2020. | Management | For | For | |||
8. | Resolution on the appointment of the independent auditor to perform any review of additional interim financial information for the first quarter of 2021. | Management | For | For | |||
PT TELKOM INDONESIA (PERSERO) TBK | |||||||
Security | 715684106 | Meeting Type | Annual | ||||
Ticker Symbol | TLK | Meeting Date | 19-Jun-2020 | ||||
ISIN | US7156841063 | Agenda | 935235413 - Management | ||||
Record Date | 27-May-2020 | Holding Recon Date | 27-May-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 12-Jun-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Approval of the Company's Annual Report for Financial Year of 2019, including the Board of Commissioner's Supervision Duty Performance Report. | Management | For | For | |||
2. | Ratification of the Company's Financial Statement and Annual Report of Partnerships and Community Development Program for Financial Year of 2019 and the Acquittal and Discharge of the Members of the Board of Directors' and Board of Commissioners' members. | Management | For | For | |||
3. | Determination on Utilization of the Company's Net Profit for Financial Year of 2019. | Management | For | For | |||
4. | Determination of Remuneration for the Members of the Board of Directors' and Board of Commissioners for Financial Year of 2019. | Management | For | For | |||
5. | Appointment of Public Accounting Firm to audit the Company's Financial Statement for Financial Year of 2020, including Internal Control Audit over Financial Reporting, and the Appointment of Public Accounting Firm to audit the Financial Statement of the Partnership and Community Development Program for Financial Year of 2020. | Management | For | For | |||
6. | Changes to the Management of the Company. | Management | For | For | |||
BLACKBERRY LIMITED | |||||||
Security | 09228F103 | Meeting Type | Annual | ||||
Ticker Symbol | BB | Meeting Date | 23-Jun-2020 | ||||
ISIN | CA09228F1036 | Agenda | 935218215 - Management | ||||
Record Date | 04-May-2020 | Holding Recon Date | 04-May-2020 | ||||
City / | Country | / | Canada | Vote Deadline Date | 18-Jun-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | DIRECTOR | Management | |||||
1 | John Chen | For | For | ||||
2 | Michael A. Daniels | For | For | ||||
3 | Timothy Dattels | For | For | ||||
4 | Lisa Disbrow | For | For | ||||
5 | Richard Lynch | For | For | ||||
6 | Laurie Smaldone Alsup | For | For | ||||
7 | Barbara Stymiest | For | For | ||||
8 | V. Prem Watsa | For | For | ||||
9 | Wayne Wouters | For | For | ||||
2. | Appointment of Auditors - Resolution approving the appointment of PricewaterhouseCoopers LLP as auditors of the Company and authorizing the Board of Directors to fix their remuneration. | Management | For | For | |||
3. | Approval of Amendments to the Equity Incentive Plan - Resolution approving amendments to the Company's Equity Incentive Plan as disclosed in the Management Proxy Circular for the Meeting. | Management | For | For | |||
4. | Approval of Unallocated Entitlements under the DSU Plan - Resolution approving the unallocated entitlements under the Company's Deferred Share Unit Plan for Directors as disclosed in the Management Proxy Circular for the Meeting. | Management | For | For | |||
5. | Approval of Amendment to the Employee Share Purchase Plan - Resolution approving an amendment to the Company's Employee Share Purchase Plan as disclosed in the Management Proxy Circular for the Meeting. | Management | For | For | |||
6. | Advisory Vote on Executive Compensation - Non-binding advisory resolution that the shareholders accept the Company's approach to executive compensation as disclosed in the Management Proxy Circular for the Meeting (the "Say on Pay Vote"). | Management | For | For | |||
7. | Advisory Vote on Frequency of Say on Pay Vote - Non- binding advisory resolution on how frequently the Company should hold the non-binding advisory vote on the Company's approach to executive compensation. | Management | 1 Year | For | |||
NIPPON TELEGRAPH & TELEPHONE CORPORATION | |||||||
Security | 654624105 | Meeting Type | Annual | ||||
Ticker Symbol | NTTYY | Meeting Date | 23-Jun-2020 | ||||
ISIN | US6546241059 | Agenda | 935229004 - Management | ||||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 16-Jun-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | Distribution of Earned Surplus | Management | For | For | |||
2.1 | Election of Member of the Board: Hiromichi Shinohara | Management | For | For | |||
2.2 | Election of Member of the Board: Jun Sawada | Management | For | For | |||
2.3 | Election of Member of the Board: Akira Shimada | Management | For | For | |||
2.4 | Election of Member of the Board: Naoki Shibutani | Management | For | For | |||
2.5 | Election of Member of the Board: Katsuhiko Shirai | Management | For | For | |||
2.6 | Election of Member of the Board: Sadayuki Sakakibara | Management | For | For | |||
2.7 | Election of Member of the Board: Ken Sakamura | Management | For | For | |||
2.8 | Election of Member of the Board: Keiko Takegawa | Management | For | For | |||
3.1 | Election of Audit & Supervisory Board Member: Kanae Takahashi | Management | For | For | |||
ASE TECHNOLOGY HOLDING CO. LTD. | |||||||
Security | 00215W100 | Meeting Type | Annual | ||||
Ticker Symbol | ASX | Meeting Date | 24-Jun-2020 | ||||
ISIN | US00215W1009 | Agenda | 935227997 - Management | ||||
Record Date | 24-Apr-2020 | Holding Recon Date | 24-Apr-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 17-Jun-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
F1. | Matters for Ratification: Ratification of ASEH's 2019 business report and Financial Statements. | Management | For | For | |||
F2. | Matters for Ratification: Ratification of 2019 profits distribution proposal. | Management | For | For | |||
G1. | Matters for Discussion: Discussion of domestic cash increase by issuing common shares. | Management | For | For | |||
G2. | Matters for Discussion: Discussion of revision of the "Articles of Incorporation". | Management | For | For | |||
VEDANTA LTD | |||||||
Security | 92242Y100 | Meeting Type | Special | ||||
Ticker Symbol | VEDL | Meeting Date | 24-Jun-2020 | ||||
ISIN | US92242Y1001 | Agenda | 935239005 - Management | ||||
Record Date | 08-Jun-2020 | Holding Recon Date | 08-Jun-2020 | ||||
City / | Country | / | India | Vote Deadline Date | 18-Jun-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Special resolution: Approval for Voluntary Delisting of the Equity Shares of the Company from BSE Limited ("BSE") and National Stock Exchange of India Limited ("NSE") and withdrawal of "Permitted to Trade" status on the Metropolitan Stock Exchange of India Limited ("MSE"), and Voluntary Delisting of the Company's American Depositary Shares from the New York Stock Exchange and deregistration from the Securities and Exchange Commission. | Management | For | ||||
SONY CORPORATION | |||||||
Security | 835699307 | Meeting Type | Annual | ||||
Ticker Symbol | SNE | Meeting Date | 26-Jun-2020 | ||||
ISIN | US8356993076 | Agenda | 935221717 - Management | ||||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 19-Jun-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | To amend a part of the Articles of Incorporation. | Management | For | For | |||
2A. | Election of Director: Kenichiro Yoshida | Management | For | For | |||
2B. | Election of Director: Hiroki Totoki | Management | For | For | |||
2C. | Election of Director: Shuzo Sumi | Management | For | For | |||
2D. | Election of Director: Tim Schaaff | Management | For | For | |||
2E. | Election of Director: Kazuo Matsunaga | Management | For | For | |||
2F. | Election of Director: Toshiko Oka | Management | For | For | |||
2G. | Election of Director: Sakie Akiyama | Management | For | For | |||
2H. | Election of Director: Wendy Becker | Management | For | For | |||
2I. | Election of Director: Yoshihiko Hatanaka | Management | For | For | |||
2J. | Election of Director: Adam Crozier | Management | For | For | |||
2K. | Election of Director: Keiko Kishigami | Management | For | For | |||
2L. | Election of Director: Joseph A. Kraft Jr. | Management | For | For | |||
3. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | For | For | |||
KONINKLIJKE PHILIPS ELECTRONICS N.V. | |||||||
Security | 500472303 | Meeting Type | Annual | ||||
Ticker Symbol | PHG | Meeting Date | 26-Jun-2020 | ||||
ISIN | US5004723038 | Agenda | 935234411 - Management | ||||
Record Date | 29-May-2020 | Holding Recon Date | 29-May-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 16-Jun-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1. | Proposal to adopt a dividend of EUR 0.85 per common share, in shares only, against the net income for 2019. | Management | For | For | |||
SMC CORPORATION | |||||||
Security | 78445W306 | Meeting Type | Annual | ||||
Ticker Symbol | SMCAY | Meeting Date | 26-Jun-2020 | ||||
ISIN | US78445W3060 | Agenda | 935237671 - Management | ||||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 18-Jun-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | Dividend of Surplus: 200 yen per share Total amount: 13,303,702,600 yen Effective date: June 29, 2020 | Management | For | ||||
2A | Reappointment of Director: Katsunori Maruyama | Management | For | ||||
2B | Reappointment of Director: Yoshiki Takada | Management | For | ||||
2C | Reappointment of Director: Seiji Kosugi | Management | For | ||||
2D | Reappointment of Director: Masahiko Satake | Management | For | ||||
2E | Reappointment of Director: Toshio Isoe | Management | For | ||||
2F | Reappointment of Director: Masahiro Ota | Management | For | ||||
2G | Reappointment of Director: Masanobu Kaizu (candidate for outside director (independent)) | Management | For | ||||
2H | Reappointment of Director: Toshiharu Kagawa (candidate for outside director (independent)) | Management | For | ||||
2I | Appointment of Director: Susumu Maruyama [To be newly appointed] | Management | For | ||||
2J | Appointment of Director: Samuel Neff [To be newly appointed] | Management | For | ||||
3 | Award of Directors' Retirement Benefits to Retiring Directors [Retiring Directors]: Yoshiyuki Takada, Ikuji Usui; [Maximum Amount of Retirement Benefits] 658 million yen | Management | For | ||||
4 | Termination Payment due to Abolition of Directors' Retirement Benefits Plan; [Maximum amount of Termination Payment] 261 million yen | Management | For | ||||
5 | Determination of Amount and Details of a Stock Compensation Plan for Directors | Management | For | ||||
INFOSYS LIMITED | |||||||
Security | 456788108 | Meeting Type | Annual | ||||
Ticker Symbol | INFY | Meeting Date | 27-Jun-2020 | ||||
ISIN | US4567881085 | Agenda | 935238902 - Management | ||||
Record Date | 05-Jun-2020 | Holding Recon Date | 05-Jun-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 22-Jun-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
O1 | Adoption of financial statements. | Management | For | ||||
O2 | Declaration of dividend. | Management | For | ||||
O3 | Appointment of Salil Parekh as a director liable to retire by rotation. | Management | For | ||||
S4 | Appointment of Uri Levine as an independent director. | Management | For | ||||
CHINA LIFE INSURANCE COMPANY LIMITED | |||||||
Security | 16939P106 | Meeting Type | Annual | ||||
Ticker Symbol | LFC | Meeting Date | 29-Jun-2020 | ||||
ISIN | US16939P1066 | Agenda | 935234106 - Management | ||||
Record Date | 29-May-2020 | Holding Recon Date | 29-May-2020 | ||||
City / | Country | / | United States | Vote Deadline Date | 18-Jun-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
O1 | To consider and approve the report of the Board of Directors of the Company for the year 2019. | Management | For | ||||
O2 | To consider and approve the report of the Board of Supervisors of the Company for the year 2019. | Management | For | ||||
O3 | To consider and approve the financial report of the Company for the year 2019. | Management | For | ||||
O4 | To consider and approve the profit distribution plan of the Company for the year 2019. | Management | For | ||||
O5 | To consider and approve the remuneration of the Directors and Supervisors of the Company. | Management | For | ||||
O6 | To consider and approve the election of Mr. Lam Chi Kuen as an Independent Director of the sixth session of the Board of Directors of the Company. | Management | For | ||||
O7 | To consider and approve the remuneration of auditors of the Company for the year 2019 and the appointment of auditors of the Company for the year 2020. | Management | For | ||||
S8 | To grant a general mandate to the Board of Directors of the Company to allot, issue and deal with new H Shares of the Company of an amount of not more than 20% of the H Shares in issue as at the date of passing of this special resolution. | Management | For | ||||
CYBERARK SOFTWARE LTD | |||||||
Security | M2682V108 | Meeting Type | Annual | ||||
Ticker Symbol | CYBR | Meeting Date | 30-Jun-2020 | ||||
ISIN | IL0011334468 | Agenda | 935231338 - Management | ||||
Record Date | 21-May-2020 | Holding Recon Date | 21-May-2020 | ||||
City / | Country | / | Israel | Vote Deadline Date | 29-Jun-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1A. | Re-election of Ron Gutler for a term of approximately three years as a Class III director of the Company, until the Company's annual general meeting of shareholders to be held in 2023 and until his or her respective successor is duly elected and qualified. | Management | For | For | |||
1B. | Re-election of Kim Perdikou for a term of approximately three years as a Class III director of the Company, until the Company's annual general meeting of shareholders to be held in 2023 and until his or her respective successor is duly elected and qualified. | Management | For | For | |||
1C. | Election of François Auque for a term of approximately three years as a Class III director of the Company, until the Company's annual general meeting of shareholders to be held in 2023 and until his or her respective successor is duly elected and qualified. | Management | For | For | |||
2. | To approve the CyberArk Software Ltd. 2020 Employee Share Purchase Plan. | Management | For | For | |||
3. | To approve, in accordance with the requirements of the Companies Law, the adoption of an equity grant plan for the years 2020-2022, for the grant of performance share units (PSUs) and restricted share units (RSUs), to the Company's Chairman of the Board and Chief Executive Officer, Ehud (Udi) Mokady. | Management | For | For | |||
4. | To approve the re-appointment of Kost Forer Gabbay & Kasierer, registered public accounting firm, a member firm of Ernst & Young Global, as the Company's independent registered public accounting firm for the year ending December 31, 2020 and until the Company's 2021 annual general meeting of shareholders, and to authorize the Board to fix such accounting firm's annual compensation. | Management | For | For | |||
QIAGEN N.V. | |||||||
Security | N72482123 | Meeting Type | Annual | ||||
Ticker Symbol | QGEN | Meeting Date | 30-Jun-2020 | ||||
ISIN | NL0012169213 | Agenda | 935236085 - Management | ||||
Record Date | 02-Jun-2020 | Holding Recon Date | 02-Jun-2020 | ||||
City / | Country | / | Netherlands | Vote Deadline Date | 24-Jun-2020 | ||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Proposed by | Vote | For/Against Management | |||
1 | Proposal to adopt the Annual Accounts for the year ended December 31, 2019 ("Calendar Year 2019"). | Management | For | For | |||
2 | Proposal to cast a favorable non-binding advisory vote in respect of the Remuneration Report 2019. | Management | For | For | |||
3 | Proposal to discharge from liability the Managing Directors for the performance of their duties during Calendar Year 2019. | Management | For | For | |||
4 | Proposal to discharge from liability the Supervisory Directors for the performance of their duties during Calendar Year 2019. | Management | For | For | |||
5A | Re-appointment of the Supervisory Director: Mr. Stéphane Bancel | Management | For | For | |||
5B | Re-appointment of the Supervisory Director: Dr. Håkan Björklund | Management | For | For | |||
5C | Re-appointment of the Supervisory Director: Dr. Metin Colpan | Management | For | For | |||
5D | Re-appointment of the Supervisory Director: Prof. Dr. Ross L. Levine | Management | For | For | |||
5E | Re-appointment of the Supervisory Director: Prof. Dr. Elaine Mardis | Management | For | For | |||
5F | Re-appointment of the Supervisory Director: Mr. Lawrence A. Rosen | Management | For | For | |||
5G | Re-appointment of the Supervisory Director: Ms. Elizabeth E. Tallett | Management | For | For | |||
6A | Reappointment of the Managing Director: Mr. Roland Sackers | Management | For | For | |||
6B | Reappointment of the Managing Director: Mr. Thierry Bernard | Management | For | For | |||
7 | Proposal to adopt the Remuneration Policy with respect to the Managing Board. | Management | For | For | |||
8A | Remuneration of the Supervisory Board: Proposal to adopt the Remuneration Policy with respect to the Supervisory Board. | Management | For | For | |||
8B | Remuneration of the Supervisory Board: Proposal to determine the remuneration of members of the Supervisory Board. | Management | For | For | |||
9 | Proposal to reappoint KPMG Accountants N.V. as auditors of the Company for the calendar year ending December 31, 2020. | Management | For | For | |||
10A | Proposal to authorize the Supervisory Board, until December 30, 2021 to: Issue a number of ordinary shares and financing preference shares and grant rights to subscribe for such shares of up to 50% of the aggregate par value of all shares issued and outstanding. | Management | For | For | |||
10B | Proposal to authorize the Supervisory Board, until December 30, 2021 to: Restrict or exclude the pre- emptive rights with respect to issuing ordinary shares or granting subscription rights of up to 10% of the aggregate par value of all shares issued and outstanding. | Management | For | For | |||
10C | Proposal to authorize the Supervisory Board, until December 30, 2021 to: Solely for the purpose of strategic transactions such as mergers, acquisitions or strategic alliances, to restrict or exclude the pre-emptive rights with respect to issuing additional ordinary shares or granting subscription rights of up to 10% of the aggregate par value of all shares issued and outstanding. | Management | For | For | |||
11 | Proposal to authorize the Managing Board, until December 30, 2021, to acquire shares in the Company's own share capital. | Management | For | For | |||
12 | Proposal to resolve upon the conditional amendment of the Company's Articles of Association (Part I). | Management | For | For | |||
13 | Proposal to resolve upon the conditional Back-End Resolution. | Management | For | For | |||
14A | Conditional (re)appointment of the Supervisory Director with effect as from the Settlement: Dr. Håkan Björklund | Management | For | For | |||
14B | Conditional (re)appointment of the Supervisory Director with effect as from the Settlement: Mr. Michael A. Boxer | Management | For | For | |||
14C | Conditional (re)appointment of the Supervisory Director with effect as from the Settlement: Mr. Paul G. Parker | Management | For | For | |||
14D | Conditional (re)appointment of the Supervisory Director with effect as from the Settlement: Mr. Gianluca Pettiti | Management | For | For | |||
14E | Conditional (re)appointment of the Supervisory Director with effect as from the Settlement: Mr. Anthony H. Smith | Management | For | For | |||
14F | Conditional (re)appointment of the Supervisory Director with effect as from the Settlement: Ms. Barbara W. Wall | Management | For | For | |||
14G | Conditional (re)appointment of the Supervisory Director with effect as from the Settlement: Mr. Stefan Wolf | Management | For | For | |||
15 | Proposal to resolve upon the conditional acceptance of the resignation of, and discharge from liability of the resigning Supervisory Directors up to the date of the Annual General Meeting. | Management | For | For | |||
16 | Proposal to resolve upon the conditional amendment of the Company's Articles of Association (Part III). | Management | For | For |
Driehaus Capital Management, LLC
Location ID | Location Name | Institutional Account Name | Institutional Account Number | Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Ballot Status | Shares Voted | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Vote Against Management |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Special | 05-Jul-19 | Confirmed | 3,145 | Management | 1 | Amend Articles and Consolidate Bylaws | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | BABA | Cayman Islands | 01609W102 | Annual | 15-Jul-19 | 07-Jun-19 | Confirmed | 4,426 | Management | 1 | Approve Share Subdivision | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | BABA | Cayman Islands | 01609W102 | Annual | 15-Jul-19 | 07-Jun-19 | Confirmed | 4,426 | Management | 2.1 | Elect Daniel Yong Zhang as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | BABA | Cayman Islands | 01609W102 | Annual | 15-Jul-19 | 07-Jun-19 | Confirmed | 4,426 | Management | 2.2 | Elect Chee Hwa Tung as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | BABA | Cayman Islands | 01609W102 | Annual | 15-Jul-19 | 07-Jun-19 | Confirmed | 4,426 | Management | 2.3 | Elect Jerry Yang as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | BABA | Cayman Islands | 01609W102 | Annual | 15-Jul-19 | 07-Jun-19 | Confirmed | 4,426 | Management | 2.4 | Elect Wan Ling Martello as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Group Holding Limited | BABA | Cayman Islands | 01609W102 | Annual | 15-Jul-19 | 07-Jun-19 | Confirmed | 4,426 | Management | 3 | Ratify PricewaterhouseCoopers as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kotak Mahindra Bank Ltd. | 500247 | India | Y4964H150 | Annual | 22-Jul-19 | 15-Jul-19 | Confirmed | 10,311 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kotak Mahindra Bank Ltd. | 500247 | India | Y4964H150 | Annual | 22-Jul-19 | 15-Jul-19 | Confirmed | 10,311 | Management | 2 | Reelect C. Jayaram as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kotak Mahindra Bank Ltd. | 500247 | India | Y4964H150 | Annual | 22-Jul-19 | 15-Jul-19 | Confirmed | 10,311 | Management | 3 | Approve Dividend on Equity Shares and Confirm Interim Dividend on Preference Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kotak Mahindra Bank Ltd. | 500247 | India | Y4964H150 | Annual | 22-Jul-19 | 15-Jul-19 | Confirmed | 10,311 | Management | 4 | Approve Walker Chandiok & Co LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kotak Mahindra Bank Ltd. | 500247 | India | Y4964H150 | Annual | 22-Jul-19 | 15-Jul-19 | Confirmed | 10,311 | Management | 5 | Elect Uday Shankar as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kotak Mahindra Bank Ltd. | 500247 | India | Y4964H150 | Annual | 22-Jul-19 | 15-Jul-19 | Confirmed | 10,311 | Management | 6 | Reelect Prakash Apte as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kotak Mahindra Bank Ltd. | 500247 | India | Y4964H150 | Annual | 22-Jul-19 | 15-Jul-19 | Confirmed | 10,311 | Management | 7 | Reelect Farida Khambata as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kotak Mahindra Bank Ltd. | 500247 | India | Y4964H150 | Annual | 22-Jul-19 | 15-Jul-19 | Confirmed | 10,311 | Management | 8 | Reelect K.V.S. Manian as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kotak Mahindra Bank Ltd. | 500247 | India | Y4964H150 | Annual | 22-Jul-19 | 15-Jul-19 | Confirmed | 10,311 | Management | 9 | Approve Appointment and Remuneration of K.V.S. Manian as Whole-Time Director of the Bank | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kotak Mahindra Bank Ltd. | 500247 | India | Y4964H150 | Annual | 22-Jul-19 | 15-Jul-19 | Confirmed | 10,311 | Management | 10 | Elect Gaurang Shah as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kotak Mahindra Bank Ltd. | 500247 | India | Y4964H150 | Annual | 22-Jul-19 | 15-Jul-19 | Confirmed | 10,311 | Management | 11 | Approve Appointment and Remuneration of Gaurang Shah as Whole-Time Director of the Bank | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kotak Mahindra Bank Ltd. | 500247 | India | Y4964H150 | Annual | 22-Jul-19 | 15-Jul-19 | Confirmed | 10,311 | Management | 12 | Approve Issuance of Non-Convertible Debentures on Private Placement Basis | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tower Corp. Ltd. | 788 | China | Y15076105 | Special | 31-Jul-19 | 28-Jun-19 | Confirmed | 418,000 | Management | 1 | Elect Gu Xiaomin as Director, Authorize Board to Sign on Behalf of the Company theSupervisor's Service Contract with Gu Xiaomin and Authorize Board to Fix His Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Tower Corp. Ltd. | 788 | China | Y15076105 | Special | 31-Jul-19 | 28-Jun-19 | Confirmed | 418,000 | Management | 2 | Elect Li Tienan as Supervisor and Authorize Board to Sign on Behalf of the Company theSupervisor's Service Contract with Li Tienan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Special | 31-Jul-19 | Confirmed | 1,831 | Management | 1 | Approve 8-for-1 Stock Split | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Special | 31-Jul-19 | Confirmed | 1,831 | Management | 2 | Amend Articles to Reflect Changes in Share Capital and Authorized Capital and Consolidate Bylaws | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Magazine Luiza SA | MGLU3 | Brazil | P6425Q109 | Special | 31-Jul-19 | Confirmed | 1,831 | Management | 3 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 01-Aug-19 | Confirmed | 9,435 | Management | 1 | Approve Agreement to Absorb Drogaria Onofre Ltda. | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 01-Aug-19 | Confirmed | 9,435 | Management | 2 | Ratify Apsis Consultoria e Avaliacoes Ltda. as the Independent Firm to Appraise Proposed Transaction | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 01-Aug-19 | Confirmed | 9,435 | Management | 3 | Approve Independent Firm's Appraisal | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 01-Aug-19 | Confirmed | 9,435 | Management | 4 | Approve Absorption of Drogaria Onofre Ltda. | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 01-Aug-19 | Confirmed | 9,435 | Management | 5 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Housing Development Finance Corporation Limited | 500010 | India | Y37246207 | Annual | 02-Aug-19 | 26-Jul-19 | Confirmed | 6,369 | Management | 1.a | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Housing Development Finance Corporation Limited | 500010 | India | Y37246207 | Annual | 02-Aug-19 | 26-Jul-19 | Confirmed | 6,369 | Management | 1.b | Accept Consolidated Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Housing Development Finance Corporation Limited | 500010 | India | Y37246207 | Annual | 02-Aug-19 | 26-Jul-19 | Confirmed | 6,369 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Housing Development Finance Corporation Limited | 500010 | India | Y37246207 | Annual | 02-Aug-19 | 26-Jul-19 | Confirmed | 6,369 | Management | 3 | Reelect V. Srinivasa Rangan as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Housing Development Finance Corporation Limited | 500010 | India | Y37246207 | Annual | 02-Aug-19 | 26-Jul-19 | Confirmed | 6,369 | Management | 4 | Authorize Board to Fix Remuneration of Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Housing Development Finance Corporation Limited | 500010 | India | Y37246207 | Annual | 02-Aug-19 | 26-Jul-19 | Confirmed | 6,369 | Management | 5 | Elect Bhaskar Ghosh as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Housing Development Finance Corporation Limited | 500010 | India | Y37246207 | Annual | 02-Aug-19 | 26-Jul-19 | Confirmed | 6,369 | Management | 6 | Elect Ireena Vittal as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Housing Development Finance Corporation Limited | 500010 | India | Y37246207 | Annual | 02-Aug-19 | 26-Jul-19 | Confirmed | 6,369 | Management | 7 | Reelect Nasser Munjee as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Housing Development Finance Corporation Limited | 500010 | India | Y37246207 | Annual | 02-Aug-19 | 26-Jul-19 | Confirmed | 6,369 | Management | 8 | Reelect J. J. Irani as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Housing Development Finance Corporation Limited | 500010 | India | Y37246207 | Annual | 02-Aug-19 | 26-Jul-19 | Confirmed | 6,369 | Management | 9 | Approve Related Party Transactions with HDFC Bank Limited | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Housing Development Finance Corporation Limited | 500010 | India | Y37246207 | Annual | 02-Aug-19 | 26-Jul-19 | Confirmed | 6,369 | Management | 10 | Approve Commission to Non-Executive Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Housing Development Finance Corporation Limited | 500010 | India | Y37246207 | Annual | 02-Aug-19 | 26-Jul-19 | Confirmed | 6,369 | Management | 11 | Approve Revision in the Remuneration of Keki M. Mistry as Managing Director Designated as Vice Chairman & Chief Executive Officer | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Housing Development Finance Corporation Limited | 500010 | India | Y37246207 | Annual | 02-Aug-19 | 26-Jul-19 | Confirmed | 6,369 | Management | 12 | Authorize Issuance of Redeemable Non-Convertible Debentures and/ or Any Other Hybrid Instruments on Private Placement Basis | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | GDS | Cayman Islands | 36165L108 | Annual | 06-Aug-19 | 10-Jul-19 | Confirmed | 2,329 | Management | 1 | Elect Director William Wei Huang | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | GDS | Cayman Islands | 36165L108 | Annual | 06-Aug-19 | 10-Jul-19 | Confirmed | 2,329 | Management | 2 | Elect Director Bin Yu | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | GDS | Cayman Islands | 36165L108 | Annual | 06-Aug-19 | 10-Jul-19 | Confirmed | 2,329 | Management | 3 | Elect Director Zulkifli Baharudin | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | GDS | Cayman Islands | 36165L108 | Annual | 06-Aug-19 | 10-Jul-19 | Confirmed | 2,329 | Management | 4 | Ratify KPMG Huazhen LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | GDS | Cayman Islands | 36165L108 | Annual | 06-Aug-19 | 10-Jul-19 | Confirmed | 2,329 | Management | 5 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | GDS | Cayman Islands | 36165L108 | Annual | 06-Aug-19 | 10-Jul-19 | Confirmed | 2,329 | Management | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | GDS Holdings Limited | GDS | Cayman Islands | 36165L108 | Annual | 06-Aug-19 | 10-Jul-19 | Confirmed | 2,329 | Management | 7 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pidilite Industries Limited | 500331 | India | Y6977T139 | Annual | 06-Aug-19 | 30-Jul-19 | Confirmed | 5,850 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pidilite Industries Limited | 500331 | India | Y6977T139 | Annual | 06-Aug-19 | 30-Jul-19 | Confirmed | 5,850 | Management | 2 | Approve Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pidilite Industries Limited | 500331 | India | Y6977T139 | Annual | 06-Aug-19 | 30-Jul-19 | Confirmed | 5,850 | Management | 3 | Reelect A N Parekh as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pidilite Industries Limited | 500331 | India | Y6977T139 | Annual | 06-Aug-19 | 30-Jul-19 | Confirmed | 5,850 | Management | 4 | Reelect N K Parekh as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pidilite Industries Limited | 500331 | India | Y6977T139 | Annual | 06-Aug-19 | 30-Jul-19 | Confirmed | 5,850 | Management | 5 | Reelect B S Mehta as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pidilite Industries Limited | 500331 | India | Y6977T139 | Annual | 06-Aug-19 | 30-Jul-19 | Confirmed | 5,850 | Management | 6 | Reelect Uday Khanna as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pidilite Industries Limited | 500331 | India | Y6977T139 | Annual | 06-Aug-19 | 30-Jul-19 | Confirmed | 5,850 | Management | 7 | Reelect Meera Shankar as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Pidilite Industries Limited | 500331 | India | Y6977T139 | Annual | 06-Aug-19 | 30-Jul-19 | Confirmed | 5,850 | Management | 8 | Approve Remuneration of Cost Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petroleo Brasileiro SA | PETR4 | Brazil | 71654V408 | Special | 09-Aug-19 | 19-Jul-19 | Confirmed | 12,773 | Management | 1 | Elect Nivio Ziviani and Walter Mendes de Oliveira Filho as Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petroleo Brasileiro SA | PETR4 | Brazil | 71654V408 | Special | 09-Aug-19 | 19-Jul-19 | Confirmed | 12,773 | Management | 2 | Waive Tender Offer and Approve Company's Delisting from Bolsas y Mercados Argentinos S.A. (BYMA) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Limited | 500325 | India | Y72596102 | Annual | 12-Aug-19 | 05-Aug-19 | Confirmed | 10,599 | Management | 1.a | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Limited | 500325 | India | Y72596102 | Annual | 12-Aug-19 | 05-Aug-19 | Confirmed | 10,599 | Management | 1.b | Accept Consolidated Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Limited | 500325 | India | Y72596102 | Annual | 12-Aug-19 | 05-Aug-19 | Confirmed | 10,599 | Management | 2 | Approve Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Limited | 500325 | India | Y72596102 | Annual | 12-Aug-19 | 05-Aug-19 | Confirmed | 10,599 | Management | 3 | Elect Pawan Kumar Kapil as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Limited | 500325 | India | Y72596102 | Annual | 12-Aug-19 | 05-Aug-19 | Confirmed | 10,599 | Management | 4 | Elect Nita M. Ambani as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Limited | 500325 | India | Y72596102 | Annual | 12-Aug-19 | 05-Aug-19 | Confirmed | 10,599 | Management | 5 | Approve Reappointment and Remuneration of P.M.S. Prasad as Whole-time Director, Designated as Executive Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Limited | 500325 | India | Y72596102 | Annual | 12-Aug-19 | 05-Aug-19 | Confirmed | 10,599 | Management | 6 | Reelect Raminder Singh Gujral as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Limited | 500325 | India | Y72596102 | Annual | 12-Aug-19 | 05-Aug-19 | Confirmed | 10,599 | Management | 7 | Elect Arundhati Bhattacharya as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Reliance Industries Limited | 500325 | India | Y72596102 | Annual | 12-Aug-19 | 05-Aug-19 | Confirmed | 10,599 | Management | 8 | Approve Remuneration of Cost Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Invesco India Exchange-Traded Fund Trust | USA | 46137R109 | Special | 19-Aug-19 | 25-Jun-19 | Confirmed | 15,903 | Management | 1.1 | Elect Director Ronn R. Bagge | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Invesco India Exchange-Traded Fund Trust | USA | 46137R109 | Special | 19-Aug-19 | 25-Jun-19 | Confirmed | 15,903 | Management | 1.2 | Elect Director Todd J. Barre | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Invesco India Exchange-Traded Fund Trust | USA | 46137R109 | Special | 19-Aug-19 | 25-Jun-19 | Confirmed | 15,903 | Management | 1.3 | Elect Director Kevin M. Carome | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Invesco India Exchange-Traded Fund Trust | USA | 46137R109 | Special | 19-Aug-19 | 25-Jun-19 | Confirmed | 15,903 | Management | 1.4 | Elect Director Edmund P. Giambastiani, Jr. | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Invesco India Exchange-Traded Fund Trust | USA | 46137R109 | Special | 19-Aug-19 | 25-Jun-19 | Confirmed | 15,903 | Management | 1.5 | Elect Director Victoria J. Herget | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Invesco India Exchange-Traded Fund Trust | USA | 46137R109 | Special | 19-Aug-19 | 25-Jun-19 | Confirmed | 15,903 | Management | 1.6 | Elect Director Marc M. Kole | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Invesco India Exchange-Traded Fund Trust | USA | 46137R109 | Special | 19-Aug-19 | 25-Jun-19 | Confirmed | 15,903 | Management | 1.7 | Elect Director Yung Bong Lim | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Invesco India Exchange-Traded Fund Trust | USA | 46137R109 | Special | 19-Aug-19 | 25-Jun-19 | Confirmed | 15,903 | Management | 1.8 | Elect Director Joanne Pace | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Invesco India Exchange-Traded Fund Trust | USA | 46137R109 | Special | 19-Aug-19 | 25-Jun-19 | Confirmed | 15,903 | Management | 1.9 | Elect Director Gary R. Wicker | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Invesco India Exchange-Traded Fund Trust | USA | 46137R109 | Special | 19-Aug-19 | 25-Jun-19 | Confirmed | 15,903 | Management | 1.10 | Elect Director Donald H. Wilson | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2019 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 2 | Approve Dividends for N Ordinary and A Ordinary Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 4 | Re-elect Nolo Letele as Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 5.1 | Re-elect Koos Bekker as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 5.2 | Re-elect Steve Pacak as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 5.3 | Re-elect Cobus Stofberg as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 5.4 | Re-elect Ben van der Ross as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 5.5 | Re-elect Debra Meyer as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 6.1 | Re-elect Don Eriksson as Member of the Audit Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 6.2 | Re-elect Ben van der Ross as Member of the Audit Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 6.3 | Re-elect Rachel Jafta as Member of the Audit Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 7 | Approve Remuneration Policy | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 8 | Approve Implementation of the Remuneration Policy | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 9 | Place Authorised but Unissued Shares under Control of Directors | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 10 | Authorise Board to Issue Shares for Cash | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 11 | Approve Amendments to the Trust Deed constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 12 | Authorise Ratification of Approved Resolutions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 1.1 | Approve Fees of the Board Chairman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 1.2 | Approve Fees of the Board Member | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 1.3 | Approve Fees of the Audit Committee Chairman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 1.4 | Approve Fees of the Audit Committee Member | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 1.5 | Approve Fees of the Risk Committee Chairman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 1.6 | Approve Fees of the Risk Committee Member | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 1.7 | Approve Fees of the Human Resources and Remuneration Committee Chairman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 1.8 | Approve Fees of the Human Resources and Remuneration Committee Member | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 1.9 | Approve Fees of the Nomination Committee Chairman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 1.10 | Approve Fees of the Nomination Committee Member | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 1.11 | Approve Fees of the Social and Ethics Committee Chairman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 1.12 | Approve Fees of the Social and Ethics Committee Member | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 1.13 | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 2 | Approve Financial Assistance in Terms of Section 44 of the Companies Act | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 3 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 4 | Authorise Repurchase of N Ordinary Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 5 | Authorise Repurchase of A Ordinary Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 6 | Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Naspers Ltd. | NPN | South Africa | S53435103 | Special | 23-Aug-19 | 16-Aug-19 | Confirmed | 1,281 | Management | 1 | Approve Matters in Relation to the Implementation of the Proposed Transaction | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco Santander Chile SA | BSANTANDER | Chile | 05965X109 | Special | 27-Aug-19 | 05-Aug-19 | Confirmed | 3,575 | Management | 1 | Approve Transaction with a Related Party Re: Acquisition of 51 Percent of Shares in Santander Consumer Chile SA | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco Santander Chile SA | BSANTANDER | Chile | 05965X109 | Special | 27-Aug-19 | 05-Aug-19 | Confirmed | 3,575 | Management | 2 | Receive Report Regarding Related-Party Transactions | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Banco Santander Chile SA | BSANTANDER | Chile | 05965X109 | Special | 27-Aug-19 | 05-Aug-19 | Confirmed | 3,575 | Management | 3 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | First American Funds, Inc. | USA | 31846V336 | Special | 29-Aug-19 | 12-Jul-19 | Confirmed | 562,456 | Management | 1.1 | Elect Director David K. Baumgardner | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | First American Funds, Inc. | USA | 31846V336 | Special | 29-Aug-19 | 12-Jul-19 | Confirmed | 562,456 | Management | 1.2 | Elect Director Mark E. Gaumond | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | First American Funds, Inc. | USA | 31846V336 | Special | 29-Aug-19 | 12-Jul-19 | Confirmed | 562,456 | Management | 1.3 | Elect Director Roger A. Gibson | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | First American Funds, Inc. | USA | 31846V336 | Special | 29-Aug-19 | 12-Jul-19 | Confirmed | 562,456 | Management | 1.4 | Elect Director Jennifer J. McPeek | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | First American Funds, Inc. | USA | 31846V336 | Special | 29-Aug-19 | 12-Jul-19 | Confirmed | 562,456 | Management | 1.5 | Elect Director C. David Myers | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | First American Funds, Inc. | USA | 31846V336 | Special | 29-Aug-19 | 12-Jul-19 | Confirmed | 562,456 | Management | 1.6 | Elect Director Richard K. Riederer | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | First American Funds, Inc. | USA | 31846V336 | Special | 29-Aug-19 | 12-Jul-19 | Confirmed | 562,456 | Management | 1.7 | Elect Director P. Kelly Tompkins | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 30-Aug-19 | 21-Aug-19 | Confirmed | 77,021 | Management | 1 | Approve Amendments to Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 30-Aug-19 | 21-Aug-19 | Confirmed | 77,021 | Management | 2 | Amend Rules and Procedures Regarding Meetings of Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 30-Aug-19 | 21-Aug-19 | Confirmed | 77,021 | Management | 3.1 | Elect Liang Wengen as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 30-Aug-19 | 21-Aug-19 | Confirmed | 77,021 | Management | 3.2 | Elect Tang Xiuguo as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 30-Aug-19 | 21-Aug-19 | Confirmed | 77,021 | Management | 3.3 | Elect Xiang Wenbo as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 30-Aug-19 | 21-Aug-19 | Confirmed | 77,021 | Management | 3.4 | Elect Yi Xiaogang as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 30-Aug-19 | 21-Aug-19 | Confirmed | 77,021 | Management | 3.5 | Elect Liang Zaizhong as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 30-Aug-19 | 21-Aug-19 | Confirmed | 77,021 | Management | 3.6 | Elect Huang Jianlong as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 30-Aug-19 | 21-Aug-19 | Confirmed | 77,021 | Management | 4.1 | Elect Su Zimeng as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 30-Aug-19 | 21-Aug-19 | Confirmed | 77,021 | Management | 4.2 | Elect Tang Ya as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 30-Aug-19 | 21-Aug-19 | Confirmed | 77,021 | Management | 4.3 | Elect Ma Guangyuan as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 30-Aug-19 | 21-Aug-19 | Confirmed | 77,021 | Management | 4.4 | Elect Zhou Hua as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 30-Aug-19 | 21-Aug-19 | Confirmed | 77,021 | Management | 5.1 | Elect Liu Daojun as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 30-Aug-19 | 21-Aug-19 | Confirmed | 77,021 | Management | 5.2 | Elect Yao Chuanda as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Transmissora Alianca de Energia Eletrica SA | TAEE11 | Brazil | P9T5CD126 | Special | 30-Aug-19 | Confirmed | 11,286 | Management | 1 | Approve Acquisition of Shares of Brasnorte Transmissora de Energia S.A. | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LONGi Green Energy Technology Co., Ltd. | 601012 | China | Y9727F102 | Special | 16-Sep-19 | 06-Sep-19 | Confirmed | 25,900 | Management | 1 | Approve Adjustment of Amount and Repurchase Price of Performance Shares Incentive Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | LONGi Green Energy Technology Co., Ltd. | 601012 | China | Y9727F102 | Special | 16-Sep-19 | 06-Sep-19 | Confirmed | 25,900 | Management | 2 | Approve Repurchase and Cancellation of Performance Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Powszechna Kasa Oszczednosci Bank Polski SA | PKO | Poland | X6919X108 | Special | 17-Sep-19 | 01-Sep-19 | Confirmed | 10,385 | Management | 1 | Open Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Powszechna Kasa Oszczednosci Bank Polski SA | PKO | Poland | X6919X108 | Special | 17-Sep-19 | 01-Sep-19 | Confirmed | 10,385 | Management | 2 | Elect Meeting Chairman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Powszechna Kasa Oszczednosci Bank Polski SA | PKO | Poland | X6919X108 | Special | 17-Sep-19 | 01-Sep-19 | Confirmed | 10,385 | Management | 3 | Acknowledge Proper Convening of Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Powszechna Kasa Oszczednosci Bank Polski SA | PKO | Poland | X6919X108 | Special | 17-Sep-19 | 01-Sep-19 | Confirmed | 10,385 | Management | 4 | Approve Agenda of Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Powszechna Kasa Oszczednosci Bank Polski SA | PKO | Poland | X6919X108 | Special | 17-Sep-19 | 01-Sep-19 | Confirmed | 10,385 | Share Holder | 5 | Amend Statute | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Powszechna Kasa Oszczednosci Bank Polski SA | PKO | Poland | X6919X108 | Special | 17-Sep-19 | 01-Sep-19 | Confirmed | 10,385 | Share Holder | 6 | Amend March 13, 2017, EGM, Resolution Re: Approve Remuneration Policy for Management Board Members | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Powszechna Kasa Oszczednosci Bank Polski SA | PKO | Poland | X6919X108 | Special | 17-Sep-19 | 01-Sep-19 | Confirmed | 10,385 | Share Holder | 7 | Amend March 13, 2017, EGM, Resolution Re: Approve Remuneration Policy for Supervisory Board Members | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Powszechna Kasa Oszczednosci Bank Polski SA | PKO | Poland | X6919X108 | Special | 17-Sep-19 | 01-Sep-19 | Confirmed | 10,385 | Share Holder | 8 | Approve Regulations on Supervisory Board | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Powszechna Kasa Oszczednosci Bank Polski SA | PKO | Poland | X6919X108 | Special | 17-Sep-19 | 01-Sep-19 | Confirmed | 10,385 | Share Holder | 9.1 | Recall Supervisory Board Member | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Powszechna Kasa Oszczednosci Bank Polski SA | PKO | Poland | X6919X108 | Special | 17-Sep-19 | 01-Sep-19 | Confirmed | 10,385 | Share Holder | 9.2 | Elect Supervisory Board Member | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Powszechna Kasa Oszczednosci Bank Polski SA | PKO | Poland | X6919X108 | Special | 17-Sep-19 | 01-Sep-19 | Confirmed | 10,385 | Management | 10 | Close Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Diageo Plc | DGE | United Kingdom | G42089113 | Annual | 19-Sep-19 | 17-Sep-19 | Confirmed | 4,485 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Diageo Plc | DGE | United Kingdom | G42089113 | Annual | 19-Sep-19 | 17-Sep-19 | Confirmed | 4,485 | Management | 2 | Approve Remuneration Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Diageo Plc | DGE | United Kingdom | G42089113 | Annual | 19-Sep-19 | 17-Sep-19 | Confirmed | 4,485 | Management | 3 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Diageo Plc | DGE | United Kingdom | G42089113 | Annual | 19-Sep-19 | 17-Sep-19 | Confirmed | 4,485 | Management | 4 | Elect Debra Crew as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Diageo Plc | DGE | United Kingdom | G42089113 | Annual | 19-Sep-19 | 17-Sep-19 | Confirmed | 4,485 | Management | 5 | Re-elect Lord Davies as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Diageo Plc | DGE | United Kingdom | G42089113 | Annual | 19-Sep-19 | 17-Sep-19 | Confirmed | 4,485 | Management | 6 | Re-elect Javier Ferran as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Diageo Plc | DGE | United Kingdom | G42089113 | Annual | 19-Sep-19 | 17-Sep-19 | Confirmed | 4,485 | Management | 7 | Re-elect Susan Kilsby as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Diageo Plc | DGE | United Kingdom | G42089113 | Annual | 19-Sep-19 | 17-Sep-19 | Confirmed | 4,485 | Management | 8 | Re-elect Ho KwonPing as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Diageo Plc | DGE | United Kingdom | G42089113 | Annual | 19-Sep-19 | 17-Sep-19 | Confirmed | 4,485 | Management | 9 | Re-elect Nicola Mendelsohn as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Diageo Plc | DGE | United Kingdom | G42089113 | Annual | 19-Sep-19 | 17-Sep-19 | Confirmed | 4,485 | Management | 10 | Re-elect Ivan Menezes as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Diageo Plc | DGE | United Kingdom | G42089113 | Annual | 19-Sep-19 | 17-Sep-19 | Confirmed | 4,485 | Management | 11 | Re-elect Kathryn Mikells as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Diageo Plc | DGE | United Kingdom | G42089113 | Annual | 19-Sep-19 | 17-Sep-19 | Confirmed | 4,485 | Management | 12 | Re-elect Alan Stewart as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Diageo Plc | DGE | United Kingdom | G42089113 | Annual | 19-Sep-19 | 17-Sep-19 | Confirmed | 4,485 | Management | 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Diageo Plc | DGE | United Kingdom | G42089113 | Annual | 19-Sep-19 | 17-Sep-19 | Confirmed | 4,485 | Management | 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Diageo Plc | DGE | United Kingdom | G42089113 | Annual | 19-Sep-19 | 17-Sep-19 | Confirmed | 4,485 | Management | 15 | Authorise EU Political Donations and Expenditure | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Diageo Plc | DGE | United Kingdom | G42089113 | Annual | 19-Sep-19 | 17-Sep-19 | Confirmed | 4,485 | Management | 16 | Authorise Issue of Equity | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Diageo Plc | DGE | United Kingdom | G42089113 | Annual | 19-Sep-19 | 17-Sep-19 | Confirmed | 4,485 | Management | 17 | Approve Irish Sharesave Scheme | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Diageo Plc | DGE | United Kingdom | G42089113 | Annual | 19-Sep-19 | 17-Sep-19 | Confirmed | 4,485 | Management | 18 | Authorise Issue of Equity without Pre-emptive Rights | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Diageo Plc | DGE | United Kingdom | G42089113 | Annual | 19-Sep-19 | 17-Sep-19 | Confirmed | 4,485 | Management | 19 | Authorise Market Purchase of Ordinary Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Diageo Plc | DGE | United Kingdom | G42089113 | Annual | 19-Sep-19 | 17-Sep-19 | Confirmed | 4,485 | Management | 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Diageo Plc | DGE | United Kingdom | G42089113 | Annual | 19-Sep-19 | 17-Sep-19 | Confirmed | 4,485 | Management | 21 | Adopt New Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NIKE, Inc. | NKE | USA | 654106103 | Annual | 19-Sep-19 | 19-Jul-19 | Confirmed | 1,244 | Management | 1.1 | Elect Director Alan B. Graf, Jr. | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NIKE, Inc. | NKE | USA | 654106103 | Annual | 19-Sep-19 | 19-Jul-19 | Confirmed | 1,244 | Management | 1.2 | Elect Director Peter B. Henry | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NIKE, Inc. | NKE | USA | 654106103 | Annual | 19-Sep-19 | 19-Jul-19 | Confirmed | 1,244 | Management | 1.3 | Elect Director Michelle A. Peluso | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NIKE, Inc. | NKE | USA | 654106103 | Annual | 19-Sep-19 | 19-Jul-19 | Confirmed | 1,244 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NIKE, Inc. | NKE | USA | 654106103 | Annual | 19-Sep-19 | 19-Jul-19 | Confirmed | 1,244 | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 27-Sep-19 | 20-Sep-19 | Confirmed | 4,306 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 27-Sep-19 | 20-Sep-19 | Confirmed | 4,306 | Management | 2 | Approve Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 27-Sep-19 | 20-Sep-19 | Confirmed | 4,306 | Management | 3 | Reelect Shobana Kamineni as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 27-Sep-19 | 20-Sep-19 | Confirmed | 4,306 | Management | 4 | Elect Murali Doraiswamy as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 27-Sep-19 | 20-Sep-19 | Confirmed | 4,306 | Management | 5 | Elect V. Kavitha Dutt as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 27-Sep-19 | 20-Sep-19 | Confirmed | 4,306 | Management | 6 | Elect MBN Rao as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 27-Sep-19 | 20-Sep-19 | Confirmed | 4,306 | Management | 7 | Reelect Vinayak Chatterjee as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 27-Sep-19 | 20-Sep-19 | Confirmed | 4,306 | Management | 8 | Approve Payment of Commission to Non-Executive Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 27-Sep-19 | 20-Sep-19 | Confirmed | 4,306 | Management | 9 | Approve Reappointment and Remuneration of Shobana Kamineni as Wholetime Director, Designated as Executive Vice-Chairperson | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 27-Sep-19 | 20-Sep-19 | Confirmed | 4,306 | Management | 10 | Approve Continuation of Payment of Remuneration to Executive Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 27-Sep-19 | 20-Sep-19 | Confirmed | 4,306 | Management | 11 | Adopt New Memorandum of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 27-Sep-19 | 20-Sep-19 | Confirmed | 4,306 | Management | 12 | Adopt New Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 27-Sep-19 | 20-Sep-19 | Confirmed | 4,306 | Management | 13 | Approve Issuance of Non-Convertible Debentures on Private Placement Basis | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Annual | 27-Sep-19 | 20-Sep-19 | Confirmed | 4,306 | Management | 14 | Approve Remuneration of Cost Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuliangye Yibin Co., Ltd. | 000858 | China | Y9718N106 | Special | 27-Sep-19 | 20-Sep-19 | Confirmed | 25,669 | Management | 1 | Approve Amendments to Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuliangye Yibin Co., Ltd. | 000858 | China | Y9718N106 | Special | 27-Sep-19 | 20-Sep-19 | Confirmed | 25,669 | Management | 2 | Amend Rules and Procedures Regarding General Meetings of Shareholders | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuliangye Yibin Co., Ltd. | 000858 | China | Y9718N106 | Special | 27-Sep-19 | 20-Sep-19 | Confirmed | 25,669 | Management | 3 | Amend Rules and Procedures Regarding Meetings of Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuliangye Yibin Co., Ltd. | 000858 | China | Y9718N106 | Special | 27-Sep-19 | 20-Sep-19 | Confirmed | 25,669 | Management | 4 | Amend Rules and Procedures Regarding Meetings of Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuliangye Yibin Co., Ltd. | 000858 | China | Y9718N106 | Special | 27-Sep-19 | 20-Sep-19 | Confirmed | 25,669 | Management | 5 | Elect Zeng Congqin as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Special | 30-Sep-19 | 06-Sep-19 | Confirmed | 1,196 | Management | 1 | Approve Interim Dividends of RUB 14.23 per Share for First Half Year of Fiscal 2019 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Special | 30-Sep-19 | 06-Sep-19 | Confirmed | 1,196 | Management | 2 | Amend Charter | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petroleo Brasileiro SA | PETR4 | Brazil | 71654V408 | Special | 30-Sep-19 | 13-Sep-19 | Confirmed | 14,479 | Management | 1 | Approve Absorption of Petrobras Logistica de Gas SA (Logigas) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petroleo Brasileiro SA | PETR4 | Brazil | 71654V408 | Special | 30-Sep-19 | 13-Sep-19 | Confirmed | 14,479 | Management | 2 | Amend Articles and Consolidate Bylaws | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Petroleo Brasileiro SA | PETR4 | Brazil | 71654V408 | Special | 30-Sep-19 | 13-Sep-19 | Confirmed | 14,479 | Management | 3 | Amend Remuneration of Company's Management | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Company Limited | 1833 | Cayman Islands | G71139102 | Special | 15-Oct-19 | 09-Oct-19 | Confirmed | 13,337 | Management | 1 | Approve Provision of Products and Services Revised Annual Caps | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Company Limited | 1833 | Cayman Islands | G71139102 | Special | 15-Oct-19 | 09-Oct-19 | Confirmed | 13,337 | Management | 2 | Approve Services Purchasing Revised Annual Caps | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Apollo Hospitals Enterprise Limited | 508869 | India | Y0187F138 | Court | 21-Oct-19 | 06-Sep-19 | Confirmed | 4,306 | Management | 1 | Approve Scheme of Arrangement | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Special | 07-Nov-19 | 01-Nov-19 | Confirmed | 52,681 | Management | 1 | Approve Proposed Amendment to Terms of the Share Option Scheme | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 13-Nov-19 | 06-Nov-19 | Confirmed | 255,078 | Management | 1 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 13-Nov-19 | 06-Nov-19 | Confirmed | 255,078 | Management | 2 | Elect Kamariyah Binti Hamdan as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 13-Nov-19 | 06-Nov-19 | Confirmed | 255,078 | Management | 3 | Elect Khairon Binti Shariff as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 13-Nov-19 | 06-Nov-19 | Confirmed | 255,078 | Management | 4 | Approve Directors' Fees and Board Committees' Fees | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 13-Nov-19 | 06-Nov-19 | Confirmed | 255,078 | Management | 5 | Approve Directors' Benefits (Other than Directors' Fees and Board Committees' Fees) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 13-Nov-19 | 06-Nov-19 | Confirmed | 255,078 | Management | 6 | Approve BDO PLT as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 13-Nov-19 | 06-Nov-19 | Confirmed | 255,078 | Management | 7 | Approve Oh Chong Peng to Continue Office as Independent Non-Executive Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 13-Nov-19 | 06-Nov-19 | Confirmed | 255,078 | Management | 8 | Approve Kamariyah Binti Hamdan to Continue Office as Independent Non-Executive Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 13-Nov-19 | 06-Nov-19 | Confirmed | 255,078 | Management | 9 | Authorize Share Repurchase Program | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Dialog Group Berhad | 7277 | Malaysia | Y20641109 | Annual | 13-Nov-19 | 06-Nov-19 | Confirmed | 255,078 | Management | 1 | Adopt New Constitution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hangzhou Robam Appliances Co., Ltd. | 002508 | China | Y3041Z100 | Special | 14-Nov-19 | 08-Nov-19 | Confirmed | 25,404 | Management | 1 | Approve to Appoint Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 15-Nov-19 | 06-Nov-19 | Confirmed | 43,380 | Management | 1 | Approve Mortgage and Finance Lease Business | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 15-Nov-19 | 06-Nov-19 | Confirmed | 43,380 | Management | 2 | Approve Use of Own Idle Funds to Invest in Financial Products | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 15-Nov-19 | 06-Nov-19 | Confirmed | 43,380 | Management | 3 | Approve Deposit, Loan and Other Financial Business with Related-party Bank | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Sany Heavy Industry Co., Ltd. | 600031 | China | Y75268105 | Special | 15-Nov-19 | 06-Nov-19 | Confirmed | 43,380 | Management | 4 | Approve Adjustments on Daily Related-party Transactions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Mindray Bio-Medical Electronics Co., Ltd. | 300760 | China | Y774E3101 | Special | 15-Nov-19 | 08-Nov-19 | Confirmed | 5,100 | Management | 1 | Approve Adjustment to Board of Directors and Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Mindray Bio-Medical Electronics Co., Ltd. | 300760 | China | Y774E3101 | Special | 15-Nov-19 | 08-Nov-19 | Confirmed | 5,100 | Management | 2.1 | Elect Li Xiting as Non-independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Mindray Bio-Medical Electronics Co., Ltd. | 300760 | China | Y774E3101 | Special | 15-Nov-19 | 08-Nov-19 | Confirmed | 5,100 | Management | 2.2 | Elect Xu Hang as Non-independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Mindray Bio-Medical Electronics Co., Ltd. | 300760 | China | Y774E3101 | Special | 15-Nov-19 | 08-Nov-19 | Confirmed | 5,100 | Management | 2.3 | Elect Cheng Minghe as Non-independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Mindray Bio-Medical Electronics Co., Ltd. | 300760 | China | Y774E3101 | Special | 15-Nov-19 | 08-Nov-19 | Confirmed | 5,100 | Management | 2.4 | Elect Wu Hao as Non-independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Mindray Bio-Medical Electronics Co., Ltd. | 300760 | China | Y774E3101 | Special | 15-Nov-19 | 08-Nov-19 | Confirmed | 5,100 | Management | 2.5 | Elect Guo Yanmei as Non-independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Mindray Bio-Medical Electronics Co., Ltd. | 300760 | China | Y774E3101 | Special | 15-Nov-19 | 08-Nov-19 | Confirmed | 5,100 | Management | 3.1 | Elect Xi Hao as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Mindray Bio-Medical Electronics Co., Ltd. | 300760 | China | Y774E3101 | Special | 15-Nov-19 | 08-Nov-19 | Confirmed | 5,100 | Management | 3.2 | Elect Wu Qiyao as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Mindray Bio-Medical Electronics Co., Ltd. | 300760 | China | Y774E3101 | Special | 15-Nov-19 | 08-Nov-19 | Confirmed | 5,100 | Management | 3.3 | Elect Yao Hui as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Mindray Bio-Medical Electronics Co., Ltd. | 300760 | China | Y774E3101 | Special | 15-Nov-19 | 08-Nov-19 | Confirmed | 5,100 | Management | 4.1 | Elect Tang Zhi as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Mindray Bio-Medical Electronics Co., Ltd. | 300760 | China | Y774E3101 | Special | 15-Nov-19 | 08-Nov-19 | Confirmed | 5,100 | Management | 4.2 | Elect Ji Qiang as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Shenzhen Mindray Bio-Medical Electronics Co., Ltd. | 300760 | China | Y774E3101 | Special | 15-Nov-19 | 08-Nov-19 | Confirmed | 5,100 | Management | 5 | Approve Revoke Change of Registered Address and Amendments to Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Notre Dame Intermedica Participacoes SA | GNDI3 | Brazil | P7S227106 | Special | 19-Nov-19 | Confirmed | 7,572 | Management | 1 | Amend Article 6 to Increase Authorized Capital | For | Against | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Special | 22-Nov-19 | 18-Nov-19 | Confirmed | 6,454 | Management | 1.1 | Elect Pang Kang as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Special | 22-Nov-19 | 18-Nov-19 | Confirmed | 6,454 | Management | 1.2 | Elect Cheng Xue as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Special | 22-Nov-19 | 18-Nov-19 | Confirmed | 6,454 | Management | 1.3 | Elect Chen Junyang as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Special | 22-Nov-19 | 18-Nov-19 | Confirmed | 6,454 | Management | 1.4 | Elect Wen Zhizhou as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Special | 22-Nov-19 | 18-Nov-19 | Confirmed | 6,454 | Management | 1.5 | Elect He Tingwei as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Special | 22-Nov-19 | 18-Nov-19 | Confirmed | 6,454 | Management | 1.6 | Elect Huang Shuliang as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Special | 22-Nov-19 | 18-Nov-19 | Confirmed | 6,454 | Management | 2.1 | Elect Zhu Tao as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Special | 22-Nov-19 | 18-Nov-19 | Confirmed | 6,454 | Management | 2.2 | Elect Sun Zhanli as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Special | 22-Nov-19 | 18-Nov-19 | Confirmed | 6,454 | Management | 2.3 | Elect Chao Gang as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Special | 22-Nov-19 | 18-Nov-19 | Confirmed | 6,454 | Management | 3.1 | Elect Chen Min as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Special | 22-Nov-19 | 18-Nov-19 | Confirmed | 6,454 | Management | 3.2 | Elect Li Jun as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Limited | 1398 | China | Y3990B112 | Special | 22-Nov-19 | 22-Oct-19 | Confirmed | 299,218 | Management | 1 | Elect Gu Shu as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Limited | 1398 | China | Y3990B112 | Special | 22-Nov-19 | 22-Oct-19 | Confirmed | 299,218 | Management | 2 | Approve Payment Plan of Remuneration to Directors for 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Limited | 1398 | China | Y3990B112 | Special | 22-Nov-19 | 22-Oct-19 | Confirmed | 299,218 | Management | 3 | Approve Payment Plan of Remuneration to Supervisors for 2018 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Limited | 1398 | China | Y3990B112 | Special | 22-Nov-19 | 22-Oct-19 | Confirmed | 299,218 | Management | 4 | Approve Application for Provisional Authorization Limit on External Donations | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Limited | 1398 | China | Y3990B112 | Special | 22-Nov-19 | 22-Oct-19 | Confirmed | 299,218 | Share Holder | 5 | Elect Cao Liqun as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Limited | 1398 | China | Y3990B112 | Special | 22-Nov-19 | 22-Oct-19 | Confirmed | 299,218 | Share Holder | 6 | Elect Feng Weidong as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aier Eye Hospital Group Co., Ltd. | 300015 | China | Y0029J108 | Special | 28-Nov-19 | 21-Nov-19 | Confirmed | 24,986 | Management | 1.1 | Elect Chen Bang as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aier Eye Hospital Group Co., Ltd. | 300015 | China | Y0029J108 | Special | 28-Nov-19 | 21-Nov-19 | Confirmed | 24,986 | Management | 1.2 | Elect Li Li as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aier Eye Hospital Group Co., Ltd. | 300015 | China | Y0029J108 | Special | 28-Nov-19 | 21-Nov-19 | Confirmed | 24,986 | Management | 1.3 | Elect Wu Shijun as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aier Eye Hospital Group Co., Ltd. | 300015 | China | Y0029J108 | Special | 28-Nov-19 | 21-Nov-19 | Confirmed | 24,986 | Management | 1.4 | Elect Han Zhong as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aier Eye Hospital Group Co., Ltd. | 300015 | China | Y0029J108 | Special | 28-Nov-19 | 21-Nov-19 | Confirmed | 24,986 | Management | 2.1 | Elect Chen Shou as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aier Eye Hospital Group Co., Ltd. | 300015 | China | Y0029J108 | Special | 28-Nov-19 | 21-Nov-19 | Confirmed | 24,986 | Management | 2.2 | Elect Guo Yuemei as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aier Eye Hospital Group Co., Ltd. | 300015 | China | Y0029J108 | Special | 28-Nov-19 | 21-Nov-19 | Confirmed | 24,986 | Management | 2.3 | Elect Zheng Yuanmin as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aier Eye Hospital Group Co., Ltd. | 300015 | China | Y0029J108 | Special | 28-Nov-19 | 21-Nov-19 | Confirmed | 24,986 | Management | 3.1 | Elect Cao Qinqin as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Aier Eye Hospital Group Co., Ltd. | 300015 | China | Y0029J108 | Special | 28-Nov-19 | 21-Nov-19 | Confirmed | 24,986 | Management | 3.2 | Elect Li Xian as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-19 | 08-Nov-19 | Confirmed | 3,623 | Management | 1 | Approve Interim Dividends of RUB 192 per Share for First Nine Months of Fiscal 2019 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-19 | 08-Nov-19 | Confirmed | 3,623 | Management | 2 | Approve Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-19 | 08-Nov-19 | Confirmed | 3,623 | Management | 3 | Approve Remuneration of Members of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-19 | 08-Nov-19 | Confirmed | 3,623 | Management | 4 | Approve Charter in New Edition | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-19 | 08-Nov-19 | Confirmed | 3,623 | Management | 5 | Approve Early Termination of Powers of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-19 | 08-Nov-19 | Confirmed | 3,623 | Management | 6 | Amend Regulations on General Meetings | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-19 | 08-Nov-19 | Confirmed | 3,623 | Management | 7 | Amend Regulations on Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-19 | 08-Nov-19 | Confirmed | 3,623 | Management | 8 | Amend Regulations on Management | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-19 | 08-Nov-19 | Confirmed | 3,623 | Management | 9 | Cancel Regulations on Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-19 | 08-Nov-19 | Confirmed | 3,623 | Management | 10 | Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-19 | 08-Nov-19 | Confirmed | 973 | Management | 1 | Approve Interim Dividends of RUB 192 per Share for First Nine Months of Fiscal 2019 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-19 | 08-Nov-19 | Confirmed | 973 | Management | 2 | Approve Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-19 | 08-Nov-19 | Confirmed | 973 | Management | 3 | Approve Remuneration of Members of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-19 | 08-Nov-19 | Confirmed | 973 | Management | 4 | Approve Charter in New Edition | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-19 | 08-Nov-19 | Confirmed | 973 | Management | 5 | Approve Early Termination of Powers of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-19 | 08-Nov-19 | Confirmed | 973 | Management | 6 | Amend Regulations on General Meetings | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-19 | 08-Nov-19 | Confirmed | 973 | Management | 7 | Amend Regulations on Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-19 | 08-Nov-19 | Confirmed | 973 | Management | 8 | Amend Regulations on Management | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-19 | 08-Nov-19 | Confirmed | 973 | Management | 9 | Cancel Regulations on Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Special | 03-Dec-19 | 08-Nov-19 | Confirmed | 973 | Management | 10 | Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Azul SA | AZUL4 | Brazil | 05501U106 | Special | 09-Dec-19 | 06-Nov-19 | Confirmed | 1,616 | Management | 3 | Approve Cooperation Agreement between Azul Linhas Aereas Brasileiras SA and TAP - Transportes Aereos Portugueses SA | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Co. of China Ltd. | 2318 | China | Y69790106 | Special | 10-Dec-19 | 08-Nov-19 | Confirmed | 32,944 | Management | 1.01 | Elect Xie Yonglin as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Co. of China Ltd. | 2318 | China | Y69790106 | Special | 10-Dec-19 | 08-Nov-19 | Confirmed | 32,944 | Management | 1.02 | Elect Tan Sin Yin as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Co. of China Ltd. | 2318 | China | Y69790106 | Special | 10-Dec-19 | 08-Nov-19 | Confirmed | 32,944 | Management | 2 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Special | 13-Dec-19 | 06-Dec-19 | Confirmed | 7,522 | Management | 1 | Amend Corporate Purpose | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Special | 13-Dec-19 | 06-Dec-19 | Confirmed | 7,522 | Management | 2 | Ratify Director Appointments | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Greek Organisation of Football Prognostics SA | OPAP | Greece | X3232T104 | Special | 13-Dec-19 | 06-Dec-19 | Confirmed | 7,522 | Management | 3 | Elect Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 30-Dec-19 | 29-Nov-19 | Confirmed | 62,496 | Management | 1 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 30-Dec-19 | 29-Nov-19 | Confirmed | 62,496 | Share Holder | 2 | Approve Further Amendment to the Articles of Association | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Industrial & Commercial Bank of China Limited | 1398 | China | Y3990B112 | Special | 08-Jan-20 | 27-Dec-19 | Confirmed | 372,718 | Share Holder | 1 | Elect Yang Guozhong as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yantai Jereh Oilfield Services Group Co. Ltd. | 002353 | China | Y9729Z106 | Special | 22-Jan-20 | 16-Jan-20 | Confirmed | 51,920 | Management | 1 | Approve Draft and Summary on Employee Share Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yantai Jereh Oilfield Services Group Co. Ltd. | 002353 | China | Y9729Z106 | Special | 22-Jan-20 | 16-Jan-20 | Confirmed | 51,920 | Management | 2 | Approve Management System of Employee Share Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yantai Jereh Oilfield Services Group Co. Ltd. | 002353 | China | Y9729Z106 | Special | 22-Jan-20 | 16-Jan-20 | Confirmed | 51,920 | Management | 3 | Approve Authorization of the Board to Handle All Matters Related to Employee Share Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yantai Jereh Oilfield Services Group Co. Ltd. | 002353 | China | Y9729Z106 | Special | 22-Jan-20 | 16-Jan-20 | Confirmed | 51,920 | Management | 4 | Approve Use of Idle Own Funds to Invest in Bank Financial Products | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yantai Jereh Oilfield Services Group Co. Ltd. | 002353 | China | Y9729Z106 | Special | 22-Jan-20 | 16-Jan-20 | Confirmed | 51,920 | Management | 5.1 | Elect Sun Weijie as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yantai Jereh Oilfield Services Group Co. Ltd. | 002353 | China | Y9729Z106 | Special | 22-Jan-20 | 16-Jan-20 | Confirmed | 51,920 | Management | 5.2 | Elect Wang Kunxiao as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yantai Jereh Oilfield Services Group Co. Ltd. | 002353 | China | Y9729Z106 | Special | 22-Jan-20 | 16-Jan-20 | Confirmed | 51,920 | Management | 5.3 | Elect Liu Zhenfeng as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yantai Jereh Oilfield Services Group Co. Ltd. | 002353 | China | Y9729Z106 | Special | 22-Jan-20 | 16-Jan-20 | Confirmed | 51,920 | Management | 5.4 | Elect Wang Jili as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yantai Jereh Oilfield Services Group Co. Ltd. | 002353 | China | Y9729Z106 | Special | 22-Jan-20 | 16-Jan-20 | Confirmed | 51,920 | Management | 5.5 | Elect Liu Dong as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yantai Jereh Oilfield Services Group Co. Ltd. | 002353 | China | Y9729Z106 | Special | 22-Jan-20 | 16-Jan-20 | Confirmed | 51,920 | Management | 5.6 | Elect Zhang Zhigang as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yantai Jereh Oilfield Services Group Co. Ltd. | 002353 | China | Y9729Z106 | Special | 22-Jan-20 | 16-Jan-20 | Confirmed | 51,920 | Management | 6.1 | Elect Wang Yantao as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yantai Jereh Oilfield Services Group Co. Ltd. | 002353 | China | Y9729Z106 | Special | 22-Jan-20 | 16-Jan-20 | Confirmed | 51,920 | Management | 6.2 | Elect Wang Xinlan as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yantai Jereh Oilfield Services Group Co. Ltd. | 002353 | China | Y9729Z106 | Special | 22-Jan-20 | 16-Jan-20 | Confirmed | 51,920 | Management | 6.3 | Elect Zhang Xiaoxiao as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yantai Jereh Oilfield Services Group Co. Ltd. | 002353 | China | Y9729Z106 | Special | 22-Jan-20 | 16-Jan-20 | Confirmed | 51,920 | Management | 7.1 | Elect Dong Tingting as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yantai Jereh Oilfield Services Group Co. Ltd. | 002353 | China | Y9729Z106 | Special | 22-Jan-20 | 16-Jan-20 | Confirmed | 51,920 | Management | 7.2 | Elect Yu Xiao as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-20 | 24-Jan-20 | Confirmed | 14,438 | Management | 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 August 2019 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-20 | 24-Jan-20 | Confirmed | 14,438 | Management | 2 | Reappoint Ernst & Young Inc as Auditors of the Company with Anthony Cadman as the Individual Registered Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-20 | 24-Jan-20 | Confirmed | 14,438 | Management | 3 | Re-elect Fatima Abrahams as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-20 | 24-Jan-20 | Confirmed | 14,438 | Management | 4 | Re-elect Martin Rosen as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-20 | 24-Jan-20 | Confirmed | 14,438 | Management | 5.1 | Re-elect John Bester as Member of the Audit and Risk Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-20 | 24-Jan-20 | Confirmed | 14,438 | Management | 5.2 | Re-elect Fatima Daniels as Member of the Audit and Risk Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-20 | 24-Jan-20 | Confirmed | 14,438 | Management | 5.3 | Re-elect Nonkululeko Gobodo as Member of the Audit and Risk Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-20 | 24-Jan-20 | Confirmed | 14,438 | Management | 6 | Approve Remuneration Policy | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-20 | 24-Jan-20 | Confirmed | 14,438 | Management | 7 | Approve Remuneration Implementation Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-20 | 24-Jan-20 | Confirmed | 14,438 | Management | 8 | Authorise Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-20 | 24-Jan-20 | Confirmed | 14,438 | Management | 9 | Authorise Specific Repurchase of Shares from New Clicks South Africa ProprietaryLimited | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-20 | 24-Jan-20 | Confirmed | 14,438 | Management | 10 | Approve Directors' Fees | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-20 | 24-Jan-20 | Confirmed | 14,438 | Management | 11 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Clicks Group Ltd. | CLS | South Africa | S17249111 | Annual | 30-Jan-20 | 24-Jan-20 | Confirmed | 14,438 | Management | 12 | Amend Memorandum of Incorporation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Thai Beverage Public Company Limited | Y92 | Thailand | Y8588A103 | Annual | 31-Jan-20 | 09-Jan-20 | Confirmed | 241,491 | Management | 1 | Approve Minutes of Previous Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Thai Beverage Public Company Limited | Y92 | Thailand | Y8588A103 | Annual | 31-Jan-20 | 09-Jan-20 | Confirmed | 241,491 | Management | 2 | Acknowledge Business Operation for 2019 and the Report of the Board of Directors | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Thai Beverage Public Company Limited | Y92 | Thailand | Y8588A103 | Annual | 31-Jan-20 | 09-Jan-20 | Confirmed | 241,491 | Management | 3 | Approve Financial Statements and Auditors' Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Thai Beverage Public Company Limited | Y92 | Thailand | Y8588A103 | Annual | 31-Jan-20 | 09-Jan-20 | Confirmed | 241,491 | Management | 4 | Approve Dividend Payment and Appropriation for Legal Reserve | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Thai Beverage Public Company Limited | Y92 | Thailand | Y8588A103 | Annual | 31-Jan-20 | 09-Jan-20 | Confirmed | 241,491 | Management | 5.1.1 | Elect Kanung Luchai as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Thai Beverage Public Company Limited | Y92 | Thailand | Y8588A103 | Annual | 31-Jan-20 | 09-Jan-20 | Confirmed | 241,491 | Management | 5.1.2 | Elect Pornchai Matangkasombut as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Thai Beverage Public Company Limited | Y92 | Thailand | Y8588A103 | Annual | 31-Jan-20 | 09-Jan-20 | Confirmed | 241,491 | Management | 5.1.3 | Elect Choo-Chat Kambhu Na Ayudhya as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Thai Beverage Public Company Limited | Y92 | Thailand | Y8588A103 | Annual | 31-Jan-20 | 09-Jan-20 | Confirmed | 241,491 | Management | 5.1.4 | Elect Vivat Tejapaibul as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Thai Beverage Public Company Limited | Y92 | Thailand | Y8588A103 | Annual | 31-Jan-20 | 09-Jan-20 | Confirmed | 241,491 | Management | 5.1.5 | Elect Panote Sirivadhanabhakdi as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Thai Beverage Public Company Limited | Y92 | Thailand | Y8588A103 | Annual | 31-Jan-20 | 09-Jan-20 | Confirmed | 241,491 | Management | 5.2 | Elect Timothy Chia Chee Ming as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Thai Beverage Public Company Limited | Y92 | Thailand | Y8588A103 | Annual | 31-Jan-20 | 09-Jan-20 | Confirmed | 241,491 | Management | 5.3 | Approve Determination of Director Authorities | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Thai Beverage Public Company Limited | Y92 | Thailand | Y8588A103 | Annual | 31-Jan-20 | 09-Jan-20 | Confirmed | 241,491 | Management | 6 | Approve Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Thai Beverage Public Company Limited | Y92 | Thailand | Y8588A103 | Annual | 31-Jan-20 | 09-Jan-20 | Confirmed | 241,491 | Management | 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Thai Beverage Public Company Limited | Y92 | Thailand | Y8588A103 | Annual | 31-Jan-20 | 09-Jan-20 | Confirmed | 241,491 | Management | 8 | Approve D&O Insurance for Directors and Executives | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Thai Beverage Public Company Limited | Y92 | Thailand | Y8588A103 | Annual | 31-Jan-20 | 09-Jan-20 | Confirmed | 241,491 | Management | 9 | Approve Mandate for Interested Person Transactions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Thai Beverage Public Company Limited | Y92 | Thailand | Y8588A103 | Annual | 31-Jan-20 | 09-Jan-20 | Confirmed | 241,491 | Management | 10 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Thai Beverage Public Company Limited | Y92 | Thailand | Y8588A103 | Annual | 31-Jan-20 | 09-Jan-20 | Confirmed | 241,491 | Management | 11 | Approve Transfer of Shares to Chang Beer Co., Ltd. in Relation to the Business Restructuring Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Thai Beverage Public Company Limited | Y92 | Thailand | Y8588A103 | Annual | 31-Jan-20 | 09-Jan-20 | Confirmed | 241,491 | Management | 12 | Other Business | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Rakyat Indonesia (Persero) Tbk | BBRI | Indonesia | Y0697U112 | Annual | 18-Feb-20 | 24-Jan-20 | Confirmed | 532,897 | Management | 1 | Accept Financial Statements, Statutory Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Rakyat Indonesia (Persero) Tbk | BBRI | Indonesia | Y0697U112 | Annual | 18-Feb-20 | 24-Jan-20 | Confirmed | 532,897 | Management | 2 | Approve Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Rakyat Indonesia (Persero) Tbk | BBRI | Indonesia | Y0697U112 | Annual | 18-Feb-20 | 24-Jan-20 | Confirmed | 532,897 | Management | 3 | Approve Remuneration and Tantiem of Directors and Commissioners | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Rakyat Indonesia (Persero) Tbk | BBRI | Indonesia | Y0697U112 | Annual | 18-Feb-20 | 24-Jan-20 | Confirmed | 532,897 | Management | 4 | Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Rakyat Indonesia (Persero) Tbk | BBRI | Indonesia | Y0697U112 | Annual | 18-Feb-20 | 24-Jan-20 | Confirmed | 532,897 | Management | 5 | Approve Changes in Board of Company | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Special | 20-Feb-20 | 14-Feb-20 | Confirmed | 18,180 | Management | 1 | Authorize Share Repurchase Program | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Special | 20-Feb-20 | 14-Feb-20 | Confirmed | 18,180 | Management | 2 | Approve Cancellation of Repurchased Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Special | 20-Feb-20 | 14-Feb-20 | Confirmed | 18,180 | Management | 3 | Various Announcements | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 28-Feb-20 | 17-Jan-20 | Confirmed | 89,589 | Management | 1 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 28-Feb-20 | 17-Jan-20 | Confirmed | 89,589 | Management | 2.1 | Elect Shen Rujun as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 28-Feb-20 | 17-Jan-20 | Confirmed | 89,589 | Management | 2.2 | Elect Huang Hao as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 28-Feb-20 | 17-Jan-20 | Confirmed | 89,589 | Management | 2.3 | Elect Xiong Lianhua as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 28-Feb-20 | 17-Jan-20 | Confirmed | 89,589 | Management | 2.4 | Elect Tan Lixia as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 28-Feb-20 | 17-Jan-20 | Confirmed | 89,589 | Management | 2.5 | Elect Duan Wenwu as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 28-Feb-20 | 17-Jan-20 | Confirmed | 89,589 | Management | 2.6 | Elect Huang Zhaohui as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 28-Feb-20 | 17-Jan-20 | Confirmed | 89,589 | Management | 2.7 | Elect Liu Li as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 28-Feb-20 | 17-Jan-20 | Confirmed | 89,589 | Management | 2.8 | Elect Siu Wai Keung as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 28-Feb-20 | 17-Jan-20 | Confirmed | 89,589 | Management | 2.9 | Elect Ben Shenglin as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 28-Feb-20 | 17-Jan-20 | Confirmed | 89,589 | Management | 2.10 | Elect Peter Hugh Nolan as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 28-Feb-20 | 17-Jan-20 | Confirmed | 89,589 | Management | 3.1 | Elect Jin Lizuo as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 28-Feb-20 | 17-Jan-20 | Confirmed | 89,589 | Management | 3.2 | Elect Cui Zheng as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 28-Feb-20 | 17-Jan-20 | Confirmed | 89,589 | Management | 4 | Amend Rules and Procedures Regarding General Meetings of Shareholders | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Azul SA | AZUL4 | Brazil | 05501U106 | Special | 02-Mar-20 | 07-Feb-20 | Confirmed | 4,959 | Management | 1 | Approve Signing of Sublease Agreement for 28 Embraer E1 Aircrafts Leased by Azul Linhas Aereas Brasileiras SA to Breeze Aviation Group | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ICICI Lombard General Insurance Company Limited | 540716 | India | Y3R55N101 | Special | 15-Mar-20 | 24-Jan-20 | Confirmed | 11,280 | Management | 1 | Approve Reappointment and Remuneration of Sanjeev Mantri as Whole-time Director, Designated as Executive Director-Retail | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ICICI Lombard General Insurance Company Limited | 540716 | India | Y3R55N101 | Special | 15-Mar-20 | 24-Jan-20 | Confirmed | 11,280 | Management | 2 | Amend ICICI Lombard Employees Stock Option Scheme-2005 | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 16-Mar-20 | 10-Mar-20 | Confirmed | 9,687 | Management | 1 | Approve Company's Eligibility for Issuance of Private Placement of Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 16-Mar-20 | 10-Mar-20 | Confirmed | 9,687 | Management | 2.1 | Approve Share Type and Par Value | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 16-Mar-20 | 10-Mar-20 | Confirmed | 9,687 | Management | 2.2 | Approve Issue Manner and Issue Time | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 16-Mar-20 | 10-Mar-20 | Confirmed | 9,687 | Management | 2.3 | Approve Target Subscribers and Subscription Method | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 16-Mar-20 | 10-Mar-20 | Confirmed | 9,687 | Management | 2.4 | Approve Pricing Reference Date, Issue Price and Pricing Basis | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 16-Mar-20 | 10-Mar-20 | Confirmed | 9,687 | Management | 2.5 | Approve Issue Size | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 16-Mar-20 | 10-Mar-20 | Confirmed | 9,687 | Management | 2.6 | Approve Lock-up Period | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 16-Mar-20 | 10-Mar-20 | Confirmed | 9,687 | Management | 2.7 | Approve Amount and Use of Proceeds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 16-Mar-20 | 10-Mar-20 | Confirmed | 9,687 | Management | 2.8 | Approve Distribution Arrangement of Cumulative Earnings | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 16-Mar-20 | 10-Mar-20 | Confirmed | 9,687 | Management | 2.9 | Approve Resolution Validity Period | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 16-Mar-20 | 10-Mar-20 | Confirmed | 9,687 | Management | 2.10 | Approve Listing Location | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 16-Mar-20 | 10-Mar-20 | Confirmed | 9,687 | Management | 3 | Approve Plan on Private Placement of Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 16-Mar-20 | 10-Mar-20 | Confirmed | 9,687 | Management | 4 | Approve Demonstration Analysis Report in Connection to Private Placement | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 16-Mar-20 | 10-Mar-20 | Confirmed | 9,687 | Management | 5 | Approve Feasibility Analysis Report on the Use of Proceeds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 16-Mar-20 | 10-Mar-20 | Confirmed | 9,687 | Management | 6 | Approve Report on the Usage of Previously Raised Funds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 16-Mar-20 | 10-Mar-20 | Confirmed | 9,687 | Management | 7 | Approve Impact of Dilution of Current Returns and the Relevant Measures to be Taken | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 16-Mar-20 | 10-Mar-20 | Confirmed | 9,687 | Management | 8 | Approve Authorization of Board to Handle All Related Matters | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Special | 16-Mar-20 | 10-Mar-20 | Confirmed | 9,687 | Management | 9 | Approve Hedging Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hyundai Mobis Co., Ltd. | 012330 | South Korea | Y3849A109 | Annual | 18-Mar-20 | 31-Dec-19 | Confirmed | 373 | Management | 1 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hyundai Mobis Co., Ltd. | 012330 | South Korea | Y3849A109 | Annual | 18-Mar-20 | 31-Dec-19 | Confirmed | 373 | Management | 2 | Approve Appropriation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hyundai Mobis Co., Ltd. | 012330 | South Korea | Y3849A109 | Annual | 18-Mar-20 | 31-Dec-19 | Confirmed | 373 | Management | 3.1.1 | Elect Karl-Thomas Neumann as Outside Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hyundai Mobis Co., Ltd. | 012330 | South Korea | Y3849A109 | Annual | 18-Mar-20 | 31-Dec-19 | Confirmed | 373 | Management | 3.1.2 | Elect Jang Young-woo as Outside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hyundai Mobis Co., Ltd. | 012330 | South Korea | Y3849A109 | Annual | 18-Mar-20 | 31-Dec-19 | Confirmed | 373 | Management | 3.2 | Elect Chung Eui-sun as Inside Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hyundai Mobis Co., Ltd. | 012330 | South Korea | Y3849A109 | Annual | 18-Mar-20 | 31-Dec-19 | Confirmed | 373 | Management | 4.1 | Elect Karl-Thomas Neumann as a Member of Audit Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hyundai Mobis Co., Ltd. | 012330 | South Korea | Y3849A109 | Annual | 18-Mar-20 | 31-Dec-19 | Confirmed | 373 | Management | 4.2 | Elect Jang Young-woo as a Member of Audit Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hyundai Mobis Co., Ltd. | 012330 | South Korea | Y3849A109 | Annual | 18-Mar-20 | 31-Dec-19 | Confirmed | 373 | Management | 5 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electro-Mechanics Co., Ltd. | 009150 | South Korea | Y7470U102 | Annual | 18-Mar-20 | 31-Dec-19 | Confirmed | 1,632 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electro-Mechanics Co., Ltd. | 009150 | South Korea | Y7470U102 | Annual | 18-Mar-20 | 31-Dec-19 | Confirmed | 1,632 | Management | 2.1 | Elect Yoo Ji-beom as Outside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electro-Mechanics Co., Ltd. | 009150 | South Korea | Y7470U102 | Annual | 18-Mar-20 | 31-Dec-19 | Confirmed | 1,632 | Management | 2.2 | Elect Kim Joon-kyung as Outside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electro-Mechanics Co., Ltd. | 009150 | South Korea | Y7470U102 | Annual | 18-Mar-20 | 31-Dec-19 | Confirmed | 1,632 | Management | 2.3 | Elect Yuh Yoon-kyung as Outside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electro-Mechanics Co., Ltd. | 009150 | South Korea | Y7470U102 | Annual | 18-Mar-20 | 31-Dec-19 | Confirmed | 1,632 | Management | 2.4 | Elect Kyung Kye-hyun as Inside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electro-Mechanics Co., Ltd. | 009150 | South Korea | Y7470U102 | Annual | 18-Mar-20 | 31-Dec-19 | Confirmed | 1,632 | Management | 2.5 | Elect Kang Bong-yong as Inside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electro-Mechanics Co., Ltd. | 009150 | South Korea | Y7470U102 | Annual | 18-Mar-20 | 31-Dec-19 | Confirmed | 1,632 | Management | 3.1 | Elect Kim Joon-kyung as a Member of Audit Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electro-Mechanics Co., Ltd. | 009150 | South Korea | Y7470U102 | Annual | 18-Mar-20 | 31-Dec-19 | Confirmed | 1,632 | Management | 3.2 | Elect Yuh Yoon-kyung as a Member of Audit Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electro-Mechanics Co., Ltd. | 009150 | South Korea | Y7470U102 | Annual | 18-Mar-20 | 31-Dec-19 | Confirmed | 1,632 | Management | 4 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electro-Mechanics Co., Ltd. | 009150 | South Korea | Y7470U102 | Annual | 18-Mar-20 | 31-Dec-19 | Confirmed | 1,632 | Management | 5.1 | Amend Articles of Incorporation (Electronic Registration of Certificates) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electro-Mechanics Co., Ltd. | 009150 | South Korea | Y7470U102 | Annual | 18-Mar-20 | 31-Dec-19 | Confirmed | 1,632 | Management | 5.2 | Amend Articles of Incorporation (Method of Public Notice) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 18-Mar-20 | 31-Dec-19 | Confirmed | 25,219 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 18-Mar-20 | 31-Dec-19 | Confirmed | 25,219 | Management | 2.1 | Elect Han Jong-hee as Inside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 18-Mar-20 | 31-Dec-19 | Confirmed | 25,219 | Management | 2.2 | Elect Choi Yoon-ho as Inside Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Samsung Electronics Co., Ltd. | 005930 | South Korea | Y74718100 | Annual | 18-Mar-20 | 31-Dec-19 | Confirmed | 25,219 | Management | 3 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 1a | Approve Report of Audit and Corporate Practices Committees | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 1b | Approve CEO's Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 1c | Approve Board Opinion on CEO's Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 1d | Approve Board of Directors' Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 1e | Approve Report on Adherence to Fiscal Obligations | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 2 | Approve Consolidated Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 3 | Approve Allocation of Income and Dividends of MXN 1.79 Per Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 4 | Approve Report and Resolutions Re: Employee Stock Purchase Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 5 | Approve Report on Share Repurchase Reserves | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 6a1 | Elect or Ratify Enrique Ostale as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 6a2 | Elect or Ratify Richard Mayfield as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 6a3 | Elect or Ratify Christopher Nicholas as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 6a4 | Elect or Ratify Guilherme Loureiro as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 6a5 | Elect or Ratify Lori Flees as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 6a6 | Elect or Ratify Kirsten Evans as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 6a7 | Elect or Ratify Adolfo Cerezo as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 6a8 | Elect or Ratify Blanca Treviño as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 6a9 | Elect or Ratify Roberto Newell as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 6a10 | Elect or Ratify Ernesto Cervera as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 6a11 | Elect or Ratify Eric Perez Grovas as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 6b1 | Elect or Ratify Adolfo Cerezo as Chairman of Audit and Corporate Practices Committees | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 6b2 | Approve Discharge of Board of Directors and Officers | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 6b3 | Approve Directors and Officers Liability | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 6c1 | Approve Remuneration of Board Chairman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 6c2 | Approve Remuneration of Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 6c3 | Approve Remuneration of Chairman of Audit and Corporate Practices Committees | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 6c4 | Approve Remuneration of Member of Audit and Corporate Practices Committees | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Annual | 24-Mar-20 | 13-Mar-20 | Confirmed | 84,458 | Management | 7 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual | 26-Mar-20 | 25-Feb-20 | Confirmed | 46,924 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual | 26-Mar-20 | 25-Feb-20 | Confirmed | 46,924 | Management | 2 | Approve Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual | 26-Mar-20 | 25-Feb-20 | Confirmed | 46,924 | Management | 3 | Present Share Repurchase Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual | 26-Mar-20 | 25-Feb-20 | Confirmed | 46,924 | Management | 4 | Set Maximum Amount of Share Repurchase Reserve | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual | 26-Mar-20 | 25-Feb-20 | Confirmed | 46,924 | Management | 5A | Approve Reduction in Variable Portion of Capital via Cancellation of Repurchased Shares Which were Acquired Through Repurchase Program in 2019 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual | 26-Mar-20 | 25-Feb-20 | Confirmed | 46,924 | Management | 5B | Approve Reduction in Variable Portion of Capital via Cancellation of Treasury Shares Which Supported Convertible Bonds Issued in December 2009 and Matured in Nov. 2019 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual | 26-Mar-20 | 25-Feb-20 | Confirmed | 46,924 | Management | 5C | Approve Reduction in Variable Portion of Capital via Cancellation of Treasury Shares Which Supported Convertible Bonds Issued in May 2015 and Due in March 2020 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual | 26-Mar-20 | 25-Feb-20 | Confirmed | 46,924 | Management | 6 | Elect Directors, Chairman and Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance, and Sustainability Committees | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual | 26-Mar-20 | 25-Feb-20 | Confirmed | 46,924 | Management | 7 | Approve Remuneration of Directors and Members of Audit, Corporate Practices and Finance, and Sustainability Committees | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CEMEX SAB de CV | CEMEXCPO | Mexico | 151290889 | Annual | 26-Mar-20 | 25-Feb-20 | Confirmed | 46,924 | Management | 8 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 08-Apr-20 | Confirmed | 12,975 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 08-Apr-20 | Confirmed | 12,975 | Management | 2 | Approve Allocation of Income and Dividends | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 08-Apr-20 | Confirmed | 12,975 | Management | 3 | Approve Remuneration of Company's Management | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 08-Apr-20 | Confirmed | 12,975 | Management | 4 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 08-Apr-20 | Confirmed | 12,975 | Management | 5.1 | Elect Gilberto Lerio as Fiscal Council Member and Flavio Stamm as Alternate | For | Abstain | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 08-Apr-20 | Confirmed | 12,975 | Management | 5.2 | Elect Fernando Carvalho Braga as Fiscal Council Member and Paulo Sergio Buzaid Tohme as Alternate | For | Abstain | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 08-Apr-20 | Confirmed | 12,975 | Management | 5.3 | Elect Mario Antonio Luiz Correa as Fiscal Council Member and Vivian do Valle Souza Leao Mikui as Alternate | For | Abstain | Yes | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 08-Apr-20 | Confirmed | 12,975 | Share Holder | 6.1 | Elect Felipe Elias Ribeiro David as Fiscal Council Member and Marcello da Costa Silva as Alternate Appointed by Minority Shareholder | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 08-Apr-20 | Confirmed | 12,975 | Share Holder | 6.2 | Elect Robert Juenemann as Fiscal Council Member and Alessandra Eloy Gadelha as Alternate Appointed by Minority Shareholder | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 08-Apr-20 | Confirmed | 12,975 | Management | 7 | Approve Remuneration of Fiscal Council Members | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Annual | 08-Apr-20 | Confirmed | 12,975 | Management | 8 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 08-Apr-20 | Confirmed | 12,975 | Management | 1 | Amend Article 3 Re: Corporate Purpose | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 08-Apr-20 | Confirmed | 12,975 | Management | 2 | Amend Articles 7 and 8 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 08-Apr-20 | Confirmed | 12,975 | Management | 3 | Amend Articles 10 and 12 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 08-Apr-20 | Confirmed | 12,975 | Management | 4 | Amend Article 14 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 08-Apr-20 | Confirmed | 12,975 | Management | 5 | Consolidate Bylaws | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 08-Apr-20 | Confirmed | 12,975 | Management | 6 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Raia Drogasil SA | RADL3 | Brazil | P7942C102 | Special | 08-Apr-20 | Confirmed | 12,975 | Management | 7 | Amend Article 1 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Special | 09-Apr-20 | 24-Mar-20 | Confirmed | 88,350 | Management | 1 | Approve 2021 Logistics Services Framework Agreement, Proposed Annual Cap and Related Transactions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Special | 09-Apr-20 | 24-Mar-20 | Confirmed | 88,350 | Management | 2 | Approve 2021 Platform Services Framework Agreement, Proposed Annual Cap and Related Transactions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Special | 09-Apr-20 | 24-Mar-20 | Confirmed | 88,350 | Management | 3 | Approve 2021 Advertising Services Framework Agreement, Proposed Annual Cap and Related Transactions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Special | 09-Apr-20 | 24-Mar-20 | Confirmed | 88,350 | Management | 4 | Authorize the Board to Deal with All Related Matters | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Special | 09-Apr-20 | 24-Mar-20 | Confirmed | 88,350 | Management | 1a | Approve Share Purchase Agreement and Related Transactions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Special | 09-Apr-20 | 24-Mar-20 | Confirmed | 88,350 | Management | 1b | Authorize Board to Deal with All Matters in Relation to the Share Purchase Agreement | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Special | 09-Apr-20 | 24-Mar-20 | Confirmed | 88,350 | Management | 2a | Approve Grant of Specific Mandate to Issue Consideration Shares to Ali JK Nutritional Products Holding Limited in Accordance With the Terms of the Share Purchase Agreement | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Special | 09-Apr-20 | 24-Mar-20 | Confirmed | 88,350 | Management | 2b | Authorize Board to Deal with All Matters in Relation to the Grant of Specific Mandate to Issue Consideration Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Special | 09-Apr-20 | 24-Mar-20 | Confirmed | 88,350 | Management | 3a | Approve the Framework Technical Services Agreement, Non-Exempt Continuing Connected Transactions, Proposed Annual Caps and Related Transactions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Alibaba Health Information Technology Limited | 241 | Bermuda | G0171K101 | Special | 09-Apr-20 | 24-Mar-20 | Confirmed | 88,350 | Management | 3b | Authorize Board to Deal with All Matters in Relation to the Framework Technical Services Agreement, Non-Exempt Continuing Connected Transactions and Proposed Annual Caps | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 09-Apr-20 | 09-Mar-20 | Confirmed | 70,065 | Management | 1 | Approve 2019 Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 09-Apr-20 | 09-Mar-20 | Confirmed | 70,065 | Management | 2 | Approve 2019 Report of the Supervisory Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 09-Apr-20 | 09-Mar-20 | Confirmed | 70,065 | Management | 3 | Approve 2019 Annual Report and Its Summary | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 09-Apr-20 | 09-Mar-20 | Confirmed | 70,065 | Management | 4 | Approve 2019 Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 09-Apr-20 | 09-Mar-20 | Confirmed | 70,065 | Management | 5 | Approve 2019 Profit Distribution Plan and Distribution of Final Dividends | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 09-Apr-20 | 09-Mar-20 | Confirmed | 70,065 | Management | 6 | Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 09-Apr-20 | 09-Mar-20 | Confirmed | 70,065 | Management | 7 | Approve 2019 Performance Evaluation of Independent Non-Executive Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 09-Apr-20 | 09-Mar-20 | Confirmed | 70,065 | Management | 8 | Approve Issuance of Debt Financing Instruments | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 09-Apr-20 | 09-Mar-20 | Confirmed | 70,065 | Management | 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 09-Apr-20 | 09-Mar-20 | Confirmed | 70,065 | Management | 10 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Insurance (Group) Company of China, Ltd. | 2318 | China | Y69790106 | Annual | 09-Apr-20 | 09-Mar-20 | Confirmed | 70,065 | Share Holder | 11 | Elect Lu Min as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 09-Apr-20 | 10-Mar-20 | Confirmed | 227,597 | Management | 1 | Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 09-Apr-20 | 10-Mar-20 | Confirmed | 227,597 | Management | 2 | Approve Allocation of Income and Dividends | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 09-Apr-20 | 10-Mar-20 | Confirmed | 227,597 | Management | 3 | Approve Changes in Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 09-Apr-20 | 10-Mar-20 | Confirmed | 227,597 | Management | 4 | Approve Remuneration and Tantiem of Directors and Commissioners | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 09-Apr-20 | 10-Mar-20 | Confirmed | 227,597 | Management | 5 | Approve Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 09-Apr-20 | 10-Mar-20 | Confirmed | 227,597 | Management | 6 | Approve Payment of Interim Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | PT Bank Central Asia Tbk | BBCA | Indonesia | Y7123P138 | Annual | 09-Apr-20 | 10-Mar-20 | Confirmed | 227,597 | Management | 7 | Approve Updates in the Company's Recovery Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 14-Apr-20 | 13-Mar-20 | Confirmed | 93,873 | Management | 1 | Approve Plan on the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 14-Apr-20 | 13-Mar-20 | Confirmed | 93,873 | Management | 2 | Authorize Board to Deal with All Matters in Relation to the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 14-Apr-20 | 13-Mar-20 | Confirmed | 93,873 | Management | 3 | Approve Use of Proceeds from the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 14-Apr-20 | 13-Mar-20 | Confirmed | 93,873 | Management | 4 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 14-Apr-20 | 13-Mar-20 | Confirmed | 93,873 | Management | 5 | Approve Dilution of Immediate Returns Resulting from the Initial Public Offering of RMB Ordinary Shares (A Shares) and the Remedial Measures | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 14-Apr-20 | 13-Mar-20 | Confirmed | 93,873 | Management | 6 | Approve Price Stabilization Plan of A Shares within Three Years Following the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 14-Apr-20 | 13-Mar-20 | Confirmed | 93,873 | Management | 7 | Approve Undertakings on the Information Disclosure in the Prospectus in Connection with the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 14-Apr-20 | 13-Mar-20 | Confirmed | 93,873 | Management | 8 | Approve Plan for Shareholders' Return within Three Years Following the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 14-Apr-20 | 13-Mar-20 | Confirmed | 93,873 | Management | 9 | Approve Report on the Use of Previously Raised Proceeds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 14-Apr-20 | 13-Mar-20 | Confirmed | 93,873 | Management | 10 | Approve Directors' Remuneration Package | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 14-Apr-20 | 13-Mar-20 | Confirmed | 93,873 | Management | 11 | Approve Supervisors' Remuneration Package | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 14-Apr-20 | 13-Mar-20 | Confirmed | 93,873 | Management | 12 | Approve Purchase of Liability Insurance for the A Shares Prospectus | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 14-Apr-20 | 13-Mar-20 | Confirmed | 93,873 | Management | 13 | Amend Rules and Procedures Regarding General Meetings of Shareholders | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 14-Apr-20 | 13-Mar-20 | Confirmed | 93,873 | Management | 14 | Amend Rules and Procedures Regarding Meetings of Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 14-Apr-20 | 13-Mar-20 | Confirmed | 93,873 | Management | 15 | Amend Rules and Procedures Regarding Meetings of Supervisory Committee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 14-Apr-20 | 13-Mar-20 | Confirmed | 93,873 | Management | 1 | Approve Plan on the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 14-Apr-20 | 13-Mar-20 | Confirmed | 93,873 | Management | 2 | Authorize Board to Deal with All Matters in Relation to the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 14-Apr-20 | 13-Mar-20 | Confirmed | 93,873 | Management | 3 | Approve Use of Proceeds from the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 14-Apr-20 | 13-Mar-20 | Confirmed | 93,873 | Management | 4 | Approve Dilution of Immediate Returns Resulting from the Initial Public Offering of RMB Ordinary Shares (A Shares) and the Remedial Measures | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 14-Apr-20 | 13-Mar-20 | Confirmed | 93,873 | Management | 5 | Approve Price Stabilization Plan of A Shares within Three Years Following the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 14-Apr-20 | 13-Mar-20 | Confirmed | 93,873 | Management | 6 | Approve Undertakings on the Information Disclosure in the Prospectus in Connection with the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Capital Corporation Limited | 3908 | China | Y1R99Y109 | Special | 14-Apr-20 | 13-Mar-20 | Confirmed | 93,873 | Management | 7 | Approve Report on the Use of Previously Raised Proceeds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Annual | 16-Apr-20 | 10-Apr-20 | Confirmed | 9,831 | Management | 1 | Approve Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Annual | 16-Apr-20 | 10-Apr-20 | Confirmed | 9,831 | Management | 2 | Approve Report of the Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Annual | 16-Apr-20 | 10-Apr-20 | Confirmed | 9,831 | Management | 3 | Approve Annual Report and Summary | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Annual | 16-Apr-20 | 10-Apr-20 | Confirmed | 9,831 | Management | 4 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Annual | 16-Apr-20 | 10-Apr-20 | Confirmed | 9,831 | Management | 5 | Approve Financial Budget Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Annual | 16-Apr-20 | 10-Apr-20 | Confirmed | 9,831 | Management | 6 | Approve Profit Distribution and Capitalization of Capital Reserves | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Annual | 16-Apr-20 | 10-Apr-20 | Confirmed | 9,831 | Management | 7 | Approve Remuneration of Director and Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Annual | 16-Apr-20 | 10-Apr-20 | Confirmed | 9,831 | Management | 8 | Approve to Appoint Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Annual | 16-Apr-20 | 10-Apr-20 | Confirmed | 9,831 | Management | 9 | Approve Use of Idle Funds for Entrusted Asset Management | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Foshan Haitian Flavouring & Food Co., Ltd. | 603288 | China | Y23840104 | Annual | 16-Apr-20 | 10-Apr-20 | Confirmed | 9,831 | Management | 10 | Approve Amendments to Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Jiangsu Hengrui Medicine Co., Ltd. | 600276 | China | Y4446S105 | Annual | 16-Apr-20 | 08-Apr-20 | Confirmed | 31,802 | Management | 1 | Approve Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Jiangsu Hengrui Medicine Co., Ltd. | 600276 | China | Y4446S105 | Annual | 16-Apr-20 | 08-Apr-20 | Confirmed | 31,802 | Management | 2 | Approve Report of the Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Jiangsu Hengrui Medicine Co., Ltd. | 600276 | China | Y4446S105 | Annual | 16-Apr-20 | 08-Apr-20 | Confirmed | 31,802 | Management | 3 | Approve Annual Report and Summary | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Jiangsu Hengrui Medicine Co., Ltd. | 600276 | China | Y4446S105 | Annual | 16-Apr-20 | 08-Apr-20 | Confirmed | 31,802 | Management | 4 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Jiangsu Hengrui Medicine Co., Ltd. | 600276 | China | Y4446S105 | Annual | 16-Apr-20 | 08-Apr-20 | Confirmed | 31,802 | Management | 5 | Approve Allocation of Income and Dividends | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Jiangsu Hengrui Medicine Co., Ltd. | 600276 | China | Y4446S105 | Annual | 16-Apr-20 | 08-Apr-20 | Confirmed | 31,802 | Management | 6 | Approve Appointment of Auditor and Internal Control Auditor as well as Fix Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Jiangsu Hengrui Medicine Co., Ltd. | 600276 | China | Y4446S105 | Annual | 16-Apr-20 | 08-Apr-20 | Confirmed | 31,802 | Management | 7 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Jiangsu Hengrui Medicine Co., Ltd. | 600276 | China | Y4446S105 | Annual | 16-Apr-20 | 08-Apr-20 | Confirmed | 31,802 | Management | 8 | Approve Remuneration of Independent Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yonyou Network Technology Co., Ltd. | 600588 | China | Y9042R104 | Annual | 20-Apr-20 | 13-Apr-20 | Confirmed | 57,100 | Management | 1 | Approve Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yonyou Network Technology Co., Ltd. | 600588 | China | Y9042R104 | Annual | 20-Apr-20 | 13-Apr-20 | Confirmed | 57,100 | Management | 2 | Approve Report of the Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yonyou Network Technology Co., Ltd. | 600588 | China | Y9042R104 | Annual | 20-Apr-20 | 13-Apr-20 | Confirmed | 57,100 | Management | 3 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yonyou Network Technology Co., Ltd. | 600588 | China | Y9042R104 | Annual | 20-Apr-20 | 13-Apr-20 | Confirmed | 57,100 | Management | 4 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yonyou Network Technology Co., Ltd. | 600588 | China | Y9042R104 | Annual | 20-Apr-20 | 13-Apr-20 | Confirmed | 57,100 | Management | 5 | Approve Cash Dividend Distribution from Capital Reserve | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yonyou Network Technology Co., Ltd. | 600588 | China | Y9042R104 | Annual | 20-Apr-20 | 13-Apr-20 | Confirmed | 57,100 | Management | 6 | Approve Annual Report and Summary | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yonyou Network Technology Co., Ltd. | 600588 | China | Y9042R104 | Annual | 20-Apr-20 | 13-Apr-20 | Confirmed | 57,100 | Management | 7 | Approve to Appoint Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yonyou Network Technology Co., Ltd. | 600588 | China | Y9042R104 | Annual | 20-Apr-20 | 13-Apr-20 | Confirmed | 57,100 | Management | 8 | Approve Appointment of Internal Control Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yonyou Network Technology Co., Ltd. | 600588 | China | Y9042R104 | Annual | 20-Apr-20 | 13-Apr-20 | Confirmed | 57,100 | Management | 9 | Approve 2019 Remuneration of Directors and 2020 Remuneration Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yonyou Network Technology Co., Ltd. | 600588 | China | Y9042R104 | Annual | 20-Apr-20 | 13-Apr-20 | Confirmed | 57,100 | Management | 10 | Approve 2019 Remuneration of Supervisors and 2020 Remuneration Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yonyou Network Technology Co., Ltd. | 600588 | China | Y9042R104 | Annual | 20-Apr-20 | 13-Apr-20 | Confirmed | 57,100 | Management | 11 | Approve Change in Registered Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yonyou Network Technology Co., Ltd. | 600588 | China | Y9042R104 | Annual | 20-Apr-20 | 13-Apr-20 | Confirmed | 57,100 | Management | 12 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yonyou Network Technology Co., Ltd. | 600588 | China | Y9042R104 | Annual | 20-Apr-20 | 13-Apr-20 | Confirmed | 57,100 | Management | 13.1 | Elect Wang Wenjing as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yonyou Network Technology Co., Ltd. | 600588 | China | Y9042R104 | Annual | 20-Apr-20 | 13-Apr-20 | Confirmed | 57,100 | Management | 13.2 | Elect Guo Xinping as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yonyou Network Technology Co., Ltd. | 600588 | China | Y9042R104 | Annual | 20-Apr-20 | 13-Apr-20 | Confirmed | 57,100 | Management | 13.3 | Elect Wu Zhengping as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yonyou Network Technology Co., Ltd. | 600588 | China | Y9042R104 | Annual | 20-Apr-20 | 13-Apr-20 | Confirmed | 57,100 | Management | 13.4 | Elect Chen Qiangbing as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yonyou Network Technology Co., Ltd. | 600588 | China | Y9042R104 | Annual | 20-Apr-20 | 13-Apr-20 | Confirmed | 57,100 | Management | 14.1 | Elect Zhang Weiguo as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yonyou Network Technology Co., Ltd. | 600588 | China | Y9042R104 | Annual | 20-Apr-20 | 13-Apr-20 | Confirmed | 57,100 | Management | 14.2 | Elect Zhou Jian as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yonyou Network Technology Co., Ltd. | 600588 | China | Y9042R104 | Annual | 20-Apr-20 | 13-Apr-20 | Confirmed | 57,100 | Management | 14.3 | Elect Wang Feng as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yonyou Network Technology Co., Ltd. | 600588 | China | Y9042R104 | Annual | 20-Apr-20 | 13-Apr-20 | Confirmed | 57,100 | Share Holder | 15.1 | Elect Zhang Ke as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yonyou Network Technology Co., Ltd. | 600588 | China | Y9042R104 | Annual | 20-Apr-20 | 13-Apr-20 | Confirmed | 57,100 | Share Holder | 15.2 | Elect Gao Zhiyong as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Company Limited | 1833 | Cayman Islands | G71139102 | Annual | 21-Apr-20 | 15-Apr-20 | Confirmed | 21,727 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Company Limited | 1833 | Cayman Islands | G71139102 | Annual | 21-Apr-20 | 15-Apr-20 | Confirmed | 21,727 | Management | 2a1 | Elect Wang Tao as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Company Limited | 1833 | Cayman Islands | G71139102 | Annual | 21-Apr-20 | 15-Apr-20 | Confirmed | 21,727 | Management | 2a2 | Elect Tan Sin Yin as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Company Limited | 1833 | Cayman Islands | G71139102 | Annual | 21-Apr-20 | 15-Apr-20 | Confirmed | 21,727 | Management | 2a3 | Elect Lin Lijun as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Company Limited | 1833 | Cayman Islands | G71139102 | Annual | 21-Apr-20 | 15-Apr-20 | Confirmed | 21,727 | Management | 2a4 | Elect Pan Zhongwu as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Company Limited | 1833 | Cayman Islands | G71139102 | Annual | 21-Apr-20 | 15-Apr-20 | Confirmed | 21,727 | Management | 2a5 | Elect Tang Yunwei as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Company Limited | 1833 | Cayman Islands | G71139102 | Annual | 21-Apr-20 | 15-Apr-20 | Confirmed | 21,727 | Management | 2a6 | Elect Guo Tianyong as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Company Limited | 1833 | Cayman Islands | G71139102 | Annual | 21-Apr-20 | 15-Apr-20 | Confirmed | 21,727 | Management | 2b | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Company Limited | 1833 | Cayman Islands | G71139102 | Annual | 21-Apr-20 | 15-Apr-20 | Confirmed | 21,727 | Management | 3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Company Limited | 1833 | Cayman Islands | G71139102 | Annual | 21-Apr-20 | 15-Apr-20 | Confirmed | 21,727 | Management | 4A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Company Limited | 1833 | Cayman Islands | G71139102 | Annual | 21-Apr-20 | 15-Apr-20 | Confirmed | 21,727 | Management | 4B | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Ping An Healthcare & Technology Company Limited | 1833 | Cayman Islands | G71139102 | Annual | 21-Apr-20 | 15-Apr-20 | Confirmed | 21,727 | Management | 4C | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 1 | Open Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 2 | Discuss the Company's Business, Financial Situation and Sustainability | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 3.a | Approve Remuneration Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 3.b | Adopt Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 3.c | Receive Clarification on Company's Reserves and Dividend Policy | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 3.d | Approve Dividends of EUR 2.40 Per Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 4.a | Approve Discharge of Management Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 4.b | Approve Discharge of Supervisory Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 5 | Approve Number of Shares for Management Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 6 | Approve Certain Adjustments to the Remuneration Policy for Management Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 7 | Approve Remuneration Policy for Supervisory Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 8.a | Announce Vacancies on the Supervisory Board | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 8.b | Opportunity to Make Recommendations | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 8.c | Announce Intention to Reappoint A.P. Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 8.d | Reelect A.P. (Annet) Aris to Supervisory Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 8.e | Elect D.M. (Mark) Durcan to Supervisory Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 8.f | Elect D.W.A. (Warren) East to Supervisory Board | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 8.g | Receive Information on the Composition of the Supervisory Board | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 9 | Ratify KPMG as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 10.a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 10.b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.a | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 10.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 10.d | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.c | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 11.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 11.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 12 | Authorize Cancellation of Repurchased Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 13 | Other Business (Non-Voting) | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | ASML Holding NV | ASML | Netherlands | N07059202 | Annual | 22-Apr-20 | 25-Mar-20 | Confirmed | 1,409 | Management | 14 | Close Meeting | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 24-Apr-20 | 31-Mar-20 | Confirmed | 1,465 | Management | 1.1 | Approve Annual Report and Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 24-Apr-20 | 31-Mar-20 | Confirmed | 1,465 | Management | 1.2 | Approve Dividends of RUB 18.10 per Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 24-Apr-20 | 31-Mar-20 | Confirmed | 1,465 | Management | 2.1 | Elect Andrei Akimov as Director | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 24-Apr-20 | 31-Mar-20 | Confirmed | 1,465 | Management | 2.2 | Elect Arnaud Le Foll as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 24-Apr-20 | 31-Mar-20 | Confirmed | 1,465 | Management | 2.3 | Elect Michael Borrell as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 24-Apr-20 | 31-Mar-20 | Confirmed | 1,465 | Management | 2.4 | Elect Robert Castaigne as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 24-Apr-20 | 31-Mar-20 | Confirmed | 1,465 | Management | 2.5 | Elect Tatiana Mitrova as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 24-Apr-20 | 31-Mar-20 | Confirmed | 1,465 | Management | 2.6 | Elect Leonid Mikhelson as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 24-Apr-20 | 31-Mar-20 | Confirmed | 1,465 | Management | 2.7 | Elect Aleksandr Natalenko as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 24-Apr-20 | 31-Mar-20 | Confirmed | 1,465 | Management | 2.8 | Elect Viktor Orlov as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 24-Apr-20 | 31-Mar-20 | Confirmed | 1,465 | Management | 2.9 | Elect Gennadii Timchenko as Director | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 24-Apr-20 | 31-Mar-20 | Confirmed | 1,465 | Management | 3.1 | Elect Olga Beliaeva as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 24-Apr-20 | 31-Mar-20 | Confirmed | 1,465 | Management | 3.2 | Elect Anna Merzliakova as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 24-Apr-20 | 31-Mar-20 | Confirmed | 1,465 | Management | 3.3 | Elect Igor Riaskov as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 24-Apr-20 | 31-Mar-20 | Confirmed | 1,465 | Management | 3.4 | Elect Nikolai Shulikin as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 24-Apr-20 | 31-Mar-20 | Confirmed | 1,465 | Management | 4 | Ratify PricewaterhouseCoopers as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 24-Apr-20 | 31-Mar-20 | Confirmed | 1,465 | Management | 5 | Approve Remuneration of Directors | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NOVATEK JSC | NVTK | Russia | 669888109 | Annual | 24-Apr-20 | 31-Mar-20 | Confirmed | 1,465 | Management | 6 | Approve Remuneration of Members of Audit Commission | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 2 | Approve Allocation of Income and Dividends | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 3 | Fix Number of Directors at Eight | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 4 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 5.1 | Elect Jose Gallo as Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 5.2 | Elect Osvaldo Burgos Schirmer as Independent Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 5.3 | Elect Carlos Fernando Couto de Oliveira Souto as Independent Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 5.4 | Elect Fabio de Barros Pinheiro as Independent Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 5.5 | Elect Thomas Bier Herrmann as Independent Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 5.6 | Elect Juliana Rozenbaum Munemori as Independent Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 5.7 | Elect Christiane Almeida Edington as Independent Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 5.8 | Elect Alexandre Vartuli Gouvea as Independent Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 6 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 7.1 | Percentage of Votes to Be Assigned - Elect Jose Gallo as Director | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 7.2 | Percentage of Votes to Be Assigned - Elect Osvaldo Burgos Schirmer as Independent Director | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 7.3 | Percentage of Votes to Be Assigned - Elect Carlos Fernando Couto de Oliveira Souto as Independent Director | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 7.4 | Percentage of Votes to Be Assigned - Elect Fabio de Barros Pinheiro as Independent Director | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 7.5 | Percentage of Votes to Be Assigned - Elect Thomas Bier Herrmann as Independent Director | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 7.6 | Percentage of Votes to Be Assigned - Elect Juliana Rozenbaum Munemori as Independent Director | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 7.7 | Percentage of Votes to Be Assigned - Elect Christiane Almeida Edington as Independent Director | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 7.8 | Percentage of Votes to Be Assigned - Elect Alexandre Vartuli Gouvea as Independent Director | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 8 | As a Shareholder, Would You like to Request the Election of a Board Representative in Accordance with Article 17 of the Company's Bylaws? | None | Abstain | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 9 | Approve Remuneration of Company's Management | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 10 | Fix Number of Fiscal Council Members at Three | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 11.1 | Elect Joarez Jose Piccinini as Fiscal Council Member and Roberto Zeller Branchi as Alternate | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 11.2 | Elect Ricardo Zaffari Grechi as Fiscal Council Member and Roberto Frota Decourt as Alternate | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 11.3 | Elect Estela Maris Vieira de Souza as Fiscal Council Member and Isabel Cristina Bittencourt Santiago as Alternate | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Lojas Renner SA | LREN3 | Brazil | P6332C102 | Annual | 29-Apr-20 | Confirmed | 24,250 | Management | 12 | Approve Remuneration of Fiscal Council Members | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | B3 SA-Brasil, Bolsa, Balcao | B3SA3 | Brazil | ADPV40583 | Annual | 30-Apr-20 | Confirmed | 44,015 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | B3 SA-Brasil, Bolsa, Balcao | B3SA3 | Brazil | ADPV40583 | Annual | 30-Apr-20 | Confirmed | 44,015 | Management | 2 | Approve Allocation of Income and Dividends | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | B3 SA-Brasil, Bolsa, Balcao | B3SA3 | Brazil | ADPV40583 | Annual | 30-Apr-20 | Confirmed | 44,015 | Management | 3 | Approve Remuneration of Company's Management | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | B3 SA-Brasil, Bolsa, Balcao | B3SA3 | Brazil | ADPV40583 | Annual | 30-Apr-20 | Confirmed | 44,015 | Management | 4 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | None | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | B3 SA-Brasil, Bolsa, Balcao | B3SA3 | Brazil | ADPV40583 | Annual | 30-Apr-20 | Confirmed | 44,015 | Management | 5 | Elect Fiscal Council Members | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | B3 SA-Brasil, Bolsa, Balcao | B3SA3 | Brazil | ADPV40583 | Annual | 30-Apr-20 | Confirmed | 44,015 | Management | 6 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | None | Against | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | B3 SA-Brasil, Bolsa, Balcao | B3SA3 | Brazil | ADPV40583 | Annual | 30-Apr-20 | Confirmed | 44,015 | Management | 7 | Approve Remuneration of Fiscal Council Members | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | B3 SA-Brasil, Bolsa, Balcao | B3SA3 | Brazil | ADPV40583 | Special | 30-Apr-20 | Confirmed | 44,015 | Management | 1 | Amend Articles to Reflect Changes in Capital | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | B3 SA-Brasil, Bolsa, Balcao | B3SA3 | Brazil | ADPV40583 | Special | 30-Apr-20 | Confirmed | 44,015 | Management | 2 | Amend Corporate Purpose | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | B3 SA-Brasil, Bolsa, Balcao | B3SA3 | Brazil | ADPV40583 | Special | 30-Apr-20 | Confirmed | 44,015 | Management | 3 | Amend Article | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | B3 SA-Brasil, Bolsa, Balcao | B3SA3 | Brazil | ADPV40583 | Special | 30-Apr-20 | Confirmed | 44,015 | Management | 4 | Remove Transitory Disposition in Article 79 | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | B3 SA-Brasil, Bolsa, Balcao | B3SA3 | Brazil | ADPV40583 | Special | 30-Apr-20 | Confirmed | 44,015 | Management | 5 | Approve Renumbering of Articles | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | B3 SA-Brasil, Bolsa, Balcao | B3SA3 | Brazil | ADPV40583 | Special | 30-Apr-20 | Confirmed | 44,015 | Management | 6 | Consolidate Bylaws | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Fibra Uno Administracion SA de CV | FUNO11 | Mexico | P3515D163 | Annual | 30-Apr-20 | 22-Apr-20 | Confirmed | 177,825 | Management | 1.i | Accept Reports of Audit, Corporate Practices, Nominating and Remuneration Committees | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Fibra Uno Administracion SA de CV | FUNO11 | Mexico | P3515D163 | Annual | 30-Apr-20 | 22-Apr-20 | Confirmed | 177,825 | Management | 1.ii | Accept Technical Committee Report on Compliance in Accordance to Article 172 of General Mercantile Companies Law | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Fibra Uno Administracion SA de CV | FUNO11 | Mexico | P3515D163 | Annual | 30-Apr-20 | 22-Apr-20 | Confirmed | 177,825 | Management | 1.iii | Accept Report of Trust Managers in Accordance to Article 44-XI of Securities Market Law, Including Technical Committee's Opinion on that Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Fibra Uno Administracion SA de CV | FUNO11 | Mexico | P3515D163 | Annual | 30-Apr-20 | 22-Apr-20 | Confirmed | 177,825 | Management | 1.iv | Accept Technical Committee Report on Operations and Activities Undertaken | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Fibra Uno Administracion SA de CV | FUNO11 | Mexico | P3515D163 | Annual | 30-Apr-20 | 22-Apr-20 | Confirmed | 177,825 | Management | 2 | Approve Financial Statements and Allocation of Income | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Fibra Uno Administracion SA de CV | FUNO11 | Mexico | P3515D163 | Annual | 30-Apr-20 | 22-Apr-20 | Confirmed | 177,825 | Management | 3.a | Elect or Ratify Ignacio Trigueros Legarreta as Member of Technical Committee (Proposed by Nominations and Compensations Committee) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Fibra Uno Administracion SA de CV | FUNO11 | Mexico | P3515D163 | Annual | 30-Apr-20 | 22-Apr-20 | Confirmed | 177,825 | Management | 3.b | Elect or Ratify Antonio Hugo Franck Cabrera as Member of Technical Committee (Proposed by Nominations and Compensations Committee) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Fibra Uno Administracion SA de CV | FUNO11 | Mexico | P3515D163 | Annual | 30-Apr-20 | 22-Apr-20 | Confirmed | 177,825 | Management | 3.c | Elect or Ratify Ruben Goldberg Javkin as Member of Technical Committee (Proposed by Nominations and Compensations Committee) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Fibra Uno Administracion SA de CV | FUNO11 | Mexico | P3515D163 | Annual | 30-Apr-20 | 22-Apr-20 | Confirmed | 177,825 | Management | 3.d | Elect or Ratify Herminio Blanco Mendoza as Member of Technical Committee (Proposed by Nominations and Compensations Committee) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Fibra Uno Administracion SA de CV | FUNO11 | Mexico | P3515D163 | Annual | 30-Apr-20 | 22-Apr-20 | Confirmed | 177,825 | Management | 3.e | Elect or Ratify Alberto Felipe Mulas Alonso as Member of Technical Committee (Proposed by Nominations and Compensations Committee) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Fibra Uno Administracion SA de CV | FUNO11 | Mexico | P3515D163 | Annual | 30-Apr-20 | 22-Apr-20 | Confirmed | 177,825 | Management | 4 | Elect or Ratify Members, Alternates and Secretary (Non-Member) of Technical Committee; Verify Independence Classification | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Fibra Uno Administracion SA de CV | FUNO11 | Mexico | P3515D163 | Annual | 30-Apr-20 | 22-Apr-20 | Confirmed | 177,825 | Management | 5 | Approve Remuneration of Technical Committee Members | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Fibra Uno Administracion SA de CV | FUNO11 | Mexico | P3515D163 | Annual | 30-Apr-20 | 22-Apr-20 | Confirmed | 177,825 | Management | 6 | Appoint Legal Representatives | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Fibra Uno Administracion SA de CV | FUNO11 | Mexico | P3515D163 | Annual | 30-Apr-20 | 22-Apr-20 | Confirmed | 177,825 | Management | 7 | Approve Minutes of Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Network International Holdings Plc | NETW | United Kingdom | G6457T104 | Annual | 30-Apr-20 | 28-Apr-20 | Confirmed | 13,855 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Network International Holdings Plc | NETW | United Kingdom | G6457T104 | Annual | 30-Apr-20 | 28-Apr-20 | Confirmed | 13,855 | Management | 2 | Approve Remuneration Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Network International Holdings Plc | NETW | United Kingdom | G6457T104 | Annual | 30-Apr-20 | 28-Apr-20 | Confirmed | 13,855 | Management | 3 | Approve Remuneration Policy | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Network International Holdings Plc | NETW | United Kingdom | G6457T104 | Annual | 30-Apr-20 | 28-Apr-20 | Confirmed | 13,855 | Management | 4 | Elect Rohinton Kalifa as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Network International Holdings Plc | NETW | United Kingdom | G6457T104 | Annual | 30-Apr-20 | 28-Apr-20 | Confirmed | 13,855 | Management | 5 | Elect Simon Haslam as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Network International Holdings Plc | NETW | United Kingdom | G6457T104 | Annual | 30-Apr-20 | 28-Apr-20 | Confirmed | 13,855 | Management | 6 | Elect Darren Pope as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Network International Holdings Plc | NETW | United Kingdom | G6457T104 | Annual | 30-Apr-20 | 28-Apr-20 | Confirmed | 13,855 | Management | 7 | Elect Victoria Hull as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Network International Holdings Plc | NETW | United Kingdom | G6457T104 | Annual | 30-Apr-20 | 28-Apr-20 | Confirmed | 13,855 | Management | 8 | Elect Habib Al Mulla as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Network International Holdings Plc | NETW | United Kingdom | G6457T104 | Annual | 30-Apr-20 | 28-Apr-20 | Confirmed | 13,855 | Management | 9 | Elect Suryanarayan Subramanian as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Network International Holdings Plc | NETW | United Kingdom | G6457T104 | Annual | 30-Apr-20 | 28-Apr-20 | Confirmed | 13,855 | Management | 10 | Elect Ali Mazanderani as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Network International Holdings Plc | NETW | United Kingdom | G6457T104 | Annual | 30-Apr-20 | 28-Apr-20 | Confirmed | 13,855 | Management | 11 | Elect Anil Dua as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Network International Holdings Plc | NETW | United Kingdom | G6457T104 | Annual | 30-Apr-20 | 28-Apr-20 | Confirmed | 13,855 | Management | 12 | Appoint KPMG LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Network International Holdings Plc | NETW | United Kingdom | G6457T104 | Annual | 30-Apr-20 | 28-Apr-20 | Confirmed | 13,855 | Management | 13 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Network International Holdings Plc | NETW | United Kingdom | G6457T104 | Annual | 30-Apr-20 | 28-Apr-20 | Confirmed | 13,855 | Management | 14 | Authorise EU Political Donations and Expenditure | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Network International Holdings Plc | NETW | United Kingdom | G6457T104 | Annual | 30-Apr-20 | 28-Apr-20 | Confirmed | 13,855 | Management | 15 | Authorise Issue of Equity | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Network International Holdings Plc | NETW | United Kingdom | G6457T104 | Annual | 30-Apr-20 | 28-Apr-20 | Confirmed | 13,855 | Management | 16 | Authorise Issue of Equity without Pre-emptive Rights | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Network International Holdings Plc | NETW | United Kingdom | G6457T104 | Annual | 30-Apr-20 | 28-Apr-20 | Confirmed | 13,855 | Management | 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Network International Holdings Plc | NETW | United Kingdom | G6457T104 | Annual | 30-Apr-20 | 28-Apr-20 | Confirmed | 13,855 | Management | 18 | Authorise Market Purchase of Ordinary Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Network International Holdings Plc | NETW | United Kingdom | G6457T104 | Annual | 30-Apr-20 | 28-Apr-20 | Confirmed | 13,855 | Management | 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Network International Holdings Plc | NETW | United Kingdom | G6457T104 | Annual | 30-Apr-20 | 28-Apr-20 | Confirmed | 13,855 | Management | 20 | Amend Terms of the Management Incentive Award Plan and IPO Cash Bonus | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Network International Holdings Plc | NETW | United Kingdom | G6457T104 | Annual | 30-Apr-20 | 28-Apr-20 | Confirmed | 13,855 | Management | 21 | Amend Long Term Incentive Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Barrick Gold Corporation | ABX | Canada | 067901108 | Annual | 05-May-20 | 06-Mar-20 | Confirmed | 7,464 | Management | 1.1 | Elect Director D. Mark Bristow | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Barrick Gold Corporation | ABX | Canada | 067901108 | Annual | 05-May-20 | 06-Mar-20 | Confirmed | 7,464 | Management | 1.2 | Elect Director Gustavo A. Cisneros | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Barrick Gold Corporation | ABX | Canada | 067901108 | Annual | 05-May-20 | 06-Mar-20 | Confirmed | 7,464 | Management | 1.3 | Elect Director Christopher L. Coleman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Barrick Gold Corporation | ABX | Canada | 067901108 | Annual | 05-May-20 | 06-Mar-20 | Confirmed | 7,464 | Management | 1.4 | Elect Director J. Michael Evans | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Barrick Gold Corporation | ABX | Canada | 067901108 | Annual | 05-May-20 | 06-Mar-20 | Confirmed | 7,464 | Management | 1.5 | Elect Director Brian L. Greenspun | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Barrick Gold Corporation | ABX | Canada | 067901108 | Annual | 05-May-20 | 06-Mar-20 | Confirmed | 7,464 | Management | 1.6 | Elect Director J. Brett Harvey | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Barrick Gold Corporation | ABX | Canada | 067901108 | Annual | 05-May-20 | 06-Mar-20 | Confirmed | 7,464 | Management | 1.7 | Elect Director Andrew J. Quinn | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Barrick Gold Corporation | ABX | Canada | 067901108 | Annual | 05-May-20 | 06-Mar-20 | Confirmed | 7,464 | Management | 1.8 | Elect Director M. Loreto Silva | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Barrick Gold Corporation | ABX | Canada | 067901108 | Annual | 05-May-20 | 06-Mar-20 | Confirmed | 7,464 | Management | 1.9 | Elect Director John L. Thornton | For | Withhold | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Barrick Gold Corporation | ABX | Canada | 067901108 | Annual | 05-May-20 | 06-Mar-20 | Confirmed | 7,464 | Management | 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Barrick Gold Corporation | ABX | Canada | 067901108 | Annual | 05-May-20 | 06-Mar-20 | Confirmed | 7,464 | Management | 3 | Advisory Vote on Executive Compensation Approach | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CME Group Inc. | CME | USA | 12572Q105 | Annual | 06-May-20 | 09-Mar-20 | Confirmed | 1,558 | Management | 1a | Elect Director Terrence A. Duffy | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CME Group Inc. | CME | USA | 12572Q105 | Annual | 06-May-20 | 09-Mar-20 | Confirmed | 1,558 | Management | 1b | Elect Director Timothy S. Bitsberger | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CME Group Inc. | CME | USA | 12572Q105 | Annual | 06-May-20 | 09-Mar-20 | Confirmed | 1,558 | Management | 1c | Elect Director Charles P. Carey | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CME Group Inc. | CME | USA | 12572Q105 | Annual | 06-May-20 | 09-Mar-20 | Confirmed | 1,558 | Management | 1d | Elect Director Dennis H. Chookaszian | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CME Group Inc. | CME | USA | 12572Q105 | Annual | 06-May-20 | 09-Mar-20 | Confirmed | 1,558 | Management | 1e | Elect Director Bryan T. Durkin | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CME Group Inc. | CME | USA | 12572Q105 | Annual | 06-May-20 | 09-Mar-20 | Confirmed | 1,558 | Management | 1f | Elect Director Ana Dutra | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CME Group Inc. | CME | USA | 12572Q105 | Annual | 06-May-20 | 09-Mar-20 | Confirmed | 1,558 | Management | 1g | Elect Director Martin J. Gepsman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CME Group Inc. | CME | USA | 12572Q105 | Annual | 06-May-20 | 09-Mar-20 | Confirmed | 1,558 | Management | 1h | Elect Director Larry G. Gerdes | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CME Group Inc. | CME | USA | 12572Q105 | Annual | 06-May-20 | 09-Mar-20 | Confirmed | 1,558 | Management | 1i | Elect Director Daniel R. Glickman | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CME Group Inc. | CME | USA | 12572Q105 | Annual | 06-May-20 | 09-Mar-20 | Confirmed | 1,558 | Management | 1j | Elect Director Daniel G. Kaye | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CME Group Inc. | CME | USA | 12572Q105 | Annual | 06-May-20 | 09-Mar-20 | Confirmed | 1,558 | Management | 1k | Elect Director Phyllis M. Lockett | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CME Group Inc. | CME | USA | 12572Q105 | Annual | 06-May-20 | 09-Mar-20 | Confirmed | 1,558 | Management | 1l | Elect Director Deborah J. Lucas | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CME Group Inc. | CME | USA | 12572Q105 | Annual | 06-May-20 | 09-Mar-20 | Confirmed | 1,558 | Management | 1m | Elect Director Terry L. Savage | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CME Group Inc. | CME | USA | 12572Q105 | Annual | 06-May-20 | 09-Mar-20 | Confirmed | 1,558 | Management | 1n | Elect Director Rahael Seifu | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CME Group Inc. | CME | USA | 12572Q105 | Annual | 06-May-20 | 09-Mar-20 | Confirmed | 1,558 | Management | 1o | Elect Director William R. Shepard | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CME Group Inc. | CME | USA | 12572Q105 | Annual | 06-May-20 | 09-Mar-20 | Confirmed | 1,558 | Management | 1p | Elect Director Howard J. Siegel | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CME Group Inc. | CME | USA | 12572Q105 | Annual | 06-May-20 | 09-Mar-20 | Confirmed | 1,558 | Management | 1q | Elect Director Dennis A. Suskind | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CME Group Inc. | CME | USA | 12572Q105 | Annual | 06-May-20 | 09-Mar-20 | Confirmed | 1,558 | Management | 2 | Ratify Ernst & Young as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | CME Group Inc. | CME | USA | 12572Q105 | Annual | 06-May-20 | 09-Mar-20 | Confirmed | 1,558 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hefei Meiya Optoelectronic Technology Inc. | 002690 | China | Y3123L102 | Annual | 13-May-20 | 07-May-20 | Confirmed | 23,500 | Management | 1 | Approve Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hefei Meiya Optoelectronic Technology Inc. | 002690 | China | Y3123L102 | Annual | 13-May-20 | 07-May-20 | Confirmed | 23,500 | Management | 2 | Approve Report of the Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hefei Meiya Optoelectronic Technology Inc. | 002690 | China | Y3123L102 | Annual | 13-May-20 | 07-May-20 | Confirmed | 23,500 | Management | 3 | Approve Annual Report and Summary | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hefei Meiya Optoelectronic Technology Inc. | 002690 | China | Y3123L102 | Annual | 13-May-20 | 07-May-20 | Confirmed | 23,500 | Management | 4 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hefei Meiya Optoelectronic Technology Inc. | 002690 | China | Y3123L102 | Annual | 13-May-20 | 07-May-20 | Confirmed | 23,500 | Management | 5 | Approve Financial Budget Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hefei Meiya Optoelectronic Technology Inc. | 002690 | China | Y3123L102 | Annual | 13-May-20 | 07-May-20 | Confirmed | 23,500 | Management | 6 | Approve Allocation of Income and Dividends | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hefei Meiya Optoelectronic Technology Inc. | 002690 | China | Y3123L102 | Annual | 13-May-20 | 07-May-20 | Confirmed | 23,500 | Management | 7 | Approve Remuneration of Directors, Supervisors and Senior Management Members | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hefei Meiya Optoelectronic Technology Inc. | 002690 | China | Y3123L102 | Annual | 13-May-20 | 07-May-20 | Confirmed | 23,500 | Management | 8 | Approve Special Report on the Deposit and Usage of Raised Funds | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hefei Meiya Optoelectronic Technology Inc. | 002690 | China | Y3123L102 | Annual | 13-May-20 | 07-May-20 | Confirmed | 23,500 | Management | 9 | Amend Articles of Association and Amend Rules and Procedures Regarding Meetings of Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hefei Meiya Optoelectronic Technology Inc. | 002690 | China | Y3123L102 | Annual | 13-May-20 | 07-May-20 | Confirmed | 23,500 | Management | 10 | Approve Appointment of Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hefei Meiya Optoelectronic Technology Inc. | 002690 | China | Y3123L102 | Annual | 13-May-20 | 07-May-20 | Confirmed | 23,500 | Management | 11 | Approve Credit Line Bank Application | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hefei Meiya Optoelectronic Technology Inc. | 002690 | China | Y3123L102 | Annual | 13-May-20 | 07-May-20 | Confirmed | 23,500 | Management | 12 | Approve Use of Idle Raised Funds and Own Funds to Conduct Cash Management | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hefei Meiya Optoelectronic Technology Inc. | 002690 | China | Y3123L102 | Annual | 13-May-20 | 07-May-20 | Confirmed | 23,500 | Management | 13.1 | Elect Tian Ming as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hefei Meiya Optoelectronic Technology Inc. | 002690 | China | Y3123L102 | Annual | 13-May-20 | 07-May-20 | Confirmed | 23,500 | Management | 13.2 | Elect Shen Haibin as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hefei Meiya Optoelectronic Technology Inc. | 002690 | China | Y3123L102 | Annual | 13-May-20 | 07-May-20 | Confirmed | 23,500 | Management | 13.3 | Elect Hao Xianjin as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hefei Meiya Optoelectronic Technology Inc. | 002690 | China | Y3123L102 | Annual | 13-May-20 | 07-May-20 | Confirmed | 23,500 | Management | 14.1 | Elect Zhang Benzhao as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hefei Meiya Optoelectronic Technology Inc. | 002690 | China | Y3123L102 | Annual | 13-May-20 | 07-May-20 | Confirmed | 23,500 | Management | 14.2 | Elect Chu Yuming as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hefei Meiya Optoelectronic Technology Inc. | 002690 | China | Y3123L102 | Annual | 13-May-20 | 07-May-20 | Confirmed | 23,500 | Management | 14.3 | Elect Yang Morong as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hefei Meiya Optoelectronic Technology Inc. | 002690 | China | Y3123L102 | Annual | 13-May-20 | 07-May-20 | Confirmed | 23,500 | Management | 15.1 | Elect Han Liming as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hefei Meiya Optoelectronic Technology Inc. | 002690 | China | Y3123L102 | Annual | 13-May-20 | 07-May-20 | Confirmed | 23,500 | Management | 15.2 | Elect Ni Yingjiu as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 1 | Approve Annual Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 2 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 3 | Approve Consolidated Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 4 | Approve Allocation of Income and Dividends of RUB 557.20 per Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 5.1 | Elect Nikolai Abramov as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 5.2 | Elect Sergei Barbashev as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 5.3 | Elect Sergei Batekhin as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 5.4 | Elect Aleksei Bashkirov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 5.5 | Elect Sergei Bratukhin as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 5.6 | Elect Sergei Volk as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 5.7 | Elect Marianna Zakharova as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 5.8 | Elect Roger Munnings as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 5.9 | Elect Gareth Penny as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 5.10 | Elect Maksim Poletaev as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 5.11 | Elect Viacheslav Solomin as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 5.12 | Elect Evgenii Shvarts as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 5.13 | Elect Robert Edwards as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 6.1 | Elect Aleksei Dzybalov as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 6.2 | Elect Anna Masalova as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 6.3 | Elect Georgii Svanidze as Members of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 6.4 | Elect Vladimir Shilkov as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 6.5 | Elect Elena Ianevich as Member of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 7 | Ratify KPMG as RAS Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 8 | Ratify KPMG as IFRS Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 9 | Approve Remuneration of Directors | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 10 | Approve Remuneration of Members of Audit Commission | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 11 | Approve Related-Party Transactions Re: Indemnification Agreements with Directors and Executives | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MMC Norilsk Nickel PJSC | GMKN | Russia | 55315J102 | Annual | 13-May-20 | 20-Apr-20 | Confirmed | 8,277 | Management | 12 | Approve Related-Party Transaction Re: Liability Insurance for Directors and Executives | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 13-May-20 | 07-May-20 | Confirmed | 37,903 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 13-May-20 | 07-May-20 | Confirmed | 37,903 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 13-May-20 | 07-May-20 | Confirmed | 37,903 | Management | 3a | Elect Lau Chi Ping Martin as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 13-May-20 | 07-May-20 | Confirmed | 37,903 | Management | 3b | Elect Charles St Leger Searle as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 13-May-20 | 07-May-20 | Confirmed | 37,903 | Management | 3c | Elect Ke Yang as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 13-May-20 | 07-May-20 | Confirmed | 37,903 | Management | 3d | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 13-May-20 | 07-May-20 | Confirmed | 37,903 | Management | 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 13-May-20 | 07-May-20 | Confirmed | 37,903 | Management | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 13-May-20 | 07-May-20 | Confirmed | 37,903 | Management | 6 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 13-May-20 | 07-May-20 | Confirmed | 37,903 | Management | 7 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Tencent Holdings Limited | 700 | Cayman Islands | G87572163 | Annual | 13-May-20 | 07-May-20 | Confirmed | 37,903 | Management | 8 | Amend the Existing Amended and Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wheaton Precious Metals Corp. | WPM | Canada | 962879102 | Annual/Special | 14-May-20 | 17-Mar-20 | Confirmed | 7,339 | Management | a1 | Elect Director George L. Brack | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wheaton Precious Metals Corp. | WPM | Canada | 962879102 | Annual/Special | 14-May-20 | 17-Mar-20 | Confirmed | 7,339 | Management | a2 | Elect Director John A. Brough | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wheaton Precious Metals Corp. | WPM | Canada | 962879102 | Annual/Special | 14-May-20 | 17-Mar-20 | Confirmed | 7,339 | Management | a3 | Elect Director R. Peter Gillin | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wheaton Precious Metals Corp. | WPM | Canada | 962879102 | Annual/Special | 14-May-20 | 17-Mar-20 | Confirmed | 7,339 | Management | a4 | Elect Director Chantal Gosselin | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wheaton Precious Metals Corp. | WPM | Canada | 962879102 | Annual/Special | 14-May-20 | 17-Mar-20 | Confirmed | 7,339 | Management | a5 | Elect Director Douglas M. Holtby | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wheaton Precious Metals Corp. | WPM | Canada | 962879102 | Annual/Special | 14-May-20 | 17-Mar-20 | Confirmed | 7,339 | Management | a6 | Elect Director Glenn Ives | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wheaton Precious Metals Corp. | WPM | Canada | 962879102 | Annual/Special | 14-May-20 | 17-Mar-20 | Confirmed | 7,339 | Management | a7 | Elect Director Charles A. Jeannes | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wheaton Precious Metals Corp. | WPM | Canada | 962879102 | Annual/Special | 14-May-20 | 17-Mar-20 | Confirmed | 7,339 | Management | a8 | Elect Director Eduardo Luna | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wheaton Precious Metals Corp. | WPM | Canada | 962879102 | Annual/Special | 14-May-20 | 17-Mar-20 | Confirmed | 7,339 | Management | a9 | Elect Director Marilyn Schonberner | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wheaton Precious Metals Corp. | WPM | Canada | 962879102 | Annual/Special | 14-May-20 | 17-Mar-20 | Confirmed | 7,339 | Management | a10 | Elect Director Randy V. J. Smallwood | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wheaton Precious Metals Corp. | WPM | Canada | 962879102 | Annual/Special | 14-May-20 | 17-Mar-20 | Confirmed | 7,339 | Management | b | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wheaton Precious Metals Corp. | WPM | Canada | 962879102 | Annual/Special | 14-May-20 | 17-Mar-20 | Confirmed | 7,339 | Management | c | Advisory Vote on Executive Compensation Approach | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NAURA Technology Group Co., Ltd. | 002371 | China | Y0772M100 | Annual | 15-May-20 | 08-May-20 | Confirmed | 10,300 | Management | 1 | Approve Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NAURA Technology Group Co., Ltd. | 002371 | China | Y0772M100 | Annual | 15-May-20 | 08-May-20 | Confirmed | 10,300 | Management | 2 | Approve Report of the Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NAURA Technology Group Co., Ltd. | 002371 | China | Y0772M100 | Annual | 15-May-20 | 08-May-20 | Confirmed | 10,300 | Management | 3 | Approve Annual Report and Summary | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NAURA Technology Group Co., Ltd. | 002371 | China | Y0772M100 | Annual | 15-May-20 | 08-May-20 | Confirmed | 10,300 | Management | 4 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NAURA Technology Group Co., Ltd. | 002371 | China | Y0772M100 | Annual | 15-May-20 | 08-May-20 | Confirmed | 10,300 | Management | 5 | Approve Profit Distribution and Capitalization of Capital Reserves | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NAURA Technology Group Co., Ltd. | 002371 | China | Y0772M100 | Annual | 15-May-20 | 08-May-20 | Confirmed | 10,300 | Management | 6 | Approve Appointment of Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NAURA Technology Group Co., Ltd. | 002371 | China | Y0772M100 | Annual | 15-May-20 | 08-May-20 | Confirmed | 10,300 | Management | 7 | Approve Daily Related Party Transactions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NAURA Technology Group Co., Ltd. | 002371 | China | Y0772M100 | Annual | 15-May-20 | 08-May-20 | Confirmed | 10,300 | Management | 8 | Approve Comprehensive Credit Line Application | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NAURA Technology Group Co., Ltd. | 002371 | China | Y0772M100 | Annual | 15-May-20 | 08-May-20 | Confirmed | 10,300 | Management | 9 | Approve Guarantee Provision Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NAURA Technology Group Co., Ltd. | 002371 | China | Y0772M100 | Annual | 15-May-20 | 08-May-20 | Confirmed | 10,300 | Management | 10 | Approve Issuance of Super Short-term Commercial Papers and Medium-term Notes | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Singapore Technologies Engineering Ltd. | S63 | Singapore | Y7996W103 | Annual | 15-May-20 | Confirmed | 50,628 | Management | 1 | Adopt Financial Statements and Directors' and Auditors' Reports | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Singapore Technologies Engineering Ltd. | S63 | Singapore | Y7996W103 | Annual | 15-May-20 | Confirmed | 50,628 | Management | 2 | Approve Final Dividend | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Singapore Technologies Engineering Ltd. | S63 | Singapore | Y7996W103 | Annual | 15-May-20 | Confirmed | 50,628 | Management | 3 | Elect Kwa Chong Seng as Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Singapore Technologies Engineering Ltd. | S63 | Singapore | Y7996W103 | Annual | 15-May-20 | Confirmed | 50,628 | Management | 4 | Elect Quek Gim Pew as Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Singapore Technologies Engineering Ltd. | S63 | Singapore | Y7996W103 | Annual | 15-May-20 | Confirmed | 50,628 | Management | 5 | Elect Quek See Tiat as Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Singapore Technologies Engineering Ltd. | S63 | Singapore | Y7996W103 | Annual | 15-May-20 | Confirmed | 50,628 | Management | 6 | Elect Joseph Leong Weng Keong as Director | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Singapore Technologies Engineering Ltd. | S63 | Singapore | Y7996W103 | Annual | 15-May-20 | Confirmed | 50,628 | Management | 7 | Approve Directors' Remuneration | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Singapore Technologies Engineering Ltd. | S63 | Singapore | Y7996W103 | Annual | 15-May-20 | Confirmed | 50,628 | Management | 8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Singapore Technologies Engineering Ltd. | S63 | Singapore | Y7996W103 | Annual | 15-May-20 | Confirmed | 50,628 | Management | 9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Singapore Technologies Engineering Ltd. | S63 | Singapore | Y7996W103 | Annual | 15-May-20 | Confirmed | 50,628 | Management | 10 | Approve Mandate for Interested Person Transactions | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Singapore Technologies Engineering Ltd. | S63 | Singapore | Y7996W103 | Annual | 15-May-20 | Confirmed | 50,628 | Management | 11 | Authorize Share Repurchase Program | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Singapore Technologies Engineering Ltd. | S63 | Singapore | Y7996W103 | Annual | 15-May-20 | Confirmed | 50,628 | Management | 12 | Adopt Singapore Technologies Engineering Performance Share Plan 2020 and Approve Grant of Awards and Issuance of Shares Under the Plan | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Singapore Technologies Engineering Ltd. | S63 | Singapore | Y7996W103 | Annual | 15-May-20 | Confirmed | 50,628 | Management | 13 | Adopt Singapore Technologies Engineering Restricted Share Plan 2020 and Approve Grant of Awards and Issuance of Shares Under the Plan | For | For | No | |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 15-May-20 | 12-May-20 | Confirmed | 18,959 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 15-May-20 | 12-May-20 | Confirmed | 18,959 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 15-May-20 | 12-May-20 | Confirmed | 18,959 | Management | 3a | Elect Horst Julius Pudwill as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 15-May-20 | 12-May-20 | Confirmed | 18,959 | Management | 3b | Elect Joseph Galli Jr. as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 15-May-20 | 12-May-20 | Confirmed | 18,959 | Management | 3c | Elect Vincent Ting Kau Cheung as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 15-May-20 | 12-May-20 | Confirmed | 18,959 | Management | 3d | Elect Johannes-Gerhard Hesse as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 15-May-20 | 12-May-20 | Confirmed | 18,959 | Management | 3e | Elect Robert Hinman Getz as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 15-May-20 | 12-May-20 | Confirmed | 18,959 | Management | 3f | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 15-May-20 | 12-May-20 | Confirmed | 18,959 | Management | 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 15-May-20 | 12-May-20 | Confirmed | 18,959 | Management | 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights (for Cash) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 15-May-20 | 12-May-20 | Confirmed | 18,959 | Management | 5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights (for Consideration Other Than Cash) | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 15-May-20 | 12-May-20 | Confirmed | 18,959 | Management | 6 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 15-May-20 | 12-May-20 | Confirmed | 18,959 | Management | 7a | Authorize Reissuance of Repurchased Shares (Pursuant to Resolution 5a) | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Techtronic Industries Co., Ltd. | 669 | Hong Kong | Y8563B159 | Annual | 15-May-20 | 12-May-20 | Confirmed | 18,959 | Management | 7b | Authorize Reissuance of Repurchased Shares (Pursuant to Resolution 5b) | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 18-May-20 | 12-May-20 | Confirmed | 4,208 | Management | 1 | Approve Annual Report and Summary | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 18-May-20 | 12-May-20 | Confirmed | 4,208 | Management | 2 | Approve Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 18-May-20 | 12-May-20 | Confirmed | 4,208 | Management | 3 | Approve Report of the Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 18-May-20 | 12-May-20 | Confirmed | 4,208 | Management | 4 | Approve Allocation of Income and Capitalization of Capital Reserves | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 18-May-20 | 12-May-20 | Confirmed | 4,208 | Management | 5 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 18-May-20 | 12-May-20 | Confirmed | 4,208 | Management | 6 | Approve to Appoint Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 18-May-20 | 12-May-20 | Confirmed | 4,208 | Management | 7 | Approve Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 18-May-20 | 12-May-20 | Confirmed | 4,208 | Management | 8 | Approve Remuneration of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 18-May-20 | 12-May-20 | Confirmed | 4,208 | Management | 9 | Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 18-May-20 | 12-May-20 | Confirmed | 4,208 | Management | 10 | Approve Related Party Transaction | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 18-May-20 | 12-May-20 | Confirmed | 4,208 | Management | 11 | Approve Guarantee Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 18-May-20 | 12-May-20 | Confirmed | 4,208 | Management | 12 | Investment in Financial Products | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 18-May-20 | 12-May-20 | Confirmed | 4,208 | Management | 13 | Approve Credit Line Bank Application | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 18-May-20 | 12-May-20 | Confirmed | 4,208 | Management | 14 | Approve Repurchase and Cancellation of 2018 Performance Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 18-May-20 | 12-May-20 | Confirmed | 4,208 | Management | 15 | Approve Repurchase and Cancellation of Performance Shares | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 18-May-20 | 12-May-20 | Confirmed | 4,208 | Management | 16 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 18-May-20 | 12-May-20 | Confirmed | 4,208 | Management | 17 | Amend Rules and Procedures Regarding General Meetings of Shareholders | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Contemporary Amperex Technology Co., Ltd. | 300750 | China | Y1R48E105 | Annual | 18-May-20 | 12-May-20 | Confirmed | 4,208 | Management | 18 | Approve Additional Overseas Corporate Bonds and Provision of Guarantee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhangzhou Pientzehuang Pharmaceutical Co., Ltd. | 600436 | China | Y9890Q109 | Annual | 19-May-20 | 11-May-20 | Confirmed | 14,700 | Management | 1 | Approve Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhangzhou Pientzehuang Pharmaceutical Co., Ltd. | 600436 | China | Y9890Q109 | Annual | 19-May-20 | 11-May-20 | Confirmed | 14,700 | Management | 2 | Approve Report of the Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhangzhou Pientzehuang Pharmaceutical Co., Ltd. | 600436 | China | Y9890Q109 | Annual | 19-May-20 | 11-May-20 | Confirmed | 14,700 | Management | 3 | Approve Report of the Independent Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhangzhou Pientzehuang Pharmaceutical Co., Ltd. | 600436 | China | Y9890Q109 | Annual | 19-May-20 | 11-May-20 | Confirmed | 14,700 | Management | 4 | Approve Annual Report and Summary | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhangzhou Pientzehuang Pharmaceutical Co., Ltd. | 600436 | China | Y9890Q109 | Annual | 19-May-20 | 11-May-20 | Confirmed | 14,700 | Management | 5 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhangzhou Pientzehuang Pharmaceutical Co., Ltd. | 600436 | China | Y9890Q109 | Annual | 19-May-20 | 11-May-20 | Confirmed | 14,700 | Management | 6 | Approve Financial Statements and Financial Budget Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhangzhou Pientzehuang Pharmaceutical Co., Ltd. | 600436 | China | Y9890Q109 | Annual | 19-May-20 | 11-May-20 | Confirmed | 14,700 | Management | 7 | Approve Daily Related-party Transactions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhangzhou Pientzehuang Pharmaceutical Co., Ltd. | 600436 | China | Y9890Q109 | Annual | 19-May-20 | 11-May-20 | Confirmed | 14,700 | Management | 8 | Approve Appointment of Auditor and to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhangzhou Pientzehuang Pharmaceutical Co., Ltd. | 600436 | China | Y9890Q109 | Annual | 19-May-20 | 11-May-20 | Confirmed | 14,700 | Management | 9 | Approve Amendments to Articles of Association, Rules and Procedures Regarding General Meetings of Shareholders, Rules and Procedures Regarding Meetings of Board of Directors | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhangzhou Pientzehuang Pharmaceutical Co., Ltd. | 600436 | China | Y9890Q109 | Annual | 19-May-20 | 11-May-20 | Confirmed | 14,700 | Management | 10 | Amend Rules and Procedures Regarding Meetings of Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Zhangzhou Pientzehuang Pharmaceutical Co., Ltd. | 600436 | China | Y9890Q109 | Annual | 19-May-20 | 11-May-20 | Confirmed | 14,700 | Share Holder | 11 | Elect Zheng Zhenlong as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan Dianping | 3690 | Cayman Islands | G59669104 | Annual | 20-May-20 | 14-May-20 | Confirmed | 26,621 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan Dianping | 3690 | Cayman Islands | G59669104 | Annual | 20-May-20 | 14-May-20 | Confirmed | 26,621 | Management | 2 | Elect Orr Gordon Robert Halyburton as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan Dianping | 3690 | Cayman Islands | G59669104 | Annual | 20-May-20 | 14-May-20 | Confirmed | 26,621 | Management | 3 | Elect Leng Xuesong as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan Dianping | 3690 | Cayman Islands | G59669104 | Annual | 20-May-20 | 14-May-20 | Confirmed | 26,621 | Management | 4 | Elect Shum Heung Yeung Harry as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan Dianping | 3690 | Cayman Islands | G59669104 | Annual | 20-May-20 | 14-May-20 | Confirmed | 26,621 | Management | 5 | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan Dianping | 3690 | Cayman Islands | G59669104 | Annual | 20-May-20 | 14-May-20 | Confirmed | 26,621 | Management | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan Dianping | 3690 | Cayman Islands | G59669104 | Annual | 20-May-20 | 14-May-20 | Confirmed | 26,621 | Management | 7 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan Dianping | 3690 | Cayman Islands | G59669104 | Annual | 20-May-20 | 14-May-20 | Confirmed | 26,621 | Management | 8 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Meituan Dianping | 3690 | Cayman Islands | G59669104 | Annual | 20-May-20 | 14-May-20 | Confirmed | 26,621 | Management | 9 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MTR Corporation Limited | 66 | Hong Kong | Y6146T101 | Annual | 20-May-20 | 13-May-20 | Confirmed | 31,102 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MTR Corporation Limited | 66 | Hong Kong | Y6146T101 | Annual | 20-May-20 | 13-May-20 | Confirmed | 31,102 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MTR Corporation Limited | 66 | Hong Kong | Y6146T101 | Annual | 20-May-20 | 13-May-20 | Confirmed | 31,102 | Management | 3a | Elect Andrew Clifford Winawer Brandler as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MTR Corporation Limited | 66 | Hong Kong | Y6146T101 | Annual | 20-May-20 | 13-May-20 | Confirmed | 31,102 | Management | 3b | Elect Pamela Chan Wong Shui as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MTR Corporation Limited | 66 | Hong Kong | Y6146T101 | Annual | 20-May-20 | 13-May-20 | Confirmed | 31,102 | Management | 3c | Elect Dorothy Chan Yuen Tak-fai as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MTR Corporation Limited | 66 | Hong Kong | Y6146T101 | Annual | 20-May-20 | 13-May-20 | Confirmed | 31,102 | Management | 3d | Elect Johannes Zhou Yuan as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MTR Corporation Limited | 66 | Hong Kong | Y6146T101 | Annual | 20-May-20 | 13-May-20 | Confirmed | 31,102 | Management | 4 | Elect Bunny Chan Chung-bun as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MTR Corporation Limited | 66 | Hong Kong | Y6146T101 | Annual | 20-May-20 | 13-May-20 | Confirmed | 31,102 | Management | 5 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MTR Corporation Limited | 66 | Hong Kong | Y6146T101 | Annual | 20-May-20 | 13-May-20 | Confirmed | 31,102 | Management | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MTR Corporation Limited | 66 | Hong Kong | Y6146T101 | Annual | 20-May-20 | 13-May-20 | Confirmed | 31,102 | Management | 7 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Gas Group Limited | 1193 | Bermuda | G2113B108 | Annual | 22-May-20 | 15-May-20 | Confirmed | 20,638 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Gas Group Limited | 1193 | Bermuda | G2113B108 | Annual | 22-May-20 | 15-May-20 | Confirmed | 20,638 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Gas Group Limited | 1193 | Bermuda | G2113B108 | Annual | 22-May-20 | 15-May-20 | Confirmed | 20,638 | Management | 3.1 | Elect Chen Ying as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Gas Group Limited | 1193 | Bermuda | G2113B108 | Annual | 22-May-20 | 15-May-20 | Confirmed | 20,638 | Management | 3.2 | Elect Wang Yan as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Gas Group Limited | 1193 | Bermuda | G2113B108 | Annual | 22-May-20 | 15-May-20 | Confirmed | 20,638 | Management | 3.3 | Elect Wong Tak Shing as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Gas Group Limited | 1193 | Bermuda | G2113B108 | Annual | 22-May-20 | 15-May-20 | Confirmed | 20,638 | Management | 3.4 | Elect Yu Hon To, David as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Gas Group Limited | 1193 | Bermuda | G2113B108 | Annual | 22-May-20 | 15-May-20 | Confirmed | 20,638 | Management | 3.5 | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Gas Group Limited | 1193 | Bermuda | G2113B108 | Annual | 22-May-20 | 15-May-20 | Confirmed | 20,638 | Management | 4 | Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Gas Group Limited | 1193 | Bermuda | G2113B108 | Annual | 22-May-20 | 15-May-20 | Confirmed | 20,638 | Management | 5A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Gas Group Limited | 1193 | Bermuda | G2113B108 | Annual | 22-May-20 | 15-May-20 | Confirmed | 20,638 | Management | 5B | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Gas Group Limited | 1193 | Bermuda | G2113B108 | Annual | 22-May-20 | 15-May-20 | Confirmed | 20,638 | Management | 5C | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kotak Mahindra Bank Ltd. | 500247 | India | Y4964H150 | Special | 24-May-20 | 17-Apr-20 | Confirmed | 6,945 | Management | 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 29-May-20 | 25-May-20 | Confirmed | 31,784 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 29-May-20 | 25-May-20 | Confirmed | 31,784 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 29-May-20 | 25-May-20 | Confirmed | 31,784 | Management | 3 | Elect Edmund Sze-Wing Tse as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 29-May-20 | 25-May-20 | Confirmed | 31,784 | Management | 4 | Elect Jack Chak-Kwong So as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 29-May-20 | 25-May-20 | Confirmed | 31,784 | Management | 5 | Elect Mohamed Azman Yahya Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 29-May-20 | 25-May-20 | Confirmed | 31,784 | Management | 6 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 29-May-20 | 25-May-20 | Confirmed | 31,784 | Management | 7A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 29-May-20 | 25-May-20 | Confirmed | 31,784 | Management | 7B | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | AIA Group Limited | 1299 | Hong Kong | Y002A1105 | Annual | 29-May-20 | 25-May-20 | Confirmed | 31,784 | Management | 8 | Approve New Share Option Scheme and Terminate Existing Share Option Scheme | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuliangye Yibin Co., Ltd. | 000858 | China | Y9718N106 | Annual | 29-May-20 | 22-May-20 | Confirmed | 5,715 | Management | 1 | Approve Annual Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuliangye Yibin Co., Ltd. | 000858 | China | Y9718N106 | Annual | 29-May-20 | 22-May-20 | Confirmed | 5,715 | Management | 2 | Approve Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuliangye Yibin Co., Ltd. | 000858 | China | Y9718N106 | Annual | 29-May-20 | 22-May-20 | Confirmed | 5,715 | Management | 3 | Approve Report of the Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuliangye Yibin Co., Ltd. | 000858 | China | Y9718N106 | Annual | 29-May-20 | 22-May-20 | Confirmed | 5,715 | Management | 4 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuliangye Yibin Co., Ltd. | 000858 | China | Y9718N106 | Annual | 29-May-20 | 22-May-20 | Confirmed | 5,715 | Management | 5 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuliangye Yibin Co., Ltd. | 000858 | China | Y9718N106 | Annual | 29-May-20 | 22-May-20 | Confirmed | 5,715 | Management | 6 | Approve Daily Related-party Transactions | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuliangye Yibin Co., Ltd. | 000858 | China | Y9718N106 | Annual | 29-May-20 | 22-May-20 | Confirmed | 5,715 | Management | 7 | Approve Appointment of Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuliangye Yibin Co., Ltd. | 000858 | China | Y9718N106 | Annual | 29-May-20 | 22-May-20 | Confirmed | 5,715 | Management | 8 | Approve Amendments to Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuliangye Yibin Co., Ltd. | 000858 | China | Y9718N106 | Annual | 29-May-20 | 22-May-20 | Confirmed | 5,715 | Management | 9 | Approve Change in Usage and Implementing Party of Raised Funds Investment Project | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuliangye Yibin Co., Ltd. | 000858 | China | Y9718N106 | Annual | 29-May-20 | 22-May-20 | Confirmed | 5,715 | Management | 10 | Amend Rules and Procedures Regarding General Meetings of Shareholders | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuliangye Yibin Co., Ltd. | 000858 | China | Y9718N106 | Annual | 29-May-20 | 22-May-20 | Confirmed | 5,715 | Management | 11 | Amend Rules and Procedures Regarding Meetings of Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuliangye Yibin Co., Ltd. | 000858 | China | Y9718N106 | Annual | 29-May-20 | 22-May-20 | Confirmed | 5,715 | Management | 12 | Amend Rules and Procedures Regarding Meetings of Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuliangye Yibin Co., Ltd. | 000858 | China | Y9718N106 | Annual | 29-May-20 | 22-May-20 | Confirmed | 5,715 | Management | 13 | Approve Comprehensive Budget Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuliangye Yibin Co., Ltd. | 000858 | China | Y9718N106 | Annual | 29-May-20 | 22-May-20 | Confirmed | 5,715 | Management | 14.1 | Elect Liu Feng as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuliangye Yibin Co., Ltd. | 000858 | China | Y9718N106 | Annual | 29-May-20 | 22-May-20 | Confirmed | 5,715 | Management | 14.2 | Elect Yang Ling as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 03-Jun-20 | 28-May-20 | Confirmed | 87,758 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 03-Jun-20 | 28-May-20 | Confirmed | 87,758 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 03-Jun-20 | 28-May-20 | Confirmed | 87,758 | Management | 3a | Elect Jeffrey, Minfang Lu as Director and Authorize Board to Fix His Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 03-Jun-20 | 28-May-20 | Confirmed | 87,758 | Management | 3b | Elect Jiao Shuge (alias Jiao Zhen) as Director and Authorize Board to Fix His Remuneration | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 03-Jun-20 | 28-May-20 | Confirmed | 87,758 | Management | 3c | Elect Julian Juul Wolhardt as Director and Authorize Board to Fix His Remuneration | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 03-Jun-20 | 28-May-20 | Confirmed | 87,758 | Management | 3d | Elect Meng Fanjie as Director and Authorize Board to Fix His Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 03-Jun-20 | 28-May-20 | Confirmed | 87,758 | Management | 4 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 03-Jun-20 | 28-May-20 | Confirmed | 87,758 | Management | 5 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 03-Jun-20 | 28-May-20 | Confirmed | 87,758 | Management | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Mengniu Dairy Company Limited | 2319 | Cayman Islands | G21096105 | Annual | 03-Jun-20 | 28-May-20 | Confirmed | 87,758 | Management | 7 | Approve the Amendment to the Terms of the Options Granted Under the Share Option Scheme | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MercadoLibre, Inc. | MELI | USA | 58733R102 | Annual | 08-Jun-20 | 13-Apr-20 | Confirmed | 624 | Management | 1.1 | Elect Director Susan Segal | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MercadoLibre, Inc. | MELI | USA | 58733R102 | Annual | 08-Jun-20 | 13-Apr-20 | Confirmed | 624 | Management | 1.2 | Elect Director Mario Eduardo Vazquez | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MercadoLibre, Inc. | MELI | USA | 58733R102 | Annual | 08-Jun-20 | 13-Apr-20 | Confirmed | 624 | Management | 1.3 | Elect Director Alejandro Nicolas Aguzin | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MercadoLibre, Inc. | MELI | USA | 58733R102 | Annual | 08-Jun-20 | 13-Apr-20 | Confirmed | 624 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MercadoLibre, Inc. | MELI | USA | 58733R102 | Annual | 08-Jun-20 | 13-Apr-20 | Confirmed | 624 | Management | 3 | Ratify Deloitte & Co. S.A. as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yonyou Network Technology Co., Ltd. | 600588 | China | Y9042R104 | Special | 08-Jun-20 | 01-Jun-20 | Confirmed | 42,770 | Management | 1 | Approve Draft and Summary of Stock Option and Performance Share Incentive Plan | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yonyou Network Technology Co., Ltd. | 600588 | China | Y9042R104 | Special | 08-Jun-20 | 01-Jun-20 | Confirmed | 42,770 | Management | 2 | Approve Methods to Assess the Performance of Plan Participants | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Yonyou Network Technology Co., Ltd. | 600588 | China | Y9042R104 | Special | 08-Jun-20 | 01-Jun-20 | Confirmed | 42,770 | Management | 3 | Approve Authorization of the Board to Handle All Related Matters | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Travel Service Corp. Ltd. | 601888 | China | Y149A3100 | Special | 09-Jun-20 | 02-Jun-20 | Confirmed | 23,000 | Management | 1 | Approve Change in Company Name | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Travel Service Corp. Ltd. | 601888 | China | Y149A3100 | Special | 09-Jun-20 | 02-Jun-20 | Confirmed | 23,000 | Management | 2 | Approve Amendments to Articles of Association | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Travel Service Corp. Ltd. | 601888 | China | Y149A3100 | Special | 09-Jun-20 | 02-Jun-20 | Confirmed | 23,000 | Management | 3 | Amend Rules and Procedures Regarding General Meetings of Shareholders | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Travel Service Corp. Ltd. | 601888 | China | Y149A3100 | Special | 09-Jun-20 | 02-Jun-20 | Confirmed | 23,000 | Management | 4 | Amend Rules and Procedures Regarding Meetings of Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Travel Service Corp. Ltd. | 601888 | China | Y149A3100 | Special | 09-Jun-20 | 02-Jun-20 | Confirmed | 23,000 | Management | 5 | Amend Rules and Procedures Regarding Meetings of Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Travel Service Corp. Ltd. | 601888 | China | Y149A3100 | Special | 09-Jun-20 | 02-Jun-20 | Confirmed | 23,000 | Management | 6 | Amend Working System for Independent Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Travel Service Corp. Ltd. | 601888 | China | Y149A3100 | Special | 09-Jun-20 | 02-Jun-20 | Confirmed | 23,000 | Management | 7 | Approve Adjustment of Allowance of Independent Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Travel Service Corp. Ltd. | 601888 | China | Y149A3100 | Special | 09-Jun-20 | 02-Jun-20 | Confirmed | 23,000 | Management | 8 | Amend Measures for Management of Remuneration of Independent Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China International Travel Service Corp. Ltd. | 601888 | China | Y149A3100 | Special | 09-Jun-20 | 02-Jun-20 | Confirmed | 23,000 | Management | 9 | Approve Provision of Guarantee | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NVIDIA Corporation | NVDA | USA | 67066G104 | Annual | 09-Jun-20 | 13-Apr-20 | Confirmed | 987 | Management | 1a | Elect Director Robert K. Burgess | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NVIDIA Corporation | NVDA | USA | 67066G104 | Annual | 09-Jun-20 | 13-Apr-20 | Confirmed | 987 | Management | 1b | Elect Director Tench Coxe | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NVIDIA Corporation | NVDA | USA | 67066G104 | Annual | 09-Jun-20 | 13-Apr-20 | Confirmed | 987 | Management | 1c | Elect Director Persis S. Drell | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NVIDIA Corporation | NVDA | USA | 67066G104 | Annual | 09-Jun-20 | 13-Apr-20 | Confirmed | 987 | Management | 1d | Elect Director Jen-Hsun Huang | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NVIDIA Corporation | NVDA | USA | 67066G104 | Annual | 09-Jun-20 | 13-Apr-20 | Confirmed | 987 | Management | 1e | Elect Director Dawn Hudson | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NVIDIA Corporation | NVDA | USA | 67066G104 | Annual | 09-Jun-20 | 13-Apr-20 | Confirmed | 987 | Management | 1f | Elect Director Harvey C. Jones | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NVIDIA Corporation | NVDA | USA | 67066G104 | Annual | 09-Jun-20 | 13-Apr-20 | Confirmed | 987 | Management | 1g | Elect Director Michael G. McCaffery | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NVIDIA Corporation | NVDA | USA | 67066G104 | Annual | 09-Jun-20 | 13-Apr-20 | Confirmed | 987 | Management | 1h | Elect Director Stephen C. Neal | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NVIDIA Corporation | NVDA | USA | 67066G104 | Annual | 09-Jun-20 | 13-Apr-20 | Confirmed | 987 | Management | 1i | Elect Director Mark L. Perry | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NVIDIA Corporation | NVDA | USA | 67066G104 | Annual | 09-Jun-20 | 13-Apr-20 | Confirmed | 987 | Management | 1j | Elect Director A. Brooke Seawell | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NVIDIA Corporation | NVDA | USA | 67066G104 | Annual | 09-Jun-20 | 13-Apr-20 | Confirmed | 987 | Management | 1k | Elect Director Mark A. Stevens | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NVIDIA Corporation | NVDA | USA | 67066G104 | Annual | 09-Jun-20 | 13-Apr-20 | Confirmed | 987 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NVIDIA Corporation | NVDA | USA | 67066G104 | Annual | 09-Jun-20 | 13-Apr-20 | Confirmed | 987 | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NVIDIA Corporation | NVDA | USA | 67066G104 | Annual | 09-Jun-20 | 13-Apr-20 | Confirmed | 987 | Management | 4 | Amend Omnibus Stock Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | NVIDIA Corporation | NVDA | USA | 67066G104 | Annual | 09-Jun-20 | 13-Apr-20 | Confirmed | 987 | Management | 5 | Amend Qualified Employee Stock Purchase Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 09-Jun-20 | 09-Apr-20 | Confirmed | 29,370 | Management | 1 | Approve Business Operations Report and Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 09-Jun-20 | 09-Apr-20 | Confirmed | 29,370 | Management | 2 | Amend Procedures for Lending Funds to Other Parties | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | Taiwan | 874039100 | Annual | 09-Jun-20 | 09-Apr-20 | Confirmed | 29,370 | Management | 3.1 | Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 09-Jun-20 | 03-Jun-20 | Confirmed | 24,918 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 09-Jun-20 | 03-Jun-20 | Confirmed | 24,918 | Management | 2a | Elect Ge Li as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 09-Jun-20 | 03-Jun-20 | Confirmed | 24,918 | Management | 2b | Elect Zhisheng Chen as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 09-Jun-20 | 03-Jun-20 | Confirmed | 24,918 | Management | 3 | Elect Kenneth Walton Hitchner III as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 09-Jun-20 | 03-Jun-20 | Confirmed | 24,918 | Management | 4 | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 09-Jun-20 | 03-Jun-20 | Confirmed | 24,918 | Management | 5 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 09-Jun-20 | 03-Jun-20 | Confirmed | 24,918 | Management | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 09-Jun-20 | 03-Jun-20 | Confirmed | 24,918 | Management | 7 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 09-Jun-20 | 03-Jun-20 | Confirmed | 24,918 | Management | 8 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 09-Jun-20 | 03-Jun-20 | Confirmed | 24,918 | Management | 9a | Approve Grant of Specific Mandate to the Directors to Issue and Allot the Connected Restricted Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 09-Jun-20 | 03-Jun-20 | Confirmed | 24,918 | Management | 9b | Authorize Board to Deal with All Matters in Relation to the Issue and Allotment of the Connected Restricted Shares Under the Specific Mandate and Related Transactions | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 09-Jun-20 | 03-Jun-20 | Confirmed | 24,918 | Management | 10 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Zhisheng Chen | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 09-Jun-20 | 03-Jun-20 | Confirmed | 24,918 | Management | 11 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to WeichangZhou | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 09-Jun-20 | 03-Jun-20 | Confirmed | 24,918 | Management | 12 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Edward Hu | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 09-Jun-20 | 03-Jun-20 | Confirmed | 24,918 | Management | 13 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to WilliamRobert Keller | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wuxi Biologics (Cayman), Inc. | 2269 | Cayman Islands | G97008109 | Annual | 09-Jun-20 | 03-Jun-20 | Confirmed | 24,918 | Management | 14 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Teh-MingWalter Kwauk | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 10-Jun-20 | 04-Jun-20 | Confirmed | 66,815 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 10-Jun-20 | 04-Jun-20 | Confirmed | 66,815 | Management | 2.1 | Elect Paddy Tang Lui Wai Yu as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 10-Jun-20 | 04-Jun-20 | Confirmed | 66,815 | Management | 2.2 | Elect William Yip Shue Lam as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 10-Jun-20 | 04-Jun-20 | Confirmed | 66,815 | Management | 2.3 | Elect Patrick Wong Lung Tak as Director | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 10-Jun-20 | 04-Jun-20 | Confirmed | 66,815 | Management | 2.4 | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 10-Jun-20 | 04-Jun-20 | Confirmed | 66,815 | Management | 3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 10-Jun-20 | 04-Jun-20 | Confirmed | 66,815 | Management | 4.1 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 10-Jun-20 | 04-Jun-20 | Confirmed | 66,815 | Management | 4.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 10-Jun-20 | 04-Jun-20 | Confirmed | 66,815 | Management | 4.3 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 10-Jun-20 | 01-Jun-20 | Confirmed | 2,700 | Management | 1 | Approve Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 10-Jun-20 | 01-Jun-20 | Confirmed | 2,700 | Management | 2 | Approve Report of the Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 10-Jun-20 | 01-Jun-20 | Confirmed | 2,700 | Management | 3 | Approve Annual Report and Summary | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 10-Jun-20 | 01-Jun-20 | Confirmed | 2,700 | Management | 4 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 10-Jun-20 | 01-Jun-20 | Confirmed | 2,700 | Management | 5 | Approve Financial Budget Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 10-Jun-20 | 01-Jun-20 | Confirmed | 2,700 | Management | 6 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 10-Jun-20 | 01-Jun-20 | Confirmed | 2,700 | Management | 7 | Approve Report of the Independent Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 10-Jun-20 | 01-Jun-20 | Confirmed | 2,700 | Management | 8 | Approve to Appoint Financial and Internal Control Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 10-Jun-20 | 01-Jun-20 | Confirmed | 2,700 | Management | 9.1 | Elect Gao Weidong as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 10-Jun-20 | 01-Jun-20 | Confirmed | 2,700 | Management | 9.2 | Elect Li Jingren as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 10-Jun-20 | 01-Jun-20 | Confirmed | 2,700 | Management | 9.3 | Elect Wang Yan as Non-Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 10-Jun-20 | 01-Jun-20 | Confirmed | 2,700 | Management | 10.1 | Elect Li Botan as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 10-Jun-20 | 01-Jun-20 | Confirmed | 2,700 | Management | 10.2 | Elect Lu Jinhai as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 10-Jun-20 | 01-Jun-20 | Confirmed | 2,700 | Management | 10.3 | Elect Xu Dingbo as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 10-Jun-20 | 01-Jun-20 | Confirmed | 2,700 | Management | 10.4 | Elect Zhang Jingzhong as Independent Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 10-Jun-20 | 01-Jun-20 | Confirmed | 2,700 | Management | 11.1 | Elect You Yalin as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Kweichow Moutai Co., Ltd. | 600519 | China | Y5070V116 | Annual | 10-Jun-20 | 01-Jun-20 | Confirmed | 2,700 | Management | 11.2 | Elect Che Xingyu as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 11-Jun-20 | 10-Apr-20 | Confirmed | 10,077 | Management | 1 | Approve Business Operations Report and Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 11-Jun-20 | 10-Apr-20 | Confirmed | 10,077 | Management | 2 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 11-Jun-20 | 10-Apr-20 | Confirmed | 10,077 | Management | 3 | Approve Cash Distribution from Capital Reserve | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | MediaTek, Inc. | 2454 | Taiwan | Y5945U103 | Annual | 11-Jun-20 | 10-Apr-20 | Confirmed | 10,077 | Management | 4 | Approve Release of Restrictions of Competitive Activities of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Silergy Corp. | 6415 | Cayman Islands | G8190F102 | Annual | 11-Jun-20 | 10-Apr-20 | Confirmed | 4,838 | Management | 1 | Approve Business Report and Consolidated Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Silergy Corp. | 6415 | Cayman Islands | G8190F102 | Annual | 11-Jun-20 | 10-Apr-20 | Confirmed | 4,838 | Management | 2 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Silergy Corp. | 6415 | Cayman Islands | G8190F102 | Annual | 11-Jun-20 | 10-Apr-20 | Confirmed | 4,838 | Management | 3 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Silergy Corp. | 6415 | Cayman Islands | G8190F102 | Annual | 11-Jun-20 | 10-Apr-20 | Confirmed | 4,838 | Management | 4 | Approve Issuance of Restricted Stocks | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KEYENCE Corp. | 6861 | Japan | J32491102 | Annual | 12-Jun-20 | 20-Mar-20 | Confirmed | 763 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KEYENCE Corp. | 6861 | Japan | J32491102 | Annual | 12-Jun-20 | 20-Mar-20 | Confirmed | 763 | Management | 2.1 | Elect Director Takizaki, Takemitsu | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KEYENCE Corp. | 6861 | Japan | J32491102 | Annual | 12-Jun-20 | 20-Mar-20 | Confirmed | 763 | Management | 2.2 | Elect Director Nakata, Yu | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KEYENCE Corp. | 6861 | Japan | J32491102 | Annual | 12-Jun-20 | 20-Mar-20 | Confirmed | 763 | Management | 2.3 | Elect Director Kimura, Keiichi | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KEYENCE Corp. | 6861 | Japan | J32491102 | Annual | 12-Jun-20 | 20-Mar-20 | Confirmed | 763 | Management | 2.4 | Elect Director Yamaguchi, Akiji | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KEYENCE Corp. | 6861 | Japan | J32491102 | Annual | 12-Jun-20 | 20-Mar-20 | Confirmed | 763 | Management | 2.5 | Elect Director Miki, Masayuki | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KEYENCE Corp. | 6861 | Japan | J32491102 | Annual | 12-Jun-20 | 20-Mar-20 | Confirmed | 763 | Management | 2.6 | Elect Director Yamamoto, Akinori | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KEYENCE Corp. | 6861 | Japan | J32491102 | Annual | 12-Jun-20 | 20-Mar-20 | Confirmed | 763 | Management | 2.7 | Elect Director Kanzawa, Akira | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KEYENCE Corp. | 6861 | Japan | J32491102 | Annual | 12-Jun-20 | 20-Mar-20 | Confirmed | 763 | Management | 2.8 | Elect Director Tanabe, Yoichi | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KEYENCE Corp. | 6861 | Japan | J32491102 | Annual | 12-Jun-20 | 20-Mar-20 | Confirmed | 763 | Management | 2.9 | Elect Director Taniguchi, Seiichi | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KEYENCE Corp. | 6861 | Japan | J32491102 | Annual | 12-Jun-20 | 20-Mar-20 | Confirmed | 763 | Management | 3.1 | Appoint Statutory Auditor Takeda, Hidehiko | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KEYENCE Corp. | 6861 | Japan | J32491102 | Annual | 12-Jun-20 | 20-Mar-20 | Confirmed | 763 | Management | 3.2 | Appoint Statutory Auditor Indo, Hiroji | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | KEYENCE Corp. | 6861 | Japan | J32491102 | Annual | 12-Jun-20 | 20-Mar-20 | Confirmed | 763 | Management | 4 | Appoint Alternate Statutory Auditor Yamamoto, Masaharu | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 12-Jun-20 | 08-Jun-20 | Confirmed | 108,248 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 12-Jun-20 | 08-Jun-20 | Confirmed | 108,248 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 12-Jun-20 | 08-Jun-20 | Confirmed | 108,248 | Management | 3.1a | Elect Kosaka Takeshi as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 12-Jun-20 | 08-Jun-20 | Confirmed | 108,248 | Management | 3.1b | Elect Wang Ya Fei as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 12-Jun-20 | 08-Jun-20 | Confirmed | 108,248 | Management | 3.1c | Elect Chan Chung Bun, Bunny as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 12-Jun-20 | 08-Jun-20 | Confirmed | 108,248 | Management | 3.2 | Authorize Board to Fix the Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 12-Jun-20 | 08-Jun-20 | Confirmed | 108,248 | Management | 4 | Approve PricewaterhouseCoopers, Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 12-Jun-20 | 08-Jun-20 | Confirmed | 108,248 | Management | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 12-Jun-20 | 08-Jun-20 | Confirmed | 108,248 | Management | 6 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Li Ning Company Limited | 2331 | Cayman Islands | G5496K124 | Annual | 12-Jun-20 | 08-Jun-20 | Confirmed | 108,248 | Management | 7 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Parade Technologies Ltd. | 4966 | Cayman Islands | G6892A108 | Annual | 15-Jun-20 | 16-Apr-20 | Confirmed | 6,409 | Management | 1 | Approve Business Operations Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Parade Technologies Ltd. | 4966 | Cayman Islands | G6892A108 | Annual | 15-Jun-20 | 16-Apr-20 | Confirmed | 6,409 | Management | 2 | Approve Consolidated Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Parade Technologies Ltd. | 4966 | Cayman Islands | G6892A108 | Annual | 15-Jun-20 | 16-Apr-20 | Confirmed | 6,409 | Management | 3 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Parade Technologies Ltd. | 4966 | Cayman Islands | G6892A108 | Annual | 15-Jun-20 | 16-Apr-20 | Confirmed | 6,409 | Management | 4 | Approve Issuance of Restricted Stocks | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Parade Technologies Ltd. | 4966 | Cayman Islands | G6892A108 | Annual | 15-Jun-20 | 16-Apr-20 | Confirmed | 6,409 | Management | 5 | Amend Articles of Association | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 16-Jun-20 | 10-Jun-20 | Confirmed | 96,448 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 16-Jun-20 | 10-Jun-20 | Confirmed | 96,448 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 16-Jun-20 | 10-Jun-20 | Confirmed | 96,448 | Management | 3a1 | Elect Guo Zhanjun as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 16-Jun-20 | 10-Jun-20 | Confirmed | 96,448 | Management | 3a2 | Elect Rui Meng as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 16-Jun-20 | 10-Jun-20 | Confirmed | 96,448 | Management | 3a3 | Elect Chen Weiru as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 16-Jun-20 | 10-Jun-20 | Confirmed | 96,448 | Management | 3b | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 16-Jun-20 | 10-Jun-20 | Confirmed | 96,448 | Management | 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 16-Jun-20 | 10-Jun-20 | Confirmed | 96,448 | Management | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 16-Jun-20 | 10-Jun-20 | Confirmed | 96,448 | Management | 6 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Country Garden Services Holdings Company Limited | 6098 | Cayman Islands | G2453A108 | Annual | 16-Jun-20 | 10-Jun-20 | Confirmed | 96,448 | Management | 7 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Accton Technology Corp. | 2345 | Taiwan | Y0002S109 | Annual | 18-Jun-20 | 17-Apr-20 | Confirmed | 24,337 | Management | 1 | Approve Business Operations Report and Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Accton Technology Corp. | 2345 | Taiwan | Y0002S109 | Annual | 18-Jun-20 | 17-Apr-20 | Confirmed | 24,337 | Management | 2 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Construction Bank Corporation | 939 | China | Y1397N101 | Annual | 19-Jun-20 | 19-May-20 | Confirmed | 453,129 | Management | 1 | Approve 2019 Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Construction Bank Corporation | 939 | China | Y1397N101 | Annual | 19-Jun-20 | 19-May-20 | Confirmed | 453,129 | Management | 2 | Approve 2019 Report of the Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Construction Bank Corporation | 939 | China | Y1397N101 | Annual | 19-Jun-20 | 19-May-20 | Confirmed | 453,129 | Management | 3 | Approve 2019 Final Financial Accounts | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Construction Bank Corporation | 939 | China | Y1397N101 | Annual | 19-Jun-20 | 19-May-20 | Confirmed | 453,129 | Management | 4 | Approve 2019 Profit Distribution Plan | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Construction Bank Corporation | 939 | China | Y1397N101 | Annual | 19-Jun-20 | 19-May-20 | Confirmed | 453,129 | Management | 5 | Approve 2020 Budget for Fixed Assets Investment | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Construction Bank Corporation | 939 | China | Y1397N101 | Annual | 19-Jun-20 | 19-May-20 | Confirmed | 453,129 | Management | 6 | Elect Tian Guoli as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Construction Bank Corporation | 939 | China | Y1397N101 | Annual | 19-Jun-20 | 19-May-20 | Confirmed | 453,129 | Management | 7 | Elect Feng Bing as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Construction Bank Corporation | 939 | China | Y1397N101 | Annual | 19-Jun-20 | 19-May-20 | Confirmed | 453,129 | Management | 8 | Elect Zhang Qi as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Construction Bank Corporation | 939 | China | Y1397N101 | Annual | 19-Jun-20 | 19-May-20 | Confirmed | 453,129 | Management | 9 | Elect Xu Jiandong as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Construction Bank Corporation | 939 | China | Y1397N101 | Annual | 19-Jun-20 | 19-May-20 | Confirmed | 453,129 | Management | 10 | Elect Malcolm Christopher McCarthy as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Construction Bank Corporation | 939 | China | Y1397N101 | Annual | 19-Jun-20 | 19-May-20 | Confirmed | 453,129 | Management | 11 | Elect Yang Fenglai as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Construction Bank Corporation | 939 | China | Y1397N101 | Annual | 19-Jun-20 | 19-May-20 | Confirmed | 453,129 | Management | 12 | Elect Liu Huan as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Construction Bank Corporation | 939 | China | Y1397N101 | Annual | 19-Jun-20 | 19-May-20 | Confirmed | 453,129 | Management | 13 | Elect Ben Shenglin as Supervisor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Construction Bank Corporation | 939 | China | Y1397N101 | Annual | 19-Jun-20 | 19-May-20 | Confirmed | 453,129 | Management | 14 | Approve Ernst & Young Hua Ming LLP as Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Construction Bank Corporation | 939 | China | Y1397N101 | Annual | 19-Jun-20 | 19-May-20 | Confirmed | 453,129 | Management | 15 | Approve Authorization for Temporary Limit on Charitable Donations for 2020 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Construction Bank Corporation | 939 | China | Y1397N101 | Annual | 19-Jun-20 | 19-May-20 | Confirmed | 453,129 | Management | 16 | Approve Capital Plan of China Construction Bank for 2021 to 2023 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Giant Manufacturing Co., Ltd. | 9921 | Taiwan | Y2708Z106 | Annual | 19-Jun-20 | 20-Apr-20 | Confirmed | 11,046 | Management | 1 | Approve Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Giant Manufacturing Co., Ltd. | 9921 | Taiwan | Y2708Z106 | Annual | 19-Jun-20 | 20-Apr-20 | Confirmed | 11,046 | Management | 2 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Giant Manufacturing Co., Ltd. | 9921 | Taiwan | Y2708Z106 | Annual | 19-Jun-20 | 20-Apr-20 | Confirmed | 11,046 | Management | 3 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Nestle India Ltd. | 500790 | India | Y6268T111 | Annual | 19-Jun-20 | 12-Jun-20 | Confirmed | 2,223 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Nestle India Ltd. | 500790 | India | Y6268T111 | Annual | 19-Jun-20 | 12-Jun-20 | Confirmed | 2,223 | Management | 2 | Confirm Three Interim Dividends, Special Interim Dividend and Declare Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Nestle India Ltd. | 500790 | India | Y6268T111 | Annual | 19-Jun-20 | 12-Jun-20 | Confirmed | 2,223 | Management | 3 | Reelect Martin Roemkens as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Nestle India Ltd. | 500790 | India | Y6268T111 | Annual | 19-Jun-20 | 12-Jun-20 | Confirmed | 2,223 | Management | 4 | Approve Remuneration of Cost Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Nestle India Ltd. | 500790 | India | Y6268T111 | Annual | 19-Jun-20 | 12-Jun-20 | Confirmed | 2,223 | Management | 5 | Approve Reappointment and Remuneration of Suresh Narayanan as Managing Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Nestle India Ltd. | 500790 | India | Y6268T111 | Annual | 19-Jun-20 | 12-Jun-20 | Confirmed | 2,223 | Management | 6 | Elect David Steven McDaniel as Director and Approve Appointment and Remuneration of David Steven McDaniel as Whole-time Director Designated as Executive Director-Finance & Control and Chief Financial Officer | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Nestle India Ltd. | 500790 | India | Y6268T111 | Annual | 19-Jun-20 | 12-Jun-20 | Confirmed | 2,223 | Management | 7 | Elect Ramesh Prathivadibhayankara Rajagopalan as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Feihe Ltd. | 6186 | Cayman Islands | G2121Q105 | Annual | 22-Jun-20 | 16-Jun-20 | Confirmed | 201,308 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Feihe Ltd. | 6186 | Cayman Islands | G2121Q105 | Annual | 22-Jun-20 | 16-Jun-20 | Confirmed | 201,308 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Feihe Ltd. | 6186 | Cayman Islands | G2121Q105 | Annual | 22-Jun-20 | 16-Jun-20 | Confirmed | 201,308 | Management | 3a | Elect Leng Youbin as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Feihe Ltd. | 6186 | Cayman Islands | G2121Q105 | Annual | 22-Jun-20 | 16-Jun-20 | Confirmed | 201,308 | Management | 3b | Elect Liu Hua as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Feihe Ltd. | 6186 | Cayman Islands | G2121Q105 | Annual | 22-Jun-20 | 16-Jun-20 | Confirmed | 201,308 | Management | 3c | Elect Cai Fangliang as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Feihe Ltd. | 6186 | Cayman Islands | G2121Q105 | Annual | 22-Jun-20 | 16-Jun-20 | Confirmed | 201,308 | Management | 3d | Elect Liu Shenghui as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Feihe Ltd. | 6186 | Cayman Islands | G2121Q105 | Annual | 22-Jun-20 | 16-Jun-20 | Confirmed | 201,308 | Management | 3e | Elect Judy Fong-Yee Tu as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Feihe Ltd. | 6186 | Cayman Islands | G2121Q105 | Annual | 22-Jun-20 | 16-Jun-20 | Confirmed | 201,308 | Management | 3f | Elect Cheung Kwok Wah as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Feihe Ltd. | 6186 | Cayman Islands | G2121Q105 | Annual | 22-Jun-20 | 16-Jun-20 | Confirmed | 201,308 | Management | 3g | Elect Gao Yu as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Feihe Ltd. | 6186 | Cayman Islands | G2121Q105 | Annual | 22-Jun-20 | 16-Jun-20 | Confirmed | 201,308 | Management | 3h | Elect Kingsley Kwok King Chan as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Feihe Ltd. | 6186 | Cayman Islands | G2121Q105 | Annual | 22-Jun-20 | 16-Jun-20 | Confirmed | 201,308 | Management | 3i | Elect Liu Jinping as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Feihe Ltd. | 6186 | Cayman Islands | G2121Q105 | Annual | 22-Jun-20 | 16-Jun-20 | Confirmed | 201,308 | Management | 3j | Elect Song Jianwu as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Feihe Ltd. | 6186 | Cayman Islands | G2121Q105 | Annual | 22-Jun-20 | 16-Jun-20 | Confirmed | 201,308 | Management | 3k | Elect Fan Yonghong as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Feihe Ltd. | 6186 | Cayman Islands | G2121Q105 | Annual | 22-Jun-20 | 16-Jun-20 | Confirmed | 201,308 | Management | 3l | Elect Jacques Maurice Laforge as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Feihe Ltd. | 6186 | Cayman Islands | G2121Q105 | Annual | 22-Jun-20 | 16-Jun-20 | Confirmed | 201,308 | Management | 3m | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Feihe Ltd. | 6186 | Cayman Islands | G2121Q105 | Annual | 22-Jun-20 | 16-Jun-20 | Confirmed | 201,308 | Management | 4 | Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Feihe Ltd. | 6186 | Cayman Islands | G2121Q105 | Annual | 22-Jun-20 | 16-Jun-20 | Confirmed | 201,308 | Management | 5 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Feihe Ltd. | 6186 | Cayman Islands | G2121Q105 | Annual | 22-Jun-20 | 16-Jun-20 | Confirmed | 201,308 | Management | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Feihe Ltd. | 6186 | Cayman Islands | G2121Q105 | Annual | 22-Jun-20 | 16-Jun-20 | Confirmed | 201,308 | Management | 7 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Feihe Ltd. | 6186 | Cayman Islands | G2121Q105 | Annual | 22-Jun-20 | 16-Jun-20 | Confirmed | 201,308 | Management | 8 | Adopt 2020 Share Option Scheme | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mango Excellent Media Co., Ltd. | 300413 | China | Y306B1109 | Annual | 22-Jun-20 | 12-Jun-20 | Confirmed | 30,188 | Management | 1 | Approve Report of the Board of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mango Excellent Media Co., Ltd. | 300413 | China | Y306B1109 | Annual | 22-Jun-20 | 12-Jun-20 | Confirmed | 30,188 | Management | 2 | Approve Report of the Board of Supervisors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mango Excellent Media Co., Ltd. | 300413 | China | Y306B1109 | Annual | 22-Jun-20 | 12-Jun-20 | Confirmed | 30,188 | Management | 3 | Approve Annual Report and Summary | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mango Excellent Media Co., Ltd. | 300413 | China | Y306B1109 | Annual | 22-Jun-20 | 12-Jun-20 | Confirmed | 30,188 | Management | 4 | Approve Profit Distribution | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mango Excellent Media Co., Ltd. | 300413 | China | Y306B1109 | Annual | 22-Jun-20 | 12-Jun-20 | Confirmed | 30,188 | Management | 5 | Approve Daily Related Party Transactions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mango Excellent Media Co., Ltd. | 300413 | China | Y306B1109 | Annual | 22-Jun-20 | 12-Jun-20 | Confirmed | 30,188 | Management | 6 | Approve Application of Bank Credit Lines | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Mango Excellent Media Co., Ltd. | 300413 | China | Y306B1109 | Annual | 22-Jun-20 | 12-Jun-20 | Confirmed | 30,188 | Management | 7 | Approve Amendments to Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Airtac International Group | 1590 | Cayman Islands | G01408106 | Annual | 23-Jun-20 | 24-Apr-20 | Confirmed | 13,031 | Management | 1 | Approve Business Operations Report and Consolidated Financial Statements | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Airtac International Group | 1590 | Cayman Islands | G01408106 | Annual | 23-Jun-20 | 24-Apr-20 | Confirmed | 13,031 | Management | 2 | Amend Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Airtac International Group | 1590 | Cayman Islands | G01408106 | Annual | 23-Jun-20 | 24-Apr-20 | Confirmed | 13,031 | Management | 3 | Amend Rules and Procedures Regarding Shareholder's General Meeting | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 5,614 | Management | 1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 350 per Ordinary Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 5,614 | Management | 2.1 | Elect Vagit Alekperov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 5,614 | Management | 2.2 | Elect Viktor Blazheev as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 5,614 | Management | 2.3 | Elect Toby Gati as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 5,614 | Management | 2.4 | Elect Ravil Maganov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 5,614 | Management | 2.5 | Elect Roger Munnings as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 5,614 | Management | 2.6 | Elect Nikolai Nikolaev as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 5,614 | Management | 2.7 | Elect Pavel Teplukhin as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 5,614 | Management | 2.8 | Elect Leonid Fedun as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 5,614 | Management | 2.9 | Elect Liubov Khoba as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 5,614 | Management | 2.10 | Elect Sergei Shatalov as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 5,614 | Management | 2.11 | Elect Wolfgang Schuessel as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 5,614 | Management | 3.1 | Approve Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 5,614 | Management | 3.2 | Approve Remuneration of New Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 5,614 | Management | 4 | Ratify KPMG as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 5,614 | Management | 5 | Approve Related-Party Transaction with Ingosstrakh Re: Liability Insurance for Directors and Executives | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 973 | Management | 1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 350 per Ordinary Share | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 973 | Management | 2.1 | Elect Vagit Alekperov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 973 | Management | 2.2 | Elect Viktor Blazheev as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 973 | Management | 2.3 | Elect Toby Gati as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 973 | Management | 2.4 | Elect Ravil Maganov as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 973 | Management | 2.5 | Elect Roger Munnings as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 973 | Management | 2.6 | Elect Nikolai Nikolaev as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 973 | Management | 2.7 | Elect Pavel Teplukhin as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 973 | Management | 2.8 | Elect Leonid Fedun as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 973 | Management | 2.9 | Elect Liubov Khoba as Director | None | Against | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 973 | Management | 2.10 | Elect Sergei Shatalov as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 973 | Management | 2.11 | Elect Wolfgang Schuessel as Director | None | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 973 | Management | 3.1 | Approve Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 973 | Management | 3.2 | Approve Remuneration of New Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 973 | Management | 4 | Ratify KPMG as Auditor | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Oil Co. LUKOIL PJSC | LKOH | Russia | 69343P105 | Annual | 23-Jun-20 | 29-May-20 | Confirmed | 973 | Management | 5 | Approve Related-Party Transaction with Ingosstrakh Re: Liability Insurance for Directors and Executives | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 24-Jun-20 | 18-Jun-20 | Confirmed | 14,267 | Management | 1 | Approve Financial Statements, Statutory Reports and Income Allocation | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 24-Jun-20 | 18-Jun-20 | Confirmed | 14,267 | Management | 2 | Receive Report on Activities of Audit Committee | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 24-Jun-20 | 18-Jun-20 | Confirmed | 14,267 | Management | 3 | Approve Management of Company and Grant Discharge to Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 24-Jun-20 | 18-Jun-20 | Confirmed | 14,267 | Management | 4 | Ratify Auditors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 24-Jun-20 | 18-Jun-20 | Confirmed | 14,267 | Management | 5 | Approve Remuneration Policy | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 24-Jun-20 | 18-Jun-20 | Confirmed | 14,267 | Management | 6 | Approve Director Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 24-Jun-20 | 18-Jun-20 | Confirmed | 14,267 | Management | 7 | Advisory Vote on Remuneration Report | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 24-Jun-20 | 18-Jun-20 | Confirmed | 14,267 | Management | 8 | Approve Director Liability and Indemnification | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 24-Jun-20 | 18-Jun-20 | Confirmed | 14,267 | Management | 9 | Announcement of Related Party Transactions | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 24-Jun-20 | 18-Jun-20 | Confirmed | 14,267 | Management | 10 | Amend Company Articles | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 24-Jun-20 | 18-Jun-20 | Confirmed | 14,267 | Management | 11.1 | Elect Amanda Sisson as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 24-Jun-20 | 18-Jun-20 | Confirmed | 14,267 | Share Holder | 11.2 | Elect a Shareholder-Nominee to the Board | None | Abstain | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 24-Jun-20 | 18-Jun-20 | Confirmed | 14,267 | Share Holder | 11.3 | Elect a Shareholder-Nominee to the Board | None | Abstain | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 24-Jun-20 | 18-Jun-20 | Confirmed | 14,267 | Management | 12.1 | Elect Amanda Sisson as Audit Committee Member | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 24-Jun-20 | 18-Jun-20 | Confirmed | 14,267 | Share Holder | 12.2 | Elect a Shareholder-Nominee to the Audit Committee | None | Abstain | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 24-Jun-20 | 18-Jun-20 | Confirmed | 14,267 | Share Holder | 12.3 | Elect a Shareholder-Nominee to the Audit Committee | None | Abstain | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 24-Jun-20 | 18-Jun-20 | Confirmed | 14,267 | Management | 13 | Announcement of Director Appointments | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hellenic Telecommunications Organization SA | HTO | Greece | X3258B102 | Annual | 24-Jun-20 | 18-Jun-20 | Confirmed | 14,267 | Management | 14 | Various Announcements | No | ||
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Special | 26-Jun-20 | 18-Jun-20 | Confirmed | 123,639 | Management | 1 | Receive Board's Report on Corporate Restructuring Re: Absorption of Two Subsidiaries | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Special | 26-Jun-20 | 18-Jun-20 | Confirmed | 123,639 | Management | 2 | Approve Balance Sheet as of May 31, 2020 | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Special | 26-Jun-20 | 18-Jun-20 | Confirmed | 123,639 | Management | 3 | Approve Corporate Restructuring Re: Absorption of Subsidiary Holding de Restaurantes y Servicios S. de R. L. de C.V. | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Special | 26-Jun-20 | 18-Jun-20 | Confirmed | 123,639 | Management | 4 | Approve Corporate Restructuring Re: Absorption of Subsidiary Tiendas Wal-Mart S. de R. L. de C.V. | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Wal-Mart de Mexico SAB de CV | WALMEX | Mexico | P98180188 | Special | 26-Jun-20 | 18-Jun-20 | Confirmed | 123,639 | Management | 5 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Cement Holdings Ltd. | 1313 | Cayman Islands | G2113L106 | Annual | 29-Jun-20 | 19-Jun-20 | Confirmed | 232,290 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Cement Holdings Ltd. | 1313 | Cayman Islands | G2113L106 | Annual | 29-Jun-20 | 19-Jun-20 | Confirmed | 232,290 | Management | 2 | Approve Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Cement Holdings Ltd. | 1313 | Cayman Islands | G2113L106 | Annual | 29-Jun-20 | 19-Jun-20 | Confirmed | 232,290 | Management | 3.1 | Elect Zhou Longshan as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Cement Holdings Ltd. | 1313 | Cayman Islands | G2113L106 | Annual | 29-Jun-20 | 19-Jun-20 | Confirmed | 232,290 | Management | 3.2 | Elect Ji Youhong as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Cement Holdings Ltd. | 1313 | Cayman Islands | G2113L106 | Annual | 29-Jun-20 | 19-Jun-20 | Confirmed | 232,290 | Management | 3.3 | Elect Ip Shu Kwan Stephen as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Cement Holdings Ltd. | 1313 | Cayman Islands | G2113L106 | Annual | 29-Jun-20 | 19-Jun-20 | Confirmed | 232,290 | Management | 3.4 | Elect Lam Chi Yuen Nelson as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Cement Holdings Ltd. | 1313 | Cayman Islands | G2113L106 | Annual | 29-Jun-20 | 19-Jun-20 | Confirmed | 232,290 | Management | 3.5 | Authorize Board to Fix Remuneration of Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Cement Holdings Ltd. | 1313 | Cayman Islands | G2113L106 | Annual | 29-Jun-20 | 19-Jun-20 | Confirmed | 232,290 | Management | 4 | Appoint Ernst and Young as Auditor and Authorize Board to Fix Their Remuneration | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Cement Holdings Ltd. | 1313 | Cayman Islands | G2113L106 | Annual | 29-Jun-20 | 19-Jun-20 | Confirmed | 232,290 | Management | 5 | Authorize Repurchase of Issued Share Capital | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Cement Holdings Ltd. | 1313 | Cayman Islands | G2113L106 | Annual | 29-Jun-20 | 19-Jun-20 | Confirmed | 232,290 | Management | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | China Resources Cement Holdings Ltd. | 1313 | Cayman Islands | G2113L106 | Annual | 29-Jun-20 | 19-Jun-20 | Confirmed | 232,290 | Management | 7 | Authorize Reissuance of Repurchased Shares | For | Against | Yes |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hundsun Technologies, Inc. | 600570 | China | Y3041V109 | Special | 29-Jun-20 | 22-Jun-20 | Confirmed | 15,300 | Management | 1 | Approve Amendments to Articles of Association | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hindustan Unilever Limited | 500696 | India | Y3222L102 | Annual | 30-Jun-20 | 22-Jun-20 | Confirmed | 12,532 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hindustan Unilever Limited | 500696 | India | Y3222L102 | Annual | 30-Jun-20 | 22-Jun-20 | Confirmed | 12,532 | Management | 2 | Confirm Interim Dividend and Declare Final Dividend | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hindustan Unilever Limited | 500696 | India | Y3222L102 | Annual | 30-Jun-20 | 22-Jun-20 | Confirmed | 12,532 | Management | 3 | Reelect Dev Bajpai as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hindustan Unilever Limited | 500696 | India | Y3222L102 | Annual | 30-Jun-20 | 22-Jun-20 | Confirmed | 12,532 | Management | 4 | Reelect Srinivas Phatak as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hindustan Unilever Limited | 500696 | India | Y3222L102 | Annual | 30-Jun-20 | 22-Jun-20 | Confirmed | 12,532 | Management | 5 | Reelect Wilhemus Uijen as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hindustan Unilever Limited | 500696 | India | Y3222L102 | Annual | 30-Jun-20 | 22-Jun-20 | Confirmed | 12,532 | Management | 6 | Elect Ashish Sharad Gupta as Director | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hindustan Unilever Limited | 500696 | India | Y3222L102 | Annual | 30-Jun-20 | 22-Jun-20 | Confirmed | 12,532 | Management | 7 | Approve Payment of Commission to Non-Executive Directors | For | For | No |
477 | Driehaus Capital Management, Inc. | Aquarius International Fund | 46000039 | Hindustan Unilever Limited | 500696 | India | Y3222L102 | Annual | 30-Jun-20 | 22-Jun-20 | Confirmed | 12,532 | Management | 8 | Approve Remuneration of Cost Auditors | For | For | No |
Mawer Investment Management, Ltd.
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
DCC Plc | DCC | 07/12/2019 | Ireland | G2689P101 | Annual | 07/10/2019 | 448 | G2689P101 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
DCC Plc | DCC | 07/12/2019 | Ireland | G2689P101 | Annual | 07/10/2019 | 448 | G2689P101 | 2 | Approve Final Dividend | Mgmt | For | For |
DCC Plc | DCC | 07/12/2019 | Ireland | G2689P101 | Annual | 07/10/2019 | 448 | G2689P101 | 3 | Approve Remuneration Report | Mgmt | For | For |
DCC Plc | DCC | 07/12/2019 | Ireland | G2689P101 | Annual | 07/10/2019 | 448 | G2689P101 | 4(a) | Elect Mark Breuer as Director | Mgmt | For | For |
DCC Plc | DCC | 07/12/2019 | Ireland | G2689P101 | Annual | 07/10/2019 | 448 | G2689P101 | 4(b) | Elect Caroline Dowling as Director | Mgmt | For | For |
DCC Plc | DCC | 07/12/2019 | Ireland | G2689P101 | Annual | 07/10/2019 | 448 | G2689P101 | 4(c) | Re-elect David Jukes as Director | Mgmt | For | For |
DCC Plc | DCC | 07/12/2019 | Ireland | G2689P101 | Annual | 07/10/2019 | 448 | G2689P101 | 4(d) | Re-elect Pamela Kirby as Director | Mgmt | For | For |
DCC Plc | DCC | 07/12/2019 | Ireland | G2689P101 | Annual | 07/10/2019 | 448 | G2689P101 | 4(e) | Re-elect Jane Lodge as Director | Mgmt | For | For |
DCC Plc | DCC | 07/12/2019 | Ireland | G2689P101 | Annual | 07/10/2019 | 448 | G2689P101 | 4(f) | Re-elect Cormac McCarthy as Director | Mgmt | For | For |
DCC Plc | DCC | 07/12/2019 | Ireland | G2689P101 | Annual | 07/10/2019 | 448 | G2689P101 | 4(g) | Re-elect John Moloney as Director | Mgmt | For | For |
DCC Plc | DCC | 07/12/2019 | Ireland | G2689P101 | Annual | 07/10/2019 | 448 | G2689P101 | 4(h) | Re-elect Donal Murphy as Director | Mgmt | For | For |
DCC Plc | DCC | 07/12/2019 | Ireland | G2689P101 | Annual | 07/10/2019 | 448 | G2689P101 | 4(i) | Re-elect Fergal O'Dwyer as Director | Mgmt | For | For |
DCC Plc | DCC | 07/12/2019 | Ireland | G2689P101 | Annual | 07/10/2019 | 448 | G2689P101 | 4(j) | Re-elect Mark Ryan as Director | Mgmt | For | For |
DCC Plc | DCC | 07/12/2019 | Ireland | G2689P101 | Annual | 07/10/2019 | 448 | G2689P101 | 4(k) | Re-elect Leslie Van de Walle as Director | Mgmt | For | For |
DCC Plc | DCC | 07/12/2019 | Ireland | G2689P101 | Annual | 07/10/2019 | 448 | G2689P101 | 5 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
DCC Plc | DCC | 07/12/2019 | Ireland | G2689P101 | Annual | 07/10/2019 | 448 | G2689P101 | 6 | Approve Increase in the Aggregate Sum of Fees Payable to Non-executive Directors | Mgmt | For | For |
DCC Plc | DCC | 07/12/2019 | Ireland | G2689P101 | Annual | 07/10/2019 | 448 | G2689P101 | 7 | Authorise Issue of Equity | Mgmt | For | For |
DCC Plc | DCC | 07/12/2019 | Ireland | G2689P101 | Annual | 07/10/2019 | 448 | G2689P101 | 8 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
DCC Plc | DCC | 07/12/2019 | Ireland | G2689P101 | Annual | 07/10/2019 | 448 | G2689P101 | 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
DCC Plc | DCC | 07/12/2019 | Ireland | G2689P101 | Annual | 07/10/2019 | 448 | G2689P101 | 10 | Authorise Market Purchase of Shares | Mgmt | For | For |
DCC Plc | DCC | 07/12/2019 | Ireland | G2689P101 | Annual | 07/10/2019 | 448 | G2689P101 | 11 | Authorise Reissuance Price Range of Treasury Shares | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
HDFC Bank Limited | 500180 | 07/12/2019 | India | Y3119P174 | Annual | 07/05/2019 | 36,912 | Y3119P174 | 1 | Accept Standalone Financial Statements and Statutory Reports | Mgmt | For | For |
HDFC Bank Limited | 500180 | 07/12/2019 | India | Y3119P174 | Annual | 07/05/2019 | 36,912 | Y3119P174 | 2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
HDFC Bank Limited | 500180 | 07/12/2019 | India | Y3119P174 | Annual | 07/05/2019 | 36,912 | Y3119P174 | 3 | Approve Dividend | Mgmt | For | For |
HDFC Bank Limited | 500180 | 07/12/2019 | India | Y3119P174 | Annual | 07/05/2019 | 36,912 | Y3119P174 | 4 | Reelect Srikanth Nadhamuni as Director | Mgmt | For | For |
HDFC Bank Limited | 500180 | 07/12/2019 | India | Y3119P174 | Annual | 07/05/2019 | 36,912 | Y3119P174 | 5 | Approve MSKA & Associates, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
HDFC Bank Limited | 500180 | 07/12/2019 | India | Y3119P174 | Annual | 07/05/2019 | 36,912 | Y3119P174 | 6 | Ratify Additional Remuneration for S. R. Batliboi & Co. LLP | Mgmt | For | For |
HDFC Bank Limited | 500180 | 07/12/2019 | India | Y3119P174 | Annual | 07/05/2019 | 36,912 | Y3119P174 | 7 | Elect Sanjiv Sachar as Director | Mgmt | For | For |
HDFC Bank Limited | 500180 | 07/12/2019 | India | Y3119P174 | Annual | 07/05/2019 | 36,912 | Y3119P174 | 8 | Elect Sandeep Parekh as Director | Mgmt | For | For |
HDFC Bank Limited | 500180 | 07/12/2019 | India | Y3119P174 | Annual | 07/05/2019 | 36,912 | Y3119P174 | 9 | Elect M. D. Ranganath as Director | Mgmt | For | For |
HDFC Bank Limited | 500180 | 07/12/2019 | India | Y3119P174 | Annual | 07/05/2019 | 36,912 | Y3119P174 | 10 | Approve Related Party Transactions with Housing Development Finance Corporation Limited | Mgmt | For | For |
HDFC Bank Limited | 500180 | 07/12/2019 | India | Y3119P174 | Annual | 07/05/2019 | 36,912 | Y3119P174 | 11 | Approve Related Party Transactions with HDB Financial Services Limited | Mgmt | For | For |
HDFC Bank Limited | 500180 | 07/12/2019 | India | Y3119P174 | Annual | 07/05/2019 | 36,912 | Y3119P174 | 12 | Authorize Issuance of Tier II Capital Bonds and Long Term Bond on Private Placement Basis | Mgmt | For | For |
HDFC Bank Limited | 500180 | 07/12/2019 | India | Y3119P174 | Annual | 07/05/2019 | 36,912 | Y3119P174 | 13 | Approve Sub-Division of Equity Shares | Mgmt | For | For |
HDFC Bank Limited | 500180 | 07/12/2019 | India | Y3119P174 | Annual | 07/05/2019 | 36,912 | Y3119P174 | 14 | Amend Memorandum of Association to Reflect Changes in Capital | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Halma Plc | HLMA | 07/25/2019 | United Kingdom | G42504103 | Annual | 07/23/2019 | 45,108 | G42504103 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Halma Plc | HLMA | 07/25/2019 | United Kingdom | G42504103 | Annual | 07/23/2019 | 45,108 | G42504103 | 2 | Approve Final Dividend | Mgmt | For | For |
Halma Plc | HLMA | 07/25/2019 | United Kingdom | G42504103 | Annual | 07/23/2019 | 45,108 | G42504103 | 3 | Approve Remuneration Report | Mgmt | For | For |
Halma Plc | HLMA | 07/25/2019 | United Kingdom | G42504103 | Annual | 07/23/2019 | 45,108 | G42504103 | 4 | Re-elect Paul Walker as Director | Mgmt | For | For |
Halma Plc | HLMA | 07/25/2019 | United Kingdom | G42504103 | Annual | 07/23/2019 | 45,108 | G42504103 | 5 | Re-elect Andrew Williams as Director | Mgmt | For | For |
Halma Plc | HLMA | 07/25/2019 | United Kingdom | G42504103 | Annual | 07/23/2019 | 45,108 | G42504103 | 6 | Re-elect Adam Meyers as Director | Mgmt | For | For |
Halma Plc | HLMA | 07/25/2019 | United Kingdom | G42504103 | Annual | 07/23/2019 | 45,108 | G42504103 | 7 | Re-elect Daniela Barone Soares as Director | Mgmt | For | For |
Halma Plc | HLMA | 07/25/2019 | United Kingdom | G42504103 | Annual | 07/23/2019 | 45,108 | G42504103 | 8 | Re-elect Roy Twite as Director | Mgmt | For | For |
Halma Plc | HLMA | 07/25/2019 | United Kingdom | G42504103 | Annual | 07/23/2019 | 45,108 | G42504103 | 9 | Re-elect Tony Rice as Director | Mgmt | For | For |
Halma Plc | HLMA | 07/25/2019 | United Kingdom | G42504103 | Annual | 07/23/2019 | 45,108 | G42504103 | 10 | Re-elect Carole Cran as Director | Mgmt | For | For |
Halma Plc | HLMA | 07/25/2019 | United Kingdom | G42504103 | Annual | 07/23/2019 | 45,108 | G42504103 | 11 | Re-elect Jo Harlow as Director | Mgmt | For | For |
Halma Plc | HLMA | 07/25/2019 | United Kingdom | G42504103 | Annual | 07/23/2019 | 45,108 | G42504103 | 12 | Re-elect Jennifer Ward as Director | Mgmt | For | For |
Halma Plc | HLMA | 07/25/2019 | United Kingdom | G42504103 | Annual | 07/23/2019 | 45,108 | G42504103 | 13 | Re-elect Marc Ronchetti as Director | Mgmt | For | For |
Halma Plc | HLMA | 07/25/2019 | United Kingdom | G42504103 | Annual | 07/23/2019 | 45,108 | G42504103 | 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
Halma Plc | HLMA | 07/25/2019 | United Kingdom | G42504103 | Annual | 07/23/2019 | 45,108 | G42504103 | 15 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
Halma Plc | HLMA | 07/25/2019 | United Kingdom | G42504103 | Annual | 07/23/2019 | 45,108 | G42504103 | 16 | Authorise Issue of Equity | Mgmt | For | For |
Halma Plc | HLMA | 07/25/2019 | United Kingdom | G42504103 | Annual | 07/23/2019 | 45,108 | G42504103 | 17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Halma Plc | HLMA | 07/25/2019 | United Kingdom | G42504103 | Annual | 07/23/2019 | 45,108 | G42504103 | 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
Halma Plc | HLMA | 07/25/2019 | United Kingdom | G42504103 | Annual | 07/23/2019 | 45,108 | G42504103 | 19 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
Halma Plc | HLMA | 07/25/2019 | United Kingdom | G42504103 | Annual | 07/23/2019 | 45,108 | G42504103 | 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
TSURUHA Holdings, Inc. | 3391 | 08/09/2019 | Japan | J9348C105 | Annual | 05/15/2019 | 12,700 | J9348C105 | 1.1 | Elect Director Tsuruha, Tatsuru | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/09/2019 | Japan | J9348C105 | Annual | 05/15/2019 | 12,700 | J9348C105 | 1.2 | Elect Director Horikawa, Masashi | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/09/2019 | Japan | J9348C105 | Annual | 05/15/2019 | 12,700 | J9348C105 | 1.3 | Elect Director Tsuruha, Jun | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/09/2019 | Japan | J9348C105 | Annual | 05/15/2019 | 12,700 | J9348C105 | 1.4 | Elect Director Goto, Teruaki | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/09/2019 | Japan | J9348C105 | Annual | 05/15/2019 | 12,700 | J9348C105 | 1.5 | Elect Director Abe, Mitsunobu | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/09/2019 | Japan | J9348C105 | Annual | 05/15/2019 | 12,700 | J9348C105 | 1.6 | Elect Director Mitsuhashi, Shinya | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/09/2019 | Japan | J9348C105 | Annual | 05/15/2019 | 12,700 | J9348C105 | 1.7 | Elect Director Ogawa, Hisaya | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/09/2019 | Japan | J9348C105 | Annual | 05/15/2019 | 12,700 | J9348C105 | 1.8 | Elect Director Okada, Motoya | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/09/2019 | Japan | J9348C105 | Annual | 05/15/2019 | 12,700 | J9348C105 | 1.9 | Elect Director Yamada, Eiji | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/09/2019 | Japan | J9348C105 | Annual | 05/15/2019 | 12,700 | J9348C105 | 1.10 | Elect Director Murakami, Shoichi | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/09/2019 | Japan | J9348C105 | Annual | 05/15/2019 | 12,700 | J9348C105 | 1.11 | Elect Director Atsumi, Fumiaki | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/09/2019 | Japan | J9348C105 | Annual | 05/15/2019 | 12,700 | J9348C105 | 1.12 | Elect Director Fujii, Fumiyo | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/09/2019 | Japan | J9348C105 | Annual | 05/15/2019 | 12,700 | J9348C105 | 1.13 | Elect Director Sato, Harumi | Mgmt | For | For |
TSURUHA Holdings, Inc. | 3391 | 08/09/2019 | Japan | J9348C105 | Annual | 05/15/2019 | 12,700 | J9348C105 | 2 | Appoint Alternate Statutory Auditor Yamazaki, Mikine | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
UPL Limited | 512070 | 08/28/2019 | India | Y9305P100 | Annual | 08/21/2019 | 102,537 | Y9305P100 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
UPL Limited | 512070 | 08/28/2019 | India | Y9305P100 | Annual | 08/21/2019 | 102,537 | Y9305P100 | 2 | Approve Dividend | Mgmt | For | For |
UPL Limited | 512070 | 08/28/2019 | India | Y9305P100 | Annual | 08/21/2019 | 102,537 | Y9305P100 | 3 | Reelect Jaidev Rajnikant Shroff as Director | Mgmt | For | For |
UPL Limited | 512070 | 08/28/2019 | India | Y9305P100 | Annual | 08/21/2019 | 102,537 | Y9305P100 | 4 | Approve Remuneration of Cost Auditors | Mgmt | For | For |
UPL Limited | 512070 | 08/28/2019 | India | Y9305P100 | Annual | 08/21/2019 | 102,537 | Y9305P100 | 5 | Approve Issuance of Non-Convertible Debentures on Private Placement Basis | Mgmt | For | For |
UPL Limited | 512070 | 08/28/2019 | India | Y9305P100 | Annual | 08/21/2019 | 102,537 | Y9305P100 | 6 | Reelect Pradeep Vedprakash Goyal as Director | Mgmt | For | For |
UPL Limited | 512070 | 08/28/2019 | India | Y9305P100 | Annual | 08/21/2019 | 102,537 | Y9305P100 | 7 | Reelect Reena Ramachandran as Director | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
First American Funds, Inc. | N/A | 08/29/2019 | USA | ZZZZ00128896 | Special | 07/12/2019 | 0 | N/A | 1.1 | Elect Director David K. Baumgardner | Mgmt | For | |
First American Funds, Inc. | N/A | 08/29/2019 | USA | ZZZZ00128896 | Special | 07/12/2019 | 0 | N/A | 1.2 | Elect Director Mark E. Gaumond | Mgmt | For | |
First American Funds, Inc. | N/A | 08/29/2019 | USA | ZZZZ00128896 | Special | 07/12/2019 | 0 | N/A | 1.3 | Elect Director Roger A. Gibson | Mgmt | For | |
First American Funds, Inc. | N/A | 08/29/2019 | USA | ZZZZ00128896 | Special | 07/12/2019 | 0 | N/A | 1.4 | Elect Director Jennifer J. McPeek | Mgmt | For | |
First American Funds, Inc. | N/A | 08/29/2019 | USA | ZZZZ00128896 | Special | 07/12/2019 | 0 | N/A | 1.5 | Elect Director C. David Myers | Mgmt | For | |
First American Funds, Inc. | N/A | 08/29/2019 | USA | ZZZZ00128896 | Special | 07/12/2019 | 0 | N/A | 1.6 | Elect Director Richard K. Riederer | Mgmt | For | |
First American Funds, Inc. | N/A | 08/29/2019 | USA | ZZZZ00128896 | Special | 07/12/2019 | 0 | N/A | 1.7 | Elect Director P. Kelly Tompkins | Mgmt | For | |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
WPP Plc | WPP | 10/24/2019 | Jersey | G9788D103 | Special | 10/22/2019 | 13,155 | G9788D103 | 1 | Approve Matters Relating to the Sale by the Company of 60 Percent of their Kantar Business | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 10/30/2019 | China | Y2680G100 | Special | 09/27/2019 | 116,000 | Y2680G100 | EGM BALLOT FOR HOLDERS OF H SHARES | Mgmt | |||
Fuyao Glass Industry Group Co., Ltd. | 3606 | 10/30/2019 | China | Y2680G100 | Special | 09/27/2019 | 116,000 | Y2680G100 | 1 | Elect Ye Shu as Director | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 10/30/2019 | China | Y2680G100 | Special | 09/27/2019 | 116,000 | Y2680G100 | 2 | Elect Ma Weihua as Supervisor | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 10/30/2019 | China | Y2680G100 | Special | 09/27/2019 | 116,000 | Y2680G100 | ELECT INDEPENDENT NON-EXECUTIVE DIRECTORS VIA CUMULATIVE VOTING | Mgmt | |||
Fuyao Glass Industry Group Co., Ltd. | 3606 | 10/30/2019 | China | Y2680G100 | Special | 09/27/2019 | 116,000 | Y2680G100 | 3.01 | Elect Liu Jing as Director | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 10/30/2019 | China | Y2680G100 | Special | 09/27/2019 | 116,000 | Y2680G100 | 3.02 | Elect Qu Wenzhou as Director | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Adyen NV | ADYEN | 01/14/2020 | Netherlands | N3501V104 | Special | 12/17/2019 | 425 | N3501V104 | Special Meeting Agenda | Mgmt | |||
Adyen NV | ADYEN | 01/14/2020 | Netherlands | N3501V104 | Special | 12/17/2019 | 425 | N3501V104 | 1 | Open Meeting and Announcements | Mgmt | ||
Adyen NV | ADYEN | 01/14/2020 | Netherlands | N3501V104 | Special | 12/17/2019 | 425 | N3501V104 | 2 | Elect Joep van Beurden to Supervisory Board | Mgmt | For | For |
Adyen NV | ADYEN | 01/14/2020 | Netherlands | N3501V104 | Special | 12/17/2019 | 425 | N3501V104 | 3 | Close Meeting | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Aon plc | AON | 02/04/2020 | United Kingdom | G0408V102 | Special | 01/31/2020 | 13,800 | G0408V102 | 1 | Approve Scheme of Arrangement | Mgmt | For | For |
Aon plc | AON | 02/04/2020 | United Kingdom | G0408V102 | Special | 01/31/2020 | 13,800 | G0408V102 | 2 | Approve Reduction of Share Capital and Creation of Distributable Profits | Mgmt | For | For |
Aon plc | AON | 02/04/2020 | United Kingdom | G0408V102 | Special | 01/31/2020 | 13,800 | G0408V102 | 3 | Approve Terms of an Off-Exchange Buyback and Cancellation of Class B Ordinary Shares | Mgmt | For | For |
Aon plc | AON | 02/04/2020 | United Kingdom | G0408V102 | Special | 01/31/2020 | 13,800 | G0408V102 | 4 | Approve Delisting of Shares from the New York Stock Exchange | Mgmt | For | For |
Aon plc | AON | 02/04/2020 | United Kingdom | G0408V102 | Special | 01/31/2020 | 13,800 | G0408V102 | 5 | Adjourn Meeting | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Aon plc | AON | 02/04/2020 | United Kingdom | G0408V102 | Court | 01/31/2020 | 13,800 | G0408V102 | 1 | Approve Scheme of Arrangement | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Compass Group Plc | CPG | 02/06/2020 | United Kingdom | G23296208 | Annual | 02/04/2020 | 52,213 | G23296208 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Compass Group Plc | CPG | 02/06/2020 | United Kingdom | G23296208 | Annual | 02/04/2020 | 52,213 | G23296208 | 2 | Approve Remuneration Report | Mgmt | For | For |
Compass Group Plc | CPG | 02/06/2020 | United Kingdom | G23296208 | Annual | 02/04/2020 | 52,213 | G23296208 | 3 | Approve Final Dividend | Mgmt | For | For |
Compass Group Plc | CPG | 02/06/2020 | United Kingdom | G23296208 | Annual | 02/04/2020 | 52,213 | G23296208 | 4 | Elect Karen Witts as Director | Mgmt | For | For |
Compass Group Plc | CPG | 02/06/2020 | United Kingdom | G23296208 | Annual | 02/04/2020 | 52,213 | G23296208 | 5 | Re-elect Dominic Blakemore as Director | Mgmt | For | For |
Compass Group Plc | CPG | 02/06/2020 | United Kingdom | G23296208 | Annual | 02/04/2020 | 52,213 | G23296208 | 6 | Re-elect Gary Green as Director | Mgmt | For | For |
Compass Group Plc | CPG | 02/06/2020 | United Kingdom | G23296208 | Annual | 02/04/2020 | 52,213 | G23296208 | 7 | Re-elect Carol Arrowsmith as Director | Mgmt | For | For |
Compass Group Plc | CPG | 02/06/2020 | United Kingdom | G23296208 | Annual | 02/04/2020 | 52,213 | G23296208 | 8 | Re-elect John Bason as Director | Mgmt | For | For |
Compass Group Plc | CPG | 02/06/2020 | United Kingdom | G23296208 | Annual | 02/04/2020 | 52,213 | G23296208 | 9 | Re-elect Stefan Bomhard as Director | Mgmt | For | For |
Compass Group Plc | CPG | 02/06/2020 | United Kingdom | G23296208 | Annual | 02/04/2020 | 52,213 | G23296208 | 10 | Re-elect John Bryant as Director | Mgmt | For | For |
Compass Group Plc | CPG | 02/06/2020 | United Kingdom | G23296208 | Annual | 02/04/2020 | 52,213 | G23296208 | 11 | Re-elect Anne-Francoise Nesmes as Director | Mgmt | For | For |
Compass Group Plc | CPG | 02/06/2020 | United Kingdom | G23296208 | Annual | 02/04/2020 | 52,213 | G23296208 | 12 | Re-elect Nelson Silva as Director | Mgmt | For | For |
Compass Group Plc | CPG | 02/06/2020 | United Kingdom | G23296208 | Annual | 02/04/2020 | 52,213 | G23296208 | 13 | Re-elect Ireena Vittal as Director | Mgmt | For | For |
Compass Group Plc | CPG | 02/06/2020 | United Kingdom | G23296208 | Annual | 02/04/2020 | 52,213 | G23296208 | 14 | Re-elect Paul Walsh as Director | Mgmt | For | For |
Compass Group Plc | CPG | 02/06/2020 | United Kingdom | G23296208 | Annual | 02/04/2020 | 52,213 | G23296208 | 15 | Reappoint KPMG LLP as Auditors | Mgmt | For | For |
Compass Group Plc | CPG | 02/06/2020 | United Kingdom | G23296208 | Annual | 02/04/2020 | 52,213 | G23296208 | 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
Compass Group Plc | CPG | 02/06/2020 | United Kingdom | G23296208 | Annual | 02/04/2020 | 52,213 | G23296208 | 17 | Authorise EU Political Donations and Expenditure | Mgmt | For | For |
Compass Group Plc | CPG | 02/06/2020 | United Kingdom | G23296208 | Annual | 02/04/2020 | 52,213 | G23296208 | 18 | Approve Payment of Fees to Non-executive Directors | Mgmt | For | For |
Compass Group Plc | CPG | 02/06/2020 | United Kingdom | G23296208 | Annual | 02/04/2020 | 52,213 | G23296208 | 19 | Authorise Issue of Equity | Mgmt | For | For |
Compass Group Plc | CPG | 02/06/2020 | United Kingdom | G23296208 | Annual | 02/04/2020 | 52,213 | G23296208 | 20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Compass Group Plc | CPG | 02/06/2020 | United Kingdom | G23296208 | Annual | 02/04/2020 | 52,213 | G23296208 | 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
Compass Group Plc | CPG | 02/06/2020 | United Kingdom | G23296208 | Annual | 02/04/2020 | 52,213 | G23296208 | 22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
Compass Group Plc | CPG | 02/06/2020 | United Kingdom | G23296208 | Annual | 02/04/2020 | 52,213 | G23296208 | 23 | Authorise the Company to Call General Meeting with 14 Working Days' Notice | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Kone Oyj | KNEBV | 02/25/2020 | Finland | X4551T105 | Annual | 02/13/2020 | 8,849 | X4551T105 | 1 | Open Meeting | Mgmt | ||
Kone Oyj | KNEBV | 02/25/2020 | Finland | X4551T105 | Annual | 02/13/2020 | 8,849 | X4551T105 | 2 | Call the Meeting to Order | Mgmt | ||
Kone Oyj | KNEBV | 02/25/2020 | Finland | X4551T105 | Annual | 02/13/2020 | 8,849 | X4551T105 | 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For |
Kone Oyj | KNEBV | 02/25/2020 | Finland | X4551T105 | Annual | 02/13/2020 | 8,849 | X4551T105 | 4 | Acknowledge Proper Convening of Meeting | Mgmt | For | For |
Kone Oyj | KNEBV | 02/25/2020 | Finland | X4551T105 | Annual | 02/13/2020 | 8,849 | X4551T105 | 5 | Prepare and Approve List of Shareholders | Mgmt | For | For |
Kone Oyj | KNEBV | 02/25/2020 | Finland | X4551T105 | Annual | 02/13/2020 | 8,849 | X4551T105 | 6 | Receive Financial Statements and Statutory Reports | Mgmt | ||
Kone Oyj | KNEBV | 02/25/2020 | Finland | X4551T105 | Annual | 02/13/2020 | 8,849 | X4551T105 | 7 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Kone Oyj | KNEBV | 02/25/2020 | Finland | X4551T105 | Annual | 02/13/2020 | 8,849 | X4551T105 | 8 | Approve Allocation of Income and Dividends of EUR 1.6975 per Class A Share and EUR 1.70 per Class B Share | Mgmt | For | For |
Kone Oyj | KNEBV | 02/25/2020 | Finland | X4551T105 | Annual | 02/13/2020 | 8,849 | X4551T105 | 9 | Approve Discharge of Board and President | Mgmt | For | For |
Kone Oyj | KNEBV | 02/25/2020 | Finland | X4551T105 | Annual | 02/13/2020 | 8,849 | X4551T105 | 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | For |
Kone Oyj | KNEBV | 02/25/2020 | Finland | X4551T105 | Annual | 02/13/2020 | 8,849 | X4551T105 | 11 | Approve Remuneration of Directors in the Amount of EUR 60,000 for Chairman, EUR 50,000 for Vice Chairman, and EUR 45,000 for Other Directors; Approve Attendance Fees for Board and Committee Work | Mgmt | For | For |
Kone Oyj | KNEBV | 02/25/2020 | Finland | X4551T105 | Annual | 02/13/2020 | 8,849 | X4551T105 | 12 | Fix Number of Directors at Nine | Mgmt | For | For |
Kone Oyj | KNEBV | 02/25/2020 | Finland | X4551T105 | Annual | 02/13/2020 | 8,849 | X4551T105 | 13 | Reelect Matti Alahuhta, Anne Brunila, Antti Herlin, Iiris Herlin, Jussi Herlin, Ravi Kant, Juhani Kaskeala and Sirpa Pietikainen as Directors; Elect Susan Duinhoven as New Director | Mgmt | For | For |
Kone Oyj | KNEBV | 02/25/2020 | Finland | X4551T105 | Annual | 02/13/2020 | 8,849 | X4551T105 | 14 | Amend Articles Re: Business Area; Auditors; General Meeting | Mgmt | For | For |
Kone Oyj | KNEBV | 02/25/2020 | Finland | X4551T105 | Annual | 02/13/2020 | 8,849 | X4551T105 | 15.a | Approve Remuneration of Auditors | Mgmt | For | For |
Kone Oyj | KNEBV | 02/25/2020 | Finland | X4551T105 | Annual | 02/13/2020 | 8,849 | X4551T105 | 15.b | Fix Number of Auditors at Two for Financial Year 2020 | Mgmt | For | For |
Kone Oyj | KNEBV | 02/25/2020 | Finland | X4551T105 | Annual | 02/13/2020 | 8,849 | X4551T105 | 15.c | Fix Number of Auditors at One for Financial Year 2021 | Mgmt | For | For |
Kone Oyj | KNEBV | 02/25/2020 | Finland | X4551T105 | Annual | 02/13/2020 | 8,849 | X4551T105 | 15.d | Ratify PricewaterhouseCoopers and Jouko Malinen as Auditors for Financial Year 2020 | Mgmt | For | For |
Kone Oyj | KNEBV | 02/25/2020 | Finland | X4551T105 | Annual | 02/13/2020 | 8,849 | X4551T105 | 15.e | Ratify Ernst & Young as Auditors for Financial Year 2021 | Mgmt | For | For |
Kone Oyj | KNEBV | 02/25/2020 | Finland | X4551T105 | Annual | 02/13/2020 | 8,849 | X4551T105 | 16 | Authorize Share Repurchase Program | Mgmt | For | For |
Kone Oyj | KNEBV | 02/25/2020 | Finland | X4551T105 | Annual | 02/13/2020 | 8,849 | X4551T105 | 17 | Approve Issuance Shares without Preemptive Rights | Mgmt | For | For |
Kone Oyj | KNEBV | 02/25/2020 | Finland | X4551T105 | Annual | 02/13/2020 | 8,849 | X4551T105 | 18 | Close Meeting | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Novozymes A/S | NZYM.B | 02/26/2020 | Denmark | K7317J133 | Annual | 02/19/2020 | 14,188 | K7317J133 | 1 | Receive Report of Board | Mgmt | ||
Novozymes A/S | NZYM.B | 02/26/2020 | Denmark | K7317J133 | Annual | 02/19/2020 | 14,188 | K7317J133 | 2 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Novozymes A/S | NZYM.B | 02/26/2020 | Denmark | K7317J133 | Annual | 02/19/2020 | 14,188 | K7317J133 | 3 | Approve Allocation of Income and Dividends of DKK 5.25 Per Share | Mgmt | For | For |
Novozymes A/S | NZYM.B | 02/26/2020 | Denmark | K7317J133 | Annual | 02/19/2020 | 14,188 | K7317J133 | 4 | Approve Remuneration of Directors in the Amount of DKK 1.5 Million for Chairman, DKK1 Million for Vice Chairman and DKK 500,000 for Other Directors; ApproveRemuneration for Committee Work | Mgmt | For | For |
Novozymes A/S | NZYM.B | 02/26/2020 | Denmark | K7317J133 | Annual | 02/19/2020 | 14,188 | K7317J133 | 5 | Reelect Jorgen Buhl Rasmussen (Chairman) as Director | Mgmt | For | For |
Novozymes A/S | NZYM.B | 02/26/2020 | Denmark | K7317J133 | Annual | 02/19/2020 | 14,188 | K7317J133 | 6 | Elect Cornelis de Jong (Vice Chairman) as Director | Mgmt | For | For |
Novozymes A/S | NZYM.B | 02/26/2020 | Denmark | K7317J133 | Annual | 02/19/2020 | 14,188 | K7317J133 | 7a | Reelect Kasim Kutay as Director | Mgmt | For | For |
Novozymes A/S | NZYM.B | 02/26/2020 | Denmark | K7317J133 | Annual | 02/19/2020 | 14,188 | K7317J133 | 7b | Reelect Kim Stratton as Director | Mgmt | For | For |
Novozymes A/S | NZYM.B | 02/26/2020 | Denmark | K7317J133 | Annual | 02/19/2020 | 14,188 | K7317J133 | 7c | Reelect Mathias Uhlen as Director | Mgmt | For | For |
Novozymes A/S | NZYM.B | 02/26/2020 | Denmark | K7317J133 | Annual | 02/19/2020 | 14,188 | K7317J133 | 7d | Elect Sharon James as Director | Mgmt | For | For |
Novozymes A/S | NZYM.B | 02/26/2020 | Denmark | K7317J133 | Annual | 02/19/2020 | 14,188 | K7317J133 | 7e | Elect Heine Dalsgaard as Director | Mgmt | For | For |
Novozymes A/S | NZYM.B | 02/26/2020 | Denmark | K7317J133 | Annual | 02/19/2020 | 14,188 | K7317J133 | 8 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For |
Novozymes A/S | NZYM.B | 02/26/2020 | Denmark | K7317J133 | Annual | 02/19/2020 | 14,188 | K7317J133 | 9a | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Mgmt | For | For |
Novozymes A/S | NZYM.B | 02/26/2020 | Denmark | K7317J133 | Annual | 02/19/2020 | 14,188 | K7317J133 | 9b | Approve Creation of DKK 57 Million Pool of Capital in B Shares without Preemptive Rights; DKK 58.2 Million Pool of Capital with Preemptive Rights; and Pool of Capital in Warrants without Preemptive Rights | Mgmt | For | For |
Novozymes A/S | NZYM.B | 02/26/2020 | Denmark | K7317J133 | Annual | 02/19/2020 | 14,188 | K7317J133 | 9c | Approve DKK 12 Million Reduction in Share Capital via Share Cancellation | Mgmt | For | For |
Novozymes A/S | NZYM.B | 02/26/2020 | Denmark | K7317J133 | Annual | 02/19/2020 | 14,188 | K7317J133 | 9d | Authorize Share Repurchase Program | Mgmt | For | For |
Novozymes A/S | NZYM.B | 02/26/2020 | Denmark | K7317J133 | Annual | 02/19/2020 | 14,188 | K7317J133 | 9e | Amend Articles | Mgmt | For | For |
Novozymes A/S | NZYM.B | 02/26/2020 | Denmark | K7317J133 | Annual | 02/19/2020 | 14,188 | K7317J133 | 9f | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Mgmt | For | For |
Novozymes A/S | NZYM.B | 02/26/2020 | Denmark | K7317J133 | Annual | 02/19/2020 | 14,188 | K7317J133 | 10 | Other Business | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | Meeting for ADR Holders | Mgmt | |||
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 3 | Approve Allocation of Income and Dividends of CHF 2.95 per Share | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 4 | Approve CHF 30.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 5.1 | Approve Remuneration of Directors in the Amount of CHF 9 Million | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 5.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million | Mgmt | For | Against |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 5.3 | Approve Remuneration Report | Mgmt | For | Against |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 6.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 6.2 | Reelect Nancy Andrews as Director | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 6.3 | Reelect Ton Buechner as Director | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 6.4 | Reelect Patrice Bula as Director | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 6.5 | Reelect Srikant Datar as Director | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 6.6 | Reelect Elizabeth Doherty as Director | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 6.7 | Reelect Ann Fudge as Director | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 6.8 | Reelect Frans van Houten as Director | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 6.9 | Reelect Andreas von Planta as Director | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 6.10 | Reelect Charles Sawyers as Director | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 6.11 | Reelect Enrico Vanni as Director | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 6.12 | Reelect William Winters as Director | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 6.13 | Elect Bridgette Heller as Director | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 6.14 | Elect Simon Moroney as Director | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 7.1 | Reappoint Patrice Bula as Member of the Compensation Committee | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 7.2 | Reappoint Srikant Datar as Member of the Compensation Committee | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 7.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 7.4 | Reappoint William Winters as Member of the Compensation Committee | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 7.5 | Appoint Bridgette Heller as Member of the Compensation Committee | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 8 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 9 | Designate Peter Zahn as Independent Proxy | Mgmt | For | For |
Novartis AG | NOVN | 02/28/2020 | Switzerland | H5820Q150 | Annual | 01/23/2020 | 13,100 | H5820Q150 | 10 | Transact Other Business (Voting) | Mgmt | For | Against |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
SGS SA | SGSN | 03/24/2020 | Switzerland | H7485A108 | Annual | 282 | H7485A108 | 1.1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
SGS SA | SGSN | 03/24/2020 | Switzerland | H7485A108 | Annual | 282 | H7485A108 | 1.2 | Approve Remuneration Report (Non-Binding) | Mgmt | For | Against | |
SGS SA | SGSN | 03/24/2020 | Switzerland | H7485A108 | Annual | 282 | H7485A108 | 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
SGS SA | SGSN | 03/24/2020 | Switzerland | H7485A108 | Annual | 282 | H7485A108 | 3 | Approve Allocation of Income and Dividends of CHF 80.00 per Share | Mgmt | For | For | |
SGS SA | SGSN | 03/24/2020 | Switzerland | H7485A108 | Annual | 282 | H7485A108 | 4.1a | Reelect Paul Desmarais as Director | Mgmt | For | Against | |
SGS SA | SGSN | 03/24/2020 | Switzerland | H7485A108 | Annual | 282 | H7485A108 | 4.1b | Reelect August Francois von Finck as Director | Mgmt | For | Against | |
SGS SA | SGSN | 03/24/2020 | Switzerland | H7485A108 | Annual | 282 | H7485A108 | 4.1c | Reelect Ian Gallienne as Director | Mgmt | For | Against | |
SGS SA | SGSN | 03/24/2020 | Switzerland | H7485A108 | Annual | 282 | H7485A108 | 4.1d | Reelect Calvin Grieder as Director | Mgmt | For | Against | |
SGS SA | SGSN | 03/24/2020 | Switzerland | H7485A108 | Annual | 282 | H7485A108 | 4.1e | Reelect Cornelius Grupp as Director | Mgmt | For | Against | |
SGS SA | SGSN | 03/24/2020 | Switzerland | H7485A108 | Annual | 282 | H7485A108 | 4.1f | Reelect Gerard Lamarche as Director | Mgmt | For | Against | |
SGS SA | SGSN | 03/24/2020 | Switzerland | H7485A108 | Annual | 282 | H7485A108 | 4.1g | Reelect Shelby du Pasquier as Director | Mgmt | For | Against | |
SGS SA | SGSN | 03/24/2020 | Switzerland | H7485A108 | Annual | 282 | H7485A108 | 4.1h | Reelect Kory Sorenson as Director | Mgmt | For | Against | |
SGS SA | SGSN | 03/24/2020 | Switzerland | H7485A108 | Annual | 282 | H7485A108 | 4.1i | Elect Sami Atiya as Director | Mgmt | For | Against | |
SGS SA | SGSN | 03/24/2020 | Switzerland | H7485A108 | Annual | 282 | H7485A108 | 4.1j | Elect Tobias Hartmann as Director | Mgmt | For | Against | |
SGS SA | SGSN | 03/24/2020 | Switzerland | H7485A108 | Annual | 282 | H7485A108 | 4.2 | Elect Calvin Grieder as Board Chairman | Mgmt | For | Against | |
SGS SA | SGSN | 03/24/2020 | Switzerland | H7485A108 | Annual | 282 | H7485A108 | 4.3.1 | Appoint Ian Gallienne as Member of the Compensation Committee | Mgmt | For | Against | |
SGS SA | SGSN | 03/24/2020 | Switzerland | H7485A108 | Annual | 282 | H7485A108 | 4.3.2 | Appoint Shelby du Pasquier as Member of the Compensation Committee | Mgmt | For | Against | |
SGS SA | SGSN | 03/24/2020 | Switzerland | H7485A108 | Annual | 282 | H7485A108 | 4.3.3 | Appoint Kory Sorenson as Member of the Compensation Committee | Mgmt | For | Against | |
SGS SA | SGSN | 03/24/2020 | Switzerland | H7485A108 | Annual | 282 | H7485A108 | 4.4 | Ratify Deloitte SA as Auditors | Mgmt | For | For | |
SGS SA | SGSN | 03/24/2020 | Switzerland | H7485A108 | Annual | 282 | H7485A108 | 4.5 | Designate Jeandin & Defacqz as Independent Proxy | Mgmt | For | Against | |
SGS SA | SGSN | 03/24/2020 | Switzerland | H7485A108 | Annual | 282 | H7485A108 | 5.1 | Approve Remuneration of Directors in the Amount of CHF 2.3 Million | Mgmt | For | Against | |
SGS SA | SGSN | 03/24/2020 | Switzerland | H7485A108 | Annual | 282 | H7485A108 | 5.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 14 Million | Mgmt | For | Against | |
SGS SA | SGSN | 03/24/2020 | Switzerland | H7485A108 | Annual | 282 | H7485A108 | 5.3 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 7 Million | Mgmt | For | Against | |
SGS SA | SGSN | 03/24/2020 | Switzerland | H7485A108 | Annual | 282 | H7485A108 | 6 | Transact Other Business (Voting) | Mgmt | For | Against | |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Topdanmark A/S | TOP | 04/02/2020 | Denmark | K96213176 | Annual | 03/26/2020 | 20,110 | K96213176 | 1 | Receive Report of Board | Mgmt | ||
Topdanmark A/S | TOP | 04/02/2020 | Denmark | K96213176 | Annual | 03/26/2020 | 20,110 | K96213176 | 2 | Receive Financial Statements and Statutory Reports | Mgmt | ||
Topdanmark A/S | TOP | 04/02/2020 | Denmark | K96213176 | Annual | 03/26/2020 | 20,110 | K96213176 | 3 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of DKK 17 Per Share | Mgmt | For | For |
Topdanmark A/S | TOP | 04/02/2020 | Denmark | K96213176 | Annual | 03/26/2020 | 20,110 | K96213176 | 4a | Amend Articles Re: Voting on the Company's Remuneration Report at Annual General Meetings | Mgmt | For | For |
Topdanmark A/S | TOP | 04/02/2020 | Denmark | K96213176 | Annual | 03/26/2020 | 20,110 | K96213176 | 4b | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Mgmt | For | For |
Topdanmark A/S | TOP | 04/02/2020 | Denmark | K96213176 | Annual | 03/26/2020 | 20,110 | K96213176 | 4c | Approve Remuneration of Directors | Mgmt | For | For |
Topdanmark A/S | TOP | 04/02/2020 | Denmark | K96213176 | Annual | 03/26/2020 | 20,110 | K96213176 | Shareholder Proposal Submitted by Thomas Meinert Larsen | Mgmt | |||
Topdanmark A/S | TOP | 04/02/2020 | Denmark | K96213176 | Annual | 03/26/2020 | 20,110 | K96213176 | 4d | Instruct Board to Annually Publish Statement for the Exercise of Active Ownership in Coal, Oil and Gas Companies; Dispose Shares in Coal, Oil and Gas Companies where Active Ownership does Not Lead to Fulfillment of the Paris Agreement | SH | Against | Against |
Topdanmark A/S | TOP | 04/02/2020 | Denmark | K96213176 | Annual | 03/26/2020 | 20,110 | K96213176 | Management Proposals | Mgmt | |||
Topdanmark A/S | TOP | 04/02/2020 | Denmark | K96213176 | Annual | 03/26/2020 | 20,110 | K96213176 | 5a | Reelect Anne Louise Eberhard as Director | Mgmt | For | For |
Topdanmark A/S | TOP | 04/02/2020 | Denmark | K96213176 | Annual | 03/26/2020 | 20,110 | K96213176 | 5b | Reelect Cristina Lage as Director | Mgmt | For | For |
Topdanmark A/S | TOP | 04/02/2020 | Denmark | K96213176 | Annual | 03/26/2020 | 20,110 | K96213176 | 5c | Reelect Petri Niemisvirta as Director | Mgmt | For | For |
Topdanmark A/S | TOP | 04/02/2020 | Denmark | K96213176 | Annual | 03/26/2020 | 20,110 | K96213176 | 5d | Reelect Morten Thorsrud as Director | Mgmt | For | For |
Topdanmark A/S | TOP | 04/02/2020 | Denmark | K96213176 | Annual | 03/26/2020 | 20,110 | K96213176 | 5e | Reelect Ricard Wennerklint as Director | Mgmt | For | For |
Topdanmark A/S | TOP | 04/02/2020 | Denmark | K96213176 | Annual | 03/26/2020 | 20,110 | K96213176 | 5f | Reelect Jens Aalose as Director | Mgmt | For | For |
Topdanmark A/S | TOP | 04/02/2020 | Denmark | K96213176 | Annual | 03/26/2020 | 20,110 | K96213176 | 6 | Ratify Ernst & Young as Auditors | Mgmt | For | For |
Topdanmark A/S | TOP | 04/02/2020 | Denmark | K96213176 | Annual | 03/26/2020 | 20,110 | K96213176 | 7 | Other Business | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Bunzl Plc | BNZL | 04/15/2020 | United Kingdom | G16968110 | Annual | 04/09/2020 | 80,614 | G16968110 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Bunzl Plc | BNZL | 04/15/2020 | United Kingdom | G16968110 | Annual | 04/09/2020 | 80,614 | G16968110 | 2 | Approve Final Dividend | Mgmt | For | For |
Bunzl Plc | BNZL | 04/15/2020 | United Kingdom | G16968110 | Annual | 04/09/2020 | 80,614 | G16968110 | 3 | Elect Peter Ventress as Director | Mgmt | For | For |
Bunzl Plc | BNZL | 04/15/2020 | United Kingdom | G16968110 | Annual | 04/09/2020 | 80,614 | G16968110 | 4 | Re-elect Frank van Zanten as Director | Mgmt | For | For |
Bunzl Plc | BNZL | 04/15/2020 | United Kingdom | G16968110 | Annual | 04/09/2020 | 80,614 | G16968110 | 5 | Elect Richard Howes as Director | Mgmt | For | For |
Bunzl Plc | BNZL | 04/15/2020 | United Kingdom | G16968110 | Annual | 04/09/2020 | 80,614 | G16968110 | 6 | Re-elect Vanda Murray as Director | Mgmt | For | For |
Bunzl Plc | BNZL | 04/15/2020 | United Kingdom | G16968110 | Annual | 04/09/2020 | 80,614 | G16968110 | 7 | Re-elect Lloyd Pitchford as Director | Mgmt | For | For |
Bunzl Plc | BNZL | 04/15/2020 | United Kingdom | G16968110 | Annual | 04/09/2020 | 80,614 | G16968110 | 8 | Re-elect Stephan Nanninga as Director | Mgmt | For | For |
Bunzl Plc | BNZL | 04/15/2020 | United Kingdom | G16968110 | Annual | 04/09/2020 | 80,614 | G16968110 | 9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
Bunzl Plc | BNZL | 04/15/2020 | United Kingdom | G16968110 | Annual | 04/09/2020 | 80,614 | G16968110 | 10 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
Bunzl Plc | BNZL | 04/15/2020 | United Kingdom | G16968110 | Annual | 04/09/2020 | 80,614 | G16968110 | 11 | Approve Remuneration Policy | Mgmt | For | For |
Bunzl Plc | BNZL | 04/15/2020 | United Kingdom | G16968110 | Annual | 04/09/2020 | 80,614 | G16968110 | 12 | Approve Remuneration Report | Mgmt | For | For |
Bunzl Plc | BNZL | 04/15/2020 | United Kingdom | G16968110 | Annual | 04/09/2020 | 80,614 | G16968110 | 13 | Authorise Issue of Equity | Mgmt | For | For |
Bunzl Plc | BNZL | 04/15/2020 | United Kingdom | G16968110 | Annual | 04/09/2020 | 80,614 | G16968110 | 14 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Bunzl Plc | BNZL | 04/15/2020 | United Kingdom | G16968110 | Annual | 04/09/2020 | 80,614 | G16968110 | 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
Bunzl Plc | BNZL | 04/15/2020 | United Kingdom | G16968110 | Annual | 04/09/2020 | 80,614 | G16968110 | 16 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
Bunzl Plc | BNZL | 04/15/2020 | United Kingdom | G16968110 | Annual | 04/09/2020 | 80,614 | G16968110 | 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
IHS Markit Ltd. | INFO | 04/16/2020 | Bermuda | G47567105 | Annual | 02/20/2020 | 6,980 | G47567105 | 1a | Elect Director Lance Uggla | Mgmt | For | For |
IHS Markit Ltd. | INFO | 04/16/2020 | Bermuda | G47567105 | Annual | 02/20/2020 | 6,980 | G47567105 | 1b | Elect Director John Browne | Mgmt | For | For |
IHS Markit Ltd. | INFO | 04/16/2020 | Bermuda | G47567105 | Annual | 02/20/2020 | 6,980 | G47567105 | 1c | Elect Director Ruann F. Ernst | Mgmt | For | For |
IHS Markit Ltd. | INFO | 04/16/2020 | Bermuda | G47567105 | Annual | 02/20/2020 | 6,980 | G47567105 | 1d | Elect Director William E. Ford | Mgmt | For | For |
IHS Markit Ltd. | INFO | 04/16/2020 | Bermuda | G47567105 | Annual | 02/20/2020 | 6,980 | G47567105 | 1e | Elect Director Jean-Paul L. Montupet | Mgmt | For | For |
IHS Markit Ltd. | INFO | 04/16/2020 | Bermuda | G47567105 | Annual | 02/20/2020 | 6,980 | G47567105 | 1f | Elect Director Deborah K. Orida | Mgmt | For | For |
IHS Markit Ltd. | INFO | 04/16/2020 | Bermuda | G47567105 | Annual | 02/20/2020 | 6,980 | G47567105 | 1g | Elect Director James A. Rosenthal | Mgmt | For | For |
IHS Markit Ltd. | INFO | 04/16/2020 | Bermuda | G47567105 | Annual | 02/20/2020 | 6,980 | G47567105 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
IHS Markit Ltd. | INFO | 04/16/2020 | Bermuda | G47567105 | Annual | 02/20/2020 | 6,980 | G47567105 | 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Sika AG | SIKA | 04/21/2020 | Switzerland | H7631K273 | Annual | 6,412 | H7631K273 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
Sika AG | SIKA | 04/21/2020 | Switzerland | H7631K273 | Annual | 6,412 | H7631K273 | 2 | Approve Allocation of Income and Dividends of CHF 2.30 per Share | Mgmt | For | For | |
Sika AG | SIKA | 04/21/2020 | Switzerland | H7631K273 | Annual | 6,412 | H7631K273 | 3 | Approve Discharge of Board of Directors | Mgmt | For | For | |
Sika AG | SIKA | 04/21/2020 | Switzerland | H7631K273 | Annual | 6,412 | H7631K273 | 4.1.1 | Reelect Paul Haelg as Director | Mgmt | For | For | |
Sika AG | SIKA | 04/21/2020 | Switzerland | H7631K273 | Annual | 6,412 | H7631K273 | 4.1.2 | Reelect Frits van Dijk as Director | Mgmt | For | For | |
Sika AG | SIKA | 04/21/2020 | Switzerland | H7631K273 | Annual | 6,412 | H7631K273 | 4.1.3 | Reelect Monika Ribar as Director | Mgmt | For | For | |
Sika AG | SIKA | 04/21/2020 | Switzerland | H7631K273 | Annual | 6,412 | H7631K273 | 4.1.4 | Reelect Daniel Sauter as Director | Mgmt | For | For | |
Sika AG | SIKA | 04/21/2020 | Switzerland | H7631K273 | Annual | 6,412 | H7631K273 | 4.1.5 | Reelect Christoph Tobler as Director | Mgmt | For | For | |
Sika AG | SIKA | 04/21/2020 | Switzerland | H7631K273 | Annual | 6,412 | H7631K273 | 4.1.6 | Reelect Justin Howell as Director | Mgmt | For | For | |
Sika AG | SIKA | 04/21/2020 | Switzerland | H7631K273 | Annual | 6,412 | H7631K273 | 4.1.7 | Reelect Thierry Vanlancker as Director | Mgmt | For | For | |
Sika AG | SIKA | 04/21/2020 | Switzerland | H7631K273 | Annual | 6,412 | H7631K273 | 4.1.8 | Reelect Viktor Balli as Director | Mgmt | For | For | |
Sika AG | SIKA | 04/21/2020 | Switzerland | H7631K273 | Annual | 6,412 | H7631K273 | 4.2 | Reelect Paul Haelg as Board Chairman | Mgmt | For | For | |
Sika AG | SIKA | 04/21/2020 | Switzerland | H7631K273 | Annual | 6,412 | H7631K273 | 4.3.1 | Appoint Daniel Sauter as Member of the Nomination and Compensation Committee | Mgmt | For | For | |
Sika AG | SIKA | 04/21/2020 | Switzerland | H7631K273 | Annual | 6,412 | H7631K273 | 4.3.2 | Appoint Justin Howell as Member of the Nomination and Compensation Committee | Mgmt | For | For | |
Sika AG | SIKA | 04/21/2020 | Switzerland | H7631K273 | Annual | 6,412 | H7631K273 | 4.3.3 | Appoint Thierry Vanlancker as Member of the Nomination and Compensation Committee | Mgmt | For | For | |
Sika AG | SIKA | 04/21/2020 | Switzerland | H7631K273 | Annual | 6,412 | H7631K273 | 4.4 | Ratify Ernst & Young AG as Auditors | Mgmt | For | For | |
Sika AG | SIKA | 04/21/2020 | Switzerland | H7631K273 | Annual | 6,412 | H7631K273 | 4.5 | Designate Jost Windlin as Independent Proxy | Mgmt | For | For | |
Sika AG | SIKA | 04/21/2020 | Switzerland | H7631K273 | Annual | 6,412 | H7631K273 | 5.1 | Approve Remuneration Report (Non-Binding) | Mgmt | For | For | |
Sika AG | SIKA | 04/21/2020 | Switzerland | H7631K273 | Annual | 6,412 | H7631K273 | 5.2 | Approve Remuneration of Directors in the Amount of CHF 3.3 Million | Mgmt | For | For | |
Sika AG | SIKA | 04/21/2020 | Switzerland | H7631K273 | Annual | 6,412 | H7631K273 | 5.3 | Approve Remuneration of Executive Committee in the Amount of CHF 19.5 Million for Fiscal 2021 | Mgmt | For | For | |
Sika AG | SIKA | 04/21/2020 | Switzerland | H7631K273 | Annual | 6,412 | H7631K273 | 6 | Transact Other Business (Voting) | Mgmt | For | Against | |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 1 | Accept Financial Statements and Statutory Reports and Review the Company's Affairs | Mgmt | For | For |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 2 | Approve Final Dividend | Mgmt | For | Against |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 3a | Re-elect Patsy Ahern as Director | Mgmt | For | Against |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 3b | Re-elect Mark Garvey as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 3c | Re-elect Vincent Gorman as Director | Mgmt | For | Against |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 3d | Re-elect Brendan Hayes as Director | Mgmt | For | Against |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 3e | Re-elect Martin Keane as Director | Mgmt | For | Against |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 3f | Re-elect John Murphy as Director | Mgmt | For | Against |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 3g | Re-elect Patrick Murphy as Director | Mgmt | For | Against |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 3h | Re-elect Siobhan Talbot as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 3i | Re-elect Patrick Coveney as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 3j | Elect John Daly as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 3k | Re-elect Donard Gaynor as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 3l | Elect Mary Minnick as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 3m | Re-elect Dan O'Connor as Director | Mgmt | For | For |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 4 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 5 | Approve Remuneration Report | Mgmt | For | For |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 6 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 7 | Authorise Issue of Equity | Mgmt | For | For |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 8 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 10 | Authorise Market Purchase of Shares | Mgmt | For | For |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 11 | Determine Price Range for Reissuance of Treasury Shares | Mgmt | For | For |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 12 | Approve Rule 37 Waiver Resolution in Respect of Market Purchases of the Company's Own Shares | Mgmt | None | Against |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 13 | Approve Rule 9 Waiver Resolution in Respect of the Company's Employees' Share Schemes | Mgmt | None | Against |
Glanbia Plc | GL9 | 04/22/2020 | Ireland | G39021103 | Annual | 04/20/2020 | 76,999 | G39021103 | 14 | Approve Rule 9 Waiver Resolution in Respect of Share Acquisitions by Directors | Mgmt | None | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Croda International Plc | CRDA | 04/23/2020 | United Kingdom | G25536155 | Annual | 04/21/2020 | 18,877 | G25536155 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Croda International Plc | CRDA | 04/23/2020 | United Kingdom | G25536155 | Annual | 04/21/2020 | 18,877 | G25536155 | 2 | Approve Remuneration Policy | Mgmt | For | For |
Croda International Plc | CRDA | 04/23/2020 | United Kingdom | G25536155 | Annual | 04/21/2020 | 18,877 | G25536155 | 3 | Approve Remuneration Report | Mgmt | For | For |
Croda International Plc | CRDA | 04/23/2020 | United Kingdom | G25536155 | Annual | 04/21/2020 | 18,877 | G25536155 | 4 | Approve Final Dividend | Mgmt | For | For |
Croda International Plc | CRDA | 04/23/2020 | United Kingdom | G25536155 | Annual | 04/21/2020 | 18,877 | G25536155 | 5 | Re-elect Roberto Cirillo as Director | Mgmt | For | For |
Croda International Plc | CRDA | 04/23/2020 | United Kingdom | G25536155 | Annual | 04/21/2020 | 18,877 | G25536155 | 6 | Re-elect Jacqui Ferguson as Director | Mgmt | For | For |
Croda International Plc | CRDA | 04/23/2020 | United Kingdom | G25536155 | Annual | 04/21/2020 | 18,877 | G25536155 | 7 | Re-elect Steve Foots as Director | Mgmt | For | For |
Croda International Plc | CRDA | 04/23/2020 | United Kingdom | G25536155 | Annual | 04/21/2020 | 18,877 | G25536155 | 8 | Re-elect Anita Frew as Director | Mgmt | For | For |
Croda International Plc | CRDA | 04/23/2020 | United Kingdom | G25536155 | Annual | 04/21/2020 | 18,877 | G25536155 | 9 | Re-elect Helena Ganczakowski as Director | Mgmt | For | For |
Croda International Plc | CRDA | 04/23/2020 | United Kingdom | G25536155 | Annual | 04/21/2020 | 18,877 | G25536155 | 10 | Re-elect Keith Layden as Director | Mgmt | For | For |
Croda International Plc | CRDA | 04/23/2020 | United Kingdom | G25536155 | Annual | 04/21/2020 | 18,877 | G25536155 | 11 | Re-elect Jez Maiden as Director | Mgmt | For | For |
Croda International Plc | CRDA | 04/23/2020 | United Kingdom | G25536155 | Annual | 04/21/2020 | 18,877 | G25536155 | 12 | Elect John Ramsay as Director | Mgmt | For | For |
Croda International Plc | CRDA | 04/23/2020 | United Kingdom | G25536155 | Annual | 04/21/2020 | 18,877 | G25536155 | 13 | Reappoint KPMG LLP as Auditors | Mgmt | For | For |
Croda International Plc | CRDA | 04/23/2020 | United Kingdom | G25536155 | Annual | 04/21/2020 | 18,877 | G25536155 | 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
Croda International Plc | CRDA | 04/23/2020 | United Kingdom | G25536155 | Annual | 04/21/2020 | 18,877 | G25536155 | 15 | Authorise EU Political Donations and Expenditure | Mgmt | For | For |
Croda International Plc | CRDA | 04/23/2020 | United Kingdom | G25536155 | Annual | 04/21/2020 | 18,877 | G25536155 | 16 | Authorise Issue of Equity | Mgmt | For | For |
Croda International Plc | CRDA | 04/23/2020 | United Kingdom | G25536155 | Annual | 04/21/2020 | 18,877 | G25536155 | 17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Croda International Plc | CRDA | 04/23/2020 | United Kingdom | G25536155 | Annual | 04/21/2020 | 18,877 | G25536155 | 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
Croda International Plc | CRDA | 04/23/2020 | United Kingdom | G25536155 | Annual | 04/21/2020 | 18,877 | G25536155 | 19 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
Croda International Plc | CRDA | 04/23/2020 | United Kingdom | G25536155 | Annual | 04/21/2020 | 18,877 | G25536155 | 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Croda International Plc | CRDA | 04/23/2020 | United Kingdom | G25536155 | Annual | 04/21/2020 | 18,877 | G25536155 | 21 | Amend Performance Share Plan 2014 | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 1.1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 1.2 | Approve Remuneration Report | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 3 | Approve Allocation of Income and Dividends of CHF 2.70 per Share | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 4.1.b | Reelect Ulf Schneider as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 4.1.c | Reelect Henri de Castries as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 4.1.d | Reelect Renato Fassbind as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 4.1.e | Reelect Ann Veneman as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 4.1.f | Reelect Eva Cheng as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 4.1.g | Reelect Patrick Aebischer as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 4.1.h | Reelect Ursula Burns as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 4.1.i | Reelect Kasper Rorsted as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 4.1.j | Reelect Pablo Isla as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 4.1.k | Reelect Kimberly Ross as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 4.1.l | Reelect Dick Boer as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 4.1.m | Reelect Dinesh Paliwal as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 4.2 | Elect Hanne Jimenez de Mora as Director | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 4.3.1 | Appoint Patrick Aebischer as Member of the Compensation Committee | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 4.3.2 | Appoint Ursula Burns as Member of the Compensation Committee | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 4.3.3 | Appoint Pablo Isla as Member of the Compensation Committee | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 4.3.4 | Appoint Dick Boer as Member of the Compensation Committee | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 4.4 | Ratify Ernst & Young AG as Auditors | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 4.5 | Designate Hartmann Dreyer as Independent Proxy | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Mgmt | For | Against | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 55 Million | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 6 | Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | |
Nestle SA | NESN | 04/23/2020 | Switzerland | H57312649 | Annual | 11,732 | H57312649 | 7 | Transact Other Business (Voting) | Mgmt | Against | Against | |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
RELX Plc | REL | 04/23/2020 | United Kingdom | G7493L105 | Annual | 04/21/2020 | 83,934 | G7493L105 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
RELX Plc | REL | 04/23/2020 | United Kingdom | G7493L105 | Annual | 04/21/2020 | 83,934 | G7493L105 | 2 | Approve Remuneration Policy | Mgmt | For | For |
RELX Plc | REL | 04/23/2020 | United Kingdom | G7493L105 | Annual | 04/21/2020 | 83,934 | G7493L105 | 3 | Approve Remuneration Report | Mgmt | For | For |
RELX Plc | REL | 04/23/2020 | United Kingdom | G7493L105 | Annual | 04/21/2020 | 83,934 | G7493L105 | 4 | Approve Final Dividend | Mgmt | For | For |
RELX Plc | REL | 04/23/2020 | United Kingdom | G7493L105 | Annual | 04/21/2020 | 83,934 | G7493L105 | 5 | Reappoint Ernst & Young LLP as Auditors | Mgmt | For | For |
RELX Plc | REL | 04/23/2020 | United Kingdom | G7493L105 | Annual | 04/21/2020 | 83,934 | G7493L105 | 6 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
RELX Plc | REL | 04/23/2020 | United Kingdom | G7493L105 | Annual | 04/21/2020 | 83,934 | G7493L105 | 7 | Elect Charlotte Hogg as Director | Mgmt | For | For |
RELX Plc | REL | 04/23/2020 | United Kingdom | G7493L105 | Annual | 04/21/2020 | 83,934 | G7493L105 | 8 | Re-elect Erik Engstrom as Director | Mgmt | For | For |
RELX Plc | REL | 04/23/2020 | United Kingdom | G7493L105 | Annual | 04/21/2020 | 83,934 | G7493L105 | 9 | Re-elect Sir Anthony Habgood as Director | Mgmt | For | For |
RELX Plc | REL | 04/23/2020 | United Kingdom | G7493L105 | Annual | 04/21/2020 | 83,934 | G7493L105 | 10 | Re-elect Wolfhart Hauser as Director | Mgmt | For | For |
RELX Plc | REL | 04/23/2020 | United Kingdom | G7493L105 | Annual | 04/21/2020 | 83,934 | G7493L105 | 11 | Re-elect Marike van Lier Lels as Director | Mgmt | For | For |
RELX Plc | REL | 04/23/2020 | United Kingdom | G7493L105 | Annual | 04/21/2020 | 83,934 | G7493L105 | 12 | Re-elect Nick Luff as Director | Mgmt | For | For |
RELX Plc | REL | 04/23/2020 | United Kingdom | G7493L105 | Annual | 04/21/2020 | 83,934 | G7493L105 | 13 | Re-elect Robert MacLeod as Director | Mgmt | For | For |
RELX Plc | REL | 04/23/2020 | United Kingdom | G7493L105 | Annual | 04/21/2020 | 83,934 | G7493L105 | 14 | Re-elect Linda Sanford as Director | Mgmt | For | For |
RELX Plc | REL | 04/23/2020 | United Kingdom | G7493L105 | Annual | 04/21/2020 | 83,934 | G7493L105 | 15 | Re-elect Andrew Sukawaty as Director | Mgmt | For | For |
RELX Plc | REL | 04/23/2020 | United Kingdom | G7493L105 | Annual | 04/21/2020 | 83,934 | G7493L105 | 16 | Re-elect Suzanne Wood as Director | Mgmt | For | For |
RELX Plc | REL | 04/23/2020 | United Kingdom | G7493L105 | Annual | 04/21/2020 | 83,934 | G7493L105 | 17 | Authorise Issue of Equity | Mgmt | For | For |
RELX Plc | REL | 04/23/2020 | United Kingdom | G7493L105 | Annual | 04/21/2020 | 83,934 | G7493L105 | 18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
RELX Plc | REL | 04/23/2020 | United Kingdom | G7493L105 | Annual | 04/21/2020 | 83,934 | G7493L105 | 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
RELX Plc | REL | 04/23/2020 | United Kingdom | G7493L105 | Annual | 04/21/2020 | 83,934 | G7493L105 | 20 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
RELX Plc | REL | 04/23/2020 | United Kingdom | G7493L105 | Annual | 04/21/2020 | 83,934 | G7493L105 | 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Wolters Kluwer NV | WKL | 04/23/2020 | Netherlands | N9643A197 | Annual | 03/26/2020 | 25,613 | N9643A197 | Annual Meeting Agenda | Mgmt | |||
Wolters Kluwer NV | WKL | 04/23/2020 | Netherlands | N9643A197 | Annual | 03/26/2020 | 25,613 | N9643A197 | 1 | Open Meeting | Mgmt | ||
Wolters Kluwer NV | WKL | 04/23/2020 | Netherlands | N9643A197 | Annual | 03/26/2020 | 25,613 | N9643A197 | 2.a | Receive Report of Management Board (Non-Voting) | Mgmt | ||
Wolters Kluwer NV | WKL | 04/23/2020 | Netherlands | N9643A197 | Annual | 03/26/2020 | 25,613 | N9643A197 | 2.b | Receive Report of Supervisory Board (Non-Voting) | Mgmt | ||
Wolters Kluwer NV | WKL | 04/23/2020 | Netherlands | N9643A197 | Annual | 03/26/2020 | 25,613 | N9643A197 | 2.c | Approve Remuneration Report | Mgmt | For | Against |
Wolters Kluwer NV | WKL | 04/23/2020 | Netherlands | N9643A197 | Annual | 03/26/2020 | 25,613 | N9643A197 | 3.a | Adopt Financial Statements | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/23/2020 | Netherlands | N9643A197 | Annual | 03/26/2020 | 25,613 | N9643A197 | 3.b | Receive Explanation on Dividend Policy | Mgmt | ||
Wolters Kluwer NV | WKL | 04/23/2020 | Netherlands | N9643A197 | Annual | 03/26/2020 | 25,613 | N9643A197 | 3.c | Approve Dividends of EUR 1.18 Per Share | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/23/2020 | Netherlands | N9643A197 | Annual | 03/26/2020 | 25,613 | N9643A197 | 4.a | Approve Discharge of Management Board | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/23/2020 | Netherlands | N9643A197 | Annual | 03/26/2020 | 25,613 | N9643A197 | 4.b | Approve Discharge of Supervisory Board | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/23/2020 | Netherlands | N9643A197 | Annual | 03/26/2020 | 25,613 | N9643A197 | 5.a | Reelect Jeanette Horan to Supervisory Board | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/23/2020 | Netherlands | N9643A197 | Annual | 03/26/2020 | 25,613 | N9643A197 | 5.b | Elect Jack de Kreij to Supervisory Board | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/23/2020 | Netherlands | N9643A197 | Annual | 03/26/2020 | 25,613 | N9643A197 | 5.c | Elect Sophie Vandebroek to Supervisory Board | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/23/2020 | Netherlands | N9643A197 | Annual | 03/26/2020 | 25,613 | N9643A197 | 6 | Approve Remuneration Policy for Management Board | Mgmt | For | Against |
Wolters Kluwer NV | WKL | 04/23/2020 | Netherlands | N9643A197 | Annual | 03/26/2020 | 25,613 | N9643A197 | 7.a | Approve Remuneration Policy for Supervisory Board | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/23/2020 | Netherlands | N9643A197 | Annual | 03/26/2020 | 25,613 | N9643A197 | 7.b | Amend Remuneration of Supervisory Board Members | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/23/2020 | Netherlands | N9643A197 | Annual | 03/26/2020 | 25,613 | N9643A197 | 8.a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/23/2020 | Netherlands | N9643A197 | Annual | 03/26/2020 | 25,613 | N9643A197 | 8.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/23/2020 | Netherlands | N9643A197 | Annual | 03/26/2020 | 25,613 | N9643A197 | 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/23/2020 | Netherlands | N9643A197 | Annual | 03/26/2020 | 25,613 | N9643A197 | 10 | Authorize Cancellation of Repurchased Shares | Mgmt | For | For |
Wolters Kluwer NV | WKL | 04/23/2020 | Netherlands | N9643A197 | Annual | 03/26/2020 | 25,613 | N9643A197 | 11 | Other Business (Non-Voting) | Mgmt | ||
Wolters Kluwer NV | WKL | 04/23/2020 | Netherlands | N9643A197 | Annual | 03/26/2020 | 25,613 | N9643A197 | 12 | Close Meeting | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
SimCorp A/S | SIM | 04/24/2020 | Denmark | K8851Q129 | Special | 04/17/2020 | 1,123 | K8851Q129 | 1 | Approve Creation of DKK 4 Million Pool of Capital without Preemptive Rights | Mgmt | For | For |
SimCorp A/S | SIM | 04/24/2020 | Denmark | K8851Q129 | Special | 04/17/2020 | 1,123 | K8851Q129 | 2 | Amend Articles Re: Editorial Changes due to Merger of VP Securities A/S and VP Services A/S; Encompass Ordinary and Electronic Registration for Participation; Include Presentation of Remuneration Report in General Meeting Agenda | Mgmt | For | For |
SimCorp A/S | SIM | 04/24/2020 | Denmark | K8851Q129 | Special | 04/17/2020 | 1,123 | K8851Q129 | 3 | Other Business | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Assa Abloy AB | ASSA.B | 04/29/2020 | Sweden | W0817X204 | Annual | 04/23/2020 | 88,976 | W0817X204 | 1 | Open Meeting | Mgmt | ||
Assa Abloy AB | ASSA.B | 04/29/2020 | Sweden | W0817X204 | Annual | 04/23/2020 | 88,976 | W0817X204 | 2 | Elect Chairman of Meeting | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/29/2020 | Sweden | W0817X204 | Annual | 04/23/2020 | 88,976 | W0817X204 | 3 | Prepare and Approve List of Shareholders | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/29/2020 | Sweden | W0817X204 | Annual | 04/23/2020 | 88,976 | W0817X204 | 4 | Approve Agenda of Meeting | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/29/2020 | Sweden | W0817X204 | Annual | 04/23/2020 | 88,976 | W0817X204 | 5 | Designate Inspector(s) of Minutes of Meeting | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/29/2020 | Sweden | W0817X204 | Annual | 04/23/2020 | 88,976 | W0817X204 | 6 | Acknowledge Proper Convening of Meeting | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/29/2020 | Sweden | W0817X204 | Annual | 04/23/2020 | 88,976 | W0817X204 | 7 | Receive President's Report | Mgmt | ||
Assa Abloy AB | ASSA.B | 04/29/2020 | Sweden | W0817X204 | Annual | 04/23/2020 | 88,976 | W0817X204 | 8.a | Receive Financial Statements and Statutory Reports | Mgmt | ||
Assa Abloy AB | ASSA.B | 04/29/2020 | Sweden | W0817X204 | Annual | 04/23/2020 | 88,976 | W0817X204 | 8.b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Mgmt | ||
Assa Abloy AB | ASSA.B | 04/29/2020 | Sweden | W0817X204 | Annual | 04/23/2020 | 88,976 | W0817X204 | 8.c | Receive Board's Proposal on Distribution of Profits | Mgmt | ||
Assa Abloy AB | ASSA.B | 04/29/2020 | Sweden | W0817X204 | Annual | 04/23/2020 | 88,976 | W0817X204 | 9.a | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/29/2020 | Sweden | W0817X204 | Annual | 04/23/2020 | 88,976 | W0817X204 | 9.b | Approve Allocation of Income and Dividends of SEK 2.00 Per Share | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/29/2020 | Sweden | W0817X204 | Annual | 04/23/2020 | 88,976 | W0817X204 | 9.c | Approve Discharge of Board and President | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/29/2020 | Sweden | W0817X204 | Annual | 04/23/2020 | 88,976 | W0817X204 | 10 | Determine Number of Members (8) and Deputy Members (0) of Board | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/29/2020 | Sweden | W0817X204 | Annual | 04/23/2020 | 88,976 | W0817X204 | 11.a | Approve Remuneration of Directors in the Amount of SEK 2.35 million for Chairman, SEK 900,000 for Vice Chairman and SEK 685,000 for Other Directors; Approve Remuneration for Committee Work | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/29/2020 | Sweden | W0817X204 | Annual | 04/23/2020 | 88,976 | W0817X204 | 11.b | Approve Remuneration of Auditors | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/29/2020 | Sweden | W0817X204 | Annual | 04/23/2020 | 88,976 | W0817X204 | 12.a | Reelect Lars Renstrom (Chairman), Carl Douglas (Vice Chair), Eva Karlsson, Birgitta Klasen, Lena Olving, Sofia Schorling Hogberg and Jan Svensson as Directors; Elect Joakim Weidemanis as New Director | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/29/2020 | Sweden | W0817X204 | Annual | 04/23/2020 | 88,976 | W0817X204 | 12.b | Ratify Ernst & Young as Auditors | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/29/2020 | Sweden | W0817X204 | Annual | 04/23/2020 | 88,976 | W0817X204 | 13 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | Against |
Assa Abloy AB | ASSA.B | 04/29/2020 | Sweden | W0817X204 | Annual | 04/23/2020 | 88,976 | W0817X204 | 14 | Authorize Class B Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/29/2020 | Sweden | W0817X204 | Annual | 04/23/2020 | 88,976 | W0817X204 | 15 | Approve Performance Share Matching Plan LTI 2020 | Mgmt | For | Against |
Assa Abloy AB | ASSA.B | 04/29/2020 | Sweden | W0817X204 | Annual | 04/23/2020 | 88,976 | W0817X204 | 16 | Amend Articles of Association | Mgmt | For | For |
Assa Abloy AB | ASSA.B | 04/29/2020 | Sweden | W0817X204 | Annual | 04/23/2020 | 88,976 | W0817X204 | 17 | Close Meeting | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Recordati SpA | REC | 04/29/2020 | Italy | T78458139 | Annual | 04/20/2020 | 32,742 | T78458139 | Ordinary Business | Mgmt | |||
Recordati SpA | REC | 04/29/2020 | Italy | T78458139 | Annual | 04/20/2020 | 32,742 | T78458139 | Management Proposals | Mgmt | |||
Recordati SpA | REC | 04/29/2020 | Italy | T78458139 | Annual | 04/20/2020 | 32,742 | T78458139 | 1a | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Recordati SpA | REC | 04/29/2020 | Italy | T78458139 | Annual | 04/20/2020 | 32,742 | T78458139 | 1b | Approve Allocation of Income | Mgmt | For | For |
Recordati SpA | REC | 04/29/2020 | Italy | T78458139 | Annual | 04/20/2020 | 32,742 | T78458139 | 2a | Fix Number of Directors | Mgmt | For | For |
Recordati SpA | REC | 04/29/2020 | Italy | T78458139 | Annual | 04/20/2020 | 32,742 | T78458139 | 2b | Elect Directors (Bundled) | Mgmt | For | Against |
Recordati SpA | REC | 04/29/2020 | Italy | T78458139 | Annual | 04/20/2020 | 32,742 | T78458139 | 2c | Approve Remuneration of Directors | Mgmt | For | Against |
Recordati SpA | REC | 04/29/2020 | Italy | T78458139 | Annual | 04/20/2020 | 32,742 | T78458139 | 2d | Deliberations Pursuant to Article 2390 of Civil Code Re: Decisions Inherent to Authorization of Board Members to Assume Positions in Competing Companies | Mgmt | For | For |
Recordati SpA | REC | 04/29/2020 | Italy | T78458139 | Annual | 04/20/2020 | 32,742 | T78458139 | Appoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates | Mgmt | |||
Recordati SpA | REC | 04/29/2020 | Italy | T78458139 | Annual | 04/20/2020 | 32,742 | T78458139 | 3a.1 | Slate 1 Submitted by FIMEI SpA | SH | None | For |
Recordati SpA | REC | 04/29/2020 | Italy | T78458139 | Annual | 04/20/2020 | 32,742 | T78458139 | 3a.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | SH | None | Against |
Recordati SpA | REC | 04/29/2020 | Italy | T78458139 | Annual | 04/20/2020 | 32,742 | T78458139 | Shareholder Proposal Submitted by FIMEI SpA | Mgmt | |||
Recordati SpA | REC | 04/29/2020 | Italy | T78458139 | Annual | 04/20/2020 | 32,742 | T78458139 | 3b | Approve Internal Auditors' Remuneration | SH | None | For |
Recordati SpA | REC | 04/29/2020 | Italy | T78458139 | Annual | 04/20/2020 | 32,742 | T78458139 | Management Proposals | Mgmt | |||
Recordati SpA | REC | 04/29/2020 | Italy | T78458139 | Annual | 04/20/2020 | 32,742 | T78458139 | 4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
Recordati SpA | REC | 04/29/2020 | Italy | T78458139 | Annual | 04/20/2020 | 32,742 | T78458139 | 5a | Approve Remuneration Policy | Mgmt | For | Against |
Recordati SpA | REC | 04/29/2020 | Italy | T78458139 | Annual | 04/20/2020 | 32,742 | T78458139 | 5b | Approve Second Section of the Remuneration Report | Mgmt | For | For |
Recordati SpA | REC | 04/29/2020 | Italy | T78458139 | Annual | 04/20/2020 | 32,742 | T78458139 | 6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
DBS Group Holdings Ltd. | D05 | 04/30/2020 | Singapore | Y20246107 | Annual | 65,300 | Y20246107 | 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 04/30/2020 | Singapore | Y20246107 | Annual | 65,300 | Y20246107 | 2 | Approve Final Dividend | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 04/30/2020 | Singapore | Y20246107 | Annual | 65,300 | Y20246107 | 3 | Approve Directors' Fees | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 04/30/2020 | Singapore | Y20246107 | Annual | 65,300 | Y20246107 | 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 04/30/2020 | Singapore | Y20246107 | Annual | 65,300 | Y20246107 | 5 | Elect Peter Seah Lim Huat as Director | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 04/30/2020 | Singapore | Y20246107 | Annual | 65,300 | Y20246107 | 6 | Elect Ho Tian Yee as Director | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 04/30/2020 | Singapore | Y20246107 | Annual | 65,300 | Y20246107 | 7 | Elect Olivier Lim Tse Ghow as Director | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 04/30/2020 | Singapore | Y20246107 | Annual | 65,300 | Y20246107 | 8 | Elect Ow Foong Pheng as Director | Mgmt | For | Against | |
DBS Group Holdings Ltd. | D05 | 04/30/2020 | Singapore | Y20246107 | Annual | 65,300 | Y20246107 | 9 | Approve Grant of Awards and Issuance of Shares Under the DBSH Share Plan | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 04/30/2020 | Singapore | Y20246107 | Annual | 65,300 | Y20246107 | 10 | Approve Grant of Awards and Issuance of Shares Under the California Sub-Plan to the DBSH Share Plan | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 04/30/2020 | Singapore | Y20246107 | Annual | 65,300 | Y20246107 | 11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 04/30/2020 | Singapore | Y20246107 | Annual | 65,300 | Y20246107 | 12 | Approve Issuance of Shares Pursuant to the DBSH Scrip Dividend Scheme | Mgmt | For | For | |
DBS Group Holdings Ltd. | D05 | 04/30/2020 | Singapore | Y20246107 | Annual | 65,300 | Y20246107 | 13 | Authorize Share Repurchase Program | Mgmt | For | For | |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Kerry Group Plc | KRZ | 04/30/2020 | Ireland | G52416107 | Annual | 04/28/2020 | 6,191 | G52416107 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Kerry Group Plc | KRZ | 04/30/2020 | Ireland | G52416107 | Annual | 04/28/2020 | 6,191 | G52416107 | 2 | Approve Final Dividend | Mgmt | For | For |
Kerry Group Plc | KRZ | 04/30/2020 | Ireland | G52416107 | Annual | 04/28/2020 | 6,191 | G52416107 | 3a | Re-elect Gerry Behan as Director | Mgmt | For | For |
Kerry Group Plc | KRZ | 04/30/2020 | Ireland | G52416107 | Annual | 04/28/2020 | 6,191 | G52416107 | 3b | Re-elect Dr Hugh Brady as Director | Mgmt | For | For |
Kerry Group Plc | KRZ | 04/30/2020 | Ireland | G52416107 | Annual | 04/28/2020 | 6,191 | G52416107 | 3c | Re-elect Gerard Culligan as Director | Mgmt | For | For |
Kerry Group Plc | KRZ | 04/30/2020 | Ireland | G52416107 | Annual | 04/28/2020 | 6,191 | G52416107 | 3d | Re-elect Dr Karin Dorrepaal as Director | Mgmt | For | For |
Kerry Group Plc | KRZ | 04/30/2020 | Ireland | G52416107 | Annual | 04/28/2020 | 6,191 | G52416107 | 3e | Re-elect Joan Garahy as Director | Mgmt | For | For |
Kerry Group Plc | KRZ | 04/30/2020 | Ireland | G52416107 | Annual | 04/28/2020 | 6,191 | G52416107 | 3f | Re-elect Marguerite Larkin as Director | Mgmt | For | For |
Kerry Group Plc | KRZ | 04/30/2020 | Ireland | G52416107 | Annual | 04/28/2020 | 6,191 | G52416107 | 3g | Re-elect Tom Moran as Director | Mgmt | For | For |
Kerry Group Plc | KRZ | 04/30/2020 | Ireland | G52416107 | Annual | 04/28/2020 | 6,191 | G52416107 | 3h | Re-elect Con Murphy as Director | Mgmt | For | For |
Kerry Group Plc | KRZ | 04/30/2020 | Ireland | G52416107 | Annual | 04/28/2020 | 6,191 | G52416107 | 3i | Re-elect Christopher Rogers as Director | Mgmt | For | For |
Kerry Group Plc | KRZ | 04/30/2020 | Ireland | G52416107 | Annual | 04/28/2020 | 6,191 | G52416107 | 3j | Re-elect Edmond Scanlon as Director | Mgmt | For | For |
Kerry Group Plc | KRZ | 04/30/2020 | Ireland | G52416107 | Annual | 04/28/2020 | 6,191 | G52416107 | 3k | Re-elect Philip Toomey as Director | Mgmt | For | For |
Kerry Group Plc | KRZ | 04/30/2020 | Ireland | G52416107 | Annual | 04/28/2020 | 6,191 | G52416107 | 4 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
Kerry Group Plc | KRZ | 04/30/2020 | Ireland | G52416107 | Annual | 04/28/2020 | 6,191 | G52416107 | 5 | Approve Remuneration Report | Mgmt | For | Against |
Kerry Group Plc | KRZ | 04/30/2020 | Ireland | G52416107 | Annual | 04/28/2020 | 6,191 | G52416107 | 6 | Authorise Issue of Equity | Mgmt | For | For |
Kerry Group Plc | KRZ | 04/30/2020 | Ireland | G52416107 | Annual | 04/28/2020 | 6,191 | G52416107 | 7 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Kerry Group Plc | KRZ | 04/30/2020 | Ireland | G52416107 | Annual | 04/28/2020 | 6,191 | G52416107 | 8 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment | Mgmt | For | For |
Kerry Group Plc | KRZ | 04/30/2020 | Ireland | G52416107 | Annual | 04/28/2020 | 6,191 | G52416107 | 9 | Authorise Market Purchase of A Ordinary Shares | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | Ordinary Business | Mgmt | |||
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | 3 | Approve Allocation of Income and Dividends of EUR 2.70 per Share and an Extra of EUR 0.27 per Share to Long Term Registered Shares | Mgmt | For | For |
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | 5 | Reelect Brian Gilvary as Director | Mgmt | For | For |
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | 6 | Elect Anette Bronder as Director | Mgmt | For | For |
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | 7 | Elect Kim Ann Mink as Director | Mgmt | For | For |
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | 8 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Mgmt | For | For |
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | 9 | Approve Compensation of Benoit Potier | Mgmt | For | For |
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | 10 | Approve Compensation Report for Corporate Officers | Mgmt | For | For |
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | 11 | Approve Remuneration Policy of Corporate Officers | Mgmt | For | For |
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million | Mgmt | For | For |
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | Extraordinary Business | Mgmt | |||
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | 13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For |
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | 14 | Authorize Capitalization of Reserves of Up to EUR 300 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For |
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | For |
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | 16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Mgmt | For | For |
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | 17 | Amend Article 11 of Bylaws Re: Employee Representative | Mgmt | For | For |
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | 18 | Amend Article 15 of Bylaws Re: Board Powers | Mgmt | For | For |
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | 19 | Amend Article 16 of Bylaws Re: Board Members Remuneration | Mgmt | For | For |
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | 20 | Amend Article 9 of Bylaws Re: Shareholding Disclosure Thresholds | Mgmt | For | For |
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | 21 | Amend Articles 15 and 19 of Bylaws Re: Delegate Power to Board Members | Mgmt | For | For |
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | 22 | Amend Article 4 of Bylaws Re: Company Duration | Mgmt | For | For |
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | Ordinary Business | Mgmt | |||
Air Liquide SA | AI | 05/05/2020 | France | F01764103 | Annual/Special | 04/30/2020 | 17,008 | F01764103 | 23 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Fuchs Petrolub SE | FPE3 | 05/05/2020 | Germany | D27462122 | Annual | 04/22/2020 | 38,231 | D27462122 | Resolutions for Holders of Ordinary Shares | Mgmt | |||
Fuchs Petrolub SE | FPE3 | 05/05/2020 | Germany | D27462122 | Annual | 04/22/2020 | 38,231 | D27462122 | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||
Fuchs Petrolub SE | FPE3 | 05/05/2020 | Germany | D27462122 | Annual | 04/22/2020 | 38,231 | D27462122 | 2 | Approve Allocation of Income and Dividends of EUR 0.96 per Ordinary Share and EUR 0.97 per Preferred Share | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/05/2020 | Germany | D27462122 | Annual | 04/22/2020 | 38,231 | D27462122 | 3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/05/2020 | Germany | D27462122 | Annual | 04/22/2020 | 38,231 | D27462122 | 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/05/2020 | Germany | D27462122 | Annual | 04/22/2020 | 38,231 | D27462122 | 5.1 | Elect Kurt Bock to the Supervisory Board | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/05/2020 | Germany | D27462122 | Annual | 04/22/2020 | 38,231 | D27462122 | 5.2 | Elect Christoph Loos to the Supervisory Board | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/05/2020 | Germany | D27462122 | Annual | 04/22/2020 | 38,231 | D27462122 | 5.3 | Elect Susanne Fuchs to the Supervisory Board | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/05/2020 | Germany | D27462122 | Annual | 04/22/2020 | 38,231 | D27462122 | 5.4 | Elect Ingeborg Neumann to the Supervisory Board | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/05/2020 | Germany | D27462122 | Annual | 04/22/2020 | 38,231 | D27462122 | 6 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/05/2020 | Germany | D27462122 | Annual | 04/22/2020 | 38,231 | D27462122 | 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/05/2020 | Germany | D27462122 | Annual | 04/22/2020 | 38,231 | D27462122 | Resolution for Holders of Preferred Shares | Mgmt | |||
Fuchs Petrolub SE | FPE3 | 05/05/2020 | Germany | D27462122 | Annual | 04/22/2020 | 38,231 | D27462122 | 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/05/2020 | Germany | D27462122 | Annual | 04/22/2020 | 38,231 | D27462122 | Resolutions for Holders of Ordinary Shares | Mgmt | |||
Fuchs Petrolub SE | FPE3 | 05/05/2020 | Germany | D27462122 | Annual | 04/22/2020 | 38,231 | D27462122 | 9 | Approve Remuneration Policy | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/05/2020 | Germany | D27462122 | Annual | 04/22/2020 | 38,231 | D27462122 | 10 | Approve Remuneration of Supervisory Board | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/05/2020 | Germany | D27462122 | Annual | 04/22/2020 | 38,231 | D27462122 | 11 | Amend Corporate Purpose | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/05/2020 | Germany | D27462122 | Annual | 04/22/2020 | 38,231 | D27462122 | 12 | Amend Articles Re: Participation Rights | Mgmt | For | For |
Fuchs Petrolub SE | FPE3 | 05/05/2020 | Germany | D27462122 | Annual | 04/22/2020 | 38,231 | D27462122 | 13 | Amend Articles of Association | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Alcon Inc. | ALC | 05/06/2020 | Switzerland | H01301128 | Annual | 5,188 | H01301128 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
Alcon Inc. | ALC | 05/06/2020 | Switzerland | H01301128 | Annual | 5,188 | H01301128 | 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
Alcon Inc. | ALC | 05/06/2020 | Switzerland | H01301128 | Annual | 5,188 | H01301128 | 3 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | For | |
Alcon Inc. | ALC | 05/06/2020 | Switzerland | H01301128 | Annual | 5,188 | H01301128 | 4.1 | Approve Remuneration Report (Non-Binding) | Mgmt | For | Against | |
Alcon Inc. | ALC | 05/06/2020 | Switzerland | H01301128 | Annual | 5,188 | H01301128 | 4.2 | Approve Remuneration of Directors in the Amount of CHF 3.3 Million | Mgmt | For | Against | |
Alcon Inc. | ALC | 05/06/2020 | Switzerland | H01301128 | Annual | 5,188 | H01301128 | 4.3 | Approve Remuneration of Executive Committee in the Amount of CHF 35.3 Million | Mgmt | For | Against | |
Alcon Inc. | ALC | 05/06/2020 | Switzerland | H01301128 | Annual | 5,188 | H01301128 | 5.1 | Reelect Michael Ball as Director | Mgmt | For | For | |
Alcon Inc. | ALC | 05/06/2020 | Switzerland | H01301128 | Annual | 5,188 | H01301128 | 5.2 | Reelect Lynn Bleil as Director | Mgmt | For | For | |
Alcon Inc. | ALC | 05/06/2020 | Switzerland | H01301128 | Annual | 5,188 | H01301128 | 5.3 | Reelect Arthur Cummings as Director | Mgmt | For | For | |
Alcon Inc. | ALC | 05/06/2020 | Switzerland | H01301128 | Annual | 5,188 | H01301128 | 5.4 | Reelect David Endicott as Director | Mgmt | For | For | |
Alcon Inc. | ALC | 05/06/2020 | Switzerland | H01301128 | Annual | 5,188 | H01301128 | 5.5 | Reelect Thomas Glanzmann as Director | Mgmt | For | For | |
Alcon Inc. | ALC | 05/06/2020 | Switzerland | H01301128 | Annual | 5,188 | H01301128 | 5.6 | Reelect Keith Grossmann as Director | Mgmt | For | For | |
Alcon Inc. | ALC | 05/06/2020 | Switzerland | H01301128 | Annual | 5,188 | H01301128 | 5.7 | Reelect Scott Maw as Director | Mgmt | For | For | |
Alcon Inc. | ALC | 05/06/2020 | Switzerland | H01301128 | Annual | 5,188 | H01301128 | 5.8 | Reelect Karen May as Director | Mgmt | For | For | |
Alcon Inc. | ALC | 05/06/2020 | Switzerland | H01301128 | Annual | 5,188 | H01301128 | 5.9 | Reelect Ines Poeschel as Director | Mgmt | For | For | |
Alcon Inc. | ALC | 05/06/2020 | Switzerland | H01301128 | Annual | 5,188 | H01301128 | 5.10 | Reelect Dieter Spaelti as Director | Mgmt | For | For | |
Alcon Inc. | ALC | 05/06/2020 | Switzerland | H01301128 | Annual | 5,188 | H01301128 | 6.1 | Reappoint Thomas Glanzmann as Member of the Compensation Committee | Mgmt | For | For | |
Alcon Inc. | ALC | 05/06/2020 | Switzerland | H01301128 | Annual | 5,188 | H01301128 | 6.2 | Reappoint Keith Grossmann as Member of the Compensation Committee | Mgmt | For | For | |
Alcon Inc. | ALC | 05/06/2020 | Switzerland | H01301128 | Annual | 5,188 | H01301128 | 6.3 | Reappoint Karen May as Member of the Compensation Committee | Mgmt | For | For | |
Alcon Inc. | ALC | 05/06/2020 | Switzerland | H01301128 | Annual | 5,188 | H01301128 | 6.4 | Reappoint Ines Poeschel as Member of the Compensation Committee | Mgmt | For | For | |
Alcon Inc. | ALC | 05/06/2020 | Switzerland | H01301128 | Annual | 5,188 | H01301128 | 7 | Designate Hartmann Dreyer Attorneys-at-Law as Independent Proxy | Mgmt | For | For | |
Alcon Inc. | ALC | 05/06/2020 | Switzerland | H01301128 | Annual | 5,188 | H01301128 | 8 | Ratify PricewaterhouseCoopers SA as Auditors | Mgmt | For | For | |
Alcon Inc. | ALC | 05/06/2020 | Switzerland | H01301128 | Annual | 5,188 | H01301128 | 9 | Transact Other Business (Voting) | Mgmt | For | Against | |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
InterContinental Hotels Group Plc | IHG | 05/07/2020 | United Kingdom | G4804L163 | Annual | 05/05/2020 | 27,290 | G4804L163 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2020 | United Kingdom | G4804L163 | Annual | 05/05/2020 | 27,290 | G4804L163 | 2 | Approve Remuneration Policy | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2020 | United Kingdom | G4804L163 | Annual | 05/05/2020 | 27,290 | G4804L163 | 3 | Approve Remuneration Report | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2020 | United Kingdom | G4804L163 | Annual | 05/05/2020 | 27,290 | G4804L163 | 4a | Elect Arthur de Haast as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2020 | United Kingdom | G4804L163 | Annual | 05/05/2020 | 27,290 | G4804L163 | 4b | Re-elect Keith Barr as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2020 | United Kingdom | G4804L163 | Annual | 05/05/2020 | 27,290 | G4804L163 | 4c | Re-elect Anne Busquet as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2020 | United Kingdom | G4804L163 | Annual | 05/05/2020 | 27,290 | G4804L163 | 4d | Re-elect Patrick Cescau as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2020 | United Kingdom | G4804L163 | Annual | 05/05/2020 | 27,290 | G4804L163 | 4e | Re-elect Ian Dyson as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2020 | United Kingdom | G4804L163 | Annual | 05/05/2020 | 27,290 | G4804L163 | 4f | Re-elect Paul Edgecliffe-Johnson as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2020 | United Kingdom | G4804L163 | Annual | 05/05/2020 | 27,290 | G4804L163 | 4g | Re-elect Jo Harlow as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2020 | United Kingdom | G4804L163 | Annual | 05/05/2020 | 27,290 | G4804L163 | 4h | Re-elect Elie Maalouf as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2020 | United Kingdom | G4804L163 | Annual | 05/05/2020 | 27,290 | G4804L163 | 4i | Re-elect Luke Mayhew as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2020 | United Kingdom | G4804L163 | Annual | 05/05/2020 | 27,290 | G4804L163 | 4j | Re-elect Jill McDonald as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2020 | United Kingdom | G4804L163 | Annual | 05/05/2020 | 27,290 | G4804L163 | 4k | Re-elect Dale Morrison as Director | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2020 | United Kingdom | G4804L163 | Annual | 05/05/2020 | 27,290 | G4804L163 | 5 | Reappoint Ernst & Young LLP as Auditors | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2020 | United Kingdom | G4804L163 | Annual | 05/05/2020 | 27,290 | G4804L163 | 6 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2020 | United Kingdom | G4804L163 | Annual | 05/05/2020 | 27,290 | G4804L163 | 7 | Authorise EU Political Donations and Expenditure | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2020 | United Kingdom | G4804L163 | Annual | 05/05/2020 | 27,290 | G4804L163 | 8 | Amend Long Term Incentive Plan | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2020 | United Kingdom | G4804L163 | Annual | 05/05/2020 | 27,290 | G4804L163 | 9 | Authorise Issue of Equity | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2020 | United Kingdom | G4804L163 | Annual | 05/05/2020 | 27,290 | G4804L163 | 10 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2020 | United Kingdom | G4804L163 | Annual | 05/05/2020 | 27,290 | G4804L163 | 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2020 | United Kingdom | G4804L163 | Annual | 05/05/2020 | 27,290 | G4804L163 | 12 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2020 | United Kingdom | G4804L163 | Annual | 05/05/2020 | 27,290 | G4804L163 | 13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
InterContinental Hotels Group Plc | IHG | 05/07/2020 | United Kingdom | G4804L163 | Annual | 05/05/2020 | 27,290 | G4804L163 | 14 | Adopt New Articles of Association | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Rathbone Brothers Plc | RAT | 05/07/2020 | United Kingdom | G73904107 | Annual | 05/05/2020 | 21,973 | G73904107 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/07/2020 | United Kingdom | G73904107 | Annual | 05/05/2020 | 21,973 | G73904107 | 2 | Approve Remuneration Report | Mgmt | For | Against |
Rathbone Brothers Plc | RAT | 05/07/2020 | United Kingdom | G73904107 | Annual | 05/05/2020 | 21,973 | G73904107 | 3 | Approve Final Dividend | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/07/2020 | United Kingdom | G73904107 | Annual | 05/05/2020 | 21,973 | G73904107 | 4 | Re-elect Mark Nicholls as Director | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/07/2020 | United Kingdom | G73904107 | Annual | 05/05/2020 | 21,973 | G73904107 | 5 | Re-elect Paul Stockton as Director | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/07/2020 | United Kingdom | G73904107 | Annual | 05/05/2020 | 21,973 | G73904107 | 6 | Re-elect Jennifer Mathias as Director | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/07/2020 | United Kingdom | G73904107 | Annual | 05/05/2020 | 21,973 | G73904107 | 7 | Re-elect Colin Clark as Director | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/07/2020 | United Kingdom | G73904107 | Annual | 05/05/2020 | 21,973 | G73904107 | 8 | Re-elect James Dean as Director | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/07/2020 | United Kingdom | G73904107 | Annual | 05/05/2020 | 21,973 | G73904107 | 9 | Re-elect Terri Duhon as Director | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/07/2020 | United Kingdom | G73904107 | Annual | 05/05/2020 | 21,973 | G73904107 | 10 | Re-elect Sarah Gentleman as Director | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/07/2020 | United Kingdom | G73904107 | Annual | 05/05/2020 | 21,973 | G73904107 | 11 | Re-elect James Pettigrew as Director | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/07/2020 | United Kingdom | G73904107 | Annual | 05/05/2020 | 21,973 | G73904107 | 12 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/07/2020 | United Kingdom | G73904107 | Annual | 05/05/2020 | 21,973 | G73904107 | 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/07/2020 | United Kingdom | G73904107 | Annual | 05/05/2020 | 21,973 | G73904107 | 14 | Authorise EU Political Donations and Expenditure | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/07/2020 | United Kingdom | G73904107 | Annual | 05/05/2020 | 21,973 | G73904107 | 15 | Authorise Issue of Equity | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/07/2020 | United Kingdom | G73904107 | Annual | 05/05/2020 | 21,973 | G73904107 | 16 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/07/2020 | United Kingdom | G73904107 | Annual | 05/05/2020 | 21,973 | G73904107 | 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/07/2020 | United Kingdom | G73904107 | Annual | 05/05/2020 | 21,973 | G73904107 | 18 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
Rathbone Brothers Plc | RAT | 05/07/2020 | United Kingdom | G73904107 | Annual | 05/05/2020 | 21,973 | G73904107 | 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Spirax-Sarco Engineering Plc | SPX | 05/13/2020 | United Kingdom | G83561129 | Annual | 05/11/2020 | 9,059 | G83561129 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/13/2020 | United Kingdom | G83561129 | Annual | 05/11/2020 | 9,059 | G83561129 | 2 | Approve Remuneration Policy | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/13/2020 | United Kingdom | G83561129 | Annual | 05/11/2020 | 9,059 | G83561129 | 3 | Amend Performance Share Plan | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/13/2020 | United Kingdom | G83561129 | Annual | 05/11/2020 | 9,059 | G83561129 | 4 | Approve Remuneration Report | Mgmt | For | Against |
Spirax-Sarco Engineering Plc | SPX | 05/13/2020 | United Kingdom | G83561129 | Annual | 05/11/2020 | 9,059 | G83561129 | 5 | Approve Final Dividend | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/13/2020 | United Kingdom | G83561129 | Annual | 05/11/2020 | 9,059 | G83561129 | 6 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/13/2020 | United Kingdom | G83561129 | Annual | 05/11/2020 | 9,059 | G83561129 | 7 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/13/2020 | United Kingdom | G83561129 | Annual | 05/11/2020 | 9,059 | G83561129 | 8 | Re-elect Jamie Pike as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/13/2020 | United Kingdom | G83561129 | Annual | 05/11/2020 | 9,059 | G83561129 | 9 | Re-elect Nicholas Anderson as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/13/2020 | United Kingdom | G83561129 | Annual | 05/11/2020 | 9,059 | G83561129 | 10 | Re-elect Kevin Boyd as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/13/2020 | United Kingdom | G83561129 | Annual | 05/11/2020 | 9,059 | G83561129 | 11 | Re-elect Neil Daws as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/13/2020 | United Kingdom | G83561129 | Annual | 05/11/2020 | 9,059 | G83561129 | 12 | Re-elect Dr Trudy Schoolenberg as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/13/2020 | United Kingdom | G83561129 | Annual | 05/11/2020 | 9,059 | G83561129 | 13 | Re-elect Peter France as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/13/2020 | United Kingdom | G83561129 | Annual | 05/11/2020 | 9,059 | G83561129 | 14 | Re-elect Caroline Johnstone as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/13/2020 | United Kingdom | G83561129 | Annual | 05/11/2020 | 9,059 | G83561129 | 15 | Re-elect Jane Kingston as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/13/2020 | United Kingdom | G83561129 | Annual | 05/11/2020 | 9,059 | G83561129 | 16 | Elect Kevin Thompson as Director | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/13/2020 | United Kingdom | G83561129 | Annual | 05/11/2020 | 9,059 | G83561129 | 17 | Authorise Issue of Equity | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/13/2020 | United Kingdom | G83561129 | Annual | 05/11/2020 | 9,059 | G83561129 | 18 | Approve Scrip Dividend Alternative | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/13/2020 | United Kingdom | G83561129 | Annual | 05/11/2020 | 9,059 | G83561129 | 19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Spirax-Sarco Engineering Plc | SPX | 05/13/2020 | United Kingdom | G83561129 | Annual | 05/11/2020 | 9,059 | G83561129 | 20 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Tencent Holdings Limited | 700 | 05/13/2020 | Cayman Islands | G87572163 | Annual | 05/07/2020 | 28,200 | G87572163 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Tencent Holdings Limited | 700 | 05/13/2020 | Cayman Islands | G87572163 | Annual | 05/07/2020 | 28,200 | G87572163 | 2 | Approve Final Dividend | Mgmt | For | For |
Tencent Holdings Limited | 700 | 05/13/2020 | Cayman Islands | G87572163 | Annual | 05/07/2020 | 28,200 | G87572163 | 3a | Elect Lau Chi Ping Martin as Director | Mgmt | For | For |
Tencent Holdings Limited | 700 | 05/13/2020 | Cayman Islands | G87572163 | Annual | 05/07/2020 | 28,200 | G87572163 | 3b | Elect Charles St Leger Searle as Director | Mgmt | For | For |
Tencent Holdings Limited | 700 | 05/13/2020 | Cayman Islands | G87572163 | Annual | 05/07/2020 | 28,200 | G87572163 | 3c | Elect Ke Yang as Director | Mgmt | For | For |
Tencent Holdings Limited | 700 | 05/13/2020 | Cayman Islands | G87572163 | Annual | 05/07/2020 | 28,200 | G87572163 | 3d | Authorize Board to Fix Remuneration of Directors | Mgmt | For | For |
Tencent Holdings Limited | 700 | 05/13/2020 | Cayman Islands | G87572163 | Annual | 05/07/2020 | 28,200 | G87572163 | 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
Tencent Holdings Limited | 700 | 05/13/2020 | Cayman Islands | G87572163 | Annual | 05/07/2020 | 28,200 | G87572163 | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against |
Tencent Holdings Limited | 700 | 05/13/2020 | Cayman Islands | G87572163 | Annual | 05/07/2020 | 28,200 | G87572163 | 6 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For |
Tencent Holdings Limited | 700 | 05/13/2020 | Cayman Islands | G87572163 | Annual | 05/07/2020 | 28,200 | G87572163 | 7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against |
Tencent Holdings Limited | 700 | 05/13/2020 | Cayman Islands | G87572163 | Annual | 05/07/2020 | 28,200 | G87572163 | 8 | Amend the Existing Amended and Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Deutsche Boerse AG | DB1 | 05/19/2020 | Germany | D1882G119 | Annual | 9,509 | D1882G119 | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | |||
Deutsche Boerse AG | DB1 | 05/19/2020 | Germany | D1882G119 | Annual | 9,509 | D1882G119 | 2 | Approve Allocation of Income and Dividends of EUR 2.90 per Share | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/19/2020 | Germany | D1882G119 | Annual | 9,509 | D1882G119 | 3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/19/2020 | Germany | D1882G119 | Annual | 9,509 | D1882G119 | 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/19/2020 | Germany | D1882G119 | Annual | 9,509 | D1882G119 | 5 | Elect Michael Ruediger to the Supervisory Board | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/19/2020 | Germany | D1882G119 | Annual | 9,509 | D1882G119 | 6 | Approve Creation of EUR 19 Million Pool of Capital without Preemptive Rights | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/19/2020 | Germany | D1882G119 | Annual | 9,509 | D1882G119 | 7 | Approve Creation of EUR 19 Million Pool of Capital with Preemptive Rights | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/19/2020 | Germany | D1882G119 | Annual | 9,509 | D1882G119 | 8 | Approve Remuneration Policy | Mgmt | For | Against | |
Deutsche Boerse AG | DB1 | 05/19/2020 | Germany | D1882G119 | Annual | 9,509 | D1882G119 | 9 | Approve Remuneration of Supervisory Board Members | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/19/2020 | Germany | D1882G119 | Annual | 9,509 | D1882G119 | 10 | Amend Corporate Purpose | Mgmt | For | For | |
Deutsche Boerse AG | DB1 | 05/19/2020 | Germany | D1882G119 | Annual | 9,509 | D1882G119 | 11 | Ratify KPMG AG as Auditors for Fiscal 2020 | Mgmt | For | For | |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
ALD SA | ALD | 05/20/2020 | France | F0195N108 | Annual | 05/18/2020 | 54,824 | F0195N108 | Ordinary Business | Mgmt | |||
ALD SA | ALD | 05/20/2020 | France | F0195N108 | Annual | 05/18/2020 | 54,824 | F0195N108 | 1 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
ALD SA | ALD | 05/20/2020 | France | F0195N108 | Annual | 05/18/2020 | 54,824 | F0195N108 | 2 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
ALD SA | ALD | 05/20/2020 | France | F0195N108 | Annual | 05/18/2020 | 54,824 | F0195N108 | 3 | Approve Allocation of Income and Dividends of EUR 0.63 per Share | Mgmt | For | For |
ALD SA | ALD | 05/20/2020 | France | F0195N108 | Annual | 05/18/2020 | 54,824 | F0195N108 | 4 | Elect Anik Chaumartin as Director | Mgmt | For | For |
ALD SA | ALD | 05/20/2020 | France | F0195N108 | Annual | 05/18/2020 | 54,824 | F0195N108 | 5 | Reelect Christophe Perillat as Director | Mgmt | For | For |
ALD SA | ALD | 05/20/2020 | France | F0195N108 | Annual | 05/18/2020 | 54,824 | F0195N108 | 6 | Ratify Appointment of Delphine Garcin-Meunier as Director | Mgmt | For | For |
ALD SA | ALD | 05/20/2020 | France | F0195N108 | Annual | 05/18/2020 | 54,824 | F0195N108 | 7 | Approve Compensation of Corporate Officers | Mgmt | For | For |
ALD SA | ALD | 05/20/2020 | France | F0195N108 | Annual | 05/18/2020 | 54,824 | F0195N108 | 8 | Approve Compensation of Michael Masterson, CEO Until March 27, 2020 | Mgmt | For | Against |
ALD SA | ALD | 05/20/2020 | France | F0195N108 | Annual | 05/18/2020 | 54,824 | F0195N108 | 9 | Approve Compensation of Tim Albertsen, Vice-CEO Until March 27, 2020 | Mgmt | For | Against |
ALD SA | ALD | 05/20/2020 | France | F0195N108 | Annual | 05/18/2020 | 54,824 | F0195N108 | 10 | Approve Compensation of Gilles Bellemere, Vice-CEO | Mgmt | For | Against |
ALD SA | ALD | 05/20/2020 | France | F0195N108 | Annual | 05/18/2020 | 54,824 | F0195N108 | 11 | Approve Compensation of John Saffrett, Vice-CEO | Mgmt | For | Against |
ALD SA | ALD | 05/20/2020 | France | F0195N108 | Annual | 05/18/2020 | 54,824 | F0195N108 | 12 | Approve Remuneration Policy of CEO and Vice-CEOs | Mgmt | For | Against |
ALD SA | ALD | 05/20/2020 | France | F0195N108 | Annual | 05/18/2020 | 54,824 | F0195N108 | 13 | Approve Remuneration Policy of Directors | Mgmt | For | For |
ALD SA | ALD | 05/20/2020 | France | F0195N108 | Annual | 05/18/2020 | 54,824 | F0195N108 | 14 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Mgmt | For | For |
ALD SA | ALD | 05/20/2020 | France | F0195N108 | Annual | 05/18/2020 | 54,824 | F0195N108 | 15 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
SAP SE | SAP | 05/20/2020 | Germany | D66992104 | Annual | 05/07/2020 | 10,766 | D66992104 | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||
SAP SE | SAP | 05/20/2020 | Germany | D66992104 | Annual | 05/07/2020 | 10,766 | D66992104 | 2 | Approve Allocation of Income and Dividends of EUR 1.58 per Share | Mgmt | For | For |
SAP SE | SAP | 05/20/2020 | Germany | D66992104 | Annual | 05/07/2020 | 10,766 | D66992104 | 3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For |
SAP SE | SAP | 05/20/2020 | Germany | D66992104 | Annual | 05/07/2020 | 10,766 | D66992104 | 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For |
SAP SE | SAP | 05/20/2020 | Germany | D66992104 | Annual | 05/07/2020 | 10,766 | D66992104 | 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Mgmt | For | For |
SAP SE | SAP | 05/20/2020 | Germany | D66992104 | Annual | 05/07/2020 | 10,766 | D66992104 | 6.1 | Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights | Mgmt | For | For |
SAP SE | SAP | 05/20/2020 | Germany | D66992104 | Annual | 05/07/2020 | 10,766 | D66992104 | 6.2 | Approve Creation of EUR 250 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Mgmt | For | For |
SAP SE | SAP | 05/20/2020 | Germany | D66992104 | Annual | 05/07/2020 | 10,766 | D66992104 | 7 | Approve Remuneration Policy for the Management Board | Mgmt | For | Against |
SAP SE | SAP | 05/20/2020 | Germany | D66992104 | Annual | 05/07/2020 | 10,766 | D66992104 | 8 | Approve Remuneration Policy for the Supervisory Board | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Intertek Group Plc | ITRK | 05/21/2020 | United Kingdom | G4911B108 | Annual | 05/19/2020 | 33,049 | G4911B108 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/21/2020 | United Kingdom | G4911B108 | Annual | 05/19/2020 | 33,049 | G4911B108 | 2 | Approve Remuneration Policy | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/21/2020 | United Kingdom | G4911B108 | Annual | 05/19/2020 | 33,049 | G4911B108 | 3 | Approve Remuneration Report | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/21/2020 | United Kingdom | G4911B108 | Annual | 05/19/2020 | 33,049 | G4911B108 | 4 | Approve Final Dividend | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/21/2020 | United Kingdom | G4911B108 | Annual | 05/19/2020 | 33,049 | G4911B108 | 5 | Re-elect Sir David Reid as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/21/2020 | United Kingdom | G4911B108 | Annual | 05/19/2020 | 33,049 | G4911B108 | 6 | Re-elect Andre Lacroix as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/21/2020 | United Kingdom | G4911B108 | Annual | 05/19/2020 | 33,049 | G4911B108 | 7 | Re-elect Ross McCluskey as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/21/2020 | United Kingdom | G4911B108 | Annual | 05/19/2020 | 33,049 | G4911B108 | 8 | Re-elect Graham Allan as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/21/2020 | United Kingdom | G4911B108 | Annual | 05/19/2020 | 33,049 | G4911B108 | 9 | Re-elect Gurnek Bains as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/21/2020 | United Kingdom | G4911B108 | Annual | 05/19/2020 | 33,049 | G4911B108 | 10 | Re-elect Dame Louise Makin as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/21/2020 | United Kingdom | G4911B108 | Annual | 05/19/2020 | 33,049 | G4911B108 | 11 | Re-elect Andrew Martin as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/21/2020 | United Kingdom | G4911B108 | Annual | 05/19/2020 | 33,049 | G4911B108 | 12 | Re-elect Gill Rider as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/21/2020 | United Kingdom | G4911B108 | Annual | 05/19/2020 | 33,049 | G4911B108 | 13 | Re-elect Jean-Michel Valette as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/21/2020 | United Kingdom | G4911B108 | Annual | 05/19/2020 | 33,049 | G4911B108 | 14 | Re-elect Lena Wilson as Director | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/21/2020 | United Kingdom | G4911B108 | Annual | 05/19/2020 | 33,049 | G4911B108 | 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/21/2020 | United Kingdom | G4911B108 | Annual | 05/19/2020 | 33,049 | G4911B108 | 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/21/2020 | United Kingdom | G4911B108 | Annual | 05/19/2020 | 33,049 | G4911B108 | 17 | Authorise Issue of Equity | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/21/2020 | United Kingdom | G4911B108 | Annual | 05/19/2020 | 33,049 | G4911B108 | 18 | Authorise EU Political Donations and Expenditure | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/21/2020 | United Kingdom | G4911B108 | Annual | 05/19/2020 | 33,049 | G4911B108 | 19 | Approve Long Term Incentive Plan | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/21/2020 | United Kingdom | G4911B108 | Annual | 05/19/2020 | 33,049 | G4911B108 | 20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/21/2020 | United Kingdom | G4911B108 | Annual | 05/19/2020 | 33,049 | G4911B108 | 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/21/2020 | United Kingdom | G4911B108 | Annual | 05/19/2020 | 33,049 | G4911B108 | 22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For |
Intertek Group Plc | ITRK | 05/21/2020 | United Kingdom | G4911B108 | Annual | 05/19/2020 | 33,049 | G4911B108 | 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Adyen NV | ADYEN | 05/26/2020 | Netherlands | N3501V104 | Annual | 04/28/2020 | 634 | N3501V104 | Annual Meeting Agenda | Mgmt | |||
Adyen NV | ADYEN | 05/26/2020 | Netherlands | N3501V104 | Annual | 04/28/2020 | 634 | N3501V104 | 1 | Open Meeting | Mgmt | ||
Adyen NV | ADYEN | 05/26/2020 | Netherlands | N3501V104 | Annual | 04/28/2020 | 634 | N3501V104 | 2.a | Receive Report of Management Board (Non-Voting) | Mgmt | ||
Adyen NV | ADYEN | 05/26/2020 | Netherlands | N3501V104 | Annual | 04/28/2020 | 634 | N3501V104 | 2.b | Approve Remuneration Report | Mgmt | For | For |
Adyen NV | ADYEN | 05/26/2020 | Netherlands | N3501V104 | Annual | 04/28/2020 | 634 | N3501V104 | 2.c | Adopt Annual Accounts | Mgmt | For | For |
Adyen NV | ADYEN | 05/26/2020 | Netherlands | N3501V104 | Annual | 04/28/2020 | 634 | N3501V104 | 2.d | Receive Explanation on Company's Reserves and Dividend Policy | Mgmt | ||
Adyen NV | ADYEN | 05/26/2020 | Netherlands | N3501V104 | Annual | 04/28/2020 | 634 | N3501V104 | 2.e | Approve Remuneration Policy for Management Board | Mgmt | For | For |
Adyen NV | ADYEN | 05/26/2020 | Netherlands | N3501V104 | Annual | 04/28/2020 | 634 | N3501V104 | 2.f | Approve Remuneration Policy for Supervisory Board | Mgmt | For | For |
Adyen NV | ADYEN | 05/26/2020 | Netherlands | N3501V104 | Annual | 04/28/2020 | 634 | N3501V104 | 3 | Approve Discharge of Management Board | Mgmt | For | For |
Adyen NV | ADYEN | 05/26/2020 | Netherlands | N3501V104 | Annual | 04/28/2020 | 634 | N3501V104 | 4 | Approve Discharge of Supervisory Board | Mgmt | For | For |
Adyen NV | ADYEN | 05/26/2020 | Netherlands | N3501V104 | Annual | 04/28/2020 | 634 | N3501V104 | 5 | Reelect Piero Overmars to Supervisory Board | Mgmt | For | For |
Adyen NV | ADYEN | 05/26/2020 | Netherlands | N3501V104 | Annual | 04/28/2020 | 634 | N3501V104 | 6 | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Mgmt | For | For |
Adyen NV | ADYEN | 05/26/2020 | Netherlands | N3501V104 | Annual | 04/28/2020 | 634 | N3501V104 | 7 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | For |
Adyen NV | ADYEN | 05/26/2020 | Netherlands | N3501V104 | Annual | 04/28/2020 | 634 | N3501V104 | 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
Adyen NV | ADYEN | 05/26/2020 | Netherlands | N3501V104 | Annual | 04/28/2020 | 634 | N3501V104 | 9 | Ratify PWC as Auditors | Mgmt | For | For |
Adyen NV | ADYEN | 05/26/2020 | Netherlands | N3501V104 | Annual | 04/28/2020 | 634 | N3501V104 | 10 | Close Meeting | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
RELX Plc | REL | 05/26/2020 | United Kingdom | G7493L105 | Special | 05/21/2020 | 90,181 | G7493L105 | 1 | Approve Increase in Borrowing Limit Under the Company's Articles of Association | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | Ordinary Business | Mgmt | |||
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 3 | Approve Allocation of Income and Dividends of EUR 1.34 per Share | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 4 | Approve Compensation Report of Corporate Officers | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 5 | Approve Compensation of Gilles Schnepp, Chairman of the Board | Mgmt | For | Against |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 6 | Approve Compensation of Benoit Coquart, CEO | Mgmt | For | Against |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 7 | Approve Remuneration Policy of Chairman of the Board | Mgmt | For | Against |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 8 | Approve Remuneration Policy of CEO | Mgmt | For | Against |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 9 | Approve Remuneration Policy of Board Members | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.2 Million | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 11 | Reelect Isabelle Boccon-Gibod as Director | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 12 | Reelect Christel Bories as Director | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 13 | Reelect Angeles Garcia-Poveda as Director | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 14 | Elect Benoit Coquart as Director | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | Extraordinary Business | Mgmt | |||
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 16 | Amend Article 9 of Bylaws Re: Directors Length of Terms | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 17 | Amend Article 9 of Bylaws Re: Employee Representative | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 18 | Amend Article 9 of Bylaws Re: Board Members Deliberation via Written Consultation | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 19 | Amend Article 9 of Bylaws Re: Board Powers | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 20 | Amend Articles 10, 11 and 13 to Comply with Legal Changes | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 22 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 23 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 24 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 100 Million | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 25 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 26 | Authorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 28 | Authorize Capital Increase of up to 5 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 29 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 22-25 and 27-28 at EUR 200 Million | Mgmt | For | For |
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | Ordinary Business | Mgmt | |||
Legrand SA | LR | 05/27/2020 | France | F56196185 | Annual/Special | 05/25/2020 | 15,464 | F56196185 | 30 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Seven & i Holdings Co., Ltd. | 3382 | 05/28/2020 | Japan | J7165H108 | Annual | 02/29/2020 | 28,100 | J7165H108 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 51 | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/28/2020 | Japan | J7165H108 | Annual | 02/29/2020 | 28,100 | J7165H108 | 2 | Amend Articles to Amend Provisions on Number of Directors - Clarify Director Authority on Board Meetings | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/28/2020 | Japan | J7165H108 | Annual | 02/29/2020 | 28,100 | J7165H108 | 3.1 | Elect Director Isaka, Ryuichi | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/28/2020 | Japan | J7165H108 | Annual | 02/29/2020 | 28,100 | J7165H108 | 3.2 | Elect Director Goto, Katsuhiro | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/28/2020 | Japan | J7165H108 | Annual | 02/29/2020 | 28,100 | J7165H108 | 3.3 | Elect Director Ito, Junro | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/28/2020 | Japan | J7165H108 | Annual | 02/29/2020 | 28,100 | J7165H108 | 3.4 | Elect Director Yamaguchi, Kimiyoshi | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/28/2020 | Japan | J7165H108 | Annual | 02/29/2020 | 28,100 | J7165H108 | 3.5 | Elect Director Maruyama, Yoshimichi | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/28/2020 | Japan | J7165H108 | Annual | 02/29/2020 | 28,100 | J7165H108 | 3.6 | Elect Director Nagamatsu, Fumihiko | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/28/2020 | Japan | J7165H108 | Annual | 02/29/2020 | 28,100 | J7165H108 | 3.7 | Elect Director Kimura, Shigeki | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/28/2020 | Japan | J7165H108 | Annual | 02/29/2020 | 28,100 | J7165H108 | 3.8 | Elect Director Joseph M. DePinto | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/28/2020 | Japan | J7165H108 | Annual | 02/29/2020 | 28,100 | J7165H108 | 3.9 | Elect Director Tsukio, Yoshio | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/28/2020 | Japan | J7165H108 | Annual | 02/29/2020 | 28,100 | J7165H108 | 3.10 | Elect Director Ito, Kunio | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/28/2020 | Japan | J7165H108 | Annual | 02/29/2020 | 28,100 | J7165H108 | 3.11 | Elect Director Yonemura, Toshiro | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/28/2020 | Japan | J7165H108 | Annual | 02/29/2020 | 28,100 | J7165H108 | 3.12 | Elect Director Higashi, Tetsuro | Mgmt | For | For |
Seven & i Holdings Co., Ltd. | 3382 | 05/28/2020 | Japan | J7165H108 | Annual | 02/29/2020 | 28,100 | J7165H108 | 3.13 | Elect Director Rudy, Kazuko | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
AIA Group Limited | 1299 | 05/29/2020 | Hong Kong | Y002A1105 | Annual | 05/25/2020 | 108,600 | Y002A1105 | 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
AIA Group Limited | 1299 | 05/29/2020 | Hong Kong | Y002A1105 | Annual | 05/25/2020 | 108,600 | Y002A1105 | 2 | Approve Final Dividend | Mgmt | For | For |
AIA Group Limited | 1299 | 05/29/2020 | Hong Kong | Y002A1105 | Annual | 05/25/2020 | 108,600 | Y002A1105 | 3 | Elect Edmund Sze-Wing Tse as Director | Mgmt | For | For |
AIA Group Limited | 1299 | 05/29/2020 | Hong Kong | Y002A1105 | Annual | 05/25/2020 | 108,600 | Y002A1105 | 4 | Elect Jack Chak-Kwong So as Director | Mgmt | For | For |
AIA Group Limited | 1299 | 05/29/2020 | Hong Kong | Y002A1105 | Annual | 05/25/2020 | 108,600 | Y002A1105 | 5 | Elect Mohamed Azman Yahya Director | Mgmt | For | For |
AIA Group Limited | 1299 | 05/29/2020 | Hong Kong | Y002A1105 | Annual | 05/25/2020 | 108,600 | Y002A1105 | 6 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
AIA Group Limited | 1299 | 05/29/2020 | Hong Kong | Y002A1105 | Annual | 05/25/2020 | 108,600 | Y002A1105 | 7A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For |
AIA Group Limited | 1299 | 05/29/2020 | Hong Kong | Y002A1105 | Annual | 05/25/2020 | 108,600 | Y002A1105 | 7B | Authorize Repurchase of Issued Share Capital | Mgmt | For | For |
AIA Group Limited | 1299 | 05/29/2020 | Hong Kong | Y002A1105 | Annual | 05/25/2020 | 108,600 | Y002A1105 | 8 | Approve New Share Option Scheme and Terminate Existing Share Option Scheme | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Sampo Oyj | SAMPO | 06/02/2020 | Finland | X75653109 | Annual | 05/20/2020 | 36,175 | X75653109 | 1 | Open Meeting | Mgmt | ||
Sampo Oyj | SAMPO | 06/02/2020 | Finland | X75653109 | Annual | 05/20/2020 | 36,175 | X75653109 | 2 | Call the Meeting to Order | Mgmt | ||
Sampo Oyj | SAMPO | 06/02/2020 | Finland | X75653109 | Annual | 05/20/2020 | 36,175 | X75653109 | 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For |
Sampo Oyj | SAMPO | 06/02/2020 | Finland | X75653109 | Annual | 05/20/2020 | 36,175 | X75653109 | 4 | Acknowledge Proper Convening of Meeting | Mgmt | For | For |
Sampo Oyj | SAMPO | 06/02/2020 | Finland | X75653109 | Annual | 05/20/2020 | 36,175 | X75653109 | 5 | Prepare and Approve List of Shareholders | Mgmt | For | For |
Sampo Oyj | SAMPO | 06/02/2020 | Finland | X75653109 | Annual | 05/20/2020 | 36,175 | X75653109 | 6 | Receive Financial Statements and Statutory Reports; Receive Board's Report; Receive Auditor's Report | Mgmt | ||
Sampo Oyj | SAMPO | 06/02/2020 | Finland | X75653109 | Annual | 05/20/2020 | 36,175 | X75653109 | 7 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
Sampo Oyj | SAMPO | 06/02/2020 | Finland | X75653109 | Annual | 05/20/2020 | 36,175 | X75653109 | 8 | Approve Allocation of Income and Dividends of EUR 1.50 Per Share | Mgmt | For | For |
Sampo Oyj | SAMPO | 06/02/2020 | Finland | X75653109 | Annual | 05/20/2020 | 36,175 | X75653109 | 9 | Approve Discharge of Board and President | Mgmt | For | For |
Sampo Oyj | SAMPO | 06/02/2020 | Finland | X75653109 | Annual | 05/20/2020 | 36,175 | X75653109 | 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | For |
Sampo Oyj | SAMPO | 06/02/2020 | Finland | X75653109 | Annual | 05/20/2020 | 36,175 | X75653109 | 11 | Approve Remuneration of Directors in the Amount of EUR 180,000 for Chairman and EUR 93,000 for Other Directors; Approve Remuneration for Committee Work | Mgmt | For | For |
Sampo Oyj | SAMPO | 06/02/2020 | Finland | X75653109 | Annual | 05/20/2020 | 36,175 | X75653109 | 12 | Fix Number of Directors at Eight | Mgmt | For | For |
Sampo Oyj | SAMPO | 06/02/2020 | Finland | X75653109 | Annual | 05/20/2020 | 36,175 | X75653109 | 13 | Reelect Christian Clausen, Fiona Clutterbuck, Jannica Fagerholm, Johanna Lamminen, Risto Murto, Antti Makinen and Bjorn Wahlroos as Directors; Elect Georg Ehrnrooth as New Director | Mgmt | For | For |
Sampo Oyj | SAMPO | 06/02/2020 | Finland | X75653109 | Annual | 05/20/2020 | 36,175 | X75653109 | 14 | Approve Remuneration of Auditors | Mgmt | For | For |
Sampo Oyj | SAMPO | 06/02/2020 | Finland | X75653109 | Annual | 05/20/2020 | 36,175 | X75653109 | 15 | Ratify Ernst & Young as Auditors | Mgmt | For | For |
Sampo Oyj | SAMPO | 06/02/2020 | Finland | X75653109 | Annual | 05/20/2020 | 36,175 | X75653109 | 16 | Authorize Share Repurchase Program | Mgmt | For | For |
Sampo Oyj | SAMPO | 06/02/2020 | Finland | X75653109 | Annual | 05/20/2020 | 36,175 | X75653109 | 17 | Close Meeting | Mgmt | ||
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | Annual/Special Meeting | Mgmt | |||
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | Special Meeting Agenda | Mgmt | |||
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | A1.a | Amend Articles 24.4 Re: Participation and Decisions in a Meeting | Mgmt | For | For |
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | A1.b | Amend Articles Re: Distributions of Interim Dividends | Mgmt | For | For |
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | A1.c | Amend Articles of Association Re: Alignment on the Rules of Code on Companies and Associations | Mgmt | For | For |
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | Annual Meeting Agenda | Mgmt | |||
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | B2 | Receive Directors' Reports (Non-Voting) | Mgmt | ||
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | B3 | Receive Auditors' Reports (Non-Voting) | Mgmt | ||
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | B4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Mgmt | ||
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | B5 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.30 per Share | Mgmt | For | For |
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | B6 | Approve Discharge of Directors | Mgmt | For | For |
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | B7 | Approve Discharge of Auditors | Mgmt | For | For |
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | B8.a | Reelect Michele Burns as Independent Director | Mgmt | For | For |
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | B8.b | Reelect Elio Leoni Sceti as Independent Director | Mgmt | For | For |
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | B8.c | Reelect Alexandre Van Damme as Director | Mgmt | For | Against |
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | B8.d | Reelect Gregoire de Spoelberch as Director | Mgmt | For | Against |
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | B8.e | Reelect Paul Cornet de Ways Ruart as Director | Mgmt | For | For |
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | B8.f | Reelect Paulo Lemann as Director | Mgmt | For | Against |
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | B8.g | Reelect Maria Asuncion Aramburuzabala as Director | Mgmt | For | Against |
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | B8.h | Elect Roberto Thompson Motta as Director | Mgmt | For | Against |
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | B8.i | Reelect Martin J. Barrington as Director | Mgmt | For | Against |
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | B8.j | Reelect William F. Gifford, Jr. as Director | Mgmt | For | Against |
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | B8.k | Reelect Alejandro Santo Domingo Davila as Director | Mgmt | For | Against |
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | B9 | Approve Remuneration Report | Mgmt | For | Against |
Anheuser-Busch InBev SA/NV | ABI | 06/03/2020 | Belgium | B639CJ108 | Annual/Special | 05/20/2020 | 12,527 | B639CJ108 | C10 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/09/2020 | Taiwan | Y84629107 | Annual | 04/10/2020 | 141,000 | Y84629107 | 1 | Approve Business Operations Report and Financial Statements | Mgmt | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/09/2020 | Taiwan | Y84629107 | Annual | 04/10/2020 | 141,000 | Y84629107 | 2 | Amend Procedures for Lending Funds to Other Parties | Mgmt | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/09/2020 | Taiwan | Y84629107 | Annual | 04/10/2020 | 141,000 | Y84629107 | ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING | Mgmt | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 06/09/2020 | Taiwan | Y84629107 | Annual | 04/10/2020 | 141,000 | Y84629107 | 3.1 | Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Amadeus IT Group SA | AMS | 06/17/2020 | Spain | E04648114 | Annual | 06/12/2020 | 12,866 | E04648114 | 1 | Approve Consolidated and Standalone Financial Statements | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/17/2020 | Spain | E04648114 | Annual | 06/12/2020 | 12,866 | E04648114 | 2 | Approve Non-Financial Information Statement | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/17/2020 | Spain | E04648114 | Annual | 06/12/2020 | 12,866 | E04648114 | 3 | Approve Allocation of Income and Dividends | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/17/2020 | Spain | E04648114 | Annual | 06/12/2020 | 12,866 | E04648114 | 4 | Approve Discharge of Board | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/17/2020 | Spain | E04648114 | Annual | 06/12/2020 | 12,866 | E04648114 | 5.1 | Elect Xiaoqun Clever as Director | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/17/2020 | Spain | E04648114 | Annual | 06/12/2020 | 12,866 | E04648114 | 5.2 | Reelect Jose Antonio Tazon Garcia as Director | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/17/2020 | Spain | E04648114 | Annual | 06/12/2020 | 12,866 | E04648114 | 5.3 | Reelect Luis Maroto Camino as Director | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/17/2020 | Spain | E04648114 | Annual | 06/12/2020 | 12,866 | E04648114 | 5.4 | Reelect David Webster as Director | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/17/2020 | Spain | E04648114 | Annual | 06/12/2020 | 12,866 | E04648114 | 5.5 | Reelect Clara Furse as Director | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/17/2020 | Spain | E04648114 | Annual | 06/12/2020 | 12,866 | E04648114 | 5.6 | Reelect Nicolas Huss as Director | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/17/2020 | Spain | E04648114 | Annual | 06/12/2020 | 12,866 | E04648114 | 5.7 | Reelect Pierre-Henri Gourgeon as Director | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/17/2020 | Spain | E04648114 | Annual | 06/12/2020 | 12,866 | E04648114 | 5.8 | Reelect Francesco Loredan as Director | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/17/2020 | Spain | E04648114 | Annual | 06/12/2020 | 12,866 | E04648114 | 6 | Advisory Vote on Remuneration Report | Mgmt | For | Against |
Amadeus IT Group SA | AMS | 06/17/2020 | Spain | E04648114 | Annual | 06/12/2020 | 12,866 | E04648114 | 7 | Approve Remuneration of Directors | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/17/2020 | Spain | E04648114 | Annual | 06/12/2020 | 12,866 | E04648114 | 8 | Authorize Increase in Capital up to 10 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For |
Amadeus IT Group SA | AMS | 06/17/2020 | Spain | E04648114 | Annual | 06/12/2020 | 12,866 | E04648114 | 9 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Japan Exchange Group, Inc. | 8697 | 06/17/2020 | Japan | J2740B106 | Annual | 03/31/2020 | 64,400 | J2740B106 | 1 | Amend Articles to Amend Provisions on Executive Officer Titles | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/17/2020 | Japan | J2740B106 | Annual | 03/31/2020 | 64,400 | J2740B106 | 2.1 | Elect Director Tsuda, Hiroki | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/17/2020 | Japan | J2740B106 | Annual | 03/31/2020 | 64,400 | J2740B106 | 2.2 | Elect Director Kiyota, Akira | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/17/2020 | Japan | J2740B106 | Annual | 03/31/2020 | 64,400 | J2740B106 | 2.3 | Elect Director Miyahara, Koichiro | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/17/2020 | Japan | J2740B106 | Annual | 03/31/2020 | 64,400 | J2740B106 | 2.4 | Elect Director Yamaji, Hiromi | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/17/2020 | Japan | J2740B106 | Annual | 03/31/2020 | 64,400 | J2740B106 | 2.5 | Elect Director Shizuka, Masaki | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/17/2020 | Japan | J2740B106 | Annual | 03/31/2020 | 64,400 | J2740B106 | 2.6 | Elect Director Christina L. Ahmadjian | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/17/2020 | Japan | J2740B106 | Annual | 03/31/2020 | 64,400 | J2740B106 | 2.7 | Elect Director Endo, Nobuhiro | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/17/2020 | Japan | J2740B106 | Annual | 03/31/2020 | 64,400 | J2740B106 | 2.8 | Elect Director Ogita, Hitoshi | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/17/2020 | Japan | J2740B106 | Annual | 03/31/2020 | 64,400 | J2740B106 | 2.9 | Elect Director Kubori, Hideaki | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/17/2020 | Japan | J2740B106 | Annual | 03/31/2020 | 64,400 | J2740B106 | 2.10 | Elect Director Koda, Main | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/17/2020 | Japan | J2740B106 | Annual | 03/31/2020 | 64,400 | J2740B106 | 2.11 | Elect Director Kobayashi, Eizo | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/17/2020 | Japan | J2740B106 | Annual | 03/31/2020 | 64,400 | J2740B106 | 2.12 | Elect Director Minoguchi, Makoto | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/17/2020 | Japan | J2740B106 | Annual | 03/31/2020 | 64,400 | J2740B106 | 2.13 | Elect Director Mori, Kimitaka | Mgmt | For | For |
Japan Exchange Group, Inc. | 8697 | 06/17/2020 | Japan | J2740B106 | Annual | 03/31/2020 | 64,400 | J2740B106 | 2.14 | Elect Director Yoneda, Tsuyoshi | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Nomura Research Institute Ltd. | 4307 | 06/18/2020 | Japan | J5900F106 | Annual | 03/31/2020 | 40,400 | J5900F106 | 1.1 | Elect Director Konomoto, Shingo | Mgmt | For | For |
Nomura Research Institute Ltd. | 4307 | 06/18/2020 | Japan | J5900F106 | Annual | 03/31/2020 | 40,400 | J5900F106 | 1.2 | Elect Director Momose, Hironori | Mgmt | For | For |
Nomura Research Institute Ltd. | 4307 | 06/18/2020 | Japan | J5900F106 | Annual | 03/31/2020 | 40,400 | J5900F106 | 1.3 | Elect Director Ueno, Ayumu | Mgmt | For | For |
Nomura Research Institute Ltd. | 4307 | 06/18/2020 | Japan | J5900F106 | Annual | 03/31/2020 | 40,400 | J5900F106 | 1.4 | Elect Director Fukami, Yasuo | Mgmt | For | For |
Nomura Research Institute Ltd. | 4307 | 06/18/2020 | Japan | J5900F106 | Annual | 03/31/2020 | 40,400 | J5900F106 | 1.5 | Elect Director Shimamoto, Tadashi | Mgmt | For | For |
Nomura Research Institute Ltd. | 4307 | 06/18/2020 | Japan | J5900F106 | Annual | 03/31/2020 | 40,400 | J5900F106 | 1.6 | Elect Director Funakura, Hiroshi | Mgmt | For | For |
Nomura Research Institute Ltd. | 4307 | 06/18/2020 | Japan | J5900F106 | Annual | 03/31/2020 | 40,400 | J5900F106 | 1.7 | Elect Director Matsuzaki, Masatoshi | Mgmt | For | For |
Nomura Research Institute Ltd. | 4307 | 06/18/2020 | Japan | J5900F106 | Annual | 03/31/2020 | 40,400 | J5900F106 | 1.8 | Elect Director Omiya, Hideaki | Mgmt | For | For |
Nomura Research Institute Ltd. | 4307 | 06/18/2020 | Japan | J5900F106 | Annual | 03/31/2020 | 40,400 | J5900F106 | 1.9 | Elect Director Sakata, Shinoi | Mgmt | For | For |
Nomura Research Institute Ltd. | 4307 | 06/18/2020 | Japan | J5900F106 | Annual | 03/31/2020 | 40,400 | J5900F106 | 2 | Appoint Statutory Auditor Sakata, Takuhito | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Aon plc | AON | 06/19/2020 | Ireland | G0403H108 | Annual | 04/17/2020 | 15,560 | G0403H108 | 1.1 | Elect Director Lester B. Knight | Mgmt | For | For |
Aon plc | AON | 06/19/2020 | Ireland | G0403H108 | Annual | 04/17/2020 | 15,560 | G0403H108 | 1.2 | Elect Director Gregory C. Case | Mgmt | For | For |
Aon plc | AON | 06/19/2020 | Ireland | G0403H108 | Annual | 04/17/2020 | 15,560 | G0403H108 | 1.3 | Elect Director Jin-Yong Cai | Mgmt | For | For |
Aon plc | AON | 06/19/2020 | Ireland | G0403H108 | Annual | 04/17/2020 | 15,560 | G0403H108 | 1.4 | Elect Director Jeffrey C. Campbell | Mgmt | For | For |
Aon plc | AON | 06/19/2020 | Ireland | G0403H108 | Annual | 04/17/2020 | 15,560 | G0403H108 | 1.5 | Elect Director Fulvio Conti | Mgmt | For | For |
Aon plc | AON | 06/19/2020 | Ireland | G0403H108 | Annual | 04/17/2020 | 15,560 | G0403H108 | 1.6 | Elect Director Cheryl A. Francis | Mgmt | For | For |
Aon plc | AON | 06/19/2020 | Ireland | G0403H108 | Annual | 04/17/2020 | 15,560 | G0403H108 | 1.7 | Elect Director J. Michael Losh | Mgmt | For | For |
Aon plc | AON | 06/19/2020 | Ireland | G0403H108 | Annual | 04/17/2020 | 15,560 | G0403H108 | 1.8 | Elect Director Richard B. Myers | Mgmt | For | For |
Aon plc | AON | 06/19/2020 | Ireland | G0403H108 | Annual | 04/17/2020 | 15,560 | G0403H108 | 1.9 | Elect Director Richard C. Notebaert | Mgmt | For | For |
Aon plc | AON | 06/19/2020 | Ireland | G0403H108 | Annual | 04/17/2020 | 15,560 | G0403H108 | 1.10 | Elect Director Gloria Santona | Mgmt | For | For |
Aon plc | AON | 06/19/2020 | Ireland | G0403H108 | Annual | 04/17/2020 | 15,560 | G0403H108 | 1.11 | Elect Director Carolyn Y. Woo | Mgmt | For | For |
Aon plc | AON | 06/19/2020 | Ireland | G0403H108 | Annual | 04/17/2020 | 15,560 | G0403H108 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
Aon plc | AON | 06/19/2020 | Ireland | G0403H108 | Annual | 04/17/2020 | 15,560 | G0403H108 | 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For |
Aon plc | AON | 06/19/2020 | Ireland | G0403H108 | Annual | 04/17/2020 | 15,560 | G0403H108 | 4 | Ratify Ernst & Young Chartered Accountants as Statutory Auditor | Mgmt | For | For |
Aon plc | AON | 06/19/2020 | Ireland | G0403H108 | Annual | 04/17/2020 | 15,560 | G0403H108 | 5 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 06/23/2020 | China | Y2680G100 | Annual | 05/22/2020 | 160,400 | Y2680G100 | AGM BALLOT FOR THE HOLDERS OF H SHARES | Mgmt | |||
Fuyao Glass Industry Group Co., Ltd. | 3606 | 06/23/2020 | China | Y2680G100 | Annual | 05/22/2020 | 160,400 | Y2680G100 | 1 | Approve 2019 Work Report of the Board of Directors | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 06/23/2020 | China | Y2680G100 | Annual | 05/22/2020 | 160,400 | Y2680G100 | 2 | Approve 2019 Work Report of the Supervisory Committee | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 06/23/2020 | China | Y2680G100 | Annual | 05/22/2020 | 160,400 | Y2680G100 | 3 | Approve 2019 Final Financial Report | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 06/23/2020 | China | Y2680G100 | Annual | 05/22/2020 | 160,400 | Y2680G100 | 4 | Approve 2019 Profit Distribution Plan | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 06/23/2020 | China | Y2680G100 | Annual | 05/22/2020 | 160,400 | Y2680G100 | 5 | Approve 2019 Annual Report and Its Summary | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 06/23/2020 | China | Y2680G100 | Annual | 05/22/2020 | 160,400 | Y2680G100 | 6 | Approve PricewaterhouseCoopers Zhong Tian LLP (Special General Partnership) as Domestic Audit Institution and Internal Control Audit Institution for 2020 | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 06/23/2020 | China | Y2680G100 | Annual | 05/22/2020 | 160,400 | Y2680G100 | 7 | Approve PricewaterhouseCoopers as Overseas Audit Institution for 2020 | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 06/23/2020 | China | Y2680G100 | Annual | 05/22/2020 | 160,400 | Y2680G100 | 8 | Approve 2019 Work Report of the Independent Non-Executive Directors | Mgmt | For | For |
Fuyao Glass Industry Group Co., Ltd. | 3606 | 06/23/2020 | China | Y2680G100 | Annual | 05/22/2020 | 160,400 | Y2680G100 | 9 | Approve Entrusted Wealth Management with Self-Owned Funds | Mgmt | For | Against |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
Sekisui Chemical Co., Ltd. | 4204 | 06/23/2020 | Japan | J70703137 | Annual | 03/31/2020 | 62,600 | J70703137 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 23 | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/23/2020 | Japan | J70703137 | Annual | 03/31/2020 | 62,600 | J70703137 | 2.1 | Elect Director Koge, Teiji | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/23/2020 | Japan | J70703137 | Annual | 03/31/2020 | 62,600 | J70703137 | 2.2 | Elect Director Kato, Keita | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/23/2020 | Japan | J70703137 | Annual | 03/31/2020 | 62,600 | J70703137 | 2.3 | Elect Director Hirai, Yoshiyuki | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/23/2020 | Japan | J70703137 | Annual | 03/31/2020 | 62,600 | J70703137 | 2.4 | Elect Director Kamiyoshi, Toshiyuki | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/23/2020 | Japan | J70703137 | Annual | 03/31/2020 | 62,600 | J70703137 | 2.5 | Elect Director Kamiwaki, Futoshi | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/23/2020 | Japan | J70703137 | Annual | 03/31/2020 | 62,600 | J70703137 | 2.6 | Elect Director Taketomo, Hiroyuki | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/23/2020 | Japan | J70703137 | Annual | 03/31/2020 | 62,600 | J70703137 | 2.7 | Elect Director Shimizu, Ikusuke | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/23/2020 | Japan | J70703137 | Annual | 03/31/2020 | 62,600 | J70703137 | 2.8 | Elect Director Kase, Yutaka | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/23/2020 | Japan | J70703137 | Annual | 03/31/2020 | 62,600 | J70703137 | 2.9 | Elect Director Oeda, Hiroshi | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/23/2020 | Japan | J70703137 | Annual | 03/31/2020 | 62,600 | J70703137 | 2.10 | Elect Director Ishikura, Yoko | Mgmt | For | For |
Sekisui Chemical Co., Ltd. | 4204 | 06/23/2020 | Japan | J70703137 | Annual | 03/31/2020 | 62,600 | J70703137 | 3 | Appoint Statutory Auditor Fukunaga, Toshitaka | Mgmt | For | For |
Issuer Name | Ticker | Meeting Date | Country | Primary Security ID | Meeting Type | Record Date | Shares Voted | Primary CUSIP | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | Ordinary Business | Mgmt | |||
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | 3 | Approve Allocation of Income and Dividends of EUR 4.80 per Share | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | 4 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | 5 | Reelect Delphine Arnault as Director | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | 6 | Reelect Antonio Belloni as Director | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | 7 | Reelect Diego Della Valle as Director | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | 8 | Reelect Marie-Josee Kravis as Director | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | 9 | Reelect Marie-Laure Sauty de Chalon as Director | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | 10 | Elect Natacha Valla as Director | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | 11 | Appoint Lord Powell of Bayswater as Censor | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | 12 | Approve Compensation Report of Corporate Officers | Mgmt | For | Against |
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | 13 | Approve Compensation of Bernard Arnault, Chairman and CEO | Mgmt | For | Against |
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | 14 | Approve Compensation of Antonio Belloni, Vice-CEO | Mgmt | For | Against |
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | 15 | Approve Remuneration Policy of Corporate Officers | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | 16 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Against |
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | 17 | Approve Remuneration Policy of Vice-CEO | Mgmt | For | Against |
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | Extraordinary Business | Mgmt | |||
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | 20 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Mgmt | For | Against |
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | 21 | Amend Article 11 of Bylaws Re: Employee Representative | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | 22 | Amend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | 23 | Amend Article 14 of Bylaws Re: Board Powers | Mgmt | For | For |
LVMH Moet Hennessy Louis Vuitton SE | MC | 06/30/2020 | France | F58485115 | Annual/Special | 06/26/2020 | 5,937 | F58485115 | 24 | Amend Article 20, 21, 23 and 25 of Bylaws to Comply with Legal Changes | Mgmt | For | For |
Setanta Asset Management
Company Name | Holdings Recon Date | ISIN | Meeting Date | Meeting Deadline Date | Record Date | Meeting Type | Security ID | Sedol(s) | Proposal Long Text | Proposal Short Text | Vote Options | Account Name | Ballot Deadline Date | Ballot Shares | Custodian Account Number | Custodian ID | Custodian Name | Vote | Voted Shares | Unavailable Shares |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO REVIEW THE COMPANY'S AFFAIRS AND TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MARCH 2019, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 23552 | 19-9952 | 2XX | U.S. BANK | F | 23552 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO DECLARE A FINAL DIVIDEND OF 93.37 PENCE PER SHARE FOR THE YEAR ENDED 31 MARCH 2019 | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 23552 | 19-9952 | 2XX | U.S. BANK | F | 23552 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO CONSIDER THE REMUNERATION REPORT (EXCLUDING THE REMUNERATION POLICY) AS SET OUT ON PAGES 93 TO 118 OF THE 2019 ANNUAL REPORT AND ACCOUNTS | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 23552 | 19-9952 | 2XX | U.S. BANK | F | 23552 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: MARK BREUER | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 23552 | 19-9952 | 2XX | U.S. BANK | F | 23552 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: CAROLINE DOWLING | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 23552 | 19-9952 | 2XX | U.S. BANK | F | 23552 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: DAVID JUKES | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 23552 | 19-9952 | 2XX | U.S. BANK | F | 23552 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: PAMELA KIRBY | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 23552 | 19-9952 | 2XX | U.S. BANK | F | 23552 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: JANE LODGE | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 23552 | 19-9952 | 2XX | U.S. BANK | F | 23552 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: CORMAC MCCARTHY | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 23552 | 19-9952 | 2XX | U.S. BANK | F | 23552 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: JOHN MOLONEY | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 23552 | 19-9952 | 2XX | U.S. BANK | F | 23552 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: DONAL MURPHY | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 23552 | 19-9952 | 2XX | U.S. BANK | F | 23552 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: FERGAL O'DWYER | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 23552 | 19-9952 | 2XX | U.S. BANK | F | 23552 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: MARK RYAN | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 23552 | 19-9952 | 2XX | U.S. BANK | F | 23552 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: LESLIE VAN DE WALLE | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 23552 | 19-9952 | 2XX | U.S. BANK | F | 23552 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 23552 | 19-9952 | 2XX | U.S. BANK | F | 23552 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO DETERMINE THE ORDINARY REMUNERATION PAYABLE TO NON-EXECUTIVE DIRECTORS AT A MAXIMUM OF EUR 850,000 PER ANNUM | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 23552 | 19-9952 | 2XX | U.S. BANK | F | 23552 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 23552 | 19-9952 | 2XX | U.S. BANK | F | 23552 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS IN CERTAIN CIRCUMSTANCES (RELATING TO RIGHTS ISSUES OR OTHER ISSUES UP TO A LIMIT OF 5% OF ISSUED SHARE CAPITAL (EXCLUDING TREASURY SHARES) | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 23552 | 19-9952 | 2XX | U.S. BANK | F | 23552 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS IN CERTAIN CIRCUMSTANCES (RELATING TO ACQUISITIONS OR OTHER CAPITAL INVESTMENTS UP TO A LIMIT OF 5% OF ISSUED SHARE CAPITAL (EXCLUDING TREASURY SHARES) | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 23552 | 19-9952 | 2XX | U.S. BANK | F | 23552 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO AUTHORISE THE DIRECTORS TO MAKE MARKET PURCHASES OF THE COMPANY'S OWN SHARES | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 23552 | 19-9952 | 2XX | U.S. BANK | F | 23552 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO FIX THE RE-ISSUE PRICE OF THE COMPANY'S SHARES HELD AS TREASURY SHARES | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 23552 | 19-9952 | 2XX | U.S. BANK | F | 23552 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO REVIEW THE COMPANY'S AFFAIRS AND TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MARCH 2019, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 6319 | 19-9952 | 2XX | U.S. BANK | F | 6319 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO DECLARE A FINAL DIVIDEND OF 93.37 PENCE PER SHARE FOR THE YEAR ENDED 31 MARCH 2019 | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 6319 | 19-9952 | 2XX | U.S. BANK | F | 6319 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO CONSIDER THE REMUNERATION REPORT (EXCLUDING THE REMUNERATION POLICY) AS SET OUT ON PAGES 93 TO 118 OF THE 2019 ANNUAL REPORT AND ACCOUNTS | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 6319 | 19-9952 | 2XX | U.S. BANK | F | 6319 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: MARK BREUER | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 6319 | 19-9952 | 2XX | U.S. BANK | F | 6319 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: CAROLINE DOWLING | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 6319 | 19-9952 | 2XX | U.S. BANK | F | 6319 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: DAVID JUKES | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 6319 | 19-9952 | 2XX | U.S. BANK | F | 6319 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: PAMELA KIRBY | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 6319 | 19-9952 | 2XX | U.S. BANK | F | 6319 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: JANE LODGE | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 6319 | 19-9952 | 2XX | U.S. BANK | F | 6319 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: CORMAC MCCARTHY | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 6319 | 19-9952 | 2XX | U.S. BANK | F | 6319 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: JOHN MOLONEY | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 6319 | 19-9952 | 2XX | U.S. BANK | F | 6319 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: DONAL MURPHY | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 6319 | 19-9952 | 2XX | U.S. BANK | F | 6319 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: FERGAL O'DWYER | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 6319 | 19-9952 | 2XX | U.S. BANK | F | 6319 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: MARK RYAN | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 6319 | 19-9952 | 2XX | U.S. BANK | F | 6319 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO RE-ELECT THE FOLLOWING DIRECTOR: LESLIE VAN DE WALLE | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 6319 | 19-9952 | 2XX | U.S. BANK | F | 6319 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 6319 | 19-9952 | 2XX | U.S. BANK | F | 6319 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO DETERMINE THE ORDINARY REMUNERATION PAYABLE TO NON-EXECUTIVE DIRECTORS AT A MAXIMUM OF EUR 850,000 PER ANNUM | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 6319 | 19-9952 | 2XX | U.S. BANK | F | 6319 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 6319 | 19-9952 | 2XX | U.S. BANK | F | 6319 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS IN CERTAIN CIRCUMSTANCES (RELATING TO RIGHTS ISSUES OR OTHER ISSUES UP TO A LIMIT OF 5% OF ISSUED SHARE CAPITAL (EXCLUDING TREASURY SHARES) | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 6319 | 19-9952 | 2XX | U.S. BANK | F | 6319 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS IN CERTAIN CIRCUMSTANCES (RELATING TO ACQUISITIONS OR OTHER CAPITAL INVESTMENTS UP TO A LIMIT OF 5% OF ISSUED SHARE CAPITAL (EXCLUDING TREASURY SHARES) | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 6319 | 19-9952 | 2XX | U.S. BANK | F | 6319 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO AUTHORISE THE DIRECTORS TO MAKE MARKET PURCHASES OF THE COMPANY'S OWN SHARES | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 6319 | 19-9952 | 2XX | U.S. BANK | F | 6319 | 0 |
DCC PLC | 11-Jul-2019 | IE0002424939 | 12-Jul-2019 | 08-Jul-2019 | 10-Jul-2019 | Annual General Meeting | G2689P101 | 0242493 B01ZKG9 B1GKFL6 | TO FIX THE RE-ISSUE PRICE OF THE COMPANY'S SHARES HELD AS TREASURY SHARES | Management Proposal | F,N,A | 19-9952 | 08-Jul-2019 | 6319 | 19-9952 | 2XX | U.S. BANK | F | 6319 | 0 |
BANK LEUMI LE-ISRAEL B.M. | 12-Jun-2019 | IL0006046119 | 18-Jul-2019 | 04-Jul-2019 | 12-Jun-2019 | Ordinary General Meeting | M16043107 | 6076425 B01ZL77 | REAPPOINTMENT OF THE SOMECH HAIKIN (KPMG) AND KOST FORER GABBAY AND KASIERER (EY) CPA FIRMS AS BANK JOINT AUDITING ACCOUNTANTS, AND AUTHORIZATION OF BANK BOARD TO DETERMINE THEIR COMPENSATION | Management Proposal | F,N,A | 19-9952 | 11-Jul-2019 | 174384 | 19-9952 | 2XX | U.S. BANK | F | 174384 | 0 |
BANK LEUMI LE-ISRAEL B.M. | 12-Jun-2019 | IL0006046119 | 18-Jul-2019 | 04-Jul-2019 | 12-Jun-2019 | Ordinary General Meeting | M16043107 | 6076425 B01ZL77 | APPOINTMENT OF THE SOMECH HAIKIN (KPMG) AND BRIGHTMAN ALMAGOR ZOHAR AND CO. (DELOITTE) CPA FIRMS AS BANK JOINT AUDITING ACCOUNTANTS, AND AUTHORIZATION OF BANK BOARD TO DETERMINE THEIR COMPENSATION | Management Proposal | F,N,A | 19-9952 | 11-Jul-2019 | 174384 | 19-9952 | 2XX | U.S. BANK | F | 174384 | 0 |
BANK LEUMI LE-ISRAEL B.M. | 12-Jun-2019 | IL0006046119 | 18-Jul-2019 | 04-Jul-2019 | 12-Jun-2019 | Ordinary General Meeting | M16043107 | 6076425 B01ZL77 | APPROVAL OF BOARD CHAIRMAN'S PARTICIPATION IN THE OFFER OF SHARES BY THE STATE TO BANK EMPLOYEES | Management Proposal | F,N,A | 19-9952 | 11-Jul-2019 | 174384 | 19-9952 | 2XX | U.S. BANK | F | 174384 | 0 |
BANK LEUMI LE-ISRAEL B.M. | 12-Jun-2019 | IL0006046119 | 18-Jul-2019 | 04-Jul-2019 | 12-Jun-2019 | Ordinary General Meeting | M16043107 | 6076425 B01ZL77 | APPOINTMENT OF DIRECTOR: MS. IRIT SHLOMI | GPS Mgmt Director | F,N,A | 19-9952 | 11-Jul-2019 | 174384 | 19-9952 | 2XX | U.S. BANK | D | 174384 | 0 |
BANK LEUMI LE-ISRAEL B.M. | 12-Jun-2019 | IL0006046119 | 18-Jul-2019 | 04-Jul-2019 | 12-Jun-2019 | Ordinary General Meeting | M16043107 | 6076425 B01ZL77 | APPOINTMENT OF DIRECTOR: MR. HAIM JACOB KRUPSKY | GPS Mgmt Director | F,N,A | 19-9952 | 11-Jul-2019 | 174384 | 19-9952 | 2XX | U.S. BANK | F | 174384 | 0 |
BANK LEUMI LE-ISRAEL B.M. | 12-Jun-2019 | IL0006046119 | 18-Jul-2019 | 04-Jul-2019 | 12-Jun-2019 | Ordinary General Meeting | M16043107 | 6076425 B01ZL77 | AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A) A PERSONAL INTEREST IN THIS COMPANY B) ARE A CONTROLLING SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR OFFICER OF THIS COMPANY D) THAT YOU ARE AN INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND MANAGER OR TRUST FUND. BY VOTING THROUGH THE PROXY EDGE PLATFORM YOU ARE CONFIRMING THE ANSWER FOR A, B AND C TO BE NO AND THE ANSWER FOR D TO BE YES. SHOULD THIS NOT BE THE CASE PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR VOTE INSTRUCTIONS ACCORDINGLY | Please reference meeting materials. | 19-9952 | 11-Jul-2019 | 174384 | 19-9952 | 2XX | U.S. BANK | M | 174384 | 0 | |
BANK LEUMI LE-ISRAEL B.M. | 12-Jun-2019 | IL0006046119 | 18-Jul-2019 | 04-Jul-2019 | 12-Jun-2019 | Ordinary General Meeting | M16043107 | 6076425 B01ZL77 | DEBATE OF BANK FINANCIAL STATEMENTS AND BOARD REPORT FOR THE YEAR ENDED DECEMBER 31ST 2018 | Non-Voting Proposal Note | 19-9952 | 11-Jul-2019 | 174384 | 19-9952 | 2XX | U.S. BANK | M | 174384 | 0 | |
BANK LEUMI LE-ISRAEL B.M. | 12-Jun-2019 | IL0006046119 | 18-Jul-2019 | 04-Jul-2019 | 12-Jun-2019 | Ordinary General Meeting | M16043107 | 6076425 B01ZL77 | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 CANDIDATES TO BE ELECTED AS DIRECTORS, THERE IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE 2 DIRECTORS. THANK YOU | Non-Voting Proposal Note | 19-9952 | 11-Jul-2019 | 174384 | 19-9952 | 2XX | U.S. BANK | M | 174384 | 0 | |
VODAFONE GROUP PLC | 19-Jul-2019 | GB00BH4HKS39 | 23-Jul-2019 | 17-Jul-2019 | 14-Jun-2019 | Annual General Meeting | G93882192 | BH4HKS3 BJ38YH8 BRTM7Z9 | TO RECEIVE THE COMPANY'S ACCOUNTS, THE STRATEGIC REPORT AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2019 | Management Proposal | F,N,A | 19-9952 | 17-Jul-2019 | 297746 | 19-9952 | 2XX | U.S. BANK | N | 297746 | 0 |
VODAFONE GROUP PLC | 19-Jul-2019 | GB00BH4HKS39 | 23-Jul-2019 | 17-Jul-2019 | 14-Jun-2019 | Annual General Meeting | G93882192 | BH4HKS3 BJ38YH8 BRTM7Z9 | TO ELECT SANJIV AHUJA AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 17-Jul-2019 | 297746 | 19-9952 | 2XX | U.S. BANK | F | 297746 | 0 |
VODAFONE GROUP PLC | 19-Jul-2019 | GB00BH4HKS39 | 23-Jul-2019 | 17-Jul-2019 | 14-Jun-2019 | Annual General Meeting | G93882192 | BH4HKS3 BJ38YH8 BRTM7Z9 | TO ELECT DAVID THODEY AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 17-Jul-2019 | 297746 | 19-9952 | 2XX | U.S. BANK | F | 297746 | 0 |
VODAFONE GROUP PLC | 19-Jul-2019 | GB00BH4HKS39 | 23-Jul-2019 | 17-Jul-2019 | 14-Jun-2019 | Annual General Meeting | G93882192 | BH4HKS3 BJ38YH8 BRTM7Z9 | TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 17-Jul-2019 | 297746 | 19-9952 | 2XX | U.S. BANK | A | 297746 | 0 |
VODAFONE GROUP PLC | 19-Jul-2019 | GB00BH4HKS39 | 23-Jul-2019 | 17-Jul-2019 | 14-Jun-2019 | Annual General Meeting | G93882192 | BH4HKS3 BJ38YH8 BRTM7Z9 | TO RE-ELECT NICK READ AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 17-Jul-2019 | 297746 | 19-9952 | 2XX | U.S. BANK | A | 297746 | 0 |
VODAFONE GROUP PLC | 19-Jul-2019 | GB00BH4HKS39 | 23-Jul-2019 | 17-Jul-2019 | 14-Jun-2019 | Annual General Meeting | G93882192 | BH4HKS3 BJ38YH8 BRTM7Z9 | TO RE-ELECT MARGHERITA DELLA VALLE AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 17-Jul-2019 | 297746 | 19-9952 | 2XX | U.S. BANK | A | 297746 | 0 |
VODAFONE GROUP PLC | 19-Jul-2019 | GB00BH4HKS39 | 23-Jul-2019 | 17-Jul-2019 | 14-Jun-2019 | Annual General Meeting | G93882192 | BH4HKS3 BJ38YH8 BRTM7Z9 | TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 17-Jul-2019 | 297746 | 19-9952 | 2XX | U.S. BANK | A | 297746 | 0 |
VODAFONE GROUP PLC | 19-Jul-2019 | GB00BH4HKS39 | 23-Jul-2019 | 17-Jul-2019 | 14-Jun-2019 | Annual General Meeting | G93882192 | BH4HKS3 BJ38YH8 BRTM7Z9 | TO RE-ELECT MICHEL DEMARE AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 17-Jul-2019 | 297746 | 19-9952 | 2XX | U.S. BANK | A | 297746 | 0 |
VODAFONE GROUP PLC | 19-Jul-2019 | GB00BH4HKS39 | 23-Jul-2019 | 17-Jul-2019 | 14-Jun-2019 | Annual General Meeting | G93882192 | BH4HKS3 BJ38YH8 BRTM7Z9 | TO RE-ELECT DAME CLARA FURSE AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 17-Jul-2019 | 297746 | 19-9952 | 2XX | U.S. BANK | A | 297746 | 0 |
VODAFONE GROUP PLC | 19-Jul-2019 | GB00BH4HKS39 | 23-Jul-2019 | 17-Jul-2019 | 14-Jun-2019 | Annual General Meeting | G93882192 | BH4HKS3 BJ38YH8 BRTM7Z9 | TO RE-ELECT VALERIE GOODING AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 17-Jul-2019 | 297746 | 19-9952 | 2XX | U.S. BANK | A | 297746 | 0 |
VODAFONE GROUP PLC | 19-Jul-2019 | GB00BH4HKS39 | 23-Jul-2019 | 17-Jul-2019 | 14-Jun-2019 | Annual General Meeting | G93882192 | BH4HKS3 BJ38YH8 BRTM7Z9 | TO RE-ELECT RENEE JAMES AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 17-Jul-2019 | 297746 | 19-9952 | 2XX | U.S. BANK | A | 297746 | 0 |
VODAFONE GROUP PLC | 19-Jul-2019 | GB00BH4HKS39 | 23-Jul-2019 | 17-Jul-2019 | 14-Jun-2019 | Annual General Meeting | G93882192 | BH4HKS3 BJ38YH8 BRTM7Z9 | TO RE-ELECT MARIA AMPARO MORALEDA MARTINEZ AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 17-Jul-2019 | 297746 | 19-9952 | 2XX | U.S. BANK | A | 297746 | 0 |
VODAFONE GROUP PLC | 19-Jul-2019 | GB00BH4HKS39 | 23-Jul-2019 | 17-Jul-2019 | 14-Jun-2019 | Annual General Meeting | G93882192 | BH4HKS3 BJ38YH8 BRTM7Z9 | TO RE-ELECT DAVID NISH AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 17-Jul-2019 | 297746 | 19-9952 | 2XX | U.S. BANK | A | 297746 | 0 |
VODAFONE GROUP PLC | 19-Jul-2019 | GB00BH4HKS39 | 23-Jul-2019 | 17-Jul-2019 | 14-Jun-2019 | Annual General Meeting | G93882192 | BH4HKS3 BJ38YH8 BRTM7Z9 | TO DECLARE A FINAL DIVIDEND OF 4.16 EUROCENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH 2019 | Management Proposal | F,N,A | 19-9952 | 17-Jul-2019 | 297746 | 19-9952 | 2XX | U.S. BANK | F | 297746 | 0 |
VODAFONE GROUP PLC | 19-Jul-2019 | GB00BH4HKS39 | 23-Jul-2019 | 17-Jul-2019 | 14-Jun-2019 | Annual General Meeting | G93882192 | BH4HKS3 BJ38YH8 BRTM7Z9 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION CONTAINED IN THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2019 | Management Proposal | F,N,A | 19-9952 | 17-Jul-2019 | 297746 | 19-9952 | 2XX | U.S. BANK | N | 297746 | 0 |
VODAFONE GROUP PLC | 19-Jul-2019 | GB00BH4HKS39 | 23-Jul-2019 | 17-Jul-2019 | 14-Jun-2019 | Annual General Meeting | G93882192 | BH4HKS3 BJ38YH8 BRTM7Z9 | TO APPOINT ERNST & YOUNG LLP AS THE COMPANY'S AUDITOR UNTIL THE END OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management Proposal | F,N,A | 19-9952 | 17-Jul-2019 | 297746 | 19-9952 | 2XX | U.S. BANK | F | 297746 | 0 |
VODAFONE GROUP PLC | 19-Jul-2019 | GB00BH4HKS39 | 23-Jul-2019 | 17-Jul-2019 | 14-Jun-2019 | Annual General Meeting | G93882192 | BH4HKS3 BJ38YH8 BRTM7Z9 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management Proposal | F,N,A | 19-9952 | 17-Jul-2019 | 297746 | 19-9952 | 2XX | U.S. BANK | F | 297746 | 0 |
VODAFONE GROUP PLC | 19-Jul-2019 | GB00BH4HKS39 | 23-Jul-2019 | 17-Jul-2019 | 14-Jun-2019 | Annual General Meeting | G93882192 | BH4HKS3 BJ38YH8 BRTM7Z9 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management Proposal | F,N,A | 19-9952 | 17-Jul-2019 | 297746 | 19-9952 | 2XX | U.S. BANK | N | 297746 | 0 |
VODAFONE GROUP PLC | 19-Jul-2019 | GB00BH4HKS39 | 23-Jul-2019 | 17-Jul-2019 | 14-Jun-2019 | Annual General Meeting | G93882192 | BH4HKS3 BJ38YH8 BRTM7Z9 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS | Management Proposal | F,N,A | 19-9952 | 17-Jul-2019 | 297746 | 19-9952 | 2XX | U.S. BANK | N | 297746 | 0 |
VODAFONE GROUP PLC | 19-Jul-2019 | GB00BH4HKS39 | 23-Jul-2019 | 17-Jul-2019 | 14-Jun-2019 | Annual General Meeting | G93882192 | BH4HKS3 BJ38YH8 BRTM7Z9 | TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS UP TO A FURTHER 5 PER CENT FOR THE PURPOSES OF FINANCING AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management Proposal | F,N,A | 19-9952 | 17-Jul-2019 | 297746 | 19-9952 | 2XX | U.S. BANK | N | 297746 | 0 |
VODAFONE GROUP PLC | 19-Jul-2019 | GB00BH4HKS39 | 23-Jul-2019 | 17-Jul-2019 | 14-Jun-2019 | Annual General Meeting | G93882192 | BH4HKS3 BJ38YH8 BRTM7Z9 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management Proposal | F,N,A | 19-9952 | 17-Jul-2019 | 297746 | 19-9952 | 2XX | U.S. BANK | F | 297746 | 0 |
VODAFONE GROUP PLC | 19-Jul-2019 | GB00BH4HKS39 | 23-Jul-2019 | 17-Jul-2019 | 14-Jun-2019 | Annual General Meeting | G93882192 | BH4HKS3 BJ38YH8 BRTM7Z9 | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management Proposal | F,N,A | 19-9952 | 17-Jul-2019 | 297746 | 19-9952 | 2XX | U.S. BANK | F | 297746 | 0 |
VODAFONE GROUP PLC | 19-Jul-2019 | GB00BH4HKS39 | 23-Jul-2019 | 17-Jul-2019 | 14-Jun-2019 | Annual General Meeting | G93882192 | BH4HKS3 BJ38YH8 BRTM7Z9 | TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS (OTHER THAN AGMS) ON 14 CLEAR DAYS' NOTICE | Management Proposal | F,N,A | 19-9952 | 17-Jul-2019 | 297746 | 19-9952 | 2XX | U.S. BANK | F | 297746 | 0 |
UNITED UTILITIES GROUP PLC | 24-Jul-2019 | GB00B39J2M42 | 26-Jul-2019 | 22-Jul-2019 | 17-Jun-2019 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 BJ1FDS5 | TO RECEIVE THE FINANCIAL STATEMENTS AND THE REPORTS FOR THE YEAR ENDED 31 MARCH 2019 | Management Proposal | F,N,A | 19-9952 | 22-Jul-2019 | 92665 | 19-9952 | 2XX | U.S. BANK | / | 92665 | 0 |
UNITED UTILITIES GROUP PLC | 24-Jul-2019 | GB00B39J2M42 | 26-Jul-2019 | 22-Jul-2019 | 17-Jun-2019 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 BJ1FDS5 | TO DECLARE A FINAL DIVIDEND OF 27.52P PER ORDINARY SHARE | Management Proposal | F,N,A | 19-9952 | 22-Jul-2019 | 92665 | 19-9952 | 2XX | U.S. BANK | / | 92665 | 0 |
UNITED UTILITIES GROUP PLC | 24-Jul-2019 | GB00B39J2M42 | 26-Jul-2019 | 22-Jul-2019 | 17-Jun-2019 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 BJ1FDS5 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 MARCH 2019 | Management Proposal | F,N,A | 19-9952 | 22-Jul-2019 | 92665 | 19-9952 | 2XX | U.S. BANK | / | 92665 | 0 |
UNITED UTILITIES GROUP PLC | 24-Jul-2019 | GB00B39J2M42 | 26-Jul-2019 | 22-Jul-2019 | 17-Jun-2019 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 BJ1FDS5 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management Proposal | F,N,A | 19-9952 | 22-Jul-2019 | 92665 | 19-9952 | 2XX | U.S. BANK | / | 92665 | 0 |
UNITED UTILITIES GROUP PLC | 24-Jul-2019 | GB00B39J2M42 | 26-Jul-2019 | 22-Jul-2019 | 17-Jun-2019 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 BJ1FDS5 | TO REAPPOINT DR JOHN MCADAM AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-Jul-2019 | 92665 | 19-9952 | 2XX | U.S. BANK | / | 92665 | 0 |
UNITED UTILITIES GROUP PLC | 24-Jul-2019 | GB00B39J2M42 | 26-Jul-2019 | 22-Jul-2019 | 17-Jun-2019 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 BJ1FDS5 | TO REAPPOINT STEVE MOGFORD AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-Jul-2019 | 92665 | 19-9952 | 2XX | U.S. BANK | / | 92665 | 0 |
UNITED UTILITIES GROUP PLC | 24-Jul-2019 | GB00B39J2M42 | 26-Jul-2019 | 22-Jul-2019 | 17-Jun-2019 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 BJ1FDS5 | TO REAPPOINT RUSS HOULDEN AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-Jul-2019 | 92665 | 19-9952 | 2XX | U.S. BANK | / | 92665 | 0 |
UNITED UTILITIES GROUP PLC | 24-Jul-2019 | GB00B39J2M42 | 26-Jul-2019 | 22-Jul-2019 | 17-Jun-2019 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 BJ1FDS5 | TO REAPPOINT STEVE FRASER AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-Jul-2019 | 92665 | 19-9952 | 2XX | U.S. BANK | / | 92665 | 0 |
UNITED UTILITIES GROUP PLC | 24-Jul-2019 | GB00B39J2M42 | 26-Jul-2019 | 22-Jul-2019 | 17-Jun-2019 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 BJ1FDS5 | TO REAPPOINT MARK CLARE AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-Jul-2019 | 92665 | 19-9952 | 2XX | U.S. BANK | / | 92665 | 0 |
UNITED UTILITIES GROUP PLC | 24-Jul-2019 | GB00B39J2M42 | 26-Jul-2019 | 22-Jul-2019 | 17-Jun-2019 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 BJ1FDS5 | TO REAPPOINT SARA WELLER AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-Jul-2019 | 92665 | 19-9952 | 2XX | U.S. BANK | / | 92665 | 0 |
UNITED UTILITIES GROUP PLC | 24-Jul-2019 | GB00B39J2M42 | 26-Jul-2019 | 22-Jul-2019 | 17-Jun-2019 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 BJ1FDS5 | TO REAPPOINT BRIAN MAY AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-Jul-2019 | 92665 | 19-9952 | 2XX | U.S. BANK | / | 92665 | 0 |
UNITED UTILITIES GROUP PLC | 24-Jul-2019 | GB00B39J2M42 | 26-Jul-2019 | 22-Jul-2019 | 17-Jun-2019 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 BJ1FDS5 | TO REAPPOINT STEPHEN CARTER AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-Jul-2019 | 92665 | 19-9952 | 2XX | U.S. BANK | / | 92665 | 0 |
UNITED UTILITIES GROUP PLC | 24-Jul-2019 | GB00B39J2M42 | 26-Jul-2019 | 22-Jul-2019 | 17-Jun-2019 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 BJ1FDS5 | TO REAPPOINT ALISON GOLIGHER AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-Jul-2019 | 92665 | 19-9952 | 2XX | U.S. BANK | / | 92665 | 0 |
UNITED UTILITIES GROUP PLC | 24-Jul-2019 | GB00B39J2M42 | 26-Jul-2019 | 22-Jul-2019 | 17-Jun-2019 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 BJ1FDS5 | TO REAPPOINT PAULETTE ROWE AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-Jul-2019 | 92665 | 19-9952 | 2XX | U.S. BANK | / | 92665 | 0 |
UNITED UTILITIES GROUP PLC | 24-Jul-2019 | GB00B39J2M42 | 26-Jul-2019 | 22-Jul-2019 | 17-Jun-2019 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 BJ1FDS5 | TO ELECT SIR DAVID HIGGINS AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-Jul-2019 | 92665 | 19-9952 | 2XX | U.S. BANK | / | 92665 | 0 |
UNITED UTILITIES GROUP PLC | 24-Jul-2019 | GB00B39J2M42 | 26-Jul-2019 | 22-Jul-2019 | 17-Jun-2019 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 BJ1FDS5 | TO REAPPOINT KPMG LLP AS THE AUDITOR | Management Proposal | F,N,A | 19-9952 | 22-Jul-2019 | 92665 | 19-9952 | 2XX | U.S. BANK | / | 92665 | 0 |
UNITED UTILITIES GROUP PLC | 24-Jul-2019 | GB00B39J2M42 | 26-Jul-2019 | 22-Jul-2019 | 17-Jun-2019 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 BJ1FDS5 | TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO SET THE AUDITOR'S REMUNERATION | Management Proposal | F,N,A | 19-9952 | 22-Jul-2019 | 92665 | 19-9952 | 2XX | U.S. BANK | / | 92665 | 0 |
UNITED UTILITIES GROUP PLC | 24-Jul-2019 | GB00B39J2M42 | 26-Jul-2019 | 22-Jul-2019 | 17-Jun-2019 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 BJ1FDS5 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management Proposal | F,N,A | 19-9952 | 22-Jul-2019 | 92665 | 19-9952 | 2XX | U.S. BANK | / | 92665 | 0 |
UNITED UTILITIES GROUP PLC | 24-Jul-2019 | GB00B39J2M42 | 26-Jul-2019 | 22-Jul-2019 | 17-Jun-2019 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 BJ1FDS5 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS | Management Proposal | F,N,A | 19-9952 | 22-Jul-2019 | 92665 | 19-9952 | 2XX | U.S. BANK | / | 92665 | 0 |
UNITED UTILITIES GROUP PLC | 24-Jul-2019 | GB00B39J2M42 | 26-Jul-2019 | 22-Jul-2019 | 17-Jun-2019 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 BJ1FDS5 | TO AUTHORISE SPECIFIC POWER TO DISAPPLY PRE-EMPTION RIGHTS | Management Proposal | F,N,A | 19-9952 | 22-Jul-2019 | 92665 | 19-9952 | 2XX | U.S. BANK | / | 92665 | 0 |
UNITED UTILITIES GROUP PLC | 24-Jul-2019 | GB00B39J2M42 | 26-Jul-2019 | 22-Jul-2019 | 17-Jun-2019 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 BJ1FDS5 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management Proposal | F,N,A | 19-9952 | 22-Jul-2019 | 92665 | 19-9952 | 2XX | U.S. BANK | / | 92665 | 0 |
UNITED UTILITIES GROUP PLC | 24-Jul-2019 | GB00B39J2M42 | 26-Jul-2019 | 22-Jul-2019 | 17-Jun-2019 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 BJ1FDS5 | TO AUTHORISE THE DIRECTORS TO CALL GENERAL MEETINGS ON NOT LESS THAN 14 WORKING DAYS' NOTICE | Management Proposal | F,N,A | 19-9952 | 22-Jul-2019 | 92665 | 19-9952 | 2XX | U.S. BANK | / | 92665 | 0 |
UNITED UTILITIES GROUP PLC | 24-Jul-2019 | GB00B39J2M42 | 26-Jul-2019 | 22-Jul-2019 | 17-Jun-2019 | Annual General Meeting | G92755100 | B39J2M4 B3C9BG8 B3C9KC7 BJ1FDS5 | TO AUTHORISE POLITICAL DONATIONS AND POLITICAL EXPENDITURE | Management Proposal | F,N,A | 19-9952 | 22-Jul-2019 | 92665 | 19-9952 | 2XX | U.S. BANK | / | 92665 | 0 |
DIAGEO PLC | 17-Sep-2019 | GB0002374006 | 19-Sep-2019 | 12-Sep-2019 | 09-Aug-2019 | Annual General Meeting | G42089113 | 0237400 5399736 5460494 | REPORT AND ACCOUNTS 2019 | Management Proposal | F,N,A | 19-9952 | 13-Sep-2019 | 38367 | 19-9952 | 2XX | U.S. BANK | F | 38367 | 0 |
DIAGEO PLC | 17-Sep-2019 | GB0002374006 | 19-Sep-2019 | 12-Sep-2019 | 09-Aug-2019 | Annual General Meeting | G42089113 | 0237400 5399736 5460494 | DIRECTORS' REMUNERATION REPORT 2019 | Management Proposal | F,N,A | 19-9952 | 13-Sep-2019 | 38367 | 19-9952 | 2XX | U.S. BANK | F | 38367 | 0 |
DIAGEO PLC | 17-Sep-2019 | GB0002374006 | 19-Sep-2019 | 12-Sep-2019 | 09-Aug-2019 | Annual General Meeting | G42089113 | 0237400 5399736 5460494 | DECLARATION OF FINAL DIVIDEND | Management Proposal | F,N,A | 19-9952 | 13-Sep-2019 | 38367 | 19-9952 | 2XX | U.S. BANK | F | 38367 | 0 |
DIAGEO PLC | 17-Sep-2019 | GB0002374006 | 19-Sep-2019 | 12-Sep-2019 | 09-Aug-2019 | Annual General Meeting | G42089113 | 0237400 5399736 5460494 | ELECTION OF D CREW (1,3,4) AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 13-Sep-2019 | 38367 | 19-9952 | 2XX | U.S. BANK | F | 38367 | 0 |
DIAGEO PLC | 17-Sep-2019 | GB0002374006 | 19-Sep-2019 | 12-Sep-2019 | 09-Aug-2019 | Annual General Meeting | G42089113 | 0237400 5399736 5460494 | RE-ELECTION OF LORD DAVIES (1,3,4) AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 13-Sep-2019 | 38367 | 19-9952 | 2XX | U.S. BANK | F | 38367 | 0 |
DIAGEO PLC | 17-Sep-2019 | GB0002374006 | 19-Sep-2019 | 12-Sep-2019 | 09-Aug-2019 | Annual General Meeting | G42089113 | 0237400 5399736 5460494 | RE-ELECTION OF J FERRAN (3') AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 13-Sep-2019 | 38367 | 19-9952 | 2XX | U.S. BANK | F | 38367 | 0 |
DIAGEO PLC | 17-Sep-2019 | GB0002374006 | 19-Sep-2019 | 12-Sep-2019 | 09-Aug-2019 | Annual General Meeting | G42089113 | 0237400 5399736 5460494 | RE-ELECTION OF S KILSBY (1,3,4') AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 13-Sep-2019 | 38367 | 19-9952 | 2XX | U.S. BANK | F | 38367 | 0 |
DIAGEO PLC | 17-Sep-2019 | GB0002374006 | 19-Sep-2019 | 12-Sep-2019 | 09-Aug-2019 | Annual General Meeting | G42089113 | 0237400 5399736 5460494 | RE-ELECTION OF H KWONPING (1,3,4) AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 13-Sep-2019 | 38367 | 19-9952 | 2XX | U.S. BANK | F | 38367 | 0 |
DIAGEO PLC | 17-Sep-2019 | GB0002374006 | 19-Sep-2019 | 12-Sep-2019 | 09-Aug-2019 | Annual General Meeting | G42089113 | 0237400 5399736 5460494 | RE-ELECTION OF N MENDELSOHN (1,3,4) AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 13-Sep-2019 | 38367 | 19-9952 | 2XX | U.S. BANK | F | 38367 | 0 |
DIAGEO PLC | 17-Sep-2019 | GB0002374006 | 19-Sep-2019 | 12-Sep-2019 | 09-Aug-2019 | Annual General Meeting | G42089113 | 0237400 5399736 5460494 | RE-ELECTION OF I MENEZES (2') AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 13-Sep-2019 | 38367 | 19-9952 | 2XX | U.S. BANK | F | 38367 | 0 |
DIAGEO PLC | 17-Sep-2019 | GB0002374006 | 19-Sep-2019 | 12-Sep-2019 | 09-Aug-2019 | Annual General Meeting | G42089113 | 0237400 5399736 5460494 | RE-ELECTION OF K MIKELLS (2) AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 13-Sep-2019 | 38367 | 19-9952 | 2XX | U.S. BANK | F | 38367 | 0 |
DIAGEO PLC | 17-Sep-2019 | GB0002374006 | 19-Sep-2019 | 12-Sep-2019 | 09-Aug-2019 | Annual General Meeting | G42089113 | 0237400 5399736 5460494 | RE-ELECTION OF A STEWART (1',3,4) AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 13-Sep-2019 | 38367 | 19-9952 | 2XX | U.S. BANK | F | 38367 | 0 |
DIAGEO PLC | 17-Sep-2019 | GB0002374006 | 19-Sep-2019 | 12-Sep-2019 | 09-Aug-2019 | Annual General Meeting | G42089113 | 0237400 5399736 5460494 | RE-APPOINTMENT OF AUDITOR: PRICEWATERHOUSECOOPERS LLP | Management Proposal | F,N,A | 19-9952 | 13-Sep-2019 | 38367 | 19-9952 | 2XX | U.S. BANK | F | 38367 | 0 |
DIAGEO PLC | 17-Sep-2019 | GB0002374006 | 19-Sep-2019 | 12-Sep-2019 | 09-Aug-2019 | Annual General Meeting | G42089113 | 0237400 5399736 5460494 | REMUNERATION OF AUDITOR | Management Proposal | F,N,A | 19-9952 | 13-Sep-2019 | 38367 | 19-9952 | 2XX | U.S. BANK | F | 38367 | 0 |
DIAGEO PLC | 17-Sep-2019 | GB0002374006 | 19-Sep-2019 | 12-Sep-2019 | 09-Aug-2019 | Annual General Meeting | G42089113 | 0237400 5399736 5460494 | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE | Management Proposal | F,N,A | 19-9952 | 13-Sep-2019 | 38367 | 19-9952 | 2XX | U.S. BANK | F | 38367 | 0 |
DIAGEO PLC | 17-Sep-2019 | GB0002374006 | 19-Sep-2019 | 12-Sep-2019 | 09-Aug-2019 | Annual General Meeting | G42089113 | 0237400 5399736 5460494 | AUTHORITY TO ALLOT SHARES | Management Proposal | F,N,A | 19-9952 | 13-Sep-2019 | 38367 | 19-9952 | 2XX | U.S. BANK | F | 38367 | 0 |
DIAGEO PLC | 17-Sep-2019 | GB0002374006 | 19-Sep-2019 | 12-Sep-2019 | 09-Aug-2019 | Annual General Meeting | G42089113 | 0237400 5399736 5460494 | APPROVAL OF THE IRISH SHARESAVE SCHEME | Management Proposal | F,N,A | 19-9952 | 13-Sep-2019 | 38367 | 19-9952 | 2XX | U.S. BANK | F | 38367 | 0 |
DIAGEO PLC | 17-Sep-2019 | GB0002374006 | 19-Sep-2019 | 12-Sep-2019 | 09-Aug-2019 | Annual General Meeting | G42089113 | 0237400 5399736 5460494 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management Proposal | F,N,A | 19-9952 | 13-Sep-2019 | 38367 | 19-9952 | 2XX | U.S. BANK | F | 38367 | 0 |
DIAGEO PLC | 17-Sep-2019 | GB0002374006 | 19-Sep-2019 | 12-Sep-2019 | 09-Aug-2019 | Annual General Meeting | G42089113 | 0237400 5399736 5460494 | AUTHORITY TO PURCHASE OWN SHARES | Management Proposal | F,N,A | 19-9952 | 13-Sep-2019 | 38367 | 19-9952 | 2XX | U.S. BANK | F | 38367 | 0 |
DIAGEO PLC | 17-Sep-2019 | GB0002374006 | 19-Sep-2019 | 12-Sep-2019 | 09-Aug-2019 | Annual General Meeting | G42089113 | 0237400 5399736 5460494 | REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM | Management Proposal | F,N,A | 19-9952 | 13-Sep-2019 | 38367 | 19-9952 | 2XX | U.S. BANK | F | 38367 | 0 |
DIAGEO PLC | 17-Sep-2019 | GB0002374006 | 19-Sep-2019 | 12-Sep-2019 | 09-Aug-2019 | Annual General Meeting | G42089113 | 0237400 5399736 5460494 | APPROVAL AND ADOPTION OF NEW ARTICLES OF ASSOCIATION | Management Proposal | F,N,A | 19-9952 | 13-Sep-2019 | 38367 | 19-9952 | 2XX | U.S. BANK | F | 38367 | 0 |
DIAGEO PLC | 17-Sep-2019 | GB0002374006 | 19-Sep-2019 | 12-Sep-2019 | 09-Aug-2019 | Annual General Meeting | G42089113 | 0237400 5399736 5460494 | 13 AUG 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR'S NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Please reference meeting materials. | 19-9952 | 13-Sep-2019 | 38367 | 19-9952 | 2XX | U.S. BANK | M | 38367 | 0 | |
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | ADOPTION OF ANNUAL REPORT FY2019 | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 0 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | APPROVAL OF DIRECTORS REMUNERATION REPORT | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 0 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | DECLARATION OF A FINAL DIVIDEND | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 0 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF BRUNO ANGELICI AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 0 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF OLIVIER BOHUON AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 0 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF SIR GEORGE BUCKLEY AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 0 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF DAME ANN DOWLING AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 0 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF TANYA FRATTO AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 0 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF WILLIAM SEEGER AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 0 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF MARK SELIGMAN AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 0 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF JOHN SHIPSEY AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 0 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF ANDREW REYNOLDS SMITH AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 0 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF NOEL TATA AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 0 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | APPOINTMENT OF KPMG LLP AS AUDITORS | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 0 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | AUDITORS REMUNERATION | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 0 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | AUTHORITY TO ISSUE SHARES | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 0 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 0 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | ADDITIONAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 0 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | AUTHORITY TO MAKE MARKET PURCHASES OF SHARES | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 0 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | AUTHORITY TO CALL GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 0 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | AUTHORITY TO MAKE POLITICAL DONATIONS AND EXPENDITURE | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 0 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | ADOPTION OF ANNUAL REPORT FY2019 | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 69900 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | APPROVAL OF DIRECTORS REMUNERATION REPORT | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 69900 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | DECLARATION OF A FINAL DIVIDEND | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 69900 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF BRUNO ANGELICI AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 69900 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF OLIVIER BOHUON AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 69900 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF SIR GEORGE BUCKLEY AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 69900 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF DAME ANN DOWLING AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 69900 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF TANYA FRATTO AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 69900 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF WILLIAM SEEGER AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 69900 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF MARK SELIGMAN AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 69900 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF JOHN SHIPSEY AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 69900 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF ANDREW REYNOLDS SMITH AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 69900 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | RE-ELECTION OF NOEL TATA AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 69900 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | APPOINTMENT OF KPMG LLP AS AUDITORS | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 69900 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | AUDITORS REMUNERATION | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 69900 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | AUTHORITY TO ISSUE SHARES | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 69900 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 69900 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | ADDITIONAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 69900 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | AUTHORITY TO MAKE MARKET PURCHASES OF SHARES | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 69900 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | AUTHORITY TO CALL GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 69900 | 19-9952 | 2XX | U.S. BANK | 0 | ||
SMITHS GROUP PLC | 11-Nov-2019 | GB00B1WY2338 | 13-Nov-2019 | 06-Nov-2019 | 11-Oct-2019 | Annual General Meeting | G82401111 | B1WY233 B1YYQ17 B1YZ472 | AUTHORITY TO MAKE POLITICAL DONATIONS AND EXPENDITURE | Management Proposal | F,N,A | 19-9952 | 07-Nov-2019 | 69900 | 19-9952 | 2XX | U.S. BANK | 0 | ||
ORIGIN ENTERPRISES PLC | 19-Nov-2019 | IE00B1WV4493 | 20-Nov-2019 | 13-Nov-2019 | 18-Nov-2019 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 JULY 2019 AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON | Management Proposal | F,N,A | 19-9952 | 14-Nov-2019 | 147132 | 19-9952 | 2XX | U.S. BANK | F | 147132 | 0 |
ORIGIN ENTERPRISES PLC | 19-Nov-2019 | IE00B1WV4493 | 20-Nov-2019 | 13-Nov-2019 | 18-Nov-2019 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO DECLARE A FINAL DIVIDEND: 18.17 CENT PER ORDINARY SHARE | Management Proposal | F,N,A | 19-9952 | 14-Nov-2019 | 147132 | 19-9952 | 2XX | U.S. BANK | F | 147132 | 0 |
ORIGIN ENTERPRISES PLC | 19-Nov-2019 | IE00B1WV4493 | 20-Nov-2019 | 13-Nov-2019 | 18-Nov-2019 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO RE-ELECT KATE ALLUM AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 14-Nov-2019 | 147132 | 19-9952 | 2XX | U.S. BANK | F | 147132 | 0 |
ORIGIN ENTERPRISES PLC | 19-Nov-2019 | IE00B1WV4493 | 20-Nov-2019 | 13-Nov-2019 | 18-Nov-2019 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO RE-ELECT GARY BRITTON AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 14-Nov-2019 | 147132 | 19-9952 | 2XX | U.S. BANK | F | 147132 | 0 |
ORIGIN ENTERPRISES PLC | 19-Nov-2019 | IE00B1WV4493 | 20-Nov-2019 | 13-Nov-2019 | 18-Nov-2019 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO RE-ELECT SEAN COYLE AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 14-Nov-2019 | 147132 | 19-9952 | 2XX | U.S. BANK | F | 147132 | 0 |
ORIGIN ENTERPRISES PLC | 19-Nov-2019 | IE00B1WV4493 | 20-Nov-2019 | 13-Nov-2019 | 18-Nov-2019 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO RE-ELECT DECLAN GIBLIN AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 14-Nov-2019 | 147132 | 19-9952 | 2XX | U.S. BANK | F | 147132 | 0 |
ORIGIN ENTERPRISES PLC | 19-Nov-2019 | IE00B1WV4493 | 20-Nov-2019 | 13-Nov-2019 | 18-Nov-2019 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO RE-ELECT ROSE HYNES AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 14-Nov-2019 | 147132 | 19-9952 | 2XX | U.S. BANK | F | 147132 | 0 |
ORIGIN ENTERPRISES PLC | 19-Nov-2019 | IE00B1WV4493 | 20-Nov-2019 | 13-Nov-2019 | 18-Nov-2019 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO RE-ELECT HUGH MCCUTCHEON AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 14-Nov-2019 | 147132 | 19-9952 | 2XX | U.S. BANK | F | 147132 | 0 |
ORIGIN ENTERPRISES PLC | 19-Nov-2019 | IE00B1WV4493 | 20-Nov-2019 | 13-Nov-2019 | 18-Nov-2019 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO RE-ELECT TOM O'MAHONY AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 14-Nov-2019 | 147132 | 19-9952 | 2XX | U.S. BANK | F | 147132 | 0 |
ORIGIN ENTERPRISES PLC | 19-Nov-2019 | IE00B1WV4493 | 20-Nov-2019 | 13-Nov-2019 | 18-Nov-2019 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO RE-ELECT CHRISTOPHER RICHARDS AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 14-Nov-2019 | 147132 | 19-9952 | 2XX | U.S. BANK | F | 147132 | 0 |
ORIGIN ENTERPRISES PLC | 19-Nov-2019 | IE00B1WV4493 | 20-Nov-2019 | 13-Nov-2019 | 18-Nov-2019 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management Proposal | F,N,A | 19-9952 | 14-Nov-2019 | 147132 | 19-9952 | 2XX | U.S. BANK | F | 147132 | 0 |
ORIGIN ENTERPRISES PLC | 19-Nov-2019 | IE00B1WV4493 | 20-Nov-2019 | 13-Nov-2019 | 18-Nov-2019 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO RECEIVE AND CONSIDER THE ANNUAL REPORT ON REMUNERATION | Management Proposal | F,N,A | 19-9952 | 14-Nov-2019 | 147132 | 19-9952 | 2XX | U.S. BANK | F | 147132 | 0 |
ORIGIN ENTERPRISES PLC | 19-Nov-2019 | IE00B1WV4493 | 20-Nov-2019 | 13-Nov-2019 | 18-Nov-2019 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO AUTHORISE DIRECTORS TO ALLOT RELEVANT SECURITIES | Management Proposal | F,N,A | 19-9952 | 14-Nov-2019 | 147132 | 19-9952 | 2XX | U.S. BANK | F | 147132 | 0 |
ORIGIN ENTERPRISES PLC | 19-Nov-2019 | IE00B1WV4493 | 20-Nov-2019 | 13-Nov-2019 | 18-Nov-2019 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO DIS-APPLY PRE-EMPTION RIGHTS IN RESPECT OF A BASIC 5 PERCENT OF ISSUED SHARE CAPITAL | Management Proposal | F,N,A | 19-9952 | 14-Nov-2019 | 147132 | 19-9952 | 2XX | U.S. BANK | F | 147132 | 0 |
ORIGIN ENTERPRISES PLC | 19-Nov-2019 | IE00B1WV4493 | 20-Nov-2019 | 13-Nov-2019 | 18-Nov-2019 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO DIS-APPLY PRE-EMPTION RIGHTS IN RESPECT OF A FURTHER 5 PERCENT OF ISSUED SHARE CAPITAL FOR AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management Proposal | F,N,A | 19-9952 | 14-Nov-2019 | 147132 | 19-9952 | 2XX | U.S. BANK | F | 147132 | 0 |
ORIGIN ENTERPRISES PLC | 19-Nov-2019 | IE00B1WV4493 | 20-Nov-2019 | 13-Nov-2019 | 18-Nov-2019 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO AUTHORISE THE MARKET PURCHASE BY THE COMPANY OF ITS OWN SHARES | Management Proposal | F,N,A | 19-9952 | 14-Nov-2019 | 147132 | 19-9952 | 2XX | U.S. BANK | F | 147132 | 0 |
ORIGIN ENTERPRISES PLC | 19-Nov-2019 | IE00B1WV4493 | 20-Nov-2019 | 13-Nov-2019 | 18-Nov-2019 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO DETERMINE THE PRICE RANGE AT WHICH TREASURY SHARES MAY BE RE-ISSUED | Management Proposal | F,N,A | 19-9952 | 14-Nov-2019 | 147132 | 19-9952 | 2XX | U.S. BANK | F | 147132 | 0 |
ORIGIN ENTERPRISES PLC | 19-Nov-2019 | IE00B1WV4493 | 20-Nov-2019 | 13-Nov-2019 | 18-Nov-2019 | Annual General Meeting | G68097107 | B1WV449 B1YC2Y6 B1YLQX0 B6ZT4B2 | TO APPROVE AND TO AUTHORISE THE DIRECTORS TO ADOPT, CERTAIN AMENDMENTS TO THE COMPANY'S LONG TERM INCENTIVE PLAN DATED 27 NOVEMBER 2015 (THE LTIP) | Management Proposal | F,N,A | 19-9952 | 14-Nov-2019 | 147132 | 19-9952 | 2XX | U.S. BANK | F | 147132 | 0 |
AMADA HOLDINGS CO.,LTD. | 01-Oct-2019 | JP3122800000 | 12-Dec-2019 | 02-Dec-2019 | 30-Sep-2019 | ExtraOrdinary General Meeting | J01218106 | 6022105 B020T11 B76GR10 | Appoint a Director Kurihara, Toshinori | Appoint a Director | F,N,A | 19-9952 | 10-Dec-2019 | 58400 | 19-9952 | 2XX | U.S. BANK | F | 58400 | 0 |
AMADA HOLDINGS CO.,LTD. | 01-Oct-2019 | JP3122800000 | 12-Dec-2019 | 02-Dec-2019 | 30-Sep-2019 | ExtraOrdinary General Meeting | J01218106 | 6022105 B020T11 B76GR10 | Appoint a Director Fukui, Yukihiro | Appoint a Director | F,N,A | 19-9952 | 10-Dec-2019 | 58400 | 19-9952 | 2XX | U.S. BANK | F | 58400 | 0 |
AMADA HOLDINGS CO.,LTD. | 01-Oct-2019 | JP3122800000 | 12-Dec-2019 | 02-Dec-2019 | 30-Sep-2019 | ExtraOrdinary General Meeting | J01218106 | 6022105 B020T11 B76GR10 | Appoint a Corporate Auditor Shibata, Kotaro | Appoint a Corporate Auditor | F,N,A | 19-9952 | 10-Dec-2019 | 58400 | 19-9952 | 2XX | U.S. BANK | F | 58400 | 0 |
AMADA HOLDINGS CO.,LTD. | 01-Oct-2019 | JP3122800000 | 12-Dec-2019 | 02-Dec-2019 | 30-Sep-2019 | ExtraOrdinary General Meeting | J01218106 | 6022105 B020T11 B76GR10 | Amend Articles to: Change Official Company Name to AMADA CO.,LTD., Amend Business Lines, Revise Conveners and Chairpersons of a Board of Directors Meeting | Amend the Articles of Incorporation | F,N,A | 19-9952 | 10-Dec-2019 | 58400 | 19-9952 | 2XX | U.S. BANK | F | 58400 | 0 |
AMADA HOLDINGS CO.,LTD. | 01-Oct-2019 | JP3122800000 | 12-Dec-2019 | 02-Dec-2019 | 30-Sep-2019 | ExtraOrdinary General Meeting | J01218106 | 6022105 B020T11 B76GR10 | Please reference meeting materials. | Please reference meeting materials. | 19-9952 | 10-Dec-2019 | 58400 | 19-9952 | 2XX | U.S. BANK | M | 58400 | 0 | |
PLAYTECH PLC | 17-Dec-2019 | IM00B7S9G985 | 19-Dec-2019 | 11-Dec-2019 | 04-Dec-2019 | Ordinary General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | TO APPROVE THE GRANT OF THE NIL COST OPTION OVER ORDINARY SHARES OF THE COMPANY UNDER THE PLAYTECH LONG TERM INCENTIVE PLAN 2012 TO MOR WEIZER | Management Proposal | F,N,A | 19-9952 | 11-Dec-2019 | 220825 | 19-9952 | 2XX | U.S. BANK | F | 220825 | 0 |
BANK LEUMI LE-ISRAEL B.M. | 19-Nov-2019 | IL0006046119 | 23-Dec-2019 | 09-Dec-2019 | 18-Nov-2019 | Special General Meeting | M16043107 | 6076425 B01ZL77 | REELECT ESTER DOMINISSINI AS DIRECTOR | Management Proposal | F,N,A | 19-9952 | 17-Dec-2019 | 174384 | 19-9952 | 2XX | U.S. BANK | F | 174384 | 0 |
BANK LEUMI LE-ISRAEL B.M. | 19-Nov-2019 | IL0006046119 | 23-Dec-2019 | 09-Dec-2019 | 18-Nov-2019 | Special General Meeting | M16043107 | 6076425 B01ZL77 | ELECT IRA SOBEL AS DIRECTOR | Management Proposal | F,N,A | 19-9952 | 17-Dec-2019 | 174384 | 19-9952 | 2XX | U.S. BANK | A | 174384 | 0 |
BANK LEUMI LE-ISRAEL B.M. | 19-Nov-2019 | IL0006046119 | 23-Dec-2019 | 09-Dec-2019 | 18-Nov-2019 | Special General Meeting | M16043107 | 6076425 B01ZL77 | APPROVE AMENDED COMPENSATION POLICY FOR THE DIRECTORS AND OFFICERS OF THE COMPANY | Management Proposal | F,N,A | 19-9952 | 17-Dec-2019 | 174384 | 19-9952 | 2XX | U.S. BANK | F | 174384 | 0 |
BANK LEUMI LE-ISRAEL B.M. | 19-Nov-2019 | IL0006046119 | 23-Dec-2019 | 09-Dec-2019 | 18-Nov-2019 | Special General Meeting | M16043107 | 6076425 B01ZL77 | APPROVE EMPLOYMENT TERMS OF HAJ-YEHIA SAMER, CHAIRMAN | Management Proposal | F,N,A | 19-9952 | 17-Dec-2019 | 174384 | 19-9952 | 2XX | U.S. BANK | F | 174384 | 0 |
BANK LEUMI LE-ISRAEL B.M. | 19-Nov-2019 | IL0006046119 | 23-Dec-2019 | 09-Dec-2019 | 18-Nov-2019 | Special General Meeting | M16043107 | 6076425 B01ZL77 | APPROVE EMPLOYMENT TERMS OF AS HANAN SHMUEL FRIEDMAN, CEO | Management Proposal | F,N,A | 19-9952 | 17-Dec-2019 | 174384 | 19-9952 | 2XX | U.S. BANK | F | 174384 | 0 |
BANK LEUMI LE-ISRAEL B.M. | 19-Nov-2019 | IL0006046119 | 23-Dec-2019 | 09-Dec-2019 | 18-Nov-2019 | Special General Meeting | M16043107 | 6076425 B01ZL77 | ISSUE UPDATED INDEMNIFICATION AGREEMENTS TO DIRECTORS/OFFICERS | Management Proposal | F,N,A | 19-9952 | 17-Dec-2019 | 174384 | 19-9952 | 2XX | U.S. BANK | F | 174384 | 0 |
BANK LEUMI LE-ISRAEL B.M. | 19-Nov-2019 | IL0006046119 | 23-Dec-2019 | 09-Dec-2019 | 18-Nov-2019 | Special General Meeting | M16043107 | 6076425 B01ZL77 | REELECT YTZHAK EDELMAN AS EXTERNAL DIRECTOR | GPS Mgmt Director | F,N,A | 19-9952 | 17-Dec-2019 | 174384 | 19-9952 | 2XX | U.S. BANK | F | 174384 | 0 |
BANK LEUMI LE-ISRAEL B.M. | 19-Nov-2019 | IL0006046119 | 23-Dec-2019 | 09-Dec-2019 | 18-Nov-2019 | Special General Meeting | M16043107 | 6076425 B01ZL77 | ELECT MORDECHAI ROSEN AS EXTERNAL DIRECTOR | GPS Mgmt Director | F,N,A | 19-9952 | 17-Dec-2019 | 174384 | 19-9952 | 2XX | U.S. BANK | D | 174384 | 0 |
BANK LEUMI LE-ISRAEL B.M. | 19-Nov-2019 | IL0006046119 | 23-Dec-2019 | 09-Dec-2019 | 18-Nov-2019 | Special General Meeting | M16043107 | 6076425 B01ZL77 | AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A) A PERSONAL INTEREST IN THIS COMPANY B) ARE A CONTROLLING SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR OFFICER OF THIS COMPANY D) THAT YOU ARE AN INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND MANAGER OR TRUST FUND. BY VOTING THROUGH THE PROXY EDGE PLATFORM YOU ARE CONFIRMING THE ANSWER FOR A, B AND C TO BE NO AND THE ANSWER FOR D TO BE YES. SHOULD THIS NOT BE THE CASE PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR VOTE INSTRUCTIONS ACCORDINGLY | Please reference meeting materials. | 19-9952 | 17-Dec-2019 | 174384 | 19-9952 | 2XX | U.S. BANK | M | 174384 | 0 | |
BANK LEUMI LE-ISRAEL B.M. | 19-Nov-2019 | IL0006046119 | 23-Dec-2019 | 09-Dec-2019 | 18-Nov-2019 | Special General Meeting | M16043107 | 6076425 B01ZL77 | 03 DEC 2019: PLEASE NOTE THAT ALTHOUGH THERE ARE 2 CANDIDATES TO BE ELECTED AS DIRECTORS FOR RESOLUTIONS 1 & 2, THERE IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR, AGAINST OR ABSTAIN ON ONLY 1 OF THE 2 DIRECTORS FOR RESOLUTIONS 1 & 2 AND TO SELECT 'CLEAR' FOR THE OTHERS. THANK YOU. | Please reference meeting materials. | 19-9952 | 17-Dec-2019 | 174384 | 19-9952 | 2XX | U.S. BANK | M | 174384 | 0 | |
BANK LEUMI LE-ISRAEL B.M. | 19-Nov-2019 | IL0006046119 | 23-Dec-2019 | 09-Dec-2019 | 18-Nov-2019 | Special General Meeting | M16043107 | 6076425 B01ZL77 | 06 DEC 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF RESOLUTIONS AND MODIFICATION OF THE TEXT IN COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Please reference meeting materials. | 19-9952 | 17-Dec-2019 | 174384 | 19-9952 | 2XX | U.S. BANK | M | 174384 | 0 | |
BANK LEUMI LE-ISRAEL B.M. | 19-Nov-2019 | IL0006046119 | 23-Dec-2019 | 09-Dec-2019 | 18-Nov-2019 | Special General Meeting | M16043107 | 6076425 B01ZL77 | 06 DEC 2019: PLEASE NOTE THAT ALTHOUGH THERE ARE 2 OPTIONS TO INDICATE A PREFERENCE ON THIS RESOLUTIONS 3 & 4, ONLY 1 CAN BE SELECTED FOR THESE RESOLUTIONS. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE 2 OPTIONS FOR RESOLUTIONS 3 & 4, YOUR OTHER VOTES MUST BE EITHER AGAINST OR ABSTAIN THANK YOU. | Non-Voting Proposal Note | 19-9952 | 17-Dec-2019 | 174384 | 19-9952 | 2XX | U.S. BANK | M | 174384 | 0 | |
THAI BEVERAGE PUBLIC CO LTD | 10-Jan-2020 | TH0902010014 | 31-Jan-2020 | 21-Jan-2020 | 09-Jan-2020 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 | ADOPTION OF THE MINUTES OF THE 2019 ANNUAL GENERAL MEETING OF SHAREHOLDERS WHICH WAS HELD ON 31 JANUARY 2019 | Management Proposal | F,N,A | 19-9952 | 21-Jan-2020 | 1921700 | 19-9952 | 2XX | U.S. BANK | F | 1921700 | 0 |
THAI BEVERAGE PUBLIC CO LTD | 10-Jan-2020 | TH0902010014 | 31-Jan-2020 | 21-Jan-2020 | 09-Jan-2020 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 | APPROVAL ON THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 SEPTEMBER 2019 TOGETHER WITH THE AUDITOR REPORT | Management Proposal | F,N,A | 19-9952 | 21-Jan-2020 | 1921700 | 19-9952 | 2XX | U.S. BANK | F | 1921700 | 0 |
THAI BEVERAGE PUBLIC CO LTD | 10-Jan-2020 | TH0902010014 | 31-Jan-2020 | 21-Jan-2020 | 09-Jan-2020 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 | APPROVAL ON THE DIVIDEND PAYMENT AND THE APPROPRIATION FOR LEGAL RESERVE AND THE DETERMINATION OF THE BOOK CLOSURE DATE FOR DIVIDEND PAYMENT | Management Proposal | F,N,A | 19-9952 | 21-Jan-2020 | 1921700 | 19-9952 | 2XX | U.S. BANK | F | 1921700 | 0 |
THAI BEVERAGE PUBLIC CO LTD | 10-Jan-2020 | TH0902010014 | 31-Jan-2020 | 21-Jan-2020 | 09-Jan-2020 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 | ELECTION OF DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: PROF. KANUNG LUCHAI | Management Proposal | F,N,A | 19-9952 | 21-Jan-2020 | 1921700 | 19-9952 | 2XX | U.S. BANK | F | 1921700 | 0 |
THAI BEVERAGE PUBLIC CO LTD | 10-Jan-2020 | TH0902010014 | 31-Jan-2020 | 21-Jan-2020 | 09-Jan-2020 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 | ELECTION OF DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: PROF. PORNCHAI MATANGKASOMBUT | Management Proposal | F,N,A | 19-9952 | 21-Jan-2020 | 1921700 | 19-9952 | 2XX | U.S. BANK | F | 1921700 | 0 |
THAI BEVERAGE PUBLIC CO LTD | 10-Jan-2020 | TH0902010014 | 31-Jan-2020 | 21-Jan-2020 | 09-Jan-2020 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 | ELECTION OF DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: GEN. DR. CHOO-CHAT KAMBHU NA AYUDHYA | Management Proposal | F,N,A | 19-9952 | 21-Jan-2020 | 1921700 | 19-9952 | 2XX | U.S. BANK | F | 1921700 | 0 |
THAI BEVERAGE PUBLIC CO LTD | 10-Jan-2020 | TH0902010014 | 31-Jan-2020 | 21-Jan-2020 | 09-Jan-2020 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 | ELECTION OF DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: MR. VIVAT TEJAPAIBUL | Management Proposal | F,N,A | 19-9952 | 21-Jan-2020 | 1921700 | 19-9952 | 2XX | U.S. BANK | F | 1921700 | 0 |
THAI BEVERAGE PUBLIC CO LTD | 10-Jan-2020 | TH0902010014 | 31-Jan-2020 | 21-Jan-2020 | 09-Jan-2020 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 | ELECTION OF DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: MR. PANOTE SIRIVADHANABHAKDI | Management Proposal | F,N,A | 19-9952 | 21-Jan-2020 | 1921700 | 19-9952 | 2XX | U.S. BANK | F | 1921700 | 0 |
THAI BEVERAGE PUBLIC CO LTD | 10-Jan-2020 | TH0902010014 | 31-Jan-2020 | 21-Jan-2020 | 09-Jan-2020 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 | APPOINTMENT OF A NEW DIRECTOR: MR. TIMOTHY CHIA CHEE MING | Management Proposal | F,N,A | 19-9952 | 21-Jan-2020 | 1921700 | 19-9952 | 2XX | U.S. BANK | F | 1921700 | 0 |
THAI BEVERAGE PUBLIC CO LTD | 10-Jan-2020 | TH0902010014 | 31-Jan-2020 | 21-Jan-2020 | 09-Jan-2020 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 | DETERMINATION OF THE DIRECTOR AUTHORITIES | Management Proposal | F,N,A | 19-9952 | 21-Jan-2020 | 1921700 | 19-9952 | 2XX | U.S. BANK | F | 1921700 | 0 |
THAI BEVERAGE PUBLIC CO LTD | 10-Jan-2020 | TH0902010014 | 31-Jan-2020 | 21-Jan-2020 | 09-Jan-2020 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 | APPROVAL ON THE PAYMENT OF DIRECTOR REMUNERATION FOR THE PERIOD FROM JANUARY 2020 TO DECEMBER 2020 | Management Proposal | F,N,A | 19-9952 | 21-Jan-2020 | 1921700 | 19-9952 | 2XX | U.S. BANK | F | 1921700 | 0 |
THAI BEVERAGE PUBLIC CO LTD | 10-Jan-2020 | TH0902010014 | 31-Jan-2020 | 21-Jan-2020 | 09-Jan-2020 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 | APPROVAL ON THE APPOINTMENT AND THE DETERMINATION OF THE REMUNERATION FOR THE COMPANY'S AUDITOR FOR THE YEAR 2020: THE SHAREHOLDERS ARE RECOMMENDED TO APPROVE THE APPOINTMENT OF ANY ONE OF THE FOLLOWING PERSONS: 1. MS. SUREERAT THONGARUNSANG CERTIFIED PUBLIC ACCOUNTANT NO. 4409; OR 2. MRS. WILAI BURANAKITTISOPON CERTIFIED PUBLIC ACCOUNTANT NO. 3920; OR 3. MS. KANOKORN PHOORIPHANYAWANIT CERTIFIED PUBLIC ACCOUNTANT NO. 10512; OR OF KPMG PHOOMCHAI AUDIT LTD. TO BE THE AUDITOR OF THE COMPANY AND DETERMINE THE AUDITOR REMUNERATION FOR THE FINANCIAL STATEMENTS FOR ONE YEAR BEGINNING ON 1 OCTOBER 2019 AND ENDING ON 30 SEPTEMBER 2020 IN THE AMOUNT OF BAHT 10,720,000 (BAHT TEN MILLION SEVEN HUNDRED AND TWENTY THOUSAND), AN INCREASE OF BAHT 200,000 (BAHT TWO HUNDRED THOUSAND) OR 1.9 % FROM LAST YEAR | Management Proposal | F,N,A | 19-9952 | 21-Jan-2020 | 1921700 | 19-9952 | 2XX | U.S. BANK | F | 1921700 | 0 |
THAI BEVERAGE PUBLIC CO LTD | 10-Jan-2020 | TH0902010014 | 31-Jan-2020 | 21-Jan-2020 | 09-Jan-2020 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 | APPROVAL ON THE PURCHASE OF DIRECTORS AND OFFICERS LIABILITY INSURANCE (D AND O INSURANCE) FOR DIRECTORS AND EXECUTIVES | Management Proposal | F,N,A | 19-9952 | 21-Jan-2020 | 1921700 | 19-9952 | 2XX | U.S. BANK | F | 1921700 | 0 |
THAI BEVERAGE PUBLIC CO LTD | 10-Jan-2020 | TH0902010014 | 31-Jan-2020 | 21-Jan-2020 | 09-Jan-2020 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 | APPROVAL ON THE RENEWAL OF THE SHAREHOLDERS' MANDATE FOR INTERESTED PERSON TRANSACTIONS (SHAREHOLDERS' MANDATE) | Management Proposal | F,N,A | 19-9952 | 21-Jan-2020 | 1921700 | 19-9952 | 2XX | U.S. BANK | F | 1921700 | 0 |
THAI BEVERAGE PUBLIC CO LTD | 10-Jan-2020 | TH0902010014 | 31-Jan-2020 | 21-Jan-2020 | 09-Jan-2020 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 | APPROVAL ON THE AMENDMENT OF ARTICLE 38 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management Proposal | F,N,A | 19-9952 | 21-Jan-2020 | 1921700 | 19-9952 | 2XX | U.S. BANK | F | 1921700 | 0 |
THAI BEVERAGE PUBLIC CO LTD | 10-Jan-2020 | TH0902010014 | 31-Jan-2020 | 21-Jan-2020 | 09-Jan-2020 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 | APPROVAL ON THE TRANSFER OF SHARES OF COMPANIES RELATED TO THE THAILAND BEER BUSINESS AND OPERATIONS OF THE COMPANY TO CHANG BEER CO. LTD. A SUBSIDIARY OF THE COMPANY, WHICH WOULD BE CLASSIFIED AS A TRANSACTION UNDER SECTION 107(2)(A) OF THE PUBLIC LIMITED COMPANIES ACT B.E. 2535(1992)(AS AMENDED) AND IS PART OF THE RESTRUCTURING OF SHAREHOLDING STRUCTURE OF COMPANIES IN BEER PRODUCT GROUP PLAN | Management Proposal | F,N,A | 19-9952 | 21-Jan-2020 | 1921700 | 19-9952 | 2XX | U.S. BANK | F | 1921700 | 0 |
THAI BEVERAGE PUBLIC CO LTD | 10-Jan-2020 | TH0902010014 | 31-Jan-2020 | 21-Jan-2020 | 09-Jan-2020 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 | OTHER BUSINESS (IF ANY) | Other Business | F,N,A | 19-9952 | 21-Jan-2020 | 1921700 | 19-9952 | 2XX | U.S. BANK | F | 1921700 | 0 |
THAI BEVERAGE PUBLIC CO LTD | 10-Jan-2020 | TH0902010014 | 31-Jan-2020 | 21-Jan-2020 | 09-Jan-2020 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 | 20 JAN 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT OF RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Please reference meeting materials. | 19-9952 | 21-Jan-2020 | 1921700 | 19-9952 | 2XX | U.S. BANK | 1921700 | 0 | ||
THAI BEVERAGE PUBLIC CO LTD | 10-Jan-2020 | TH0902010014 | 31-Jan-2020 | 21-Jan-2020 | 09-Jan-2020 | Annual General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 | ACKNOWLEDGEMENT OF THE BUSINESS OPERATION FOR THE YEAR ENDED 30 SEPTEMBER 2019 AND THE REPORT OF THE BOARD OF DIRECTORS | Non-Voting Proposal Note | 19-9952 | 21-Jan-2020 | 1921700 | 19-9952 | 2XX | U.S. BANK | M | 1921700 | 0 | |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2019 FINANCIAL YEAR | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND FOR 2019 | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | REDUCTION OF SHARE CAPITAL | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE BOARD OF DIRECTORS FROM THE 2020 ANNUAL GENERAL MEETING TO THE 2021 ANNUAL GENERAL MEETING | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2021 | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | ADVISORY VOTE ON THE 2019 COMPENSATION REPORT | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | RE-ELECTION OF JOERG REINHARDT AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | RE-ELECTION OF NANCY C. ANDREWS AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | RE-ELECTION OF TON BUECHNER AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | RE-ELECTION OF PATRICE BULA AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | RE-ELECTION OF SRIKANT DATAR AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | RE-ELECTION OF ANN FUDGE AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | RE-ELECTION OF ANDREAS VON PLANTA AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | RE-ELECTION OF ENRICO VANNI AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | ELECTION OF SIMON MORONEY AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | RE-ELECTION OF PATRICE BULA AS MEMBER OF THE COMPENSATION COMMITTEE | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | RE-ELECTION OF SRIKANT DATAR AS MEMBER OF THE COMPENSATION COMMITTEE | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | RE-ELECTION OF ENRICO VANNI AS MEMBER OF THE COMPENSATION COMMITTEE | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE COMPENSATION COMMITTEE | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE COMPENSATION COMMITTEE | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | RE-ELECTION OF THE STATUTORY AUDITOR: PRICEWATERHOUSECOOPERS AG | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | RE-ELECTION OF THE INDEPENDENT PROXY: LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW, BASEL | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | F | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE INVITATION TO THE ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS. I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR = ACCORDING TO THE MOTION OF THE BOARD OF DIRECTORS, AGAINST = AGAINST ALTERNATIVE AND/OR ADDITIONAL MOTIONS, ABSTAIN = ABSTAIN FROM VOTING) | Management Proposal | F,N,A | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | A | 21294 | 0 |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. | Please reference meeting materials. | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | M | 21294 | 0 | |
NOVARTIS AG | 26-Feb-2020 | CH0012005267 | 28-Feb-2020 | 21-Feb-2020 | 25-Feb-2020 | Annual General Meeting | H5820Q150 | 7103065 7105083 B10S3M3 | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Please reference meeting materials. | 19-9952 | 21-Feb-2020 | 21294 | 19-9952 | 2XX | U.S. BANK | M | 21294 | 0 | |
BANGKOK BANK PUBLIC CO LTD | 07-Feb-2020 | TH0001010014 | 05-Mar-2020 | 02-Mar-2020 | 06-Feb-2020 | ExtraOrdinary General Meeting | Y0606R119 | 5313855 6077019 B01DCW3 | CONSIDER AND APPROVE THE ACQUISITION OF ALL SHARES IN PERMATA | Management Proposal | F,N,A | 19-9952 | 03-Mar-2020 | 130800 | 19-9952 | 2XX | U.S. BANK | N | 130800 | 0 |
BANGKOK BANK PUBLIC CO LTD | 07-Feb-2020 | TH0001010014 | 05-Mar-2020 | 02-Mar-2020 | 06-Feb-2020 | ExtraOrdinary General Meeting | Y0606R119 | 5313855 6077019 B01DCW3 | OTHER BUSINESSES (IF ANY) | Other Business | F,N,A | 19-9952 | 03-Mar-2020 | 130800 | 19-9952 | 2XX | U.S. BANK | A | 130800 | 0 |
BANGKOK BANK PUBLIC CO LTD | 07-Feb-2020 | TH0001010014 | 05-Mar-2020 | 02-Mar-2020 | 06-Feb-2020 | ExtraOrdinary General Meeting | Y0606R119 | 5313855 6077019 B01DCW3 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN | Please reference meeting materials. | 19-9952 | 03-Mar-2020 | 130800 | 19-9952 | 2XX | U.S. BANK | M | 130800 | 0 | |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | RESOLUTION WITH RESPECT TO: ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET, THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | RESOLUTION WITH RESPECT TO: DISCHARGE OF LIABILITY FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | RESOLUTION WITH RESPECT TO: THE APPROPRIATION OF THE RESULTS IN ACCORDANCE WITH THE APPROVED BALANCE SHEET AND DETERMINATION OF THE RECORD DATES FOR DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A DIVIDEND TO THE SHAREHOLDERS OF SEK 1.50 PER SHARE. THE DIVIDEND IS PROPOSED TO BE PAID IN TWO EQUAL INSTALLMENTS, SEK 0.75 PER SHARE WITH THE RECORD DATE THURSDAY, APRIL 2, 2020, AND SEK 0.75 PER SHARE WITH THE RECORD DATE FRIDAY, OCTOBER 2, 2020. ASSUMING THESE DATES WILL BE THE RECORD DATES, EUROCLEAR SWEDEN AB IS EXPECTED TO DISBURSE SEK 0.75 PER SHARE ON TUESDAY, APRIL 7, 2020, AND SEK 0.75 PER SHARE ON WEDNESDAY, OCTOBER 7, 2020 | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTIES OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE ANNUAL GENERAL MEETING: ACCORDING TO THE ARTICLES OF ASSOCIATION, THE BOARD OF DIRECTORS SHALL CONSIST OF NO LESS THAN FIVE AND NO MORE THAN TWELVE BOARD MEMBERS, WITH NO MORE THAN SIX DEPUTIES. THE NOMINATION COMMITTEE PROPOSES THAT THE NUMBER OF BOARD MEMBERS ELECTED BY THE ANNUAL GENERAL MEETING OF SHAREHOLDERS SHALL BE TEN AND THAT NO DEPUTIES BE ELECTED | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | DETERMINATION OF THE FEES PAYABLE TO MEMBERS OF THE BOARD OF DIRECTORS ELECTED BY THE ANNUAL GENERAL MEETING AND MEMBERS OF THE COMMITTEES OF THE BOARD OF DIRECTORS ELECTED BY THE ANNUAL GENERAL MEETING | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | ELECTION OF THE MEMBER AND DEPUTIES OF THE BOARD OF DIRECTORS: JON FREDRIK BAKSAAS | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | ELECTION OF THE MEMBERS AND DEPUTIES OF THE BOARD OF DIRECTORS: JAN CARLSON | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | ELECTION OF THE MEMBERS AND DEPUTIES OF THE BOARD OF DIRECTORS: NORA DENZEL | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | ELECTION OF THE MEMBERS AND DEPUTIES OF THE BOARD OF DIRECTORS: BORJE EKHOLM | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | ELECTION OF THE MEMBERS AND DEPUTIES OF THE BOARD OF DIRECTORS: ERIC A. ELZVIK | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | ELECTION OF THE MEMBERS AND DEPUTIES OF THE BOARD OF DIRECTORS: KURT JOFS | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | ELECTION OF THE MEMBERS AND DEPUTIES OF THE BOARD OF DIRECTORS: RONNIE LETEN | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | ELECTION OF THE MEMBERS AND DEPUTIES OF THE BOARD OF DIRECTORS: KRISTIN S. RINNE | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | ELECTION OF THE MEMBERS AND DEPUTIES OF THE BOARD OF DIRECTORS: HELENA STJERNHOLM | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | ELECTION OF THE MEMBERS AND DEPUTIES OF THE BOARD OF DIRECTORS: JACOB WALLENBERG | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | ELECTION OF THE CHAIR OF THE BOARD OF DIRECTORS: THE NOMINATION COMMITTEE PROPOSES THAT RONNIE LETEN BE RE-ELECTED CHAIR OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | DETERMINATION OF THE NUMBER OF AUDITORS: THE NOMINATION COMMITTEE PROPOSES THAT THE COMPANY SHOULD HAVE ONE REGISTERED PUBLIC ACCOUNTING FIRM AS AUDITOR | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | DETERMINATION OF THE FEES PAYABLE TO THE AUDITORS | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | ELECTION OF AUDITORS: THE NOMINATION COMMITTEE PROPOSES THAT DELOITTE AB BE APPOINTED AUDITOR FOR THE PERIOD FROM THE END OF THE ANNUAL GENERAL MEETING 2020 UNTIL THE END OF THE ANNUAL GENERAL MEETING 2021 | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | RESOLUTION ON THE GUIDELINES FOR REMUNERATION TO GROUP MANAGEMENT | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | LONG-TERM VARIABLE COMPENSATION PROGRAM 2020 ("LTV 2020"): RESOLUTION ON IMPLEMENTATION OF LTV 2020 | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | LONG-TERM VARIABLE COMPENSATION PROGRAM 2020 ("LTV 2020"): RESOLUTION ON TRANSFER OF TREASURY STOCK FOR THE LTV 2020 | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | LONG-TERM VARIABLE COMPENSATION PROGRAM 2020 ("LTV 2020"): RESOLUTION ON EQUITY SWAP AGREEMENT WITH THIRD PARTY IN RELATION TO THE LTV 2020 | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | RESOLUTION ON TRANSFER OF TREASURY STOCK TO EMPLOYEES AND ON AN EXCHANGE IN RELATION TO THE RESOLUTION ON THE LONG-TERM VARIABLE COMPENSATION PROGRAMS 2018 AND 2019 | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | RESOLUTION ON TRANSFER OF TREASURY STOCK IN RELATION TO THE RESOLUTIONS ON THE LONG-TERM VARIABLE COMPENSATION PROGRAMS 2016 AND 2017 | Management Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON TO AMEND THE ARTICLES OF ASSOCIATION IN THE FOLLOWING WAY: TO MAKE AN ADDITION TO SECTION 5 OF THE ARTICLES OF ASSOCIATION - A NEW SECTION TWO - STATING: ALL SHARES CARRY EQUAL RIGHTS | Shareholder Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | N | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON TO AMEND THE ARTICLES OF ASSOCIATION IN THE FOLLOWING WAY: TO DELETE SECTION 6 OF THE ARTICLES OF ASSOCIATION, AND TO ADJUST THE NUMBERING ACCORDINGLY | Shareholder Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVE TO DELEGATE TO THE BOARD OF DIRECTORS: TO WORK FOR THE ABOLISHMENT OF THE POSSIBILITY TO HAVE VOTING POWER DIFFERENCES IN THE SWEDISH COMPANIES ACT, PRIMARILY BY TURNING TO THE GOVERNMENT OF SWEDEN | Shareholder Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON THAT THE ANNUAL GENERAL MEETING RESOLVE TO DELEGATE TO THE BOARD OF DIRECTORS: TO PREPARE A PROPOSAL FOR BOARD AND NOMINATION COMMITTEE REPRESENTATION FOR THE SMALL AND MIDSIZE SHAREHOLDERS, TO BE PRESENTED TO THE ANNUAL GENERAL MEETING 2021, OR ANY EARLIER HELD EXTRAORDINARY GENERAL SHAREHOLDERS MEETING. THE ASSIGNMENT SHALL ALSO INCLUDE WORKING TO ENSURE THAT THE CORRESPONDING CHANGE IS MADE IN NATIONAL LEGISLATION, PRIMARILY BY TURNING TO THE GOVERNMENT OF SWEDEN | Shareholder Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER THORWALD ARVIDSSON FOR AN EXAMINATION THROUGH A SPECIAL EXAMINER (SW. SARSKILD GRANSKNING) OF THE CIRCUMSTANCES LEADING TO THE COMPANY REPORTEDLY HAVING TO PAY SEK 10.1 BILLION TO THE US PUBLIC TREASURY. THIS SPECIAL EXAMINATION SHALL ALSO COVER THE COMPANY AUDITORS' ACTIONS OR LACK OF ACTIONS | Shareholder Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION ON PROPOSAL FROM THE SHAREHOLDER EINAR HELLBOM THAT THE ANNUAL GENERAL MEETING RESOLVE THAT THE BOARD OF DIRECTORS SHALL PROPOSE AT THE NEXT GENERAL MEETING OF SHAREHOLDERS THAT ALL SHARES CARRY EQUAL VOTING RIGHTS AND DESCRIBE HOW THIS SHOULD BE IMPLEMENTED | Shareholder Proposal | F,N,A | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | F | 216976 | 0 |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Please reference meeting materials. | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | M | 216976 | 0 | |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | Please reference meeting materials. | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | M | 216976 | 0 | |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Please reference meeting materials. | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | M | 216976 | 0 | |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | ELECTION OF THE CHAIR OF THE ANNUAL GENERAL MEETING: ADVOKAT SVEN UNGER | Non-Voting Proposal Note | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | M | 216976 | 0 | |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting Proposal Note | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | M | 216976 | 0 | |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | APPROVAL OF THE AGENDA OF THE ANNUAL GENERAL MEETING | Non-Voting Proposal Note | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | M | 216976 | 0 | |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | DETERMINATION WHETHER THE ANNUAL GENERAL MEETING HAS BEEN PROPERLY CONVENED | Non-Voting Proposal Note | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | M | 216976 | 0 | |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | ELECTION OF TWO PERSONS APPROVING THE MINUTES | Non-Voting Proposal Note | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | M | 216976 | 0 | |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | PRESENTATION OF THE ANNUAL REPORT, THE AUDITOR'S REPORT, THE CONSOLIDATED ACCOUNTS, THE AUDITOR'S REPORT ON THE CONSOLIDATED ACCOUNTS AND THE AUDITOR'S REPORT WHETHER THE GUIDELINES FOR REMUNERATION TO GROUP MANAGEMENT HAVE BEEN COMPLIED WITH, AS WELL AS THE AUDITOR'S PRESENTATION OF THE AUDIT WORK WITH RESPECT TO 2019 | Non-Voting Proposal Note | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | M | 216976 | 0 | |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | THE PRESIDENT'S SPEECH. QUESTIONS FROM THE SHAREHOLDERS TO THE BOARD OF DIRECTORS AND THE MANAGEMENT | Non-Voting Proposal Note | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | M | 216976 | 0 | |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | PLEASE NOTE THAT RESOLUTIONS 9 TO 15 ARE PROPOSED BY NOMINATION COMMITTEE AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting Proposal Note | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | M | 216976 | 0 | |
TELEFON AB L.M.ERICSSON | 26-Mar-2020 | SE0000108656 | 31-Mar-2020 | 20-Mar-2020 | 25-Mar-2020 | Annual General Meeting | W26049119 | 0615642 5959378 5962967 B0CRHB8 | CLOSING OF THE ANNUAL GENERAL MEETING | Non-Voting Proposal Note | 19-9952 | 23-Mar-2020 | 216976 | 19-9952 | 2XX | U.S. BANK | M | 216976 | 0 | |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | Annual General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | APPROVAL OF THE ANNUAL ACCOUNTS OF PROXIMUS SA UNDER PUBLIC LAW AT 31 DECEMBER 2019. MOTION FOR A RESOLUTION: APPROVAL OF THE ANNUAL ACCOUNTS WITH REGARD TO THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2019, INCLUDING THE FOLLOWING ALLOCATION OF THE RESULTS: (AS SPECIFIED) FOR 2019, THE GROSS DIVIDEND AMOUNTS TO EUR 1.50 PER SHARE, ENTITLING SHAREHOLDERS TO A DIVIDEND NET OF WITHHOLDING TAX OF EUR 1.05 PER SHARE, OF WHICH AN INTERIM DIVIDEND OF EUR 0.5 PER SHARE (EUR 0.35 PER SHARE NET OF WITHHOLDING TAX) WAS ALREADY PAID OUT ON 6 DECEMBER 2019; THIS MEANS THAT A GROSS DIVIDEND OF EUR 1.00 PER SHARE (EUR 0.70 PER SHARE NET OF WITHHOLDING TAX) WILL BE PAID ON 24 APRIL 2020. THE EX-DIVIDEND DATE IS FIXED ON 22 APRIL 2020, THE RECORD DATE IS 23 APRIL 2020 | Management Proposal | F,N,A | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | F | 36480 | 0 |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | Annual General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | APPROVAL OF THE REMUNERATION REPORT | Management Proposal | F,N,A | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | F | 36480 | 0 |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | Annual General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | GRANTING OF A DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2019 | Management Proposal | F,N,A | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | F | 36480 | 0 |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | Annual General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | GRANTING OF A SPECIAL DISCHARGE TO MR. GUIDO J.M. DEMUYNCK FOR THE EXERCISE OF HIS MANDATE UNTIL 17 APRIL 2019, TO MRS. TANUJA RANDERY FOR THE EXERCISE OF HER MANDATE UNTIL 31 MAY 2019 AND TO MR. LAURENT LEVAUX FOR THE EXERCISE OF HIS MANDATE UNTIL 16 OCTOBER 2019 | Management Proposal | F,N,A | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | F | 36480 | 0 |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | Annual General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | GRANTING OF A SPECIAL DISCHARGE TO MRS. DOMINIQUE LEROY AS MEMBER OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF HER MANDATE UNTIL 20 SEPTEMBER 2019 | Management Proposal | F,N,A | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | F | 36480 | 0 |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | Annual General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | GRANTING OF A DISCHARGE TO THE MEMBERS OF THE BOARD OF AUDITORS FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2019 | Management Proposal | F,N,A | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | F | 36480 | 0 |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | Annual General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | GRANTING OF A SPECIAL DISCHARGE TO MR. MICHEL DENAYER, REPRESENTATIVE OF DELOITTE STATUTORY AUDITORS SCRL, FOR THE EXERCISE OF HIS MANDATE AS CHAIRMAN AND MEMBER OF THE BOARD OF AUDITORS UNTIL 17 APRIL 2019 | Management Proposal | F,N,A | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | F | 36480 | 0 |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | Annual General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | GRANTING OF A DISCHARGE TO THE INDEPENDENT AUDITORS DELOITTE STATUTORY AUDITORS SCRL, REPRESENTED BY MR. GEERT VERSTRAETEN AND CDP PETIT & CO SPRL, REPRESENTED BY MR. DAMIEN PETIT, FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2019 | Management Proposal | F,N,A | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | F | 36480 | 0 |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | Annual General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | GRANTING OF A SPECIAL DISCHARGE TO MR. MICHEL DENAYER AND MR. NICO HOUTHAEVE, REPRESENTATIVES OF DELOITTE STATUTORY AUDITORS SCRL, AS AUDITOR OF THE CONSOLIDATED ACCOUNTS OF THE PROXIMUS GROUP, FOR THE EXERCISE OF THEIR MANDATE UNTIL 17 APRIL 2019 | Management Proposal | F,N,A | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | F | 36480 | 0 |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | Annual General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | IN ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, TO APPOINT MR. GUILLAUME BOUTIN, AS CO-OPTED BY THE BOARD OF DIRECTORS ON 12 DECEMBER 2019, AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2024. HIS CV IS AVAILABLE ON WWW.PROXIMUS.COM. THIS BOARD MANDATE IS NOT REMUNERATED | Management Proposal | F,N,A | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | F | 36480 | 0 |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | Annual General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | TO REAPPOINT MR. LUC VAN DEN HOVE UPON PROPOSAL BY THE BOARD OF DIRECTORS AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, AS INDEPENDENT BOARD MEMBER FOR A PERIOD WHICH WILL EXPIRE AT THE ANNUAL GENERAL MEETING OF 2024 | Management Proposal | F,N,A | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | F | 36480 | 0 |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | Annual General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | TO APPOINT JOACHIM SONNE, CO-OPTED BY THE BOARD OF DIRECTORS ON 29 JULY 2019, UPON PROPOSAL BY THE BOARD OF DIRECTORS AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, AS INDEPENDENT BOARD MEMBER FOR A PERIOD WHICH WILL EXPIRE AT THE ANNUAL GENERAL MEETING OF 2024 | Management Proposal | F,N,A | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | F | 36480 | 0 |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | Annual General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | IN ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, (RE)APPOINTMENT OF MR. STEFAAN DE CLERCK AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2022, OR, AFTER ADVICE OF THE NOMINATION AND REMUNERATION COMMITTEE, THE ALTERNATIVE CANDIDATE NOMINATED FOR APPOINTMENT BY THE BELGIAN STATE AT THE LATEST AT THE ANNUAL GENERAL MEETING, AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2024 | Management Proposal | F,N,A | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | F | 36480 | 0 |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | Annual General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | IN ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, (RE)APPOINTMENT OF MRS. MARTINE DUREZ AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2022, OR, AFTER ADVICE OF THE NOMINATION AND REMUNERATION COMMITTEE, THE ALTERNATIVE CANDIDATE NOMINATED FOR APPOINTMENT BY THE BELGIAN STATE AT THE LATEST AT THE ANNUAL GENERAL MEETING, AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2024 | Management Proposal | F,N,A | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | F | 36480 | 0 |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | Annual General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | IN ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, (RE)APPOINTMENT OF MRS. ISABELLE SANTENS AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2022, OR, AFTER ADVICE OF THE NOMINATION AND REMUNERATION COMMITTEE, THE ALTERNATIVE CANDIDATE NOMINATED FOR APPOINTMENT BY THE BELGIAN STATE AT THE LATEST AT THE ANNUAL GENERAL MEETING, AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2024 | Management Proposal | F,N,A | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | F | 36480 | 0 |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | Annual General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | IN ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, (RE)APPOINTMENT OF MR. PAUL VAN DE PERRE AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2022, OR, AFTER ADVICE OF THE NOMINATION AND REMUNERATION COMMITTEE, THE ALTERNATIVE CANDIDATE NOMINATED FOR APPOINTMENT BY THE BELGIAN STATE AT THE LATEST AT THE ANNUAL GENERAL MEETING, AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2024 | Management Proposal | F,N,A | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | F | 36480 | 0 |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | Annual General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | IN ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, APPOINTMENT OF THE CANDIDATE PROPOSED BY THE BELGIAN STATE AT THE LATEST AT THE ANNUAL GENERAL MEETING, AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2024 | Management Proposal | F,N,A | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | F | 36480 | 0 |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | Annual General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | Please reference meeting materials. | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | M | 36480 | 0 | |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | Annual General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Please reference meeting materials. | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | M | 36480 | 0 | |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | Annual General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | EXAMINATION OF THE ANNUAL REPORTS OF THE BOARD OF DIRECTORS OF PROXIMUS SA UNDER PUBLIC LAW WITH REGARD TO THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ANNUAL ACCOUNTS AT 31 DECEMBER 2019 | Non-Voting Proposal Note | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | M | 36480 | 0 | |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | Annual General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | EXAMINATION OF THE REPORTS OF THE BOARD OF AUDITORS OF PROXIMUS SA UNDER PUBLIC LAW WITH REGARD TO THE ANNUAL ACCOUNTS AND OF THE INDEPENDENT AUDITOR WITH REGARD TO THE CONSOLIDATED ANNUAL ACCOUNTS AT 31 DECEMBER 2019 | Non-Voting Proposal Note | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | M | 36480 | 0 | |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | Annual General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | EXAMINATION OF THE INFORMATION PROVIDED BY THE JOINT COMMITTEE | Non-Voting Proposal Note | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | M | 36480 | 0 | |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | Annual General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | EXAMINATION OF THE CONSOLIDATED ANNUAL ACCOUNTS AT 31 DECEMBER 2019 | Non-Voting Proposal Note | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | M | 36480 | 0 | |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | Annual General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | MISCELLANEOUS | Non-Voting Proposal Note | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | M | 36480 | 0 | |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | ExtraOrdinary General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | PROPOSAL TO AMEND THE BYLAWS (I) TO BRING THEM IN LINE WITH THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, AS INTRODUCED BY ARTICLE 2 OF THE ACT OF 23 MARCH 2019 INTRODUCING THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS AND CONTAINING VARIOUS PROVISIONS ("THE LAW"), AND MORE SPECIFICALLY TO ALIGN THE BYLAWS WITH THE RELEVANT PROVISIONS AND TERMINOLOGY OF THE LAW, AND (II) TO DELETE THE EXPIRED AUTHORISATIONS TO THE BOARD OF DIRECTORS WITHIN THE FRAMEWORK OF THE AUTHORISED CAPITAL, AND IN THE CONTEXT OF THE ACQUISITION OR DISPOSAL OF OWN SHARES IF SUCH ACQUISITION OR DISPOSAL IS NECESSARY TO PREVENT AN IMMINENT SERIOUS PREJUDICE FOR THE COMPANY, FROM THE BYLAWS | Management Proposal | F,N,A | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | F | 36480 | 0 |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | ExtraOrdinary General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | PROPOSAL TO GRANT A POWER OF ATTORNEY TO EACH EMPLOYEE OF THE COOPERATIVE COMPANY WITH LIMITED LIABILITY "BERQUIN NOTARIES", AT 1000 BRUSSELS, LLOYD GEORGELAAN 11, TO DRAW UP, SIGN AND FILE THE COORDINATED TEXT OF THE BYLAWS OF THE COMPANY WITH THE CLERK'S OFFICE OF THE COMPETENT COURT | Management Proposal | F,N,A | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | F | 36480 | 0 |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | ExtraOrdinary General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | PROPOSAL TO AUTHORISE THE EXECUTION OF THE DECISIONS TAKEN | Management Proposal | F,N,A | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | F | 36480 | 0 |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | ExtraOrdinary General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | PROPOSAL TO GRANT A POWER OF ATTORNEY TO COMPLETE THE REQUIRED FORMALITIES WITH THE CROSSROADS BANK FOR ENTERPRISES AND THE TAX AUTHORITIES | Management Proposal | F,N,A | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | F | 36480 | 0 |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | ExtraOrdinary General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | Please reference meeting materials. | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | M | 36480 | 0 | |
PROXIMUS SA | 02-Apr-2020 | BE0003810273 | 15-Apr-2020 | 01-Apr-2020 | 01-Apr-2020 | ExtraOrdinary General Meeting | B6951K109 | B00D9P6 B1BDH03 B28FDQ7 BFM5Z46 BHZL9S7 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Please reference meeting materials. | 19-9952 | 01-Apr-2020 | 36480 | 19-9952 | 2XX | U.S. BANK | M | 36480 | 0 | |
CRH PLC | 22-Apr-2020 | IE0001827041 | 23-Apr-2020 | 16-Apr-2020 | 21-Apr-2020 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 | REVIEW OF COMPANY'S AFFAIRS AND CONSIDERATION OF FINANCIAL STATEMENTS AND REPORTS OF DIRECTORS (INCLUDING THE GOVERNANCE APPENDIX) AND AUDITORS | Management Proposal | F,N,A | 19-9952 | 17-Apr-2020 | 41970 | 19-9952 | 2XX | U.S. BANK | F | 41970 | 0 |
CRH PLC | 22-Apr-2020 | IE0001827041 | 23-Apr-2020 | 16-Apr-2020 | 21-Apr-2020 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 | TO DECLARE A DIVIDEND ON THE ORDINARY SHARES | Management Proposal | F,N,A | 19-9952 | 17-Apr-2020 | 41970 | 19-9952 | 2XX | U.S. BANK | F | 41970 | 0 |
CRH PLC | 22-Apr-2020 | IE0001827041 | 23-Apr-2020 | 16-Apr-2020 | 21-Apr-2020 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 | CONSIDERATION OF DIRECTORS' REMUNERATION REPORT | Management Proposal | F,N,A | 19-9952 | 17-Apr-2020 | 41970 | 19-9952 | 2XX | U.S. BANK | N | 41970 | 0 |
CRH PLC | 22-Apr-2020 | IE0001827041 | 23-Apr-2020 | 16-Apr-2020 | 21-Apr-2020 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 | RE-ELECTION OF DIRECTOR: MR. R. BOUCHER | Management Proposal | F,N,A | 19-9952 | 17-Apr-2020 | 41970 | 19-9952 | 2XX | U.S. BANK | F | 41970 | 0 |
CRH PLC | 22-Apr-2020 | IE0001827041 | 23-Apr-2020 | 16-Apr-2020 | 21-Apr-2020 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 | RE-ELECTION OF DIRECTOR: MR. J. KARLSTROM | Management Proposal | F,N,A | 19-9952 | 17-Apr-2020 | 41970 | 19-9952 | 2XX | U.S. BANK | F | 41970 | 0 |
CRH PLC | 22-Apr-2020 | IE0001827041 | 23-Apr-2020 | 16-Apr-2020 | 21-Apr-2020 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 | RE-ELECTION OF DIRECTOR: MR. S. KELLY | Management Proposal | F,N,A | 19-9952 | 17-Apr-2020 | 41970 | 19-9952 | 2XX | U.S. BANK | F | 41970 | 0 |
CRH PLC | 22-Apr-2020 | IE0001827041 | 23-Apr-2020 | 16-Apr-2020 | 21-Apr-2020 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 | RE-ELECTION OF DIRECTOR: MS. H.A. MCSHARRY | Management Proposal | F,N,A | 19-9952 | 17-Apr-2020 | 41970 | 19-9952 | 2XX | U.S. BANK | F | 41970 | 0 |
CRH PLC | 22-Apr-2020 | IE0001827041 | 23-Apr-2020 | 16-Apr-2020 | 21-Apr-2020 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 | RE-ELECTION OF DIRECTOR: MR. A. MANIFOLD | Management Proposal | F,N,A | 19-9952 | 17-Apr-2020 | 41970 | 19-9952 | 2XX | U.S. BANK | F | 41970 | 0 |
CRH PLC | 22-Apr-2020 | IE0001827041 | 23-Apr-2020 | 16-Apr-2020 | 21-Apr-2020 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 | RE-ELECTION OF DIRECTOR: MR. S. MURPHY | Management Proposal | F,N,A | 19-9952 | 17-Apr-2020 | 41970 | 19-9952 | 2XX | U.S. BANK | F | 41970 | 0 |
CRH PLC | 22-Apr-2020 | IE0001827041 | 23-Apr-2020 | 16-Apr-2020 | 21-Apr-2020 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 | RE-ELECTION OF DIRECTOR: MS. G.L. PLATT | Management Proposal | F,N,A | 19-9952 | 17-Apr-2020 | 41970 | 19-9952 | 2XX | U.S. BANK | F | 41970 | 0 |
CRH PLC | 22-Apr-2020 | IE0001827041 | 23-Apr-2020 | 16-Apr-2020 | 21-Apr-2020 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 | RE-ELECTION OF DIRECTOR: MS. M.K. RHINEHART | Management Proposal | F,N,A | 19-9952 | 17-Apr-2020 | 41970 | 19-9952 | 2XX | U.S. BANK | F | 41970 | 0 |
CRH PLC | 22-Apr-2020 | IE0001827041 | 23-Apr-2020 | 16-Apr-2020 | 21-Apr-2020 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 | RE-ELECTION OF DIRECTOR: MS. L.J. RICHES | Management Proposal | F,N,A | 19-9952 | 17-Apr-2020 | 41970 | 19-9952 | 2XX | U.S. BANK | F | 41970 | 0 |
CRH PLC | 22-Apr-2020 | IE0001827041 | 23-Apr-2020 | 16-Apr-2020 | 21-Apr-2020 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 | RE-ELECTION OF DIRECTOR: MS. S. TALBOT | Management Proposal | F,N,A | 19-9952 | 17-Apr-2020 | 41970 | 19-9952 | 2XX | U.S. BANK | F | 41970 | 0 |
CRH PLC | 22-Apr-2020 | IE0001827041 | 23-Apr-2020 | 16-Apr-2020 | 21-Apr-2020 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management Proposal | F,N,A | 19-9952 | 17-Apr-2020 | 41970 | 19-9952 | 2XX | U.S. BANK | F | 41970 | 0 |
CRH PLC | 22-Apr-2020 | IE0001827041 | 23-Apr-2020 | 16-Apr-2020 | 21-Apr-2020 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 | TO CONFIRM THE APPOINTMENT OF DELOITTE IRELAND LLP AUDITORS OF THE COMPANY | Management Proposal | F,N,A | 19-9952 | 17-Apr-2020 | 41970 | 19-9952 | 2XX | U.S. BANK | F | 41970 | 0 |
CRH PLC | 22-Apr-2020 | IE0001827041 | 23-Apr-2020 | 16-Apr-2020 | 21-Apr-2020 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 | AUTHORITY TO ALLOT SHARES | Management Proposal | F,N,A | 19-9952 | 17-Apr-2020 | 41970 | 19-9952 | 2XX | U.S. BANK | F | 41970 | 0 |
CRH PLC | 22-Apr-2020 | IE0001827041 | 23-Apr-2020 | 16-Apr-2020 | 21-Apr-2020 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 | DISAPPLICATION OF PRE-EMPTION RIGHTS (RE ALLOTMENT OF UP TO 5 PER CENT FOR CASH AND FOR REGULATORY PURPOSES) | Management Proposal | F,N,A | 19-9952 | 17-Apr-2020 | 41970 | 19-9952 | 2XX | U.S. BANK | F | 41970 | 0 |
CRH PLC | 22-Apr-2020 | IE0001827041 | 23-Apr-2020 | 16-Apr-2020 | 21-Apr-2020 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 | DISAPPLICATION OF PRE-EMPTION RIGHTS (RE ALLOTMENT OF UP TO 5 PER CENT FOR ACQUISITIONS/ SPECIFIED CAPITAL INVESTMENTS) | Management Proposal | F,N,A | 19-9952 | 17-Apr-2020 | 41970 | 19-9952 | 2XX | U.S. BANK | F | 41970 | 0 |
CRH PLC | 22-Apr-2020 | IE0001827041 | 23-Apr-2020 | 16-Apr-2020 | 21-Apr-2020 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | Management Proposal | F,N,A | 19-9952 | 17-Apr-2020 | 41970 | 19-9952 | 2XX | U.S. BANK | F | 41970 | 0 |
CRH PLC | 22-Apr-2020 | IE0001827041 | 23-Apr-2020 | 16-Apr-2020 | 21-Apr-2020 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 | AUTHORITY TO REISSUE TREASURY SHARES | Management Proposal | F,N,A | 19-9952 | 17-Apr-2020 | 41970 | 19-9952 | 2XX | U.S. BANK | N | 41970 | 0 |
CRH PLC | 22-Apr-2020 | IE0001827041 | 23-Apr-2020 | 16-Apr-2020 | 21-Apr-2020 | Annual General Meeting | G25508105 | 0182704 4182249 5465240 | AUTHORITY TO OFFER SCRIP DIVIDENDS | Management Proposal | F,N,A | 19-9952 | 17-Apr-2020 | 41970 | 19-9952 | 2XX | U.S. BANK | F | 41970 | 0 |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | ExtraOrdinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | DECISIONS THAT CAN BE PASSED IF THE PRESENT OR REPRESENTED SHAREHOLDERS REPRESENT AT LEAST HALF OF THE CAPITAL, WITH THE APPROVAL OF 3/4 OF THE VOTES: PURCHASE AND ALIENATION OF COMPANY'S OWN SHARES: RENEWAL OF THE AUTHORIZATION TO THE BOARD OF DIRECTORS TO PURCHASE COMPANY'S OWN SHARES | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | F | 29650 | 0 |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | ExtraOrdinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | DECISIONS THAT CAN BE PASSED IF THE PRESENT OR REPRESENTED SHAREHOLDERS REPRESENT AT LEAST HALF OF THE CAPITAL, WITH THE APPROVAL OF 3/4 OF THE VOTES: PURCHASE AND ALIENATION OF COMPANY'S OWN SHARES: AUTHORIZE THE BOARD OF DIRECTORS TO ALIENATE OWN SHARES | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | F | 29650 | 0 |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | ExtraOrdinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | DECISIONS THAT CAN BE PASSED IF THE PRESENT OR REPRESENTED SHAREHOLDERS REPRESENT AT LEAST HALF OF THE CAPITAL, WITH THE APPROVAL OF 3/4 OF THE VOTES: PURCHASE AND ALIENATION OF COMPANY'S OWN SHARES: RENEWAL OF THE AUTHORIZATION TO PURCHASE AND ALIENATE COMPANY'S OWN SHARES | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | F | 29650 | 0 |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | ExtraOrdinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | DECISIONS THAT CAN BE PASSED IF THE PRESENT OR REPRESENTED SHAREHOLDERS REPRESENT AT LEAST HALF OF THE CAPITAL, WITH THE APPROVAL OF 3/4 OF THE VOTES: PURCHASE AND ALIENATION OF COMPANY'S OWN SHARES: AMENDMENT OF ARTICLE 7 OF THE BYLAWS | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | F | 29650 | 0 |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | ExtraOrdinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | DECISIONS THAT CAN BE PASSED IF THE PRESENT OR REPRESENTED SHAREHOLDERS REPRESENT AT LEAST HALF OF THE CAPITAL, WITH THE APPROVAL OF 2/3 OF THE VOTES: RIGHT TO DOUBLE VOTE: PROPOSAL TO INTRODUCE THE RIGHT TO DOUBLE VOTE | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | F | 29650 | 0 |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | ExtraOrdinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | DECISIONS THAT CAN BE PASSED IF THE PRESENT OR REPRESENTED SHAREHOLDERS REPRESENT AT LEAST HALF OF THE CAPITAL, WITH THE APPROVAL OF 3/4 OF THE VOTES: AUTHORIZED CAPITAL: RENEWAL OF THE AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | F | 29650 | 0 |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | ExtraOrdinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | DECISIONS THAT CAN BE PASSED IF THE PRESENT OR REPRESENTED SHAREHOLDERS REPRESENT AT LEAST HALF OF THE CAPITAL, WITH THE APPROVAL OF 3/4 OF THE VOTES: AUTHORIZED CAPITAL: PROPOSAL TO AMEND ARTICLE 12 OF THE BYLAWS | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | F | 29650 | 0 |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | ExtraOrdinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | DECISIONS THAT CAN BE PASSED IF THE PRESENT OR REPRESENTED SHAREHOLDERS REPRESENT AT LEAST HALF OF THE CAPITAL, WITH THE APPROVAL OF 3/4 OF THE VOTES: AUTHORIZED CAPITAL: RENEWAL OF THE AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS REGARDING THE ISSUE OF CONVERTIBLE BONDS | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | F | 29650 | 0 |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | ExtraOrdinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | DECISIONS THAT CAN BE PASSED IF THE PRESENT OR REPRESENTED SHAREHOLDERS REPRESENT AT LEAST HALF OF THE CAPITAL, WITH THE APPROVAL OF 3/4 OF THE VOTES: AUTHORIZED CAPITAL: PROPOSAL TO AMEND ARTICLE 13 OF THE BYLAWS | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | F | 29650 | 0 |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | ExtraOrdinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | DECISIONS THAT CAN BE PASSED IF THE PRESENT OR REPRESENTED SHAREHOLDERS REPRESENT AT LEAST HALF OF THE CAPITAL, WITH THE APPROVAL OF 3/4 OF THE VOTES: PROPOSAL OF DIVERSE AMENDMENTS OF THE BYLAWS: PROPOSAL TO AMEND THE BYLAWS TO BRING THEM IN CONFORMITY WITH THE CODE OF COMPANIES AND ASSOCIATIONS | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | F | 29650 | 0 |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | ExtraOrdinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | DECISIONS THAT CAN BE PASSED IF THE PRESENT OR REPRESENTED SHAREHOLDERS REPRESENT AT LEAST HALF OF THE CAPITAL, WITH THE APPROVAL OF 3/4 OF THE VOTES: PROPOSAL OF DIVERSE AMENDMENTS OF THE BYLAWS: PROPOSAL TO ADOPT THE COORDINATED VERSION OF THE BYLAWS | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | F | 29650 | 0 |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | ExtraOrdinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | POWERS | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | F | 29650 | 0 |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | ExtraOrdinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | Please reference meeting materials. | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | M | 29650 | 0 | |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | ExtraOrdinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Please reference meeting materials. | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | M | 29650 | 0 | |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | ExtraOrdinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | DECISIONS THAT CAN BE PASSED IF THE PRESENT OR REPRESENTED SHAREHOLDERS REPRESENT AT LEAST HALF OF THE CAPITAL, WITH THE APPROVAL OF 3/4 OF THE VOTES: AUTHORIZED CAPITAL: PRESENTATION OF THE SPECIAL REPORT OF THE BOARD OF DIRECTORS | Non-Voting Proposal Note | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | M | 29650 | 0 | |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | APPROVAL OF ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2019 | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | F | 29650 | 0 |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PROPOSAL FOR THE DISCHARGE TO BE GRANTED TO THE DIRECTORS FOR DUTIES PERFORMED DURING THE YEAR ENDED DECEMBER 31, 2019 | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | F | 29650 | 0 |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PROPOSAL FOR THE DISCHARGE TO BE GRANTED TO THE STATUTORY AUDITOR FOR DUTIES PERFORMED DURING THE YEAR ENDED DECEMBER 31, 2019 | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | F | 29650 | 0 |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM, IN HIS CAPACITY AS DIRECTOR, IAN GALLIENNE, WHOSE CURRENT TERM OF OFFICE EXPIRES AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | F | 29650 | 0 |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PROPOSAL TO APPROVE THE REMUNERATION POLICY APPLICABLE AS FROM THE FINANCIAL YEAR 2020 | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | F | 29650 | 0 |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | FOLLOWING THE ENTRY INTO FORCE OF THE 2020 BELGIAN CODE ON CORPORATE GOVERNANCE, PROPOSAL TO APPROVE THE YEARLY GRANT OF 350 ORDINARY SHARES OF THE COMPANY TO EACH NON-EXECUTIVE DIRECTOR AS FROM THE 2020 FINANCIAL YEAR WHICH WILL BE PART OF THE FIXED REMUNERATION, ACCORDING TO THE REMUNERATION POLICY REFERRED TO IN THE PRECEDING POINT | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | F | 29650 | 0 |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PROPOSAL TO APPROVE THE BOARD OF DIRECTORS' REMUNERATION REPORT FOR THE 2019 FINANCIAL YEAR | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | F | 29650 | 0 |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | TO THE EXTENT NECESSARY, PROPOSAL TO APPROVE ALL CLAUSES OF THE OPTION PLAN ON SHARES, REFERRED TO IN THE REMUNERATION POLICY AND IN THE REMUNERATION REPORT, GIVING THE CEO THE RIGHT TO EXERCISE HIS OPTIONS PRIOR TO THE EXPIRATION OF A PERIOD OF THREE YEARS IN CASE OF A CHANGE OF CONTROL OF THE COMPANY, PURSUANT TO ARTICLE 7:91 OF THE CODE ON COMPANIES AND ASSOCIATIONS | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | F | 29650 | 0 |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | REPORT OF THE BOARD OF DIRECTORS DRAWN UP PURSUANT TO ARTICLE 7:227 OF THE CODE ON COMPANIES AND ASSOCIATIONS WITH RESPECT TO THE SECURITY REFERRED TO IN THE PROPOSAL OF THE FOLLOWING RESOLUTION | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | F | 29650 | 0 |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PURSUANT TO ARTICLE 7:227 OF THE CODE ON COMPANIES AND ASSOCIATIONS, TO THE EXTENT NECESSARY, PROPOSAL TO APPROVE THE GRANT BY GBL OF A GUARANTEE TO A BANK WITH RESPECT TO THE CREDIT GRANTED BY THAT BANK TO THE SUBSIDIARY OF GBL, PERMITTING THE LATTER TO ACQUIRE GBL SHARES IN THE FRAMEWORK OF THE AFOREMENTIONED PLAN | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | F | 29650 | 0 |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | Please reference meeting materials. | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | M | 29650 | 0 | |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Please reference meeting materials. | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | M | 29650 | 0 | |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | MANAGEMENT REPORT OF THE BOARD OF DIRECTORS AND REPORTS OF THE STATUTORY AUDITOR ON THE 2019 FINANCIAL YEAR | Non-Voting Proposal Note | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | M | 29650 | 0 | |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | PRESENTATION OF THE CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2019 | Non-Voting Proposal Note | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | M | 29650 | 0 | |
GROUPE BRUXELLES LAMBERT SA | 15-Apr-2020 | BE0003797140 | 28-Apr-2020 | 14-Apr-2020 | 14-Apr-2020 | Ordinary General Meeting | B4746J115 | 7097328 7596427 B28HFP6 BFM6L41 BHZLGZ3 | MISCELLANEOUS | Non-Voting Proposal Note | 19-9952 | 15-Apr-2020 | 29650 | 19-9952 | 2XX | U.S. BANK | M | 29650 | 0 | |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | F | 22651 | 0 |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS AND OPERATIONS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | F | 22651 | 0 |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND SETTING OF THE DIVIDEND: EUR 3.15 PER SHARE | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | F | 22651 | 0 |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | APPROVAL OF REGULATED AGREEMENTS AND COMMITMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | F | 22651 | 0 |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | RATIFICATION OF THE APPOINTMENT BY CO-OPTATION OF MR. PAUL HUDSON AS DIRECTOR | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | F | 22651 | 0 |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | RENEWAL OF THE TERM OF OFFICE OF MR. LAURENT ATTAL AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | F | 22651 | 0 |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | RENEWAL OF THE TERM OF OFFICE OF MRS. CAROLE PIWNICA AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | F | 22651 | 0 |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | RENEWAL OF THE TERM OF OFFICE OF MRS. DIANE SOUZA AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | F | 22651 | 0 |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | RENEWAL OF THE TERM OF OFFICE OF MR. THOMAS SUDHOF AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | F | 22651 | 0 |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | APPOINTMENT OF MRS. RACHEL DUAN AS A DIRECTOR, AS A REPLACEMENT FOR MRS. SUET-FERN | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | F | 22651 | 0 |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | APPOINTMENT OF MRS. LISE KINGO AS A DIRECTOR, AS A REPLACEMENT FOR MRS. CLAUDIE HAIGNERE | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | F | 22651 | 0 |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | SETTING THE AMOUNT OF DIRECTORS' COMPENSATION | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | F | 22651 | 0 |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | APPROVAL OF THE DIRECTORS' COMPENSATION POLICY | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | F | 22651 | 0 |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | APPROVAL OF THE REMUNERATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | F | 22651 | 0 |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | APPROVAL OF THE REMUNERATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | F | 22651 | 0 |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | APPROVAL OF THE REPORT ON THE COMPENSATION OF CORPORATE OFFICERS ISSUED PURSUANT TO ARTICLE L. 225-37-3 OF THE FRENCH COMMERCIAL CODE | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | F | 22651 | 0 |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR ALLOCATED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019, TO MR. SERGE WEINBERG, CHAIRMAN OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | F | 22651 | 0 |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR ALLOCATED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019, TO MR. PAUL HUDSON, CHIEF EXECUTIVE OFFICER AS OF 01 SEPTEMBER 2019 | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | F | 22651 | 0 |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR ALLOCATED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. OLIVIER BRANDICOURT, CHIEF EXECUTIVE OFFICER UNTIL 31 AUGUST 2019 | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | F | 22651 | 0 |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE SHARES OF THE COMPANY (USABLE OUTSIDE PUBLIC OFFERING PERIODS | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | F | 22651 | 0 |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | POWER TO CARRY OUT FORMALITIES | Management Proposal | F,N,A | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | F | 22651 | 0 |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. | Please reference meeting materials. | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | M | 22651 | 0 | |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU. | Please reference meeting materials. | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | M | 22651 | 0 | |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | 08 APR 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/balo/document/202003132000532-32https://www.journal-officiel.gouv.fr/balo/document/202004082000785-43; PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT & URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Please reference meeting materials. | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | M | 22651 | 0 | |
SANOFI SA | 24-Apr-2020 | FR0000120578 | 28-Apr-2020 | 15-Apr-2020 | 23-Apr-2020 | Ordinary General Meeting | F5548N101 | 5671735 5696589 B114ZY6 BF447L2 | 17 MAR 2020: PLEASE NOTE THAT THE FRENCH PROXY CARD IS AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THANK YOU | Please reference meeting materials. | 19-9952 | 15-Apr-2020 | 22651 | 19-9952 | 2XX | U.S. BANK | M | 22651 | 0 | |
LANCASHIRE HOLDINGS LTD | 01-Apr-2020 | BMG5361W1047 | 29-Apr-2020 | 21-Apr-2020 | 31-Mar-2020 | Annual General Meeting | G5361W104 | B0PYHC7 B18Q4J3 B2B15J9 | TO RECEIVE THE COMPANY'S AUDITED CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2019 TOGETHER WITH THE DIRECTOR'S AND AUDITOR'S REPORTS THEREON | Management Proposal | F,N,A | 19-9952 | 21-Apr-2020 | 199552 | 19-9952 | 2XX | U.S. BANK | F | 199552 | 0 |
LANCASHIRE HOLDINGS LTD | 01-Apr-2020 | BMG5361W1047 | 29-Apr-2020 | 21-Apr-2020 | 31-Mar-2020 | Annual General Meeting | G5361W104 | B0PYHC7 B18Q4J3 B2B15J9 | TO APPROVE THE DIRECTOR'S REMUNERATION POLICY AS SET OUT IN THE FIRST PART OF THE DIRECTOR'S REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management Proposal | F,N,A | 19-9952 | 21-Apr-2020 | 199552 | 19-9952 | 2XX | U.S. BANK | F | 199552 | 0 |
LANCASHIRE HOLDINGS LTD | 01-Apr-2020 | BMG5361W1047 | 29-Apr-2020 | 21-Apr-2020 | 31-Mar-2020 | Annual General Meeting | G5361W104 | B0PYHC7 B18Q4J3 B2B15J9 | TO APPROVE THE 2019 ANNUAL REPORT ON REMUNERATION | Management Proposal | F,N,A | 19-9952 | 21-Apr-2020 | 199552 | 19-9952 | 2XX | U.S. BANK | F | 199552 | 0 |
LANCASHIRE HOLDINGS LTD | 01-Apr-2020 | BMG5361W1047 | 29-Apr-2020 | 21-Apr-2020 | 31-Mar-2020 | Annual General Meeting | G5361W104 | B0PYHC7 B18Q4J3 B2B15J9 | THAT THE FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2019 RECOMMENDED BY THE BOARD OF USD 0.10 PER COMMON SHARE BE DECLARED, PAYABLE ON FRIDAY, 5 JUNE 2020 TO SHAREHOLDERS OF RECORD ON MONDAY, 11 MAY 2020 | Management Proposal | F,N,A | 19-9952 | 21-Apr-2020 | 199552 | 19-9952 | 2XX | U.S. BANK | F | 199552 | 0 |
LANCASHIRE HOLDINGS LTD | 01-Apr-2020 | BMG5361W1047 | 29-Apr-2020 | 21-Apr-2020 | 31-Mar-2020 | Annual General Meeting | G5361W104 | B0PYHC7 B18Q4J3 B2B15J9 | TO RE-ELECT PETER CLARKE AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | 19-9952 | 21-Apr-2020 | 199552 | 19-9952 | 2XX | U.S. BANK | F | 199552 | 0 |
LANCASHIRE HOLDINGS LTD | 01-Apr-2020 | BMG5361W1047 | 29-Apr-2020 | 21-Apr-2020 | 31-Mar-2020 | Annual General Meeting | G5361W104 | B0PYHC7 B18Q4J3 B2B15J9 | TO RE-ELECT MICHAEL DAWSON AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | 19-9952 | 21-Apr-2020 | 199552 | 19-9952 | 2XX | U.S. BANK | F | 199552 | 0 |
LANCASHIRE HOLDINGS LTD | 01-Apr-2020 | BMG5361W1047 | 29-Apr-2020 | 21-Apr-2020 | 31-Mar-2020 | Annual General Meeting | G5361W104 | B0PYHC7 B18Q4J3 B2B15J9 | TO RE-ELECT SIMON FRASER AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | 19-9952 | 21-Apr-2020 | 199552 | 19-9952 | 2XX | U.S. BANK | F | 199552 | 0 |
LANCASHIRE HOLDINGS LTD | 01-Apr-2020 | BMG5361W1047 | 29-Apr-2020 | 21-Apr-2020 | 31-Mar-2020 | Annual General Meeting | G5361W104 | B0PYHC7 B18Q4J3 B2B15J9 | TO RE-ELECT SAMANTHA HOE-RICHARDSON AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | 19-9952 | 21-Apr-2020 | 199552 | 19-9952 | 2XX | U.S. BANK | F | 199552 | 0 |
LANCASHIRE HOLDINGS LTD | 01-Apr-2020 | BMG5361W1047 | 29-Apr-2020 | 21-Apr-2020 | 31-Mar-2020 | Annual General Meeting | G5361W104 | B0PYHC7 B18Q4J3 B2B15J9 | TO RE-ELECT ROBERT LUSARDI AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | 19-9952 | 21-Apr-2020 | 199552 | 19-9952 | 2XX | U.S. BANK | F | 199552 | 0 |
LANCASHIRE HOLDINGS LTD | 01-Apr-2020 | BMG5361W1047 | 29-Apr-2020 | 21-Apr-2020 | 31-Mar-2020 | Annual General Meeting | G5361W104 | B0PYHC7 B18Q4J3 B2B15J9 | TO RE-ELECT ALEX MALONEY AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | 19-9952 | 21-Apr-2020 | 199552 | 19-9952 | 2XX | U.S. BANK | F | 199552 | 0 |
LANCASHIRE HOLDINGS LTD | 01-Apr-2020 | BMG5361W1047 | 29-Apr-2020 | 21-Apr-2020 | 31-Mar-2020 | Annual General Meeting | G5361W104 | B0PYHC7 B18Q4J3 B2B15J9 | TO RE-ELECT SALLY WILLIAMS AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | 19-9952 | 21-Apr-2020 | 199552 | 19-9952 | 2XX | U.S. BANK | F | 199552 | 0 |
LANCASHIRE HOLDINGS LTD | 01-Apr-2020 | BMG5361W1047 | 29-Apr-2020 | 21-Apr-2020 | 31-Mar-2020 | Annual General Meeting | G5361W104 | B0PYHC7 B18Q4J3 B2B15J9 | TO ELECT NATALIE KERSHAW AS A DIRECTOR OF THE COMPANY | Management Proposal | F,N,A | 19-9952 | 21-Apr-2020 | 199552 | 19-9952 | 2XX | U.S. BANK | F | 199552 | 0 |
LANCASHIRE HOLDINGS LTD | 01-Apr-2020 | BMG5361W1047 | 29-Apr-2020 | 21-Apr-2020 | 31-Mar-2020 | Annual General Meeting | G5361W104 | B0PYHC7 B18Q4J3 B2B15J9 | TO RE-APPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management Proposal | F,N,A | 19-9952 | 21-Apr-2020 | 199552 | 19-9952 | 2XX | U.S. BANK | F | 199552 | 0 |
LANCASHIRE HOLDINGS LTD | 01-Apr-2020 | BMG5361W1047 | 29-Apr-2020 | 21-Apr-2020 | 31-Mar-2020 | Annual General Meeting | G5361W104 | B0PYHC7 B18Q4J3 B2B15J9 | TO AUTHORISE THE BOARD TO SET THE AUDITOR'S REMUNERATION | Management Proposal | F,N,A | 19-9952 | 21-Apr-2020 | 199552 | 19-9952 | 2XX | U.S. BANK | F | 199552 | 0 |
LANCASHIRE HOLDINGS LTD | 01-Apr-2020 | BMG5361W1047 | 29-Apr-2020 | 21-Apr-2020 | 31-Mar-2020 | Annual General Meeting | G5361W104 | B0PYHC7 B18Q4J3 B2B15J9 | TO GRANT THE DIRECTORS OF THE COMPANY A GENERAL AND UNCONDITIONAL AUTHORITY TO ALLOT SHARES | Management Proposal | F,N,A | 19-9952 | 21-Apr-2020 | 199552 | 19-9952 | 2XX | U.S. BANK | F | 199552 | 0 |
LANCASHIRE HOLDINGS LTD | 01-Apr-2020 | BMG5361W1047 | 29-Apr-2020 | 21-Apr-2020 | 31-Mar-2020 | Annual General Meeting | G5361W104 | B0PYHC7 B18Q4J3 B2B15J9 | SUBJECT TO THE APPROVAL OF RESOLUTION 15, TO AUTHORISE THE DIRECTORS OF THE COMPANY TO ALLOT SHARES FOR CASH ON A NON-PRE-EMPTIVE BASIS UP TO AN AGGREGATE NOMINAL VALUE OF FIVE PER CENT OF ISSUED SHARE CAPITAL | Management Proposal | F,N,A | 19-9952 | 21-Apr-2020 | 199552 | 19-9952 | 2XX | U.S. BANK | F | 199552 | 0 |
LANCASHIRE HOLDINGS LTD | 01-Apr-2020 | BMG5361W1047 | 29-Apr-2020 | 21-Apr-2020 | 31-Mar-2020 | Annual General Meeting | G5361W104 | B0PYHC7 B18Q4J3 B2B15J9 | SUBJECT TO THE APPROVAL OF RESOLUTIONS 15 AND 16, TO AUTHORISE THE DIRECTORS OF THE COMPANY TO ALLOT SHARES FOR CASH ON A NON-PRE-EMPTIVE BASIS UP TO AN AGGREGATE NOMINAL VALUE OF A FURTHER FIVE PER CENT OF ISSUED SHARE CAPITAL | Management Proposal | F,N,A | 19-9952 | 21-Apr-2020 | 199552 | 19-9952 | 2XX | U.S. BANK | F | 199552 | 0 |
LANCASHIRE HOLDINGS LTD | 01-Apr-2020 | BMG5361W1047 | 29-Apr-2020 | 21-Apr-2020 | 31-Mar-2020 | Annual General Meeting | G5361W104 | B0PYHC7 B18Q4J3 B2B15J9 | SUBJECT TO THE APPROVAL OF RESOLUTIONS 15, 16 AND 17, TO AUTHORISE THE DIRECTORS OF THE COMPANY TO ALLOT SHARES FOR CASH ON A NON-PRE-EMPTIVE BASIS UP TO AN AGGREGATE NOMINAL VALUE OF A FURTHER FIVE PER CENT OF ISSUED SHARE CAPITAL | Management Proposal | F,N,A | 19-9952 | 21-Apr-2020 | 199552 | 19-9952 | 2XX | U.S. BANK | F | 199552 | 0 |
LANCASHIRE HOLDINGS LTD | 01-Apr-2020 | BMG5361W1047 | 29-Apr-2020 | 21-Apr-2020 | 31-Mar-2020 | Annual General Meeting | G5361W104 | B0PYHC7 B18Q4J3 B2B15J9 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management Proposal | F,N,A | 19-9952 | 21-Apr-2020 | 199552 | 19-9952 | 2XX | U.S. BANK | F | 199552 | 0 |
UNILEVER NV | 03-Apr-2020 | NL0000388619 | 30-Apr-2020 | 16-Apr-2020 | 02-Apr-2020 | Annual General Meeting | N8981F289 | B1527V7 B154TK6 B28N037 BK72P69 | TO ADOPT THE ANNUAL ACCOUNTS AND APPROPRIATION OF THE PROFIT FOR THE 2019 FINANCIAL YEAR | Management Proposal | F,N,A | 19-9952 | 22-Apr-2020 | 45691 | 19-9952 | 2XX | U.S. BANK | F | 45691 | 0 |
UNILEVER NV | 03-Apr-2020 | NL0000388619 | 30-Apr-2020 | 16-Apr-2020 | 02-Apr-2020 | Annual General Meeting | N8981F289 | B1527V7 B154TK6 B28N037 BK72P69 | TO CONSIDER, AND IF THOUGH FIT, APPROVE THE DIRECTORS' REMUNERATION REPORT | Management Proposal | F,N,A | 19-9952 | 22-Apr-2020 | 45691 | 19-9952 | 2XX | U.S. BANK | F | 45691 | 0 |
UNILEVER NV | 03-Apr-2020 | NL0000388619 | 30-Apr-2020 | 16-Apr-2020 | 02-Apr-2020 | Annual General Meeting | N8981F289 | B1527V7 B154TK6 B28N037 BK72P69 | TO DISCHARGE THE EXECUTIVE DIRECTORS IN OFFICE IN THE 2019 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK | Management Proposal | F,N,A | 19-9952 | 22-Apr-2020 | 45691 | 19-9952 | 2XX | U.S. BANK | F | 45691 | 0 |
UNILEVER NV | 03-Apr-2020 | NL0000388619 | 30-Apr-2020 | 16-Apr-2020 | 02-Apr-2020 | Annual General Meeting | N8981F289 | B1527V7 B154TK6 B28N037 BK72P69 | TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN OFFICE IN THE 2019 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK | Management Proposal | F,N,A | 19-9952 | 22-Apr-2020 | 45691 | 19-9952 | 2XX | U.S. BANK | F | 45691 | 0 |
UNILEVER NV | 03-Apr-2020 | NL0000388619 | 30-Apr-2020 | 16-Apr-2020 | 02-Apr-2020 | Annual General Meeting | N8981F289 | B1527V7 B154TK6 B28N037 BK72P69 | TO REAPPOINT MR N ANDERSEN AS A NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-Apr-2020 | 45691 | 19-9952 | 2XX | U.S. BANK | F | 45691 | 0 |
UNILEVER NV | 03-Apr-2020 | NL0000388619 | 30-Apr-2020 | 16-Apr-2020 | 02-Apr-2020 | Annual General Meeting | N8981F289 | B1527V7 B154TK6 B28N037 BK72P69 | TO REAPPOINT MS L CHA AS A NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-Apr-2020 | 45691 | 19-9952 | 2XX | U.S. BANK | F | 45691 | 0 |
UNILEVER NV | 03-Apr-2020 | NL0000388619 | 30-Apr-2020 | 16-Apr-2020 | 02-Apr-2020 | Annual General Meeting | N8981F289 | B1527V7 B154TK6 B28N037 BK72P69 | TO REAPPOINT MR V COLAO AS A NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-Apr-2020 | 45691 | 19-9952 | 2XX | U.S. BANK | F | 45691 | 0 |
UNILEVER NV | 03-Apr-2020 | NL0000388619 | 30-Apr-2020 | 16-Apr-2020 | 02-Apr-2020 | Annual General Meeting | N8981F289 | B1527V7 B154TK6 B28N037 BK72P69 | TO REAPPOINT DR J HARTMANN AS A NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-Apr-2020 | 45691 | 19-9952 | 2XX | U.S. BANK | F | 45691 | 0 |
UNILEVER NV | 03-Apr-2020 | NL0000388619 | 30-Apr-2020 | 16-Apr-2020 | 02-Apr-2020 | Annual General Meeting | N8981F289 | B1527V7 B154TK6 B28N037 BK72P69 | TO REAPPOINT MR A JOPE AS AN EXECUTIVE DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-Apr-2020 | 45691 | 19-9952 | 2XX | U.S. BANK | F | 45691 | 0 |
UNILEVER NV | 03-Apr-2020 | NL0000388619 | 30-Apr-2020 | 16-Apr-2020 | 02-Apr-2020 | Annual General Meeting | N8981F289 | B1527V7 B154TK6 B28N037 BK72P69 | TO REAPPOINT MS A JUNG AS A NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-Apr-2020 | 45691 | 19-9952 | 2XX | U.S. BANK | F | 45691 | 0 |
UNILEVER NV | 03-Apr-2020 | NL0000388619 | 30-Apr-2020 | 16-Apr-2020 | 02-Apr-2020 | Annual General Meeting | N8981F289 | B1527V7 B154TK6 B28N037 BK72P69 | TO REAPPOINT MS S KILSBY AS A NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-Apr-2020 | 45691 | 19-9952 | 2XX | U.S. BANK | F | 45691 | 0 |
UNILEVER NV | 03-Apr-2020 | NL0000388619 | 30-Apr-2020 | 16-Apr-2020 | 02-Apr-2020 | Annual General Meeting | N8981F289 | B1527V7 B154TK6 B28N037 BK72P69 | TO REAPPOINT MR S MASIYIWA AS A NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-Apr-2020 | 45691 | 19-9952 | 2XX | U.S. BANK | F | 45691 | 0 |
UNILEVER NV | 03-Apr-2020 | NL0000388619 | 30-Apr-2020 | 16-Apr-2020 | 02-Apr-2020 | Annual General Meeting | N8981F289 | B1527V7 B154TK6 B28N037 BK72P69 | TO REAPPOINT PROFESSOR Y MOON AS A NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-Apr-2020 | 45691 | 19-9952 | 2XX | U.S. BANK | F | 45691 | 0 |
UNILEVER NV | 03-Apr-2020 | NL0000388619 | 30-Apr-2020 | 16-Apr-2020 | 02-Apr-2020 | Annual General Meeting | N8981F289 | B1527V7 B154TK6 B28N037 BK72P69 | TO REAPPOINT MR G PITKETHLY AS AN EXECUTIVE DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-Apr-2020 | 45691 | 19-9952 | 2XX | U.S. BANK | F | 45691 | 0 |
UNILEVER NV | 03-Apr-2020 | NL0000388619 | 30-Apr-2020 | 16-Apr-2020 | 02-Apr-2020 | Annual General Meeting | N8981F289 | B1527V7 B154TK6 B28N037 BK72P69 | TO REAPPOINT MR J RISHTON AS A NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-Apr-2020 | 45691 | 19-9952 | 2XX | U.S. BANK | F | 45691 | 0 |
UNILEVER NV | 03-Apr-2020 | NL0000388619 | 30-Apr-2020 | 16-Apr-2020 | 02-Apr-2020 | Annual General Meeting | N8981F289 | B1527V7 B154TK6 B28N037 BK72P69 | TO REAPPOINT MR F SIJBESMA AS A NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-Apr-2020 | 45691 | 19-9952 | 2XX | U.S. BANK | F | 45691 | 0 |
UNILEVER NV | 03-Apr-2020 | NL0000388619 | 30-Apr-2020 | 16-Apr-2020 | 02-Apr-2020 | Annual General Meeting | N8981F289 | B1527V7 B154TK6 B28N037 BK72P69 | TO APPOINT KPMG AS THE AUDITOR CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE 2020 FINANCIAL YEAR | Management Proposal | F,N,A | 19-9952 | 22-Apr-2020 | 45691 | 19-9952 | 2XX | U.S. BANK | F | 45691 | 0 |
UNILEVER NV | 03-Apr-2020 | NL0000388619 | 30-Apr-2020 | 16-Apr-2020 | 02-Apr-2020 | Annual General Meeting | N8981F289 | B1527V7 B154TK6 B28N037 BK72P69 | TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED TO ISSUE SHARES IN THE COMPANY | Management Proposal | F,N,A | 19-9952 | 22-Apr-2020 | 45691 | 19-9952 | 2XX | U.S. BANK | F | 45691 | 0 |
UNILEVER NV | 03-Apr-2020 | NL0000388619 | 30-Apr-2020 | 16-Apr-2020 | 02-Apr-2020 | Annual General Meeting | N8981F289 | B1527V7 B154TK6 B28N037 BK72P69 | TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED TO RESTRICT OR EXCLUDE THE STATUTORY PRE-EMPTION RIGHTS THAT ACCRUE TO SHAREHOLDERS UPON ISSUE OF SHARES FOR GENERAL CORPORATE PURPOSES | Management Proposal | F,N,A | 19-9952 | 22-Apr-2020 | 45691 | 19-9952 | 2XX | U.S. BANK | F | 45691 | 0 |
UNILEVER NV | 03-Apr-2020 | NL0000388619 | 30-Apr-2020 | 16-Apr-2020 | 02-Apr-2020 | Annual General Meeting | N8981F289 | B1527V7 B154TK6 B28N037 BK72P69 | TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED TO RESTRICT OR EXCLUDE THE STATUTORY PRE-EMPTION RIGHTS THAT ACCRUE TO SHAREHOLDERS UPON ISSUE OF SHARES FOR ACQUISITION OR SPECIFIED CAPITAL INVESTMENT PURPOSES | Management Proposal | F,N,A | 19-9952 | 22-Apr-2020 | 45691 | 19-9952 | 2XX | U.S. BANK | F | 45691 | 0 |
UNILEVER NV | 03-Apr-2020 | NL0000388619 | 30-Apr-2020 | 16-Apr-2020 | 02-Apr-2020 | Annual General Meeting | N8981F289 | B1527V7 B154TK6 B28N037 BK72P69 | TO AUTHORISE THE BOARD OF DIRECTORS TO PURCHASE ORDINARY SHARES IN THE SHARE CAPITAL OF THE COMPANY | Management Proposal | F,N,A | 19-9952 | 22-Apr-2020 | 45691 | 19-9952 | 2XX | U.S. BANK | F | 45691 | 0 |
UNILEVER NV | 03-Apr-2020 | NL0000388619 | 30-Apr-2020 | 16-Apr-2020 | 02-Apr-2020 | Annual General Meeting | N8981F289 | B1527V7 B154TK6 B28N037 BK72P69 | TO REDUCE THE CAPITAL WITH RESPECT TO ORDINARY SHARES HELD BY THE COMPANY IN ITS OWN SHARE CAPITAL | Management Proposal | F,N,A | 19-9952 | 22-Apr-2020 | 45691 | 19-9952 | 2XX | U.S. BANK | F | 45691 | 0 |
UNILEVER NV | 03-Apr-2020 | NL0000388619 | 30-Apr-2020 | 16-Apr-2020 | 02-Apr-2020 | Annual General Meeting | N8981F289 | B1527V7 B154TK6 B28N037 BK72P69 | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. | Please reference meeting materials. | 19-9952 | 22-Apr-2020 | 45691 | 19-9952 | 2XX | U.S. BANK | M | 45691 | 0 | |
UNILEVER NV | 03-Apr-2020 | NL0000388619 | 30-Apr-2020 | 16-Apr-2020 | 02-Apr-2020 | Annual General Meeting | N8981F289 | B1527V7 B154TK6 B28N037 BK72P69 | CONSIDERATION OF THE ANNUAL REPORT AND ACCOUNTS FOR THE 2019 FINANCIAL YEAR | Non-Voting Proposal Note | 19-9952 | 22-Apr-2020 | 45691 | 19-9952 | 2XX | U.S. BANK | M | 45691 | 0 | |
GREAT EAGLE HOLDINGS LTD | 28-Apr-2020 | BMG4069C1486 | 05-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2019 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR THEREON | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 300662 | 19-9952 | 2XX | U.S. BANK | F | 300662 | 0 |
GREAT EAGLE HOLDINGS LTD | 28-Apr-2020 | BMG4069C1486 | 05-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | TO DECLARE THE PAYMENT OF A FINAL DIVIDEND OF HK50 CENTS PER SHARE AND A SPECIAL FINAL DIVIDEND OF HK50 CENTS PER SHARE | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 300662 | 19-9952 | 2XX | U.S. BANK | F | 300662 | 0 |
GREAT EAGLE HOLDINGS LTD | 28-Apr-2020 | BMG4069C1486 | 05-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | TO RE-ELECT MADAM LO TO LEE KWAN AS A NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 300662 | 19-9952 | 2XX | U.S. BANK | N | 300662 | 0 |
GREAT EAGLE HOLDINGS LTD | 28-Apr-2020 | BMG4069C1486 | 05-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | TO RE-ELECT MR. LO HONG SUI, VINCENT AS A NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 300662 | 19-9952 | 2XX | U.S. BANK | F | 300662 | 0 |
GREAT EAGLE HOLDINGS LTD | 28-Apr-2020 | BMG4069C1486 | 05-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | TO RE-ELECT MR. CHENG HOI CHUEN, VINCENT AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 300662 | 19-9952 | 2XX | U.S. BANK | F | 300662 | 0 |
GREAT EAGLE HOLDINGS LTD | 28-Apr-2020 | BMG4069C1486 | 05-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | TO RE-ELECT MRS. LEE PUI LING, ANGELINA AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 300662 | 19-9952 | 2XX | U.S. BANK | F | 300662 | 0 |
GREAT EAGLE HOLDINGS LTD | 28-Apr-2020 | BMG4069C1486 | 05-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | TO RE-ELECT MR. KAN TAK KWONG AS AN EXECUTIVE DIRECTOR | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 300662 | 19-9952 | 2XX | U.S. BANK | F | 300662 | 0 |
GREAT EAGLE HOLDINGS LTD | 28-Apr-2020 | BMG4069C1486 | 05-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | TO FIX A FEE OF HKD 220,000 PER ANNUM AS ORDINARY REMUNERATION PAYABLE TO EACH DIRECTOR | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 300662 | 19-9952 | 2XX | U.S. BANK | F | 300662 | 0 |
GREAT EAGLE HOLDINGS LTD | 28-Apr-2020 | BMG4069C1486 | 05-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 300662 | 19-9952 | 2XX | U.S. BANK | F | 300662 | 0 |
GREAT EAGLE HOLDINGS LTD | 28-Apr-2020 | BMG4069C1486 | 05-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY-BACK SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 300662 | 19-9952 | 2XX | U.S. BANK | F | 300662 | 0 |
GREAT EAGLE HOLDINGS LTD | 28-Apr-2020 | BMG4069C1486 | 05-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 300662 | 19-9952 | 2XX | U.S. BANK | N | 300662 | 0 |
GREAT EAGLE HOLDINGS LTD | 28-Apr-2020 | BMG4069C1486 | 05-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews/sehk/2020/0326/2020032600584.pdf AND https://www1.hkexnews.hk/listedco/listconews/sehk/2020/0326/2020032600601.pdf | Please reference meeting materials. | 19-9952 | 27-Apr-2020 | 300662 | 19-9952 | 2XX | U.S. BANK | M | 300662 | 0 | |
GREAT EAGLE HOLDINGS LTD | 28-Apr-2020 | BMG4069C1486 | 05-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | G4069C148 | 6387406 B01XWJ0 B1CL030 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Please reference meeting materials. | 19-9952 | 27-Apr-2020 | 300662 | 19-9952 | 2XX | U.S. BANK | M | 300662 | 0 | |
ALCON SA | 28-Apr-2020 | CH0432492467 | 06-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | H01301128 | BJ5JVG7 BJT1GR5 BJXBP41 BK8Y5Z3 | APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF ALCON INC., THE ANNUAL FINANCIAL STATEMENTS OF ALCON INC. AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR 2019 | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 41885 | 19-9952 | 2XX | U.S. BANK | F | 41885 | 0 |
ALCON SA | 28-Apr-2020 | CH0432492467 | 06-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | H01301128 | BJ5JVG7 BJT1GR5 BJXBP41 BK8Y5Z3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MEMBERS OF THE EXECUTIVE COMMITTEE | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 41885 | 19-9952 | 2XX | U.S. BANK | F | 41885 | 0 |
ALCON SA | 28-Apr-2020 | CH0432492467 | 06-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | H01301128 | BJ5JVG7 BJT1GR5 BJXBP41 BK8Y5Z3 | APPROPRIATION OF EARNINGS AND DECLARATION OF DIVIDEND AS PER THE BALANCE SHEET OF ALCON INC. OF DECEMBER 31, 2019 | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 41885 | 19-9952 | 2XX | U.S. BANK | F | 41885 | 0 |
ALCON SA | 28-Apr-2020 | CH0432492467 | 06-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | H01301128 | BJ5JVG7 BJT1GR5 BJXBP41 BK8Y5Z3 | VOTE ON THE COMPENSATION OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE COMMITTEE: CONSULTATIVE VOTE ON THE 2019 COMPENSATION REPORT | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 41885 | 19-9952 | 2XX | U.S. BANK | F | 41885 | 0 |
ALCON SA | 28-Apr-2020 | CH0432492467 | 06-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | H01301128 | BJ5JVG7 BJT1GR5 BJXBP41 BK8Y5Z3 | VOTE ON THE COMPENSATION OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE COMMITTEE: BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS FOR THE NEXT TERM OF OFFICE, I.E. FROM THE 2020 ANNUAL GENERAL MEETING TO THE 2021 ANNUAL GENERAL MEETING | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 41885 | 19-9952 | 2XX | U.S. BANK | F | 41885 | 0 |
ALCON SA | 28-Apr-2020 | CH0432492467 | 06-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | H01301128 | BJ5JVG7 BJT1GR5 BJXBP41 BK8Y5Z3 | VOTE ON THE COMPENSATION OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE COMMITTEE: BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FOLLOWING FINANCIAL YEAR, I.E. 2021 | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 41885 | 19-9952 | 2XX | U.S. BANK | F | 41885 | 0 |
ALCON SA | 28-Apr-2020 | CH0432492467 | 06-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | H01301128 | BJ5JVG7 BJT1GR5 BJXBP41 BK8Y5Z3 | RE-ELECTION OF F. MICHAEL BALL AS MEMBER AND CHAIR OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 41885 | 19-9952 | 2XX | U.S. BANK | F | 41885 | 0 |
ALCON SA | 28-Apr-2020 | CH0432492467 | 06-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | H01301128 | BJ5JVG7 BJT1GR5 BJXBP41 BK8Y5Z3 | RE-ELECTION OF LYNN D. BLEIL AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 41885 | 19-9952 | 2XX | U.S. BANK | F | 41885 | 0 |
ALCON SA | 28-Apr-2020 | CH0432492467 | 06-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | H01301128 | BJ5JVG7 BJT1GR5 BJXBP41 BK8Y5Z3 | RE-ELECTION OF ARTHUR CUMMINGS, M.D. AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 41885 | 19-9952 | 2XX | U.S. BANK | F | 41885 | 0 |
ALCON SA | 28-Apr-2020 | CH0432492467 | 06-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | H01301128 | BJ5JVG7 BJT1GR5 BJXBP41 BK8Y5Z3 | RE-ELECTION OF DAVID J. ENDICOTT AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 41885 | 19-9952 | 2XX | U.S. BANK | F | 41885 | 0 |
ALCON SA | 28-Apr-2020 | CH0432492467 | 06-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | H01301128 | BJ5JVG7 BJT1GR5 BJXBP41 BK8Y5Z3 | RE-ELECTION OF THOMAS GLANZMANN AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 41885 | 19-9952 | 2XX | U.S. BANK | F | 41885 | 0 |
ALCON SA | 28-Apr-2020 | CH0432492467 | 06-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | H01301128 | BJ5JVG7 BJT1GR5 BJXBP41 BK8Y5Z3 | RE-ELECTION OF D. KEITH GROSSMAN AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 41885 | 19-9952 | 2XX | U.S. BANK | F | 41885 | 0 |
ALCON SA | 28-Apr-2020 | CH0432492467 | 06-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | H01301128 | BJ5JVG7 BJT1GR5 BJXBP41 BK8Y5Z3 | RE-ELECTION OF SCOTT MAW AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 41885 | 19-9952 | 2XX | U.S. BANK | F | 41885 | 0 |
ALCON SA | 28-Apr-2020 | CH0432492467 | 06-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | H01301128 | BJ5JVG7 BJT1GR5 BJXBP41 BK8Y5Z3 | RE-ELECTION OF KAREN MAY AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 41885 | 19-9952 | 2XX | U.S. BANK | F | 41885 | 0 |
ALCON SA | 28-Apr-2020 | CH0432492467 | 06-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | H01301128 | BJ5JVG7 BJT1GR5 BJXBP41 BK8Y5Z3 | RE-ELECTION OF INES POSCHEL AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 41885 | 19-9952 | 2XX | U.S. BANK | F | 41885 | 0 |
ALCON SA | 28-Apr-2020 | CH0432492467 | 06-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | H01301128 | BJ5JVG7 BJT1GR5 BJXBP41 BK8Y5Z3 | RE-ELECTION OF DIETER SPALTI, PH.D. AS MEMBER OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 41885 | 19-9952 | 2XX | U.S. BANK | F | 41885 | 0 |
ALCON SA | 28-Apr-2020 | CH0432492467 | 06-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | H01301128 | BJ5JVG7 BJT1GR5 BJXBP41 BK8Y5Z3 | RE-ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: THOMAS GLANZMANN | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 41885 | 19-9952 | 2XX | U.S. BANK | F | 41885 | 0 |
ALCON SA | 28-Apr-2020 | CH0432492467 | 06-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | H01301128 | BJ5JVG7 BJT1GR5 BJXBP41 BK8Y5Z3 | RE-ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: D. KEITH GROSSMAN | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 41885 | 19-9952 | 2XX | U.S. BANK | F | 41885 | 0 |
ALCON SA | 28-Apr-2020 | CH0432492467 | 06-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | H01301128 | BJ5JVG7 BJT1GR5 BJXBP41 BK8Y5Z3 | RE-ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: KAREN MAY | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 41885 | 19-9952 | 2XX | U.S. BANK | F | 41885 | 0 |
ALCON SA | 28-Apr-2020 | CH0432492467 | 06-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | H01301128 | BJ5JVG7 BJT1GR5 BJXBP41 BK8Y5Z3 | RE-ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: INES POSCHEL | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 41885 | 19-9952 | 2XX | U.S. BANK | F | 41885 | 0 |
ALCON SA | 28-Apr-2020 | CH0432492467 | 06-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | H01301128 | BJ5JVG7 BJT1GR5 BJXBP41 BK8Y5Z3 | RE-ELECTION OF THE INDEPENDENT REPRESENTATIVE: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF HARTMANN DREYER ATTORNEYS-AT-LAW, P.O. BOX 736, 1701 FRIBOURG, SWITZERLAND, AS INDEPENDENT REPRESENTATIVE FOR A TERM OF OFFICE OF ONE YEAR EXTENDING UNTIL COMPLETION OF THE 2021 ANNUAL GENERAL MEETING | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 41885 | 19-9952 | 2XX | U.S. BANK | F | 41885 | 0 |
ALCON SA | 28-Apr-2020 | CH0432492467 | 06-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | H01301128 | BJ5JVG7 BJT1GR5 BJXBP41 BK8Y5Z3 | RE-ELECTION OF THE STATUTORY AUDITORS: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF PRICEWATERHOUSECOOPERS SA, GENEVA, AS STATUTORY AUDITORS FOR THE 2020 FINANCIAL YEAR | Management Proposal | F,N,A | 19-9952 | 27-Apr-2020 | 41885 | 19-9952 | 2XX | U.S. BANK | F | 41885 | 0 |
ALCON SA | 28-Apr-2020 | CH0432492467 | 06-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | H01301128 | BJ5JVG7 BJT1GR5 BJXBP41 BK8Y5Z3 | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU | Please reference meeting materials. | 19-9952 | 27-Apr-2020 | 41885 | 19-9952 | 2XX | U.S. BANK | M | 41885 | 0 | |
ALCON SA | 28-Apr-2020 | CH0432492467 | 06-May-2020 | 27-Apr-2020 | 27-Apr-2020 | Annual General Meeting | H01301128 | BJ5JVG7 BJT1GR5 BJXBP41 BK8Y5Z3 | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Please reference meeting materials. | 19-9952 | 27-Apr-2020 | 41885 | 19-9952 | 2XX | U.S. BANK | M | 41885 | 0 | |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO RECEIVE AND ADOPT THE 2019 ANNUAL REPORT | Management Proposal | F,N,A | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | F | 99994 | 0 |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION | Management Proposal | F,N,A | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | F | 99994 | 0 |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO APPROVE THE REMUNERATION POLICY | Management Proposal | F,N,A | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | F | 99994 | 0 |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO ELECT SIR JONATHAN SYMONDS AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | F | 99994 | 0 |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO ELECT CHARLES BANCROFT AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | F | 99994 | 0 |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO RE-ELECT EMMA WALMSLEY AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | F | 99994 | 0 |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO RE-ELECT VINDI BANGA AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | F | 99994 | 0 |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO RE-ELECT DR HAL BARRON AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | F | 99994 | 0 |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO RE-ELECT DR VIVIENNE COX AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | F | 99994 | 0 |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | F | 99994 | 0 |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO RE-ELECT DR LAURIE GLIMCHER AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | F | 99994 | 0 |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO RE-ELECT DR JESSE GOODMAN AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | F | 99994 | 0 |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO RE-ELECT JUDY LEWENT AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | F | 99994 | 0 |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO RE-ELECT LAIN MACKAY AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | F | 99994 | 0 |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO RE-ELECT URS ROHNER AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | F | 99994 | 0 |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO RE-APPOINT THE AUDITOR: DELOITTE LLP | Management Proposal | F,N,A | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | F | 99994 | 0 |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO DETERMINE REMUNERATION OF THE AUDITOR | Management Proposal | F,N,A | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | F | 99994 | 0 |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE | Management Proposal | F,N,A | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | F | 99994 | 0 |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO AUTHORISE ALLOTMENT OF SHARES | Management Proposal | F,N,A | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | F | 99994 | 0 |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO DISAPPLY PRE-EMPTION RIGHTS - GENERAL POWER | Management Proposal | F,N,A | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | N | 99994 | 0 |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO DISAPPLY PRE-EMPTION RIGHTS - IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management Proposal | F,N,A | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | N | 99994 | 0 |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management Proposal | F,N,A | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | F | 99994 | 0 |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR | Management Proposal | F,N,A | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | F | 99994 | 0 |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM | Management Proposal | F,N,A | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | F | 99994 | 0 |
GLAXOSMITHKLINE PLC | 04-May-2020 | GB0009252882 | 06-May-2020 | 28-Apr-2020 | 24-Mar-2020 | Annual General Meeting | G3910J112 | 0925288 4907657 BRTM7S2 | 25 MAR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION 16. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Please reference meeting materials. | 19-9952 | 28-Apr-2020 | 99994 | 19-9952 | 2XX | U.S. BANK | M | 99994 | 0 | |
MELROSE INDUSTRIES PLC | 05-May-2020 | GB00BZ1G4322 | 07-May-2020 | 29-Apr-2020 | 06-Apr-2020 | Annual General Meeting | G5973J178 | BF02F38 BKT5ZR7 BYYCFK4 BYZGNY5 BZ1G432 | TO RECEIVE THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TOGETHER WITH THE REPORTS THEREON | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 765913 | 19-9952 | 2XX | U.S. BANK | F | 765913 | 0 |
MELROSE INDUSTRIES PLC | 05-May-2020 | GB00BZ1G4322 | 07-May-2020 | 29-Apr-2020 | 06-Apr-2020 | Annual General Meeting | G5973J178 | BF02F38 BKT5ZR7 BYYCFK4 BYZGNY5 BZ1G432 | TO APPROVE THE 2020 DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 765913 | 19-9952 | 2XX | U.S. BANK | F | 765913 | 0 |
MELROSE INDUSTRIES PLC | 05-May-2020 | GB00BZ1G4322 | 07-May-2020 | 29-Apr-2020 | 06-Apr-2020 | Annual General Meeting | G5973J178 | BF02F38 BKT5ZR7 BYYCFK4 BYZGNY5 BZ1G432 | TO APPROVE THE 2020 DIRECTORS REMUNERATION POLICY | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 765913 | 19-9952 | 2XX | U.S. BANK | F | 765913 | 0 |
MELROSE INDUSTRIES PLC | 05-May-2020 | GB00BZ1G4322 | 07-May-2020 | 29-Apr-2020 | 06-Apr-2020 | Annual General Meeting | G5973J178 | BF02F38 BKT5ZR7 BYYCFK4 BYZGNY5 BZ1G432 | TO DECLARE A FINAL DIVIDEND | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 765913 | 19-9952 | 2XX | U.S. BANK | F | 765913 | 0 |
MELROSE INDUSTRIES PLC | 05-May-2020 | GB00BZ1G4322 | 07-May-2020 | 29-Apr-2020 | 06-Apr-2020 | Annual General Meeting | G5973J178 | BF02F38 BKT5ZR7 BYYCFK4 BYZGNY5 BZ1G432 | TO RE-ELECT CHRISTOPHER MILLER AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 765913 | 19-9952 | 2XX | U.S. BANK | F | 765913 | 0 |
MELROSE INDUSTRIES PLC | 05-May-2020 | GB00BZ1G4322 | 07-May-2020 | 29-Apr-2020 | 06-Apr-2020 | Annual General Meeting | G5973J178 | BF02F38 BKT5ZR7 BYYCFK4 BYZGNY5 BZ1G432 | TO RE-ELECT DAVID ROPER AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 765913 | 19-9952 | 2XX | U.S. BANK | F | 765913 | 0 |
MELROSE INDUSTRIES PLC | 05-May-2020 | GB00BZ1G4322 | 07-May-2020 | 29-Apr-2020 | 06-Apr-2020 | Annual General Meeting | G5973J178 | BF02F38 BKT5ZR7 BYYCFK4 BYZGNY5 BZ1G432 | TO RE-ELECT SIMON PECKHAM AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 765913 | 19-9952 | 2XX | U.S. BANK | F | 765913 | 0 |
MELROSE INDUSTRIES PLC | 05-May-2020 | GB00BZ1G4322 | 07-May-2020 | 29-Apr-2020 | 06-Apr-2020 | Annual General Meeting | G5973J178 | BF02F38 BKT5ZR7 BYYCFK4 BYZGNY5 BZ1G432 | TO RE-ELECT GEOFFREY MARTIN AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 765913 | 19-9952 | 2XX | U.S. BANK | F | 765913 | 0 |
MELROSE INDUSTRIES PLC | 05-May-2020 | GB00BZ1G4322 | 07-May-2020 | 29-Apr-2020 | 06-Apr-2020 | Annual General Meeting | G5973J178 | BF02F38 BKT5ZR7 BYYCFK4 BYZGNY5 BZ1G432 | TO RE-ELECT JUSTIN DOWLEY AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 765913 | 19-9952 | 2XX | U.S. BANK | F | 765913 | 0 |
MELROSE INDUSTRIES PLC | 05-May-2020 | GB00BZ1G4322 | 07-May-2020 | 29-Apr-2020 | 06-Apr-2020 | Annual General Meeting | G5973J178 | BF02F38 BKT5ZR7 BYYCFK4 BYZGNY5 BZ1G432 | TO RE-ELECT LIZ HEWITT AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 765913 | 19-9952 | 2XX | U.S. BANK | F | 765913 | 0 |
MELROSE INDUSTRIES PLC | 05-May-2020 | GB00BZ1G4322 | 07-May-2020 | 29-Apr-2020 | 06-Apr-2020 | Annual General Meeting | G5973J178 | BF02F38 BKT5ZR7 BYYCFK4 BYZGNY5 BZ1G432 | TO RE-ELECT DAVID LIS AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 765913 | 19-9952 | 2XX | U.S. BANK | F | 765913 | 0 |
MELROSE INDUSTRIES PLC | 05-May-2020 | GB00BZ1G4322 | 07-May-2020 | 29-Apr-2020 | 06-Apr-2020 | Annual General Meeting | G5973J178 | BF02F38 BKT5ZR7 BYYCFK4 BYZGNY5 BZ1G432 | TO RE-ELECT ARCHIE G. KANE AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 765913 | 19-9952 | 2XX | U.S. BANK | F | 765913 | 0 |
MELROSE INDUSTRIES PLC | 05-May-2020 | GB00BZ1G4322 | 07-May-2020 | 29-Apr-2020 | 06-Apr-2020 | Annual General Meeting | G5973J178 | BF02F38 BKT5ZR7 BYYCFK4 BYZGNY5 BZ1G432 | TO RE-ELECT CHARLOTTE TWYNING AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 765913 | 19-9952 | 2XX | U.S. BANK | F | 765913 | 0 |
MELROSE INDUSTRIES PLC | 05-May-2020 | GB00BZ1G4322 | 07-May-2020 | 29-Apr-2020 | 06-Apr-2020 | Annual General Meeting | G5973J178 | BF02F38 BKT5ZR7 BYYCFK4 BYZGNY5 BZ1G432 | TO ELECT FUNMI ADEGOKE AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 765913 | 19-9952 | 2XX | U.S. BANK | F | 765913 | 0 |
MELROSE INDUSTRIES PLC | 05-May-2020 | GB00BZ1G4322 | 07-May-2020 | 29-Apr-2020 | 06-Apr-2020 | Annual General Meeting | G5973J178 | BF02F38 BKT5ZR7 BYYCFK4 BYZGNY5 BZ1G432 | TO RE-APPOINT DELOITTE LLP AS AUDITOR | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 765913 | 19-9952 | 2XX | U.S. BANK | F | 765913 | 0 |
MELROSE INDUSTRIES PLC | 05-May-2020 | GB00BZ1G4322 | 07-May-2020 | 29-Apr-2020 | 06-Apr-2020 | Annual General Meeting | G5973J178 | BF02F38 BKT5ZR7 BYYCFK4 BYZGNY5 BZ1G432 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS REMUNERATION | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 765913 | 19-9952 | 2XX | U.S. BANK | F | 765913 | 0 |
MELROSE INDUSTRIES PLC | 05-May-2020 | GB00BZ1G4322 | 07-May-2020 | 29-Apr-2020 | 06-Apr-2020 | Annual General Meeting | G5973J178 | BF02F38 BKT5ZR7 BYYCFK4 BYZGNY5 BZ1G432 | TO RENEW THE AUTHORITY GIVEN TO DIRECTORS TO ALLOT SHARES | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 765913 | 19-9952 | 2XX | U.S. BANK | F | 765913 | 0 |
MELROSE INDUSTRIES PLC | 05-May-2020 | GB00BZ1G4322 | 07-May-2020 | 29-Apr-2020 | 06-Apr-2020 | Annual General Meeting | G5973J178 | BF02F38 BKT5ZR7 BYYCFK4 BYZGNY5 BZ1G432 | TO GIVE THE DIRECTORS AUTHORITY TO ALLOT EQUITY SECURITIES WITHOUT APPLICATION OF PRE-EMPTION RIGHTS | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 765913 | 19-9952 | 2XX | U.S. BANK | F | 765913 | 0 |
MELROSE INDUSTRIES PLC | 05-May-2020 | GB00BZ1G4322 | 07-May-2020 | 29-Apr-2020 | 06-Apr-2020 | Annual General Meeting | G5973J178 | BF02F38 BKT5ZR7 BYYCFK4 BYZGNY5 BZ1G432 | TO GIVE THE DIRECTORS AUTHORITY TO ALLOT EQUITY SECURITIES FOR THE PURPOSE OF FINANCING AN ACQUISITION OR OTHER CAPITAL INVESTMENT WITHOUT APPLICATION OF PRE-EMPTION RIGHTS | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 765913 | 19-9952 | 2XX | U.S. BANK | F | 765913 | 0 |
MELROSE INDUSTRIES PLC | 05-May-2020 | GB00BZ1G4322 | 07-May-2020 | 29-Apr-2020 | 06-Apr-2020 | Annual General Meeting | G5973J178 | BF02F38 BKT5ZR7 BYYCFK4 BYZGNY5 BZ1G432 | TO AUTHORISE MARKET PURCHASES OF SHARES | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 765913 | 19-9952 | 2XX | U.S. BANK | F | 765913 | 0 |
MELROSE INDUSTRIES PLC | 05-May-2020 | GB00BZ1G4322 | 07-May-2020 | 29-Apr-2020 | 06-Apr-2020 | Annual General Meeting | G5973J178 | BF02F38 BKT5ZR7 BYYCFK4 BYZGNY5 BZ1G432 | TO APPROVE THE CALLING OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 765913 | 19-9952 | 2XX | U.S. BANK | F | 765913 | 0 |
ENI S.P.A. | 05-May-2020 | IT0003132476 | 13-May-2020 | 01-May-2020 | 04-May-2020 | MIX | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 BFNKR66 | ENI S.P.A. BALANCE SHEET AS OF 31 DECEMBER 2019. RESOLUTIONS RELATED THERETO. CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2019. DIRECTORS, INTERNAL AND EXTERNAL AUDITORS REPORTS | Management Proposal | F,N,A | 19-9952 | 01-May-2020 | 51023 | 19-9952 | 2XX | U.S. BANK | F | 51023 | 0 |
ENI S.P.A. | 05-May-2020 | IT0003132476 | 13-May-2020 | 01-May-2020 | 04-May-2020 | MIX | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 BFNKR66 | NET PROFIT ALLOCATION | Management Proposal | F,N,A | 19-9952 | 01-May-2020 | 51023 | 19-9952 | 2XX | U.S. BANK | F | 51023 | 0 |
ENI S.P.A. | 05-May-2020 | IT0003132476 | 13-May-2020 | 01-May-2020 | 04-May-2020 | MIX | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 BFNKR66 | TO STATE BOARD OF DIRECTORS' MEMBERS NUMBER | Management Proposal | F,N,A | 19-9952 | 01-May-2020 | 51023 | 19-9952 | 2XX | U.S. BANK | F | 51023 | 0 |
ENI S.P.A. | 05-May-2020 | IT0003132476 | 13-May-2020 | 01-May-2020 | 04-May-2020 | MIX | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 BFNKR66 | TO STATE THE BOARD OF DIRECTORS' TERM OF OFFICE | Management Proposal | F,N,A | 19-9952 | 01-May-2020 | 51023 | 19-9952 | 2XX | U.S. BANK | F | 51023 | 0 |
ENI S.P.A. | 05-May-2020 | IT0003132476 | 13-May-2020 | 01-May-2020 | 04-May-2020 | MIX | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 BFNKR66 | TO APPOINT THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management Proposal | F,N,A | 19-9952 | 01-May-2020 | 51023 | 19-9952 | 2XX | U.S. BANK | F | 51023 | 0 |
ENI S.P.A. | 05-May-2020 | IT0003132476 | 13-May-2020 | 01-May-2020 | 04-May-2020 | MIX | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 BFNKR66 | TO STATE THE CHAIRMAN AND BOARD OF DIRECTORS MEMBERS' EMOLUMENTS | Management Proposal | F,N,A | 19-9952 | 01-May-2020 | 51023 | 19-9952 | 2XX | U.S. BANK | F | 51023 | 0 |
ENI S.P.A. | 05-May-2020 | IT0003132476 | 13-May-2020 | 01-May-2020 | 04-May-2020 | MIX | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 BFNKR66 | TO APPOINT INTERNAL AUDITORS' CHAIRMAN | Management Proposal | F,N,A | 19-9952 | 01-May-2020 | 51023 | 19-9952 | 2XX | U.S. BANK | F | 51023 | 0 |
ENI S.P.A. | 05-May-2020 | IT0003132476 | 13-May-2020 | 01-May-2020 | 04-May-2020 | MIX | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 BFNKR66 | TO STATE THE CHAIRMAN AND INTERNAL AUDITORS' EMOLUMENTS | Management Proposal | F,N,A | 19-9952 | 01-May-2020 | 51023 | 19-9952 | 2XX | U.S. BANK | F | 51023 | 0 |
ENI S.P.A. | 05-May-2020 | IT0003132476 | 13-May-2020 | 01-May-2020 | 04-May-2020 | MIX | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 BFNKR66 | LONG-TERM 2020 - 2022 INCENTIVE PLAN AND DISPOSAL OF OWN SHARES TO SERVICE THE PLAN | Management Proposal | F,N,A | 19-9952 | 01-May-2020 | 51023 | 19-9952 | 2XX | U.S. BANK | F | 51023 | 0 |
ENI S.P.A. | 05-May-2020 | IT0003132476 | 13-May-2020 | 01-May-2020 | 04-May-2020 | MIX | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 BFNKR66 | REMUNERATION POLICY AND EMOLUMENTS PAID REPORT (I SECTION): REMUNERATION POLICY | Management Proposal | F,N,A | 19-9952 | 01-May-2020 | 51023 | 19-9952 | 2XX | U.S. BANK | F | 51023 | 0 |
ENI S.P.A. | 05-May-2020 | IT0003132476 | 13-May-2020 | 01-May-2020 | 04-May-2020 | MIX | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 BFNKR66 | REMUNERATION POLICY AND EMOLUMENTS PAID REPORT (II SECTION): EMOLUMENTS PAID | Management Proposal | F,N,A | 19-9952 | 01-May-2020 | 51023 | 19-9952 | 2XX | U.S. BANK | F | 51023 | 0 |
ENI S.P.A. | 05-May-2020 | IT0003132476 | 13-May-2020 | 01-May-2020 | 04-May-2020 | MIX | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 BFNKR66 | CANCELLATION OF OWN SHARES IN PORTFOLIO, WITHOUT THE REDUCTION OF SHARE CAPITAL AND SUBSEQUENT AMENDMENT OF ART. 5.1 OF THE COMPANY BYLAWS (SHARE CAPITAL); RESOLUTIONS RELATED THERETO | Management Proposal | F,N,A | 19-9952 | 01-May-2020 | 51023 | 19-9952 | 2XX | U.S. BANK | F | 51023 | 0 |
ENI S.P.A. | 05-May-2020 | IT0003132476 | 13-May-2020 | 01-May-2020 | 04-May-2020 | MIX | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 BFNKR66 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE INTERNAL AUDITORS: LIST PRESENTED BY LIST PRESENTED BY 'MEF' (MINISTRY OF ECONOMY AND FINANCE), REPRESENTING 30.1PCT OF THE STOCK CAPITAL EFFECTIVE AUDITORS: MARCO SERACINI, MARIO NOTARI, GIOVANNA CERIBELLI, ALTERNATE AUDITORS: ROBERTO MAGLIO, MONICA VECCHIATI | Shareholder Proposal | F,N,A | 19-9952 | 01-May-2020 | 51023 | 19-9952 | 2XX | U.S. BANK | F | 51023 | 0 |
ENI S.P.A. | 05-May-2020 | IT0003132476 | 13-May-2020 | 01-May-2020 | 04-May-2020 | MIX | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 BFNKR66 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE INTERNAL AUDITORS: LIST PRESENTED BY ABERDEEN STANDARD IVESTMENTS MANAGING OF THE FUND REASSURE LIMITED; ALLIANZ AZIONI ITALIA ALL STARS; ALLIANZ GLOBAL INVESTORS FUND MANAGING OF THE FUNDS: ALLIANZ EUROPEAN EQUITY DIVIDEND; SDV ALLIANZ VGL FONDS - AGI SYSPRO VALUE EUROPE; AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING OF THE FUNDS: AMUNDI DIVIDENDO ITALIA, AMUNDI RISPARMIO ITALIA, AMUNDI SVILUPPO ITALIA, AMUNDI OBIETTIVO RISPARMIO 2022 QUATTRO, AMUNDI OBIETTIVO RISPARMIO 2022 TRE, AMUNDI OBIETTIVO RISPARMIO 2022 DUE, AMUNDI OBIETTIVO RISPARMIO 2022, SECONDA PENSIONE GARANTITA ESG, BAMUNDI OBIETTIVO CRESCITA 2022, AMUNDI OBIETTIVO CRESCITA 2022 DUE, AMUNDI BILANCIATO EURO, AMUNDI ESG SELECTION TOP, AMUNDI ESG SELECTION CLASSIC, AMUNDI CEDOLA 2021,AMUNDI DISTRIBUZIONE ATTIVA, AMUNDI ESG SELECTION PLUS, SECONDA PENSIONE PRUDENTE ESG, AMUNDI OBBLIGAZIONARIO PIU A DISTRIBUZIONE, SECONDA PENSIONE BILANCIATA ESG, SECONDA PENSIONE SVILUPPO ESG, SECONDA PENSIONE ESPANSIONE ESG, AMUNDI VALORE ITALIA PIR, AMUNDI ACCUMULAZIONE ITALIA PIR 2023, AMUNDI LUXEMBOURG S.A. COMPARTI: AMUNDI FUNDS GLOBAL EQUITY SUSTAINABLE INCOME, AMUNDI FUNDS EUROPEAN EQUITY SUSTAINABLE INCOME; ANIMA SGR S.P.A. MANAGING OF THE FUNDS: ANIMA VISCONTEO, ANIMA ITALIA, ANIMA GEO ITALIA, ANIMA CRESCITA ITALIA, ANIMA SFORZESCO; ARCA FONDI SGR S.P.A. MANAGING OF THE FUNDS: FONDO ARCA AZIONI ITALIA, FONDO ARCA ECONOMIA REALE BILANCIATO ITALIA 55; BANCOPOSTA FONDI S.P.A. SGR MANAGING OF THE FUNDS: BANCOPOSTA AZIONARIO FLESSIBILE, BANCOPOSTA ORIZZONTE REDDITO, POSTE INVESTO SOSTENIBILE, BANCOPOSTA AZIONARIO EURO, BANCOPOSTA GLOBAL EQUITY LTE; EPSILON SGR S.P.A MANAGING OF THE FUND EPSILON QVALUE; EURIZON INVESTMENT SICAV SECTIONS: EURO EQUITY INSURANCE CAPITAL LIGHT, FLEXIBLE EQUITY STRATEGY 2; EURIZON CAPITAL S.A. MANAGING OF THE FUND EURIZON FUND SECTIONS: AZIONI STRATEGIA FLESSIBILE, ITALIAN EQUITY OPPORTUNITIES, EQUITY EUROPE LTE, EQUITY EURO LTE, EQUITY ITALY SMART VOLATILITY, CONSERVATIVE ALLOCATION, ACTIVE ALLOCATION, FLEXIBLE EUROPE STRATEGY, EQUITY MARKET NEUTRAL; EURIZON CAPITAL SGR S.P.A. MANAGING OF THE FUND: EURIZON MULTIASSET STRATEGIA FLESSIBILE GIUGNO 2023, EURIZON MULTIASSET REDDITO OTTOBRE 2022, EURIZON MULTIASSET REDDITO DICEMBRE 2022, EURIZON CEDOLA ATTIVA TOP LUGLIO 2021, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2021, EURIZON CEDOLA ATTIVA TOP DICEMBRE 2021, EURIZON MULTIASSET REDDITO DICEMBRE 2019, EURIZON CEDOLA ATTIVA TOP MAGGIO 2021, EURIZON MULTIASSET REDDITO APRILE 2021, EURIZON CEDOLA ATTIVA TOP APRILE 2022, EURIZON MULTIASSET REDDITO NOVEMBRE 2020, EURIZON CEDOLA ATTIVA TOP MAGGIO 2020, EURIZON DEFENSIVE TOP SELECTION MARZO 2025, EURIZON MULTIASSET VALUTARIO MARZO 2025, EURIZON CEDOLA ATTIVA TOP NOVEMBRE 2022, EURIZON MULTIASSET REDDITO LUGLIO 2023, EURIZON MULTIASSET REDDITO LUGLIO 2022, EURIZON PROGETTO ITALIA 70, EURIZON TOP SELECTION DICEMBRE 2022, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2020, EURIZON TOP SELECTION GENNAIO 2023, EURIZON CEDOLA ATTIVA TOP GIUGNO 2020, EURIZON CEDOLA ATTIVA TOP LUGLIO 2020, EURIZON MULTIASSET REDDITO MARZO 2023, EURIZON CEDOLA ATTIVA TOP APRILE 2021, EURIZON CEDOLA ATTIVA TOP DICEMBRE 2020, EURIZON MULTIASSET REDDITO MARZO 2022, EURIZON CEDOLA ATTIVA TOP APRILE 2023, EURIZON MULTIASSET REDDITO APRILE 2020, EURIZON MULTIASSET REDDITO MAGGIO 2021, EURIZON CEDOLA ATTIVA TOP MAGGIO 2023, EURIZON MULTIASSET STRATEGIA FLESSIBILE MAGGIO 2023, EURIZON CEDOLA ATTIVA TOP GIUGNO 2023, EURIZON HIGH INCOME DICEMBRE 2021, EURIZON DISCIPLINA ATTIVA DICEMBRE 2022, EURIZON AZIONI ITALIA, EURIZON DISCIPLINA ATTIVA DICEMBRE 2021, EURIZON MULTIASSET REDDITO MAGGIO 2020, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2023, EURIZON MULTIASSET REDDITO OTTOBRE 2021, EURIZON CEDOLA ATTIVA TOP MAGGIO 2022, EURIZON TOP STAR - APRILE 2023, EURIZON MULTIASSET REDDITO GIUGNO 2020, EURIZON MULTIASSET REDDITO GIUGNO 2021, EURIZON CEDOLA ATTIVA TOP GIUGNO 2022, EURIZON DISCIPLINA ATTIVA OTTOBRE 2021, EURIZON MULTIASSET STRATEGIA FLESSIBILE OTTOBRE 2023, EURIZON TOP SELECTION MARZO 2023, EURIZON MULTIASSET REDDITO DICEMBRE 2021, EURIZON INCOME MULTISTRATEGY MARZO 2022, EURIZON TOP SELECTION MAGGIO 2023, EURIZON TOP SELECTION LUGLIO 2023, EURIZON TRAGUARDO 40 FEBBRAIO 2022, EURIZON DISCIPLINA ATTIVA MAGGIO 2022, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2022, EURIZON MULTIASSET REDDITO OTTOBRE 2020, EURIZON DEFENSIVE TOP SELECTION LUGLIO 2023, EURIZON MULTIASSET REDDITO MAGGIO 2022, EURIZON DISCIPLINA ATTIVA MARZO 2022, EURIZON OPPORTUNITY SELECT LUGLIO 2023, EURIZON PIR ITALIA AZIONI, EURIZON DISCIPLINA ATTIVA LUGLIO 2022, EURIZON DISCIPLINA ATTIVA SETTEMBRE 2022, EURIZON PROGETTO ITALIA 40, EURIZON MULTIASSET REDDITO MAGGIO 2023, EURIZON DEFENSIVE TOP SELECTION DICEMBRE 2023, EURIZON MULTIASSET VALUTARIO DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE DICEMBRE 2023, EURIZON TOP SELECTION CRESCITA DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE MARZO 2024, EURIZON TOP SELECTION EQUILIBRIO MARZO 2024, EURIZON TOP SELECTION CRESCITA MARZO 2024, EURIZON MULTIASSET VALUTARIO MARZO 2024,- EURIZON DEFENSIVE TOP SELECTION MARZO 2024, EURIZON TOP SELECTION SETTEMBRE 2023, EURIZON MULTIASSET REDDITO OTTOBRE 2023, EURIZON MULTIASSET VALUTARIO OTTOBRE 2023, EURIZON DEFENSIVE TOP SELECTION OTTOBRE 2023, EURIZON TOP SELECTION DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE MAGGIO 2024, EURIZON TOP SELECTION EQUILIBRIO MAGGIO 2024, EURIZON TOP SELECTION CRESCITA MAGGIO 2024, EURIZON DISCIPLINA GLOBALE MARZO 2024, EURIZON DEFENSIVE TOP SELECTION MAGGIO 2024, EURIZON MULTIASSET VALUTARIO MAGGIO 2024, EURIZON DISCIPLINA GLOBALE MAGGIO 2024, EURIZON TOP SELECTION PRUDENTE GIUGNO 2024, EURIZON TOP SELECTION EQUILIBRIO GIUGNO 2024, EURIZON TOP SELECTION CRESCITA GIUGNO 2024, EURIZON DEFENSIVE TOP SELECTION LUGLIO 2024, EURIZON MULTIASSET VALUTARIO LUGLIO 2024, EURIZON TOP SELECTION CRESCITA SETTEMBRE 2024, EURIZON DEFENSIVE TOP SELECTION OTTOBRE 2024, EURIZON TOP SELECTION PRUDENTE SETTEMBRE 2024, EURIZON TOP SELECTION EQUILIBRIO SETTEMBRE 2024, EURIZON TOP SELECTION PRUDENTE DICEMBRE 2024, EURIZON TOP SELECTION EQUILIBRIO DICEMBRE 2024, EURIZON TOP SELECTION CRESCITA DICEMBRE 2024, EURIZON MULTIASSET VALUTARIO OTTOBRE 2024, EURIZON INCOME STRATEGY OTTOBRE 2024, EURIZON TOP SELECTION PRUDENTE MARZO 2025, EURIZON TOP SELECTION EQUILIBRIO MARZO 2025, EURIZON TOP SELECTION CRESCITA MARZO 2025, EURIZON DEFENSIVE TOP SELECTION DICEMBRE 2024, EURIZON MULTIASSET VALUTARIO DICEMBRE 2024; FIDELITY FUNDS - SICAV; FIDEURAM ASSET MANAGEMENT IRELAND MANAGING OF THE FUND FONDITALIA EQUITY ITALY; FIDEURAM INVESTIMENTI SGR S.P.A. MANAGING OF THE FUNDS: FIDEURAM ITALIA, PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 30, PIANO BILANCIATO ITALIA 50; INTERFUND SICAV - INTERFUND EQUITY ITALY; GENERALI INSURANCE ASSET MANAGEMENT S.P.A. SGR MANAGING OF THE FUND GENERLAI REVENUS; GENERALI INVESTMENTS LUXEMBOURG S.A. MANAGING OF THE FUND GENERALI INVESTMENT SICAV, GENERALI DIVERSIFICATION, GSMART PIR EVOLUZ ITALIA, GSMART PIR VALORE ITALIA, GENERALI MULTIPORTFOLIO SOLUTIONS SICAV; GENERALI INVESTMENTS PARTNERS S.P.A. SGR MANAGING OF THE FUND GIE ALLEANZA OBBLIGAZIONARIO; KAIROS PARTNERS SGR S.P.A. IN QUALITY OF MANAGEMENT COMPANY DI KAIROS INTERNATIONAL SICAV SECTIONS ITALIA, TARGET ITALY ALPHA, EUROPAESG; LEGAL & GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED; MEDIOLANUM GESTIONE FONDI SGR S.P.A. MANAGING OF THE FUND MEDIOLANUM FLESSIBILE FUTURO ITALIA; MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY; PRAMERICA SICAV SECTIONS: ITALIAN EQUITY, EURO EQUITY, SOCIAL 4 FUTURE & ABSOLUTE RETURN, REPRESENTING TOGETHER 1.34211PCT OF THE STOCK CAPITAL EFFECTIVE AUDITORS: ROSALBA CASIRAGHI , ENRICO MARIA BIGNAMI, ALTERNATE AUDITOR: CLAUDIA MEZZABOTTA | Shareholder Proposal | F,N,A | 19-9952 | 01-May-2020 | 51023 | 19-9952 | 2XX | U.S. BANK | A | 51023 | 0 |
ENI S.P.A. | 05-May-2020 | IT0003132476 | 13-May-2020 | 01-May-2020 | 04-May-2020 | MIX | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 BFNKR66 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS: LIST PRESENTED BY 'MEF' (MINISTRY OF ECONOMY AND FINANCE), REPRESENTING 30.1PCT OF THE STOCK CAPITAL: LUCIA CALVOSA, CLAUDIO DESCALZI, FILIPPO GIANSANTE, ADA LUCIA DE CESARIS, NATHALIE TOCCI, EMANUELE PICCINNO | GPS S/H Director | F,N,A | 19-9952 | 01-May-2020 | 51023 | 19-9952 | 2XX | U.S. BANK | F | 51023 | 0 |
ENI S.P.A. | 05-May-2020 | IT0003132476 | 13-May-2020 | 01-May-2020 | 04-May-2020 | MIX | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 BFNKR66 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS: LIST PRESENTED BY ABERDEEN STANDARD INVESTMENTS MANAGING OF THE FUND REASSURE LIMITED; ALLIANZ AZIONI ITALIA ALL STARS; ALLIANZ GLOBAL INVESTORS FUND MANAGING OF THE FUNDS: ALLIANZ EUROPEAN EQUITY DIVIDEND; SD ALLIANZ VAL FUNDS - AGE SPIRO VALUE EUROPE; AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING OF THE FUNDS: AMUNDI DIVIDEND ITALIA, AMUNDI RISPARMIO ITALIA, AMUNDI SVILUPPO ITALIA, AMUNDI OBIETTIVO RISPARMIO 2022 QUATTRO, AMUNDI OBIETTIVO RISPARMIO 2022 TRE, AMUNDI OBIETTIVO RISPARMIO 2022 DUE, AMUNDI OBIETTIVO RISPARMIO 2022, SECONDA PENSIONE GARANTITA ESG, BAMUNDI OBIETTIVO CRESCITA 2022, AMUNDI OBIETTIVO CRESCITA 2022 DUE, AMUNDI BILANCIATO EURO, AMUNDI ESG SELECTION TOP, AMUNDI ESG SELECTION CLASSIC, AMUNDI CEDOLA 2021,AMUNDI DISTRIBUZIONE ATTIVA, AMUNDI ESG SELECTION PLUS, SECONDA PENSIONE PRUDENTE ESG, AMUNDI OBBLIGAZIONARIO PIU A DISTRIBUZIONE, SECONDA PENSIONE BILANCIATA ESG, SECONDA PENSIONE SVILUPPO ESG, SECONDA PENSIONE ESPANSIONE ESG, AMUNDI VALORE ITALIA PIR, AMUNDI ACCUMULAZIONE ITALIA PIR 2023, AMUNDI LUXEMBOURG S.A. COMPARTI: AMUNDI FUNDS GLOBAL EQUITY SUSTAINABLE INCOME, AMUNDI FUNDS EUROPEAN EQUITY SUSTAINABLE INCOME; ANIMA SGR S.P.A. MANAGING OF THE FUNDS: ANIMA VISCONTEO, ANIMA ITALIA, ANIMA GEO ITALIA, ANIMA CRESCITA ITALIA, ANIMA SFORZESCO; ARCA FONDI SGR S.P.A. MANAGING OF THE FUNDS: FONDO ARCA AZIONI ITALIA, FONDO ARCA ECONOMIA REALE BILANCIATO ITALIA 55; BANCOPOSTA FONDI S.P.A. SGR MANAGING OF THE FUNDS: BANCOPOSTA AZIONARIO FLESSIBILE, BANCOPOSTA ORIZZONTE REDDITO, POSTE INVESTO SOSTENIBILE, BANCOPOSTA AZIONARIO EURO, BANCOPOSTA GLOBAL EQUITY LTE; EPSILON SGR S.P.A MANAGING OF THE FUND EPSILON QVALUE; EURIZON INVESTMENT SICAV SECTIONS: EURO EQUITY INSURANCE CAPITAL LIGHT, FLEXIBLE EQUITY STRATEGY 2; EURIZON CAPITAL S.A. MANAGING OF THE FUND EURIZON FUND SECTIONS: AZIONI STRATEGIA FLESSIBILE, ITALIAN EQUITY OPPORTUNITIES, EQUITY EUROPE LTE, EQUITY EURO LTE, EQUITY ITALY SMART VOLATILITY, CONSERVATIVE ALLOCATION, ACTIVE ALLOCATION, FLEXIBLE EUROPE STRATEGY, EQUITY MARKET NEUTRAL; EURIZON CAPITAL SGR S.P.A. MANAGING OF THE FUND: EURIZON MULTIASSET STRATEGIA FLESSIBILE GIUGNO 2023, EURIZON MULTIASSET REDDITO OTTOBRE 2022, EURIZON MULTIASSET REDDITO DICEMBRE 2022, EURIZON CEDOLA ATTIVA TOP LUGLIO 2021, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2021, EURIZON CEDOLA ATTIVA TOP DICEMBRE 2021, EURIZON MULTIASSET REDDITO DICEMBRE 2019, EURIZON CEDOLA ATTIVA TOP MAGGIO 2021, EURIZON MULTIASSET REDDITO APRILE 2021, EURIZON CEDOLA ATTIVA TOP APRILE 2022, EURIZON MULTIASSET REDDITO NOVEMBRE 2020, EURIZON CEDOLA ATTIVA TOP MAGGIO 2020, EURIZON DEFENSIVE TOP SELECTION MARZO 2025, EURIZON MULTIASSET VALUTARIO MARZO 2025, EURIZON CEDOLA ATTIVA TOP NOVEMBRE 2022, EURIZON MULTIASSET REDDITO LUGLIO 2023, EURIZON MULTIASSET REDDITO LUGLIO 2022, EURIZON PROGETTO ITALIA 70, EURIZON TOP SELECTION DICEMBRE 2022, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2020, EURIZON TOP SELECTION GENNAIO 2023, EURIZON CEDOLA ATTIVA TOP GIUGNO 2020, EURIZON CEDOLA ATTIVA TOP LUGLIO 2020, EURIZON MULTIASSET REDDITO MARZO 2023, EURIZON CEDOLA ATTIVA TOP APRILE 2021, EURIZON CEDOLA ATTIVA TOP DICEMBRE 2020, EURIZON MULTIASSET REDDITO MARZO 2022, EURIZON CEDOLA ATTIVA TOP APRILE 2023, EURIZON MULTIASSET REDDITO APRILE 2020, EURIZON MULTIASSET REDDITO MAGGIO 2021, EURIZON CEDOLA ATTIVA TOP MAGGIO 2023, EURIZON MULTIASSET STRATEGIA FLESSIBILE MAGGIO 2023, EURIZON CEDOLA ATTIVA TOP GIUGNO 2023, EURIZON HIGH INCOME DICEMBRE 2021, EURIZON DISCIPLINA ATTIVA DICEMBRE 2022, EURIZON AZIONI ITALIA, EURIZON DISCIPLINA ATTIVA DICEMBRE 2021, EURIZON MULTIASSET REDDITO MAGGIO 2020, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2023, EURIZON MULTIASSET REDDITO OTTOBRE 2021, EURIZON CEDOLA ATTIVA TOP MAGGIO 2022, EURIZON TOP STAR - APRILE 2023, EURIZON MULTIASSET REDDITO GIUGNO 2020, EURIZON MULTIASSET REDDITO GIUGNO 2021, EURIZON CEDOLA ATTIVA TOP GIUGNO 2022, EURIZON DISCIPLINA ATTIVA OTTOBRE 2021, EURIZON MULTIASSET STRATEGIA FLESSIBILE OTTOBRE 2023, EURIZON TOP SELECTION MARZO 2023, EURIZON MULTIASSET REDDITO DICEMBRE 2021, EURIZON INCOME MULTISTRATEGY MARZO 2022, EURIZON TOP SELECTION MAGGIO 2023, EURIZON TOP SELECTION LUGLIO 2023, EURIZON TRAGUARDO 40 FEBBRAIO 2022, EURIZON DISCIPLINA ATTIVA MAGGIO 2022, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2022, EURIZON MULTIASSET REDDITO OTTOBRE 2020, EURIZON DEFENSIVE TOP SELECTION LUGLIO 2023, EURIZON MULTIASSET REDDITO MAGGIO 2022, EURIZON DISCIPLINA ATTIVA MARZO 2022, EURIZON OPPORTUNITY SELECT LUGLIO 2023, EURIZON PIR ITALIA AZIONI, EURIZON DISCIPLINA ATTIVA LUGLIO 2022, EURIZON DISCIPLINA ATTIVA SETTEMBRE 2022, EURIZON PROGETTO ITALIA 40, EURIZON MULTIASSET REDDITO MAGGIO 2023, EURIZON DEFENSIVE TOP SELECTION DICEMBRE 2023, EURIZON MULTIASSET VALUTARIO DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE DICEMBRE 2023, EURIZON TOP SELECTION CRESCITA DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE MARZO 2024, EURIZON TOP SELECTION EQUILIBRIO MARZO 2024, EURIZON TOP SELECTION CRESCITA MARZO 2024, EURIZON MULTIASSET VALUTARIO MARZO 2024,- EURIZON DEFENSIVE TOP SELECTION MARZO 2024, EURIZON TOP SELECTION SETTEMBRE 2023, EURIZON MULTIASSET REDDITO OTTOBRE 2023, EURIZON MULTIASSET VALUTARIO OTTOBRE 2023, EURIZON DEFENSIVE TOP SELECTION OTTOBRE 2023, EURIZON TOP SELECTION DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE MAGGIO 2024, EURIZON TOP SELECTION EQUILIBRIO MAGGIO 2024, EURIZON TOP SELECTION CRESCITA MAGGIO 2024, EURIZON DISCIPLINA GLOBALE MARZO 2024, EURIZON DEFENSIVE TOP SELECTION MAGGIO 2024, EURIZON MULTIASSET VALUTARIO MAGGIO 2024, EURIZON DISCIPLINA GLOBALE MAGGIO 2024, EURIZON TOP SELECTION PRUDENTE GIUGNO 2024, EURIZON TOP SELECTION EQUILIBRIO GIUGNO 2024, EURIZON TOP SELECTION CRESCITA GIUGNO 2024, EURIZON DEFENSIVE TOP SELECTION LUGLIO 2024, EURIZON MULTIASSET VALUTARIO LUGLIO 2024, EURIZON TOP SELECTION CRESCITA SETTEMBRE 2024, EURIZON DEFENSIVE TOP SELECTION OTTOBRE 2024, EURIZON TOP SELECTION PRUDENTE SETTEMBRE 2024, EURIZON TOP SELECTION EQUILIBRIO SETTEMBRE 2024, EURIZON TOP SELECTION PRUDENTE DICEMBRE 2024, EURIZON TOP SELECTION EQUILIBRIO DICEMBRE 2024, EURIZON TOP SELECTION CRESCITA DICEMBRE 2024, EURIZON MULTIASSET VALUTARIO OTTOBRE 2024, EURIZON INCOME STRATEGY OTTOBRE 2024, EURIZON TOP SELECTION PRUDENTE MARZO 2025, EURIZON TOP SELECTION EQUILIBRIO MARZO 2025, EURIZON TOP SELECTION CRESCITA MARZO 2025, EURIZON DEFENSIVE TOP SELECTION DICEMBRE 2024, EURIZON MULTIASSET VALUTARIO DICEMBRE 2024; FIDELITY FUNDS - SICAV; FIDEURAM ASSET MANAGEMENT IRELAND MANAGING OF THE FUND FONDITALIA EQUITY ITALY; FIDEURAM INVESTIMENTI SGR S.P.A. MANAGING OF THE FUNDS: FIDEURAM ITALIA, PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 30, PIANO BILANCIATO ITALIA 50; INTERFUND SICAV - INTERFUND EQUITY ITALY; GENERALI INSURANCE ASSET MANAGEMENT S.P.A. SGR MANAGING OF THE FUND GENERLAI REVENUS; GENERALI INVESTMENTS LUXEMBOURG S.A. MANAGING OF THE FUND GENERALI INVESTMENT SICAV, GENERALI DIVERSIFICATION, GSMART PIR EVOLUZ ITALIA, GSMART PIR VALORE ITALIA, GENERALI MULTIPORTFOLIO SOLUTIONS SICAV; GENERALI INVESTMENTS PARTNERS S.P.A. SGR MANAGING OF THE FUND GIE ALLEANZA OBBLIGAZIONARIO; KAIROS PARTNERS SGR S.P.A. IN QUALITY OF MANAGEMENT COMPANY DI KAIROS INTERNATIONAL SICAV SECTIONS ITALIA, TARGET ITALY ALPHA, EUROPAESG; LEGAL & GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED; MEDIOLANUM GESTIONE FONDI SGR S.P.A. MANAGING OF THE FUND MEDIOLANUM FLESSIBILE FUTURO ITALIA; MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY; PRAMERICA SICAV SECTIONS: ITALIAN EQUITY, EURO EQUITY, SOCIAL 4 FUTURE & ABSOLUTE RETURN, REPRESENTING TOGETHER 1.34211PCT OF THE STOCK CAPITAL: KARINA AUDREY LITVACK, PIETRO ANGELO MARIO GUINDANI, RAPHAEL LOUIS L. VERMEIR | GPS S/H Director | F,N,A | 19-9952 | 01-May-2020 | 51023 | 19-9952 | 2XX | U.S. BANK | D | 51023 | 0 |
ENI S.P.A. | 05-May-2020 | IT0003132476 | 13-May-2020 | 01-May-2020 | 04-May-2020 | MIX | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 BFNKR66 | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. | Please reference meeting materials. | 19-9952 | 01-May-2020 | 51023 | 19-9952 | 2XX | U.S. BANK | M | 51023 | 0 | |
ENI S.P.A. | 05-May-2020 | IT0003132476 | 13-May-2020 | 01-May-2020 | 04-May-2020 | MIX | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 BFNKR66 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 384011 DUE TO RECEIPT OF SLATES UNDER RESOLUTIONS 5 AND 8. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Please reference meeting materials. | 19-9952 | 01-May-2020 | 51023 | 19-9952 | 2XX | U.S. BANK | M | 51023 | 0 | |
ENI S.P.A. | 05-May-2020 | IT0003132476 | 13-May-2020 | 01-May-2020 | 04-May-2020 | MIX | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 BFNKR66 | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS DIRECTORS THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF ELECTION OF DIRECTORS. THANK YOU | Non-Voting Proposal Note | 19-9952 | 01-May-2020 | 51023 | 19-9952 | 2XX | U.S. BANK | M | 51023 | 0 | |
ENI S.P.A. | 05-May-2020 | IT0003132476 | 13-May-2020 | 01-May-2020 | 04-May-2020 | MIX | T3643A145 | 7145056 B07LWK9 B0ZNKV4 BF445R4 BFNKR66 | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 OPTIONS TO INDICATE A PREFERENCE ON THIS RESOLUTION, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE 2 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR ABSTAIN THANK YOU | Non-Voting Proposal Note | 19-9952 | 01-May-2020 | 51023 | 19-9952 | 2XX | U.S. BANK | M | 51023 | 0 | |
THE SWATCH GROUP AG | 12-May-2020 | CH0012255151 | 14-May-2020 | 29-Apr-2020 | 26-Nov-2019 | Annual General Meeting | H83949141 | 7184725 B11JJX8 B1CC9C5 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 7396 | 19-9952 | 2XX | U.S. BANK | F | 7396 | 0 |
THE SWATCH GROUP AG | 12-May-2020 | CH0012255151 | 14-May-2020 | 29-Apr-2020 | 26-Nov-2019 | Annual General Meeting | H83949141 | 7184725 B11JJX8 B1CC9C5 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 7396 | 19-9952 | 2XX | U.S. BANK | F | 7396 | 0 |
THE SWATCH GROUP AG | 12-May-2020 | CH0012255151 | 14-May-2020 | 29-Apr-2020 | 26-Nov-2019 | Annual General Meeting | H83949141 | 7184725 B11JJX8 B1CC9C5 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 1.10 PER REGISTERED SHARE AND CHF 5.50 PER BEARER SHARE | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 7396 | 19-9952 | 2XX | U.S. BANK | F | 7396 | 0 |
THE SWATCH GROUP AG | 12-May-2020 | CH0012255151 | 14-May-2020 | 29-Apr-2020 | 26-Nov-2019 | Annual General Meeting | H83949141 | 7184725 B11JJX8 B1CC9C5 | APPROVE FIXED REMUNERATION OF NON-EXECUTIVE DIRECTORS IN THE AMOUNT OF CHF 780,000 | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 7396 | 19-9952 | 2XX | U.S. BANK | F | 7396 | 0 |
THE SWATCH GROUP AG | 12-May-2020 | CH0012255151 | 14-May-2020 | 29-Apr-2020 | 26-Nov-2019 | Annual General Meeting | H83949141 | 7184725 B11JJX8 B1CC9C5 | APPROVE FIXED REMUNERATION OF EXECUTIVE DIRECTORS IN THE AMOUNT OF CHF 2.5 MILLION | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 7396 | 19-9952 | 2XX | U.S. BANK | F | 7396 | 0 |
THE SWATCH GROUP AG | 12-May-2020 | CH0012255151 | 14-May-2020 | 29-Apr-2020 | 26-Nov-2019 | Annual General Meeting | H83949141 | 7184725 B11JJX8 B1CC9C5 | APPROVE FIXED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 5.7 MILLION | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 7396 | 19-9952 | 2XX | U.S. BANK | F | 7396 | 0 |
THE SWATCH GROUP AG | 12-May-2020 | CH0012255151 | 14-May-2020 | 29-Apr-2020 | 26-Nov-2019 | Annual General Meeting | H83949141 | 7184725 B11JJX8 B1CC9C5 | APPROVE VARIABLE REMUNERATION OF EXECUTIVE DIRECTORS IN THE AMOUNT OF CHF 6.6 MILLION | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 7396 | 19-9952 | 2XX | U.S. BANK | N | 7396 | 0 |
THE SWATCH GROUP AG | 12-May-2020 | CH0012255151 | 14-May-2020 | 29-Apr-2020 | 26-Nov-2019 | Annual General Meeting | H83949141 | 7184725 B11JJX8 B1CC9C5 | APPROVE VARIABLE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 15.1 MILLION | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 7396 | 19-9952 | 2XX | U.S. BANK | N | 7396 | 0 |
THE SWATCH GROUP AG | 12-May-2020 | CH0012255151 | 14-May-2020 | 29-Apr-2020 | 26-Nov-2019 | Annual General Meeting | H83949141 | 7184725 B11JJX8 B1CC9C5 | REELECT NAYLA HAYEK AS DIRECTOR | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 7396 | 19-9952 | 2XX | U.S. BANK | N | 7396 | 0 |
THE SWATCH GROUP AG | 12-May-2020 | CH0012255151 | 14-May-2020 | 29-Apr-2020 | 26-Nov-2019 | Annual General Meeting | H83949141 | 7184725 B11JJX8 B1CC9C5 | REELECT ERNST TANNER AS DIRECTOR | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 7396 | 19-9952 | 2XX | U.S. BANK | N | 7396 | 0 |
THE SWATCH GROUP AG | 12-May-2020 | CH0012255151 | 14-May-2020 | 29-Apr-2020 | 26-Nov-2019 | Annual General Meeting | H83949141 | 7184725 B11JJX8 B1CC9C5 | REELECT DANIELA AESCHLIMANN AS DIRECTOR | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 7396 | 19-9952 | 2XX | U.S. BANK | N | 7396 | 0 |
THE SWATCH GROUP AG | 12-May-2020 | CH0012255151 | 14-May-2020 | 29-Apr-2020 | 26-Nov-2019 | Annual General Meeting | H83949141 | 7184725 B11JJX8 B1CC9C5 | REELECT GEORGES HAYEK AS DIRECTOR | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 7396 | 19-9952 | 2XX | U.S. BANK | N | 7396 | 0 |
THE SWATCH GROUP AG | 12-May-2020 | CH0012255151 | 14-May-2020 | 29-Apr-2020 | 26-Nov-2019 | Annual General Meeting | H83949141 | 7184725 B11JJX8 B1CC9C5 | REELECT CLAUDE NICOLLIER AS DIRECTOR | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 7396 | 19-9952 | 2XX | U.S. BANK | N | 7396 | 0 |
THE SWATCH GROUP AG | 12-May-2020 | CH0012255151 | 14-May-2020 | 29-Apr-2020 | 26-Nov-2019 | Annual General Meeting | H83949141 | 7184725 B11JJX8 B1CC9C5 | REELECT JEAN-PIERRE ROTH AS DIRECTOR | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 7396 | 19-9952 | 2XX | U.S. BANK | N | 7396 | 0 |
THE SWATCH GROUP AG | 12-May-2020 | CH0012255151 | 14-May-2020 | 29-Apr-2020 | 26-Nov-2019 | Annual General Meeting | H83949141 | 7184725 B11JJX8 B1CC9C5 | REELECT NAYLA HAYEK AS BOARD CHAIRMAN | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 7396 | 19-9952 | 2XX | U.S. BANK | N | 7396 | 0 |
THE SWATCH GROUP AG | 12-May-2020 | CH0012255151 | 14-May-2020 | 29-Apr-2020 | 26-Nov-2019 | Annual General Meeting | H83949141 | 7184725 B11JJX8 B1CC9C5 | REAPPOINT NAYLA HAYEK AS MEMBER OF THE COMPENSATION COMMITTEE | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 7396 | 19-9952 | 2XX | U.S. BANK | N | 7396 | 0 |
THE SWATCH GROUP AG | 12-May-2020 | CH0012255151 | 14-May-2020 | 29-Apr-2020 | 26-Nov-2019 | Annual General Meeting | H83949141 | 7184725 B11JJX8 B1CC9C5 | REAPPOINT ERNST TANNER AS MEMBER OF THE COMPENSATION COMMITTEE | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 7396 | 19-9952 | 2XX | U.S. BANK | N | 7396 | 0 |
THE SWATCH GROUP AG | 12-May-2020 | CH0012255151 | 14-May-2020 | 29-Apr-2020 | 26-Nov-2019 | Annual General Meeting | H83949141 | 7184725 B11JJX8 B1CC9C5 | REAPPOINT DANIELA AESCHLIMANN AS MEMBER OF THE COMPENSATION COMMITTEE | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 7396 | 19-9952 | 2XX | U.S. BANK | N | 7396 | 0 |
THE SWATCH GROUP AG | 12-May-2020 | CH0012255151 | 14-May-2020 | 29-Apr-2020 | 26-Nov-2019 | Annual General Meeting | H83949141 | 7184725 B11JJX8 B1CC9C5 | REAPPOINT GEORGES HAYEK AS MEMBER OF THE COMPENSATION COMMITTEE | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 7396 | 19-9952 | 2XX | U.S. BANK | N | 7396 | 0 |
THE SWATCH GROUP AG | 12-May-2020 | CH0012255151 | 14-May-2020 | 29-Apr-2020 | 26-Nov-2019 | Annual General Meeting | H83949141 | 7184725 B11JJX8 B1CC9C5 | REAPPOINT CLAUDE NICOLLIER AS MEMBER OF THE COMPENSATION COMMITTEE | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 7396 | 19-9952 | 2XX | U.S. BANK | N | 7396 | 0 |
THE SWATCH GROUP AG | 12-May-2020 | CH0012255151 | 14-May-2020 | 29-Apr-2020 | 26-Nov-2019 | Annual General Meeting | H83949141 | 7184725 B11JJX8 B1CC9C5 | REAPPOINT JEAN-PIERRE ROTH AS MEMBER OF THE COMPENSATION COMMITTEE | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 7396 | 19-9952 | 2XX | U.S. BANK | N | 7396 | 0 |
THE SWATCH GROUP AG | 12-May-2020 | CH0012255151 | 14-May-2020 | 29-Apr-2020 | 26-Nov-2019 | Annual General Meeting | H83949141 | 7184725 B11JJX8 B1CC9C5 | DESIGNATE BERNHARD LEHMANN AS INDEPENDENT PROXY | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 7396 | 19-9952 | 2XX | U.S. BANK | N | 7396 | 0 |
THE SWATCH GROUP AG | 12-May-2020 | CH0012255151 | 14-May-2020 | 29-Apr-2020 | 26-Nov-2019 | Annual General Meeting | H83949141 | 7184725 B11JJX8 B1CC9C5 | RATIFY PRICEWATERHOUSECOOPERS AG AS AUDITORS | Management Proposal | F,N,A | 19-9952 | 29-Apr-2020 | 7396 | 19-9952 | 2XX | U.S. BANK | F | 7396 | 0 |
THE SWATCH GROUP AG | 12-May-2020 | CH0012255151 | 14-May-2020 | 29-Apr-2020 | 26-Nov-2019 | Annual General Meeting | H83949141 | 7184725 B11JJX8 B1CC9C5 | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. | Please reference meeting materials. | 19-9952 | 29-Apr-2020 | 7396 | 19-9952 | 2XX | U.S. BANK | M | 7396 | 0 | |
BANK OF IRELAND GROUP PLC | 18-May-2020 | IE00BD1RP616 | 19-May-2020 | 12-May-2020 | 15-May-2020 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO RECEIVE AND CONSIDER THE COMPANY'S FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2019, TOGETHER WITH THE REPORT OF THE DIRECTORS AND THE AUDITOR'S REPORT | Management Proposal | F,N,A | 19-9952 | 13-May-2020 | 355244 | 19-9952 | 2XX | U.S. BANK | F | 355244 | 0 |
BANK OF IRELAND GROUP PLC | 18-May-2020 | IE00BD1RP616 | 19-May-2020 | 12-May-2020 | 15-May-2020 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | ELECTION OF DIRECTOR: EILEEN FITZPATRICK | Management Proposal | F,N,A | 19-9952 | 13-May-2020 | 355244 | 19-9952 | 2XX | U.S. BANK | F | 355244 | 0 |
BANK OF IRELAND GROUP PLC | 18-May-2020 | IE00BD1RP616 | 19-May-2020 | 12-May-2020 | 15-May-2020 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | ELECTION OF DIRECTOR: MICHELE GREENE | Management Proposal | F,N,A | 19-9952 | 13-May-2020 | 355244 | 19-9952 | 2XX | U.S. BANK | F | 355244 | 0 |
BANK OF IRELAND GROUP PLC | 18-May-2020 | IE00BD1RP616 | 19-May-2020 | 12-May-2020 | 15-May-2020 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | ELECTION OF DIRECTOR: MYLES O'GRADY | Management Proposal | F,N,A | 19-9952 | 13-May-2020 | 355244 | 19-9952 | 2XX | U.S. BANK | F | 355244 | 0 |
BANK OF IRELAND GROUP PLC | 18-May-2020 | IE00BD1RP616 | 19-May-2020 | 12-May-2020 | 15-May-2020 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | RE-ELECTION OF DIRECTOR: EVELYN BOURKE | Management Proposal | F,N,A | 19-9952 | 13-May-2020 | 355244 | 19-9952 | 2XX | U.S. BANK | F | 355244 | 0 |
BANK OF IRELAND GROUP PLC | 18-May-2020 | IE00BD1RP616 | 19-May-2020 | 12-May-2020 | 15-May-2020 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | RE-ELECTION OF DIRECTOR: IAN BUCHANAN | Management Proposal | F,N,A | 19-9952 | 13-May-2020 | 355244 | 19-9952 | 2XX | U.S. BANK | F | 355244 | 0 |
BANK OF IRELAND GROUP PLC | 18-May-2020 | IE00BD1RP616 | 19-May-2020 | 12-May-2020 | 15-May-2020 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | RE-ELECTION OF DIRECTOR: RICHARD GOULDING | Management Proposal | F,N,A | 19-9952 | 13-May-2020 | 355244 | 19-9952 | 2XX | U.S. BANK | F | 355244 | 0 |
BANK OF IRELAND GROUP PLC | 18-May-2020 | IE00BD1RP616 | 19-May-2020 | 12-May-2020 | 15-May-2020 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | RE-ELECTION OF DIRECTOR: PATRICK HAREN | Management Proposal | F,N,A | 19-9952 | 13-May-2020 | 355244 | 19-9952 | 2XX | U.S. BANK | F | 355244 | 0 |
BANK OF IRELAND GROUP PLC | 18-May-2020 | IE00BD1RP616 | 19-May-2020 | 12-May-2020 | 15-May-2020 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | RE-ELECTION OF DIRECTOR: PATRICK KENNEDY | Management Proposal | F,N,A | 19-9952 | 13-May-2020 | 355244 | 19-9952 | 2XX | U.S. BANK | F | 355244 | 0 |
BANK OF IRELAND GROUP PLC | 18-May-2020 | IE00BD1RP616 | 19-May-2020 | 12-May-2020 | 15-May-2020 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | RE-ELECTION OF DIRECTOR: FRANCESCA MCDONAGH | Management Proposal | F,N,A | 19-9952 | 13-May-2020 | 355244 | 19-9952 | 2XX | U.S. BANK | F | 355244 | 0 |
BANK OF IRELAND GROUP PLC | 18-May-2020 | IE00BD1RP616 | 19-May-2020 | 12-May-2020 | 15-May-2020 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | RE-ELECTION OF DIRECTOR: FIONA MULDOON | Management Proposal | F,N,A | 19-9952 | 13-May-2020 | 355244 | 19-9952 | 2XX | U.S. BANK | F | 355244 | 0 |
BANK OF IRELAND GROUP PLC | 18-May-2020 | IE00BD1RP616 | 19-May-2020 | 12-May-2020 | 15-May-2020 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | RE-ELECTION OF DIRECTOR: PATRICK MULVIHILL | Management Proposal | F,N,A | 19-9952 | 13-May-2020 | 355244 | 19-9952 | 2XX | U.S. BANK | F | 355244 | 0 |
BANK OF IRELAND GROUP PLC | 18-May-2020 | IE00BD1RP616 | 19-May-2020 | 12-May-2020 | 15-May-2020 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | RE-ELECTION OF DIRECTOR: STEVE PATEMAN | Management Proposal | F,N,A | 19-9952 | 13-May-2020 | 355244 | 19-9952 | 2XX | U.S. BANK | F | 355244 | 0 |
BANK OF IRELAND GROUP PLC | 18-May-2020 | IE00BD1RP616 | 19-May-2020 | 12-May-2020 | 15-May-2020 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO CONSIDER THE CONTINUATION IN OFFICE OF KPMG AS AUDITOR OF THE COMPANY | Management Proposal | F,N,A | 19-9952 | 13-May-2020 | 355244 | 19-9952 | 2XX | U.S. BANK | F | 355244 | 0 |
BANK OF IRELAND GROUP PLC | 18-May-2020 | IE00BD1RP616 | 19-May-2020 | 12-May-2020 | 15-May-2020 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR FOR THE 2020 FINANCIAL YEAR | Management Proposal | F,N,A | 19-9952 | 13-May-2020 | 355244 | 19-9952 | 2XX | U.S. BANK | F | 355244 | 0 |
BANK OF IRELAND GROUP PLC | 18-May-2020 | IE00BD1RP616 | 19-May-2020 | 12-May-2020 | 15-May-2020 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO APPROVE THE CONVENING OF AN EXTRAORDINARY GENERAL MEETING ON 14 DAYS' NOTICE FOR THE PASSING OF AN ORDINARY RESOLUTION | Management Proposal | F,N,A | 19-9952 | 13-May-2020 | 355244 | 19-9952 | 2XX | U.S. BANK | F | 355244 | 0 |
BANK OF IRELAND GROUP PLC | 18-May-2020 | IE00BD1RP616 | 19-May-2020 | 12-May-2020 | 15-May-2020 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO RECEIVE AND CONSIDER THE GROUP REMUNERATION COMMITTEE REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management Proposal | F,N,A | 19-9952 | 13-May-2020 | 355244 | 19-9952 | 2XX | U.S. BANK | F | 355244 | 0 |
BANK OF IRELAND GROUP PLC | 18-May-2020 | IE00BD1RP616 | 19-May-2020 | 12-May-2020 | 15-May-2020 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO RECEIVE AND CONSIDER THE 2019 DIRECTORS' REMUNERATION POLICY | Management Proposal | F,N,A | 19-9952 | 13-May-2020 | 355244 | 19-9952 | 2XX | U.S. BANK | N | 355244 | 0 |
BANK OF IRELAND GROUP PLC | 18-May-2020 | IE00BD1RP616 | 19-May-2020 | 12-May-2020 | 15-May-2020 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO AUTHORISE THE AMENDMENT OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management Proposal | F,N,A | 19-9952 | 13-May-2020 | 355244 | 19-9952 | 2XX | U.S. BANK | F | 355244 | 0 |
BANK OF IRELAND GROUP PLC | 18-May-2020 | IE00BD1RP616 | 19-May-2020 | 12-May-2020 | 15-May-2020 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO AUTHORISE PURCHASES OF ORDINARY SHARES BY THE COMPANY OR SUBSIDIARIES | Management Proposal | F,N,A | 19-9952 | 13-May-2020 | 355244 | 19-9952 | 2XX | U.S. BANK | F | 355244 | 0 |
BANK OF IRELAND GROUP PLC | 18-May-2020 | IE00BD1RP616 | 19-May-2020 | 12-May-2020 | 15-May-2020 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO AUTHORISE THE DIRECTORS TO ISSUE ORDINARY SHARES | Management Proposal | F,N,A | 19-9952 | 13-May-2020 | 355244 | 19-9952 | 2XX | U.S. BANK | F | 355244 | 0 |
BANK OF IRELAND GROUP PLC | 18-May-2020 | IE00BD1RP616 | 19-May-2020 | 12-May-2020 | 15-May-2020 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO RENEW THE DIRECTORS' AUTHORITY TO ISSUE ORDINARY SHARES ON A NON-PRE-EMPTIVE BASIS FOR CASH | Management Proposal | F,N,A | 19-9952 | 13-May-2020 | 355244 | 19-9952 | 2XX | U.S. BANK | F | 355244 | 0 |
BANK OF IRELAND GROUP PLC | 18-May-2020 | IE00BD1RP616 | 19-May-2020 | 12-May-2020 | 15-May-2020 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO AUTHORISE THE DIRECTORS TO ISSUE CONTINGENT EQUITY CONVERSION NOTES, AND ORDINARY SHARES ON THE CONVERSION OF SUCH NOTES | Management Proposal | F,N,A | 19-9952 | 13-May-2020 | 355244 | 19-9952 | 2XX | U.S. BANK | F | 355244 | 0 |
BANK OF IRELAND GROUP PLC | 18-May-2020 | IE00BD1RP616 | 19-May-2020 | 12-May-2020 | 15-May-2020 | Annual General Meeting | G0756R109 | BD1RP61 BDRXFJ6 BF0J625 | TO AUTHORISE THE DIRECTORS TO ISSUE FOR CASH ON A NON-PRE-EMPTIVE BASIS, CONTINGENT EQUITY CONVERSION NOTES, AND ORDINARY SHARES ON THE CONVERSION OF SUCH NOTES | Management Proposal | F,N,A | 19-9952 | 13-May-2020 | 355244 | 19-9952 | 2XX | U.S. BANK | F | 355244 | 0 |
PLAYTECH PLC | 18-May-2020 | IM00B7S9G985 | 20-May-2020 | 12-May-2020 | 28-Apr-2020 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management Proposal | F,N,A | 19-9952 | 12-May-2020 | 220825 | 19-9952 | 2XX | U.S. BANK | F | 220825 | 0 |
PLAYTECH PLC | 18-May-2020 | IM00B7S9G985 | 20-May-2020 | 12-May-2020 | 28-Apr-2020 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | APPROVE REMUNERATION REPORT | Management Proposal | F,N,A | 19-9952 | 12-May-2020 | 220825 | 19-9952 | 2XX | U.S. BANK | F | 220825 | 0 |
PLAYTECH PLC | 18-May-2020 | IM00B7S9G985 | 20-May-2020 | 12-May-2020 | 28-Apr-2020 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | REAPPOINT BDO LLP AS AUDITORS AND AUTHORISE THEIR REMUNERATION | Management Proposal | F,N,A | 19-9952 | 12-May-2020 | 220825 | 19-9952 | 2XX | U.S. BANK | F | 220825 | 0 |
PLAYTECH PLC | 18-May-2020 | IM00B7S9G985 | 20-May-2020 | 12-May-2020 | 28-Apr-2020 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | RE-ELECT JOHN JACKSON AS DIRECTOR | Management Proposal | F,N,A | 19-9952 | 12-May-2020 | 220825 | 19-9952 | 2XX | U.S. BANK | N | 220825 | 0 |
PLAYTECH PLC | 18-May-2020 | IM00B7S9G985 | 20-May-2020 | 12-May-2020 | 28-Apr-2020 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | RE-ELECT CLAIRE MILNE AS DIRECTOR | Management Proposal | F,N,A | 19-9952 | 12-May-2020 | 220825 | 19-9952 | 2XX | U.S. BANK | F | 220825 | 0 |
PLAYTECH PLC | 18-May-2020 | IM00B7S9G985 | 20-May-2020 | 12-May-2020 | 28-Apr-2020 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | RE-ELECT IAN PENROSE AS DIRECTOR | Management Proposal | F,N,A | 19-9952 | 12-May-2020 | 220825 | 19-9952 | 2XX | U.S. BANK | F | 220825 | 0 |
PLAYTECH PLC | 18-May-2020 | IM00B7S9G985 | 20-May-2020 | 12-May-2020 | 28-Apr-2020 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | RE-ELECT ANNA MASSION AS DIRECTOR | Management Proposal | F,N,A | 19-9952 | 12-May-2020 | 220825 | 19-9952 | 2XX | U.S. BANK | F | 220825 | 0 |
PLAYTECH PLC | 18-May-2020 | IM00B7S9G985 | 20-May-2020 | 12-May-2020 | 28-Apr-2020 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | RE-ELECT JOHN KRUMINS AS DIRECTOR | Management Proposal | F,N,A | 19-9952 | 12-May-2020 | 220825 | 19-9952 | 2XX | U.S. BANK | F | 220825 | 0 |
PLAYTECH PLC | 18-May-2020 | IM00B7S9G985 | 20-May-2020 | 12-May-2020 | 28-Apr-2020 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | RE-ELECT ANDREW SMITH AS DIRECTOR | Management Proposal | F,N,A | 19-9952 | 12-May-2020 | 220825 | 19-9952 | 2XX | U.S. BANK | F | 220825 | 0 |
PLAYTECH PLC | 18-May-2020 | IM00B7S9G985 | 20-May-2020 | 12-May-2020 | 28-Apr-2020 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | RE-ELECT MOR WEIZER AS DIRECTOR | Management Proposal | F,N,A | 19-9952 | 12-May-2020 | 220825 | 19-9952 | 2XX | U.S. BANK | F | 220825 | 0 |
PLAYTECH PLC | 18-May-2020 | IM00B7S9G985 | 20-May-2020 | 12-May-2020 | 28-Apr-2020 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | AUTHORISE ISSUE OF EQUITY | Management Proposal | F,N,A | 19-9952 | 12-May-2020 | 220825 | 19-9952 | 2XX | U.S. BANK | N | 220825 | 0 |
PLAYTECH PLC | 18-May-2020 | IM00B7S9G985 | 20-May-2020 | 12-May-2020 | 28-Apr-2020 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Management Proposal | F,N,A | 19-9952 | 12-May-2020 | 220825 | 19-9952 | 2XX | U.S. BANK | N | 220825 | 0 |
PLAYTECH PLC | 18-May-2020 | IM00B7S9G985 | 20-May-2020 | 12-May-2020 | 28-Apr-2020 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management Proposal | F,N,A | 19-9952 | 12-May-2020 | 220825 | 19-9952 | 2XX | U.S. BANK | N | 220825 | 0 |
PLAYTECH PLC | 18-May-2020 | IM00B7S9G985 | 20-May-2020 | 12-May-2020 | 28-Apr-2020 | Annual General Meeting | G7132V100 | B7S9G98 B885KS0 B8DCC80 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management Proposal | F,N,A | 19-9952 | 12-May-2020 | 220825 | 19-9952 | 2XX | U.S. BANK | F | 220825 | 0 |
COCA-COLA AMATIL LTD | 25-May-2020 | AU000000CCL2 | 26-May-2020 | 18-May-2020 | 22-May-2020 | Annual General Meeting | Q2594P146 | 5411920 6123451 B01FK58 BJ04JB8 | ADOPTION OF FY19 REMUNERATION REPORT | Management Proposal | F,N,A | 19-9952 | 18-May-2020 | 472534 | 19-9952 | 2XX | U.S. BANK | F | 472534 | 0 |
COCA-COLA AMATIL LTD | 25-May-2020 | AU000000CCL2 | 26-May-2020 | 18-May-2020 | 22-May-2020 | Annual General Meeting | Q2594P146 | 5411920 6123451 B01FK58 BJ04JB8 | RE-ELECTION OF MR KRISHNAKUMAR THIRUMALAI AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 18-May-2020 | 472534 | 19-9952 | 2XX | U.S. BANK | F | 472534 | 0 |
COCA-COLA AMATIL LTD | 25-May-2020 | AU000000CCL2 | 26-May-2020 | 18-May-2020 | 22-May-2020 | Annual General Meeting | Q2594P146 | 5411920 6123451 B01FK58 BJ04JB8 | RE-ELECTION OF MR PAUL DOMINIC O'SULLIVAN AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 18-May-2020 | 472534 | 19-9952 | 2XX | U.S. BANK | F | 472534 | 0 |
COCA-COLA AMATIL LTD | 25-May-2020 | AU000000CCL2 | 26-May-2020 | 18-May-2020 | 22-May-2020 | Annual General Meeting | Q2594P146 | 5411920 6123451 B01FK58 BJ04JB8 | ELECTION OF MS PENELOPE ANN WINN AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 18-May-2020 | 472534 | 19-9952 | 2XX | U.S. BANK | F | 472534 | 0 |
COCA-COLA AMATIL LTD | 25-May-2020 | AU000000CCL2 | 26-May-2020 | 18-May-2020 | 22-May-2020 | Annual General Meeting | Q2594P146 | 5411920 6123451 B01FK58 BJ04JB8 | PARTICIPATION BY EXECUTIVE DIRECTOR IN THE 2020-2022 LONG-TERM INCENTIVE PLAN (LTIP) | Management Proposal | F,N,A | 19-9952 | 18-May-2020 | 472534 | 19-9952 | 2XX | U.S. BANK | F | 472534 | 0 |
COCA-COLA AMATIL LTD | 25-May-2020 | AU000000CCL2 | 26-May-2020 | 18-May-2020 | 22-May-2020 | Annual General Meeting | Q2594P146 | 5411920 6123451 B01FK58 BJ04JB8 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2 AND 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | Please reference meeting materials. | 19-9952 | 18-May-2020 | 472534 | 19-9952 | 2XX | U.S. BANK | M | 472534 | 0 | |
DAH SING FINANCIAL HOLDINGS LTD | 26-May-2020 | HK0440001847 | 29-May-2020 | 22-May-2020 | 25-May-2020 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | TO ADOPT THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management Proposal | F,N,A | 19-9952 | 22-May-2020 | 210000 | 19-9952 | 2XX | U.S. BANK | F | 210000 | 0 |
DAH SING FINANCIAL HOLDINGS LTD | 26-May-2020 | HK0440001847 | 29-May-2020 | 22-May-2020 | 25-May-2020 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | TO DECLARE A FINAL DIVIDEND FOR 2019 | Management Proposal | F,N,A | 19-9952 | 22-May-2020 | 210000 | 19-9952 | 2XX | U.S. BANK | F | 210000 | 0 |
DAH SING FINANCIAL HOLDINGS LTD | 26-May-2020 | HK0440001847 | 29-May-2020 | 22-May-2020 | 25-May-2020 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | TO RE-ELECT MR. GARY PAK-LING WANG AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-May-2020 | 210000 | 19-9952 | 2XX | U.S. BANK | F | 210000 | 0 |
DAH SING FINANCIAL HOLDINGS LTD | 26-May-2020 | HK0440001847 | 29-May-2020 | 22-May-2020 | 25-May-2020 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | TO RE-ELECT MR. EIICHI YOSHIKAWA AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-May-2020 | 210000 | 19-9952 | 2XX | U.S. BANK | F | 210000 | 0 |
DAH SING FINANCIAL HOLDINGS LTD | 26-May-2020 | HK0440001847 | 29-May-2020 | 22-May-2020 | 25-May-2020 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | TO RE-ELECT MR. PAUL FRANZ WINKELMANN AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-May-2020 | 210000 | 19-9952 | 2XX | U.S. BANK | F | 210000 | 0 |
DAH SING FINANCIAL HOLDINGS LTD | 26-May-2020 | HK0440001847 | 29-May-2020 | 22-May-2020 | 25-May-2020 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | TO RE-ELECT MR. YOSHIKAZU SHIMAUCHI AS A DIRECTOR | Management Proposal | F,N,A | 19-9952 | 22-May-2020 | 210000 | 19-9952 | 2XX | U.S. BANK | F | 210000 | 0 |
DAH SING FINANCIAL HOLDINGS LTD | 26-May-2020 | HK0440001847 | 29-May-2020 | 22-May-2020 | 25-May-2020 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | TO FIX THE FEES OF THE DIRECTORS | Management Proposal | F,N,A | 19-9952 | 22-May-2020 | 210000 | 19-9952 | 2XX | U.S. BANK | F | 210000 | 0 |
DAH SING FINANCIAL HOLDINGS LTD | 26-May-2020 | HK0440001847 | 29-May-2020 | 22-May-2020 | 25-May-2020 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management Proposal | F,N,A | 19-9952 | 22-May-2020 | 210000 | 19-9952 | 2XX | U.S. BANK | F | 210000 | 0 |
DAH SING FINANCIAL HOLDINGS LTD | 26-May-2020 | HK0440001847 | 29-May-2020 | 22-May-2020 | 25-May-2020 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | TO APPROVE A GENERAL MANDATE TO ISSUE SHARES | Management Proposal | F,N,A | 19-9952 | 22-May-2020 | 210000 | 19-9952 | 2XX | U.S. BANK | F | 210000 | 0 |
DAH SING FINANCIAL HOLDINGS LTD | 26-May-2020 | HK0440001847 | 29-May-2020 | 22-May-2020 | 25-May-2020 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | TO APPROVE A GENERAL MANDATE TO BUY BACK SHARES | Management Proposal | F,N,A | 19-9952 | 22-May-2020 | 210000 | 19-9952 | 2XX | U.S. BANK | F | 210000 | 0 |
DAH SING FINANCIAL HOLDINGS LTD | 26-May-2020 | HK0440001847 | 29-May-2020 | 22-May-2020 | 25-May-2020 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | TO EXTEND THE GENERAL MANDATE TO ISSUE SHARES BY ADDING BUY-BACK SHARES THERETO | Management Proposal | F,N,A | 19-9952 | 22-May-2020 | 210000 | 19-9952 | 2XX | U.S. BANK | F | 210000 | 0 |
DAH SING FINANCIAL HOLDINGS LTD | 26-May-2020 | HK0440001847 | 29-May-2020 | 22-May-2020 | 25-May-2020 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | TO APPROVE A MANDATE TO GRANT OPTIONS UNDER THE SHARE OPTION SCHEME ADOPTED ON 27 MAY 2015 AND TO ALLOT AND ISSUE SHARES AS AND WHEN ANY OPTIONS WHICH HAVE BEEN GRANTED UNDER THE SHARE OPTION SCHEME ARE EXERCISED IN ACCORDANCE WITH THEIR TERMS OF ISSUE | Management Proposal | F,N,A | 19-9952 | 22-May-2020 | 210000 | 19-9952 | 2XX | U.S. BANK | F | 210000 | 0 |
DAH SING FINANCIAL HOLDINGS LTD | 26-May-2020 | HK0440001847 | 29-May-2020 | 22-May-2020 | 25-May-2020 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | TO APPROVE THE AMENDMENTS TO ARTICLES OF ASSOCIATION AND THE ADOPTION OF NEW ARTICLES OF ASSOCIATION | Management Proposal | F,N,A | 19-9952 | 22-May-2020 | 210000 | 19-9952 | 2XX | U.S. BANK | F | 210000 | 0 |
DAH SING FINANCIAL HOLDINGS LTD | 26-May-2020 | HK0440001847 | 29-May-2020 | 22-May-2020 | 25-May-2020 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | Please reference meeting materials. | 19-9952 | 22-May-2020 | 210000 | 19-9952 | 2XX | U.S. BANK | M | 210000 | 0 | |
DAH SING FINANCIAL HOLDINGS LTD | 26-May-2020 | HK0440001847 | 29-May-2020 | 22-May-2020 | 25-May-2020 | Annual General Meeting | Y19182107 | 4103530 6249799 B01XXG4 BD8NF51 BP3RPW9 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews/sehk/2020/0424/2020042401028.pdf AND https://www1.hkexnews.hk/listedco/listconews/sehk/2020/0424/2020042401066.pdf | Please reference meeting materials. | 19-9952 | 22-May-2020 | 210000 | 19-9952 | 2XX | U.S. BANK | M | 210000 | 0 | |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE SEPARATE FINANCIAL STATEMENTS AND DIRECTORS REPORT OF MERLIN PROPERTIES, SOCIMI, S.A. AND OF THE CONSOLIDATED FINANCIAL STATEMENTS AND DIRECTORS REPORT OF MERLIN PROPERTIES, SOCIMI, S.A. AND ITS SUBSIDIARIES, FOR THE YEAR ENDED DECEMBER 31, 2019 | Management Proposal | F,N,A | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | F | 65058 | 0 |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE PROPOSED APPROPRIATION OF INCOME LOSS FOR THE YEAR ENDED DECEMBER 31, 2019 | Management Proposal | F,N,A | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | F | 65058 | 0 |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | DISTRIBUTION OF RESERVES. DELEGATION TO THE BOARD TO DETERMINE THE AMOUNT AND ITS DISTRIBUTION DATE WITH THE EXPRESS AUTHORITY NOT TO DISTRIBUTE | Management Proposal | F,N,A | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | F | 65058 | 0 |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | EXAMINATION AND APPROVAL IF APPROPRIATE OF THE CONDUCT OF BUSINESS BY THE BOARD OF DIRECTORS DURING THE YEAR ENDED DECEMBER 31 2019 | Management Proposal | F,N,A | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | F | 65058 | 0 |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | REELECTION OF DELOITTE S.L. AS AUDITOR OF THE COMPANY AND ITS CONSOLIDATED GROUP FOR FISCAL YEAR 2020 | Management Proposal | F,N,A | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | F | 65058 | 0 |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | ESTABLISHMENT OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AT FOURTEEN | Management Proposal | F,N,A | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | F | 65058 | 0 |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | REELECTION OF MR. ISMAEL CLEMENTE ORREGO AS DIRECTOR, CLASSIFIED AS EXECUTIVE DIRECTOR | Management Proposal | F,N,A | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | F | 65058 | 0 |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | REELECTION OF MR. GEORGE DONALD JOHNSTON AS DIRECTOR, CLASSIFIED AS INDEPENDENT DIRECTOR | Management Proposal | F,N,A | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | F | 65058 | 0 |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | REELECTION OF MS. MARIA LUISA JORDA CASTRO AS DIRECTOR, CLASSIFIED AS INDEPENDENT DIRECTOR | Management Proposal | F,N,A | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | F | 65058 | 0 |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | REELECTION OF MS. ANA MARIA GARCIA FAU AS DIRECTOR, CLASSIFIED AS INDEPENDENT DIRECTOR | Management Proposal | F,N,A | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | F | 65058 | 0 |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | REELECTION OF MR. FERNANDO JAVIER ORTIZ VAAMONDE AS DIRECTOR, CLASSIFIED AS INDEPENDENT DIRECTOR | Management Proposal | F,N,A | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | F | 65058 | 0 |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | REELECTION OF MR. JOHN GOMEZ HALL AS DIRECTOR, CLASSIFIED AS INDEPENDENT DIRECTOR | Management Proposal | F,N,A | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | F | 65058 | 0 |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | REELECTION OF MR. EMILIO NOVELA BERLIN AS DIRECTOR, CLASSIFIED AS INDEPENDENT DIRECTOR | Management Proposal | F,N,A | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | F | 65058 | 0 |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | APPOINTMENT OF MS. MARIA ANA FORNER BELTRAN AS DIRECTOR, CLASSIFIED AS NOMINEE DIRECTOR | Management Proposal | F,N,A | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | F | 65058 | 0 |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | REELECTION OF MR. MIGUEL OLLERO BARRERA AS DIRECTOR, CLASSIFIED AS EXECUTIVE DIRECTOR | Management Proposal | F,N,A | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | F | 65058 | 0 |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | APPOINTMENT OF MR. IGNACIO GIL CASARES SATRUSTEGUI AS DIRECTOR, CLASSIFIED AS NOMINEE DIRECTOR | Management Proposal | F,N,A | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | F | 65058 | 0 |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | DETERMINATION OF THE ANNUAL COMPENSATION FOR NON-EXECUTIVE DIRECTORS INDEPENDENT, NOMINEE AND OTHER NON-EXECUTIVE DIRECTORS | Management Proposal | F,N,A | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | F | 65058 | 0 |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | APPROVAL, FOR THE PURPOSES OF ARTICLE 529 NOVODECIES OF THE REVISED CAPITAL COMPANIES LAW, OF THE DIRECTORS COMPENSATION POLICY | Management Proposal | F,N,A | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | F | 65058 | 0 |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | CONSULTATIVE VOTE ON THE ANNUAL REPORT ON DIRECTORS COMPENSATION, AND ITS ATTACHED STATISTICAL APPENDIX, FOR THE YEAR ENDED DECEMBER 31, 2019 | Management Proposal | F,N,A | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | F | 65058 | 0 |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | AMENDMENT OF THE BYLAWS. AMENDMENT OF ARTICLE 38 DIRECTORS COMPENSATION OF THE BYLAWS TO INCLUDE A WORDING IN KEEPING WITH THE DIRECTORS' COMPENSATION POLICY WHICH IS SUBMITTED TO THIS SHAREHOLDERS MEETING FOR APPROVAL, AND TO INCLUDE TECHNICAL IMPROVEMENTS | Management Proposal | F,N,A | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | F | 65058 | 0 |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | AUTHORIZATION TO THE BOARD OF DIRECTORS, WITH POWERS OF DELEGATION, FOR A MAXIMUM TERM OF FIVE YEARS, TO ISSUE FIXED INCOME SECURITIES INCLUDING, IN PARTICULAR, DEBENTURES, BONDS AND PROMISSORY NOTES AND PREFERRED SHARES AND TO GUARANTEE ISSUES OF THOSE SECURITIES MADE BY OTHER COMPANIES IN ITS GROUP. REVOCATION OF PRIOR AUTHORIZATION | Management Proposal | F,N,A | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | F | 65058 | 0 |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | AUTHORIZATION TO SHORTEN THE PERIOD FOR CALLING SPECIAL SHAREHOLDERS MEETINGS, PURSUANT TO THE PROVISIONS OF ARTICLE 515 OF THE CAPITAL COMPANIES LAW | Management Proposal | F,N,A | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | F | 65058 | 0 |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO INTERPRET, RECTIFY, SUPPLEMENT, IMPLEMENT AND CARRY OUT THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS MEETING, AS WELL AS TO DELEGATE THE POWERS IT RECEIVES FROM THE SHAREHOLDERS MEETING, AND TO DELEGATE POWERS TO HAVE SUCH RESOLUTIONS NOTARIZED | Management Proposal | F,N,A | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | F | 65058 | 0 |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 388743 DUE TO ADDITION OF RESOLUTION 5.11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Please reference meeting materials. | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | M | 65058 | 0 | |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 17 JUN 2020 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Please reference meeting materials. | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | M | 65058 | 0 | |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | 20 MAY 2020: SHAREHOLDERS HOLDING LESS THAN "500" SHARES (MINIMUM AMOUNT TO ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO ATTEND THE MEETING | Please reference meeting materials. | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | M | 65058 | 0 | |
MERLIN PROPERTIES SOCIMI S.A | 12-Jun-2020 | ES0105025003 | 16-Jun-2020 | 05-Jun-2020 | 11-Jun-2020 | Ordinary General Meeting | E7390Z100 | BF446Q0 BNGNB77 BNWRB28 BNY7YX8 | 20 MAY 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 416814 PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Please reference meeting materials. | 19-9952 | 05-Jun-2020 | 65058 | 19-9952 | 2XX | U.S. BANK | M | 65058 | 0 | |
KDDI CORPORATION | 01-Apr-2020 | JP3496400007 | 17-Jun-2020 | 05-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 | Approve Appropriation of Surplus | Approve Appropriation of Surplus | F,N,A | 19-9952 | 15-Jun-2020 | 94300 | 19-9952 | 2XX | U.S. BANK | F | 94300 | 0 |
KDDI CORPORATION | 01-Apr-2020 | JP3496400007 | 17-Jun-2020 | 05-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 | Appoint a Director Tanaka, Takashi | Appoint a Director | F,N,A | 19-9952 | 15-Jun-2020 | 94300 | 19-9952 | 2XX | U.S. BANK | F | 94300 | 0 |
KDDI CORPORATION | 01-Apr-2020 | JP3496400007 | 17-Jun-2020 | 05-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 | Appoint a Director Takahashi, Makoto | Appoint a Director | F,N,A | 19-9952 | 15-Jun-2020 | 94300 | 19-9952 | 2XX | U.S. BANK | F | 94300 | 0 |
KDDI CORPORATION | 01-Apr-2020 | JP3496400007 | 17-Jun-2020 | 05-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 | Appoint a Director Shoji, Takashi | Appoint a Director | F,N,A | 19-9952 | 15-Jun-2020 | 94300 | 19-9952 | 2XX | U.S. BANK | F | 94300 | 0 |
KDDI CORPORATION | 01-Apr-2020 | JP3496400007 | 17-Jun-2020 | 05-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 | Appoint a Director Muramoto, Shinichi | Appoint a Director | F,N,A | 19-9952 | 15-Jun-2020 | 94300 | 19-9952 | 2XX | U.S. BANK | F | 94300 | 0 |
KDDI CORPORATION | 01-Apr-2020 | JP3496400007 | 17-Jun-2020 | 05-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 | Appoint a Director Mori, Keiichi | Appoint a Director | F,N,A | 19-9952 | 15-Jun-2020 | 94300 | 19-9952 | 2XX | U.S. BANK | F | 94300 | 0 |
KDDI CORPORATION | 01-Apr-2020 | JP3496400007 | 17-Jun-2020 | 05-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 | Appoint a Director Morita, Kei | Appoint a Director | F,N,A | 19-9952 | 15-Jun-2020 | 94300 | 19-9952 | 2XX | U.S. BANK | F | 94300 | 0 |
KDDI CORPORATION | 01-Apr-2020 | JP3496400007 | 17-Jun-2020 | 05-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 | Appoint a Director Amamiya, Toshitake | Appoint a Director | F,N,A | 19-9952 | 15-Jun-2020 | 94300 | 19-9952 | 2XX | U.S. BANK | F | 94300 | 0 |
KDDI CORPORATION | 01-Apr-2020 | JP3496400007 | 17-Jun-2020 | 05-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 | Appoint a Director Takeyama, Hirokuni | Appoint a Director | F,N,A | 19-9952 | 15-Jun-2020 | 94300 | 19-9952 | 2XX | U.S. BANK | F | 94300 | 0 |
KDDI CORPORATION | 01-Apr-2020 | JP3496400007 | 17-Jun-2020 | 05-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 | Appoint a Director Yoshimura, Kazuyuki | Appoint a Director | F,N,A | 19-9952 | 15-Jun-2020 | 94300 | 19-9952 | 2XX | U.S. BANK | F | 94300 | 0 |
KDDI CORPORATION | 01-Apr-2020 | JP3496400007 | 17-Jun-2020 | 05-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 | Appoint a Director Yamaguchi, Goro | Appoint a Director | F,N,A | 19-9952 | 15-Jun-2020 | 94300 | 19-9952 | 2XX | U.S. BANK | F | 94300 | 0 |
KDDI CORPORATION | 01-Apr-2020 | JP3496400007 | 17-Jun-2020 | 05-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 | Appoint a Director Yamamoto, Keiji | Appoint a Director | F,N,A | 19-9952 | 15-Jun-2020 | 94300 | 19-9952 | 2XX | U.S. BANK | F | 94300 | 0 |
KDDI CORPORATION | 01-Apr-2020 | JP3496400007 | 17-Jun-2020 | 05-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 | Appoint a Director Oyagi, Shigeo | Appoint a Director | F,N,A | 19-9952 | 15-Jun-2020 | 94300 | 19-9952 | 2XX | U.S. BANK | F | 94300 | 0 |
KDDI CORPORATION | 01-Apr-2020 | JP3496400007 | 17-Jun-2020 | 05-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 | Appoint a Director Kano, Riyo | Appoint a Director | F,N,A | 19-9952 | 15-Jun-2020 | 94300 | 19-9952 | 2XX | U.S. BANK | F | 94300 | 0 |
KDDI CORPORATION | 01-Apr-2020 | JP3496400007 | 17-Jun-2020 | 05-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 | Appoint a Director Goto, Shigeki | Appoint a Director | F,N,A | 19-9952 | 15-Jun-2020 | 94300 | 19-9952 | 2XX | U.S. BANK | F | 94300 | 0 |
KDDI CORPORATION | 01-Apr-2020 | JP3496400007 | 17-Jun-2020 | 05-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 | Appoint a Corporate Auditor Takagi, Kenichiro | Appoint a Corporate Auditor | F,N,A | 19-9952 | 15-Jun-2020 | 94300 | 19-9952 | 2XX | U.S. BANK | F | 94300 | 0 |
KDDI CORPORATION | 01-Apr-2020 | JP3496400007 | 17-Jun-2020 | 05-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 | Appoint a Corporate Auditor Honto, Shin | Appoint a Corporate Auditor | F,N,A | 19-9952 | 15-Jun-2020 | 94300 | 19-9952 | 2XX | U.S. BANK | F | 94300 | 0 |
KDDI CORPORATION | 01-Apr-2020 | JP3496400007 | 17-Jun-2020 | 05-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 | Appoint a Corporate Auditor Matsumiya, Toshihiko | Appoint a Corporate Auditor | F,N,A | 19-9952 | 15-Jun-2020 | 94300 | 19-9952 | 2XX | U.S. BANK | F | 94300 | 0 |
KDDI CORPORATION | 01-Apr-2020 | JP3496400007 | 17-Jun-2020 | 05-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 | Appoint a Corporate Auditor Karube, Jun | Appoint a Corporate Auditor | F,N,A | 19-9952 | 15-Jun-2020 | 94300 | 19-9952 | 2XX | U.S. BANK | F | 94300 | 0 |
KDDI CORPORATION | 01-Apr-2020 | JP3496400007 | 17-Jun-2020 | 05-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J31843105 | 5674444 6248990 B06NQV5 | Please reference meeting materials. | Please reference meeting materials. | 19-9952 | 15-Jun-2020 | 94300 | 19-9952 | 2XX | U.S. BANK | M | 94300 | 0 | |
THAI BEVERAGE PUBLIC CO LTD | 17-Jun-2020 | TH0902010014 | 19-Jun-2020 | 12-Jun-2020 | 16-Jun-2020 | ExtraOrdinary General Meeting | Y8588A103 | B15F664 B15T6J9 B18R1R3 | PLEASE NOTE THAT THIS IS AN INFORMATION MEETING. THERE ARE CURRENTLY NO PUBLISHED AGENDA ITEMS, SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR CLIENT REPRESENTATIVE. THANK YOU | Please reference meeting materials. | 19-9952 | 12-Jun-2020 | 4860700 | 19-9952 | 2XX | U.S. BANK | 0 | |||
AMADA HOLDINGS CO.,LTD. | 01-Apr-2020 | JP3122800000 | 25-Jun-2020 | 15-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 | Approve Appropriation of Surplus | Approve Appropriation of Surplus | F,N,A | 19-9952 | 23-Jun-2020 | 90200 | 19-9952 | 2XX | U.S. BANK | F | 90200 | 0 |
AMADA HOLDINGS CO.,LTD. | 01-Apr-2020 | JP3122800000 | 25-Jun-2020 | 15-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 | Appoint a Director Isobe, Tsutomu | Appoint a Director | F,N,A | 19-9952 | 23-Jun-2020 | 90200 | 19-9952 | 2XX | U.S. BANK | F | 90200 | 0 |
AMADA HOLDINGS CO.,LTD. | 01-Apr-2020 | JP3122800000 | 25-Jun-2020 | 15-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 | Appoint a Director Kurihara, Toshinori | Appoint a Director | F,N,A | 19-9952 | 23-Jun-2020 | 90200 | 19-9952 | 2XX | U.S. BANK | F | 90200 | 0 |
AMADA HOLDINGS CO.,LTD. | 01-Apr-2020 | JP3122800000 | 25-Jun-2020 | 15-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 | Appoint a Director Fukui, Yukihiro | Appoint a Director | F,N,A | 19-9952 | 23-Jun-2020 | 90200 | 19-9952 | 2XX | U.S. BANK | F | 90200 | 0 |
AMADA HOLDINGS CO.,LTD. | 01-Apr-2020 | JP3122800000 | 25-Jun-2020 | 15-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 | Appoint a Director Miwa, Kazuhiko | Appoint a Director | F,N,A | 19-9952 | 23-Jun-2020 | 90200 | 19-9952 | 2XX | U.S. BANK | F | 90200 | 0 |
AMADA HOLDINGS CO.,LTD. | 01-Apr-2020 | JP3122800000 | 25-Jun-2020 | 15-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 | Appoint a Director Okamoto, Mitsuo | Appoint a Director | F,N,A | 19-9952 | 23-Jun-2020 | 90200 | 19-9952 | 2XX | U.S. BANK | F | 90200 | 0 |
AMADA HOLDINGS CO.,LTD. | 01-Apr-2020 | JP3122800000 | 25-Jun-2020 | 15-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 | Appoint a Director Mazuka, Michiyoshi | Appoint a Director | F,N,A | 19-9952 | 23-Jun-2020 | 90200 | 19-9952 | 2XX | U.S. BANK | F | 90200 | 0 |
AMADA HOLDINGS CO.,LTD. | 01-Apr-2020 | JP3122800000 | 25-Jun-2020 | 15-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 | Appoint a Director Chino, Toshitake | Appoint a Director | F,N,A | 19-9952 | 23-Jun-2020 | 90200 | 19-9952 | 2XX | U.S. BANK | F | 90200 | 0 |
AMADA HOLDINGS CO.,LTD. | 01-Apr-2020 | JP3122800000 | 25-Jun-2020 | 15-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 | Appoint a Director Miyoshi, Hidekazu | Appoint a Director | F,N,A | 19-9952 | 23-Jun-2020 | 90200 | 19-9952 | 2XX | U.S. BANK | F | 90200 | 0 |
AMADA HOLDINGS CO.,LTD. | 01-Apr-2020 | JP3122800000 | 25-Jun-2020 | 15-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 | Please reference meeting materials. | Please reference meeting materials. | 19-9952 | 23-Jun-2020 | 90200 | 19-9952 | 2XX | U.S. BANK | M | 90200 | 0 | |
AMADA HOLDINGS CO.,LTD. | 01-Apr-2020 | JP3122800000 | 25-Jun-2020 | 15-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J01218106 | 6022105 B020T11 B76GR10 | Appoint a Substitute Corporate Auditor Murata, Makoto | Appoint a Substitute Corporate Auditor | F,N,A | 19-9952 | 23-Jun-2020 | 90200 | 19-9952 | 2XX | U.S. BANK | F | 90200 | 0 |
ALFRESA HOLDINGS CORPORATION | 01-Apr-2020 | JP3126340003 | 25-Jun-2020 | 15-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Appoint a Director Kubo, Taizo | Appoint a Director | F,N,A | 19-9952 | 23-Jun-2020 | 124500 | 19-9952 | 2XX | U.S. BANK | F | 124500 | 0 |
ALFRESA HOLDINGS CORPORATION | 01-Apr-2020 | JP3126340003 | 25-Jun-2020 | 15-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Appoint a Director Arakawa, Ryuji | Appoint a Director | F,N,A | 19-9952 | 23-Jun-2020 | 124500 | 19-9952 | 2XX | U.S. BANK | F | 124500 | 0 |
ALFRESA HOLDINGS CORPORATION | 01-Apr-2020 | JP3126340003 | 25-Jun-2020 | 15-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Appoint a Director Izumi, Yasuki | Appoint a Director | F,N,A | 19-9952 | 23-Jun-2020 | 124500 | 19-9952 | 2XX | U.S. BANK | F | 124500 | 0 |
ALFRESA HOLDINGS CORPORATION | 01-Apr-2020 | JP3126340003 | 25-Jun-2020 | 15-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Appoint a Director Kishida, Seiichi | Appoint a Director | F,N,A | 19-9952 | 23-Jun-2020 | 124500 | 19-9952 | 2XX | U.S. BANK | F | 124500 | 0 |
ALFRESA HOLDINGS CORPORATION | 01-Apr-2020 | JP3126340003 | 25-Jun-2020 | 15-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Appoint a Director Katsuki, Hisashi | Appoint a Director | F,N,A | 19-9952 | 23-Jun-2020 | 124500 | 19-9952 | 2XX | U.S. BANK | F | 124500 | 0 |
ALFRESA HOLDINGS CORPORATION | 01-Apr-2020 | JP3126340003 | 25-Jun-2020 | 15-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Appoint a Director Shimada, Koichi | Appoint a Director | F,N,A | 19-9952 | 23-Jun-2020 | 124500 | 19-9952 | 2XX | U.S. BANK | F | 124500 | 0 |
ALFRESA HOLDINGS CORPORATION | 01-Apr-2020 | JP3126340003 | 25-Jun-2020 | 15-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Appoint a Director Fukujin, Yusuke | Appoint a Director | F,N,A | 19-9952 | 23-Jun-2020 | 124500 | 19-9952 | 2XX | U.S. BANK | F | 124500 | 0 |
ALFRESA HOLDINGS CORPORATION | 01-Apr-2020 | JP3126340003 | 25-Jun-2020 | 15-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Appoint a Director Yatsurugi, Yoichiro | Appoint a Director | F,N,A | 19-9952 | 23-Jun-2020 | 124500 | 19-9952 | 2XX | U.S. BANK | F | 124500 | 0 |
ALFRESA HOLDINGS CORPORATION | 01-Apr-2020 | JP3126340003 | 25-Jun-2020 | 15-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Appoint a Director Hara, Takashi | Appoint a Director | F,N,A | 19-9952 | 23-Jun-2020 | 124500 | 19-9952 | 2XX | U.S. BANK | F | 124500 | 0 |
ALFRESA HOLDINGS CORPORATION | 01-Apr-2020 | JP3126340003 | 25-Jun-2020 | 15-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Appoint a Director Kinoshita, Manabu | Appoint a Director | F,N,A | 19-9952 | 23-Jun-2020 | 124500 | 19-9952 | 2XX | U.S. BANK | F | 124500 | 0 |
ALFRESA HOLDINGS CORPORATION | 01-Apr-2020 | JP3126340003 | 25-Jun-2020 | 15-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Appoint a Director Takeuchi, Toshie | Appoint a Director | F,N,A | 19-9952 | 23-Jun-2020 | 124500 | 19-9952 | 2XX | U.S. BANK | F | 124500 | 0 |
ALFRESA HOLDINGS CORPORATION | 01-Apr-2020 | JP3126340003 | 25-Jun-2020 | 15-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Appoint a Corporate Auditor Ozaki, Masakazu | Appoint a Corporate Auditor | F,N,A | 19-9952 | 23-Jun-2020 | 124500 | 19-9952 | 2XX | U.S. BANK | F | 124500 | 0 |
ALFRESA HOLDINGS CORPORATION | 01-Apr-2020 | JP3126340003 | 25-Jun-2020 | 15-Jun-2020 | 31-Mar-2020 | Annual General Meeting | J0109X107 | 6687214 B020SZ8 | Please reference meeting materials. | Please reference meeting materials. | 19-9952 | 23-Jun-2020 | 124500 | 19-9952 | 2XX | U.S. BANK | M | 124500 | 0 |
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-05518 Reporting Period: 07/01/2019 - 06/30/2020 The RBB Fund, Inc. ========================= Bogle Small Cap Growth Fund ========================== AARON'S, INC. Ticker: AAN Security ID: 002535300 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kelly H. Barrett For For Management 1b Elect Director Kathy T. Betty For For Management 1c Elect Director Douglas C. Curling For For Management 1d Elect Director Cynthia N. Day For For Management 1e Elect Director Curtis L. Doman For For Management 1f Elect Director Walter G. Ehmer For For Management 1g Elect Director Hubert L. Harris, Jr. For For Management 1h Elect Director John W. Robinson, III For For Management 1i Elect Director Ray M. Robinson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Approve Formation of Holding Company For For Management -------------------------------------------------------------------------------- AMERICA'S CAR-MART, INC. Ticker: CRMT Security ID: 03062T105 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ann G. Bordelon For For Management 1.2 Elect Director Ray C. Dillon For For Management 1.3 Elect Director Daniel J. Englander For For Management 1.4 Elect Director William H. Henderson For Against Management 1.5 Elect Director Jim von Gremp For For Management 1.6 Elect Director Joshua G. Welch For For Management 1.7 Elect Director Jeffrey A. Williams For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- AMERICAN SUPERCONDUCTOR CORPORATION Ticker: AMSC Security ID: 030111207 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vikram S. Budhraja For Withhold Management 1.2 Elect Director Arthur H. House For Withhold Management 1.3 Elect Director Barbara G. Littlefield For For Management 1.4 Elect Director Daniel P. McGahn For For Management 1.5 Elect Director David R. Oliver, Jr. For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Non-Employee Director Omnibus For Against Management Stock Plan 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- AMKOR TECHNOLOGY, INC. Ticker: AMKR Security ID: 031652100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James J. Kim For Withhold Management 1.2 Elect Director Susan Y. Kim For Withhold Management 1.3 Elect Director Stephen D. Kelley For Withhold Management 1.4 Elect Director Douglas A. Alexander For For Management 1.5 Elect Director Roger A. Carolin For For Management 1.6 Elect Director Winston J. Churchill For For Management 1.7 Elect Director Daniel Liao For For Management 1.8 Elect Director MaryFrances McCourt For For Management 1.9 Elect Director Robert R. Morse For For Management 1.10 Elect Director Gil C. Tily For Withhold Management 1.11 Elect Director David N. Watson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ANAPTYSBIO, INC. Ticker: ANAB Security ID: 032724106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hollings Renton For For Management 1.2 Elect Director John P. Schmid For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARGO GROUP INTERNATIONAL HOLDINGS, LTD. Ticker: ARGO Security ID: G0464B107 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Bernard C. Bailey For Against Management 2b Elect Director Thomas A. Bradley For Against Management 2c Elect Director Fred R. Donner For For Management 2d Elect Director Anthony P. Latham For For Management 2e Elect Director Dymphna A. Lehane For Against Management 2f Elect Director Samuel G. Liss For Against Management 2g Elect Director Carol A. McFate For For Management 2h Elect Director Kathleen A. Nealon For For Management 2i Elect Director Al-Noor Ramji For For Management 2j Elect Director Kevin J. Rehnberg For For Management 2k Elect Director John H. Tonelli For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 5 Establish Range For Board Size For For Management 6 Amend Bye-Laws to Modify the Voting For For Management Push-Up Requirement -------------------------------------------------------------------------------- ASSERTIO THERAPEUTICS, INC. Ticker: ASRT Security ID: 04545L107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2.1 Elect Director James P. Fogarty For For Management 2.2 Elect Director Karen A. Dawes For For Management 2.3 Elect Director James J. Galeota, Jr. For For Management 2.4 Elect Director Arthur J. Higgins For For Management 2.5 Elect Director Heather L. Mason For For Management 2.6 Elect Director William T. McKee For For Management 2.7 Elect Director Peter D. Staple For For Management 2.8 Elect Director James L. Tyree For For Management 2.9 Elect Director David E. Wheadon For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Amend Qualified Employee Stock For Against Management Purchase Plan 5 Approve Reverse Stock Split For Against Management 6 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 7 Advisory Vote on Golden Parachutes For Against Management 8 Ratify Ernst & Young LLP as Auditors For For Management 9 Adjourn Meeting For For Management 10 Other Business For For Management -------------------------------------------------------------------------------- ASSURANT, INC. Ticker: AIZ Security ID: 04621X108 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elaine D. Rosen For For Management 1b Elect Director Paget L. Alves For For Management 1c Elect Director Juan N. Cento For For Management 1d Elect Director Alan B. Colberg For For Management 1e Elect Director Harriet Edelman For For Management 1f Elect Director Lawrence V. Jackson For For Management 1g Elect Director Jean-Paul L. Montupet For For Management 1h Elect Director Debra J. Perry For For Management 1i Elect Director Ognjen (Ogi) Redzic For For Management 1j Elect Director Paul J. Reilly For For Management 1k Elect Director Robert W. Stein For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AUDIOCODES LTD. Ticker: AUDC Security ID: M15342104 Meeting Date: SEP 10, 2019 Meeting Type: Annual Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Zehava Simon as Director For For Management 2 Reelect Lior Aldema as Director For For Management 3 Approve Compensation Policy for the For For Management Directors and Officers of the Company 4 Approve Amended Employment Terms of For Against Management Shabtai Adlersberg, President, CEO and Member of Board 5 Approve Employment Terms of Lior For Against Management Aldema, CBO, Global Head of Sales and Member of Board 6 Reappoint Kost, Forer, Gabbay, and For For Management Kasierer as Auditors and Authorize Board to Fix Their Remuneration 7 Discuss Financial Statements and the None None Management Report of the Board A Vote FOR if you are NOT a controlling None For Management shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST -------------------------------------------------------------------------------- BJ'S WHOLESALE CLUB HOLDINGS, INC. Ticker: BJ Security ID: 05550J101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maile Clark For For Management 1.2 Elect Director Thomas A. Kingsbury For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- BLOOM ENERGY CORPORATION Ticker: BE Security ID: 093712107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary K. Bush For Against Management 1b Elect Director Jeffrey Immelt For For Management 1c Elect Director Eddy Zervigon For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BLOOM ENERGY CORPORATION Ticker: BE Security ID: 093712107 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion In Class B Common For Against Management Stock of the 10.0% Convertible Senior Secured Notes due 2021 2 Approve Conversion In Class B Common For Against Management Stock of the 10.0% Convertible Senior Secured Notes due 2021 held by New Enterprise Associates 10, Limited Partnership, KPCB Holdings, Inc. and Foris Ventures, LLC 3 Approve Conversion In Class B Common For For Management Stock of the Amended Subordinated Secured Convertible Note held by Constellation NewEnergy, Inc. -------------------------------------------------------------------------------- BLUCORA, INC. Ticker: BCOR Security ID: 095229100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven Aldrich For For Management 1.2 Elect Director Mark A. Ernst For For Management 1.3 Elect Director E. Carol Hayles For For Management 1.4 Elect Director John MacIlwaine For For Management 1.5 Elect Director Georganne C. Proctor For For Management 1.6 Elect Director Jana R. Schreuder For For Management 1.7 Elect Director Christopher W. Walters For For Management 1.8 Elect Director Mary S. Zappone For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Amend Qualified Employee Stock For Against Management Purchase Plan -------------------------------------------------------------------------------- BMC STOCK HOLDINGS, INC. Ticker: BMCH Security ID: 05591B109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Alexander For For Management 1b Elect Director David W. Bullock For For Management 1c Elect Director David L. Keltner For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- BOISE CASCADE COMPANY Ticker: BCC Security ID: 09739D100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas Carlile For Against Management 1B Elect Director Kristopher J. Matula For For Management 1C Elect Director Duane C. McDougall For For Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Amend Certificate of Incorporation to For For Management Remove Inapplicable Governance Provisions 6 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BRF SA Ticker: BRFS3 Security ID: 10552T107 Meeting Date: APR 27, 2020 Meeting Type: Annual/Special Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 and Approve Treatment of Net Loss 2 Fix Number of Directors at Ten For For Management 3a Elect Directors For For Management 3b In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 3c In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate? 4 Elect Pedro Pullen Parente as Board For For Management Chairman and Augusto Marques da Cruz Filho as Board Vice-Chairman 5 Approve Remuneration of Company's For For Management Management 6.1 Elect Attilio Guaspari as Fiscal For For Management Council Member and Susana Hanna Stiphan Jabra as Alternate 6.2 Elect Maria Paula Soares Aranha as For For Management Fiscal Council Member and Monica Hojaij Carvalho Molina as Alternate 6.3 Elect Andre Vicentini as Fiscal For For Management Council Member and Valdecyr Maciel Gomes as Alternate 7 Approve Remuneration of Fiscal Council For For Management Members 1 Amend Article 21 For For Management 2 Approve Indemnification Agreement For For Management between the Company and New Elected Directors 3 Amend Stock Option Plan and Share For Against Management Matching Plan -------------------------------------------------------------------------------- BRIGHTSPHERE INVESTMENT GROUP INC. Ticker: BSIG Security ID: 10948W103 Meeting Date: SEP 17, 2019 Meeting Type: Annual Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Elizabeth Beams For For Management 1.2 Elect Director Robert J. Chersi For For Management 1.3 Elect Director Andrew Kim For For Management 1.4 Elect Director Reginald L. Love For For Management 1.5 Elect Director John A. Paulson For For Management 1.6 Elect Director Barbara Trebbi For For Management 1.7 Elect Director Guang Yang For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BRIGHTSPHERE INVESTMENT GROUP PLC Ticker: BSIG Security ID: G1644T109 Meeting Date: JUL 02, 2019 Meeting Type: Court Record Date: JUN 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- BRIGHTSPHERE INVESTMENT GROUP PLC Ticker: BSIG Security ID: G1644T109 Meeting Date: JUL 02, 2019 Meeting Type: Special Record Date: JUN 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Related to the Scheme For For Management of Arrangement -------------------------------------------------------------------------------- CABOT OIL & GAS CORPORATION Ticker: COG Security ID: 127097103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dorothy M. Ables For For Management 1.2 Elect Director Rhys J. Best For For Management 1.3 Elect Director Robert S. Boswell For For Management 1.4 Elect Director Amanda M. Brock For For Management 1.5 Elect Director Peter B. Delaney For For Management 1.6 Elect Director Dan O. Dinges For For Management 1.7 Elect Director Robert Kelley For For Management 1.8 Elect Director W. Matt Ralls For For Management 1.9 Elect Director Marcus A. Watts For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CANADIAN SOLAR INC. Ticker: CSIQ Security ID: 136635109 Meeting Date: JUN 24, 2020 Meeting Type: Annual/Special Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shawn (Xiaohua) Qu For For Management 1.2 Elect Director Robert K. McDermott For For Management 1.3 Elect Director Harry E. Ruda For For Management 1.4 Elect Director Andrew (Luen Cheung) For For Management Wong 1.5 Elect Director Arthur (Lap Tat) Wong For For Management 1.6 Elect Director Lauren C. Templeton For For Management 1.7 Elect Director Karl E. Olsoni For For Management 2 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 3 Approve Continuance of Company [CBCA For Against Management to BCBCA or OBCA] 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- CASTLE BIOSCIENCES, INC. Ticker: CSTL Security ID: 14843C105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph C. Cook, III For For Management 1.2 Elect Director Miles D. Harrison For For Management 1.3 Elect Director David Kabakoff For For Management 2 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- COCA-COLA CONSOLIDATED, INC. Ticker: COKE Security ID: 191098102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Frank Harrison, III For Withhold Management 1.2 Elect Director Sharon A. Decker For For Management 1.3 Elect Director Morgan H. Everett For Withhold Management 1.4 Elect Director James R. Helvey, III For For Management 1.5 Elect Director William H. Jones For For Management 1.6 Elect Director Umesh M. Kasbekar For Withhold Management 1.7 Elect Director David M. Katz For Withhold Management 1.8 Elect Director Jennifer K. Mann For Withhold Management 1.9 Elect Director James H. Morgan For For Management 1.10 Elect Director John W. Murrey, III For For Management 1.11 Elect Director Sue Anne H. Wells For Withhold Management 1.12 Elect Director Dennis A. Wicker For For Management 1.13 Elect Director Richard T. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Recapitalization Plan for All Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- COLLEGIUM PHARMACEUTICAL, INC. Ticker: COLL Security ID: 19459J104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Ciaffoni For For Management 1.2 Elect Director Michael Heffernan For Against Management 1.3 Elect Director Gino Santini For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Declassify the Board of Directors For For Management 4 Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COMTECH TELECOMMUNICATIONS CORP. Ticker: CMTL Security ID: 205826209 Meeting Date: DEC 03, 2019 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred Kornberg For For Management 1b Elect Director Edwin Kantor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- CONDUENT INCORPORATED Ticker: CNDT Security ID: 206787103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathy Higgins Victor For For Management 1.2 Elect Director Scott Letier For For Management 1.3 Elect Director Jesse A. Lynn For For Management 1.4 Elect Director Courtney Mather For For Management 1.5 Elect Director Michael Montelongo For For Management 1.6 Elect Director Margarita For For Management Palau-Hernandez 1.7 Elect Director Clifford Skelton For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CORE-MARK HOLDING COMPANY, INC. Ticker: CORE Security ID: 218681104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stuart W. Booth For For Management 1b Elect Director Gary F. Colter For For Management 1c Elect Director Rocky Dewbre For For Management 1d Elect Director Laura Flanagan For For Management 1e Elect Director Robert G. Gross For For Management 1f Elect Director Scott E. McPherson For For Management 1g Elect Director Diane Randolph For For Management 1h Elect Director Harvey L. Tepner For For Management 1i Elect Director Randolph I. Thornton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- COSAN LTD. Ticker: CZZ Security ID: G25343107 Meeting Date: JUL 01, 2019 Meeting Type: Annual Record Date: JUN 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2018 2 Appoint KPMG LLP as Auditors For For Management 3 Authorize Board to Fix Remuneration of For For Management the Auditors 4 Elect Class III Directors For Against Management 5 Approve Resignation of Class I For For Management Director and Elect Class I Director -------------------------------------------------------------------------------- COVANTA HOLDING CORPORATION Ticker: CVA Security ID: 22282E102 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Barse For For Management 1.2 Elect Director Ronald J. Broglio For For Management 1.3 Elect Director Peter C.B. Bynoe For For Management 1.4 Elect Director Linda J. Fisher For For Management 1.5 Elect Director Joseph M. Holsten For For Management 1.6 Elect Director Stephen J. Jones For For Management 1.7 Elect Director Owen Michaelson For For Management 1.8 Elect Director Danielle Pletka For For Management 1.9 Elect Director Michael W. Ranger For For Management 1.10 Elect Director Robert S. Silberman For For Management 1.11 Elect Director Jean Smith For For Management 1.12 Elect Director Samuel Zell For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CRISPR THERAPEUTICS AG Ticker: CRSP Security ID: H17182108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated Financial For Did Not Vote Management Statements and Statutory Reports 2 Approve Treatment of Net Loss For Did Not Vote Management 3 Approve Discharge of Board and Senior For Did Not Vote Management Management 4a Reelect Rodger Novak as Director and For Did Not Vote Management Board Chairman 4b Reelect Director Samarth Kulkarni For Did Not Vote Management 4c Reelect Director Ali Behbahani For Did Not Vote Management 4d Reelect Director Bradley Bolzon For Did Not Vote Management 4e Reelect Director Simeon J. George For Did Not Vote Management 4f Reelect Director John T. Greene For Did Not Vote Management 4g Reelect Director Katherine A. High For Did Not Vote Management 4h Elect Director Douglas A. Treco For Did Not Vote Management 5a Elect Ali Behbahan as Member of the For Did Not Vote Management Compensation Committee 5b Reelect Simeon J. George as Member of For Did Not Vote Management the Compensation Committee 5c Reelect John T. Greene as Member of For Did Not Vote Management the Compensation Committee 6a Approve Remuneration of Directors in For Did Not Vote Management the Amount of USD 320,000 6b Approve Remuneration of Directors in For Did Not Vote Management the Amount of USD 5,911,650 6c Approve Remuneration of Executive For Did Not Vote Management Committee in the Amount of USD 3,393,795 6d Approve Remuneration of Executive For Did Not Vote Management Committee in the Amount of USD 2,379,619 6e Approve Remuneration of Executive For Did Not Vote Management Committee in the Amount of USD 53,069,700 7 Amend Pool of Conditional Capital for For Did Not Vote Management Employee Benefit Plans 8 Amend Omnibus Stock Plan For Did Not Vote Management 9 Approve CHF 915,548 Increase in For Did Not Vote Management Authorized Capital 10 Designate Marius Meier as Independent For Did Not Vote Management Proxy 11 Ratify Ernst & Young LLP as Auditor For Did Not Vote Management and Ernst & Young AG as Statutory Auditor 12 Transact Other Business (Voting) For Did Not Vote Management -------------------------------------------------------------------------------- DARLING INGREDIENTS INC. Ticker: DAR Security ID: 237266101 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Randall C. Stuewe For For Management 1b Elect Director Charles Adair For For Management 1c Elect Director Beth Albright For For Management 1d Elect Director Linda Goodspeed For For Management 1e Elect Director Dirk Kloosterboer For For Management 1f Elect Director Mary R. Korby For For Management 1g Elect Director Charles Macaluso For For Management 1h Elect Director Gary W. Mize For For Management 1i Elect Director Michael E. Rescoe For For Management 1j Elect Director Nicole M. Ringenberg For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DAVITA INC. Ticker: DVA Security ID: 23918K108 Meeting Date: JAN 23, 2020 Meeting Type: Special Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- DAVITA INC. Ticker: DVA Security ID: 23918K108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pamela M. Arway For For Management 1b Elect Director Charles G. Berg For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director Pascal Desroches For For Management 1e Elect Director Paul J. Diaz For For Management 1f Elect Director John M. Nehra For For Management 1g Elect Director Javier J. Rodriguez For For Management 1h Elect Director Phyllis R. Yale For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management 5 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- DR. REDDY'S LABORATORIES LIMITED Ticker: 500124 Security ID: 256135203 Meeting Date: JAN 02, 2020 Meeting Type: Court Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Amalgamation and For For Management Arrangement -------------------------------------------------------------------------------- EMPLOYERS HOLDINGS, INC. Ticker: EIG Security ID: 292218104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard W. Blakey For For Management 1.2 Elect Director Joao (John) M. de For For Management Figueiredo 1.3 Elect Director Douglas D. Dirks For For Management 1.4 Elect Director James R. Kroner For For Management 1.5 Elect Director Michael J. McColgan For For Management 1.6 Elect Director Michael J. McSally For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ENOVA INTERNATIONAL, INC. Ticker: ENVA Security ID: 29357K103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen Carnahan For For Management 1b Elect Director Daniel R. Feehan For For Management 1c Elect Director David Fisher For For Management 1d Elect Director William M. Goodyear For For Management 1e Elect Director James A. Gray For For Management 1f Elect Director Gregg A. Kaplan For For Management 1g Elect Director Mark P. McGowan For For Management 1h Elect Director Mark A. Tebbe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Pricewaterhousecoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ENPHASE ENERGY, INC. Ticker: ENPH Security ID: 29355A107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Benjamin Kortlang For For Management 1.2 Elect Director Richard S. Mora For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Report on Sustainability Against Against Shareholder 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRST AMERICAN FINANCIAL CORPORATION Ticker: FAF Security ID: 31847R102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Doti For For Management 1.2 Elect Director Michael D. McKee For For Management 1.3 Elect Director Thomas V. McKernan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- FLUIDIGM CORPORATION Ticker: FLDM Security ID: 34385P108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicolas M. Barthelemy For For Management 1.2 Elect Director Bill W. Colston For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For Against Management Purchase Plan 4 Amend Omnibus Stock Plan For Against Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GENMAB A/S Ticker: GMAB Security ID: 372303206 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Discharge of Management and Board 3 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 4a Reelect Deirdre P. Connelly as Director For Did Not Vote Management 4b Reelect Pernille Erenbjerg as Director For Did Not Vote Management 4c Reelect Rolf Hoffmann as Director For Did Not Vote Management 4d Reelect Paolo Paoletti as Director For Did Not Vote Management 4e Reelect Anders Gersel Pedersen as For Did Not Vote Management Director 4f Elect Jonathan Peacock as New Director For Did Not Vote Management 5 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors 6a Approve Guidelines for Incentive-Based For Did Not Vote Management Compensation for Executive Management and Board 6b Approve Remuneration of Directors in For Did Not Vote Management the Amount of DKK 1.2 Million for Chairman, DKK 800,000 for Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 6c Amend Articles Re: Editorial Changes For Did Not Vote Management due to Merger of VP Securities A/S and VP Services A/S 7 Authorize Editorial Changes to Adopted For Did Not Vote Management Resolutions in Connection with Registration with Danish Authorities 8 Other Business None None Management -------------------------------------------------------------------------------- GIBRALTAR INDUSTRIES, INC. Ticker: ROCK Security ID: 374689107 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark G. Barberio For For Management 1b Elect Director William T. Bosway For For Management 1c Elect Director Sharon M. Brady For For Management 1d Elect Director Craig A. Hindman For For Management 1e Elect Director Vinod M. Khilnani For For Management 1f Elect Director Linda K. Myers For For Management 1g Elect Director William P. Montague For For Management 1h Elect Director James B. Nish For For Management 1i Elect Director Atlee Valentine Pope For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GLU MOBILE INC. Ticker: GLUU Security ID: 379890106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darla Anderson For For Management 1.2 Elect Director Ben Feder For Withhold Management 1.3 Elect Director Hany M. Nada For For Management 1.4 Elect Director Benjamin T. Smith, IV For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GREAT LAKES DREDGE & DOCK CORPORATION Ticker: GLDD Security ID: 390607109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elaine J. Dorward-King For For Management 1b Elect Director Ryan J. Levenson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GREEN DOT CORPORATION Ticker: GDOT Security ID: 39304D102 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth C. Aldrich For For Management 1.2 Elect Director J. Chris Brewster For For Management 1.3 Elect Director Glinda Bridgforth Hodges For For Management 1.4 Elect Director Rajeev V. Date For For Management 1.5 Elect Director Saturnino 'Nino' Fanlo For For Management 1.6 Elect Director William I Jacobs For For Management 1.7 Elect Director Dan R. Henry For For Management 1.8 Elect Director Jeffrey B. Osher For For Management 1.9 Elect Director Ellen Richey For For Management 1.10 Elect Director George T. Shaheen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- HD SUPPLY HOLDINGS, INC. Ticker: HDS Security ID: 40416M105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen J. Affeldt For For Management 1.2 Elect Director Joseph J. DeAngelo For For Management 1.3 Elect Director Peter A. Dorsman For For Management 1.4 Elect Director Stephen J. Konenkamp For For Management 1.5 Elect Director Patrick R. McNamee For For Management 1.6 Elect Director Scott D. Ostfeld For For Management 1.7 Elect Director Charles W. Peffer For For Management 1.8 Elect Director James A. Rubright For For Management 1.9 Elect Director Lauren Taylor Wolfe For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- HOMESTREET, INC. Ticker: HMST Security ID: 43785V102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James R. Mitchell, Jr. For For Management 1b Elect Director Nancy D. Pellegrino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HORIZON THERAPEUTICS PLC Ticker: HZNP Security ID: G46188101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gino Santini For For Management 1b Elect Director James Shannon For For Management 1c Elect Director Timothy Walbert For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Market Purchases or Overseas For For Management Market Purchases of Ordinary Shares 5 Approve Omnibus Stock Plan For Against Management 6 Approve Qualified Employee Stock For Against Management Purchase Plan -------------------------------------------------------------------------------- HUNTINGTON INGALLS INDUSTRIES, INC. Ticker: HII Security ID: 446413106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip M. Bilden For For Management 1.2 Elect Director Augustus L. Collins For For Management 1.3 Elect Director Kirkland H. Donald For For Management 1.4 Elect Director Victoria D. Harker For For Management 1.5 Elect Director Anastasia D. Kelly For For Management 1.6 Elect Director Tracy B. McKibben For For Management 1.7 Elect Director C. Michael Petters For For Management 1.8 Elect Director Thomas C. Schievelbein For For Management 1.9 Elect Director John K. Welch For For Management 1.10 Elect Director Stephen R. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- HURON CONSULTING GROUP INC. Ticker: HURN Security ID: 447462102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director H. Eugene Lockhart For For Management 1.2 Elect Director James H. Roth For Withhold Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Nonqualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- INTER PARFUMS, INC. Ticker: IPAR Security ID: 458334109 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean Madar For Withhold Management 1.2 Elect Director Philippe Benacin For Withhold Management 1.3 Elect Director Russell Greenberg For Withhold Management 1.4 Elect Director Philippe Santi For Withhold Management 1.5 Elect Director Francois Heilbronn For Withhold Management 1.6 Elect Director Robert Bensoussan For For Management 1.7 Elect Director Patrick Choel For Withhold Management 1.8 Elect Director Michel Dyens For For Management 1.9 Elect Director Veronique Gabai-Pinsky For Withhold Management 1.10 Elect Director Gilbert Harrison For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Stock Option Plan For Against Management -------------------------------------------------------------------------------- INTL FCSTONE INC. Ticker: INTL Security ID: 46116V105 Meeting Date: JUN 24, 2020 Meeting Type: Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to StoneX Group For For Management Inc. -------------------------------------------------------------------------------- INTL FCSTONE, INC. Ticker: INTL Security ID: 46116V105 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott J. Branch For For Management 1.2 Elect Director Diane L. Cooper For For Management 1.3 Elect Director John M. Fowler For For Management 1.4 Elect Director Steven Kass For For Management 1.5 Elect Director Bruce W. Krehbiel For For Management 1.6 Elect Director Sean M. O'Connor For For Management 1.7 Elect Director Eric Parthemore For For Management 1.8 Elect Director John Radziwill For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ITRON, INC. Ticker: ITRI Security ID: 465741106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jerome J. Lande For For Management 1b Elect Director Frank M. Jaehnert For For Management 1c Elect Director Gary E. Pruitt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- IVERIC BIO, INC. Ticker: ISEE Security ID: 46583P102 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jane P. Henderson For For Management 1.2 Elect Director Glenn P. Sblendorio For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- JAMES RIVER GROUP HOLDINGS, LTD. Ticker: JRVR Security ID: G5005R107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J. Adam Abram For Withhold Management 1b Elect Director Robert P. Myron For Withhold Management 1c Elect Director Michael T. Oakes For Withhold Management 2 Approve Ernst &Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JAZZ PHARMACEUTICALS PLC Ticker: JAZZ Security ID: G50871105 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUN 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul L. Berns For For Management 1b Elect Director Patrick G. Enright For For Management 1c Elect Director Seamus Mulligan For For Management 1d Elect Director Norbert G. Riedel For For Management 2 Approve KPMG, Dublin as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- K12 INC. Ticker: LRN Security ID: 48273U102 Meeting Date: DEC 13, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aida M. Alvarez For For Management 1.2 Elect Director Craig R. Barrett For For Management 1.3 Elect Director Guillermo Bron For For Management 1.4 Elect Director Robert L. Cohen For For Management 1.5 Elect Director Nathaniel A. Davis For For Management 1.6 Elect Director John M. Engler For For Management 1.7 Elect Director Steven B. Fink For For Management 1.8 Elect Director Robert E. Knowling, Jr. For For Management 1.9 Elect Director Liza McFadden For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- LANTHEUS HOLDINGS, INC. Ticker: LNTH Security ID: 516544103 Meeting Date: JUN 16, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LIMELIGHT NETWORKS, INC. Ticker: LLNW Security ID: 53261M104 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Walter D. Amaral For For Management 1.2 Elect Director Scott Genereux For For Management 1.3 Elect Director Patricia Hadden For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- M/I HOMES, INC. Ticker: MHO Security ID: 55305B101 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phillip G. Creek For Withhold Management 1.2 Elect Director Nancy J. Kramer For For Management 1.3 Elect Director Norman L. Traeger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MACROGENICS, INC. Ticker: MGNX Security ID: 556099109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Koenig For For Management 1.2 Elect Director Jay Siegel For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Stock Option Exchange Program For Against Management -------------------------------------------------------------------------------- MAGNACHIP SEMICONDUCTOR CORPORATION Ticker: MX Security ID: 55933J203 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Melvin L. Keating For For Management 1b Elect Director Young-Joon (YJ) Kim For For Management 1c Elect Director Ilbok Lee For For Management 1d Elect Director Camillo Martino For For Management 1e Elect Director Gary Tanner For For Management 1f Elect Director Nader Tavakoli For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Samil PricewaterhouseCoopers as For For Management Auditors 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- MCGRATH RENTCORP Ticker: MGRC Security ID: 580589109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimberly A. Box For For Management 1.2 Elect Director William J. Dawson For For Management 1.3 Elect Director Elizabeth A. Fetter For For Management 1.4 Elect Director Joseph F. Hanna For For Management 1.5 Elect Director Bradley M. Shuster For For Management 1.6 Elect Director M. Richard Smith For For Management 1.7 Elect Director Dennis P. Stradford For For Management 1.8 Elect Director Ronald H. Zech For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MEDIFAST, INC. Ticker: MED Security ID: 58470H101 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey J. Brown For For Management 1.2 Elect Director Kevin G. Byrnes For For Management 1.3 Elect Director Daniel R. Chard For For Management 1.4 Elect Director Constance J. Hallquist For For Management 1.5 Elect Director Michael A. Hoer For For Management 1.6 Elect Director Michael C. MacDonald For Against Management 1.7 Elect Director Carl E. Sassano For For Management 1.8 Elect Director Scott Schlackman For For Management 1.9 Elect Director Andrea B. Thomas For For Management 1.10 Elect Director Ming Xian For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MERCURY GENERAL CORPORATION Ticker: MCY Security ID: 589400100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Joseph For Withhold Management 1.2 Elect Director Martha E. Marcon For For Management 1.3 Elect Director Joshua E. Little For For Management 1.4 Elect Director Gabriel Tirador For Withhold Management 1.5 Elect Director James G. Ellis For For Management 1.6 Elect Director George G. Braunegg For For Management 1.7 Elect Director Ramona L. Cappello For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MODEL N, INC. Ticker: MODN Security ID: 607525102 Meeting Date: FEB 14, 2020 Meeting Type: Annual Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tim Adams For For Management 1.2 Elect Director Scott Reese For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MURPHY USA INC. Ticker: MUSA Security ID: 626755102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Claiborne P. Deming For For Management 1.2 Elect Director Jack T. Taylor For For Management 1.3 Elect Director Jeanne L. Phillips For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- NATUS MEDICAL INCORPORATED Ticker: NTUS Security ID: 639050103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jonathan A. Kennedy For For Management 1b Elect Director Barbara R. Paul For For Management 1c Elect Director Alice D. Schroeder For For Management 1d Elect Director Thomas J. Sullivan For For Management 1e Elect Director Ilan Daskal For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NELNET, INC. Ticker: NNI Security ID: 64031N108 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathleen A. Farrell For For Management 1b Elect Director David S. Graff For For Management 1c Elect Director Thomas E. Henning For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEOPHOTONICS CORPORATION Ticker: NPTN Security ID: 64051T100 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy S. Jenks For For Management 1.2 Elect Director Yanbing Li For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NOMAD FOODS LIMITED Ticker: NOMD Security ID: G6564A105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin Ellis Franklin For For Management 1.2 Elect Director Noam Gottesman For For Management 1.3 Elect Director Ian G.H. Ashken For For Management 1.4 Elect Director Stefan Descheemaeker For For Management 1.5 Elect Director Jeremy Isaacs For For Management 1.6 Elect Director James E. Lillie For For Management 1.7 Elect Director Stuart M. MacFarlane For For Management 1.8 Elect Director Lord Myners of Truro For For Management 1.9 Elect Director Victoria Parry For For Management 1.10 Elect Director Simon White For For Management 1.11 Elect Director Samy Zekhout For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ON DECK CAPITAL, INC. Ticker: ONDK Security ID: 682163100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Noah Breslow For For Management 1.2 Elect Director Jane J. Thompson For For Management 1.3 Elect Director Ronald F. Verni For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ORBCOMM INC. Ticker: ORBC Security ID: 68555P100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc J. Eisenberg For Withhold Management 1.2 Elect Director Timothy Kelleher For For Management 1.3 Elect Director John Major For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ORTHOFIX MEDICAL INC. Ticker: OFIX Security ID: 68752M108 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jason M. Hannon For For Management 1.2 Elect Director James F. Hinrichs For For Management 1.3 Elect Director Alexis V. Lukianov For For Management 1.4 Elect Director Lilly Marks For For Management 1.5 Elect Director Ronald A. Matricaria For For Management 1.6 Elect Director Michael E. Paolucci For For Management 1.7 Elect Director Maria Sainz For For Management 1.8 Elect Director Jon C. Serbousek For For Management 1.9 Elect Director John Sicard For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OSI SYSTEMS, INC. Ticker: OSIS Security ID: 671044105 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deepak Chopra For Withhold Management 1.2 Elect Director Steven C. Good For For Management 1.3 Elect Director Meyer Luskin For For Management 1.4 Elect Director William F. Ballhaus, Jr. For For Management 1.5 Elect Director James B. Hawkins For For Management 1.6 Elect Director Gerald Chizever For Withhold Management 1.7 Elect Director Kelli Bernard For For Management 2 Ratify Moss Adams LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PAMPA ENERGIA SA Ticker: PAMP Security ID: 697660207 Meeting Date: OCT 01, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Shareholders to Sign Minutes For For Management of Meeting 2 Approve Cancellation of 190 Million For For Management Treasury Shares and Consequent Reduction in Share Capital 3 Approve Granting of Authorizations to For For Management Perform Formalities and Necessary Presentations to Obtain Corresponding Registrations -------------------------------------------------------------------------------- PAMPA ENERGIA SA Ticker: PAMP Security ID: 697660207 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Shareholders to Sign Minutes For For Management of Meeting 2 Consider Absorption of Parques Eolicos For For Management del Fin del Mundo SA by the Company 3 Authorize Board to Perform Formalities For For Management and Necessary Presentations to Obtain Corresponding Registrations -------------------------------------------------------------------------------- PAMPA ENERGIA SA Ticker: PAMP Security ID: 697660207 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Shareholders to Sign Minutes For For Management of Meeting 2 Approve Cancellation of 174.79 Million For For Management Treasury Shares and Consequent Reduction in Share Capital 3 Approve Granting of Authorizations to For For Management Perform Formalities and Necessary Presentations to Obtain Corresponding Registrations -------------------------------------------------------------------------------- PAMPA ENERGIA SA Ticker: PAMP Security ID: 697660207 Meeting Date: MAY 11, 2020 Meeting Type: Annual/Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Consider to Virtually Hold This For For Management Shareholders' Meeting According to General Resolution 830/2020 of Argentine Securities Commission (CNV) and Ratify Resolutions of EGM that was Virtually Held on April 7, 2020 2 Designate Shareholders to Sign Minutes For For Management of Meeting 3 Consider Financial Statements and For For Management Statutory Reports 4 Consider Allocation of Income For For Management 5 Consider Discharge of Internal For For Management Statutory Auditors Committee (Comision Fiscalizadora) and Their Remuneration 6 Consider Discharge of Directors and For For Management Fix their Remuneration 7 Consider Remuneration of Auditor For For Management 8 Elect Directors and Their Alternates; For Against Management Elect Members of Audit Committee 9 Appoint Auditor and Alternate For For Management 10 Consider Remuneration of Auditor and For For Management Alternate for FY 2020 11 Consider Budget for Audit Committee For For Management 12 Consider Absorption of Central Piedra For For Management Buena S.A. by Company; Consider Special Individual and Consolidated Financial Statements for Fiscal Year Ended Dec. 31, 2019; Consider Preliminary Absorption Agreement 13 Amend Article 4; Consolidate Bylaws For For Management 14 Approve Granting of Powers to Perform For For Management Formalities and Necessary Presentations to Obtain Corresponding Registrations -------------------------------------------------------------------------------- PBF ENERGY INC. Ticker: PBF Security ID: 69318G106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas J. Nimbley For For Management 1B Elect Director Spencer Abraham For For Management 1C Elect Director Wayne Budd For For Management 1D Elect Director Karen Davis For For Management 1E Elect Director S. Eugene Edwards For For Management 1F Elect Director William E. Hantke For For Management 1G Elect Director Edward Kosnik For For Management 1H Elect Director Robert Lavinia For For Management 1I Elect Director Kimberly S. Lubel For For Management 1J Elect Director George E. Ogden For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PERFORMANCE FOOD GROUP COMPANY Ticker: PFGC Security ID: 71377A103 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George L. Holm For For Management 1b Elect Director Arthur B. Winkleblack - None None Management Withdrawn 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Approve Qualified Employee Stock For Against Management Purchase Plan 6 Eliminate Supermajority Vote For For Management Requirement for Amending Government Documents and Removing Directors 7 Provide Right to Call Special Meeting For For Management -------------------------------------------------------------------------------- PERSPECTA INC. Ticker: PRSP Security ID: 715347100 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: JUN 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sanju K. Bansal For For Management 1b Elect Director Sondra L. Barbour For For Management 1c Elect Director John M. Curtis For Against Management 1d Elect Director Lisa S. Disbrow For For Management 1e Elect Director Glenn A. Eisenberg For For Management 1f Elect Director Pamela O. Kimmet For For Management 1g Elect Director J. Michael Lawrie For Against Management 1h Elect Director Ramzi M. Musallam For Against Management 1i Elect Director Philip O. Nolan For For Management 1j Elect Director Michael E. Ventling For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- PETIQ, INC. Ticker: PETQ Security ID: 71639T106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director McCord Christensen For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PFENEX INC. Ticker: PFNX Security ID: 717071104 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jason Grenfell-Gardner For For Management 1.2 Elect Director Evert B. Schimmelpennink For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PJT PARTNERS INC. Ticker: PJT Security ID: 69343T107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dennis S. Hersch For For Management 1b Elect Director Thomas M. Ryan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PRECISION BIOSCIENCES, INC. Ticker: DTIL Security ID: 74019P108 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Geno Germano For For Management 2 Elect Director Matthew Kane For Withhold Management 3 Elect Director Raymond Schinazi For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PROASSURANCE CORPORATION Ticker: PRA Security ID: 74267C106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Samuel A. Di Piazza, Jr. For For Management 1.2 Elect Director Robert E. Flowers For For Management 1.3 Elect Director Edward L. Rand, Jr. For For Management 1.4 Elect Director Katisha T. Vance For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RITCHIE BROS. AUCTIONEERS INCORPORATED Ticker: RBA Security ID: 767744105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ann Fandozzi For For Management 1b Elect Director Beverley Anne Briscoe For For Management 1c Elect Director Erik Olsson For For Management 1d Elect Director Adam DeWitt For For Management 1e Elect Director Robert George Elton For For Management 1f Elect Director J. Kim Fennell For For Management 1g Elect Director Amy Guggenheim Shenkan For For Management 1h Elect Director Sarah Elizabeth Raiss For For Management 1i Elect Director Christopher Zimmerman For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SCIENTIFIC GAMES CORPORATION Ticker: SGMS Security ID: 80874P109 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald O. Perelman For Withhold Management 1.2 Elect Director Barry L. Cottle For Withhold Management 1.3 Elect Director Peter A. Cohen For For Management 1.4 Elect Director Richard M. Haddrill For Withhold Management 1.5 Elect Director Jack A. Markell For For Management 1.6 Elect Director Michael J. Regan For For Management 1.7 Elect Director Barry F. Schwartz For For Management 1.8 Elect Director Frances F. Townsend For For Management 1.9 Elect Director Maria T. Vullo For For Management 1.10 Elect Director Kneeland C. Youngblood For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SIMPSON MANUFACTURING CO., INC. Ticker: SSD Security ID: 829073105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James S. Andrasick For For Management 1b Elect Director Michael A. Bless For For Management 1c Elect Director Jennifer A. Chatman For For Management 1d Elect Director Karen Colonias For For Management 1e Elect Director Gary M. Cusumano For For Management 1f Elect Director Philip E. Donaldson For For Management 1g Elect Director Celeste Volz Ford For For Management 1h Elect Director Robin G. MacGillivray For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- SLM CORPORATION Ticker: SLM Security ID: 78442P106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul G. Child For For Management 1b Elect Director Mary Carter Warren For For Management Franke 1c Elect Director Earl A. Goode For For Management 1d Elect Director Marianne M. Keler For For Management 1e Elect Director Mark L. Lavelle For For Management 1f Elect Director Jim Matheson For For Management 1g Elect Director Frank C. Puleo For For Management 1h Elect Director Vivian C. Schneck-Last For For Management 1i Elect Director William N. Shiebler For For Management 1j Elect Director Robert S. Strong For For Management 1k Elect Director Jonathan W. Witter For For Management 1l Elect Director Kirsten O. Wolberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SPROUT SOCIAL, INC. Ticker: SPT Security ID: 85209W109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Barris For For Management 1b Elect Director Karen Walker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- STAMPS.COM INC. Ticker: STMP Security ID: 852857200 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth T. McBride For Withhold Management 1b Elect Director Theodore R. Samuels, II For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SUPER MICRO COMPUTER, INC. Ticker: SMCI Security ID: 86800U104 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Liang For For Management 1.2 Elect Director Tally Liu For For Management 1.3 Elect Director Sherman Tuan For For Management 1.4 Elect Director Sara Liu For For Management 1.5 Elect Director Michael S. McAndrews For For Management 1.6 Elect Director Hwei-Ming (Fred) Tsai For For Management 1.7 Elect Director Daniel W. Fairfax For For Management 1.8 Elect Director Saria Tseng For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- TAYLOR MORRISON HOME CORPORATION Ticker: TMHC Security ID: 87724P106 Meeting Date: JAN 30, 2020 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TEEKAY TANKERS LTD. Ticker: TNK Security ID: Y8565N300 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth Hvid For For Management 1.2 Elect Director Arthur Bensler For For Management 1.3 Elect Director Sai W. Chu For For Management 1.4 Elect Director Richard T. du Moulin For For Management 1.5 Elect Director David Schellenberg For For Management -------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. Ticker: THG Security ID: 410867105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jane D. Carlin For For Management 1.2 Elect Director Daniel T. Henry For For Management 1.3 Elect Director Wendell J. Knox For For Management 1.4 Elect Director Kathleen S. Lane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- THE PROVIDENCE SERVICE CORPORATION Ticker: PRSC Security ID: 743815102 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David A. Coulter For For Management 1b Elect Director Leslie V. Norwalk For For Management 1c Elect Director Daniel E. Greenleaf For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- THE RUBICON PROJECT, INC. Ticker: RUBI Security ID: 78112V102 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: FEB 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- THIRD POINT REINSURANCE LTD. Ticker: TPRE Security ID: G8827U100 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Gretchen A. Hayes For For Management 2 Election of Designated Company For For Management Directors of Non-U.S. Subsidiaries 3 Approve Ernst & Young Ltd. as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TOPBUILD CORP. Ticker: BLD Security ID: 89055F103 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alec C. Covington For For Management 1b Elect Director Gerald Volas For For Management 1c Elect Director Carl T. Camden For For Management 1d Elect Director Joseph S. Cantie For For Management 1e Elect Director Tina M. Donikowski For For Management 1f Elect Director Mark A. Petrarca For For Management 1g Elect Director Nancy M. Taylor For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRINET GROUP, INC. Ticker: TNET Security ID: 896288107 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Angelakis For For Management 1.2 Elect Director Burton M. Goldfield For For Management 1.3 Elect Director David C. Hodgson For For Management 1.4 Elect Director Jacqueline B. Kosecoff For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- U.S. CONCRETE, INC. Ticker: USCR Security ID: 90333L201 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Sandbrook For For Management 1.2 Elect Director Kurt M. Cellar For For Management 1.3 Elect Director Michael D. Lundin For For Management 1.4 Elect Director Rajan C. Penkar For For Management 1.5 Elect Director Ronnie Pruitt For For Management 1.6 Elect Director Colin M. Sutherland For For Management 1.7 Elect Director Theodore P. Rossi For For Management 1.8 Elect Director Susan M. Ball For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNIFIRST CORPORATION Ticker: UNF Security ID: 904708104 Meeting Date: JAN 14, 2020 Meeting Type: Annual Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas S. Postek For For Management 1.2 Elect Director Steven S. Sintros For Withhold Management 1.3 Elect Director Raymond C. Zemlin For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- UNIVERSAL ELECTRONICS INC. Ticker: UEIC Security ID: 913483103 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul D. Arling For For Management 1.2 Elect Director Satjiv S. Chahil For For Management 1.3 Elect Director Sue Ann R. Hamilton For For Management 1.4 Elect Director William C. Mulligan For For Management 1.5 Elect Director J.C. Sparkman For For Management 1.6 Elect Director Gregory P. Stapleton For For Management 1.7 Elect Director Carl E. Vogel For For Management 1.8 Elect Director Edward K. Zinser For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- UNIVERSAL FOREST PRODUCTS, INC. Ticker: UFPI Security ID: 913543104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Benjamin J. McLean For For Management 1b Elect Director Mary E. Tuuk For For Management 1c Elect Director Michael G. Wooldridge For For Management 2 Change Company Name to UFP Industries, For For Management Inc. 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UPWORK INC. Ticker: UPWK Security ID: 91688F104 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leela Srinivasan For For Management 1.2 Elect Director Gary Steele For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- VANDA PHARMACEUTICALS INC. Ticker: VNDA Security ID: 921659108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard W. Dugan For For Management 1b Elect Director Anne Sempowski Ward For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- VAPOTHERM, INC. Ticker: VAPO Security ID: 922107107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony Arnerich For For Management 1.2 Elect Director Geoff Pardo For For Management 1.3 Elect Director Lance Berry For For Management 2 Amend Certificate of Incorporation to For For Management Add Federal Forum Selection Provision 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- VECTRUS, INC. Ticker: VEC Security ID: 92242T101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William F. Murdy For For Management 1b Elect Director Melvin F. Parker For For Management 1c Elect Director Stephen L. Waechter For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VERSO CORPORATION Ticker: VRS Security ID: 92531L207 Meeting Date: JAN 31, 2020 Meeting Type: Proxy Contest Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1a Elect Director Robert K. Beckler For Did Not Vote Management 1b Elect Director Paula H.J. Cholmondeley For Did Not Vote Management 1c Elect Director Randy J. Nebel For Did Not Vote Management 1d Elect Director Steven D. Scheiwe For Did Not Vote Management 1e Elect Director Jay Shuster For Did Not Vote Management 1f Elect Director Adam St. John For Did Not Vote Management 1g Elect Director Nancy M. Taylor For Did Not Vote Management 2 Approve Sale of Androscoggin Mill For Did Not Vote Management 3 Adjourn Meeting For Did Not Vote Management 4a Reduce Supermajority Vote Requirement For Did Not Vote Management for Removal of Directors 4b Reduce Supermajority Vote Requirement For Did Not Vote Management to Amend Bylaws 4c Reduce Supermajority Vote Requirement For Did Not Vote Management to Amend Certain Provisions of the Certificate of Incorporation 5 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation 6 Ratify Deloitte & Touche LLP as For Did Not Vote Management Auditors 7 Adopt Stockholder Rights Plan For Did Not Vote Management 8 Adopt Majority Vote for Election of None Did Not Vote Management Directors 9 Repeal Amendments to Verso's Amended Against Did Not Vote Shareholder and Restated Bylaws Adopted After June 26, 2019 # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Blue Proxy Card) None 1.1 Elect Director Sean T. Erwin For For Shareholder 1.2 Elect Director Jeffrey E. Kirt For For Shareholder 1.3 Elect Director Timothy Lowe For Withhold Shareholder 1.4 Management Nominee Robert K. Beckler For For Shareholder 1.5 Management Nominee Paula H.J. For For Shareholder Cholmondeley 1.6 Management Nominee Randy J. Nebel For For Shareholder 1.7 Management Nominee Adam St. John For For Shareholder 2 Approve Sale of Androscoggin Mill None For Management 3 Adjourn Meeting None For Management 4a Reduce Supermajority Vote Requirement For For Management for Removal of Directors 4b Reduce Supermajority Vote Requirement For For Management to Amend Bylaws 4c Reduce Supermajority Vote Requirement For For Management to Amend Certain Provisions of the Certificate of Incorporation 5 Advisory Vote to Ratify Named None For Management Executive Officers' Compensation 6 Ratify Deloitte & Touche LLP as None For Management Auditors 7 Adopt Stockholder Rights Plan None Against Management 8 Adopt Majority Vote for Election of For Against Management Directors 9 Repeal Amendments to Verso's Amended For For Shareholder and Restated Bylaws Adopted After June 26, 2019 -------------------------------------------------------------------------------- ZUORA, INC. Ticker: ZUO Security ID: 98983V106 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jason Pressman For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ZYMEWORKS INC. Ticker: ZYME Security ID: 98985W102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hollings C. Renton For For Management 1.2 Elect Director Lota Zoth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration ========== END NPX REPORT
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-05518 Reporting Period: 07/01/2019 - 06/30/2020 The RBB Fund, Inc. ====================== Boston Partners All-Cap Value Fund ====================== ABBOTT LABORATORIES Ticker: ABT Security ID: 002824100 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Roxanne S. Austin For Withhold Management 1.3 Elect Director Sally E. Blount For For Management 1.4 Elect Director Robert B. Ford For For Management 1.5 Elect Director Michelle A. Kumbier For For Management 1.6 Elect Director Edward M. Liddy For For Management 1.7 Elect Director Darren W. McDew For For Management 1.8 Elect Director Nancy McKinstry For For Management 1.9 Elect Director Phebe N. Novakovic For For Management 1.10 Elect Director William A. Osborn For For Management 1.11 Elect Director Daniel J. Starks For For Management 1.12 Elect Director John G. Stratton For For Management 1.13 Elect Director Glenn F. Tilton For For Management 1.14 Elect Director Miles D. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Increase Disclosure of Compensation Against For Shareholder Adjustments 6 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 7 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- ACTIVISION BLIZZARD, INC. Ticker: ATVI Security ID: 00507V109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Reveta Bowers For For Management 1b Elect Director Robert Corti For For Management 1c Elect Director Hendrik Hartong, III For For Management 1d Elect Director Brian Kelly For For Management 1e Elect Director Robert Kotick For For Management 1f Elect Director Barry Meyer For For Management 1g Elect Director Robert Morgado For For Management 1h Elect Director Peter Nolan For For Management 1i Elect Director Dawn Ostroff For For Management 1j Elect Director Casey Wasserman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Political Contributions Against Against Shareholder Disclosure -------------------------------------------------------------------------------- AFLAC INCORPORATED Ticker: AFL Security ID: 001055102 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel P. Amos For For Management 1b Elect Director W. Paul Bowers For For Management 1c Elect Director Toshihiko Fukuzawa For For Management 1d Elect Director Thomas J. Kenny For For Management 1e Elect Director Georgette D. Kiser For For Management 1f Elect Director Karole F. Lloyd For For Management 1g Elect Director Nobuchika Mori For For Management 1h Elect Director Joseph L. Moskowitz For For Management 1i Elect Director Barbara K. Rimer For For Management 1j Elect Director Katherine T. Rohrer For For Management 1k Elect Director Melvin T. Stith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- AIR LEASE CORPORATION Ticker: AL Security ID: 00912X302 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew J. Hart For For Management 1b Elect Director Cheryl Gordon Krongard For For Management 1c Elect Director Marshall O. Larsen For For Management 1d Elect Director Susan McCaw For For Management 1e Elect Director Robert A. Milton For For Management 1f Elect Director John L. Plueger For For Management 1g Elect Director Ian M. Saines For For Management 1h Elect Director Steven F. Udvar-Hazy For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALCON INC. Ticker: ALC Security ID: H01301128 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Omission of Dividends 4.1 Approve Remuneration Report For For Management (Non-Binding) 4.2 Approve Remuneration of Directors in For For Management the Amount of CHF 3.3 Million 4.3 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 35.3 Million 5.1 Reelect Michael Ball as Director For For Management 5.2 Reelect Lynn Bleil as Director For For Management 5.3 Reelect Arthur Cummings as Director For For Management 5.4 Reelect David Endicott as Director For For Management 5.5 Reelect Thomas Glanzmann as Director For For Management 5.6 Reelect Keith Grossmann as Director For For Management 5.7 Reelect Scott Maw as Director For For Management 5.8 Reelect Karen May as Director For For Management 5.9 Reelect Ines Poeschel as Director For For Management 5.10 Reelect Dieter Spaelti as Director For For Management 6.1 Reappoint Thomas Glanzmann as Member For For Management of the Compensation Committee 6.2 Reappoint Keith Grossmann as Member of For For Management the Compensation Committee 6.3 Reappoint Karen May as Member of the For For Management Compensation Committee 6.4 Reappoint Ines Poeschel as Member of For For Management the Compensation Committee 7 Designate Hartmann Dreyer For For Management Attorneys-at-Law as Independent Proxy 8 Ratify PricewaterhouseCoopers SA as For For Management Auditors 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ALLEGHANY CORPORATION Ticker: Y Security ID: 017175100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ian H. Chippendale For For Management 1.2 Elect Director Weston M. Hicks For For Management 1.3 Elect Director Jefferson W. Kirby For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- ALLERGAN PLC Ticker: AGN Security ID: G0177J108 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management 1 Approve Scheme of Arrangement For For Management 2 Approve Cancellation of Cancellation For For Management Shares 3 Authorize Board to Allot and Issue For For Management Shares 4 Amend Articles of Association For For Management 5 Advisory Vote on Golden Parachutes For For Management 6 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ALLIANCE DATA SYSTEMS CORPORATION Ticker: ADS Security ID: 018581108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph J. Andretta For For Management 1.2 Elect Director Roger H. Ballou For For Management 1.3 Elect Director John C. Gerspach, Jr. For For Management 1.4 Elect Director Rajesh Natarajan For For Management 1.5 Elect Director Timothy J. Theriault For For Management 1.6 Elect Director Laurie A. Tucker For For Management 1.7 Elect Director Sharen J. Turney For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.2 Elect Director Sergey Brin For For Management 1.3 Elect Director Sundar Pichai For For Management 1.4 Elect Director John L. Hennessy For For Management 1.5 Elect Director Frances H. Arnold For For Management 1.6 Elect Director L. John Doerr For Withhold Management 1.7 Elect Director Roger W. Ferguson Jr. For For Management 1.8 Elect Director Ann Mather For Withhold Management 1.9 Elect Director Alan R. Mulally For Withhold Management 1.10 Elect Director K. Ram Shiram For Withhold Management 1.11 Elect Director Robin L. Washington For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Arbitration of Against Against Shareholder Employment-Related Claims 7 Establish Human Rights Risk Oversight Against Against Shareholder Committee 8 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 9 Assess Feasibility of Including Against For Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 10 Report on Takedown Requests Against For Shareholder 11 Require a Majority Vote for the Against For Shareholder Election of Directors 12 Report on Gender/Racial Pay Gap Against Against Shareholder 13 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 14 Report on Whistleblower Policies and Against Against Shareholder Practices -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John T. Casteen, III For For Management 1b Elect Director Dinyar S. Devitre For For Management 1c Elect Director Thomas F. Farrell, II For For Management 1d Elect Director Debra J. Kelly-Ennis For For Management 1e Elect Director W. Leo Kiely, III For For Management 1f Elect Director Kathryn B. McQuade For For Management 1g Elect Director George Munoz For For Management 1h Elect Director Mark E. Newman For For Management 1i Elect Director Nabil Y. Sakkab For For Management 1j Elect Director Virginia E. Shanks For For Management 1k Elect Director Howard A. Willard, III None None Management *Withdrawn Resolution* 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Report on Underage Tobacco Prevention Against For Shareholder Policies -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: 02319V103 Meeting Date: APR 24, 2020 Meeting Type: Annual/Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at 11 For For Management 4a Elect Directors For Against Management 4b In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 4c In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 5a.i Elect Fiscal Council Members For Abstain Management 5a.ii In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 5b Elect Vinicius Balbino Bouhid as None For Shareholder Fiscal Council Member and Carlos Tersandro Fonseca Adeodato as Alternate Appointed by Minority Shareholder 6 Approve Remuneration of Company's For For Management Management 7 Approve Remuneration of Fiscal Council For For Management Members 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Amend Article 8 For For Management 3 Amend Articles 11, 15, 16, 17, 18 and For For Management 19 4 Amend Article 21 For For Management 5 Amend Articles 22 to 34 For For Management 6 Consolidate Bylaws For For Management 7 Amend Restricted Stock Plan For Against Management -------------------------------------------------------------------------------- AMDOCS LIMITED Ticker: DOX Security ID: G02602103 Meeting Date: JAN 31, 2020 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Minicucci For Against Management 1.2 Elect Director Adrian Gardner For For Management 1.3 Elect Director James S. Kahan For Against Management 1.4 Elect Director Rafael de la Vega For For Management 1.5 Elect Director Giora Yaron For For Management 1.6 Elect Director Eli Gelman For For Management 1.7 Elect Director Richard T.C. LeFave For Against Management 1.8 Elect Director John A. MacDonald For For Management 1.9 Elect Director Shuky Sheffer For For Management 1.10 Elect Director Yvette Kanouff For For Management 2 Amend Omnibus Stock Plan For For Management 3 Approve an Increase in the Quarterly For For Management Cash Dividend Rate 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Don Cornwell For For Management 1b Elect Director Brian Duperreault For For Management 1c Elect Director John H. Fitzpatrick For For Management 1d Elect Director William G. Jurgensen For For Management 1e Elect Director Christopher S. Lynch For For Management 1f Elect Director Henry S. Miller For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Thomas F. Motamed For For Management 1i Elect Director Peter R. Porrino For For Management 1j Elect Director Amy L. Schioldager For For Management 1k Elect Director Douglas M. Steenland For For Management 1l Elect Director Therese M. Vaughan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Securities Transfer Restrictions For For Management 4 Ratify NOL Rights Plan (NOL Pill) For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AMERISOURCEBERGEN CORPORATION Ticker: ABC Security ID: 03073E105 Meeting Date: MAR 05, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ornella Barra For For Management 1.2 Elect Director Steven H. Collis For For Management 1.3 Elect Director D. Mark Durcan For For Management 1.4 Elect Director Richard W. Gochnauer For For Management 1.5 Elect Director Lon R. Greenberg For For Management 1.6 Elect Director Jane E. Henney For For Management 1.7 Elect Director Kathleen W. Hyle For For Management 1.8 Elect Director Michael J. Long For For Management 1.9 Elect Director Henry W. McGee For For Management 1.10 Elect Director Dennis M. Nally For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Adopt Policy on Bonus Banking Against For Shareholder -------------------------------------------------------------------------------- AMETEK, INC. Ticker: AME Security ID: 031100100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas A. Amato For For Management 1b Elect Director Anthony J. Conti For For Management 1c Elect Director Gretchen W. McClain For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gail K. Boudreaux For For Management 1.2 Elect Director R. Kerry Clark For For Management 1.3 Elect Director Robert L. Dixon, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0408V102 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management 2 Approve Reduction of Share Capital and For For Management Creation of Distributable Profits 3 Approve Terms of an Off-Exchange For For Management Buyback and Cancellation of Class B Ordinary Shares 4 Approve Delisting of Shares from the For For Management New York Stock Exchange 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0408V111 Meeting Date: FEB 04, 2020 Meeting Type: Court Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0403H108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lester B. Knight For For Management 1.2 Elect Director Gregory C. Case For For Management 1.3 Elect Director Jin-Yong Cai For For Management 1.4 Elect Director Jeffrey C. Campbell For For Management 1.5 Elect Director Fulvio Conti For For Management 1.6 Elect Director Cheryl A. Francis For For Management 1.7 Elect Director J. Michael Losh For For Management 1.8 Elect Director Richard B. Myers For For Management 1.9 Elect Director Richard C. Notebaert For For Management 1.10 Elect Director Gloria Santona For For Management 1.11 Elect Director Carolyn Y. Woo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Ratify Ernst & Young Chartered For For Management Accountants as Statutory Auditor 5 Authorize Board to Fix Remuneration of For For Management Auditors -------------------------------------------------------------------------------- APERGY CORPORATION Ticker: APY Security ID: 03755L104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary P. Luquette For Withhold Management 1.2 Elect Director Daniel W. Rabun For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- APERGY CORPORATION Ticker: APY Security ID: 03755L104 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issue Shares in Connection For For Management with Merger 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ARROW ELECTRONICS, INC. Ticker: ARW Security ID: 042735100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry W. Perry For For Management 1.2 Elect Director William F. Austen For For Management 1.3 Elect Director Steven H. Gunby For For Management 1.4 Elect Director Gail E. Hamilton For For Management 1.5 Elect Director Richard S. Hill For For Management 1.6 Elect Director M.F. (Fran) Keeth For For Management 1.7 Elect Director Andrew C. Kerin For For Management 1.8 Elect Director Laurel J. Krzeminski For For Management 1.9 Elect Director Michael J. Long For For Management 1.10 Elect Director Stephen C. Patrick For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVANTOR, INC. Ticker: AVTR Security ID: 05352A100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Juan Andres For For Management 1.2 Elect Director Andre Moura For Withhold Management 1.3 Elect Director Jonathan Peacock For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Denise L. Ramos For For Management 1m Elect Director Clayton S. Rose For For Management 1n Elect Director Michael D. White For For Management 1o Elect Director Thomas D. Woods For For Management 1p Elect Director R. David Yost For For Management 1q Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Proxy Access Right Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Review of Statement of the Purpose of Against Against Shareholder a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices -------------------------------------------------------------------------------- BB&T CORPORATION Ticker: BBT Security ID: 054937107 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Change Company Name to Truist For For Management Financial Corporation 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BELDEN INC. Ticker: BDC Security ID: 077454106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David J. Aldrich For For Management 1b Elect Director Lance C. Balk For For Management 1c Elect Director Steven W. Berglund For For Management 1d Elect Director Diane D. Brink For For Management 1e Elect Director Judy L. Brown For For Management 1f Elect Director Bryan C. Cressey For For Management 1g Elect Director Jonathan C. Klein For For Management 1h Elect Director George E. Minnich For For Management 1i Elect Director John S. Stroup For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BIOGEN INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alexander J. Denner For For Management 1b Elect Director Caroline D. Dorsa For For Management 1c Elect Director William A. Hawkins For For Management 1d Elect Director Nancy L. Leaming For For Management 1e Elect Director Jesus B. Mantas For For Management 1f Elect Director Richard C. Mulligan For For Management 1g Elect Director Robert W. Pangia For For Management 1h Elect Director Stelios Papadopoulos For For Management 1i Elect Director Brian S. Posner For For Management 1j Elect Director Eric K. Rowinsky For For Management 1k Elect Director Stephen A. Sherwin For For Management 1l Elect Director Michel Vounatsos For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BOOKING HOLDINGS INC. Ticker: BKNG Security ID: 09857L108 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy M. Armstrong For For Management 1.2 Elect Director Jeffery H. Boyd For For Management 1.3 Elect Director Glenn D. Fogel For For Management 1.4 Elect Director Mirian M. Graddick-Weir For For Management 1.5 Elect Director Wei Hopeman For For Management 1.6 Elect Director Robert J. Mylod, Jr. For For Management 1.7 Elect Director Charles H. Noski For For Management 1.8 Elect Director Nicholas J. Read For For Management 1.9 Elect Director Thomas E. Rothman For For Management 1.10 Elect Director Bob van Dijk For For Management 1.11 Elect Director Lynn M. Vojvodich For For Management 1.12 Elect Director Vanessa A. Wittman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. Ticker: CHRW Security ID: 12541W209 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott P. Anderson For For Management 1.2 Elect Director Robert C. Biesterfeld, For For Management Jr. 1.3 Elect Director Wayne M. Fortun For For Management 1.4 Elect Director Timothy C. Gokey For For Management 1.5 Elect Director Mary J. Steele Guilfoile For For Management 1.6 Elect Director Jodee A. Kozlak For For Management 1.7 Elect Director Brian P. Short For For Management 1.8 Elect Director James B. Stake For For Management 1.9 Elect Director Paula C. Tolliver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LIMITED Ticker: CNQ Security ID: 136385101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Best For For Management 1.2 Elect Director M. Elizabeth Cannon For For Management 1.3 Elect Director N. Murray Edwards For For Management 1.4 Elect Director Christopher L. Fong For For Management 1.5 Elect Director Gordon D. Giffin For For Management 1.6 Elect Director Wilfred A. Gobert For For Management 1.7 Elect Director Steve W. Laut For For Management 1.8 Elect Director Tim S. McKay For For Management 1.9 Elect Director Frank J. McKenna For For Management 1.10 Elect Director David A. Tuer For For Management 1.11 Elect Director Annette M. Verschuren For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Ticker: COF Security ID: 14040H105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard D. Fairbank For For Management 1b Elect Director Aparna Chennapragada For For Management 1c Elect Director Ann Fritz Hackett For For Management 1d Elect Director Peter Thomas Killalea For For Management 1e Elect Director Cornelis "Eli" Leenaars For For Management 1f Elect Director Pierre E. Leroy For For Management 1g Elect Director Francois Locoh-Donou For For Management 1h Elect Director Peter E. Raskind For For Management 1i Elect Director Eileen Serra For For Management 1j Elect Director Mayo A. Shattuck, III For For Management 1k Elect Director Bradford H. Warner For For Management 1l Elect Director Catherine G. West For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent For For Management 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- CATERPILLAR INC. Ticker: CAT Security ID: 149123101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly A. Ayotte For For Management 1.2 Elect Director David L. Calhoun For For Management 1.3 Elect Director Daniel M. Dickinson For For Management 1.4 Elect Director Juan Gallardo For For Management 1.5 Elect Director William A. Osborn For For Management 1.6 Elect Director Debra L. Reed-Klages For For Management 1.7 Elect Director Edward B. Rust, Jr. For For Management 1.8 Elect Director Susan C. Schwab For For Management 1.9 Elect Director D. James Umpleby, III For For Management 1.10 Elect Director Miles D. White For For Management 1.11 Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Require Independent Board Chair Against For Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- CDK GLOBAL, INC. Ticker: CDK Security ID: 12508E101 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For Against Management 1b Elect Director Willie A. Deese For Against Management 1c Elect Director Amy J. Hillman For For Management 1d Elect Director Brian M. Krzanich For For Management 1e Elect Director Stephen A. Miles For For Management 1f Elect Director Robert E. Radway For For Management 1g Elect Director Stephen F. Schuckenbrock For For Management 1h Elect Director Frank S. Sowinski For For Management 1i Elect Director Eileen J. Voynick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CEMEX SAB DE CV Ticker: CEMEXCPO Security ID: 151290889 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Present Share Repurchase Report For For Management 4 Set Maximum Amount of Share Repurchase For For Management Reserve 5A Approve Reduction in Variable Portion For For Management of Capital via Cancellation of Repurchased Shares Which were Acquired Through Repurchase Program in 2019 5B Approve Reduction in Variable Portion For For Management of Capital via Cancellation of Treasury Shares Which Supported Convertible Bonds Issued in December 2009 and Matured in Nov. 2019 5C Approve Reduction in Variable Portion For For Management of Capital via Cancellation of Treasury Shares Which Supported Convertible Bonds Issued in May 2015 and Due in March 2020 6 Elect Directors, Chairman and For Against Management Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance, and Sustainability Committees 7 Approve Remuneration of Directors and For For Management Members of Audit, Corporate Practices and Finance, and Sustainability Committees 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CENTENE CORPORATION Ticker: CNC Security ID: 15135B101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael F. Neidorff For For Management 1b Elect Director H. James Dallas For For Management 1c Elect Director Robert K. Ditmore For For Management 1d Elect Director Richard A. Gephardt For For Management 1e Elect Director Lori J. Robinson For For Management 1f Elect Director William L. Trubeck For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Report on Political Contributions Against Against Shareholder Disclosure 6 Eliminate Supermajority Vote Against For Shareholder Requirement -------------------------------------------------------------------------------- CHUBB LIMITED Ticker: CB Security ID: H1467J104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Allocate Disposable Profit For For Management 2.2 Approve Dividend Distribution From For For Management Legal Reserves Through Capital Contributions Reserve Subaccount 3 Approve Discharge of Board of Directors For For Management 4.1 Ratify PricewaterhouseCoopers AG For For Management (Zurich) as Statutory Auditor 4.2 Ratify PricewaterhouseCoopers LLP For For Management (United States) as Independent Registered Accounting Firm 4.3 Ratify BDO AG (Zurich) as Special For For Management Audit Firm 5.1 Elect Director Evan G. Greenberg For For Management 5.2 Elect Director Michael G. Atieh For For Management 5.3 Elect Director Sheila P. Burke For For Management 5.4 Elect Director James I. Cash For For Management 5.5 Elect Director Mary Cirillo For For Management 5.6 Elect Director Michael P. Connors For For Management 5.7 Elect Director John A. Edwardson For For Management 5.8 Elect Director Robert J. Hugin For For Management 5.9 Elect Director Robert W. Scully For For Management 5.10 Elect Director Eugene B. Shanks, Jr. For For Management 5.11 Elect Director Theodore E. Shasta For For Management 5.12 Elect Director David H. Sidwell For For Management 5.13 Elect Director Olivier Steimer For For Management 5.14 Elect Director Frances F. Townsend For For Management 6 Elect Evan G. Greenberg as Board For Against Management Chairman 7.1 Elect Michael P. Connors as Member of For For Management the Compensation Committee 7.2 Elect Mary Cirillo as Member of the For For Management Compensation Committee 7.3 Elect John A. Edwardson as Member of For For Management the Compensation Committee 7.4 Elect Frances F. Townsend as Member of For For Management the Compensation Committee 8 Designate Homburger AG as Independent For For Management Proxy 9 Issue Shares Without Preemptive Rights For For Management 10 Approve CHF 52,613,190.00 Reduction in For For Management Share Capital via Cancellation in Nominal Value of CHF 24.15 each 11.1 Approve the Maximum Aggregate For For Management Remuneration of Directors 11.2 Approve Remuneration of Executive For For Management Management in the Amount of USD 46 Million for Fiscal 2021 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- CIGNA CORPORATION Ticker: CI Security ID: 125523100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Cordani For For Management 1.2 Elect Director William J. DeLaney For For Management 1.3 Elect Director Eric J. Foss For For Management 1.4 Elect Director Elder Granger For For Management 1.5 Elect Director Isaiah Harris, Jr. For For Management 1.6 Elect Director Roman Martinez, IV For For Management 1.7 Elect Director Kathleen M. Mazzarella For For Management 1.8 Elect Director Mark B. McClellan For For Management 1.9 Elect Director John M. Partridge For For Management 1.10 Elect Director William L. Roper For For Management 1.11 Elect Director Eric C. Wiseman For For Management 1.12 Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- CIMAREX ENERGY CO. Ticker: XEC Security ID: 171798101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen A. Hogenson For For Management 1.2 Elect Director Paul N. Eckley For For Management 1.3 Elect Director Thomas E. Jorden For For Management 1.4 Elect Director Floyd R. Price For For Management 1.5 Elect Director Frances M. Vallejo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For Against Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin For Against Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Carol B. Tome For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Ellen M. Costello For For Management 1c Elect Director Grace E. Dailey For For Management 1d Elect Director Barbara J. Desoer For For Management 1e Elect Director John C. Dugan For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Review on Governance Documents Against Against Shareholder 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Ticker: CTSH Security ID: 192446102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Vinita Bali For Against Management 1c Elect Director Maureen Breakiron-Evans For For Management 1d Elect Director Archana Deskus For For Management 1e Elect Director John M. Dineen For For Management 1f Elect Director John N. Fox, Jr. For For Management 1g Elect Director Brian Humphries For For Management 1h Elect Director Leo S. Mackay, Jr. For For Management 1i Elect Director Michael Patsalos-Fox For For Management 1j Elect Director Joseph M. Velli For For Management 1k Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Naomi M. Bergman For For Management 1.4 Elect Director Edward D. Breen For Withhold Management 1.5 Elect Director Gerald L. Hassell For Withhold Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For Withhold Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Amend Stock Option Plan For For Management 4 Amend Restricted Stock Plan For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Risks Posed by Failing to Against Against Shareholder Prevent Sexual Harassment -------------------------------------------------------------------------------- CORTEVA, INC. Ticker: CTVA Security ID: 22052L104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lamberto Andreotti For For Management 1b Elect Director Robert A. Brown For For Management 1c Elect Director James C. Collins, Jr. For For Management 1d Elect Director Klaus A. Engel For For Management 1e Elect Director Michael O. Johanns For For Management 1f Elect Director Lois D. Juliber For For Management 1g Elect Director Rebecca B. Liebert For For Management 1h Elect Director Marcos M. Lutz For Against Management 1i Elect Director Nayaki Nayyar For For Management 1j Elect Director Gregory R. Page For For Management 1k Elect Director Lee M. Thomas For For Management 1l Elect Director Patrick J. Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- CRH PLC Ticker: CRH Security ID: 12626K203 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4a Re-elect Richie Boucher as Director For For Management 4b Elect Johan Karlstrom as Director For For Management 4c Elect Shaun Kelly as Director For For Management 4d Re-elect Heather McSharry as Director For For Management 4e Re-elect Albert Manifold as Director For For Management 4f Re-elect Senan Murphy as Director For For Management 4g Re-elect Gillian Platt as Director For For Management 4h Re-elect Mary Rhinehart as Director For For Management 4i Re-elect Lucinda Riches as Director For For Management 4j Re-elect Siobhan Talbot as Director For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Ratify Deloitte Ireland LLP as Auditors For For Management 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Authorise Reissuance of Treasury Shares For For Management 12 Approve Scrip Dividend For For Management -------------------------------------------------------------------------------- CUMMINS INC. Ticker: CMI Security ID: 231021106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director N. Thomas Linebarger For For Management 2 Elect Director Robert J. Bernhard For For Management 3 Elect Director Franklin R. Chang Diaz For For Management 4 Elect Director Bruno V. Di Leo Allen For For Management 5 Elect Director Stephen B. Dobbs For For Management 6 Elect Director Robert K. Herdman For For Management 7 Elect Director Alexis M. Herman For For Management 8 Elect Director Thomas J. Lynch For For Management 9 Elect Director William I. Miller For For Management 10 Elect Director Georgia R. Nelson For For Management 11 Elect Director Karen H. Quintos For For Management 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 14 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- DIAMONDBACK ENERGY, INC. Ticker: FANG Security ID: 25278X109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. West For For Management 1.2 Elect Director Travis D. Stice For For Management 1.3 Elect Director Vincent K. Brooks For For Management 1.4 Elect Director Michael P. Cross For For Management 1.5 Elect Director David L. Houston For For Management 1.6 Elect Director Stephanie K. Mains For For Management 1.7 Elect Director Mark L. Plaumann For For Management 1.8 Elect Director Melanie M. Trent For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES Ticker: DFS Security ID: 254709108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Aronin For For Management 1.2 Elect Director Mary K. Bush For Against Management 1.3 Elect Director Gregory C. Case For For Management 1.4 Elect Director Candace H. Duncan For For Management 1.5 Elect Director Joseph F. Eazor For For Management 1.6 Elect Director Cynthia A. Glassman For For Management 1.7 Elect Director Roger C. Hochschild For For Management 1.8 Elect Director Thomas G. Maheras For For Management 1.9 Elect Director Michael H. Moskow For For Management 1.10 Elect Director Mark A. Thierer For For Management 1.11 Elect Director Lawrence A. Weinbach - None None Management Withdrawn Resolution 1.12 Elect Director Jennifer L. Wong For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DOVER CORPORATION Ticker: DOV Security ID: 260003108 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. John Gilbertson, Jr. For For Management 1b Elect Director Kristiane C. Graham For For Management 1c Elect Director Michael F. Johnston For For Management 1d Elect Director Eric A. Spiegel For For Management 1e Elect Director Richard J. Tobin For For Management 1f Elect Director Stephen M. Todd For For Management 1g Elect Director Stephen K. Wagner For For Management 1h Elect Director Keith E. Wandell For For Management 1i Elect Director Mary A. Winston For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- DUPONT DE NEMOURS, INC. Ticker: DD Security ID: 26614N102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy G. Brady For For Management 1b Elect Director Edward D. Breen For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director Franklin K. Clyburn, Jr. For For Management 1e Elect Director Terrence R. Curtin For For Management 1f Elect Director Alexander M. Cutler For For Management 1g Elect Director Eleuthere I. du Pont For For Management 1h Elect Director Rajiv L. Gupta For For Management 1i Elect Director Luther C. Kissam For For Management 1j Elect Director Frederick M. Lowery For For Management 1k Elect Director Raymond J. Milchovich For For Management 1l Elect Director Steven M. Sterin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Approve Creation of an Employee Board Against Against Shareholder Advisory Position -------------------------------------------------------------------------------- DXC TECHNOLOGY COMPANY Ticker: DXC Security ID: 23355L106 Meeting Date: AUG 15, 2019 Meeting Type: Annual Record Date: JUN 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Mukesh Aghi For For Management 1b Elect Director Amy E. Alving For For Management 1c Elect Director David L. Herzog For Against Management 1d Elect Director Sachin Lawande For For Management 1e Elect Director J. Michael Lawrie For For Management 1f Elect Director Mary L. Krakauer For For Management 1g Elect Director Julio A. Portalatin For For Management 1h Elect Director Peter Rutland For For Management 1i Elect Director Michael J. Salvino For For Management 1j Elect Director Manoj P. Singh For For Management 1k Elect Director Robert F. Woods For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Michael J. Critelli For For Management 1d Elect Director Richard H. Fearon For For Management 1e Elect Director Olivier Leonetti For For Management 1f Elect Director Deborah L. McCoy For For Management 1g Elect Director Silvio Napoli For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sandra Pianalto For For Management 1j Elect Director Lori J. Ryerkerk For For Management 1k Elect Director Gerald B. Smith For For Management 1l Elect Director Dorothy C. Thompson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Authorize Issue of Equity with For For Management Pre-emptive Rights 6 Authorize Issue of Equity without For For Management Pre-emptive Rights 7 Authorize Share Repurchase of Issued For For Management Share Capital -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony J. Bates For For Management 1b Elect Director Adriane M. Brown For For Management 1c Elect Director Jesse A. Cohn For For Management 1d Elect Director Diana Farrell For For Management 1e Elect Director Logan D. Green For For Management 1f Elect Director Bonnie S. Hammer For For Management 1g Elect Director Jamie Iannone For For Management 1h Elect Director Kathleen C. Mitic For For Management 1i Elect Director Matthew J. Murphy For For Management 1j Elect Director Pierre M. Omidyar For For Management 1k Elect Director Paul S. Pressler For For Management 1l Elect Director Robert H. Swan For For Management 1m Elect Director Perry M. Traquina For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ENERSYS Ticker: ENS Security ID: 29275Y102 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard I. Hoffen For For Management 1.2 Elect Director David M. Shaffer For For Management 1.3 Elect Director Ronald P. Vargo For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. Ticker: EXPD Security ID: 302130109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert R. Wright For For Management 1.2 Elect Director Glenn M. Alger For For Management 1.3 Elect Director Robert P. Carlile For For Management 1.4 Elect Director James "Jim" M. DuBois For For Management 1.5 Elect Director Mark A. Emmert For For Management 1.6 Elect Director Diane H. Gulyas For For Management 1.7 Elect Director Jeffrey S. Musser For For Management 1.8 Elect Director Liane J. Pelletier For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management 5 Adopt a Policy on Board Diversity Against For Shareholder -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For For Management 1.2 Elect Director Marc L. Andreessen For Withhold Management 1.3 Elect Director Andrew W. Houston For For Management 1.4 Elect Director Nancy Killefer For For Management 1.5 Elect Director Robert M. Kimmitt For For Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Peter A. Thiel For Withhold Management 1.8 Elect Director Tracey T. Travis For For Management 1.9 Elect Director Mark Zuckerberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Non-Employee Director For Against Management Compensation Policy 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Board Chair Against For Shareholder 6 Require a Majority Vote for the Against For Shareholder Election of Directors 7 Report on Political Advertising Against For Shareholder 8 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 9 Report on Civil and Human Rights Risk Against Against Shareholder Assessment 10 Report on Online Child Sexual Against For Shareholder Exploitation 11 Report on Median Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- FIAT CHRYSLER AUTOMOBILES NV Ticker: FCA Security ID: N31738102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Director's Report (Non-Voting) None None Management 2.b Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.c Approve Remuneration Report For For Management 2.d Adopt Financial Statements and For For Management Statutory Reports 2.e Approve Discharge of Directors For For Management 3.a Reelect John Elkann as Executive For Against Management Director 3.b Reelect Michael Manley as Executive For For Management Director 3.c Reelect Richard K. Palmer as Executive For For Management Director 4.a Reelect Ronald L. Thompson as For For Management Non-Executive Director 4.b Reelect John Abbott as Non-Executive For For Management Director 4.c Reelect Andrea Agnelli as For For Management Non-Executive Director 4.d Reelect Tiberto Brandolini d'Adda as For For Management Non-Executive Director 4.e Reelect Glenn Earle as Non-Executive For For Management Director 4.f Reelect Valerie A. Mars as For For Management Non-Executive Director 4.g Reelect Michelangelo A. Volpi as For For Management Non-Executive Director 4.h Reelect Patience Wheatcroft as For For Management Non-Executive Director 4.i Reelect Ermenegildo Zegna as For For Management Non-Executive Director 5 Ratify Ernst & Young Accountants LLP For For Management as Auditors 6.1 Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Merger or Acquisition 6.2 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 6.3 Grant Board Authority to Issue Special For Against Management Voting Shares and Right to Subscription Up to Maximum Aggregate Special Voting Shares 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Amend Remuneration Policy For For Management 9 Amend Special Voting Shares' Terms and For For Management Conditions 10 Close Meeting None None Management -------------------------------------------------------------------------------- FIDELITY NATIONAL INFORMATION SERVICES, INC. Ticker: FIS Security ID: 31620M106 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FIDELITY NATIONAL INFORMATION SERVICES, INC. Ticker: FIS Security ID: 31620M106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lee Adrean For For Management 1b Elect Director Ellen R. Alemany For For Management 1c Elect Director Lisa A. Hook For For Management 1d Elect Director Keith W. Hughes For For Management 1e Elect Director Gary L. Lauer For For Management 1f Elect Director Gary A. Norcross For For Management 1g Elect Director Louise M. Parent For For Management 1h Elect Director Brian T. Shea For For Management 1i Elect Director James B. Stallings, Jr. For For Management 1j Elect Director Jeffrey E. Stiefler For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FIFTH THIRD BANCORP Ticker: FITB Security ID: 316773100 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director B. Evan Bayh, III For For Management 1.3 Elect Director Jorge L. Benitez For For Management 1.4 Elect Director Katherine B. Blackburn For For Management 1.5 Elect Director Emerson L. Brumback For For Management 1.6 Elect Director Jerry W. Burris For For Management 1.7 Elect Director Greg D. Carmichael For For Management 1.8 Elect Director C. Bryan Daniels For For Management 1.9 Elect Director Thomas H. Harvey For For Management 1.10 Elect Director Gary R. Heminger For For Management 1.11 Elect Director Jewell D. Hoover For For Management 1.12 Elect Director Eileen A. Mallesch For For Management 1.13 Elect Director Michael B. McCallister For For Management 1.14 Elect Director Marsha C. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- FLEX LTD. Ticker: FLEX Security ID: Y2573F112 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor S1 Declassify the Board of Directors For For Management S2 Approve Increase in Size of Board For For Management S3 Amend Constitution to Account for For For Management Changes in Singapore Law -------------------------------------------------------------------------------- FLEX LTD. Ticker: FLEX Security ID: Y2573F102 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Revathi Advaithi For For Management 1b Elect Director Michael D. Capellas For For Management 1c Elect Director Jill A. Greenthal For Against Management 1d Elect Director Jennifer Li For Against Management 1e Elect Director Marc A. Onetto For For Management 1f Elect Director Willy C. Shih For For Management 1g Elect Director Charles K. Stevens, III For For Management 1h Elect Director Lay Koon Tan For For Management 1i Elect Director William D. Watkins For For Management 1j Elect Director Lawrence A. Zimmerman For For Management 2a Elect Director Willy C. Shih For For Management 2b Elect Director William D. Watkins For For Management 2c Elect Director Revathi Advaithi For For Management 2d Elect Director Jill A. Greenthal For Against Management 2e Elect Director Charles K. Stevens, III For For Management 3 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Shares without For For Management Preemptive Rights 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- FMC CORPORATION Ticker: FMC Security ID: 302491303 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre Brondeau For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Mark Douglas For For Management 1d Elect Director C. Scott Greer For For Management 1e Elect Director K'Lynne Johnson For For Management 1f Elect Director Dirk A. Kempthorne For For Management 1g Elect Director Paul J. Norris For For Management 1h Elect Director Margareth Ovrum For For Management 1i Elect Director Robert C. Pallash For For Management 1j Elect Director William H. Powell For For Management 1k Elect Director Vincent R. Volpe, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FOOT LOCKER, INC. Ticker: FL Security ID: 344849104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Maxine Clark For For Management 1B Elect Director Alan D. Feldman For For Management 1C Elect Director Richard A. Johnson For For Management 1D Elect Director Guillermo G. Marmol For For Management 1E Elect Director Matthew M. McKenna For For Management 1F Elect Director Darlene Nicosia For For Management 1G Elect Director Steven Oakland For For Management 1H Elect Director Ulice Payne, Jr. For For Management 1I Elect Director Kimberly Underhill For For Management 1J Elect Director Tristan Walker For For Management 1K Elect Director Dona D. Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION Ticker: GD Security ID: 369550108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James S. Crown For For Management 1b Elect Director Rudy F. deLeon For For Management 1c Elect Director Cecil D. Haney For For Management 1d Elect Director Mark M. Malcolm For For Management 1e Elect Director James N. Mattis For For Management 1f Elect Director Phebe N. Novakovic For For Management 1g Elect Director C. Howard Nye For For Management 1h Elect Director William A. Osborn For For Management 1i Elect Director Catherine B. Reynolds For For Management 1j Elect Director Laura J. Schumacher For For Management 1k Elect Director John G. Stratton For For Management 1l Elect Director Peter A. Wall For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacqueline K. Barton For For Management 1b Elect Director Sandra J. Horning For For Management 1c Elect Director Kelly A. Kramer For For Management 1d Elect Director Kevin E. Lofton For For Management 1e Elect Director Harish Manwani For For Management 1f Elect Director Daniel P. O'Day For For Management 1g Elect Director Richard J. Whitley For For Management 1h Elect Director Per Wold-Olsen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against For Shareholder 5 Eliminate the Ownership Threshold for Against Against Shareholder Stockholders to Request a Record Date to Take Action by Written Consent -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: 37733W105 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For Withhold Management 4 Elect Sir Jonathan Symonds as Director For For Management 5 Elect Charles Bancroft as Director For For Management 6 Re-elect Emma Walmsley as Director For For Management 7 Re-elect Vindi Banga as Director For For Management 8 Re-elect Dr Hal Barron as Director For For Management 9 Re-elect Dr Vivienne Cox as Director For For Management 10 Re-elect Lynn Elsenhans as Director For For Management 11 Re-elect Dr Laurie Glimcher as Director For For Management 12 Re-elect Dr Jesse Goodman as Director For For Management 13 Re-elect Judy Lewent as Director For For Management 14 Re-elect Iain Mackay as Director For For Management 15 Re-elect Urs Rohner as Director For For Management 16 Reappoint Deloitte LLP as Auditors For For Management 17 Authorise the Audit & Risk Committee For For Management to Fix Remuneration of Auditors 18 Authorise EU Political Donations and For For Management Expenditure 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Approve the Exemption from Statement For For Management of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- GLOBE LIFE INC. Ticker: GL Security ID: 37959E102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles E. Adair For For Management 1.2 Elect Director Linda L. Addison For For Management 1.3 Elect Director Marilyn A. Alexander For For Management 1.4 Elect Director Cheryl D. Alston For For Management 1.5 Elect Director Jane M. Buchan For For Management 1.6 Elect Director Gary L. Coleman For For Management 1.7 Elect Director Larry M. Hutchison For For Management 1.8 Elect Director Robert W. Ingram For For Management 1.9 Elect Director Steven P. Johnson For For Management 1.10 Elect Director Darren M. Rebelez For For Management 1.11 Elect Director Mary E. Thigpen For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HENRY SCHEIN, INC. Ticker: HSIC Security ID: 806407102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barry J. Alperin For For Management 1b Elect Director Gerald A. Benjamin For For Management 1c Elect Director Stanley M. Bergman For For Management 1d Elect Director James P. Breslawski For For Management 1e Elect Director Paul Brons For For Management 1f Elect Director Shira Goodman For For Management 1g Elect Director Joseph L. Herring For For Management 1h Elect Director Kurt P. Kuehn For For Management 1i Elect Director Philip A. Laskawy For For Management 1j Elect Director Anne H. Margulies For For Management 1k Elect Director Mark E. Mlotek For For Management 1l Elect Director Steven Paladino For For Management 1m Elect Director Carol Raphael For For Management 1n Elect Director E. Dianne Rekow For For Management 1o Elect Director Bradley T. Sheares For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditor For For Management -------------------------------------------------------------------------------- HEWLETT PACKARD ENTERPRISE COMPANY Ticker: HPE Security ID: 42824C109 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel Ammann For For Management 1b Elect Director Pamela L. Carter For For Management 1c Elect Director Jean M. Hobby For For Management 1d Elect Director George R. Kurtz For For Management 1e Elect Director Raymond J. Lane For For Management 1f Elect Director Ann M. Livermore For For Management 1g Elect Director Antonio F. Neri For For Management 1h Elect Director Charles H. Noski For For Management 1i Elect Director Raymond E. Ozzie For For Management 1j Elect Director Gary M. Reiner For For Management 1k Elect Director Patricia F. Russo For For Management 1l Elect Director Lip-Bu Tan For For Management 1m Elect Director Mary Agnes Wilderotter For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- HUMANA INC. Ticker: HUM Security ID: 444859102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt J. Hilzinger For For Management 1b Elect Director Frank J. Bisignano For For Management 1c Elect Director Bruce D. Broussard For For Management 1d Elect Director Frank A. D'Amelio For For Management 1e Elect Director W. Roy Dunbar For For Management 1f Elect Director Wayne A.I. Frederick For For Management 1g Elect Director John W. Garratt For For Management 1h Elect Director David A. Jones, Jr. For For Management 1i Elect Director Karen W. Katz For For Management 1j Elect Director William J. McDonald For For Management 1k Elect Director James J. O'Brien For For Management 1l Elect Director Marissa T. Peterson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lizabeth Ardisana For For Management 1.2 Elect Director Alanna Y. Cotton For For Management 1.3 Elect Director Ann B. "Tanny" Crane For For Management 1.4 Elect Director Robert S. Cubbin For For Management 1.5 Elect Director Steven G. Elliott For For Management 1.6 Elect Director Gina D. France For For Management 1.7 Elect Director J. Michael Hochschwender For For Management 1.8 Elect Director John C. "Chris" Inglis For For Management 1.9 Elect Director Katherine M. A. "Allie" For For Management Kline 1.10 Elect Director Richard W. Neu For For Management 1.11 Elect Director Kenneth J. Phelan For For Management 1.12 Elect Director David L. Porteous For For Management 1.13 Elect Director Stephen D. Steinour For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HURON CONSULTING GROUP INC. Ticker: HURN Security ID: 447462102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director H. Eugene Lockhart For For Management 1.2 Elect Director James H. Roth For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Nonqualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- IAA, INC. Ticker: IAA Security ID: 449253103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Kett For For Management 1b Elect Director Peter H. Kamin For For Management 1c Elect Director Lynn Jolliffe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY PLC Ticker: IGT Security ID: G4863A108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Director Beatrice Bassey For For Management 4 Elect Director Massimiliano Chiara For For Management 5 Elect Director Alberto Dessy For For Management 6 Elect Director Marco Drago For For Management 7 Elect Director James McCann For For Management 8 Elect Director Heather McGregor For For Management 9 Elect Director Lorenzo Pellicioli For For Management 10 Elect Director Samantha Ravich For For Management 11 Elect Director Vincent Sadusky For For Management 12 Elect Director Gianmario Tondato Da For For Management Ruos 13 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 14 Authorize Board to Fix Remuneration of For For Management Auditors 15 Approve EU Political Donations For For Management 16 Authorize Issue of Equity For Against Management 17 Issue of Equity or Equity-Linked For For Management Securities without Pre-emptive Rights 18 Authorize Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- JABIL INC. Ticker: JBL Security ID: 466313103 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anousheh Ansari For For Management 1.2 Elect Director Martha F. Brooks For For Management 1.3 Elect Director Christopher S. Holland For For Management 1.4 Elect Director Timothy L. Main For For Management 1.5 Elect Director Mark T. Mondello For For Management 1.6 Elect Director John C. Plant For For Management 1.7 Elect Director Steven A. Raymund For For Management 1.8 Elect Director Thomas A. Sansone For For Management 1.9 Elect Director David M. Stout For For Management 1.10 Elect Director Kathleen A. Walters For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JAZZ PHARMACEUTICALS PLC Ticker: JAZZ Security ID: G50871105 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUN 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul L. Berns For For Management 1b Elect Director Patrick G. Enright For For Management 1c Elect Director Seamus Mulligan For For Management 1d Elect Director Norbert G. Riedel For For Management 2 Approve KPMG, Dublin as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For For Management Permit Removal of Directors With or Without Cause 5 Require Independent Board Chair Against For Shareholder 6 Report on Governance Measures Against For Shareholder Implemented Related to Opioids -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Lee R. Raymond For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Require Independent Board Chair Against For Shareholder 5 Report on Reputational Risk Related to Against Against Shareholder Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. 6 Report on Climate Change Against Against Shareholder 7 Amend Shareholder Written Consent Against Against Shareholder Provisions 8 Report on Charitable Contributions Against Against Shareholder 9 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- KAR AUCTION SERVICES, INC. Ticker: KAR Security ID: 48238T109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David DiDomenico For For Management 1b Elect Director Carmel Galvin For For Management 1c Elect Director James P. Hallett For For Management 1d Elect Director Mark E. Hill For For Management 1e Elect Director J. Mark Howell For For Management 1f Elect Director Stefan Jacoby For For Management 1g Elect Director Michael T. Kestner For For Management 1h Elect Director Mary Ellen Smith For For Management 1i Elect Director Stephen E. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KEYCORP Ticker: KEY Security ID: 493267108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Broussard For For Management 1.2 Elect Director Gary M. Crosby For For Management 1.3 Elect Director Alexander M. Cutler For For Management 1.4 Elect Director H. James Dallas For For Management 1.5 Elect Director Elizabeth R. Gile For For Management 1.6 Elect Director Ruth Ann M. Gillis For For Management 1.7 Elect Director Christopher M. Gorman For For Management 1.8 Elect Director Carlton L. Highsmith For For Management 1.9 Elect Director Richard J. Hipple For For Management 1.10 Elect Director Kristen L. Manos For For Management 1.11 Elect Director Barbara R. Snyder For For Management 1.12 Elect Director David K. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- LABORATORY CORPORATION OF AMERICA HOLDINGS Ticker: LH Security ID: 50540R409 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kerrii B. Anderson For For Management 1b Elect Director Jean-Luc Belingard For For Management 1c Elect Director Jeffrey A. Davis For For Management 1d Elect Director D. Gary Gilliland For For Management 1e Elect Director Garheng Kong For For Management 1f Elect Director Peter M. Neupert For For Management 1g Elect Director Richelle P. Parham For For Management 1h Elect Director Adam H. Schechter For For Management 1i Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- LANDSTAR SYSTEM, INC. Ticker: LSTR Security ID: 515098101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David G. Bannister For For Management 1b Elect Director George P. Scanlon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. Ticker: LVS Security ID: 517834107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sheldon G. Adelson For Withhold Management 1.2 Elect Director Irwin Chafetz For Withhold Management 1.3 Elect Director Micheline Chau For Withhold Management 1.4 Elect Director Patrick Dumont For Withhold Management 1.5 Elect Director Charles D. Forman For Withhold Management 1.6 Elect Director Robert G. Goldstein For Withhold Management 1.7 Elect Director George Jamieson For Withhold Management 1.8 Elect Director Charles A. Koppelman For Withhold Management 1.9 Elect Director Lewis Kramer For Withhold Management 1.10 Elect Director David F. Levi For Withhold Management 1.11 Elect Director Xuan Yan For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LEAR CORPORATION Ticker: LEA Security ID: 521865204 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas P. Capo For For Management 1b Elect Director Mei-Wei Cheng For For Management 1c Elect Director Jonathan F. Foster For For Management 1d Elect Director Mary Lou Jepsen For For Management 1e Elect Director Kathleen A. Ligocki For For Management 1f Elect Director Conrad L. Mallett, Jr. For For Management 1g Elect Director Raymond E. Scott For For Management 1h Elect Director Gregory C. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Human Rights Impact Against Against Shareholder Assessment -------------------------------------------------------------------------------- LEIDOS HOLDINGS, INC. Ticker: LDOS Security ID: 525327102 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory R. Dahlberg For For Management 1b Elect Director David G. Fubini For For Management 1c Elect Director Miriam E. John For For Management 1d Elect Director Frank Kendall, III For For Management 1e Elect Director Robert C. Kovarik, Jr. For For Management 1f Elect Director Harry M.J. Kraemer, Jr. For For Management 1g Elect Director Roger A. Krone For For Management 1h Elect Director Gary S. May For For Management 1i Elect Director Surya N. Mohapatra For For Management 1j Elect Director Lawrence C. Nussdorf For For Management 1k Elect Director Robert S. Shapard For For Management 1l Elect Director Susan M. Stalnecker For For Management 1m Elect Director Noel B. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Eliminate Cumulative Voting For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- LOEWS CORPORATION Ticker: L Security ID: 540424108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ann E. Berman For For Management 1b Elect Director Joseph L. Bower For For Management 1c Elect Director Charles D. Davidson For For Management 1d Elect Director Charles M. Diker For For Management 1e Elect Director Paul J. Fribourg For For Management 1f Elect Director Walter L. Harris For Against Management 1g Elect Director Philip A. Laskawy For For Management 1h Elect Director Susan P. Peters For For Management 1i Elect Director Andrew H. Tisch For For Management 1j Elect Director James S. Tisch For For Management 1k Elect Director Jonathan M. Tisch For For Management 1l Elect Director Anthony Welters For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Ticker: LOW Security ID: 548661107 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raul Alvarez For For Management 1.2 Elect Director David H. Batchelder For For Management 1.3 Elect Director Angela F. Braly For For Management 1.4 Elect Director Sandra B. Cochran For For Management 1.5 Elect Director Laurie Z. Douglas For For Management 1.6 Elect Director Richard W. Dreiling For For Management 1.7 Elect Director Marvin R. Ellison For For Management 1.8 Elect Director Brian C. Rogers For For Management 1.9 Elect Director Bertram L. Scott For For Management 1.10 Elect Director Lisa W. Wardell For For Management 1.11 Elect Director Eric C. Wiseman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- MANPOWERGROUP, INC. Ticker: MAN Security ID: 56418H100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Gina R. Boswell For For Management 1B Elect Director Cari M. Dominguez For For Management 1C Elect Director William Downe For For Management 1D Elect Director John F. Ferraro For For Management 1E Elect Director Patricia Hemingway Hall For For Management 1F Elect Director Julie M. Howard For For Management 1G Elect Director Ulice Payne, Jr. For For Management 1H Elect Director Jonas Prising For For Management 1I Elect Director Paul Read For For Management 1J Elect Director Elizabeth P. Sartain For For Management 1K Elect Director Michael J. Van Handel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- MARATHON OIL CORPORATION Ticker: MRO Security ID: 565849106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory H. Boyce For For Management 1b Elect Director Chadwick C. Deaton For For Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director Jason B. Few For For Management 1e Elect Director Douglas L. Foshee For For Management 1f Elect Director M. Elise Hyland For For Management 1g Elect Director Lee M. Tillman For For Management 1h Elect Director J. Kent Wells For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Steven A. Davis For For Management 2b Elect Director J. Michael Stice For For Management 2c Elect Director John P. Surma For For Management 2d Elect Director Susan Tomasky For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Adopt Simple Majority Vote For For Shareholder 6 Report on Integrating Community Against Against Shareholder Impacts Into Executive Compensation Program -------------------------------------------------------------------------------- MARKEL CORPORATION Ticker: MKL Security ID: 570535104 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director K. Bruce Connell For For Management 1.2 Elect Director Thomas S. Gayner For For Management 1.3 Elect Director Stewart M. Kasen For For Management 1.4 Elect Director Diane Leopold For Against Management 1.5 Elect Director Lemuel E. Lewis For Against Management 1.6 Elect Director Anthony F. Markel For For Management 1.7 Elect Director Steven A. Markel For For Management 1.8 Elect Director Darrell D. Martin For For Management 1.9 Elect Director Harold L. Morrison, Jr. For For Management 1.10 Elect Director Michael O'Reilly For Against Management 1.11 Elect Director Richard R. Whitt, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Nonqualified Employee Stock For For Management Purchase Plan and Qualified Employee Stock Purchase Plan 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MASCO CORPORATION Ticker: MAS Security ID: 574599106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Keith J. Allman For For Management 1b Elect Director J. Michael Losh For For Management 1c Elect Director Christopher A. O'Herlihy For For Management 1d Elect Director Charles K. Stevens, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUN 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dominic J. Caruso For For Management 1.2 Elect Director N. Anthony Coles For For Management 1.3 Elect Director M. Christine Jacobs For For Management 1.4 Elect Director Donald R. Knauss For For Management 1.5 Elect Director Marie L. Knowles For For Management 1.6 Elect Director Bradley E. Lerman For For Management 1.7 Elect Director Edward A. Mueller For For Management 1.8 Elect Director Susan R. Salka For For Management 1.9 Elect Director Brian S. Tyler For For Management 1.10 Elect Director Kenneth E. Washington For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- MEDTRONIC PLC Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Andrea J. Goldsmith For For Management 1e Elect Director Randall J. Hogan, III For For Management 1f Elect Director Omar Ishrak For For Management 1g Elect Director Michael O. Leavitt For For Management 1h Elect Director James T. Lenehan For For Management 1i Elect Director Geoffrey S. Martha For For Management 1j Elect Director Elizabeth G. Nabel For For Management 1k Elect Director Denise M. O'Leary For For Management 1l Elect Director Kendall J. Powell For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Authorize Overseas Market Purchases of For For Management Ordinary Shares -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Mary Ellen Coe For For Management 1d Elect Director Pamela J. Craig For For Management 1e Elect Director Kenneth C. Frazier For For Management 1f Elect Director Thomas H. Glocer For For Management 1g Elect Director Risa J. Lavizzo-Mourey For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Corporate Tax Savings Against Against Shareholder Allocation -------------------------------------------------------------------------------- METLIFE, INC. Ticker: MET Security ID: 59156R108 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl W. Grise For For Management 1b Elect Director Carlos M. Gutierrez For For Management 1c Elect Director Gerald L. Hassell For For Management 1d Elect Director David L. Herzog For For Management 1e Elect Director R. Glenn Hubbard For For Management 1f Elect Director Edward J. Kelly, III For For Management 1g Elect Director William E. Kennard For For Management 1h Elect Director Michel A. Khalaf For For Management 1i Elect Director Catherine R. Kinney For For Management 1j Elect Director Diana L. McKenzie For For Management 1k Elect Director Denise M. Morrison For For Management 1l Elect Director Mark A. Weinberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- MOHAWK INDUSTRIES, INC. Ticker: MHK Security ID: 608190104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karen A. Smith Bogart For Against Management 1.2 Elect Director Jeffrey S. Lorberbaum For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MOLINA HEALTHCARE, INC. Ticker: MOH Security ID: 60855R100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Elect Director Ronna E. Romney For For Management 1.b Elect Director Dale B. Wolf For For Management 1.c Elect Director Joseph M. Zubretsky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NORTONLIFELOCK INC. Ticker: NLOK Security ID: 871503108 Meeting Date: DEC 19, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sue Barsamian For For Management 1b Elect Director Frank E. Dangeard For For Management 1c Elect Director Nora M. Denzel For Against Management 1d Elect Director Peter A. Feld For For Management 1e Elect Director Kenneth Y. Hao For For Management 1f Elect Director David W. Humphrey For For Management 1g Elect Director Vincent Pilette For For Management 1h Elect Director V. Paul Unruh For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: 66987V109 Meeting Date: FEB 28, 2020 Meeting Type: Annual Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.95 per Share 4 Approve CHF 30.2 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 9 Million 5.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 93 Million 5.3 Approve Remuneration Report For For Management 6.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 6.2 Reelect Nancy Andrews as Director For For Management 6.3 Reelect Ton Buechner as Director For For Management 6.4 Reelect Patrice Bula as Director For For Management 6.5 Reelect Srikant Datar as Director For For Management 6.6 Reelect Elizabeth Doherty as Director For For Management 6.7 Reelect Ann Fudge as Director For For Management 6.8 Reelect Frans van Houten as Director For For Management 6.9 Reelect Andreas von Planta as Director For For Management 6.10 Reelect Charles Sawyers as Director For For Management 6.11 Reelect Enrico Vanni as Director For For Management 6.12 Reelect William Winters as Director For For Management 6.13 Elect Bridgette Heller as Director For For Management 6.14 Elect Simon Moroney as Director For For Management 7.1 Reappoint Patrice Bula as Member of For For Management the Compensation Committee 7.2 Reappoint Srikant Datar as Member of For For Management the Compensation Committee 7.3 Reappoint Enrico Vanni as Member of For For Management the Compensation Committee 7.4 Reappoint William Winters as Member of For For Management the Compensation Committee 7.5 Appoint Bridgette Heller as Member of For For Management the Compensation Committee 8 Ratify PricewaterhouseCoopers AG as For For Management Auditors 9 Designate Peter Zahn as Independent For For Management Proxy 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- OMNICOM GROUP INC. Ticker: OMC Security ID: 681919106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Wren For For Management 1.2 Elect Director Mary C. Choksi For For Management 1.3 Elect Director Leonard S. Coleman, Jr. For For Management 1.4 Elect Director Susan S. Denison For For Management 1.5 Elect Director Ronnie S. Hawkins For For Management 1.6 Elect Director Deborah J. Kissire For For Management 1.7 Elect Director Gracia C. Martore For For Management 1.8 Elect Director Linda Johnson Rice For For Management 1.9 Elect Director Valerie M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For Withhold Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For Withhold Management 1.5 Elect Director George H. Conrades For Withhold Management 1.6 Elect Director Lawrence J. Ellison For For Management 1.7 Elect Director Rona A. Fairhead For For Management 1.8 Elect Director Hector Garcia-Molina None None Management *Withdrawn Resolution* 1.9 Elect Director Jeffrey O. Henley For For Management 1.10 Elect Director Mark V. Hurd - Deceased None None Management 1.11 Elect Director Renee J. James For Withhold Management 1.12 Elect Director Charles W. Moorman, IV For Withhold Management 1.13 Elect Director Leon E. Panetta For Withhold Management 1.14 Elect Director William G. Parrett For For Management 1.15 Elect Director Naomi O. Seligman For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Gender Pay Gap Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- OWENS CORNING Ticker: OC Security ID: 690742101 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian D. Chambers For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Adrienne D. Elsner For For Management 1d Elect Director J. Brian Ferguson For For Management 1e Elect Director Ralph F. Hake For For Management 1f Elect Director Edward F. Lonergan For For Management 1g Elect Director Maryann T. Mannen For For Management 1h Elect Director W. Howard Morris For For Management 1i Elect Director Suzanne P. Nimocks For For Management 1j Elect Director John D. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- PACCAR INC Ticker: PCAR Security ID: 693718108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark C. Pigott For For Management 1.2 Elect Director Dame Alison J. Carnwath For Against Management 1.3 Elect Director Franklin L. Feder For Against Management 1.4 Elect Director R. Preston Feight For For Management 1.5 Elect Director Beth E. Ford For For Management 1.6 Elect Director Kirk S. Hachigian For For Management 1.7 Elect Director Roderick C. McGeary For Against Management 1.8 Elect Director John M. Pigott For For Management 1.9 Elect Director Mark A. Schulz For For Management 1.10 Elect Director Gregory M. E. Spierkel For Against Management 1.11 Elect Director Charles R. Williamson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Certificate of Incorporation to For For Management Confirm Shareholders Right to Call Special Meetings 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shona L. Brown For For Management 1b Elect Director Cesar Conde For For Management 1c Elect Director Ian Cook For For Management 1d Elect Director Dina Dublon For For Management 1e Elect Director Richard W. Fisher For For Management 1f Elect Director Michelle Gass For For Management 1g Elect Director Ramon L. Laguarta For For Management 1h Elect Director David C. Page For For Management 1i Elect Director Robert C. Pohlad For For Management 1j Elect Director Daniel Vasella For For Management 1k Elect Director Darren Walker For For Management 1l Elect Director Alberto Weisser For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 5 Report on Sugar and Public Health Against Against Shareholder -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director James M. Kilts For Against Management 1.9 Elect Director Dan R. Littman For For Management 1.10 Elect Director Shantanu Narayen For For Management 1.11 Elect Director Suzanne Nora Johnson For For Management 1.12 Elect Director James Quincey For For Management 1.13 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Amend Proxy Access Right Against For Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Gender Pay Gap Against Against Shareholder 9 Elect Director Susan Desmond-Hellmann For For Management -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Ticker: PM Security ID: 718172109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andre Calantzopoulos For For Management 1b Elect Director Louis C. Camilleri For For Management 1c Elect Director Werner Geissler For For Management 1d Elect Director Lisa A. Hook For For Management 1e Elect Director Jennifer Li For For Management 1f Elect Director Jun Makihara For For Management 1g Elect Director Kalpana Morparia For For Management 1h Elect Director Lucio A. Noto For For Management 1i Elect Director Frederik Paulsen For For Management 1j Elect Director Robert B. Polet For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers SA as For For Management Auditor -------------------------------------------------------------------------------- PHILLIPS 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles M. Holley For For Management 1b Elect Director Glenn F. Tilton For For Management 1c Elect Director Marna C. Whittington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Risks of Gulf Coast Against For Shareholder Petrochemical Investments -------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. Ticker: PRU Security ID: 744320102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Baltimore, Jr. For For Management 1.2 Elect Director Gilbert F. Casellas For For Management 1.3 Elect Director Robert M. Falzon For For Management 1.4 Elect Director Martina Hund-Mejean For For Management 1.5 Elect Director Karl J. Krapek For For Management 1.6 Elect Director Peter R. Lighte For For Management 1.7 Elect Director Charles F. Lowrey For For Management 1.8 Elect Director George Paz For For Management 1.9 Elect Director Sandra Pianalto For For Management 1.10 Elect Director Christine A. Poon For For Management 1.11 Elect Director Douglas A. Scovanner For For Management 1.12 Elect Director Michael A. Todman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- QORVO, INC. Ticker: QRVO Security ID: 74736K101 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUN 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph G. Quinsey For For Management 1.2 Elect Director Robert A. Bruggeworth For For Management 1.3 Elect Director Jeffery R. Gardner For For Management 1.4 Elect Director John R. Harding For For Management 1.5 Elect Director David H. Y. Ho For For Management 1.6 Elect Director Roderick D. Nelson For For Management 1.7 Elect Director Walden C. Rhines For For Management 1.8 Elect Director Susan L. Spradley For For Management 1.9 Elect Director Walter H. Wilkinson, Jr. For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RAYMOND JAMES FINANCIAL, INC. Ticker: RJF Security ID: 754730109 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles G. von For For Management Arentschildt 1.2 Elect Director Robert M. Dutkowsky For Against Management 1.3 Elect Director Jeffrey N. Edwards For For Management 1.4 Elect Director Benjamin C. Esty For For Management 1.5 Elect Director Anne Gates For For Management 1.6 Elect Director Francis S. Godbold For For Management 1.7 Elect Director Thomas A. James For For Management 1.8 Elect Director Gordon L. Johnson For For Management 1.9 Elect Director Roderick C. McGeary For For Management 1.10 Elect Director Paul C. Reilly For For Management 1.11 Elect Director Raj Seshadri For For Management 1.12 Elect Director Susan N. Story For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RAYTHEON TECHNOLOGIES CORPORATION Ticker: RTX Security ID: 913017109 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd J. Austin, III For For Management 1b Elect Director Gregory J. Hayes For For Management 1c Elect Director Marshall O. Larsen For For Management 1d Elect Director Robert K. (Kelly) For For Management Ortberg 1e Elect Director Margaret L. O'Sullivan For For Management 1f Elect Director Denise L. Ramos For For Management 1g Elect Director Fredric G. Reynolds For For Management 1h Elect Director Brian C. Rogers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Adopt Simple Majority Vote None For Shareholder 5 Report on Plant Closures Against Against Shareholder -------------------------------------------------------------------------------- RENAISSANCERE HOLDINGS LTD. Ticker: RNR Security ID: G7496G103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David C. Bushnell For For Management 1b Elect Director James L. Gibbons For For Management 1c Elect Director Jean D. Hamilton For For Management 1d Elect Director Anthony M. Santomero For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young Ltd. as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ROBERT HALF INTERNATIONAL INC. Ticker: RHI Security ID: 770323103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julia L. Coronado For For Management 1.2 Elect Director Dirk A. Kempthorne For For Management 1.3 Elect Director Harold M. Messmer, Jr. For For Management 1.4 Elect Director Marc H. Morial For For Management 1.5 Elect Director Barbara J. Novogradac For For Management 1.6 Elect Director Robert J. Pace For For Management 1.7 Elect Director Frederick A. Richman For For Management 1.8 Elect Director M. Keith Waddell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- SCIENCE APPLICATIONS INTERNATIONAL CORPORATION Ticker: SAIC Security ID: 808625107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bedingfield For For Management 1b Elect Director Carol A. Goode For For Management 1c Elect Director John J. Hamre For For Management 1d Elect Director Yvette M. Kanouff For For Management 1e Elect Director Nazzic S. Keene For For Management 1f Elect Director David M. Kerko For For Management 1g Elect Director Timothy J. Mayopoulos For For Management 1h Elect Director Katharina G. McFarland For For Management 1i Elect Director Donna S. Morea For For Management 1j Elect Director Steven R. Shane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SPIRIT AEROSYSTEMS HOLDINGS, INC. Ticker: SPR Security ID: 848574109 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen A. Cambone For For Management 1b Elect Director Charles L. Chadwell For For Management 1c Elect Director Irene M. Esteves For For Management 1d Elect Director Paul E. Fulchino For For Management 1e Elect Director Thomas C. Gentile, III For For Management 1f Elect Director Richard A. Gephardt For For Management 1g Elect Director Robert D. Johnson For For Management 1h Elect Director Ronald T. Kadish For For Management 1i Elect Director John L. Plueger For For Management 1j Elect Director Laura H. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- STATE STREET CORPORATION Ticker: STT Security ID: 857477103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick de Saint-Aignan For For Management 1b Elect Director Marie A. Chandoha For For Management 1c Elect Director Lynn A. Dugle For For Management 1d Elect Director Amelia C. Fawcett For For Management 1e Elect Director William C. Freda For For Management 1f Elect Director Sara Mathew For For Management 1g Elect Director William L. Meaney For For Management 1h Elect Director Ronald P. O'Hanley For For Management 1i Elect Director Sean O'Sullivan For For Management 1j Elect Director Richard P. Sergel For For Management 1k Elect Director Gregory L. Summe For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNCHRONY FINANCIAL Ticker: SYF Security ID: 87165B103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Margaret M. Keane For For Management 1b Elect Director Fernando Aguirre For For Management 1c Elect Director Paget L. Alves For For Management 1d Elect Director Arthur W. Coviello, Jr. For For Management 1e Elect Director William W. Graylin For For Management 1f Elect Director Roy A. Guthrie For For Management 1g Elect Director Richard C. Hartnack For For Management 1h Elect Director Jeffrey G. Naylor For For Management 1i Elect Director Laurel J. Richie For For Management 1j Elect Director Olympia J. Snowe For For Management 1k Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director George S. Barrett For For Management 1c Elect Director Brian C. Cornell For For Management 1d Elect Director Calvin Darden For For Management 1e Elect Director Robert L. Edwards For For Management 1f Elect Director Melanie L. Healey For For Management 1g Elect Director Donald R. Knauss For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Mary E. Minnick For For Management 1j Elect Director Kenneth L. Salazar For For Management 1k Elect Director Dmitri L. Stockton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TD AMERITRADE HOLDING CORPORATION Ticker: AMTD Security ID: 87236Y108 Meeting Date: JUN 04, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TE CONNECTIVITY LTD. Ticker: TEL Security ID: H84989104 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre R. Brondeau For For Management 1b Elect Director Terrence R. Curtin For For Management 1c Elect Director Carol A. ('John') For For Management Davidson 1d Elect Director Lynn A. Dugle For For Management 1e Elect Director William A. Jeffrey For For Management 1f Elect Director David M. Kerko For For Management 1g Elect Director Thomas J. Lynch For For Management 1h Elect Director Yong Nam For For Management 1i Elect Director Daniel J. Phelan For For Management 1j Elect Director Abhijit Y. Talwalkar For For Management 1k Elect Director Mark C. Trudeau For For Management 1l Elect Director Dawn C. Willoughby For For Management 1m Elect Director Laura H. Wright For For Management 2 Elect Board Chairman Thomas J. Lynch For For Management 3a Elect Daniel J. Phelan as Member of For For Management Management Development and Compensation Committee 3b Elect Abhijit Y. Talwalkar as Member For For Management of Management Development and Compensation Committee 3c Elect Mark C. Trudeau as Member of For For Management Management Development and Compensation Committee 3d Elect Dawn C. Willoughby as Member of For For Management Management Development and Compensation Committee 4 Designate Rene Schwarzenbach as For For Management Independent Proxy 5.1 Accept Annual Report for Fiscal Year For For Management Ended September 27, 2019 5.2 Accept Statutory Financial Statements For For Management for Fiscal Year Ended September 27, 2019 5.3 Approve Consolidated Financial For For Management Statements for Fiscal Year Ended September 27, 2019 6 Approve Discharge of Board and Senior For For Management Management 7.1 Ratify Deloitte & Touche LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2020 7.2 Ratify Deloitte AG as Swiss Registered For For Management Auditors 7.3 Ratify PricewaterhouseCoopers AG as For For Management Special Auditors 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Approve the Increase in Maximum For For Management Aggregate Remuneration of Executive Management 10 Approve the Increase in Maximum For For Management Aggregate Remuneration of Board of Directors 11 Approve Allocation of Available For For Management Earnings at September 27, 2019 12 Approve Declaration of Dividend For For Management 13 Amend Articles of Association Re: For Against Management Authorized Capital 14 Approve Reduction of Share Capital For For Management 15 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kermit R. Crawford For For Management 1b Elect Director Michael L. Eskew For For Management 1c Elect Director Margaret M. Keane For For Management 1d Elect Director Siddharth N. (Bobby) For For Management Mehta 1e Elect Director Jacques P. Perold For For Management 1f Elect Director Andrea Redmond For For Management 1g Elect Director Gregg M. Sherrill For For Management 1h Elect Director Judith A. Sprieser For For Management 1i Elect Director Perry M. Traquina For For Management 1j Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William S. Haraf For For Management 1b Elect Director Frank C. Herringer For For Management 1c Elect Director Roger O. Walther For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Proxy Access Right For For Management 6 Adopt Policy to Annually Disclose Against For Shareholder EEO-1 Data 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: JUN 04, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Amend Charter For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For For Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director David A. Viniar For For Management 1k Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Review of Statement on the Purpose of Against Against Shareholder a Corporation -------------------------------------------------------------------------------- THE INTERPUBLIC GROUP OF COMPANIES, INC. Ticker: IPG Security ID: 460690100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jocelyn Carter-Miller For For Management 1.2 Elect Director Mary J. Steele Guilfoile For For Management 1.3 Elect Director Dawn Hudson For For Management 1.4 Elect Director Jonathan F. Miller For For Management 1.5 Elect Director Patrick Q. Moore For For Management 1.6 Elect Director Michael I. Roth For For Management 1.7 Elect Director Linda S. Sanford For For Management 1.8 Elect Director David M. Thomas For For Management 1.9 Elect Director E. Lee Wyatt, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- THE MOSAIC COMPANY Ticker: MOS Security ID: 61945C103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl K. Beebe For For Management 1b Elect Director Oscar P. Bernardes For For Management 1c Elect Director Nancy E. Cooper For For Management 1d Elect Director Gregory L. Ebel For For Management 1e Elect Director Timothy S. Gitzel For For Management 1f Elect Director Denise C. Johnson For For Management 1g Elect Director Emery N. Koenig For For Management 1h Elect Director James 'Joc' C. O'Rourke For For Management 1i Elect Director David T. Seaton For For Management 1j Elect Director Steven M. Seibert For For Management 1k Elect Director Luciano Siani Pires For For Management 1l Elect Director Gretchen H. Watkins For For Management 1m Elect Director Kelvin W. Westbrook For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. Ticker: TRV Security ID: 89417E109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan L. Beller For For Management 1b Elect Director Janet M. Dolan For For Management 1c Elect Director Patricia L. Higgins For For Management 1d Elect Director William J. Kane For For Management 1e Elect Director Clarence Otis, Jr. For For Management 1f Elect Director Elizabeth E. Robinson For For Management 1g Elect Director Philip T. (Pete) For For Management Ruegger, III 1h Elect Director Todd C. Schermerhorn For For Management 1i Elect Director Alan D. Schnitzer For For Management 1j Elect Director Donald J. Shepard For For Management 1k Elect Director Laurie J. Thomsen For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRINSEO S.A. Ticker: TSE Security ID: L9340P101 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Tomkins For For Management 1.2 Elect Director Sandra Beach Lin For For Management -------------------------------------------------------------------------------- TRINSEO S.A. Ticker: TSE Security ID: L9340P101 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank A. Bozich For For Management 1b Elect Director K'lynne Johnson For For Management 1c Elect Director Sandra Beach Lin For For Management 1d Elect Director Philip Martens For For Management 1e Elect Director Donald T. Misheff For For Management 1f Elect Director Christopher D. Pappas For For Management 1g Elect Director Henri Steinmetz For For Management 1h Elect Director Mark Tomkins For For Management 1i Elect Director Stephen M. Zide For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Allocation of Income and For For Management Dividends 5 Approve Discharge of Directors and For For Management Auditors 6 Appoint PricewaterhouseCoopers Societe For For Management cooperative as Internal Statutory Auditor 7 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 8 Approve Dividends For For Management 9 Authorize Share Repurchase Program For For Management 10 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TRUIST FINANCIAL CORPORATION Ticker: TFC Security ID: 89832Q109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer S. Banner For For Management 1.2 Elect Director K. David Boyer, Jr. For For Management 1.3 Elect Director Agnes Bundy Scanlan For For Management 1.4 Elect Director Anna R. Cablik For For Management 1.5 Elect Director Dallas S. Clement For For Management 1.6 Elect Director Paul D. Donahue For For Management 1.7 Elect Director Paul R. Garcia For For Management 1.8 Elect Director Patrick C. Graney, III For For Management 1.9 Elect Director Linnie M. Haynesworth For For Management 1.10 Elect Director Kelly S. King For For Management 1.11 Elect Director Easter A. Maynard For For Management 1.12 Elect Director Donna S. Morea For For Management 1.13 Elect Director Charles A. Patton For For Management 1.14 Elect Director Nido R. Qubein For For Management 1.15 Elect Director David M. Ratcliffe For For Management 1.16 Elect Director William H. Rogers, Jr. For For Management 1.17 Elect Director Frank P. Scruggs, Jr. For For Management 1.18 Elect Director Christine Sears For For Management 1.19 Elect Director Thomas E. Skains For For Management 1.20 Elect Director Bruce L. Tanner For For Management 1.21 Elect Director Thomas N. Thompson For For Management 1.22 Elect Director Steven C. Voorhees For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Rodney C. Adkins For For Management 1c Elect Director Michael J. Burns For For Management 1d Elect Director William R. Johnson For For Management 1e Elect Director Ann M. Livermore For For Management 1f Elect Director Rudy H.P. Markham For For Management 1g Elect Director Franck J. Moison For For Management 1h Elect Director Clark 'Sandy' T. Randt, For For Management Jr. 1i Elect Director Christiana Smith Shi For For Management 1j Elect Director John T. Stankey For For Management 1k Elect Director Carol B. Tome For For Management 1l Elect Director Kevin Warsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Climate Change Against For Shareholder -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Ticker: UTX Security ID: 913017109 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard T. Burke For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Stephen J. Hemsley For For Management 1d Elect Director Michele J. Hooper For For Management 1e Elect Director F. William McNabb, III For For Management 1f Elect Director Valerie C. Montgomery For For Management Rice 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Glenn M. Renwick For For Management 1i Elect Director David S. Wichmann For For Management 1j Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Ticker: VLO Security ID: 91913Y100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director H. Paulett Eberhart For For Management 1B Elect Director Joseph W. Gorder For For Management 1C Elect Director Kimberly S. Greene For For Management 1D Elect Director Deborah P. Majoras For For Management 1E Elect Director Eric D. Mullins For For Management 1F Elect Director Donald L. Nickles For For Management 1G Elect Director Philip J. Pfeiffer For For Management 1H Elect Director Robert A. Profusek For For Management 1I Elect Director Stephen M. Waters For For Management 1J Elect Director Randall J. Weisenburger For For Management 1K Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VISTRA ENERGY CORP. Ticker: VST Security ID: 92840M102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Hilary E. Ackermann For For Management 2.2 Elect Director Arcilia C. Acosta For For Management 2.3 Elect Director Gavin R. Baiera For For Management 2.4 Elect Director Paul M. Barbas For For Management 2.5 Elect Director Lisa Crutchfield For For Management 2.6 Elect Director Brian K. Ferraioli For For Management 2.7 Elect Director Scott B. Helm For For Management 2.8 Elect Director Jeff D. Hunter For For Management 2.9 Elect Director Curtis A. Morgan For For Management 2.10 Elect Director John R. (JR) Sult For For Management 3.1 Elect Director Gavin R. Baiera For For Management 3.2 Elect Director Scott B. Helm For For Management 3.3 Elect Director Curtis A. Morgan For For Management 3.4 Elect Director John R. (JR) Sult For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Celeste A. Clark For For Management 1c Elect Director Theodore F. Craver, Jr. For For Management 1d Elect Director Wayne M. Hewett For For Management 1e Elect Director Donald M. James For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Charles H. Noski For For Management 1h Elect Director Richard B. Payne, Jr. For For Management 1i Elect Director Juan A. Pujadas For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Incentive-Based Compensation Against For Shareholder and Risks of Material Losses 6 Report on Global Median Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. Ticker: WCC Security ID: 95082P105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Engel For For Management 1.2 Elect Director Matthew J. Espe For For Management 1.3 Elect Director Bobby J. Griffin For For Management 1.4 Elect Director John K. Morgan For For Management 1.5 Elect Director Steven A. Raymund For For Management 1.6 Elect Director James L. Singleton For For Management 1.7 Elect Director Easwaran Sundaram For For Management 1.8 Elect Director Laura K. Thompson For For Management 1.9 Elect Director Lynn M. Utter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- WHITE MOUNTAINS INSURANCE GROUP, LTD. Ticker: WTM Security ID: G9618E107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director G. Manning Rountree For For Management 1.2 Elect Director Mary C. Choksi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WORLD FUEL SERVICES CORPORATION Ticker: INT Security ID: 981475106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Kasbar For For Management 1.2 Elect Director Ken (Kanwaljit) Bakshi For Withhold Management 1.3 Elect Director Jorge L. Benitez For Withhold Management 1.4 Elect Director Sharda Cherwoo For For Management 1.5 Elect Director Richard A. Kassar For Withhold Management 1.6 Elect Director John L. Manley For Withhold Management 1.7 Elect Director Stephen K. Roddenberry For Withhold Management 1.8 Elect Director Paul H. Stebbins For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WYNDHAM DESTINATIONS, INC. Ticker: WYND Security ID: 98310W108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louise F. Brady For For Management 1.2 Elect Director Michael D. Brown For For Management 1.3 Elect Director James E. Buckman For For Management 1.4 Elect Director George Herrera For For Management 1.5 Elect Director Stephen P. Holmes For For Management 1.6 Elect Director Denny Marie Post For For Management 1.7 Elect Director Ronald L. Rickles For For Management 1.8 Elect Director Michael H. Wargotz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WYNDHAM HOTELS & RESORTS, INC. Ticker: WH Security ID: 98311A105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Myra J. Biblowit For For Management 1.2 Elect Director Bruce B. Churchill For For Management 1.3 Elect Director Pauline D.E. Richards For For Management 2a Eliminate Supermajority Vote For For Management Requirement to Amend Certificate of Incorporation and Bylaws 2b Eliminate Supermajority Vote For For Management Requirement to Remove Directors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WYNN RESORTS LTD. Ticker: WYNN Security ID: 983134107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Byrne For For Management 1.2 Elect Director Patricia Mulroy For For Management 1.3 Elect Director Clark T. Randt, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ZIMMER BIOMET HOLDINGS, INC. Ticker: ZBH Security ID: 98956P102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher B. Begley For For Management 1b Elect Director Betsy J. Bernard For For Management 1c Elect Director Gail K. Boudreaux For For Management 1d Elect Director Michael J. Farrell For For Management 1e Elect Director Larry C. Glasscock For For Management 1f Elect Director Robert A. Hagemann For For Management 1g Elect Director Bryan C. Hanson For For Management 1h Elect Director Arthur J. Higgins For For Management 1i Elect Director Maria Teresa Hilado For For Management 1j Elect Director Syed Jafry For For Management 1k Elect Director Michael W. Michelson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation ==================== Boston Partners Emerging Markets Fund ===================== ACCTON TECHNOLOGY CORP. Ticker: 2345 Security ID: Y0002S109 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- ADCOCK INGRAM HOLDINGS LTD. Ticker: AIP Security ID: S00358101 Meeting Date: NOV 22, 2019 Meeting Type: Annual Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Debbie Ransby as Director For For Management 1.2 Elect Sibongile Gumbi as Director For For Management 1.3 Elect Kevin Wakeford as Director For For Management 1.4 Re-elect Anna Mokgokong as Director For Against Management 2.1 Elect Debbie Ransby as Chairperson of For For Management the Audit Committee 2.2 Re-elect Lulama Boyce as Member of the For For Management Audit Committee 2.3 Re-elect Matthias Haus as Member of For For Management the Audit Committee 3 Appoint PricewaterhouseCoopers Inc as For For Management Auditors of the Company with Keeran Ramnarian as the Designated Auditor and Authorise the Remuneration of the Previous Auditor 4 Approve Remuneration Policy For For Management 5 Approve Remuneration Implementation For For Management Report 6 Authorise Ratification of Approved For For Management Resolutions 1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 2 Approve Remuneration of Non-executive For For Management Directors 3 Amend Memorandum of Incorporation For For Management 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Remuneration Plan for For For Management Directors of the Bank for 2018 2 Approve Final Remuneration Plan for For For Management Supervisors of the Bank for 2018 3 Elect Zhang Qingsong as Director For For Management 4 Approve Additional Special Budget of For For Management Poverty Alleviation Donations for 2019 -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fixed Assets Investment Budget For For Management for 2020 2 Approve Issuance Plan of Write-Down For For Management Undated Capital Bonds of the Bank 3 Approve Issuance Plan of Write-Down For For Management Eligible Tier-2 Capital Instruments of the Bank -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors 6 Elect Huang Zhenzhong as Director For For Management 7 Elect Liao Luming as Director For Against Management 8 Elect Zhu Hailin as Director For Against Management 9 Approve Additional Budget of Epidemic For For Management Prevention Donations for 2020 10 Elect Zhang Xuguang as Director For Against Shareholder 11 To Listen to the 2019 Work Report of None None Management Independent Directors of the Bank 12 To Listen to the 2019 Report on the None None Management Implementation of the Plan on Authorization of General Meeting of Shareholders to the Board of Directors of the Bank 13 To Listen to the Report on the None None Management Management of Related Transactions -------------------------------------------------------------------------------- AIA GROUP LIMITED Ticker: 1299 Security ID: Y002A1105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Edmund Sze-Wing Tse as Director For Against Management 4 Elect Jack Chak-Kwong So as Director For Against Management 5 Elect Mohamed Azman Yahya Director For Against Management 6 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 7A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7B Authorize Repurchase of Issued Share For For Management Capital 8 Approve New Share Option Scheme and For For Management Terminate Existing Share Option Scheme -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Ticker: BABA Security ID: 01609W102 Meeting Date: JUL 15, 2019 Meeting Type: Annual Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subdivision For For Management 2.1 Elect Daniel Yong Zhang as Director For For Management 2.2 Elect Chee Hwa Tung as Director For For Management 2.3 Elect Jerry Yang as Director For For Management 2.4 Elect Wan Ling Martello as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALPEK SAB DE CV Ticker: ALPEKA Security ID: P01703100 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cash Dividends For For Management 2 Appoint Legal Representatives For For Management 3 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- ALPEK SAB DE CV Ticker: ALPEKA Security ID: P01703100 Meeting Date: FEB 27, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and Cash For For Management Dividends; Approve Maximum Amount for Repurchase of Shares 3 Elect Directors and Chairmen of Audit For Against Management and Corporate Practices Committee; Fix Their Remuneration 4 Appoint Legal Representatives For For Management 5 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- ALPEK SAB DE CV Ticker: ALPEKA Security ID: P01703100 Meeting Date: MAY 21, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend or Revoke Resolutions Approved For For Management by AGM on Feb. 27, 2020 Re: Dividends 2 Appoint Legal Representatives For For Management 3 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: 02319V103 Meeting Date: APR 24, 2020 Meeting Type: Annual/Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at 11 For For Management 4a Elect Directors For Against Management 4b In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 4c In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 5a.i Elect Fiscal Council Members For Abstain Management 5a.ii In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 5b Elect Vinicius Balbino Bouhid as None For Shareholder Fiscal Council Member and Carlos Tersandro Fonseca Adeodato as Alternate Appointed by Minority Shareholder 6 Approve Remuneration of Company's For For Management Management 7 Approve Remuneration of Fiscal Council For For Management Members 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Amend Article 8 For For Management 3 Amend Articles 11, 15, 16, 17, 18 and For For Management 19 4 Amend Article 21 For For Management 5 Amend Articles 22 to 34 For For Management 6 Consolidate Bylaws For For Management 7 Amend Restricted Stock Plan For Against Management -------------------------------------------------------------------------------- ANHUI CONCH CEMENT COMPANY LIMITED Ticker: 914 Security ID: Y01373102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial Reports For For Management 4 Approve KPMG Huazhen LLP as PRC and For For Management Internal Control Auditor, KPMG as International Financial Auditor, and Authorize Board to Fix Their Remuneration 5 Approve 2019 Profit Appropriation For For Management Proposal and Declaration of Final Dividend 6 Approve Provision of Guarantee to For For Management Subsidiaries and Invested Companies 7 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 8 Approve Amendments to Articles of For For Management Association 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- ASTRAL FOODS LTD. Ticker: ARL Security ID: S0752H102 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2019 2.1 Elect Saleh Mayet as Director For For Management 2.2 Elect Willem Potgieter as Director For For Management 3.1 Re-elect Dr Theunis Eloff as Director For For Management 3.2 Re-elect Tshepo Shabangu as Director For For Management 4.1 Re-elect Diederik Fouche as Member of For For Management the Audit and Risk Management Committee 4.2 Elect Saleh Mayet as Member of the For For Management Audit and Risk Management Committee 4.3 Re-elect Tshepo Shabangu as Member of For For Management the Audit and Risk Management Committee 5.1 Re-elect Gary Arnold as Member of the For For Management Social and Ethics Committee 5.2 Re-elect Theunis Eloff as Member of For For Management the Social and Ethics Committee 5.3 Re-elect Len Hansen as Member of the For For Management Social and Ethics Committee 5.4 Re-elect Takalani Maumela as Member of For For Management the Social and Ethics Committee 6 Reappoint PricewaterhouseCoopers For For Management Incorporated as Auditors of the Company with EJ Gerryts as the Individual Designated Auditor 7 Authorise the Audit and Risk For For Management Management Committee to Fix Remuneration of Auditors 8 Approve Remuneration Policy For For Management 9 Approve Remuneration Implementation For For Management Report 10 Authorise Ratification of Approved For For Management Resolutions 11 Approve Fees Payable to Non-executive For For Management Directors 12 Approve Financial Assistance to For For Management Related and Inter-related Companies 13 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ATRIUM EUROPEAN REAL ESTATE LTD. Ticker: ATRS Security ID: G0621C113 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect Chaim Katzman as Director For Abstain Management 3 Re-elect Michael Errichetti as Director For Against Management 4 Re-elect Neil Flanzraich as Director For Against Management 5 Re-elect Simon Radford as Director For Against Management 6 Re-elect Andrew Wignall as Director For Against Management 7 Re-elect Lucy Lilley as Director For Against Management 8 Ratify PricewaterhouseCoopers CI LLP For For Management as Auditors 9 Authorise Board to Fix Remuneration of For For Management Auditors 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Authorise Issue of Shares and For For Management Convertible Securities -------------------------------------------------------------------------------- AUTECH CORP. Ticker: 067170 Security ID: Y0483C102 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kang Shin-wook as Inside Director For Against Management 2.2 Elect Oh Myeong-doh as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- AZUL SA Ticker: AZUL4 Security ID: 05501U106 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Sublease Agreement For For Management for 28 Embraer E1 Aircrafts Leased by Azul Linhas Aereas Brasileiras SA to Breeze Aviation Group -------------------------------------------------------------------------------- BANCO DO BRASIL SA Ticker: BBAS3 Security ID: P11427112 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Paulo Antonio Spencer Uebel as For For Management Fiscal Council Member 1.2 Elect Rafael Cavalcanti de Araujo as For For Management Fiscal Council Member 2.1 Elect Helio Lima Magalhaes as Director For For Management 2.2 Elect Marcelo Serfaty as Director For Against Management 3 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 4.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Helio Lima Magalhaes as Director 4.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Serfaty as Director 5 Amend Articles For For Management -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y0698A107 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Distribution For For Management Plan for Chairman of the Board of Directors and Executive Directors 2 Approve 2018 Remuneration Distribution For For Management Plan of Supervisors 3 Approve Improving the Remuneration For For Management Plan of Independent Non-executive Directors 4 Elect Chen Chunhua as Director For For Management 5 Elect Chui Sai Peng Jose as Director For For Management 6 Approve Application for Provisional For For Management Authorization of Outbound Donations 7 Elect Wang Jiang as Director For For Shareholder -------------------------------------------------------------------------------- BARLOWORLD LTD. Ticker: BAW Security ID: S08470189 Meeting Date: FEB 12, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2019 2 Re-elect Ngozi Edozien as Director For For Management 3 Re-elect Dominic Sewela as Director For For Management 4 Re-elect Sango Ntsaluba as Director For For Management 5 Elect Nopasika Lila as Director For For Management 6 Re-elect Sango Ntsaluba as Chairman of For For Management the Audit Committee 7 Re-elect Hester Hickey as Member of For For Management the Audit Committee 8 Re-elect Michael Lynch-Bell as Member For For Management of the Audit Committee 9 Re-elect Nomavuso Mnxasana as Member For For Management of the Audit Committee 10 Appoint Ernst & Young as Auditors of For For Management the Company with S Sithebe as Individual Registered Auditor and Authorise Their Remuneration 11.1 Approve Conditional Share Plan For For Management 11.2 Amend Forfeitable Share Plan For For Management 12 Approve Remuneration Policy For For Management 13 Approve Remuneration Implementation For Against Management Report 1.1 Approve Fees for the Chairman of the For For Management Board 1.2 Approve Fees for the Resident For For Management Non-executive Directors 1.3 Approve Fees for the Non-resident For For Management Non-executive Directors 1.4 Approve Fees for the Resident Chairman For For Management of the Audit Committee 1.5 Approve Fees for the Resident Members For For Management of the Audit Committee 1.6 Approve Fees for the Non-resident For For Management Members of the Audit Committee 1.7 Approve Fees for the Non-resident For For Management Chairman of the Remuneration Committee 1.8 Approve Fees for the Resident Chairman For For Management of the Remuneration Committee 1.9 Approve Fees for the Resident Chairman For For Management of the social, Ethics and Transformation Committee 1.10 Approve Fees for the Resident Chairman For For Management of the Risk and Sustainability Committee 1.11 Approve Fees for the Resident Chairman For For Management of the General Purposes Committee 1.12 Approve Fees for the Resident Chairman For For Management of the Nomination Committee 1.13 Approve Fees for the Resident Members For For Management of Each of the Board Committees Other than Audit Committee 1.14 Approve Fees for the Non-resident For For Management Members of Each of the Board Committees 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- BHARTI AIRTEL LIMITED Ticker: 532454 Security ID: Y0885K108 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Issuance of Foreign Currency For For Management Convertible Bonds and Unsecured/Secured Redeemable Non-Convertible Debentures along with or without Warrants -------------------------------------------------------------------------------- BLOOMBERRY RESORTS CORPORATION Ticker: BLOOM Security ID: Y0927M104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Annual For For Management Stockholders' Meeting held on April 11, 2019 2 Approve Audited Financial Statements For For Management 3 Ratify All Acts, Contracts, For For Management Investments and Resolutions of the Board of Directors and Management Since the Last Annual Stockholders' Meeting 4.1 Elect Enrique K. Razon Jr. as Director For Abstain Management 4.2 Elect Jose Eduardo J. Alarilla as For Abstain Management Director 4.3 Elect Donato C. Almeda as Director For Abstain Management 4.4 Elect Thomas Arasi as Director For Abstain Management 4.5 Elect Christian R. Gonzalez as Director For Abstain Management 4.6 Elect Carlos C. Ejercito as Director For For Management 4.7 Elect Jose P. Perez as Director For For Management 5 Appoint External Auditor For For Management -------------------------------------------------------------------------------- CHAMPION REAL ESTATE INVESTMENT TRUST Ticker: 2778 Security ID: Y1292D109 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Waiver Extension, New For For Management Annual Caps and Related Transaction -------------------------------------------------------------------------------- CHAMPION REAL ESTATE INVESTMENT TRUST Ticker: 2778 Security ID: Y1292D109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Note Audited Financial Statements None None Management Together with the Auditors' Report 2 Note Appointment of Auditor and Fixing None None Management of Their Remuneration 3 Elect Cheng Wai Chee, Christopher as For Against Management Director 4 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHENBRO MICOM CO., LTD. Ticker: 8210 Security ID: Y1306B107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5 Amend Procedures for Lending Funds to For For Management Other Parties 6 Amend Procedures for Endorsement and For For Management Guarantees 7 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 8 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 9 Approve Issuance of Restricted Stocks For For Management 10.1 Elect Mei chi Chen, with Shareholder For For Management No. 2, as Non-Independent Director 10.2 Elect Tsun yen Lee, with Shareholder For For Management No. 5, as Non-Independent Director 10.3 Elect Chung pao Wu, with ID No. For For Management G120909XXX, as Non-Independent Director 10.4 Elect Yu ling Tsai, with ID No. For For Management L201303XXX, as Non-Independent Director 10.5 Elect Te feng Wu, with ID No. For For Management A126500XXX, as Non-Independent Director 10.6 Elect Weng cheng Huang, with ID No. For Against Management P100261XXX, as Independent Director 10.7 Elect An pang Tsao, with ID No. For For Management A103746XXX, as Independent Director 10.8 Elect Wei shun Cheng, with ID No. For For Management L121328XXX, as Independent Director 10.9 Elect Chung hsing Huang, with ID No. For For Management H101258XXX, as Independent Director 11 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHICONY ELECTRONICS CO., LTD. Ticker: 2385 Security ID: Y1364B106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and For For Management Consolidated Financial Statements and Individual Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Loaning of Funds For For Management -------------------------------------------------------------------------------- CHICONY POWER TECHNOLOGY CO., LTD. Ticker: 6412 Security ID: Y1364D102 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Procedures for Lending Funds For Against Management -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yongqing as Supervisor For For Management 2 Elect Michel Madelain as Director For For Management 3 Approve Remuneration Distribution and For For Management Settlement Plan for Directors of the Bank in 2018 4 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors of the Bank in 2018 5 Approve Authorization for Additional For For Management Temporary Limit on Poverty Alleviation Donations -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Budget for Fixed Assets For For Management Investment 6 Elect Tian Guoli as Director For For Management 7 Elect Feng Bing as Director For For Management 8 Elect Zhang Qi as Director For For Management 9 Elect Xu Jiandong as Director For For Management 10 Elect Malcolm Christopher McCarthy as For For Management Director 11 Elect Yang Fenglai as Supervisor For For Management 12 Elect Liu Huan as Supervisor For For Management 13 Elect Ben Shenglin as Supervisor For For Management 14 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration 15 Approve Authorization for Temporary For For Management Limit on Charitable Donations for 2020 16 Approve Capital Plan of China For For Management Construction Bank for 2021 to 2023 -------------------------------------------------------------------------------- CHINA MEIDONG AUTO HOLDINGS LIMITED Ticker: 1268 Security ID: G21192102 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1a Elect Ye Tao as Director For For Management 2.1b Elect Chen Guiyi as Director For For Management 2.2 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Approve Final Dividend For For Management -------------------------------------------------------------------------------- CHINA MOBILE LIMITED Ticker: 941 Security ID: 16941M109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Wang Yuhang as Director For For Management 4.1 Elect Paul Chow Man Yiu as Director For Against Management 4.2 Elect Stephen Yiu Kin Wah as Director For Against Management 5 Approve PricewaterhouseCoopers and For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Adopt Share Option Scheme and Related For Against Management Transactions -------------------------------------------------------------------------------- CHINA OVERSEAS LAND & INVESTMENT LTD. Ticker: 688 Security ID: Y15004107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Zhichao as Director For Against Management 3b Elect Zhuang Yong as Director For Against Management 3c Elect Guo Guanghui as Director For Against Management 3d Elect Fan Hsu Lai Tai, Rita as Director For For Management 3e Elect Li Man Bun, Brian David as For Against Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421132 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Dividend Distribution Plan For For Management 5 Approve Appointment of Auditors For For Management 6 Approve Authorization of the Company For For Management and Its Majority-Owned Subsidiaries to Provide Financial Assistance to Third Parties 7 Approve Authorization of Guarantee by For Against Management the Company to Its Majority-Owned Subsidiaries 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 9 Authorize Repurchase of Issued Share For For Management Capital 10 Amend Articles of Association For For Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 14.1 Elect Hu Guobin as Director For For Management 14.2 Elect Li Qiangqiang as Director For For Management 14.3 Elect Tang Shaojie as Director For For Management 14.4 Elect Wang Haiwu as Director For For Management 14.5 Elect Xin Jie as Director For For Management 14.6 Elect Yu Liang as Director For For Management 14.7 Elect Zhu Jiusheng as Director For For Management 15.1 Elect Zhang Yichen as Director For Against Shareholder 15.2 Elect Kang Dian as Director For Against Management 15.3 Elect Liu Shuwei as Director For Against Management 15.4 Elect Ng Kar Ling, Johnny as Director For Against Management 16.1 Elect Li Miao as Supervisor For For Management 16.2 Elect Xie Dong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421132 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHIPMOS TECHNOLOGIES, INC. Ticker: 8150 Security ID: Y1566L100 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Independent Directors 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CIFI HOLDINGS (GROUP) CO. LTD. Ticker: 884 Security ID: G2140A107 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Special Dividend For For Management 4.1 Elect Lin Wei as Director For For Management 4.2 Elect Chen Dongbiao as Director For For Management 4.3 Elect Gu Yunchang as Director For Against Management 4.4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CNOOC LIMITED Ticker: 883 Security ID: Y1662W117 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non-exempt Continuing For For Management Connected Transactions 2 Approve Proposed Caps for Each For For Management Category of the Non-exempt Continuing Connected Transactions -------------------------------------------------------------------------------- COMMERCIAL INTERNATIONAL BANK (EGYPT) SAE Ticker: COMI Security ID: M25561107 Meeting Date: MAR 15, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Issuance of Bonds or For Did Not Vote Management Subordinated Loans of EGP 15 Billion -------------------------------------------------------------------------------- COMMERCIAL INTERNATIONAL BANK (EGYPT) SAE Ticker: COMI Security ID: M25561107 Meeting Date: MAR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2019 4 Approve Allocation of Income for FY For Did Not Vote Management 2019 and Authorize Board to Fix and Distribute Employees' Share in the Company's Profits 5 Authorize Capital Issuances for Use in For Did Not Vote Management Employee Stock Purchase Plan and Amend Articles 6 and 7 of Bylaws Accordingly 6 Authorize Capitalization of Reserves For Did Not Vote Management for Bonus Issue Re: 1:3 and Amend Articles 6 and 7 to reflect the Increase of Capital 7 Approve Discharge of Directors for FY For Did Not Vote Management 2019 8 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 9.1 Elect Amin Al Arab as Director For Did Not Vote Management 9.2 Elect Hussein Abaza as Director For Did Not Vote Management 9.3 Elect Bijan Khosrowshahi as Director For Did Not Vote Management 9.4 Elect Amani Abou Zeid as Director For Did Not Vote Management 9.5 Elect Magda Habib as Director For Did Not Vote Management 9.6 Elect Paresh Sukthankar as Director For Did Not Vote Management 9.7 Elect Rajeev Kakar as Director For Did Not Vote Management 9.8 Elect Sherif Samy as Director For Did Not Vote Management 10 Approve Remuneration of Directors for For Did Not Vote Management FY 2020 11 Approve Remuneration of Audit For Did Not Vote Management Committee for FY 2020 12 Approve Charitable Donations for FY For Did Not Vote Management 2019 and 2020 -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR4 Security ID: P3055E464 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of All Preferred For For Management Shares into Common Shares at Ratio of 1:1 2 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR4 Security ID: P3055E464 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR3 Security ID: P30558103 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For For Management 2 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR3 Security ID: P30558103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management and Fiscal Council 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- CONCENTRADORA FIBRA DANHOS SA DE CV Ticker: DANHOS13 Security ID: P2825H138 Meeting Date: JUL 05, 2019 Meeting Type: Special Record Date: JUN 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting For For Management 2 Ratify Resolutions in Items 4 and 5 of For For Management Agenda Approved by Meeting of Holders on March 29, 2019; Approve Date to Take Effect Resolutions in Item 5 of Agenda Approved by Meeting of Holders on March 29, 2019 3 Approve Cancellation of 7.27 Million For For Management Real Estate Trust Certificates; Authorize any Necessary Actions and Documents in Connection with Cancellation of Real Estate Trust Certificates 4 Approve Issuance of 16.41 Million Real For For Management Estate Trust Certificates; Authorize any Necessary Actions and Documents in Connection with Issuance of Real Estate Trust Certificates 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CONCENTRADORA FIBRA DANHOS SA DE CV Ticker: DANHOS13 Security ID: P2825H138 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting For For Management 2 Approve Financial Statements For For Management 3 Elect or Ratify Members of Trust For Against Management Technical Committee 4 Approve Real Estate Trust Certificates For For Management Repurchase Program; Set Maximum Amount of Share Repurchase 5 Amend Article 25 and Appendix J of For For Management Trust Agreement Re: Fiscal Domicile and Trustee Compensation 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CREDICORP LTD. Ticker: BAP Security ID: G2519Y108 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Present 2019 Annual Report None None Management 2 Present Audited Consolidated Financial None None Management Statements of Credicorp and its Subsidiaries for FY 2019, Including External Auditors' Report 3.1 Elect Antonio Abruna Puyol as Director For For Management 3.2 Elect Maite Aranzabal Harreguy as For For Management Director 3.3 Elect Fernando Fort Marie as Director For For Management 3.4 Elect Alexandre Gouvea as Director For For Management 3.5 Elect Patricia Lizarraga Guthertz as For For Management Director 3.6 Elect Raimundo Morales Dasso as For Against Management Director 3.7 Elect Irzio Pinasco Menchelli as For For Management Director 3.8 Elect Luis Enrique Romero Belismelis For Against Management as Director 4 Approve Remuneration of Directors For For Management 5.1 Amend Article 2.6 Re: Transfer of For For Management Shares 5.2 Amend Article 3.4.2 Re: Mechanisms for For For Management Appointment of Proxy 5.3 Amend Article 4.11 Re: Increase in For For Management Number of Directors 5.4 Amend Article 4.15 Re: Notice of Board For For Management Meetings and Participation of Directors in Board Meetings 5.5 Amend Article 4.16.1 Re: Quorum for For For Management Transaction of Business at Board Meetings 6 Ratify PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CRRC CORPORATION LIMITED Ticker: 1766 Security ID: Y1818X100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Xiaoyi as Supervisor For For Management 2 Elect Lou Qiliang as Director For For Shareholder -------------------------------------------------------------------------------- CRRC CORPORATION LIMITED Ticker: 1766 Security ID: Y1818X100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Final Financial Accounts For For Management Report 2 Approve 2019 Work Report of the Board For For Management of Directors 3 Approve 2019 Work Report of the For For Management Supervisory Committee 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Arrangement of Guarantees For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Amend Articles of Association For For Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 12 Approve Issuance of Debt Financing For Against Management Instruments 13.1 Elect Shi Jianzhong as Director For For Shareholder 13.2 Elect Zhu Yuanchao as Director For For Shareholder 14 Approve KPMG Huazhen LLP as Auditors For For Shareholder and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD. Ticker: D05 Security ID: Y20246107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Elect Peter Seah Lim Huat as Director For Against Management 6 Elect Ho Tian Yee as Director For For Management 7 Elect Olivier Lim Tse Ghow as Director For For Management 8 Elect Ow Foong Pheng as Director For Against Management 9 Approve Grant of Awards and Issuance For For Management of Shares Under the DBSH Share Plan 10 Approve Grant of Awards and Issuance For For Management of Shares Under the California Sub-Plan to the DBSH Share Plan 11 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 12 Approve Issuance of Shares Pursuant to For For Management the DBSH Scrip Dividend Scheme 13 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- DISTELL GROUP HOLDINGS LTD. Ticker: DGH Security ID: S21939103 Meeting Date: OCT 23, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with Rika Labuschaigne as Individual Designated Auditor 3.1 Re-elect Dr Prieur du Plessis as For For Management Director 3.2 Re-elect Joe Madungandaba as Director For For Management 3.3 Re-elect Ethel Matenge-Sebesho as For For Management Director 3.4 Elect Kees Kruythoff as Director For For Management 4.1 Re-elect Gugu Dingaan as Member of the For For Management Audit Committee 4.2 Re-elect Dr Prieur du Plessis as For For Management Member of the Audit Committee 4.3 Re-elect Ethel Matenge-Sebesho as For For Management Member of the Audit Committee 4.4 Re-elect Catharina Sevillano-Barredo For For Management as Member of the Audit Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Approve Remuneration Policy For For Management 7 Approve Implementation Report on the For For Management Company's Remuneration Policy 1 Approve Non-executive Directors' For Against Management Remuneration 2 Approve Remuneration of Non-executive For Against Management Directors for Additional Services Performed on Behalf of the Company -------------------------------------------------------------------------------- EASTERN CO. (EGYPT) Ticker: EAST Security ID: M2932V106 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2019 4 Approve Allocation of Income and For Did Not Vote Management Dividends for FY 2019 5 Approve Discharge of Chairman and For Did Not Vote Management Directors for FY 2019 6 Approve Remuneration of Directors For Did Not Vote Management 7 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 8 Approve Composition of the Board For Did Not Vote Management 9 Approve Related Party Transactions For Did Not Vote Management 10 Approve Charitable Donations for FY For Did Not Vote Management 2020 -------------------------------------------------------------------------------- ENERJISA ENERJI AS Ticker: ENJSA Security ID: M4049T107 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Approve Director Remuneration For Against Management 8 Ratify Director Appointment For Against Management 9 Ratify External Auditors For For Management 10 Approve Remuneration Policy For For Management 11 Receive Information on Donations Made None None Management in 2019 12 Approve Upper Limit of Donations for For Against Management 2020 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Wishes None None Management -------------------------------------------------------------------------------- ENN ENERGY HOLDINGS LTD. Ticker: 2688 Security ID: G3066L101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Han Jishen as Director For For Management 3a2 Elect Zhang Yuying as Director For For Management 3a3 Elect Wang Dongzhi as Director For For Management 3a4 Elect Jin Yongsheng as Director For For Management 3a5 Elect Law Yee Kwan, Quinn as Director For Against Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- EPISTAR CORP. Ticker: 2448 Security ID: Y2298F106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Issuance of Ordinary Shares to For For Management Participate in the Issuance of Global Depository Receipt and/or Private Placement of Ordinary Shares 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- FIBRA MACQUARIE MEXICO Ticker: FIBRAMQ12 Security ID: P3515D155 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Financial Statements For For Management 2 Approve Annual Report For For Management 3 Extend Share Repurchase for Additional For For Management Year; Set Maximum Amount for Share Repurchase 4 Approve Compensation Plan for Members For For Management of Technical Committee 5 Ratify Juan Antonio Salazar Rigal as For Against Management Independent Member of Technical Committee 6 Ratify Alvaro de Garay Arellano as For Against Management Independent Member of Technical Committee 7 Ratify Luis Alberto Aziz Checa as For Against Management Independent Member of Technical Committee 8 Ratify Jaime de la Garza as For Against Management Independent Member of Technical Committee 9 Ratify Michael Brennan as Independent For Against Management Member of Technical Committee 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- FIBRA UNO ADMINISTRACION SA DE CV Ticker: FUNO11 Security ID: P3515D163 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.i Accept Reports of Audit, Corporate For For Management Practices, Nominating and Remuneration Committees 1.ii Accept Technical Committee Report on For For Management Compliance in Accordance to Article 172 of General Mercantile Companies Law 1.iii Accept Report of Trust Managers in For For Management Accordance to Article 44-XI of Securities Market Law, Including Technical Committee's Opinion on that Report 1.iv Accept Technical Committee Report on For For Management Operations and Activities Undertaken 2 Approve Financial Statements and For For Management Allocation of Income 3.a Elect or Ratify Ignacio Trigueros For Against Management Legarreta as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.b Elect or Ratify Antonio Hugo Franck For Against Management Cabrera as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.c Elect or Ratify Ruben Goldberg Javkin For For Management as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.d Elect or Ratify Herminio Blanco For Against Management Mendoza as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.e Elect or Ratify Alberto Felipe Mulas For For Management Alonso as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 4 Elect or Ratify Members, Alternates For Against Management and Secretary (Non-Member) of Technical Committee; Verify Independence Classification 5 Approve Remuneration of Technical For For Management Committee Members 6 Appoint Legal Representatives For For Management 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- FORTUNE REAL ESTATE INVESTMENT TRUST Ticker: 778 Security ID: Y2616W104 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Trust Deed Amendments Relating For For Management to the Provisions Applicable to Singapore Property Funds 2 Approve Trust Deed Amendments Relating For For Management to the Calculation of the General Mandate Threshold for Non-pro Rata Issue of Units 3 Approve Trust Deed Amendments Relating For For Management to the Insurance of Investments 4 Approve Trustee's Additional Fee and For For Management the Proposed Trust Deed Amendments Relating to Trustee's Additional Fee 5 Approve Trust Deed Amendments Relating For For Management to the Manager's Duties 6 Approve Trust Deed Amendments Relating For For Management to the Removal of the Manager 7 Approve Trust Deed Amendments Relating For For Management to Advertisements 8 Approve Trust Deed Amendments Relating For For Management to the Termination of Fortune REIT 9 Approve Trust Deed Amendments Relating For For Management to Voting at General Meetings 10 Approve Trust Deed Amendments Relating For For Management to Maximum Number of Proxies 11 Approve Trust Deed Amendments Relating For For Management to Conflicting Provision -------------------------------------------------------------------------------- FORTUNE REAL ESTATE INVESTMENT TRUST Ticker: 778 Security ID: Y2616W104 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Unit For For Management Capital -------------------------------------------------------------------------------- GAZIT-GLOBE LTD. Ticker: GZT Security ID: M4793C102 Meeting Date: DEC 26, 2019 Meeting Type: Annual/Special Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Kost Forer Gabbay and For For Management Kasierer as Auditors and Authorize Board to Fix Their Remuneration 3.1 Reelect Ehud Arnon as Director For For Management 3.2 Reelect Chaim Katzman as Director For For Management 3.3 Reelect Douglas W. Sesler as Director For For Management 3.4 Reelect Zehavit Cohen as Director For For Management 4 Approve Compensation of Dor Joseph For For Management Segal, Director and CEO of "Canada Partnership" A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- GAZIT-GLOBE LTD. Ticker: GZT Security ID: M4793C102 Meeting Date: MAR 15, 2020 Meeting Type: Special Record Date: FEB 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 2 Approve Amended Employment Terms of For Against Management Zvi Gordon, VP of Investment 3 Approve Amended Compensation of For For Management Zehavit Cohen, Director in Company's Subsidiary, Gazit Horizons, Subject to Approval of Item 1 A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- GEOPARK LIMITED Ticker: GPRK Security ID: G38327105 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Gerald Eugene For Against Management O'Shaughnessy 2 Elect Director James Franklin Park For Against Management 3 Elect Director Juan Cristobal Pavez For For Management 4 Elect Director Carlos Alberto Gulisano For For Management 5 Elect Director Pedro Enrique Aylwin For Against Management Chiorrini 6 Elect Director Robert A. Bedingfield For Against Management 7 Elect Director Jamie Bennett Coulter For For Management 8 Elect Director Constantin Papadimitriou For For Management 9 Ratify Pistrelli, Henry Martin y For For Management Asociados S.R.L. as Auditors 10 Authorize Audit Committee to Fix For For Management Remuneration of the Auditors -------------------------------------------------------------------------------- GLOBAL MIXED-MODE TECHNOLOGY, INC. Ticker: 8081 Security ID: Y2717S101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.1 Elect SIE, NAN-CIANG, a Representative For For Management of YIPENG INVESTMENT CO., LTD. with SHAREHOLDER NO.00000127, as Non-Independent Director 4.2 Elect WU,JIN-CHUAN with SHAREHOLDER NO. For For Management 00000049 as Non-Independent Director 4.3 Elect WANG, CHEN-SHU-JHEN, a For Against Management Representative of YIPENG YIPENG INVESTMENT CO., LTD. with SHAREHOLDER NO.00000127, as Non-Independent Director 4.4 Elect SIE, YU-RU, a Representative of For Against Management YIPENG INVESTMENT CO., LTD. with SHAREHOLDER NO.00000127, as Non-Independent Director 4.5 Elect LUO, FU-CYUAN with SHAREHOLDER For Against Management NO.I100331XXX as Independent Director 4.6 Elect CHEN, SHIH-SIN with SHAREHOLDER For For Management NO.T101699XXX as Independent Director 4.7 Elect CHEN, HUEI-LING with SHAREHOLDER For For Management NO.00011936 as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE SAB DE CV Ticker: GFNORTEO Security ID: P49501201 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Set Maximum Amount of Share Repurchase For For Management Reserve 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE SAB DE CV Ticker: GFNORTEO Security ID: P49501201 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Approve CEO's Report on Financial For For Management Statements and Statutory Reports 1.b Approve Board's Report on Policies and For For Management Accounting Information and Criteria Followed in Preparation of Financial Information 1.c Approve Board's Report on Operations For For Management and Activities Undertaken by Board 1.d Approve Report on Activities of Audit For For Management and Corporate Practices Committee 1.e Approve All Operations Carried out by For For Management Company and Ratify Actions Carried out by Board, CEO and Audit and Corporate Practices Committee 2 Approve Allocation of Income For For Management 3 Receive Auditor's Report on Tax None None Management Position of Company 4.a1 Elect Carlos Hank Gonzalez as Board For Against Management Chairman 4.a2 Elect Juan Antonio Gonzalez Moreno as For For Management Director 4.a3 Elect David Juan Villarreal Montemayor For For Management as Director 4.a4 Elect Jose Marcos Ramirez Miguel as For Against Management Director 4.a5 Elect Carlos de la Isla Corry as For For Management Director 4.a6 Elect Everardo Elizondo Almaguer as For Against Management Director 4.a7 Elect Carmen Patricia Armendariz For For Management Guerra as Director 4.a8 Elect Hector Federico Reyes Retana y For For Management Dahl as Director 4.a9 Elect Alfredo Elias Ayub as Director For For Management 4.a10 Elect Adrian Sada Cueva as Director For Against Management 4.a11 Elect David Penaloza Alanis as Director For For Management 4.a12 Elect Jose Antonio Chedraui Eguia as For Against Management Director 4.a13 Elect Alfonso de Angoitia Noriega as For Against Management Director 4.a14 Elect Thomas Stanley Heather Rodriguez For Against Management as Director 4.a15 Elect Graciela Gonzalez Moreno as For For Management Alternate Director 4.a16 Elect Juan Antonio Gonzalez Marcos as For For Management Alternate Director 4.a17 Elect Alberto Halabe Hamui as For For Management Alternate Director 4.a18 Elect Gerardo Salazar Viezca as For For Management Alternate Director 4.a19 Elect Alberto Perez-Jacome Friscione For For Management as Alternate Director 4.a20 Elect Diego Martinez Rueda-Chapital as For For Management Alternate Director 4.a21 Elect Roberto Kelleher Vales as For For Management Alternate Director 4.a22 Elect Clemente Ismael Reyes Retana For For Management Valdes as Alternate Director 4.a23 Elect Isaac Becker Kabacnik as For For Management Alternate Director 4.a24 Elect Jose Maria Garza Trevino as For For Management Alternate Director 4.a25 Elect Carlos Cesarman Kolteniuk as For For Management Alternate Director 4.a26 Elect Humberto Tafolla Nunez as For For Management Alternate Director 4.a27 Elect Guadalupe Phillips Margain as For For Management Alternate Director 4.a28 Elect Ricardo Maldonado Yanez as For For Management Alternate Director 4.b Elect Hector Avila Flores (Non-Member) For For Management as Board Secretary 4.c Approve Directors Liability and For For Management Indemnification 5 Approve Remuneration of Directors For For Management 6 Elect Hector Federico Reyes Retana y For For Management Dahl as Chairman of Audit and Corporate Practices Committee 7.1 Approve Report on Share Repurchase For For Management 7.2 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve 8 Approve Certification of the Company's For For Management Bylaws 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GS RETAIL CO., LTD. Ticker: 007070 Security ID: Y2915J101 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lim Choon-seong as Outside For Against Management Director 2.2 Elect Choi Hyo-seong as Outside For Against Management Director 2.3 Elect Shin Dong-yoon as Outside For For Management Director 2.4 Elect Kim Seok-hwan as Non-Independent For Against Management Non-Executive Director 3.1 Elect Lim Choon-seong as a Member of For For Management Audit Committee 3.2 Elect Choi Hyo-seongas a Member of For For Management Audit Committee 3.3 Elect Shin Dong-yoon as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- GUJARAT STATE PETRONET LIMITED Ticker: 532702 Security ID: Y2947F101 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect M M Srivastava as Director and For For Management Chairman 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Elect Shridevi Shukla as Director For For Management 6 Reelect Yogesh Singh as Director For Against Management 7 Reelect Bakul Dholakia as Director For Against Management 8 Approve Remuneration of Cost Auditors For For Management 9 Approve Payment of Remuneration to M M For For Management Srivastava as Non-Executive Chairman -------------------------------------------------------------------------------- HANA FINANCIAL GROUP, INC. Ticker: 086790 Security ID: Y29975102 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Yoon Sung-bock as Outside For Against Management Director 3.2 Elect Park Won-koo as Outside Director For For Management 3.3 Elect Paik Tae-seung as Outside For Against Management Director 3.4 Elect Kim Hong-jin as Outside Director For For Management 3.5 Elect Yang Dong-hoon as Outside For Against Management Director 3.6 Elect Heo Yoon as Outside Director For Against Management 3.7 Elect Lee Jung-won as Outside Director For For Management 4 Elect Chah Eun-young as Outside For For Management Director to Serve as Audit Committee Member 5.1 Elect Yoon Sung-bock as a Member of For For Management Audit Committee 5.2 Elect Kim Hong-jin as a Member of For For Management Audit Committee 5.3 Elect Yang Dong-hoon as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANG LUNG PROPERTIES LTD. Ticker: 101 Security ID: Y30166105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Nelson Wai Leung Yuen as Director For For Management 3b Elect Andrew Ka Ching Chan as Director For For Management 3c Elect Hsin Kang Chang as Director For Against Management 3d Elect Adriel Wenbwo Chan as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Ticker: HTO Security ID: X3258B102 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management 2 Approve Cancellation of Repurchased For For Management Shares 3 Various Announcements None None Management -------------------------------------------------------------------------------- HEXAWARE TECHNOLOGIES LIMITED Ticker: 532129 Security ID: Y31825121 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reappointment and Remuneration For For Management of R Srikrishna as Whole Time Director Designated as CEO and Executive Director -------------------------------------------------------------------------------- HON HAI PRECISION INDUSTRY CO., LTD. Ticker: 2317 Security ID: Y36861105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Guozhong as Supervisor For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Audited Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Fixed Asset Investment For For Management Budget 6 Approve KPMG Huazhen LLP and KPMG as For For Management Domestic External Auditors and KPMG as Domestic External Auditors 7 Elect Shen Si as Director For For Management 8 Approve Issuance of Undated Additional For For Management Tier 1 Capital Bonds and Eligible Tier 2 Capital Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Approve Issuance of Eligible Tier 2 For For Shareholder Capital Instruments 11 Approve Application for Authorization For For Shareholder Limit for Special Donations for COVID-19 Pandemic Prevention and Control 12 Elect Liao Lin as Director For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAS BACHOCO SAB DE CV Ticker: BACHOCOB Security ID: P5508Z127 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CEO's Report Including For For Management Auditor's Opinion and Board's Opinion on CEO's Report 2 Approve Board's Report on Principal For For Management Policies and Accounting Criteria Followed in Preparation of Financial Information 3 Approve Financial Statements and For For Management Statutory Reports 4 Approve Report of Audit and Corporate For For Management Practices Committee 5 Present Report on Adherence to Fiscal For For Management Obligations 6 Approve Allocation of Income and Cash For For Management Dividends 7 Set Maximum Amount of Share Repurchase For For Management Reserve 8 Elect or Ratify Directors and For Against Management Secretary; Verify Independence Classification of Board Members 9 Elect or Ratify Chairman and Members For Against Management of Audit and Corporate Practices Committee 10 Approve Remuneration of Directors, For For Management Board Secretary, and Audit and Corporate Practices Committee Chairman and Members 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- INNOCEAN WORLDWIDE, INC. Ticker: 214320 Security ID: Y3862P108 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Jeong Seong-yi as Inside Director For Against Management 2.1.2 Elect Yoon Seok-hoon as Inside Director For Against Management 2.2.1 Elect Yoon Tae-hwa as Outside Director For For Management 2.2.2 Elect Ryu Jae-wook as Outside Director For For Management 2.3 Elect Kim Jae-cheol as Non-Independent For For Management Non-Executive Director 3.1 Elect Yoon Tae-hwa as a Member of For For Management Audit Committee 3.2 Elect Ryu Jae-wook as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- ITAU UNIBANCO HOLDING SA Ticker: ITUB4 Security ID: P5968U113 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 3 Elect Eduardo Azevedo do Valle as None For Shareholder Fiscal Council Member and Rene Guimaraes Andrich as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- ITEQ CORP. Ticker: 6213 Security ID: Y4212E108 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JBS SA Ticker: JBSS3 Security ID: P59695109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Fiscal Council Members For For Management at Four 4 As an Ordinary Shareholder, Would You None Abstain Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5.1 Elect Adrian Lima da Hora as Fiscal For Against Management Council Member and Andre Alcantara Ocampos as Alternate 5.2 Elect Demetrius Nichele Macei as For Against Management Fiscal Council Member and Marcos Godoy Brogiato as Alternate 5.3 Elect Jose Paulo da Silva Filho as For Against Management Fiscal Council Member and Sandro Domingues Raffai as Alternate 5.4 Elect Mauricio Wanderley Estanislau da For For Management Costa as Fiscal Council Member and Francisco Vicente Santana Silva Telles as Alternate 6 Approve Remuneration of Company's For Against Management Management and Fiscal Council -------------------------------------------------------------------------------- JBS SA Ticker: JBSS3 Security ID: P59695109 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Midup For For Management Participacoes Ltda. (Midup) 2 Ratify Factum - Avaliacoes e For For Management Consultoria S/S - EPP (Factum) as Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Midup For For Management Participacoes Ltda. (Midup) and Authorize Executives to Ratify and Execute Approved Resolutions 5 Re-Ratify Absorption of Midtown For For Management Participacoes Ltda., Tannery do Brasil S.A. and IM Pecus Industria e Comercio de Couros e Derivados Ltda. for Regularization of Certain Company's Real Estate Properties -------------------------------------------------------------------------------- JIANGXI COPPER COMPANY LIMITED Ticker: 358 Security ID: Y4446C100 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Issuance of Bonds and For For Management Related Transactions 2 Amend Articles of Association and For For Management Related Transactions 3 Approve 2019 Report of the Board of For For Management Directors 4 Approve 2019 Report of the Supervisory For For Management Committee 5 Approve 2019 Audited Financial For For Management Statements and Auditors' Report 6 Approve 2019 Profit Distribution For For Management 7 Approve Proposed Provision of For For Management Guarantees to Subsidiaries 8 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as Overseas Auditor and Authorize Board to Fix Their Remuneration 9 Elect Liu Fangyun as Director and For For Shareholder Authorize Board to Fix His Remuneration 10 Approve Remuneration Scheme of All the For For Management Directors, Supervisors and Senior Management 11 Approve Cessation of Dong Jiahui to For For Management Act as Director 12 Approve Resignation of Hu Qingwen as For For Management Supervisor 13 Approve Resignation of Liao Shengsen For For Management as Supervisor 14.1 Elect Wu Donghua as a Supervisor and For For Management Authorize Board to Fix His Remuneration 14.2 Elect Guan Yongmin as a Supervisor and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- JIANGXI COPPER COMPANY LIMITED Ticker: 358 Security ID: Y4446C100 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association and For For Management Related Transactions -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Previously Approved Decision on For For Management Distribution of Special Dividend 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board and Auditors For For Management 5 Approve Remuneration of Certain Board For For Management Members 6 Approve Auditors and Fix Their For For Management Remuneration 7 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: JUN 25, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Dividend For For Management -------------------------------------------------------------------------------- KB FINANCIAL GROUP, INC. Ticker: 105560 Security ID: Y46007103 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Hur Yin as Non-Independent For For Management Non-Executive Director 3.2 Elect Stuart B. Solomon as Outside For For Management Director 3.3 Elect Sonu Suk-ho as Outside Director For For Management 3.4 Elect Choi Myung-hee as Outside For For Management Director 3.5 Elect Jeong Kou-whan as Outside For For Management Director 3.6 Elect Kwon Seon-ju as Outside Director For For Management 4 Elect Oh Gyu-taek as Outside Director For For Management to serve as an Audit Committee Member 5.1 Elect Choi Myung-hee as a Member of For For Management Audit Committee 5.2 Elect Jeong Kou-whan as a Member of For For Management Audit Committee 5.3 Elect Kim Gyeong-ho as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KENMARE RESOURCES PLC Ticker: KMR Security ID: G52332213 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4a Re-elect Peter Bacchus as Director For For Management 4b Re-elect Michael Carvill as Director For For Management 4c Re-elect Clever Fonseca as Director For For Management 4d Re-elect Tim Keating as Director For For Management 4e Re-elect Graham Martin as Director For Against Management 4f Re-elect Tony McCluskey as Director For For Management 4g Re-elect Steven McTiernan as Director For Against Management 4h Re-elect Gabriel Smith as Director For Against Management 5 Elect Dr Elaine Dorward-King as For Against Management Director 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 8 Approve Remuneration Policy For Against Management 9 Authorise Issue of Equity For For Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Amend Restricted Share Plan For Against Management 12 Approve Cancellation of Deferred Shares For For Management 13 Adopt New Articles of Association For Against Management 14 Authorise Market Purchase of Ordinary For For Management Shares 15 Determine the Price Range at which For For Management Treasury Shares may be Re-issued Off-Market -------------------------------------------------------------------------------- KIA MOTORS CORP. Ticker: 000270 Security ID: Y47601102 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Ju Woo-jeong as Inside Director For Against Management 3.2 Elect Kim Deok-joong as Outside For Against Management Director 3.3 Elect Kim Dong-won as Outside Director For Against Management 4 Elect Kim Deok-joong as a Member of For Against Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KIA MOTORS CORP. Ticker: 000270 Security ID: Y47601102 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Song Ho-seong as Inside Director For Against Management -------------------------------------------------------------------------------- KOREA AEROSPACE INDUSTRIES LTD. Ticker: 047810 Security ID: Y4838Q105 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KT CORP. Ticker: 030200 Security ID: 48268K101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Elect Ku Hyeon-mo as CEO For For Management 3 Approve Financial Statements and For For Management Allocation of Income 4.1 Elect Park Yoon-young as Inside For For Management Director 4.2 Elect Park Jong-ook as Inside Director For For Management 4.3 Elect Kang Chung-gu as Outside Director For For Management 4.4 Elect Park Chan-hi as Outside Director For For Management 4.5 Elect Yeo Eun-jung as Outside Director For For Management 4.6 Elect Pyo Hyun-myung as Outside For For Management Director 5.1 Elect Sung Tae-yoon as a Member of For Against Management Audit Committee 5.2 Elect Yeo Eun-jung as a Member of For For Management Audit Committee 5.3 Elect Kang Chung-gu as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Management Contract For For Management 8 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. Ticker: LVS Security ID: 517834107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sheldon G. Adelson For Withhold Management 1.2 Elect Director Irwin Chafetz For Withhold Management 1.3 Elect Director Micheline Chau For Withhold Management 1.4 Elect Director Patrick Dumont For Withhold Management 1.5 Elect Director Charles D. Forman For Withhold Management 1.6 Elect Director Robert G. Goldstein For Withhold Management 1.7 Elect Director George Jamieson For Withhold Management 1.8 Elect Director Charles A. Koppelman For Withhold Management 1.9 Elect Director Lewis Kramer For Withhold Management 1.10 Elect Director David F. Levi For Withhold Management 1.11 Elect Director Xuan Yan For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LOCALIZA RENT A CAR SA Ticker: RENT3 Security ID: P6330Z111 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of Against For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- LOCALIZA RENT A CAR SA Ticker: RENT3 Security ID: P6330Z111 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- LOCAWEB SERVICOS DE INTERNET SA Ticker: LWSA3 Security ID: P6S00R100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Company's For For Management Management 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- LONGFOR GROUP HOLDINGS LIMITED Ticker: 960 Security ID: G5635P109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Shao Mingxiao as Director For Against Management 3.2 Elect Wang Guangjian as Director For Against Management 3.3 Elect Chan Chi On, Derek as Director For Against Management 3.4 Elect Xiang Bing as Director For Against Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LOTES CO., LTD. Ticker: 3533 Security ID: Y53302116 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholders' General Meeting -------------------------------------------------------------------------------- MGM CHINA HOLDINGS LIMITED Ticker: 2282 Security ID: G60744102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect William Joseph Hornbuckle as For For Management Director 3A2 Elect Pansy Catilina Chiu King Ho as For Against Management Director 3A3 Elect Kenneth Xiaofeng Feng as Director For For Management 3A4 Elect James Armin Freeman as Director For For Management 3A5 Elect Daniel Joseph Taylor as Director For For Management 3A6 Elect Russell Francis Banham as For For Management Director 3A7 Elect Simon Meng as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Adopt New Share Option Scheme For Against Management -------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Ticker: MU Security ID: 595112103 Meeting Date: JAN 16, 2020 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Bailey For For Management 1.2 Elect Director Richard M. Beyer For For Management 1.3 Elect Director Steven J. Gomo For For Management 1.4 Elect Director Mary Pat McCarthy For For Management 1.5 Elect Director Sanjay Mehrotra For For Management 1.6 Elect Director Robert E. Switz For For Management 1.7 Elect Director MaryAnn Wright For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NASPERS LTD. Ticker: NPN Security ID: S53435103 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2019 2 Approve Dividends for N Ordinary and A For For Management Ordinary Shares 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with V Myburgh as the Individual Registered Auditor 4 Re-elect Nolo Letele as Directors For For Management 5.1 Re-elect Koos Bekker as Director For For Management 5.2 Re-elect Steve Pacak as Director For For Management 5.3 Re-elect Cobus Stofberg as Director For For Management 5.4 Re-elect Ben van der Ross as Director For For Management 5.5 Re-elect Debra Meyer as Director For For Management 6.1 Re-elect Don Eriksson as Member of the For For Management Audit Committee 6.2 Re-elect Ben van der Ross as Member of For For Management the Audit Committee 6.3 Re-elect Rachel Jafta as Member of the For For Management Audit Committee 7 Approve Remuneration Policy For Against Management 8 Approve Implementation of the For Against Management Remuneration Policy 9 Place Authorised but Unissued Shares For Against Management under Control of Directors 10 Authorise Board to Issue Shares for For Against Management Cash 11 Approve Amendments to the Trust Deed For For Management constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed 12 Authorise Ratification of Approved For For Management Resolutions 1.1 Approve Fees of the Board Chairman For For Management 1.2 Approve Fees of the Board Member For For Management 1.3 Approve Fees of the Audit Committee For For Management Chairman 1.4 Approve Fees of the Audit Committee For For Management Member 1.5 Approve Fees of the Risk Committee For For Management Chairman 1.6 Approve Fees of the Risk Committee For For Management Member 1.7 Approve Fees of the Human Resources For For Management and Remuneration Committee Chairman 1.8 Approve Fees of the Human Resources For For Management and Remuneration Committee Member 1.9 Approve Fees of the Nomination For For Management Committee Chairman 1.10 Approve Fees of the Nomination For For Management Committee Member 1.11 Approve Fees of the Social and Ethics For For Management Committee Chairman 1.12 Approve Fees of the Social and Ethics For For Management Committee Member 1.13 Approve Fees of the Trustees of Group For For Management Share Schemes/Other Personnel Funds 2 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Authorise Repurchase of N Ordinary For For Management Shares 5 Authorise Repurchase of A Ordinary For Against Management Shares 6 Authorise Specific Repurchase of N For Against Management Ordinary Shares from Holders of N Ordinary Shares -------------------------------------------------------------------------------- NASPERS LTD. Ticker: NPN Security ID: S53435103 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters in Relation to the For For Management Implementation of the Proposed Transaction -------------------------------------------------------------------------------- NATIONAL ENERGY SERVICES REUNITED CORP. Ticker: NESR Security ID: G6375R107 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherif Foda For For Management 1.2 Elect Director Yousef Al Nowais For For Management 1.3 Elect Director Thomas Wood For For Management 2 Ratify KPMG as Auditors For For Management -------------------------------------------------------------------------------- NATIONAL ENERGY SERVICES REUNITED CORP. Ticker: NESR Security ID: G6375R107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Antonio J. Campo Mejia For Against Management 1.2 Elect Director Nadhmi Al-Nasr For Against Management 1.3 Elect Director Amr Al Menhali For For Management 1.4 Elect Director Andrew Waite For For Management 1.5 Elect Director Hala Zeibak For For Management 2 Ratify KPMG as Auditors For For Management -------------------------------------------------------------------------------- NETCARE LTD. Ticker: NTC Security ID: S5507D108 Meeting Date: JAN 31, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Deloitte & Touche as For For Management Auditors of the Company with Graeme Berry as Designated Auditor 2.1 Re-elect Thevendrie Brewer as Director For For Management 2.2 Elect Lezanne Human as Director For For Management 2.3 Elect David Kneale as Director For For Management 2.4 Re-elect Martin Kuscus as Director For For Management 2.5 Re-elect Kgomotso Moroka as Director For Against Management 3.1 Re-elect Mark Bower as Chairperson of For For Management the Audit Committee 3.2 Re-elect Bukelwa Bulo as Member of the For For Management Audit Committee 3.3 Elect David Kneale as Member of the For For Management Audit Committee 4 Approve Remuneration Policy For For Management 5 Approve Implementation Report For For Management 6 Authorise Ratification of Approved For For Management Resolutions 7 Approve Forfeiture Share Plan For For Management 8 Authorise Repurchase of Issued Share For For Management Capital 9 Approve Non-executive Directors' For For Management Remuneration 10 Approve Financial Assistance to For For Management Related or Inter-related Company -------------------------------------------------------------------------------- NETEASE, INC. Ticker: NTES Security ID: 64110W102 Meeting Date: SEP 13, 2019 Meeting Type: Annual Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect William Lei Ding as Director For For Management 1b Elect Alice Cheng as Director For For Management 1c Elect Denny Lee as Director For Against Management 1d Elect Joseph Tong as Director For For Management 1e Elect Lun Feng as Director For For Management 1f Elect Michael Leung as Director For Against Management 1g Elect Michael Tong as Director For For Management 2 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditor -------------------------------------------------------------------------------- OCEANA GROUP LTD. Ticker: OCE Security ID: S57090102 Meeting Date: MAR 03, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Nomahlubi Simamane as Director For For Management 1.2 Re-elect Peter De Beyer as Director For For Management 1.3 Re-elect Saamsoodein Pather as Director For For Management 1.4 Elect Lesego Sennelo as Director For For Management 1.5 Elect Nisaar Pangarker as Director For For Management 1.6 Elect Aboubakar Jakoet as Director For For Management 1.7 Elect Elton Bosch as Director For Abstain Management 2 Reappoint Deloitte & Touche as For For Management Auditors of the Company 3.1 Re-elect Zarina Bassa as Member of the For For Management Audit Committee 3.2 Re-elect Peter De Beyer as Member of For For Management the Audit Committee 3.3 Re-elect Saamsoodein Pather as Member For For Management of the Audit Committee 3.4 Elect Aboubakar Jakoet as Member of For For Management the Audit Committee 4.1 Approve Remuneration Policy For For Management 4.2 Approve Implementation Report For For Management 5 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 6 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 7 Approve Non-executive Directors' For For Management Remuneration 8 Authorise Repurchase of Issued Share For For Management Capital 9 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Nivio Ziviani and Walter Mendes For For Management de Oliveira Filho as Directors 2 Waive Tender Offer and Approve For For Management Company's Delisting from Bolsas y Mercados Argentinos S.A. (BYMA) -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption of Petrobras For For Management Logistica de Gas SA (Logigas) 2 Amend Articles and Consolidate Bylaws For For Management 3 Amend Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: MAR 04, 2020 Meeting Type: Special Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption of Petrobras For For Management Negocios Eletronicos S.A. (e-PETRO) 2 Amend Articles and Consolidate Bylaws For Against Management 3 Elect Maria Claudia Guimaraes as For For Management Director -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Xie Yonglin as Director For For Management 1.02 Elect Tan Sin Yin as Director For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Financial Statements and For For Management Statutory Reports 5 Approve 2019 Profit Distribution Plan For For Management and Distribution of Final Dividends 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2019 Performance Evaluation of For For Management Independent Non-Executive Directors 8 Approve Issuance of Debt Financing For For Management Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 10 Amend Articles of Association For For Management 11 Elect Lu Min as Director For For Shareholder -------------------------------------------------------------------------------- PLAY COMMUNICATIONS SA Ticker: PLY Security ID: L7635Y118 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Dominik Grzegorz Libicki as For Against Management Director 2 Authorize Filing of Required For For Management Documents/Other Formalities 3 Approve Performance Incentive Plan V3 For Against Management -------------------------------------------------------------------------------- PLAY COMMUNICATIONS SA Ticker: PLY Security ID: L7635Y118 Meeting Date: APR 07, 2020 Meeting Type: Annual/Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Annual Report and Auditor's None None Management Report (Non-Voting) 2 Approve Financial Statements For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Interim Dividends For For Management 5 Approve Allocation of Income For For Management 6 Approve Discharge of Directors For For Management 7 Reelect Vasileios Billis as Director For Against Management 8 Reelect Serdar Cetin as Director For Against Management 9 Reelect Ioannis Karagiannis as Director For Against Management 10 Reelect Andrzej Klesyk as Director For For Management 11 Reelect Bruce Graham McInroy as For Against Management Director 12 Reelect Andrzej Olechowski as Director For Against Management 13 Reelect Patrick Tillieux as Director For Against Management 14 Approve Remuneration Policy For Against Management 15 Approve Remuneration Report For Against Management 16 Amend Articles of Association For For Management -------------------------------------------------------------------------------- POWERTECH TECHNOLOGY, INC. Ticker: 6239 Security ID: Y7083Y103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Issuance of Ordinary Shares to For Against Management Participate in the Issuance of Global Depository Receipt or Issuance of New Shares for Public Offering or Issuance of Marketable Securities via Private Placement or Issuance of Convertible Bonds 4.1 Elect D.K. Tsai with Shareholder No. For Against Management 641, as Non-Independent Director 4.2 Elect J.Y. Hung with Shareholder No. For Against Management 19861, as Non-Independent Director 4.3 Elect J.S. Leu with Shareholder No. For Against Management 302, as Non-Independent Director 4.4 Elect Shigeo Koguchi, a Representative For Against Management of KTC-SUN Corp. with Shareholder No. 135526, as Non-Independent Director 4.5 Elect Dephne Wu, a Representative of For Against Management KTC-SUN Corp. (KTC-TU Corp.) with Shareholder No. 135526, as Non-Independent Director 4.6 Elect Boris Hsieh, a Representative of For Against Management GREATEK ELECTRONICS INC. with Shareholder No. 179536, as Non-Independent Director 4.7 Elect Kenjiro Hara, a Representative For Against Management of Kioxia Semiconductor Taiwan Corporation with Shareholder No. 2509, as Non-Independent Director 4.8 Elect Jim W.L. Cheng with Shareholder For Against Management No. 195 as Independent Director 4.9 Elect Pei-Ing Lee with ID No. For For Management N103301XXX as Independent Director 4.10 Elect Morgan Chang with ID No. For For Management B100035XXX as Independent Director 4.11 Elect Jui-Tsung Chen with ID No. For Against Management B100071XXX as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements, Statutory For For Management Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital For For Management without Cancellation of Shares 2 Amend Article 5 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Apsis Consultoria e Avaliacoes For For Management Ltda. as the Independent Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management 3 Approve Agreement to Absorb Qualicorp For For Management Corretora de Seguros SA 4 Approve Absorption of Qualicorp For For Management Corretora de Seguros SA 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- RADIANT OPTO-ELECTRONICS CORP. Ticker: 6176 Security ID: Y7174K103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- RELIANCE INDUSTRIES LIMITED Ticker: 500325 Security ID: Y72596102 Meeting Date: AUG 12, 2019 Meeting Type: Annual Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For For Management Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Elect Pawan Kumar Kapil as Director For For Management 4 Elect Nita M. Ambani as Director For For Management 5 Approve Reappointment and Remuneration For For Management of P.M.S. Prasad as Whole-time Director, Designated as Executive Director 6 Reelect Raminder Singh Gujral as For Against Management Director 7 Elect Arundhati Bhattacharya as For Against Management Director 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO., LTD. Ticker: 005930 Security ID: Y74718100 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Han Jong-hee as Inside Director For For Management 2.2 Elect Choi Yoon-ho as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SANDS CHINA LTD. Ticker: 1928 Security ID: G7800X107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Sheldon Gary Adelson as Director For Against Management 2b Elect Charles Daniel Forman as Director For For Management 2c Elect Victor Patrick Hoog Antink as For Against Management Director 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Approve the Amendment Agreement to the For For Management Service Contract of Dr. Wong Ying Wai (Wilfred) -------------------------------------------------------------------------------- SIME DARBY BERHAD Ticker: 4197 Security ID: Y7962G108 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits For For Management 3 Elect Mohamad Idros Mosin as Director For For Management 4 Elect Abdul Rahman Ahmad as Director For For Management 5 Elect Samsudin Osman as Director For For Management 6 Elect Selamah Wan Sulaiman as Director For For Management 7 Elect Abdul Hamidy Abdul Hafiz as For For Management Director 8 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Authorize Share Repurchase Program For For Management 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 11 Adopt New Constitution For For Management -------------------------------------------------------------------------------- SINOPEC ENGINEERING (GROUP) CO., LTD. Ticker: 2386 Security ID: Y80359105 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yu Renming as Director and For For Management Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- SINOPEC ENGINEERING (GROUP) CO., LTD. Ticker: 2386 Security ID: Y80359105 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board For For Management 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Final Dividend For For Management Distribution Plan 5 Approve 2020 Interim Profit For For Management Distribution Plan 6 Approve 2020 Business Operation Plan, For For Management Investment Plan and Financial Budget 7 Approve BDO China Shu Lun Pan For For Management Certified Public Accountants LLP as Domestic Auditor and BDO Limited as International Auditor and Authorize Board to Fix Their Remuneration 1 Amend Articles of Association and For For Management Authorize Board to Deal with All Matters in Relation to the Amendments to the Articles 2 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders and Authorize Board to Deal with All Matters in Relation to the Amendments to the Rules and Procedures for the Shareholders Meetings 3 Amend Rules and Procedures Regarding For For Management General Meetings of Board and Authorize Board to Deal with All Matters in Relation to the Amendments to the Rules and Procedures for the Board Meetings 4 Approve Grant of General Mandate to For For Management the Board to Repurchase Domestic Shares and/or H Shares 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares -------------------------------------------------------------------------------- SINOPEC ENGINEERING (GROUP) CO., LTD. Ticker: 2386 Security ID: Y80359105 Meeting Date: MAY 08, 2020 Meeting Type: Special Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase Domestic Shares and/or H Shares -------------------------------------------------------------------------------- SK HYNIX, INC. Ticker: 000660 Security ID: Y8085F100 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Seok-hee as Inside Director For Against Management 4 Elect Park Jung-ho as Non-Independent For For Management Non-Executive Director 5.1 Elect Shin Chang-hwan as Outside For For Management Director 5.2 Elect Han Ae-ra as Outside Director For For Management 6.1 Elect Ha Young-gu as a Member of Audit For For Management Committee 6.2 Elect Shin Chang-hwan as a Member of For For Management Audit Committee 6.3 Elect Han Ae-ra as a Member of Audit For For Management Committee 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 8 Approve Stock Option Grants For For Management 9 Approve Stock Option Grants For For Management 10 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SPAR GROUP LTD. Ticker: SPP Security ID: S8050H104 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2019 2 Elect Lwazi Koyana as Director For For Management 3.1 Re-elect Harish Mehta as Director For For Management 3.2 Re-elect Phumla Mnganga as Director For Against Management 3.3 Re-elect Andrew Waller as Director For For Management 4 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company with Sharalene Randelhoff as the Designated Individual Audit Partner 5.1 Re-elect Marang Mashologu as Member of For For Management the Audit Committee 5.2 Re-elect Harish Mehta as Member of the For For Management Audit Committee 5.3 Elect Andrew Waller as Chairman of the For For Management Audit Committee 6 Place Authorised but Unissued Shares For For Management Under Control of Directors Pursuant to the Employee Share Trust (2004) 7 Place Authorised but Unissued Shares For For Management Under Control of Directors Pursuant to the Conditional Share Plan 8 Approve Remuneration Policy For For Management 9 Approve Remuneration Implementation For For Management Report 10 Approve Financial Assistance to For For Management Related or Inter-related Companies 11 Approve Non-executive Directors' Fees For For Management -------------------------------------------------------------------------------- SPIGEN KOREA CO., LTD. Ticker: 192440 Security ID: Y9036B107 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Bae Jeong-hwan as Outside For Against Management Director 4 Elect Bae Jeong-hwan as a Member of For Against Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SWIRE PROPERTIES LTD. Ticker: 1972 Security ID: Y83191109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Cheng Lily Ka Lai as Director For For Management 1b Elect Lim Siang Keat Raymond as For For Management Director 1c Elect Low Mei Shuen Michelle as For For Management Director 1d Elect Wu May Yihong as Director For For Management 1e Elect Choi Tak Kwan Thomas as Director For For Management 1f Elect Wang Jinlong as Director For For Management 2 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Authorize Repurchase of Issued Share For For Management Capital 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- TAIWAN PAIHO CO., LTD. Ticker: 9938 Security ID: Y8431R105 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3.1 Elect ZHENG SEN MEI with SHAREHOLDER For For Management NO.8 as Non-Independent Director 3.2 Elect LIN YI MING with SHAREHOLDER NO. For For Management 11 as Non-Independent Director 3.3 Elect ZHENG CHENG YI, a Representative For For Management of ZAI XING Investment Co Ltd, with SHAREHOLDER NO.107631, as Non-Independent Director 3.4 Elect BAI XI MING with SHAREHOLDER NO. For For Management 1114 as Non-Independent Director 3.5 Elect ZHENG YI LUN with SHAREHOLDER NO. For For Management 8463 as Non-Independent Director 3.6 Elect ZHENG XIN LONG with SHAREHOLDER For For Management NO.26 as Non-Independent Director 3.7 Elect LUO RUI LIN with SHAREHOLDER NO. For For Management L120083XXX as Independent Director 3.8 Elect WANG ZHONG ZHENG with For For Management SHAREHOLDER NO.N101173XXX as Independent Director 3.9 Elect CHEN JIA YU with SHAREHOLDER NO. For For Management L221630XXX as Independent Director 4 Amend Articles of Association For For Management 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Amend Procedures for Endorsement and For For Management Guarantees 8 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- TAIWAN PCB TECHVEST CO., LTD. Ticker: 8213 Security ID: Y84126138 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For Against Management Other Parties 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: Y84629107 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Amend Procedures for Lending Funds to For For Management Other Parties 3.1 Elect Yancey Hai, with SHAREHOLDER NO. For For Management D100708xxx as Independent Director -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: 874039100 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Amend Procedures for Lending Funds to For For Management Other Parties 3.1 Elect Yancey Hai, with SHAREHOLDER NO. For For Management D100708xxx as Independent Director -------------------------------------------------------------------------------- TAIWAN UNION TECHNOLOGY CORP. Ticker: 6274 Security ID: Y84735102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: X89366102 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: X89366102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4.1 Elect Fanil Agliullin as Director None Against Management 4.2 Elect Radik Gaizatullin as Director None Against Management 4.3 Elect Laszlo Gerecs as Director None Against Management 4.4 Elect Larisa Glukhova as Director None Against Management 4.5 Elect Iurii Levin as Director None Against Management 4.6 Elect Nail Maganov as Director None Against Management 4.7 Elect Rafail Nurmukhametov as Director None Against Management 4.8 Elect Rinat Sabirov as Director None Against Management 4.9 Elect Valerii Sorokin as Director None Against Management 4.10 Elect Nurislam Siubaev as Director None Against Management 4.11 Elect Shafagat Takhautdinov as Director None Against Management 4.12 Elect Rustam Khalimov as Director None Against Management 4.13 Elect Rais Khisamov as Director None Against Management 4.14 Elect Rene Steiner as Director None Against Management 5.1 Elect Kseniia Borzunova as Member of For For Management Audit Commission 5.2 Elect Azat Galeev as Member of Audit For For Management Commission 5.3 Elect Guzel Gilfanova as Member of For For Management Audit Commission 5.4 Elect Salavat Zaliaev as Member of For For Management Audit Commission 5.5 Elect Venera Kuzmina as Member of For For Management Audit Commission 5.6 Elect Liliia Rakhimzianova as Member For For Management of Audit Commission 5.7 Elect Nazilia Farkhutdinova as Member For For Management of Audit Commission 5.8 Elect Ravil Sharifullin as Member of For For Management Audit Commission 6 Ratify PricewaterhouseCoopers as For For Management Auditor -------------------------------------------------------------------------------- TECH MAHINDRA LIMITED Ticker: 532755 Security ID: Y85491127 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect V. S. Parthasarathy as Director For Against Management 5 Elect Mukti Khaire as Director For For Management 6 Reelect M. Damodaran as Director For Against Management 7 Reelect T. N. Manoharan as Director For For Management 8 Reelect M. Rajyalakshmi Rao as Director For For Management 9 Elect Haigreve Khaitan as Director For Against Management 10 Elect Shikha Sharma as Director For Against Management 11 Approve Payment of Commission to For For Management Directors -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: G87572163 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Lau Chi Ping Martin as Director For Against Management 3b Elect Charles St Leger Searle as For Against Management Director 3c Elect Ke Yang as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Amend the Existing Amended and For For Management Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: F92124100 Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.68 per Share and Option for Stock Dividend Program 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Patricia Barbizet as Director For For Management 7 Reelect Marie-Christine For For Management Coisne-Roquette as Director 8 Reelect Mark Cutifani as Director For For Management 9 Elect Jerome Contamine as Director For For Management 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation of Patrick For For Management Pouyanne, Chairman and CEO 13 Approve Remuneration Policy of For For Management Chairman and CEO 14 Approve Change of Corporate Form to For For Management Societe Europeenne (SE) and Amend Bylaws Accordingly 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million 17 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million 18 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize up to 0.75 Percent of Issued For For Management Capital for Use in Stock Option Plans A Instruct Company to Set and Publish Against Against Shareholder Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly -------------------------------------------------------------------------------- TRIPOD TECHNOLOGY CORP. Ticker: 3044 Security ID: Y8974X105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- TUPY SA Ticker: TUPY3 Security ID: P9414P108 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For For Management 2 Re-Ratify Long-Term Incentive Plan For Against Management 3 Approve General Conditions for the For Against Management Signing of Indemnity Contracts between the Company, Management, Board of Directors, Fiscal Councils and Committee Members -------------------------------------------------------------------------------- UNITED OVERSEAS BANK LIMITED (SINGAPORE) Ticker: U11 Security ID: Y9T10P105 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final and Special Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Directors to Fix Their Remuneration 5 Elect Wee Ee Cheong as Director For Against Management 6 Elect Alexander Charles Hungate as For For Management Director 7 Elect Michael Lien Jown Leam as For Against Management Director 8 Elect Steven Phan Swee Kim as Director For For Management 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Issuance of Shares Pursuant to For For Management the UOB Scrip Dividend Scheme 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- VIVARA PARTICIPACOES SA Ticker: VIVA3 Security ID: P98017109 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2019 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Company's For For Management Management 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- WH GROUP LIMITED Ticker: 288 Security ID: G96007102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Jiao Shuge as Director For Against Management 2b Elect Huang Ming as Director For Against Management 2c Elect Lau, Jin Tin Don as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Final Dividend For For Management 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WIWYNN CORP. Ticker: 6669 Security ID: Y9673D101 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors 6.1 Elect SIMON LIN, a Representative of For For Management WISTRON CORPORATION, with SHAREHOLDER NO.0000001, as Non-independent Director 6.2 Elect EMILY HONG, with SHAREHOLDER NO. For For Management 0000002 as Non-independent Director 6.3 Elect FRANK LIN, a Representative of For For Management WISTRON CORPORATION, with SHAREHOLDER NO.0000001, as Non-independent Director 6.4 Elect SUNLAI CHANG, with SHAREHOLDER For For Management NO.0000005 as Non-independent Director 6.5 Elect STEVEN LU, with SHAREHOLDER NO. For For Management 0000007 as Non-independent Director 6.6 Elect CHARLES KAU, with SHAREHOLDER NO. For For Management A104129XXX as Independent Director 6.7 Elect SIMON DZENG, with SHAREHOLDER NO. For For Management Y100323XXX as Independent Director 6.8 Elect VICTOR CHENG, with SHAREHOLDER For For Management NO.J100515XXX as Independent Director 6.9 Elect CATHY HAN, with SHAREHOLDER NO. For For Management E220500XXX as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- WOORI FINANCIAL GROUP, INC. Ticker: 316140 Security ID: Y972JZ105 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Cheom Moon-ak as Outside Director For For Management 3.2 Elect Kim Hong-tae as Non-Independent For For Management Non-Executive Director 3.3 Elect Lee Won-deok as Inside Director For For Management 3.4 Elect Son Tae-seung as Inside Director For Against Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- WYNN MACAU LIMITED Ticker: 1128 Security ID: G98149100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Matthew O. Maddox as Director For For Management 2b Elect Nicholas Sallnow-Smith as For For Management Director 2c Elect Bruce Rockowitz as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Issuance of Shares Under the For Against Management Employee Ownership Scheme 9 Approve Increase the Scheme Limit For Against Management Under the Employee Ownership Scheme -------------------------------------------------------------------------------- YAMANA GOLD INC. Ticker: YRI Security ID: 98462Y100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Begeman For For Management 1.2 Elect Director Christiane Bergevin For For Management 1.3 Elect Director Alexander Davidson For Withhold Management 1.4 Elect Director Richard Graff For For Management 1.5 Elect Director Kimberly Keating For For Management 1.6 Elect Director Peter Marrone For For Management 1.7 Elect Director Jane Sadowsky For For Management 1.8 Elect Director Dino Titaro For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- YANDEX NV Ticker: YNDX Security ID: N97284108 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Prior Approval by the Class A Meeting For For Management of Agenda Item 1 (Amendment of Articles of Association) 1 Amend Articles of Association For For Management 2 Authorize Repurchase of Priority Share For For Management 3 Elect Alexey Komissarov as For For Management Non-Executive Director 4 Elect Alexei Yakovitsky as For For Management Non-Executive Director 5 Approve Cancellation of Outstanding For For Management Class C Ordinary Shares -------------------------------------------------------------------------------- ZEE ENTERTAINMENT ENTERPRISES LIMITED Ticker: 505537 Security ID: Y98893152 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Dividend on Preference Shares For For Management 3 Declare Dividend on Equity Shares For For Management 4 Reelect Subhash Chandra as Director For Against Management 5 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- ZHONGSHENG GROUP HOLDINGS LIMITED Ticker: 881 Security ID: G9894K108 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Huang Yi as Director For Against Management 4 Elect David Alexander Newbigging as For For Management Director 5 Elect Hsu David as Director For For Management 6 Elect Ying Wei as Director For For Management 7 Elect Li Yanwei as Director For For Management 8 Elect Li Guohui as Director For For Management 9 Elect Tang Xianfeng as Director For For Management 10 Authorize Board to Fix Remuneration of For For Management Directors 11 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 12 Authorize Repurchase of Issued Share For For Management Capital 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 14 Authorize Reissuance of Repurchased For Against Management Shares =============== Boston Partners Emerging Markets Long/Short Fund =============== ACCTON TECHNOLOGY CORP. Ticker: 2345 Security ID: Y0002S109 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- ADCOCK INGRAM HOLDINGS LTD. Ticker: AIP Security ID: S00358101 Meeting Date: NOV 22, 2019 Meeting Type: Annual Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Debbie Ransby as Director For For Management 1.2 Elect Sibongile Gumbi as Director For For Management 1.3 Elect Kevin Wakeford as Director For For Management 1.4 Re-elect Anna Mokgokong as Director For Against Management 2.1 Elect Debbie Ransby as Chairperson of For For Management the Audit Committee 2.2 Re-elect Lulama Boyce as Member of the For For Management Audit Committee 2.3 Re-elect Matthias Haus as Member of For For Management the Audit Committee 3 Appoint PricewaterhouseCoopers Inc as For For Management Auditors of the Company with Keeran Ramnarian as the Designated Auditor and Authorise the Remuneration of the Previous Auditor 4 Approve Remuneration Policy For For Management 5 Approve Remuneration Implementation For For Management Report 6 Authorise Ratification of Approved For For Management Resolutions 1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 2 Approve Remuneration of Non-executive For For Management Directors 3 Amend Memorandum of Incorporation For For Management 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- AIA GROUP LIMITED Ticker: 1299 Security ID: Y002A1105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Edmund Sze-Wing Tse as Director For Against Management 4 Elect Jack Chak-Kwong So as Director For Against Management 5 Elect Mohamed Azman Yahya Director For Against Management 6 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 7A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7B Authorize Repurchase of Issued Share For For Management Capital 8 Approve New Share Option Scheme and For For Management Terminate Existing Share Option Scheme -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Ticker: BABA Security ID: 01609W102 Meeting Date: JUL 15, 2019 Meeting Type: Annual Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subdivision For For Management 2.1 Elect Daniel Yong Zhang as Director For For Management 2.2 Elect Chee Hwa Tung as Director For For Management 2.3 Elect Jerry Yang as Director For For Management 2.4 Elect Wan Ling Martello as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALPEK SAB DE CV Ticker: ALPEKA Security ID: P01703100 Meeting Date: JAN 20, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cash Dividends For For Management 2 Appoint Legal Representatives For For Management 3 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- ALPEK SAB DE CV Ticker: ALPEKA Security ID: P01703100 Meeting Date: FEB 27, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and Cash For For Management Dividends; Approve Maximum Amount for Repurchase of Shares 3 Elect Directors and Chairmen of Audit For Against Management and Corporate Practices Committee; Fix Their Remuneration 4 Appoint Legal Representatives For For Management 5 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- ALPEK SAB DE CV Ticker: ALPEKA Security ID: P01703100 Meeting Date: MAY 21, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend or Revoke Resolutions Approved For For Management by AGM on Feb. 27, 2020 Re: Dividends 2 Appoint Legal Representatives For For Management 3 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- ASTRAL FOODS LTD. Ticker: ARL Security ID: S0752H102 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2019 2.1 Elect Saleh Mayet as Director For For Management 2.2 Elect Willem Potgieter as Director For For Management 3.1 Re-elect Dr Theunis Eloff as Director For For Management 3.2 Re-elect Tshepo Shabangu as Director For For Management 4.1 Re-elect Diederik Fouche as Member of For For Management the Audit and Risk Management Committee 4.2 Elect Saleh Mayet as Member of the For For Management Audit and Risk Management Committee 4.3 Re-elect Tshepo Shabangu as Member of For For Management the Audit and Risk Management Committee 5.1 Re-elect Gary Arnold as Member of the For For Management Social and Ethics Committee 5.2 Re-elect Theunis Eloff as Member of For For Management the Social and Ethics Committee 5.3 Re-elect Len Hansen as Member of the For For Management Social and Ethics Committee 5.4 Re-elect Takalani Maumela as Member of For For Management the Social and Ethics Committee 6 Reappoint PricewaterhouseCoopers For For Management Incorporated as Auditors of the Company with EJ Gerryts as the Individual Designated Auditor 7 Authorise the Audit and Risk For For Management Management Committee to Fix Remuneration of Auditors 8 Approve Remuneration Policy For For Management 9 Approve Remuneration Implementation For For Management Report 10 Authorise Ratification of Approved For For Management Resolutions 11 Approve Fees Payable to Non-executive For For Management Directors 12 Approve Financial Assistance to For For Management Related and Inter-related Companies 13 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- ATRIUM EUROPEAN REAL ESTATE LTD. Ticker: ATRS Security ID: G0621C113 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect Chaim Katzman as Director For Abstain Management 3 Re-elect Michael Errichetti as Director For Against Management 4 Re-elect Neil Flanzraich as Director For Against Management 5 Re-elect Simon Radford as Director For Against Management 6 Re-elect Andrew Wignall as Director For Against Management 7 Re-elect Lucy Lilley as Director For Against Management 8 Ratify PricewaterhouseCoopers CI LLP For For Management as Auditors 9 Authorise Board to Fix Remuneration of For For Management Auditors 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Authorise Issue of Shares and For For Management Convertible Securities -------------------------------------------------------------------------------- AUTECH CORP. Ticker: 067170 Security ID: Y0483C102 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kang Shin-wook as Inside Director For Against Management 2.2 Elect Oh Myeong-doh as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 4 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- AZUL SA Ticker: AZUL4 Security ID: 05501U106 Meeting Date: MAR 02, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Signing of Sublease Agreement For For Management for 28 Embraer E1 Aircrafts Leased by Azul Linhas Aereas Brasileiras SA to Breeze Aviation Group -------------------------------------------------------------------------------- BANCO DO BRASIL SA Ticker: BBAS3 Security ID: P11427112 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Paulo Antonio Spencer Uebel as For For Management Fiscal Council Member 1.2 Elect Rafael Cavalcanti de Araujo as For For Management Fiscal Council Member 2.1 Elect Helio Lima Magalhaes as Director For For Management 2.2 Elect Marcelo Serfaty as Director For Against Management 3 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 4.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Helio Lima Magalhaes as Director 4.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Serfaty as Director 5 Amend Articles For For Management -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y0698A107 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Distribution For For Management Plan for Chairman of the Board of Directors and Executive Directors 2 Approve 2018 Remuneration Distribution For For Management Plan of Supervisors 3 Approve Improving the Remuneration For For Management Plan of Independent Non-executive Directors 4 Elect Chen Chunhua as Director For For Management 5 Elect Chui Sai Peng Jose as Director For For Management 6 Approve Application for Provisional For For Management Authorization of Outbound Donations 7 Elect Wang Jiang as Director For For Shareholder -------------------------------------------------------------------------------- BARLOWORLD LTD. Ticker: BAW Security ID: S08470189 Meeting Date: FEB 12, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2019 2 Re-elect Ngozi Edozien as Director For For Management 3 Re-elect Dominic Sewela as Director For For Management 4 Re-elect Sango Ntsaluba as Director For For Management 5 Elect Nopasika Lila as Director For For Management 6 Re-elect Sango Ntsaluba as Chairman of For For Management the Audit Committee 7 Re-elect Hester Hickey as Member of For For Management the Audit Committee 8 Re-elect Michael Lynch-Bell as Member For For Management of the Audit Committee 9 Re-elect Nomavuso Mnxasana as Member For For Management of the Audit Committee 10 Appoint Ernst & Young as Auditors of For For Management the Company with S Sithebe as Individual Registered Auditor and Authorise Their Remuneration 11.1 Approve Conditional Share Plan For For Management 11.2 Amend Forfeitable Share Plan For For Management 12 Approve Remuneration Policy For For Management 13 Approve Remuneration Implementation For Against Management Report 1.1 Approve Fees for the Chairman of the For For Management Board 1.2 Approve Fees for the Resident For For Management Non-executive Directors 1.3 Approve Fees for the Non-resident For For Management Non-executive Directors 1.4 Approve Fees for the Resident Chairman For For Management of the Audit Committee 1.5 Approve Fees for the Resident Members For For Management of the Audit Committee 1.6 Approve Fees for the Non-resident For For Management Members of the Audit Committee 1.7 Approve Fees for the Non-resident For For Management Chairman of the Remuneration Committee 1.8 Approve Fees for the Resident Chairman For For Management of the Remuneration Committee 1.9 Approve Fees for the Resident Chairman For For Management of the social, Ethics and Transformation Committee 1.10 Approve Fees for the Resident Chairman For For Management of the Risk and Sustainability Committee 1.11 Approve Fees for the Resident Chairman For For Management of the General Purposes Committee 1.12 Approve Fees for the Resident Chairman For For Management of the Nomination Committee 1.13 Approve Fees for the Resident Members For For Management of Each of the Board Committees Other than Audit Committee 1.14 Approve Fees for the Non-resident For For Management Members of Each of the Board Committees 2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- BHARTI AIRTEL LIMITED Ticker: 532454 Security ID: Y0885K108 Meeting Date: JAN 03, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Issuance of Foreign Currency For For Management Convertible Bonds and Unsecured/Secured Redeemable Non-Convertible Debentures along with or without Warrants -------------------------------------------------------------------------------- BLOOMBERRY RESORTS CORPORATION Ticker: BLOOM Security ID: Y0927M104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Annual For For Management Stockholders' Meeting held on April 11, 2019 2 Approve Audited Financial Statements For For Management 3 Ratify All Acts, Contracts, For For Management Investments and Resolutions of the Board of Directors and Management Since the Last Annual Stockholders' Meeting 4.1 Elect Enrique K. Razon Jr. as Director For Abstain Management 4.2 Elect Jose Eduardo J. Alarilla as For Abstain Management Director 4.3 Elect Donato C. Almeda as Director For Abstain Management 4.4 Elect Thomas Arasi as Director For Abstain Management 4.5 Elect Christian R. Gonzalez as Director For Abstain Management 4.6 Elect Carlos C. Ejercito as Director For For Management 4.7 Elect Jose P. Perez as Director For For Management 5 Appoint External Auditor For For Management -------------------------------------------------------------------------------- CHENBRO MICOM CO., LTD. Ticker: 8210 Security ID: Y1306B107 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5 Amend Procedures for Lending Funds to For For Management Other Parties 6 Amend Procedures for Endorsement and For For Management Guarantees 7 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 8 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 9 Approve Issuance of Restricted Stocks For For Management 10.1 Elect Mei chi Chen, with Shareholder For For Management No. 2, as Non-Independent Director 10.2 Elect Tsun yen Lee, with Shareholder For For Management No. 5, as Non-Independent Director 10.3 Elect Chung pao Wu, with ID No. For For Management G120909XXX, as Non-Independent Director 10.4 Elect Yu ling Tsai, with ID No. For For Management L201303XXX, as Non-Independent Director 10.5 Elect Te feng Wu, with ID No. For For Management A126500XXX, as Non-Independent Director 10.6 Elect Weng cheng Huang, with ID No. For Against Management P100261XXX, as Independent Director 10.7 Elect An pang Tsao, with ID No. For For Management A103746XXX, as Independent Director 10.8 Elect Wei shun Cheng, with ID No. For For Management L121328XXX, as Independent Director 10.9 Elect Chung hsing Huang, with ID No. For For Management H101258XXX, as Independent Director 11 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHICONY ELECTRONICS CO., LTD. Ticker: 2385 Security ID: Y1364B106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and For For Management Consolidated Financial Statements and Individual Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Loaning of Funds For For Management -------------------------------------------------------------------------------- CHICONY POWER TECHNOLOGY CO., LTD. Ticker: 6412 Security ID: Y1364D102 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Procedures for Lending Funds For Against Management -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yongqing as Supervisor For For Management 2 Elect Michel Madelain as Director For For Management 3 Approve Remuneration Distribution and For For Management Settlement Plan for Directors of the Bank in 2018 4 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors of the Bank in 2018 5 Approve Authorization for Additional For For Management Temporary Limit on Poverty Alleviation Donations -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Budget for Fixed Assets For For Management Investment 6 Elect Tian Guoli as Director For For Management 7 Elect Feng Bing as Director For For Management 8 Elect Zhang Qi as Director For For Management 9 Elect Xu Jiandong as Director For For Management 10 Elect Malcolm Christopher McCarthy as For For Management Director 11 Elect Yang Fenglai as Supervisor For For Management 12 Elect Liu Huan as Supervisor For For Management 13 Elect Ben Shenglin as Supervisor For For Management 14 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration 15 Approve Authorization for Temporary For For Management Limit on Charitable Donations for 2020 16 Approve Capital Plan of China For For Management Construction Bank for 2021 to 2023 -------------------------------------------------------------------------------- CHINA MEIDONG AUTO HOLDINGS LIMITED Ticker: 1268 Security ID: G21192102 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1a Elect Ye Tao as Director For For Management 2.1b Elect Chen Guiyi as Director For For Management 2.2 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Approve Final Dividend For For Management -------------------------------------------------------------------------------- CHINA OVERSEAS LAND & INVESTMENT LTD. Ticker: 688 Security ID: Y15004107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Zhichao as Director For Against Management 3b Elect Zhuang Yong as Director For Against Management 3c Elect Guo Guanghui as Director For Against Management 3d Elect Fan Hsu Lai Tai, Rita as Director For For Management 3e Elect Li Man Bun, Brian David as For Against Management Director 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421132 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Dividend Distribution Plan For For Management 5 Approve Appointment of Auditors For For Management 6 Approve Authorization of the Company For For Management and Its Majority-Owned Subsidiaries to Provide Financial Assistance to Third Parties 7 Approve Authorization of Guarantee by For Against Management the Company to Its Majority-Owned Subsidiaries 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 9 Authorize Repurchase of Issued Share For For Management Capital 10 Amend Articles of Association For For Management 11 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 12 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 13 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 14.1 Elect Hu Guobin as Director For For Management 14.2 Elect Li Qiangqiang as Director For For Management 14.3 Elect Tang Shaojie as Director For For Management 14.4 Elect Wang Haiwu as Director For For Management 14.5 Elect Xin Jie as Director For For Management 14.6 Elect Yu Liang as Director For For Management 14.7 Elect Zhu Jiusheng as Director For For Management 15.1 Elect Zhang Yichen as Director For Against Shareholder 15.2 Elect Kang Dian as Director For Against Management 15.3 Elect Liu Shuwei as Director For Against Management 15.4 Elect Ng Kar Ling, Johnny as Director For Against Management 16.1 Elect Li Miao as Supervisor For For Management 16.2 Elect Xie Dong as Supervisor For For Management -------------------------------------------------------------------------------- CHINA VANKE CO., LTD. Ticker: 2202 Security ID: Y77421132 Meeting Date: JUN 30, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CHIPMOS TECHNOLOGIES, INC. Ticker: 8150 Security ID: Y1566L100 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Independent Directors 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CIFI HOLDINGS (GROUP) CO. LTD. Ticker: 884 Security ID: G2140A107 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Special Dividend For For Management 4.1 Elect Lin Wei as Director For For Management 4.2 Elect Chen Dongbiao as Director For For Management 4.3 Elect Gu Yunchang as Director For Against Management 4.4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CNOOC LIMITED Ticker: 883 Security ID: Y1662W117 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non-exempt Continuing For For Management Connected Transactions 2 Approve Proposed Caps for Each For For Management Category of the Non-exempt Continuing Connected Transactions -------------------------------------------------------------------------------- COMMERCIAL INTERNATIONAL BANK (EGYPT) SAE Ticker: COMI Security ID: M25561107 Meeting Date: MAR 15, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Issuance of Bonds or For Did Not Vote Management Subordinated Loans of EGP 15 Billion -------------------------------------------------------------------------------- COMMERCIAL INTERNATIONAL BANK (EGYPT) SAE Ticker: COMI Security ID: M25561107 Meeting Date: MAR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2019 4 Approve Allocation of Income for FY For Did Not Vote Management 2019 and Authorize Board to Fix and Distribute Employees' Share in the Company's Profits 5 Authorize Capital Issuances for Use in For Did Not Vote Management Employee Stock Purchase Plan and Amend Articles 6 and 7 of Bylaws Accordingly 6 Authorize Capitalization of Reserves For Did Not Vote Management for Bonus Issue Re: 1:3 and Amend Articles 6 and 7 to reflect the Increase of Capital 7 Approve Discharge of Directors for FY For Did Not Vote Management 2019 8 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 9.1 Elect Amin Al Arab as Director For Did Not Vote Management 9.2 Elect Hussein Abaza as Director For Did Not Vote Management 9.3 Elect Bijan Khosrowshahi as Director For Did Not Vote Management 9.4 Elect Amani Abou Zeid as Director For Did Not Vote Management 9.5 Elect Magda Habib as Director For Did Not Vote Management 9.6 Elect Paresh Sukthankar as Director For Did Not Vote Management 9.7 Elect Rajeev Kakar as Director For Did Not Vote Management 9.8 Elect Sherif Samy as Director For Did Not Vote Management 10 Approve Remuneration of Directors for For Did Not Vote Management FY 2020 11 Approve Remuneration of Audit For Did Not Vote Management Committee for FY 2020 12 Approve Charitable Donations for FY For Did Not Vote Management 2019 and 2020 -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR4 Security ID: P3055E464 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of All Preferred For For Management Shares into Common Shares at Ratio of 1:1 2 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR4 Security ID: P3055E464 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR3 Security ID: P30558103 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For For Management 2 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- COMPANHIA BRASILEIRA DE DISTRIBUICAO Ticker: PCAR3 Security ID: P30558103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management and Fiscal Council 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- CONCENTRADORA FIBRA DANHOS SA DE CV Ticker: DANHOS13 Security ID: P2825H138 Meeting Date: JUL 05, 2019 Meeting Type: Special Record Date: JUN 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting For For Management 2 Ratify Resolutions in Items 4 and 5 of For For Management Agenda Approved by Meeting of Holders on March 29, 2019; Approve Date to Take Effect Resolutions in Item 5 of Agenda Approved by Meeting of Holders on March 29, 2019 3 Approve Cancellation of 7.27 Million For For Management Real Estate Trust Certificates; Authorize any Necessary Actions and Documents in Connection with Cancellation of Real Estate Trust Certificates 4 Approve Issuance of 16.41 Million Real For For Management Estate Trust Certificates; Authorize any Necessary Actions and Documents in Connection with Issuance of Real Estate Trust Certificates 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CONCENTRADORA FIBRA DANHOS SA DE CV Ticker: DANHOS13 Security ID: P2825H138 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting For For Management 2 Approve Financial Statements For For Management 3 Elect or Ratify Members of Trust For Against Management Technical Committee 4 Approve Real Estate Trust Certificates For For Management Repurchase Program; Set Maximum Amount of Share Repurchase 5 Amend Article 25 and Appendix J of For For Management Trust Agreement Re: Fiscal Domicile and Trustee Compensation 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- CREDICORP LTD. Ticker: BAP Security ID: G2519Y108 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Present 2019 Annual Report None None Management 2 Present Audited Consolidated Financial None None Management Statements of Credicorp and its Subsidiaries for FY 2019, Including External Auditors' Report 3.1 Elect Antonio Abruna Puyol as Director For For Management 3.2 Elect Maite Aranzabal Harreguy as For For Management Director 3.3 Elect Fernando Fort Marie as Director For For Management 3.4 Elect Alexandre Gouvea as Director For For Management 3.5 Elect Patricia Lizarraga Guthertz as For For Management Director 3.6 Elect Raimundo Morales Dasso as For Against Management Director 3.7 Elect Irzio Pinasco Menchelli as For For Management Director 3.8 Elect Luis Enrique Romero Belismelis For Against Management as Director 4 Approve Remuneration of Directors For For Management 5.1 Amend Article 2.6 Re: Transfer of For For Management Shares 5.2 Amend Article 3.4.2 Re: Mechanisms for For For Management Appointment of Proxy 5.3 Amend Article 4.11 Re: Increase in For For Management Number of Directors 5.4 Amend Article 4.15 Re: Notice of Board For For Management Meetings and Participation of Directors in Board Meetings 5.5 Amend Article 4.16.1 Re: Quorum for For For Management Transaction of Business at Board Meetings 6 Ratify PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CRRC CORPORATION LIMITED Ticker: 1766 Security ID: Y1818X100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Xiaoyi as Supervisor For For Management 2 Elect Lou Qiliang as Director For For Shareholder -------------------------------------------------------------------------------- CRRC CORPORATION LIMITED Ticker: 1766 Security ID: Y1818X100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Final Financial Accounts For For Management Report 2 Approve 2019 Work Report of the Board For For Management of Directors 3 Approve 2019 Work Report of the For For Management Supervisory Committee 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Arrangement of Guarantees For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Amend Articles of Association For For Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 12 Approve Issuance of Debt Financing For Against Management Instruments 13.1 Elect Shi Jianzhong as Director For For Shareholder 13.2 Elect Zhu Yuanchao as Director For For Shareholder 14 Approve KPMG Huazhen LLP as Auditors For For Shareholder and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD. Ticker: D05 Security ID: Y20246107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Elect Peter Seah Lim Huat as Director For Against Management 6 Elect Ho Tian Yee as Director For For Management 7 Elect Olivier Lim Tse Ghow as Director For For Management 8 Elect Ow Foong Pheng as Director For Against Management 9 Approve Grant of Awards and Issuance For For Management of Shares Under the DBSH Share Plan 10 Approve Grant of Awards and Issuance For For Management of Shares Under the California Sub-Plan to the DBSH Share Plan 11 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 12 Approve Issuance of Shares Pursuant to For For Management the DBSH Scrip Dividend Scheme 13 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- DISTELL GROUP HOLDINGS LTD. Ticker: DGH Security ID: S21939103 Meeting Date: OCT 23, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with Rika Labuschaigne as Individual Designated Auditor 3.1 Re-elect Dr Prieur du Plessis as For For Management Director 3.2 Re-elect Joe Madungandaba as Director For For Management 3.3 Re-elect Ethel Matenge-Sebesho as For For Management Director 3.4 Elect Kees Kruythoff as Director For For Management 4.1 Re-elect Gugu Dingaan as Member of the For For Management Audit Committee 4.2 Re-elect Dr Prieur du Plessis as For For Management Member of the Audit Committee 4.3 Re-elect Ethel Matenge-Sebesho as For For Management Member of the Audit Committee 4.4 Re-elect Catharina Sevillano-Barredo For For Management as Member of the Audit Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Approve Remuneration Policy For For Management 7 Approve Implementation Report on the For For Management Company's Remuneration Policy 1 Approve Non-executive Directors' For Against Management Remuneration 2 Approve Remuneration of Non-executive For Against Management Directors for Additional Services Performed on Behalf of the Company -------------------------------------------------------------------------------- EASTERN CO. (EGYPT) Ticker: EAST Security ID: M2932V106 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations for FY 2019 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements for FY 2019 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports for FY 2019 4 Approve Allocation of Income and For Did Not Vote Management Dividends for FY 2019 5 Approve Discharge of Chairman and For Did Not Vote Management Directors for FY 2019 6 Approve Remuneration of Directors For Did Not Vote Management 7 Ratify Auditors and Fix Their For Did Not Vote Management Remuneration for FY 2020 8 Approve Composition of the Board For Did Not Vote Management 9 Approve Related Party Transactions For Did Not Vote Management 10 Approve Charitable Donations for FY For Did Not Vote Management 2020 -------------------------------------------------------------------------------- ENERJISA ENERJI AS Ticker: ENJSA Security ID: M4049T107 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Approve Director Remuneration For Against Management 8 Ratify Director Appointment For Against Management 9 Ratify External Auditors For For Management 10 Approve Remuneration Policy For For Management 11 Receive Information on Donations Made None None Management in 2019 12 Approve Upper Limit of Donations for For Against Management 2020 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Wishes None None Management -------------------------------------------------------------------------------- ENN ENERGY HOLDINGS LTD. Ticker: 2688 Security ID: G3066L101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Han Jishen as Director For For Management 3a2 Elect Zhang Yuying as Director For For Management 3a3 Elect Wang Dongzhi as Director For For Management 3a4 Elect Jin Yongsheng as Director For For Management 3a5 Elect Law Yee Kwan, Quinn as Director For Against Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- EPISTAR CORP. Ticker: 2448 Security ID: Y2298F106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Statement of Profit and Loss For For Management Appropriation 3 Approve Issuance of Ordinary Shares to For For Management Participate in the Issuance of Global Depository Receipt and/or Private Placement of Ordinary Shares 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- FIBRA MACQUARIE MEXICO Ticker: FIBRAMQ12 Security ID: P3515D155 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Financial Statements For For Management 2 Approve Annual Report For For Management 3 Extend Share Repurchase for Additional For For Management Year; Set Maximum Amount for Share Repurchase 4 Approve Compensation Plan for Members For For Management of Technical Committee 5 Ratify Juan Antonio Salazar Rigal as For Against Management Independent Member of Technical Committee 6 Ratify Alvaro de Garay Arellano as For Against Management Independent Member of Technical Committee 7 Ratify Luis Alberto Aziz Checa as For Against Management Independent Member of Technical Committee 8 Ratify Jaime de la Garza as For Against Management Independent Member of Technical Committee 9 Ratify Michael Brennan as Independent For Against Management Member of Technical Committee 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- FIBRA UNO ADMINISTRACION SA DE CV Ticker: FUNO11 Security ID: P3515D163 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.i Accept Reports of Audit, Corporate For For Management Practices, Nominating and Remuneration Committees 1.ii Accept Technical Committee Report on For For Management Compliance in Accordance to Article 172 of General Mercantile Companies Law 1.iii Accept Report of Trust Managers in For For Management Accordance to Article 44-XI of Securities Market Law, Including Technical Committee's Opinion on that Report 1.iv Accept Technical Committee Report on For For Management Operations and Activities Undertaken 2 Approve Financial Statements and For For Management Allocation of Income 3.a Elect or Ratify Ignacio Trigueros For Against Management Legarreta as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.b Elect or Ratify Antonio Hugo Franck For Against Management Cabrera as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.c Elect or Ratify Ruben Goldberg Javkin For For Management as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.d Elect or Ratify Herminio Blanco For Against Management Mendoza as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.e Elect or Ratify Alberto Felipe Mulas For For Management Alonso as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 4 Elect or Ratify Members, Alternates For Against Management and Secretary (Non-Member) of Technical Committee; Verify Independence Classification 5 Approve Remuneration of Technical For For Management Committee Members 6 Appoint Legal Representatives For For Management 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- GAZPROM NEFT PJSC Ticker: SIBN Security ID: X7813K101 Meeting Date: AUG 01, 2019 Meeting Type: Special Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors For For Management -------------------------------------------------------------------------------- GAZPROM NEFT PJSC Ticker: SIBN Security ID: X7813K101 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For For Management Board of Directors 2.1 Elect Vladimir Alisov as Director None Against Management 2.2 Elect Andrei Dmitriev as Director None Against Management 2.3 Elect Aleksandr Diukov as Director None Against Management 2.4 Elect Sergei Kuznets as Director None Against Management 2.5 Elect Vitalii Markelov as Director None Against Management 2.6 Elect Aleksandr Medvedev as Director None Against Management 2.7 Elect Sergei Menshikov as Director None Against Management 2.8 Elect Aleksei Miller as Director None Against Management 2.9 Elect Elena Mikhailova as Director None Against Management 2.10 Elect Famil Kamil Ogly Sadygov as None Against Management Director 2.11 Elect Kirill Seleznev as Director None Against Management 2.12 Elect Valerii Serdiukov as Director None Against Management 2.13 Elect Mikhail Sereda as Director None Against Management -------------------------------------------------------------------------------- GAZPROM NEFT PJSC Ticker: SIBN Security ID: X7813K101 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 18.14 For For Management per Share for First Half Year of Fiscal 2019 -------------------------------------------------------------------------------- GAZPROM NEFT PJSC Ticker: SIBN Security ID: X7813K101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 37.96 per For For Management Share 5.1 Elect Vladimir Alisov as Director None Against Management 5.2 Elect Aleksandr Diukov as Director None Against Management 5.3 Elect Sergei Kuznets as Director None Against Management 5.4 Elect Vitalii Markelov as Director None Against Management 5.5 Elect Aleksandr Medvedev as Director None Against Management 5.6 Elect Aleksei Miller as Director None Against Management 5.7 Elect Sergei Menshikov as Director None Against Management 5.8 Elect Elena Mikhailova as Director None Against Management 5.9 Elect Famil Sadygov as Director None Against Management 5.10 Elect Kirill Seleznev as Director None Against Management 5.11 Elect Valerii Serdiukov as Director None Against Management 5.12 Elect Mikhail Sereda as Director None Against Management 5.13 Elect Gennadii Sukhov as Director None Against Management 6.1 Elect Vadim Bikulov as Member of Audit For For Management Commission 6.2 Elect Mikhail Vaigel as Member of For For Management Audit Commission 6.3 Elect Galina Delvig as Member of Audit For For Management Commission 6.4 Elect Margarita Mironova as Member of For For Management Audit Commission 6.5 Elect Inna Tolstikova as Member of For For Management Audit Commission 7 Ratify FBK as Auditor For For Management 8 Approve Remuneration of Directors For Against Management 9 Approve Remuneration of Members of For For Management Audit Commission -------------------------------------------------------------------------------- GENTING MALAYSIA BERHAD Ticker: 4715 Security ID: Y2698A103 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees For For Management 3 Approve Directors' Benefits For For Management 4 Elect Lim Kok Thay as Director For For Management 5 Elect Mohd Zahidi bin Hj Zainuddin as For For Management Director 6 Elect Teo Eng Siong as Director For For Management 7 Elect Lee Choong Yan as Director For For Management 8 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Share Repurchase Program For For Management 11 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- GEOPARK LIMITED Ticker: GPRK Security ID: G38327105 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Gerald Eugene For Against Management O'Shaughnessy 2 Elect Director James Franklin Park For Against Management 3 Elect Director Juan Cristobal Pavez For For Management 4 Elect Director Carlos Alberto Gulisano For For Management 5 Elect Director Pedro Enrique Aylwin For Against Management Chiorrini 6 Elect Director Robert A. Bedingfield For Against Management 7 Elect Director Jamie Bennett Coulter For For Management 8 Elect Director Constantin Papadimitriou For For Management 9 Ratify Pistrelli, Henry Martin y For For Management Asociados S.R.L. as Auditors 10 Authorize Audit Committee to Fix For For Management Remuneration of the Auditors -------------------------------------------------------------------------------- GLOBAL MIXED-MODE TECHNOLOGY, INC. Ticker: 8081 Security ID: Y2717S101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4.1 Elect SIE, NAN-CIANG, a Representative For For Management of YIPENG INVESTMENT CO., LTD. with SHAREHOLDER NO.00000127, as Non-Independent Director 4.2 Elect WU,JIN-CHUAN with SHAREHOLDER NO. For For Management 00000049 as Non-Independent Director 4.3 Elect WANG, CHEN-SHU-JHEN, a For Against Management Representative of YIPENG YIPENG INVESTMENT CO., LTD. with SHAREHOLDER NO.00000127, as Non-Independent Director 4.4 Elect SIE, YU-RU, a Representative of For Against Management YIPENG INVESTMENT CO., LTD. with SHAREHOLDER NO.00000127, as Non-Independent Director 4.5 Elect LUO, FU-CYUAN with SHAREHOLDER For Against Management NO.I100331XXX as Independent Director 4.6 Elect CHEN, SHIH-SIN with SHAREHOLDER For For Management NO.T101699XXX as Independent Director 4.7 Elect CHEN, HUEI-LING with SHAREHOLDER For For Management NO.00011936 as Independent Director 5 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE SAB DE CV Ticker: GFNORTEO Security ID: P49501201 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Set Maximum Amount of Share Repurchase For For Management Reserve 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE SAB DE CV Ticker: GFNORTEO Security ID: P49501201 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Approve CEO's Report on Financial For For Management Statements and Statutory Reports 1.b Approve Board's Report on Policies and For For Management Accounting Information and Criteria Followed in Preparation of Financial Information 1.c Approve Board's Report on Operations For For Management and Activities Undertaken by Board 1.d Approve Report on Activities of Audit For For Management and Corporate Practices Committee 1.e Approve All Operations Carried out by For For Management Company and Ratify Actions Carried out by Board, CEO and Audit and Corporate Practices Committee 2 Approve Allocation of Income For For Management 3 Receive Auditor's Report on Tax None None Management Position of Company 4.a1 Elect Carlos Hank Gonzalez as Board For Against Management Chairman 4.a2 Elect Juan Antonio Gonzalez Moreno as For For Management Director 4.a3 Elect David Juan Villarreal Montemayor For For Management as Director 4.a4 Elect Jose Marcos Ramirez Miguel as For Against Management Director 4.a5 Elect Carlos de la Isla Corry as For For Management Director 4.a6 Elect Everardo Elizondo Almaguer as For Against Management Director 4.a7 Elect Carmen Patricia Armendariz For For Management Guerra as Director 4.a8 Elect Hector Federico Reyes Retana y For For Management Dahl as Director 4.a9 Elect Alfredo Elias Ayub as Director For For Management 4.a10 Elect Adrian Sada Cueva as Director For Against Management 4.a11 Elect David Penaloza Alanis as Director For For Management 4.a12 Elect Jose Antonio Chedraui Eguia as For Against Management Director 4.a13 Elect Alfonso de Angoitia Noriega as For Against Management Director 4.a14 Elect Thomas Stanley Heather Rodriguez For Against Management as Director 4.a15 Elect Graciela Gonzalez Moreno as For For Management Alternate Director 4.a16 Elect Juan Antonio Gonzalez Marcos as For For Management Alternate Director 4.a17 Elect Alberto Halabe Hamui as For For Management Alternate Director 4.a18 Elect Gerardo Salazar Viezca as For For Management Alternate Director 4.a19 Elect Alberto Perez-Jacome Friscione For For Management as Alternate Director 4.a20 Elect Diego Martinez Rueda-Chapital as For For Management Alternate Director 4.a21 Elect Roberto Kelleher Vales as For For Management Alternate Director 4.a22 Elect Clemente Ismael Reyes Retana For For Management Valdes as Alternate Director 4.a23 Elect Isaac Becker Kabacnik as For For Management Alternate Director 4.a24 Elect Jose Maria Garza Trevino as For For Management Alternate Director 4.a25 Elect Carlos Cesarman Kolteniuk as For For Management Alternate Director 4.a26 Elect Humberto Tafolla Nunez as For For Management Alternate Director 4.a27 Elect Guadalupe Phillips Margain as For For Management Alternate Director 4.a28 Elect Ricardo Maldonado Yanez as For For Management Alternate Director 4.b Elect Hector Avila Flores (Non-Member) For For Management as Board Secretary 4.c Approve Directors Liability and For For Management Indemnification 5 Approve Remuneration of Directors For For Management 6 Elect Hector Federico Reyes Retana y For For Management Dahl as Chairman of Audit and Corporate Practices Committee 7.1 Approve Report on Share Repurchase For For Management 7.2 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve 8 Approve Certification of the Company's For For Management Bylaws 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GS RETAIL CO., LTD. Ticker: 007070 Security ID: Y2915J101 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Lim Choon-seong as Outside For Against Management Director 2.2 Elect Choi Hyo-seong as Outside For Against Management Director 2.3 Elect Shin Dong-yoon as Outside For For Management Director 2.4 Elect Kim Seok-hwan as Non-Independent For Against Management Non-Executive Director 3.1 Elect Lim Choon-seong as a Member of For For Management Audit Committee 3.2 Elect Choi Hyo-seongas a Member of For For Management Audit Committee 3.3 Elect Shin Dong-yoon as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- GUJARAT STATE PETRONET LIMITED Ticker: 532702 Security ID: Y2947F101 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect M M Srivastava as Director and For For Management Chairman 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Elect Shridevi Shukla as Director For For Management 6 Reelect Yogesh Singh as Director For Against Management 7 Reelect Bakul Dholakia as Director For Against Management 8 Approve Remuneration of Cost Auditors For For Management 9 Approve Payment of Remuneration to M M For For Management Srivastava as Non-Executive Chairman -------------------------------------------------------------------------------- HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Ticker: HTO Security ID: X3258B102 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management 2 Approve Cancellation of Repurchased For For Management Shares 3 Various Announcements None None Management -------------------------------------------------------------------------------- HEXAWARE TECHNOLOGIES LIMITED Ticker: 532129 Security ID: Y31825121 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reappointment and Remuneration For For Management of R Srikrishna as Whole Time Director Designated as CEO and Executive Director -------------------------------------------------------------------------------- HON HAI PRECISION INDUSTRY CO., LTD. Ticker: 2317 Security ID: Y36861105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Guozhong as Supervisor For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Audited Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Fixed Asset Investment For For Management Budget 6 Approve KPMG Huazhen LLP and KPMG as For For Management Domestic External Auditors and KPMG as Domestic External Auditors 7 Elect Shen Si as Director For For Management 8 Approve Issuance of Undated Additional For For Management Tier 1 Capital Bonds and Eligible Tier 2 Capital Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Approve Issuance of Eligible Tier 2 For For Shareholder Capital Instruments 11 Approve Application for Authorization For For Shareholder Limit for Special Donations for COVID-19 Pandemic Prevention and Control 12 Elect Liao Lin as Director For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAS BACHOCO SAB DE CV Ticker: BACHOCOB Security ID: P5508Z127 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CEO's Report Including For For Management Auditor's Opinion and Board's Opinion on CEO's Report 2 Approve Board's Report on Principal For For Management Policies and Accounting Criteria Followed in Preparation of Financial Information 3 Approve Financial Statements and For For Management Statutory Reports 4 Approve Report of Audit and Corporate For For Management Practices Committee 5 Present Report on Adherence to Fiscal For For Management Obligations 6 Approve Allocation of Income and Cash For For Management Dividends 7 Set Maximum Amount of Share Repurchase For For Management Reserve 8 Elect or Ratify Directors and For Against Management Secretary; Verify Independence Classification of Board Members 9 Elect or Ratify Chairman and Members For Against Management of Audit and Corporate Practices Committee 10 Approve Remuneration of Directors, For For Management Board Secretary, and Audit and Corporate Practices Committee Chairman and Members 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- INNOCEAN WORLDWIDE, INC. Ticker: 214320 Security ID: Y3862P108 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Jeong Seong-yi as Inside Director For Against Management 2.1.2 Elect Yoon Seok-hoon as Inside Director For Against Management 2.2.1 Elect Yoon Tae-hwa as Outside Director For For Management 2.2.2 Elect Ryu Jae-wook as Outside Director For For Management 2.3 Elect Kim Jae-cheol as Non-Independent For For Management Non-Executive Director 3.1 Elect Yoon Tae-hwa as a Member of For For Management Audit Committee 3.2 Elect Ryu Jae-wook as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- ITAU UNIBANCO HOLDING SA Ticker: ITUB4 Security ID: P5968U113 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 3 Elect Eduardo Azevedo do Valle as None For Shareholder Fiscal Council Member and Rene Guimaraes Andrich as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- ITEQ CORP. Ticker: 6213 Security ID: Y4212E108 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- JBS SA Ticker: JBSS3 Security ID: P59695109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Fiscal Council Members For For Management at Four 4 As an Ordinary Shareholder, Would You None Abstain Management Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 5.1 Elect Adrian Lima da Hora as Fiscal For Against Management Council Member and Andre Alcantara Ocampos as Alternate 5.2 Elect Demetrius Nichele Macei as For Against Management Fiscal Council Member and Marcos Godoy Brogiato as Alternate 5.3 Elect Jose Paulo da Silva Filho as For Against Management Fiscal Council Member and Sandro Domingues Raffai as Alternate 5.4 Elect Mauricio Wanderley Estanislau da For For Management Costa as Fiscal Council Member and Francisco Vicente Santana Silva Telles as Alternate 6 Approve Remuneration of Company's For Against Management Management and Fiscal Council -------------------------------------------------------------------------------- JBS SA Ticker: JBSS3 Security ID: P59695109 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Midup For For Management Participacoes Ltda. (Midup) 2 Ratify Factum - Avaliacoes e For For Management Consultoria S/S - EPP (Factum) as Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Midup For For Management Participacoes Ltda. (Midup) and Authorize Executives to Ratify and Execute Approved Resolutions 5 Re-Ratify Absorption of Midtown For For Management Participacoes Ltda., Tannery do Brasil S.A. and IM Pecus Industria e Comercio de Couros e Derivados Ltda. for Regularization of Certain Company's Real Estate Properties -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Previously Approved Decision on For For Management Distribution of Special Dividend 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board and Auditors For For Management 5 Approve Remuneration of Certain Board For For Management Members 6 Approve Auditors and Fix Their For For Management Remuneration 7 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- JUMBO SA Ticker: BELA Security ID: X4114P111 Meeting Date: JUN 25, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Special Dividend For For Management -------------------------------------------------------------------------------- KB FINANCIAL GROUP, INC. Ticker: 105560 Security ID: Y46007103 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Hur Yin as Non-Independent For For Management Non-Executive Director 3.2 Elect Stuart B. Solomon as Outside For For Management Director 3.3 Elect Sonu Suk-ho as Outside Director For For Management 3.4 Elect Choi Myung-hee as Outside For For Management Director 3.5 Elect Jeong Kou-whan as Outside For For Management Director 3.6 Elect Kwon Seon-ju as Outside Director For For Management 4 Elect Oh Gyu-taek as Outside Director For For Management to serve as an Audit Committee Member 5.1 Elect Choi Myung-hee as a Member of For For Management Audit Committee 5.2 Elect Jeong Kou-whan as a Member of For For Management Audit Committee 5.3 Elect Kim Gyeong-ho as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KENMARE RESOURCES PLC Ticker: KMR Security ID: G52332213 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4a Re-elect Peter Bacchus as Director For For Management 4b Re-elect Michael Carvill as Director For For Management 4c Re-elect Clever Fonseca as Director For For Management 4d Re-elect Tim Keating as Director For For Management 4e Re-elect Graham Martin as Director For Against Management 4f Re-elect Tony McCluskey as Director For For Management 4g Re-elect Steven McTiernan as Director For Against Management 4h Re-elect Gabriel Smith as Director For Against Management 5 Elect Dr Elaine Dorward-King as For Against Management Director 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 8 Approve Remuneration Policy For Against Management 9 Authorise Issue of Equity For For Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Amend Restricted Share Plan For Against Management 12 Approve Cancellation of Deferred Shares For For Management 13 Adopt New Articles of Association For Against Management 14 Authorise Market Purchase of Ordinary For For Management Shares 15 Determine the Price Range at which For For Management Treasury Shares may be Re-issued Off-Market -------------------------------------------------------------------------------- KIA MOTORS CORP. Ticker: 000270 Security ID: Y47601102 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Ju Woo-jeong as Inside Director For Against Management 3.2 Elect Kim Deok-joong as Outside For Against Management Director 3.3 Elect Kim Dong-won as Outside Director For Against Management 4 Elect Kim Deok-joong as a Member of For Against Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KIA MOTORS CORP. Ticker: 000270 Security ID: Y47601102 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Song Ho-seong as Inside Director For Against Management -------------------------------------------------------------------------------- KOREA AEROSPACE INDUSTRIES LTD. Ticker: 047810 Security ID: Y4838Q105 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KT CORP. Ticker: 030200 Security ID: 48268K101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Elect Ku Hyeon-mo as CEO For For Management 3 Approve Financial Statements and For For Management Allocation of Income 4.1 Elect Park Yoon-young as Inside For For Management Director 4.2 Elect Park Jong-ook as Inside Director For For Management 4.3 Elect Kang Chung-gu as Outside Director For For Management 4.4 Elect Park Chan-hi as Outside Director For For Management 4.5 Elect Yeo Eun-jung as Outside Director For For Management 4.6 Elect Pyo Hyun-myung as Outside For For Management Director 5.1 Elect Sung Tae-yoon as a Member of For Against Management Audit Committee 5.2 Elect Yeo Eun-jung as a Member of For For Management Audit Committee 5.3 Elect Kang Chung-gu as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Management Contract For For Management 8 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. Ticker: LVS Security ID: 517834107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sheldon G. Adelson For Withhold Management 1.2 Elect Director Irwin Chafetz For Withhold Management 1.3 Elect Director Micheline Chau For Withhold Management 1.4 Elect Director Patrick Dumont For Withhold Management 1.5 Elect Director Charles D. Forman For Withhold Management 1.6 Elect Director Robert G. Goldstein For Withhold Management 1.7 Elect Director George Jamieson For Withhold Management 1.8 Elect Director Charles A. Koppelman For Withhold Management 1.9 Elect Director Lewis Kramer For Withhold Management 1.10 Elect Director David F. Levi For Withhold Management 1.11 Elect Director Xuan Yan For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LOCALIZA RENT A CAR SA Ticker: RENT3 Security ID: P6330Z111 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Do You Wish to Request Installation of Against For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- LOCALIZA RENT A CAR SA Ticker: RENT3 Security ID: P6330Z111 Meeting Date: APR 23, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- LOCAWEB SERVICOS DE INTERNET SA Ticker: LWSA3 Security ID: P6S00R100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Company's For For Management Management 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- LONGFOR GROUP HOLDINGS LIMITED Ticker: 960 Security ID: G5635P109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Shao Mingxiao as Director For Against Management 3.2 Elect Wang Guangjian as Director For Against Management 3.3 Elect Chan Chi On, Derek as Director For Against Management 3.4 Elect Xiang Bing as Director For Against Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- LOTES CO., LTD. Ticker: 3533 Security ID: Y53302116 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Rules and For For Management Procedures Regarding Shareholders' General Meeting -------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Ticker: MU Security ID: 595112103 Meeting Date: JAN 16, 2020 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Bailey For For Management 1.2 Elect Director Richard M. Beyer For For Management 1.3 Elect Director Steven J. Gomo For For Management 1.4 Elect Director Mary Pat McCarthy For For Management 1.5 Elect Director Sanjay Mehrotra For For Management 1.6 Elect Director Robert E. Switz For For Management 1.7 Elect Director MaryAnn Wright For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MIRAE ASSET DAEWOO CO., LTD. Ticker: 006800 Security ID: Y1916K109 Meeting Date: JUN 03, 2020 Meeting Type: Special Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lee Jem-ma as a Member of Audit For For Management Committee -------------------------------------------------------------------------------- NASPERS LTD. Ticker: NPN Security ID: S53435103 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2019 2 Approve Dividends for N Ordinary and A For For Management Ordinary Shares 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with V Myburgh as the Individual Registered Auditor 4 Re-elect Nolo Letele as Directors For For Management 5.1 Re-elect Koos Bekker as Director For For Management 5.2 Re-elect Steve Pacak as Director For For Management 5.3 Re-elect Cobus Stofberg as Director For For Management 5.4 Re-elect Ben van der Ross as Director For For Management 5.5 Re-elect Debra Meyer as Director For For Management 6.1 Re-elect Don Eriksson as Member of the For For Management Audit Committee 6.2 Re-elect Ben van der Ross as Member of For For Management the Audit Committee 6.3 Re-elect Rachel Jafta as Member of the For For Management Audit Committee 7 Approve Remuneration Policy For Against Management 8 Approve Implementation of the For Against Management Remuneration Policy 9 Place Authorised but Unissued Shares For Against Management under Control of Directors 10 Authorise Board to Issue Shares for For Against Management Cash 11 Approve Amendments to the Trust Deed For For Management constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed 12 Authorise Ratification of Approved For For Management Resolutions 1.1 Approve Fees of the Board Chairman For For Management 1.2 Approve Fees of the Board Member For For Management 1.3 Approve Fees of the Audit Committee For For Management Chairman 1.4 Approve Fees of the Audit Committee For For Management Member 1.5 Approve Fees of the Risk Committee For For Management Chairman 1.6 Approve Fees of the Risk Committee For For Management Member 1.7 Approve Fees of the Human Resources For For Management and Remuneration Committee Chairman 1.8 Approve Fees of the Human Resources For For Management and Remuneration Committee Member 1.9 Approve Fees of the Nomination For For Management Committee Chairman 1.10 Approve Fees of the Nomination For For Management Committee Member 1.11 Approve Fees of the Social and Ethics For For Management Committee Chairman 1.12 Approve Fees of the Social and Ethics For For Management Committee Member 1.13 Approve Fees of the Trustees of Group For For Management Share Schemes/Other Personnel Funds 2 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Authorise Repurchase of N Ordinary For For Management Shares 5 Authorise Repurchase of A Ordinary For Against Management Shares 6 Authorise Specific Repurchase of N For Against Management Ordinary Shares from Holders of N Ordinary Shares -------------------------------------------------------------------------------- NASPERS LTD. Ticker: NPN Security ID: S53435103 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters in Relation to the For For Management Implementation of the Proposed Transaction -------------------------------------------------------------------------------- NATIONAL ENERGY SERVICES REUNITED CORP. Ticker: NESR Security ID: G6375R107 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherif Foda For For Management 1.2 Elect Director Yousef Al Nowais For For Management 1.3 Elect Director Thomas Wood For For Management 2 Ratify KPMG as Auditors For For Management -------------------------------------------------------------------------------- NETCARE LTD. Ticker: NTC Security ID: S5507D108 Meeting Date: JAN 31, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Deloitte & Touche as For For Management Auditors of the Company with Graeme Berry as Designated Auditor 2.1 Re-elect Thevendrie Brewer as Director For For Management 2.2 Elect Lezanne Human as Director For For Management 2.3 Elect David Kneale as Director For For Management 2.4 Re-elect Martin Kuscus as Director For For Management 2.5 Re-elect Kgomotso Moroka as Director For Against Management 3.1 Re-elect Mark Bower as Chairperson of For For Management the Audit Committee 3.2 Re-elect Bukelwa Bulo as Member of the For For Management Audit Committee 3.3 Elect David Kneale as Member of the For For Management Audit Committee 4 Approve Remuneration Policy For For Management 5 Approve Implementation Report For For Management 6 Authorise Ratification of Approved For For Management Resolutions 7 Approve Forfeiture Share Plan For For Management 8 Authorise Repurchase of Issued Share For For Management Capital 9 Approve Non-executive Directors' For For Management Remuneration 10 Approve Financial Assistance to For For Management Related or Inter-related Company -------------------------------------------------------------------------------- NETEASE, INC. Ticker: NTES Security ID: 64110W102 Meeting Date: SEP 13, 2019 Meeting Type: Annual Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect William Lei Ding as Director For For Management 1b Elect Alice Cheng as Director For For Management 1c Elect Denny Lee as Director For Against Management 1d Elect Joseph Tong as Director For For Management 1e Elect Lun Feng as Director For For Management 1f Elect Michael Leung as Director For Against Management 1g Elect Michael Tong as Director For For Management 2 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditor -------------------------------------------------------------------------------- OCEANA GROUP LTD. Ticker: OCE Security ID: S57090102 Meeting Date: MAR 03, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Nomahlubi Simamane as Director For For Management 1.2 Re-elect Peter De Beyer as Director For For Management 1.3 Re-elect Saamsoodein Pather as Director For For Management 1.4 Elect Lesego Sennelo as Director For For Management 1.5 Elect Nisaar Pangarker as Director For For Management 1.6 Elect Aboubakar Jakoet as Director For For Management 1.7 Elect Elton Bosch as Director For Abstain Management 2 Reappoint Deloitte & Touche as For For Management Auditors of the Company 3.1 Re-elect Zarina Bassa as Member of the For For Management Audit Committee 3.2 Re-elect Peter De Beyer as Member of For For Management the Audit Committee 3.3 Re-elect Saamsoodein Pather as Member For For Management of the Audit Committee 3.4 Elect Aboubakar Jakoet as Member of For For Management the Audit Committee 4.1 Approve Remuneration Policy For For Management 4.2 Approve Implementation Report For For Management 5 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 6 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 7 Approve Non-executive Directors' For For Management Remuneration 8 Authorise Repurchase of Issued Share For For Management Capital 9 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: AUG 09, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Nivio Ziviani and Walter Mendes For For Management de Oliveira Filho as Directors 2 Waive Tender Offer and Approve For For Management Company's Delisting from Bolsas y Mercados Argentinos S.A. (BYMA) -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption of Petrobras For For Management Logistica de Gas SA (Logigas) 2 Amend Articles and Consolidate Bylaws For For Management 3 Amend Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Xie Yonglin as Director For For Management 1.02 Elect Tan Sin Yin as Director For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Financial Statements and For For Management Statutory Reports 5 Approve 2019 Profit Distribution Plan For For Management and Distribution of Final Dividends 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2019 Performance Evaluation of For For Management Independent Non-Executive Directors 8 Approve Issuance of Debt Financing For For Management Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 10 Amend Articles of Association For For Management 11 Elect Lu Min as Director For For Shareholder -------------------------------------------------------------------------------- PLAY COMMUNICATIONS SA Ticker: PLY Security ID: L7635Y118 Meeting Date: OCT 08, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Dominik Grzegorz Libicki as For Against Management Director 2 Authorize Filing of Required For For Management Documents/Other Formalities 3 Approve Performance Incentive Plan V3 For Against Management -------------------------------------------------------------------------------- PLAY COMMUNICATIONS SA Ticker: PLY Security ID: L7635Y118 Meeting Date: APR 07, 2020 Meeting Type: Annual/Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Annual Report and Auditor's None None Management Report (Non-Voting) 2 Approve Financial Statements For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Interim Dividends For For Management 5 Approve Allocation of Income For For Management 6 Approve Discharge of Directors For For Management 7 Reelect Vasileios Billis as Director For Against Management 8 Reelect Serdar Cetin as Director For Against Management 9 Reelect Ioannis Karagiannis as Director For Against Management 10 Reelect Andrzej Klesyk as Director For For Management 11 Reelect Bruce Graham McInroy as For Against Management Director 12 Reelect Andrzej Olechowski as Director For Against Management 13 Reelect Patrick Tillieux as Director For Against Management 14 Approve Remuneration Policy For Against Management 15 Approve Remuneration Report For Against Management 16 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements, Statutory For For Management Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: AUG 15, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital For For Management without Cancellation of Shares 2 Amend Article 5 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA Ticker: QUAL3 Security ID: P7S21H105 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Apsis Consultoria e Avaliacoes For For Management Ltda. as the Independent Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management 3 Approve Agreement to Absorb Qualicorp For For Management Corretora de Seguros SA 4 Approve Absorption of Qualicorp For For Management Corretora de Seguros SA 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- RADIANT OPTO-ELECTRONICS CORP. Ticker: 6176 Security ID: Y7174K103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- RELIANCE INDUSTRIES LIMITED Ticker: 500325 Security ID: Y72596102 Meeting Date: AUG 12, 2019 Meeting Type: Annual Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For For Management Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Elect Pawan Kumar Kapil as Director For For Management 4 Elect Nita M. Ambani as Director For For Management 5 Approve Reappointment and Remuneration For For Management of P.M.S. Prasad as Whole-time Director, Designated as Executive Director 6 Reelect Raminder Singh Gujral as For Against Management Director 7 Elect Arundhati Bhattacharya as For Against Management Director 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- SANDS CHINA LTD. Ticker: 1928 Security ID: G7800X107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Sheldon Gary Adelson as Director For Against Management 2b Elect Charles Daniel Forman as Director For For Management 2c Elect Victor Patrick Hoog Antink as For Against Management Director 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Approve the Amendment Agreement to the For For Management Service Contract of Dr. Wong Ying Wai (Wilfred) -------------------------------------------------------------------------------- SIME DARBY BERHAD Ticker: 4197 Security ID: Y7962G108 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits For For Management 3 Elect Mohamad Idros Mosin as Director For For Management 4 Elect Abdul Rahman Ahmad as Director For For Management 5 Elect Samsudin Osman as Director For For Management 6 Elect Selamah Wan Sulaiman as Director For For Management 7 Elect Abdul Hamidy Abdul Hafiz as For For Management Director 8 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Authorize Share Repurchase Program For For Management 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 11 Adopt New Constitution For For Management -------------------------------------------------------------------------------- SOCIEDAD QUIMICA Y MINERA DE CHILE SA Ticker: SQM.B Security ID: 833635105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Designate Auditors For For Management 3 Designate Risk Assessment Companies For For Management 4 Designate Account Inspectors For For Management 5 Approve Investment Policy For For Management 6 Approve Financing Policy For For Management 7 Approve Dividends For For Management 8 Approve Remuneration of Board of For For Management Directors and Board Committees 9 Other Business For Against Management -------------------------------------------------------------------------------- SPAR GROUP LTD. Ticker: SPP Security ID: S8050H104 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2019 2 Elect Lwazi Koyana as Director For For Management 3.1 Re-elect Harish Mehta as Director For For Management 3.2 Re-elect Phumla Mnganga as Director For Against Management 3.3 Re-elect Andrew Waller as Director For For Management 4 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company with Sharalene Randelhoff as the Designated Individual Audit Partner 5.1 Re-elect Marang Mashologu as Member of For For Management the Audit Committee 5.2 Re-elect Harish Mehta as Member of the For For Management Audit Committee 5.3 Elect Andrew Waller as Chairman of the For For Management Audit Committee 6 Place Authorised but Unissued Shares For For Management Under Control of Directors Pursuant to the Employee Share Trust (2004) 7 Place Authorised but Unissued Shares For For Management Under Control of Directors Pursuant to the Conditional Share Plan 8 Approve Remuneration Policy For For Management 9 Approve Remuneration Implementation For For Management Report 10 Approve Financial Assistance to For For Management Related or Inter-related Companies 11 Approve Non-executive Directors' Fees For For Management -------------------------------------------------------------------------------- SPIGEN KOREA CO., LTD. Ticker: 192440 Security ID: Y9036B107 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Bae Jeong-hwan as Outside For Against Management Director 4 Elect Bae Jeong-hwan as a Member of For Against Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SWIRE PROPERTIES LTD. Ticker: 1972 Security ID: Y83191109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Cheng Lily Ka Lai as Director For For Management 1b Elect Lim Siang Keat Raymond as For For Management Director 1c Elect Low Mei Shuen Michelle as For For Management Director 1d Elect Wu May Yihong as Director For For Management 1e Elect Choi Tak Kwan Thomas as Director For For Management 1f Elect Wang Jinlong as Director For For Management 2 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Authorize Repurchase of Issued Share For For Management Capital 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- TAIWAN PAIHO CO., LTD. Ticker: 9938 Security ID: Y8431R105 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3.1 Elect ZHENG SEN MEI with SHAREHOLDER For For Management NO.8 as Non-Independent Director 3.2 Elect LIN YI MING with SHAREHOLDER NO. For For Management 11 as Non-Independent Director 3.3 Elect ZHENG CHENG YI, a Representative For For Management of ZAI XING Investment Co Ltd, with SHAREHOLDER NO.107631, as Non-Independent Director 3.4 Elect BAI XI MING with SHAREHOLDER NO. For For Management 1114 as Non-Independent Director 3.5 Elect ZHENG YI LUN with SHAREHOLDER NO. For For Management 8463 as Non-Independent Director 3.6 Elect ZHENG XIN LONG with SHAREHOLDER For For Management NO.26 as Non-Independent Director 3.7 Elect LUO RUI LIN with SHAREHOLDER NO. For For Management L120083XXX as Independent Director 3.8 Elect WANG ZHONG ZHENG with For For Management SHAREHOLDER NO.N101173XXX as Independent Director 3.9 Elect CHEN JIA YU with SHAREHOLDER NO. For For Management L221630XXX as Independent Director 4 Amend Articles of Association For For Management 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Amend Procedures for Endorsement and For For Management Guarantees 8 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- TAIWAN PCB TECHVEST CO., LTD. Ticker: 8213 Security ID: Y84126138 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Procedures for Lending Funds to For Against Management Other Parties 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- TAIWAN UNION TECHNOLOGY CORP. Ticker: 6274 Security ID: Y84735102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: X89366102 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: X89366102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4.1 Elect Fanil Agliullin as Director None Against Management 4.2 Elect Radik Gaizatullin as Director None Against Management 4.3 Elect Laszlo Gerecs as Director None Against Management 4.4 Elect Larisa Glukhova as Director None Against Management 4.5 Elect Iurii Levin as Director None Against Management 4.6 Elect Nail Maganov as Director None Against Management 4.7 Elect Rafail Nurmukhametov as Director None Against Management 4.8 Elect Rinat Sabirov as Director None Against Management 4.9 Elect Valerii Sorokin as Director None Against Management 4.10 Elect Nurislam Siubaev as Director None Against Management 4.11 Elect Shafagat Takhautdinov as Director None Against Management 4.12 Elect Rustam Khalimov as Director None Against Management 4.13 Elect Rais Khisamov as Director None Against Management 4.14 Elect Rene Steiner as Director None Against Management 5.1 Elect Kseniia Borzunova as Member of For For Management Audit Commission 5.2 Elect Azat Galeev as Member of Audit For For Management Commission 5.3 Elect Guzel Gilfanova as Member of For For Management Audit Commission 5.4 Elect Salavat Zaliaev as Member of For For Management Audit Commission 5.5 Elect Venera Kuzmina as Member of For For Management Audit Commission 5.6 Elect Liliia Rakhimzianova as Member For For Management of Audit Commission 5.7 Elect Nazilia Farkhutdinova as Member For For Management of Audit Commission 5.8 Elect Ravil Sharifullin as Member of For For Management Audit Commission 6 Ratify PricewaterhouseCoopers as For For Management Auditor -------------------------------------------------------------------------------- TECH MAHINDRA LIMITED Ticker: 532755 Security ID: Y85491127 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect V. S. Parthasarathy as Director For Against Management 5 Elect Mukti Khaire as Director For For Management 6 Reelect M. Damodaran as Director For Against Management 7 Reelect T. N. Manoharan as Director For For Management 8 Reelect M. Rajyalakshmi Rao as Director For For Management 9 Elect Haigreve Khaitan as Director For Against Management 10 Elect Shikha Sharma as Director For Against Management 11 Approve Payment of Commission to For For Management Directors -------------------------------------------------------------------------------- TELEKOM MALAYSIA BHD. Ticker: 4863 Security ID: Y8578H118 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ibrahim Marsidi as Director For Against Management 2 Elect Noor Kamarul Anuar Nuruddin as For For Management Director 3 Elect Mohamed Nasri Sallehuddin as For For Management Director 4 Elect Mohd Bakke Salleh as Director For For Management 5 Elect Afwida Tunku Dato' A.Malek as For For Management Director 6 Elect Balasingham A. Namasiwayam as For Against Management Director 7 Approve Directors' Fees For For Management 8 Approve Directors' Benefits For For Management 9 Approve Ernst & Young PLT (EY) as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 11 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Scheme 12 Approve Implementation of Existing For For Management Shareholders' Mandate for Recurrent Related Party Transactions 13 Approve Grant of LTIP Awards to Noor For Against Management Kamarul Anuar Nuruddin 14 Approve Grant of LTIP Awards to Nor For Against Management Hisham Md Nordin 15 Approve Grant of LTIP Awards to Ahmad For Against Management Hafiz Ibrahim 1 Amend Constitution by Removing Clause For For Management 13 Re: Class D NCRPS -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: G87572163 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Lau Chi Ping Martin as Director For Against Management 3b Elect Charles St Leger Searle as For Against Management Director 3c Elect Ke Yang as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Amend the Existing Amended and For For Management Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: F92124100 Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.68 per Share and Option for Stock Dividend Program 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Patricia Barbizet as Director For For Management 7 Reelect Marie-Christine For For Management Coisne-Roquette as Director 8 Reelect Mark Cutifani as Director For For Management 9 Elect Jerome Contamine as Director For For Management 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation of Patrick For For Management Pouyanne, Chairman and CEO 13 Approve Remuneration Policy of For For Management Chairman and CEO 14 Approve Change of Corporate Form to For For Management Societe Europeenne (SE) and Amend Bylaws Accordingly 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million 17 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million 18 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize up to 0.75 Percent of Issued For For Management Capital for Use in Stock Option Plans A Instruct Company to Set and Publish Against Against Shareholder Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly -------------------------------------------------------------------------------- TUPY SA Ticker: TUPY3 Security ID: P9414P108 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles and Consolidate Bylaws For For Management 2 Re-Ratify Long-Term Incentive Plan For Against Management 3 Approve General Conditions for the For Against Management Signing of Indemnity Contracts between the Company, Management, Board of Directors, Fiscal Councils and Committee Members -------------------------------------------------------------------------------- UNITED OVERSEAS BANK LIMITED (SINGAPORE) Ticker: U11 Security ID: Y9T10P105 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final and Special Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Directors to Fix Their Remuneration 5 Elect Wee Ee Cheong as Director For Against Management 6 Elect Alexander Charles Hungate as For For Management Director 7 Elect Michael Lien Jown Leam as For Against Management Director 8 Elect Steven Phan Swee Kim as Director For For Management 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Issuance of Shares Pursuant to For For Management the UOB Scrip Dividend Scheme 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- VIVARA PARTICIPACOES SA Ticker: VIVA3 Security ID: P98017109 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Accept Management Statements for For For Management Fiscal Year Ended Dec. 31, 2019 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Company's For For Management Management 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- WIWYNN CORP. Ticker: 6669 Security ID: Y9673D101 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors 6.1 Elect SIMON LIN, a Representative of For For Management WISTRON CORPORATION, with SHAREHOLDER NO.0000001, as Non-independent Director 6.2 Elect EMILY HONG, with SHAREHOLDER NO. For For Management 0000002 as Non-independent Director 6.3 Elect FRANK LIN, a Representative of For For Management WISTRON CORPORATION, with SHAREHOLDER NO.0000001, as Non-independent Director 6.4 Elect SUNLAI CHANG, with SHAREHOLDER For For Management NO.0000005 as Non-independent Director 6.5 Elect STEVEN LU, with SHAREHOLDER NO. For For Management 0000007 as Non-independent Director 6.6 Elect CHARLES KAU, with SHAREHOLDER NO. For For Management A104129XXX as Independent Director 6.7 Elect SIMON DZENG, with SHAREHOLDER NO. For For Management Y100323XXX as Independent Director 6.8 Elect VICTOR CHENG, with SHAREHOLDER For For Management NO.J100515XXX as Independent Director 6.9 Elect CATHY HAN, with SHAREHOLDER NO. For For Management E220500XXX as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- WOORI FINANCIAL GROUP, INC. Ticker: 316140 Security ID: Y972JZ105 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Cheom Moon-ak as Outside Director For For Management 3.2 Elect Kim Hong-tae as Non-Independent For For Management Non-Executive Director 3.3 Elect Lee Won-deok as Inside Director For For Management 3.4 Elect Son Tae-seung as Inside Director For Against Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- WYNN MACAU LIMITED Ticker: 1128 Security ID: G98149100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Matthew O. Maddox as Director For For Management 2b Elect Nicholas Sallnow-Smith as For For Management Director 2c Elect Bruce Rockowitz as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Issuance of Shares Under the For Against Management Employee Ownership Scheme 9 Approve Increase the Scheme Limit For Against Management Under the Employee Ownership Scheme -------------------------------------------------------------------------------- YAMANA GOLD INC. Ticker: YRI Security ID: 98462Y100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Begeman For For Management 1.2 Elect Director Christiane Bergevin For For Management 1.3 Elect Director Alexander Davidson For Withhold Management 1.4 Elect Director Richard Graff For For Management 1.5 Elect Director Kimberly Keating For For Management 1.6 Elect Director Peter Marrone For For Management 1.7 Elect Director Jane Sadowsky For For Management 1.8 Elect Director Dino Titaro For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- YANDEX NV Ticker: YNDX Security ID: N97284108 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Prior Approval by the Class A Meeting For For Management of Agenda Item 1 (Amendment of Articles of Association) 1 Amend Articles of Association For For Management 2 Authorize Repurchase of Priority Share For For Management 3 Elect Alexey Komissarov as For For Management Non-Executive Director 4 Elect Alexei Yakovitsky as For For Management Non-Executive Director 5 Approve Cancellation of Outstanding For For Management Class C Ordinary Shares -------------------------------------------------------------------------------- ZEE ENTERTAINMENT ENTERPRISES LIMITED Ticker: 505537 Security ID: Y98893152 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Dividend on Preference Shares For For Management 3 Declare Dividend on Equity Shares For For Management 4 Reelect Subhash Chandra as Director For Against Management 5 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- ZHONGSHENG GROUP HOLDINGS LIMITED Ticker: 881 Security ID: G9894K108 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Huang Yi as Director For Against Management 4 Elect David Alexander Newbigging as For For Management Director 5 Elect Hsu David as Director For For Management 6 Elect Ying Wei as Director For For Management 7 Elect Li Yanwei as Director For For Management 8 Elect Li Guohui as Director For For Management 9 Elect Tang Xianfeng as Director For For Management 10 Authorize Board to Fix Remuneration of For For Management Directors 11 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 12 Authorize Repurchase of Issued Share For For Management Capital 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 14 Authorize Reissuance of Repurchased For Against Management Shares ================= Boston Partners Global Equity Advantage Fund ================= ACCOR SA Ticker: AC Security ID: F00189120 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Reelect Sebastien Bazin as Director For Against Management 5 Reelect Iris Knobloch as Director For For Management 6 Elect Bruno Pavlovsky as Director For For Management 7 Approve Transaction with SASP Paris For Against Management Saint-Germain Football Re: Partnership Agreement 8 Ratify Appointment of Ernst & Young et For For Management Autres as Auditor 9 Approve Compensation of Corporate For For Management Officers 10 Approve Compensation of Sebastien Bazin For Against Management 11 Approve Remuneration Policy of For Against Management Chairman and CEO 12 Approve Remuneration Policy of For For Management Directors 13 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 14 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 15 Amend Articles 12 and 15 of Bylaws Re: For For Management Employee Representatives; Board Members Deliberation via Written Consultation 16 Authorize Board to Issue Free Warrants For Against Management with Preemptive Rights During a Public Tender Offer 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director John J. Brennan For For Management 1c Elect Director Peter Chernin For For Management 1d Elect Director Ralph de la Vega For For Management 1e Elect Director Anne Lauvergeon For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director Theodore J. Leonsis For For Management 1h Elect Director Karen L. Parkhill For For Management 1i Elect Director Lynn A. Pike For For Management 1j Elect Director Stephen J. Squeri For For Management 1k Elect Director Daniel L. Vasella For For Management 1l Elect Director Ronald A. Williams For For Management 1m Elect Director Christopher D. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gail K. Boudreaux For For Management 1.2 Elect Director R. Kerry Clark For For Management 1.3 Elect Director Robert L. Dixon, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AXA SA Ticker: CS Security ID: F06106102 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.73 per Share 4 Approve Compensation of Corporate For For Management Officers 5 Approve Compensation of Denis Duverne, For For Management Chairman of the Board 6 Approve Compensation of Thomas Buberl, For For Management CEO 7 Approve Remuneration Policy of CEO For For Management 8 Approve Remuneration Policy of For For Management Chairman of the Board 9 Approve Remuneration Policy of For For Management Directors 10 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 11 Reelect Angelien Kemna as Director For For Management 12 Reelect Irene Dorner as Director For For Management 13 Elect Isabel Hudson as Director For For Management 14 Elect Antoine Gosset-Grainville as For For Management Director 15 Elect Marie-France Tschudin as Director For For Management 16 Elect Helen Browne as Director For For Shareholder A Elect Jerome Amouyal as Director Against Against Shareholder B Elect Constance Reschke as Director Against Against Shareholder C Elect Bamba Sall as Director Against Against Shareholder D Elect Bruno Guy-Wasier as Director Against Against Shareholder E Elect Timothy Leary as Director Against Against Shareholder F Elect Ashitkumar Shah as Director Against Against Shareholder 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 19 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 20 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 21 Amend Article 10 of Bylaws Re: For For Management Employee Representatives 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AXIS CAPITAL HOLDINGS LIMITED Ticker: AXS Security ID: G0692U109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas C. Ramey For For Management 1.2 Elect Director Wilhelm Zeller For For Management 1.3 Elect Director Lizabeth H. Zlatkus For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Deloitte Ltd. as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- AZUL SA Ticker: AZUL4 Security ID: 05501U106 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 3 Approve Cooperation Agreement between For Against Management Azul Linhas Aereas Brasileiras SA and TAP - Transportes Aereos Portugueses SA -------------------------------------------------------------------------------- BARRICK GOLD CORPORATION Ticker: ABX Security ID: 067901108 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director D. Mark Bristow For For Management 1.2 Elect Director Gustavo A. Cisneros For Withhold Management 1.3 Elect Director Christopher L. Coleman For Withhold Management 1.4 Elect Director J. Michael Evans For For Management 1.5 Elect Director Brian L. Greenspun For Withhold Management 1.6 Elect Director J. Brett Harvey For For Management 1.7 Elect Director Andrew J. Quinn For For Management 1.8 Elect Director M. Loreto Silva For For Management 1.9 Elect Director John L. Thornton For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- BAUSCH HEALTH COMPANIES INC. Ticker: BHC Security ID: 071734107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard U. De Schutter For For Management 1b Elect Director D. Robert Hale For For Management 1c Elect Director Argeris (Jerry) N. For For Management Karabelas 1d Elect Director Sarah B. Kavanagh For For Management 1e Elect Director Joseph C. Papa For For Management 1f Elect Director John A. Paulson For For Management 1g Elect Director Robert N. Power For For Management 1h Elect Director Russel C. Robertson For For Management 1i Elect Director Thomas W. Ross, Sr. For For Management 1j Elect Director Andrew C. von Eschenbach For For Management 1k Elect Director Amy B. Wechsler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BAYER AG Ticker: BAYN Security ID: D0712D163 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2019 2 Approve Discharge of Management Board For For Management for Fiscal 2019 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 4.1 Elect Ertharin Cousin to the For For Management Supervisory Board 4.2 Elect Otmar Wiestler to the For For Management Supervisory Board 4.3 Elect Horst Baier to the Supervisory For For Management Board 5 Approve Remuneration Policy for the For For Management Management Board 6 Approve Remuneration Policy for the For For Management Supervisory Board 7 Amend Articles Re: Supervisory Board For For Management Term of Office 8 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020 -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 02, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Gregory E. Abel For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Stephen B. Burke For For Management 1.6 Elect Director Kenneth I. Chenault For For Management 1.7 Elect Director Susan L. Decker For Withhold Management 1.8 Elect Director David S. Gottesman For For Management 1.9 Elect Director Charlotte Guyman For Withhold Management 1.10 Elect Director Ajit Jain For For Management 1.11 Elect Director Thomas S. Murphy For Withhold Management 1.12 Elect Director Ronald L. Olson For For Management 1.13 Elect Director Walter Scott, Jr. For For Management 1.14 Elect Director Meryl B. Witmer For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Adopt a Policy on Board Diversity Against Against Shareholder -------------------------------------------------------------------------------- BNP PARIBAS SA Ticker: BNP Security ID: F1058Q238 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Reelect Jean Lemierre as Director For For Management 7 Reelect Jacques Aschenbroich as For For Management Director 8 Reelect Monique Cohen as Director For For Management 9 Reelect Daniela Schwarzer as Director For For Management 10 Reelect Fields Wicker-Miurin as For For Management Director 11 Approve Remuneration Policy of For For Management Directors 12 Approve Remuneration Policy of For For Management Chairman of the Board 13 Approve Remuneration Policy of CEO and For For Management Vice-CEO 14 Approve Compensation of Corporate For For Management Officers 15 Approve Compensation of Jean Lemierre, For For Management Chairman of the Board 16 Approve Compensation of Jean-Laurent For For Management Bonnafe, CEO 17 Approve Compensation of Philippe For For Management Bordenave, Vice-CEO 18 Approve the Overall Envelope of For For Management Compensation of Certain Senior Management, Responsible Officers and the Risk-takers 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion 20 Authorize Capital Increase of Up to For For Management EUR 240 Million for Future Exchange Offers 21 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 22 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 20-21 at EUR 240 Million 23 Authorize Capitalization of Reserves For For Management of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 24 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Amend Article 7 of Bylaws Re: Employee For For Management Shareholder Representative 28 Amend Article 15 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 29 Amend Articles 7, 10, 11, 19 of Bylaws For For Management to Comply with Legal Changes 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BP PLC Ticker: BP Security ID: G12793108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4(a) Elect Bernard Looney as Director For For Management 4(b) Re-elect Brian Gilvary as Director For For Management 4(c) Re-elect Dame Alison Carnwath as For For Management Director 4(d) Re-elect Pamela Daley as Director For For Management 4(e) Re-elect Sir Ian Davis as Director For For Management 4(f) Re-elect Dame Ann Dowling as Director For For Management 4(g) Re-elect Helge Lund as Director For For Management 4(h) Re-elect Melody Meyer as Director For For Management 4(i) Re-elect Brendan Nelson as Director For For Management 4(j) Re-elect Paula Reynolds as Director For For Management 4(k) Re-elect Sir John Sawers as Director For For Management 5 Reappoint Deloitte LLP as Auditors For For Management 6 Authorise Audit Committee to Fix For For Management Remuneration of Auditors 7 Approve Executive Directors' Incentive For For Management Plan 8 Authorise EU Political Donations and For For Management Expenditure 9 Authorise Issue of Equity For Against Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BRENNTAG AG Ticker: BNR Security ID: D12459117 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.25 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6.1 Elect Stefanie Berlinger to the For For Management Supervisory Board 6.2 Elect Andreas Rittstieg to the For For Management Supervisory Board 6.3 Elect Doreen Nowotne to the For For Management Supervisory Board 6.4 Elect Richard Ridinger to the For For Management Supervisory Board 7 Change of Corporate Form to Societas For For Management Europaea (SE) -------------------------------------------------------------------------------- CAPGEMINI SE Ticker: CAP Security ID: F4973Q101 Meeting Date: MAY 20, 2020 Meeting Type: Annual/Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.35 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Compensation of Paul Hermelin, For For Management Chairman and CEO 6 Approve Compensation of Thierry For For Management Delaporte, Vice-CEO 7 Approve Compensation of Aiman Ezzat, For For Management Vice-CEO 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Remuneration Policy of For For Management Chairman and CEO 10 Approve Remuneration Policy of For For Management Vice-CEOs 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO For For Management 13 Approve Remuneration Policy of For For Management Directors 14 Reelect Sian Herbert-Jones as Director For For Management 15 Elect Belen Moscoso del Prado For For Management Lopez-Doriga as Director 16 Elect Aiman Ezzat as Director For For Management 17 Elect Lucia Sinapi-Thomas as Director For For Management Shareholder Representative 17A Elect Claire Sauvanaud as Director Against Against Management Shareholder Representative 18 Renew Appointment of For For Management PricewaterhouseCoopers Audit as Auditor 19 Appoint Mazars as Auditor For For Management 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Amend Articles 7 and 17 of Bylaws to For For Management Comply with Legal Changes 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Capitalization of Reserves For For Management of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 540 Million 25 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million 26 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 135 Million 27 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 25 and 26 28 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 29 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 30 Authorize up to 1.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers 31 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 32 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 33 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CDK GLOBAL, INC. Ticker: CDK Security ID: 12508E101 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For Against Management 1b Elect Director Willie A. Deese For Against Management 1c Elect Director Amy J. Hillman For For Management 1d Elect Director Brian M. Krzanich For For Management 1e Elect Director Stephen A. Miles For For Management 1f Elect Director Robert E. Radway For For Management 1g Elect Director Stephen F. Schuckenbrock For For Management 1h Elect Director Frank S. Sowinski For For Management 1i Elect Director Eileen J. Voynick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CIGNA CORPORATION Ticker: CI Security ID: 125523100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Cordani For For Management 1.2 Elect Director William J. DeLaney For For Management 1.3 Elect Director Eric J. Foss For For Management 1.4 Elect Director Elder Granger For For Management 1.5 Elect Director Isaiah Harris, Jr. For For Management 1.6 Elect Director Roman Martinez, IV For For Management 1.7 Elect Director Kathleen M. Mazzarella For For Management 1.8 Elect Director Mark B. McClellan For For Management 1.9 Elect Director John M. Partridge For For Management 1.10 Elect Director William L. Roper For For Management 1.11 Elect Director Eric C. Wiseman For For Management 1.12 Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For Against Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin For Against Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Carol B. Tome For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Ellen M. Costello For For Management 1c Elect Director Grace E. Dailey For For Management 1d Elect Director Barbara J. Desoer For For Management 1e Elect Director John C. Dugan For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Review on Governance Documents Against Against Shareholder 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- CK ASSET HOLDINGS LIMITED Ticker: 1113 Security ID: G2177B101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Tzar Kuoi, Victor as Director For For Management 3.2 Elect Chiu Kwok Hung, Justin as For Against Management Director 3.3 Elect Cheong Ying Chew, Henry as For Against Management Director 3.4 Elect Hung Siu-lin, Katherine as For For Management Director 3.5 Elect Colin Stevens Russel as Director For For Management 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Naomi M. Bergman For For Management 1.4 Elect Director Edward D. Breen For Withhold Management 1.5 Elect Director Gerald L. Hassell For Withhold Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For Withhold Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Amend Stock Option Plan For For Management 4 Amend Restricted Stock Plan For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Risks Posed by Failing to Against Against Shareholder Prevent Sexual Harassment -------------------------------------------------------------------------------- COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN SCA Ticker: ML Security ID: F61824144 Meeting Date: JUN 23, 2020 Meeting Type: Annual/Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of EUR 2 per Share 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentionning the Absence of New Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Remuneration Policy of General For For Management Managers 7 Approve Remuneration Policy of For For Management Supervisory Board Members 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Florent For For Management Menegaux, General Manager Since May 17, 2019 10 Approve Compensation of Yves Chapo, For For Management Manager 11 Approve Compensation of Jean-Dominique For For Management Senard, General Manager Until May 17, 2019 12 Approve Compensation of Michel For For Management Rollier, Chairman of Supervisory Board 13 Elect Anne-Sophie de La Bigne as For For Management Supervisory Board Member 14 Elect Jean-Pierre Duprieu as For For Management Supervisory Board Member 15 Elect Patrick de La Chevardiere as For For Management Supervisory Board Member 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 126 Million 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 35 Million 18 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 35 Million 19 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 20 Authorize Capitalization of Reserves For For Management of Up to EUR 80 Million for Bonus Issue or Increase in Par Value 21 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Set Total Limit for Capital Increase For For Management to Result from All Issuance Requests at EUR 126 Million 24 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 25 Authorize up to 0.9 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Within Performance Conditions Attached 26 Amend Article 15 of Bylaws Re: For For Management Employee Representatives 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CORTEVA, INC. Ticker: CTVA Security ID: 22052L104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lamberto Andreotti For For Management 1b Elect Director Robert A. Brown For For Management 1c Elect Director James C. Collins, Jr. For For Management 1d Elect Director Klaus A. Engel For For Management 1e Elect Director Michael O. Johanns For For Management 1f Elect Director Lois D. Juliber For For Management 1g Elect Director Rebecca B. Liebert For For Management 1h Elect Director Marcos M. Lutz For Against Management 1i Elect Director Nayaki Nayyar For For Management 1j Elect Director Gregory R. Page For For Management 1k Elect Director Lee M. Thomas For For Management 1l Elect Director Patrick J. Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- CRH PLC Ticker: CRH Security ID: G25508105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4a Re-elect Richie Boucher as Director For For Management 4b Elect Johan Karlstrom as Director For For Management 4c Elect Shaun Kelly as Director For For Management 4d Re-elect Heather McSharry as Director For For Management 4e Re-elect Albert Manifold as Director For For Management 4f Re-elect Senan Murphy as Director For For Management 4g Re-elect Gillian Platt as Director For For Management 4h Re-elect Mary Rhinehart as Director For For Management 4i Re-elect Lucinda Riches as Director For For Management 4j Re-elect Siobhan Talbot as Director For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Ratify Deloitte Ireland LLP as Auditors For For Management 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Authorise Reissuance of Treasury Shares For For Management 12 Approve Scrip Dividend For For Management -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Anne M. Finucane For For Management 1h Elect Director Edward J. Ludwig For For Management 1i Elect Director Larry J. Merlo For For Management 1j Elect Director Jean-Pierre Millon For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Amend Shareholder Written Consent Against Against Shareholder Provisions 7 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD. Ticker: D05 Security ID: Y20246107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Elect Peter Seah Lim Huat as Director For Against Management 6 Elect Ho Tian Yee as Director For For Management 7 Elect Olivier Lim Tse Ghow as Director For For Management 8 Elect Ow Foong Pheng as Director For Against Management 9 Approve Grant of Awards and Issuance For For Management of Shares Under the DBSH Share Plan 10 Approve Grant of Awards and Issuance For For Management of Shares Under the California Sub-Plan to the DBSH Share Plan 11 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 12 Approve Issuance of Shares Pursuant to For For Management the DBSH Scrip Dividend Scheme 13 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- DIRECT LINE INSURANCE GROUP PLC Ticker: DLG Security ID: G2871V114 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Re-elect Mike Biggs as Director For For Management 5 Re-elect Danuta Gray as Director For For Management 6 Re-elect Mark Gregory as Director For For Management 7 Re-elect Jane Hanson as Director For For Management 8 Elect Tim Harris as Director For For Management 9 Re-elect Penny James as Director For For Management 10 Re-elect Sebastian James as Director For For Management 11 Re-elect Fiona McBain as Director For For Management 12 Re-elect Gregor Stewart as Director For For Management 13 Re-elect Richard Ward as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Approve Long Term Incentive Plan For For Management 18 Approve Deferred Annual Incentive Plan For For Management 19 Authorise Issue of Equity For Against Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise Issue of Equity in Relation For For Management to an Issue of RT1 Instruments 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to an Issue of RT1 Instruments 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 26 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- DUPONT DE NEMOURS, INC. Ticker: DD Security ID: 26614N102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy G. Brady For For Management 1b Elect Director Edward D. Breen For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director Franklin K. Clyburn, Jr. For For Management 1e Elect Director Terrence R. Curtin For For Management 1f Elect Director Alexander M. Cutler For For Management 1g Elect Director Eleuthere I. du Pont For For Management 1h Elect Director Rajiv L. Gupta For For Management 1i Elect Director Luther C. Kissam For For Management 1j Elect Director Frederick M. Lowery For For Management 1k Elect Director Raymond J. Milchovich For For Management 1l Elect Director Steven M. Sterin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Approve Creation of an Employee Board Against Against Shareholder Advisory Position -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Michael J. Critelli For For Management 1d Elect Director Richard H. Fearon For For Management 1e Elect Director Olivier Leonetti For For Management 1f Elect Director Deborah L. McCoy For For Management 1g Elect Director Silvio Napoli For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sandra Pianalto For For Management 1j Elect Director Lori J. Ryerkerk For For Management 1k Elect Director Gerald B. Smith For For Management 1l Elect Director Dorothy C. Thompson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Authorize Issue of Equity with For For Management Pre-emptive Rights 6 Authorize Issue of Equity without For For Management Pre-emptive Rights 7 Authorize Share Repurchase of Issued For For Management Share Capital -------------------------------------------------------------------------------- EIFFAGE SA Ticker: FGR Security ID: F2924U106 Meeting Date: APR 22, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Jean-Francois Roverato as For For Management Director 6 Reelect Jean Guenard as Director For For Management 7 Approve Remuneration Policy of Board For For Management Members 8 Approve Remuneration Policy of For For Management Chairman and CEO 9 Approve Compensation Report For For Management 10 Approve Compensation of Benoit de For Against Management Ruffray, Chairman and CEO 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Authorize Capitalization of Reserves For For Management of Up to EUR 80 Million for Bonus Issue or Increase in Par Value 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 156.8 Million 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 39.2 Million 16 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 39.2 Million 17 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 14-16 18 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 19 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 15, 16 and 18 at EUR 39.2 Million 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize up to 1 Million Shares for For Against Management Use in Stock Option Plans 22 Amend Article 17 of Bylaws Re: For For Management Employee Representatives 23 Amend Article 23 of Bylaws Re: Written For For Management Consultation 24 Amend Articles 20, 24, 26 and 30 of For For Management Bylaws Re: Board and Censor Remuneration, Chairman of the Board Power and Proxy Forms 25 Textual References Regarding Change of For Against Management Codification 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. Ticker: RE Security ID: G3223R108 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Amore For For Management 1.2 Elect Director Juan C. Andrade For For Management 1.3 Elect Director William F. Galtney, Jr. For For Management 1.4 Elect Director John A. Graf For For Management 1.5 Elect Director Meryl Hartzband For For Management 1.6 Elect Director Gerri Losquadro For For Management 1.7 Elect Director Roger M. Singer For For Management 1.8 Elect Director Joseph V. Taranto For For Management 1.9 Elect Director John A. Weber For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- FAIRFAX FINANCIAL HOLDINGS LIMITED Ticker: FFH Security ID: 303901102 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony F. Griffiths For For Management 1.2 Elect Director Robert J. Gunn For For Management 1.3 Elect Director Karen L. Jurjevich For For Management 1.4 Elect Director R. William McFarland For For Management 1.5 Elect Director Christine N. McLean For For Management 1.6 Elect Director Timothy R. Price For For Management 1.7 Elect Director Brandon W. Sweitzer For For Management 1.8 Elect Director Lauren C. Templeton For For Management 1.9 Elect Director Benjamin P. Watsa For For Management 1.10 Elect Director V. Prem Watsa For Withhold Management 1.11 Elect Director William C. Weldon For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRST AMERICAN FUNDS, INC. Ticker: Security ID: 31846V328 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David K. Baumgardner For Withhold Management 1.2 Elect Director Mark E. Gaumond For Withhold Management 1.3 Elect Director Roger A. Gibson For Withhold Management 1.4 Elect Director Jennifer J. McPeek For For Management 1.5 Elect Director C. David Myers For For Management 1.6 Elect Director Richard K. Riederer For Withhold Management 1.7 Elect Director P. Kelly Tompkins For For Management -------------------------------------------------------------------------------- FLSMIDTH & CO. A/S Ticker: FLS Security ID: K90242130 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3a Approve Actual Remuneration of For For Management Directors for 2019 in the Aggregate Amount of DKK 6.4 Million 3b Approve Remuneration of Directors for For For Management 2020 in the Amount of DKK 1.35 Million for the Chairman, DKK 900,000 for the Vice Chairman and DKK 450,000 for Other Directors; Approve Remuneration for Committee Work 4 Approve Allocation of Income and For For Management Omission of Dividends 5.1 Determine Number of Members (6) and For For Management Deputy Members (0) of Board 5.2.a Reelect Vagn Ove Sorensen as Director For For Management 5.2.b Reelect Tom Knutzen as Director For For Management 5.2.c Reelect Richard Robinson Smith as For For Management Director 5.2.d Reelect Anne Louise Eberhard as For For Management Director 5.2.e Reelect Gillian Dawn Winckler as For For Management Director 5.2.f Reelect Thrasyvoulos Moraitis as For For Management Director 5.2.g Elect Richardt Ejnar Fangel as New Abstain Abstain Shareholder Director 6 Ratify Ernst & Young as Auditors For For Management 7.1 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 7.2 Approve Creation of DKK 100 Million For For Management Pool of Capital without Preemptive Rights 7.3 Amend Articles Re: Editorial Changes For For Management due to Merger of VP Securities A/S and VP Services A/S 7.4 Amend Articles Re: Change of Standard For For Management Agenda For Annual General Meeting 7.5 Authorize Share Repurchase Program For For Management 8 Other Business None None Management -------------------------------------------------------------------------------- GLENCORE PLC Ticker: GLEN Security ID: G39420107 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect Anthony Hayward as Director For For Management 3 Re-elect Ivan Glasenberg as Director For For Management 4 Re-elect Peter Coates as Director For For Management 5 Re-elect Leonhard Fischer as Director For For Management 6 Re-elect Martin Gilbert as Director For For Management 7 Re-elect John Mack as Director For For Management 8 Re-elect Gill Marcus as Director For For Management 9 Re-elect Patrice Merrin as Director For For Management 10 Elect Kalidas Madhavpeddi as Director For For Management 11 Approve Remuneration Policy For For Management 12 Approve Remuneration Report For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- HEIDELBERGCEMENT AG Ticker: HEI Security ID: D31709104 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 3.1 Approve Discharge of Management Board For For Management Member Bernd Scheifele for Fiscal 2019 3.2 Approve Discharge of Management Board For For Management Member Dominik von Achten for Fiscal 2019 3.3 Approve Discharge of Management Board For For Management Member Kevin Gluskie for Fiscal 2019 3.4 Approve Discharge of Management Board For For Management Member Hakan Gurdal for Fiscal 2019 3.5 Approve Discharge of Management Board For For Management Member Ernest Jelito for Fiscal 2019 3.6 Approve Discharge of Management Board For For Management Member Jon Morrish for Fiscal 2019 3.7 Approve Discharge of Management Board For For Management Member Lorenz Naeger for Fiscal 2019 3.8 Approve Discharge of Management Board For For Management Member Albert Scheuer for Fiscal 2019 3.9 Approve Discharge of Management Board For For Management Member Christopher Ward for Fiscal 2019 4.1 Approve Discharge of Supervisory Board For For Management Member Fritz-Juergen Heckmann for Fiscal 2019 4.2 Approve Discharge of Supervisory Board For For Management Member Heinz Schmitt for Fiscal 2019 4.3 Approve Discharge of Supervisory Board For For Management Member Barbara Breuninger for Fiscal 2019 4.4 Approve Discharge of Supervisory Board For For Management Member Josef Heumann for Fiscal 2019 4.5 Approve Discharge of Supervisory Board For For Management Member Birgit Jochens for Fiscal 2019 4.6 Approve Discharge of Supervisory Board For For Management Member Gabriele Kailing for Fiscal 2019 4.7 Approve Discharge of Supervisory Board For For Management Member Ludwig Merckle for Fiscal 2019 4.8 Approve Discharge of Supervisory Board For For Management Member Tobias Merckle for Fiscal 2019 4.9 Approve Discharge of Supervisory Board For For Management Member Luka Mucic for Fiscal 2019 4.10 Approve Discharge of Supervisory Board For For Management Member Ines Ploss for Fiscal 2019 4.11 Approve Discharge of Supervisory Board For For Management Member Peter Riedel for Fiscal 2019 4.12 Approve Discharge of Supervisory Board For For Management Member Juergen Schneider for Fiscal 2019 4.13 Approve Discharge of Supervisory Board For For Management Member Werner Schraeder for Fiscal 2019 4.14 Approve Discharge of Supervisory Board For For Management Member Margret Suckale for Fiscal 2019 4.15 Approve Discharge of Supervisory Board For For Management Member Stephan Wehning for Fiscal 2019 4.16 Approve Discharge of Supervisory Board For For Management Member Marion Weissenberger-Eibl for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6 Approve Creation of EUR 178.5 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights -------------------------------------------------------------------------------- HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Ticker: HTO Security ID: X3258B102 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management 2 Approve Cancellation of Repurchased For For Management Shares 3 Various Announcements None None Management -------------------------------------------------------------------------------- HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Ticker: HTO Security ID: X3258B102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports and Income Allocation 2 Receive Report on Activities of Audit None None Management Committee 3 Approve Management of Company and For For Management Grant Discharge to Auditors 4 Ratify Auditors For For Management 5 Approve Remuneration Policy For For Management 6 Approve Director Remuneration For For Management 7 Advisory Vote on Remuneration Report For For Management 8 Approve Director Liability and For For Management Indemnification 9 Announcement of Related Party None None Management Transactions 10 Amend Company Articles For For Management 11.1 Elect Amanda Sisson as Director For For Management 11.2 Elect a Shareholder-Nominee to the None Abstain Shareholder Board 11.3 Elect a Shareholder-Nominee to the None Abstain Shareholder Board 12.1 Elect Amanda Sisson as Audit Committee For For Management Member 12.2 Elect a Shareholder-Nominee to the None Abstain Shareholder Audit Committee 12.3 Elect a Shareholder-Nominee to the None Abstain Shareholder Audit Committee 13 Announcement of Director Appointments None None Management 14 Various Announcements None None Management -------------------------------------------------------------------------------- HUSQVARNA AB Ticker: HUSQ.B Security ID: W4235G116 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of None None Management Shareholders 4 Approve Agenda of Meeting For For Management 5.a Designate Ricard Wennerklint as For For Management Inspector of Minutes of Meeting 5.b Designate Henrik Didner as Inspector For For Management of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7.a Accept Financial Statements and For For Management Statutory Reports 7.b Approve Allocation of Income and For For Management Omission of Dividends 7.c1 Approve Discharge of Board Member Tom For For Management Johnstone 7.c2 Approve Discharge of Board Member Ulla For For Management Litzen 7.c3 Approve Discharge of Board Member For For Management Katarina Martinson 7.c4 Approve Discharge of Board Member For For Management Bertrand Neuschwander 7.c5 Approve Discharge of Board Member For For Management Daniel Nodhall 7.c6 Approve Discharge of Board Member Lars For For Management Pettersson 7.c7 Approve Discharge of Board Member For For Management Christine Robins 7.c8 Approve Discharge of CEO Kai Warn For For Management 8.a Determine Number of Members (8) and For For Management Deputy Members (0) of Board 8.b Determine Number of Auditors (1) and For For Management Deputy Auditors 9 Approve Remuneration of Directors in For For Management the Amount of SEK 2 Million to Chairman and SEK 580,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 10.a Reelect Tom Johnstone as Director For Against Management 10.b Reelect Ulla Litzen as Director For For Management 10.c Reelect Katarina Martinson as Director For Against Management 10.d Reelect Bertrand Neuschwander as For For Management Director 10.e Reelect Daniel Nodhall as Director For Against Management 10.f Reelect Lars Pettersson as Director For Against Management 10.g Reelect Christine Robins as Director For For Management 10.h Elect Henric Andersson as New Director For Against Management 10.i Appoint Tom Johnstone as Board Chairman For Against Management 11.a Ratify Ernst & Young as Auditors For For Management 11.b Approve Remuneration of Auditors For For Management 12 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 13 Approve Performance Share Incentive For Against Management Program LTI 2020 14 Approve Equity Swap Arrangement to For Against Management Cover Obligations Under LTI 2020 15 Approve Issuance of 57.6 Million Class For For Management B Shares without Preemptive Rights 16 Close Meeting None None Management -------------------------------------------------------------------------------- IMPERIAL BRANDS PLC Ticker: IMB Security ID: G4720C107 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Susan Clark as Director For Against Management 5 Re-elect Alison Cooper as Director For For Management 6 Re-elect Therese Esperdy as Director For For Management 7 Re-elect Simon Langelier as Director For For Management 8 Re-elect Matthew Phillips as Director For For Management 9 Re-elect Steven Stanbrook as Director For For Management 10 Elect Jonathan Stanton as Director For For Management 11 Re-elect Oliver Tant as Director For For Management 12 Re-elect Karen Witts as Director For For Management 13 Appoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INDUSTRIA DE DISENO TEXTIL SA Ticker: ITX Security ID: E6282J125 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Non-Financial Information For For Management Report 4 Approve Allocation of Income and For For Management Dividends 5 Fix Number of Directors at 11 For For Management 6.a Reelect Pablo Isla Alvarez de Tejera For For Management as Director 6.b Reelect Amancio Ortega Gaona as For For Management Director 6.c Elect Carlos Crespo Gonzalez as For For Management Director 6.d Reelect Emilio Saracho Rodriguez de For For Management Torres as Director 6.e Reelect Jose Luis Duran Schulz as For For Management Director 7.a Amend Article 13 Re: General Meetings For For Management 7.b Amend Articles Re: Board Committees For For Management 7.c Amend Articles Re: Annual Accounts and For For Management Allocation of Income 8 Renew Appointment of Deloitte as For For Management Auditor 9 Approve Restricted Stock Plan For For Management 10 Authorize Share Repurchase Program For For Management 11 Amend Remuneration Policy For For Management 12 Advisory Vote on Remuneration Report For For Management 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- ITT INC. Ticker: ITT Security ID: 45073V108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Orlando D. Ashford For For Management 1b Elect Director Geraud Darnis For For Management 1c Elect Director Donald DeFosset, Jr. For For Management 1d Elect Director Nicholas C. Fanandakis For For Management 1e Elect Director Richard P. Lavin For For Management 1f Elect Director Mario Longhi For For Management 1g Elect Director Rebecca A. McDonald For For Management 1h Elect Director Timothy H. Powers For For Management 1i Elect Director Luca Savi For For Management 1j Elect Director Cheryl L. Shavers For For Management 1k Elect Director Sabrina Soussan For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For For Management Permit Removal of Directors With or Without Cause 5 Require Independent Board Chair Against For Shareholder 6 Report on Governance Measures Against For Shareholder Implemented Related to Opioids -------------------------------------------------------------------------------- KB FINANCIAL GROUP, INC. Ticker: 105560 Security ID: Y46007103 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Hur Yin as Non-Independent For For Management Non-Executive Director 3.2 Elect Stuart B. Solomon as Outside For For Management Director 3.3 Elect Sonu Suk-ho as Outside Director For For Management 3.4 Elect Choi Myung-hee as Outside For For Management Director 3.5 Elect Jeong Kou-whan as Outside For For Management Director 3.6 Elect Kwon Seon-ju as Outside Director For For Management 4 Elect Oh Gyu-taek as Outside Director For For Management to serve as an Audit Committee Member 5.1 Elect Choi Myung-hee as a Member of For For Management Audit Committee 5.2 Elect Jeong Kou-whan as a Member of For For Management Audit Committee 5.3 Elect Kim Gyeong-ho as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KDDI CORP. Ticker: 9433 Security ID: J31843105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Tanaka, Takashi For Against Management 2.2 Elect Director Takahashi, Makoto For Against Management 2.3 Elect Director Shoji, Takashi For Against Management 2.4 Elect Director Muramoto, Shinichi For Against Management 2.5 Elect Director Mori, Keiichi For Against Management 2.6 Elect Director Morita, Kei For Against Management 2.7 Elect Director Amamiya, Toshitake For Against Management 2.8 Elect Director Takeyama, Hirokuni For Against Management 2.9 Elect Director Yoshimura, Kazuyuki For Against Management 2.10 Elect Director Yamaguchi, Goro For Against Management 2.11 Elect Director Yamamoto, Keiji For Against Management 2.12 Elect Director Oyagi, Shigeo For Against Management 2.13 Elect Director Kano, Riyo For Against Management 2.14 Elect Director Goto, Shigeki For For Management 3.1 Appoint Statutory Auditor Takagi, For For Management Kenichiro 3.2 Appoint Statutory Auditor Honto, Shin For For Management 3.3 Appoint Statutory Auditor Matsumiya, For For Management Toshihiko 3.4 Appoint Statutory Auditor Karube, Jun For For Management -------------------------------------------------------------------------------- KT CORP. Ticker: 030200 Security ID: 48268K101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Elect Ku Hyeon-mo as CEO For For Management 3 Approve Financial Statements and For For Management Allocation of Income 4.1 Elect Park Yoon-young as Inside For For Management Director 4.2 Elect Park Jong-ook as Inside Director For For Management 4.3 Elect Kang Chung-gu as Outside Director For For Management 4.4 Elect Park Chan-hi as Outside Director For For Management 4.5 Elect Yeo Eun-jung as Outside Director For For Management 4.6 Elect Pyo Hyun-myung as Outside For For Management Director 5.1 Elect Sung Tae-yoon as a Member of For Against Management Audit Committee 5.2 Elect Yeo Eun-jung as a Member of For For Management Audit Committee 5.3 Elect Kang Chung-gu as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Management Contract For For Management 8 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- LABORATORY CORPORATION OF AMERICA HOLDINGS Ticker: LH Security ID: 50540R409 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kerrii B. Anderson For For Management 1b Elect Director Jean-Luc Belingard For For Management 1c Elect Director Jeffrey A. Davis For For Management 1d Elect Director D. Gary Gilliland For For Management 1e Elect Director Garheng Kong For For Management 1f Elect Director Peter M. Neupert For For Management 1g Elect Director Richelle P. Parham For For Management 1h Elect Director Adam H. Schechter For For Management 1i Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- LENNAR CORPORATION Ticker: LEN Security ID: 526057104 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rick Beckwitt For For Management 1b Elect Director Irving Bolotin For Against Management 1c Elect Director Steven L. Gerard For For Management 1d Elect Director Tig Gilliam For For Management 1e Elect Director Sherrill W. Hudson For For Management 1f Elect Director Jonathan M. Jaffe For For Management 1g Elect Director Sidney Lapidus For For Management 1h Elect Director Teri P. McClure For Against Management 1i Elect Director Stuart Miller For For Management 1j Elect Director Armando Olivera For Against Management 1k Elect Director Jeffrey Sonnenfeld For Against Management 1l Elect Director Scott Stowell For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LEONARDO SPA Ticker: LDO Security ID: T6S996112 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports of Sistemi Dinamici SpA 2 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income of Leonardo SpA 3 Fix Number of Directors For For Management 4 Fix Board Terms for Directors For For Management 5.1 Slate 1 Submitted by Ministry of None Against Shareholder Economy and Finance 5.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 6 Elect Luciano Carta as Board Chair None For Shareholder 7 Approve Remuneration of Directors For Against Management 8 Approve Remuneration Policy For For Management 9 Approve Second Section of the For Against Management Remuneration Report 10 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Steven A. Davis For For Management 2b Elect Director J. Michael Stice For For Management 2c Elect Director John P. Surma For For Management 2d Elect Director Susan Tomasky For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Adopt Simple Majority Vote For For Shareholder 6 Report on Integrating Community Against Against Shareholder Impacts Into Executive Compensation Program -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUN 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dominic J. Caruso For For Management 1.2 Elect Director N. Anthony Coles For For Management 1.3 Elect Director M. Christine Jacobs For For Management 1.4 Elect Director Donald R. Knauss For For Management 1.5 Elect Director Marie L. Knowles For For Management 1.6 Elect Director Bradley E. Lerman For For Management 1.7 Elect Director Edward A. Mueller For For Management 1.8 Elect Director Susan R. Salka For For Management 1.9 Elect Director Brian S. Tyler For For Management 1.10 Elect Director Kenneth E. Washington For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- MEDTRONIC PLC Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Andrea J. Goldsmith For For Management 1e Elect Director Randall J. Hogan, III For For Management 1f Elect Director Omar Ishrak For For Management 1g Elect Director Michael O. Leavitt For For Management 1h Elect Director James T. Lenehan For For Management 1i Elect Director Geoffrey S. Martha For For Management 1j Elect Director Elizabeth G. Nabel For For Management 1k Elect Director Denise M. O'Leary For For Management 1l Elect Director Kendall J. Powell For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Authorize Overseas Market Purchases of For For Management Ordinary Shares -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Mary Ellen Coe For For Management 1d Elect Director Pamela J. Craig For For Management 1e Elect Director Kenneth C. Frazier For For Management 1f Elect Director Thomas H. Glocer For For Management 1g Elect Director Risa J. Lavizzo-Mourey For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Corporate Tax Savings Against Against Shareholder Allocation -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- MOHAWK INDUSTRIES, INC. Ticker: MHK Security ID: 608190104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karen A. Smith Bogart For Against Management 1.2 Elect Director Jeffrey S. Lorberbaum For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NETAPP, INC. Ticker: NTAP Security ID: 64110D104 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director T. Michael Nevens For For Management 1b Elect Director Gerald Held For For Management 1c Elect Director Kathryn M. Hill For For Management 1d Elect Director Deborah L. Kerr For Against Management 1e Elect Director George Kurian For For Management 1f Elect Director Scott F. Schenkel For For Management 1g Elect Director George T. Shaheen For Against Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEWMONT CORPORATION Ticker: NEM Security ID: 651639106 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory H. Boyce For For Management 1.2 Elect Director Bruce R. Brook For For Management 1.3 Elect Director J. Kofi Bucknor For For Management 1.4 Elect Director Maura Clark For For Management 1.5 Elect Director Matthew Coon Come For For Management 1.6 Elect Director Noreen Doyle For For Management 1.7 Elect Director Veronica M. Hagen For For Management 1.8 Elect Director Rene Medori For For Management 1.9 Elect Director Jane Nelson For For Management 1.10 Elect Director Thomas Palmer For For Management 1.11 Elect Director Julio M. Quintana For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NEXSTAR MEDIA GROUP, INC. Ticker: NXST Security ID: 65336K103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Miller For For Management 1.2 Elect Director John R. Muse For Withhold Management 1.3 Elect Director I. Martin Pompadur For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NIPPON TELEGRAPH & TELEPHONE CORP. Ticker: 9432 Security ID: J59396101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 47.5 2.1 Elect Director Shinohara, Hiromichi For Against Management 2.2 Elect Director Sawada, Jun For Against Management 2.3 Elect Director Shimada, Akira For Against Management 2.4 Elect Director Shibutani, Naoki For For Management 2.5 Elect Director Shirai, Katsuhiko For Against Management 2.6 Elect Director Sakakibara, Sadayuki For Against Management 2.7 Elect Director Sakamura, Ken For Against Management 2.8 Elect Director Takegawa, Keiko For For Management 3 Appoint Statutory Auditor Takahashi, For For Management Kanae -------------------------------------------------------------------------------- NOVO NORDISK A/S Ticker: NOVO.B Security ID: K72807132 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3.1 Receive Remuneration Report 2019 None None Management 3.2a Approve Remuneration of Directors for For For Management 2019 in the Aggregate Amount of DKK 19. 4 Million 3.2b Approve Remuneration of Directors for For For Management 2020 in the Amount of DKK 2.2 Million for the Chairman, DKK 1.4 Million for the Vice Chairman, and DKK 720,000 for Other Directors; Approve Remuneration for Committee Work 3.3 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 3.4 Amend Articles Re: Voting on the For For Management Company's Remuneration Report at Annual General Meetings 4 Approve Allocation of Income and For For Management Dividends 5.1 Reelect Helge Lund as Director and For For Management Chairman 5.2 Reelect Jeppe Christiansen as Director For For Management and Deputy Chairman 5.3a Reelect Brian Daniels as Director For For Management 5.3b Reelect Laurence Debroux as Director For For Management 5.3c Reelect Andreas Fibig as Director For For Management 5.3d Reelect Sylvie Gregoire as Director For For Management 5.3e Reelect Liz Hewitt as Director For For Management 5.3f Reelect Kasim Kutay as Director For For Management 5.3g Reelect Martin Mackay as Director For For Management 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7.1 Approve DKK 10 Million Reduction in For For Management Share Capital via B Share Cancellation 7.2 Authorize Share Repurchase Program For For Management 7.3a Approve Creation of Pool of Capital For Against Management for the Benefit of Employees 7.3b Approve Creation of Pool of Capital For For Management with Preemptive Rights 7.3c Approve Creation of Pool of Capital For For Management without Preemptive Rights 7.4 Approve Donation to the World Diabetes For For Management Foundation 8 Disclosure of the Ratio between Against Against Shareholder Executive and Employee Remuneration in the Annual Reports 9 Other Business None None Management -------------------------------------------------------------------------------- NUTRIEN LTD. Ticker: NTR Security ID: 67077M108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher M. Burley For For Management 1.2 Elect Director Maura J. Clark For For Management 1.3 Elect Director David C. Everitt For For Management 1.4 Elect Director Russell K. Girling For For Management 1.5 Elect Director Miranda C. Hubbs For For Management 1.6 Elect Director Alice D. Laberge For For Management 1.7 Elect Director Consuelo E. Madere For For Management 1.8 Elect Director Charles V. Magro For For Management 1.9 Elect Director Keith G. Martell For For Management 1.10 Elect Director Aaron W. Regent For For Management 1.11 Elect Director Mayo M. Schmidt For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- NXP SEMICONDUCTORS N.V. Ticker: NXPI Security ID: N6596X109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board Members For For Management 3a Elect Kurt Sievers as Executive For For Management Director 3b Reelect Peter Bonfield as For For Management Non-Executive Director 3c Reelect Kenneth A. Goldman as For Against Management Non-Executive Director 3d Reelect Josef Kaeser as Non-Executive For For Management Director 3e Reelect Lena Olving as Non-Executive For For Management Director 3f Reelect Peter Smitham as Non-Executive For For Management Director 3g Reelect Julie Southern as For For Management Non-Executive Director 3h Reelect Jasmin Staiblin as For For Management Non-Executive Director 3i Reelect Gregory Summe as Non-Executive For For Management Director 3j Reelect Karl-Henrik Sundstrom as For For Management Non-Executive Director 4 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 5 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Cancellation of Ordinary Shares For For Management 8 Ratify Ernst & Young Accountants LLP For For Management as Auditors 9 Approve Remuneration of the Members For For Management and Chairs of the Audit Committee, Compensation Committee, and the Nominating and Governance Committee of the Board 10 Amend Articles to Establish Quorum For For Management Requirement 11 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 12 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For Withhold Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For Withhold Management 1.5 Elect Director George H. Conrades For Withhold Management 1.6 Elect Director Lawrence J. Ellison For For Management 1.7 Elect Director Rona A. Fairhead For For Management 1.8 Elect Director Hector Garcia-Molina None None Management *Withdrawn Resolution* 1.9 Elect Director Jeffrey O. Henley For For Management 1.10 Elect Director Mark V. Hurd - Deceased None None Management 1.11 Elect Director Renee J. James For Withhold Management 1.12 Elect Director Charles W. Moorman, IV For Withhold Management 1.13 Elect Director Leon E. Panetta For Withhold Management 1.14 Elect Director William G. Parrett For For Management 1.15 Elect Director Naomi O. Seligman For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Gender Pay Gap Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- OWENS CORNING Ticker: OC Security ID: 690742101 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian D. Chambers For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Adrienne D. Elsner For For Management 1d Elect Director J. Brian Ferguson For For Management 1e Elect Director Ralph F. Hake For For Management 1f Elect Director Edward F. Lonergan For For Management 1g Elect Director Maryann T. Mannen For For Management 1h Elect Director W. Howard Morris For For Management 1i Elect Director Suzanne P. Nimocks For For Management 1j Elect Director John D. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition -------------------------------------------------------------------------------- PERSIMMON PLC Ticker: PSN Security ID: G70202109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3 Approve Remuneration Policy For For Management 4 Approve Remuneration Report For For Management 5 Re-elect Roger Devlin as Director For For Management 6 Re-elect David Jenkinson as Director For For Management 7 Re-elect Michael Killoran as Director For For Management 8 Re-elect Nigel Mills as Director For For Management 9 Re-elect Rachel Kentleton as Director For For Management 10 Re-elect Simon Litherland as Director For For Management 11 Re-elect Marion Sears as Director For For Management 12 Elect Joanna Place as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- PEUGEOT SA Ticker: UG Security ID: F72313111 Meeting Date: JUN 25, 2020 Meeting Type: Annual/Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Ratify Appointment of Zhang Zutong as For For Management Supervisory Board Member 5 Reelect Catherine Bradley as For For Management Supervisory Board Member 6 Approve Remuneration Policy of Carlos For Against Management Tavares, Chairman of the Management Board 7 Approve Remuneration Policy of Olivier For Against Management Bourges, Michael Lohscheller, Maxime Picat as Members of the Management Board 8 Approve Remuneration Policy of Louis For For Management Gallois, Chairman of the Supervisory Board 9 Approve Remuneration Policy of Members For For Management of the Supervisory Board 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Carlos For Against Management Tavares, Chairman of the Management Board 12 Approve Compensation of Olivier For Against Management Bourges, Member of the Management Board Since March 1, 2019 13 Approve Compensation of Michael For Against Management Lohscheller, Member of the Management Board Since Sept. 1, 2019 14 Approve Compensation of Maxime Picat, For Against Management Member of the Management Board 15 Approve Compensation of For Against Management Jean-Christophe Quemard, Member of the Management Board Until Aug. 31, 2019 16 Approve Compensation of Louis Gallois, For For Management Chairman of the Supervisory Board 17 Approve Transaction with For For Management Etablissements Peugeot Freres and FFP Re: Engagement Letter 18 Approve Transaction with Bpifrance For For Management Participations and Lion Participations Re: Engagement Letter 19 Approve Transaction with Dongfeng For For Management Motor Group Re: Buyout Agreement 20 Waiver of the Establishment of a For For Management Special Negotiation Group Re: Merger Agreement Between Company and Fiat Chrysler Automobiles 21 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Board to Issue Free Warrants For Against Management with Preemptive Rights During a Public Tender Offer 24 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 25 Amend Article 10 of Bylaws Re: For For Management Employee Representative 26 Amend Article 12 of Bylaws Re: Payment For For Management of Dividends 27 Ratify Change Location of Registered For For Management Office to Centre Technique de Velizy, Route de Gisy, 78140 Velizy-Villacoublay and Amend Article 4 of Bylaws Accordingly 28 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director James M. Kilts For Against Management 1.9 Elect Director Dan R. Littman For For Management 1.10 Elect Director Shantanu Narayen For For Management 1.11 Elect Director Suzanne Nora Johnson For For Management 1.12 Elect Director James Quincey For For Management 1.13 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Amend Proxy Access Right Against For Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Gender Pay Gap Against Against Shareholder 9 Elect Director Susan Desmond-Hellmann For For Management -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements, Statutory For For Management Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PULTEGROUP, INC. Ticker: PHM Security ID: 745867101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian P. Anderson For Did Not Vote Management 1b Elect Director Bryce Blair For Did Not Vote Management 1c Elect Director Richard W. Dreiling For Did Not Vote Management 1d Elect Director Thomas J. Folliard For Did Not Vote Management 1e Elect Director Cheryl W. Grise For Did Not Vote Management 1f Elect Director Andre J. Hawaux For Did Not Vote Management 1g Elect Director Ryan R. Marshall For Did Not Vote Management 1h Elect Director John R. Peshkin For Did Not Vote Management 1i Elect Director Scott F. Powers For Did Not Vote Management 1j Elect Director Lila Snyder For Did Not Vote Management 2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management 3 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation -------------------------------------------------------------------------------- RAYTHEON TECHNOLOGIES CORPORATION Ticker: RTX Security ID: 913017109 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd J. Austin, III For For Management 1b Elect Director Gregory J. Hayes For For Management 1c Elect Director Marshall O. Larsen For For Management 1d Elect Director Robert K. (Kelly) For For Management Ortberg 1e Elect Director Margaret L. O'Sullivan For For Management 1f Elect Director Denise L. Ramos For For Management 1g Elect Director Fredric G. Reynolds For For Management 1h Elect Director Brian C. Rogers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Adopt Simple Majority Vote None For Shareholder 5 Report on Plant Closures Against Against Shareholder -------------------------------------------------------------------------------- RHEINMETALL AG Ticker: RHM Security ID: D65111102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.40 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020 6 Approve Remuneration Policy For Against Management -------------------------------------------------------------------------------- ROYAL AHOLD DELHAIZE NV Ticker: AD Security ID: N0074E105 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 4 Adopt Financial Statements For For Management 5 Approve Dividends of EUR 0.76 Per Share For For Management 6 Approve Remuneration Report For For Management 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9 Approve Remuneration Policy for For For Management Management Board Members 10 Approve Remuneration Policy for For For Management Supervisory Board Members 11 Elect Frank van Zanten to Supervisory For For Management Board 12 Elect Helen Weir to Supervisory Board For Against Management 13 Reelect Mary Anne Citrino to For For Management Supervisory Board 14 Reelect Dominique Leroy to Supervisory For For Management Board 15 Reelect Bill McEwan to Supervisory For For Management Board 16 Reelect Kevin Holt to Management Board For For Management 17 Elect Natalie Knight to Management For For Management Board 18 Ratify PricewaterhouseCoopers as For For Management Auditors 19 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 20 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 21 Authorize Board to Acquire Common For For Management Shares 22 Approve Cancellation of Repurchased For For Management Shares 23 Close Meeting None None Management -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSB Security ID: G7690A100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Elect Dick Boer as Director For For Management 5 Elect Andrew Mackenzie as Director For For Management 6 Elect Martina Hund-Mejean as Director For For Management 7 Re-elect Ben van Beurden as Director For For Management 8 Re-elect Neil Carson as Director For For Management 9 Re-elect Ann Godbehere as Director For For Management 10 Re-elect Euleen Goh as Director For For Management 11 Re-elect Charles Holliday as Director For For Management 12 Re-elect Catherine Hughes as Director For For Management 13 Re-elect Sir Nigel Sheinwald as For For Management Director 14 Re-elect Jessica Uhl as Director For For Management 15 Re-elect Gerrit Zalm as Director For For Management 16 Reappoint Ernst & Young LLP as Auditors For For Management 17 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Request Shell to Set and Publish Against Against Shareholder Targets for Greenhouse Gas (GHG) Emissions -------------------------------------------------------------------------------- SANDVIK AKTIEBOLAG Ticker: SAND Security ID: W74857165 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Approve Agenda of Meeting For Did Not Vote Management 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For Did Not Vote Management Statutory Reports 9 Approve Discharge of Board and For Did Not Vote Management President 10 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 11 Determine Number of Directors (8) and For Did Not Vote Management Deputy Directors (0) of Board; Determine Number of Auditors (1) and Deputy Auditors 12 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.55 Million for Chairman and SEK 690,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration for Auditor 13.1 Elect Stefan Widing as New Director For Did Not Vote Management 13.2 Elect Kai Warn as New Director For Did Not Vote Management 13.3 Reelect Jennifer Allerton as Director For Did Not Vote Management 13.4 Reelect Claes Boustedt as Director For Did Not Vote Management 13.5 Reelect Marika Fredriksson as Director For Did Not Vote Management 13.6 Reelect Johan Karlstrom as Director For Did Not Vote Management 13.7 Reelect Johan Molin as Director For Did Not Vote Management 13.8 Reelect Helena Stjernholm as Director For Did Not Vote Management 14 Reelect Johan Molin as Chairman of the For Did Not Vote Management Board 15 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors 16 Authorize Chairman of Board and For Did Not Vote Management Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 17 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 18 Approve Performance Share Matching For Did Not Vote Management Plan LTI 2020 19 Authorize Share Repurchase Program For Did Not Vote Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- SANOFI Ticker: SAN Security ID: F5548N101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses and For For Management Dividends of EUR 3.15 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Ratify Appointment of Paul Hudson as For For Management Director 6 Reelect Laurent Attal as Director For For Management 7 Reelect Carole Piwnica as Director For For Management 8 Reelect Diane Souza as Director For For Management 9 Reelect Thomas Sudhof as Director For For Management 10 Elect Rachel Duan as Director For For Management 11 Elect Lise Kingo as Director For For Management 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 2 Million 13 Approve Remuneration Policy of For For Management Directors 14 Approve Remuneration Policy of For For Management Chairman of the Board 15 Approve Remuneration Policy of CEO For For Management 16 Approve Compensation Report of For For Management Corporate Officers 17 Approve Compensation of Serge For For Management Weinberg, Chairman of the Board 18 Approve Compensation of Paul Hudson, For For Management CEO Since Sept. 1, 2019 19 Approve Compensation of Olivier For Against Management Brandicourt, CEO Until Aug. 31, 2019 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SAP SE Ticker: SAP Security ID: D66992104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.58 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6.1 Approve Creation of EUR 250 Million For For Management Pool of Capital with Preemptive Rights 6.2 Approve Creation of EUR 250 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 7 Approve Remuneration Policy for the For For Management Management Board 8 Approve Remuneration Policy for the For For Management Supervisory Board -------------------------------------------------------------------------------- SCIENCE APPLICATIONS INTERNATIONAL CORPORATION Ticker: SAIC Security ID: 808625107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bedingfield For For Management 1b Elect Director Carol A. Goode For For Management 1c Elect Director John J. Hamre For For Management 1d Elect Director Yvette M. Kanouff For For Management 1e Elect Director Nazzic S. Keene For For Management 1f Elect Director David M. Kerko For For Management 1g Elect Director Timothy J. Mayopoulos For For Management 1h Elect Director Katharina G. McFarland For For Management 1i Elect Director Donna S. Morea For For Management 1j Elect Director Steven R. Shane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SIEMENS AG Ticker: SIE Security ID: D69671218 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.90 per Share 3.1 Approve Discharge of Management Board For For Management Member Joe Kaeser for Fiscal 2018/19 3.2 Approve Discharge of Management Board For For Management Member Roland Busch for Fiscal 2018/19 3.3 Approve Discharge of Management Board For For Management Member Lisa Davis for Fiscal 2018/19 3.4 Approve Discharge of Management Board For For Management Member Klaus Helmrich for Fiscal 2018/19 3.5 Approve Discharge of Management Board For For Management Member Janina Kugel for Fiscal 2018/19 3.6 Approve Discharge of Management Board For For Management Member Cedrik Neike for Fiscal 2018/19 3.7 Approve Discharge of Management Board For For Management Member Michael Sen for Fiscal 2018/19 3.8 Approve Discharge of Management Board For For Management Member Ralf Thomas for Fiscal 2018/19 4.1 Approve Discharge of Supervisory Board For For Management Member Jim Hagemann Snabe for Fiscal 2018/19 4.2 Approve Discharge of Supervisory Board For For Management Member Birgit Steinborn for Fiscal 2018/19 4.3 Approve Discharge of Supervisory Board For For Management Member Werner Wenning for Fiscal 2018/19 4.4 Approve Discharge of Supervisory Board For For Management Member Werner Brandt for Fiscal 2018/19 4.5 Approve Discharge of Supervisory Board For For Management Member Michael Diekmann for Fiscal 2018/19 4.6 Approve Discharge of Supervisory Board For For Management Member Andrea Fehrmann for Fiscal 2018/19 4.7 Approve Discharge of Supervisory Board For For Management Member Reinhard Hahn (until January 30, 2019) for Fiscal 2018/19 4.8 Approve Discharge of Supervisory Board For For Management Member Bettina Haller for Fiscal 2018/19 4.9 Approve Discharge of Supervisory Board For For Management Member Robert Kensbock for Fiscal 2018/19 4.10 Approve Discharge of Supervisory Board For For Management Member Harald Kern for Fiscal 2018/19 4.11 Approve Discharge of Supervisory Board For For Management Member Juergen Kerner for Fiscal 2018/19 4.12 Approve Discharge of Supervisory Board For For Management Member Nicola Leibinger-Kammueller for Fiscal 2018/19 4.13 Approve Discharge of Supervisory Board For For Management Member Benoit Potier for Fiscal 2018/19 4.14 Approve Discharge of Supervisory Board For For Management Member Hagen Reimer (from January 30, 2019) for Fiscal 2018/19 4.15 Approve Discharge of Supervisory Board For For Management Member Norbert Reithofer for Fiscal 2018/19 4.16 Approve Discharge of Supervisory Board For For Management Member Dame Shafik for Fiscal 2018/19 4.17 Approve Discharge of Supervisory Board For For Management Member Nathalie von Siemens for Fiscal 2018/19 4.18 Approve Discharge of Supervisory Board For For Management Member Michael Sigmund for Fiscal 2018/19 4.19 Approve Discharge of Supervisory Board For For Management Member Dorothea Simon for Fiscal 2018/19 4.20 Approve Discharge of Supervisory Board For For Management Member Matthias Zachert for Fiscal 2018/19 4.21 Approve Discharge of Supervisory Board For For Management Member Gunnar Zukunft for Fiscal 2018/19 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2019/20 6 Approve Remuneration Policy For For Management 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 180 Million Pool of Capital to Guarantee Conversion Rights 10 Approve Affiliation Agreement with For For Management Subsidiary Siemens Mobility GmbH -------------------------------------------------------------------------------- SMITH & NEPHEW PLC Ticker: SN Security ID: G82343164 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Graham Baker as Director For For Management 6 Re-elect Vinita Bali as Director For Against Management 7 Re-elect Baroness Virginia Bottomley For For Management as Director 8 Re-elect Roland Diggelmann as Director For For Management 9 Re-elect Erik Engstrom as Director For For Management 10 Re-elect Robin Freestone as Director For For Management 11 Re-elect Marc Owen as Director For For Management 12 Re-elect Angie Risley as Director For For Management 13 Re-elect Roberto Quarta as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Approve Global Share Plan 2020 For For Management 17 Authorise Issue of Equity For Against Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SONY CORP. Ticker: 6758 Security ID: J76379106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management 2.1 Elect Director Yoshida, Kenichiro For For Management 2.2 Elect Director Totoki, Hiroki For For Management 2.3 Elect Director Sumi, Shuzo For For Management 2.4 Elect Director Tim Schaaff For For Management 2.5 Elect Director Matsunaga, Kazuo For For Management 2.6 Elect Director Oka, Toshiko For For Management 2.7 Elect Director Akiyama, Sakie For For Management 2.8 Elect Director Wendy Becker For For Management 2.9 Elect Director Hatanaka, Yoshihiko For For Management 2.10 Elect Director Adam Crozier For For Management 2.11 Elect Director Kishigami, Keiko For For Management 2.12 Elect Director Joseph A. Kraft Jr For For Management 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- STMICROELECTRONICS NV Ticker: STM Security ID: N83574108 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Report of Supervisory Board None None Management (Non-Voting) 4.a Approve Remuneration Report For Against Management 4.b Approve Remuneration Policy for For For Management Supervisory Board 4.c Approve Remuneration Policy for For Against Management Management Board 4.d Adopt Financial Statements and For For Management Statutory Reports 4.e Approve Dividends For For Management 4.f Approve Discharge of Management Board For For Management 4.g Approve Discharge of Supervisory Board For For Management 4.h Ratify Ernst & Young as Auditors For For Management 5 Approve Restricted Stock Grants to For Against Management President and CEO 6 Elect Ana de Pro Gonzalo to For For Management Supervisory Board 7 Elect Yann Delabriere to Supervisory For For Management Board 8 Reelect Heleen Kersten to Supervisory For For Management Board 9 Reelect Alessandro Rivera to For For Management Supervisory Board 10 Reelect Frederic Sanchez to For For Management Supervisory Board 11 Reelect Maurizio Tamagnini to For For Management Supervisory Board 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13.a Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 13.b Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital in Case of Merger or Acquisition and Exclude Pre-emptive Rights 14 Allow Questions None None Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Murai For For Management 1.2 Elect Director Dwight Steffensen For For Management 1.3 Elect Director Dennis Polk For For Management 1.4 Elect Director Fred Breidenbach For For Management 1.5 Elect Director Laurie Simon Hodrick For For Management 1.6 Elect Director Hau Lee For For Management 1.7 Elect Director Matthew Miau For Withhold Management 1.8 Elect Director Gregory Quesnel For For Management 1.9 Elect Director Ann Vezina For For Management 1.10 Elect Director Thomas Wurster For For Management 1.11 Elect Director Duane Zitzner For For Management 1.12 Elect Director Andrea Zulberti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TE CONNECTIVITY LTD. Ticker: TEL Security ID: H84989104 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre R. Brondeau For For Management 1b Elect Director Terrence R. Curtin For For Management 1c Elect Director Carol A. ('John') For For Management Davidson 1d Elect Director Lynn A. Dugle For For Management 1e Elect Director William A. Jeffrey For For Management 1f Elect Director David M. Kerko For For Management 1g Elect Director Thomas J. Lynch For For Management 1h Elect Director Yong Nam For For Management 1i Elect Director Daniel J. Phelan For For Management 1j Elect Director Abhijit Y. Talwalkar For For Management 1k Elect Director Mark C. Trudeau For For Management 1l Elect Director Dawn C. Willoughby For For Management 1m Elect Director Laura H. Wright For For Management 2 Elect Board Chairman Thomas J. Lynch For For Management 3a Elect Daniel J. Phelan as Member of For For Management Management Development and Compensation Committee 3b Elect Abhijit Y. Talwalkar as Member For For Management of Management Development and Compensation Committee 3c Elect Mark C. Trudeau as Member of For For Management Management Development and Compensation Committee 3d Elect Dawn C. Willoughby as Member of For For Management Management Development and Compensation Committee 4 Designate Rene Schwarzenbach as For For Management Independent Proxy 5.1 Accept Annual Report for Fiscal Year For For Management Ended September 27, 2019 5.2 Accept Statutory Financial Statements For For Management for Fiscal Year Ended September 27, 2019 5.3 Approve Consolidated Financial For For Management Statements for Fiscal Year Ended September 27, 2019 6 Approve Discharge of Board and Senior For For Management Management 7.1 Ratify Deloitte & Touche LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2020 7.2 Ratify Deloitte AG as Swiss Registered For For Management Auditors 7.3 Ratify PricewaterhouseCoopers AG as For For Management Special Auditors 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Approve the Increase in Maximum For For Management Aggregate Remuneration of Executive Management 10 Approve the Increase in Maximum For For Management Aggregate Remuneration of Board of Directors 11 Approve Allocation of Available For For Management Earnings at September 27, 2019 12 Approve Declaration of Dividend For For Management 13 Amend Articles of Association Re: For Against Management Authorized Capital 14 Approve Reduction of Share Capital For For Management 15 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- TESCO PLC Ticker: TSCO Security ID: G87621101 Meeting Date: MAY 14, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Disposal of the Asia Business to C.P. Retail Development Company Limited -------------------------------------------------------------------------------- TESCO PLC Ticker: TSCO Security ID: G87621101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Final Dividend For For Management 4 Re-elect John Allan as Director For For Management 5 Re-elect Mark Armour as Director For For Management 6 Re-elect Melissa Bethell as Director For For Management 7 Re-elect Stewart Gilliland as Director For For Management 8 Re-elect Steve Golsby as Director For For Management 9 Re-elect Byron Grote as Director For For Management 10 Re-elect Dave Lewis as Director For For Management 11 Re-elect Mikael Olsson as Director For For Management 12 Re-elect Deanna Oppenheimer as Director For For Management 13 Re-elect Simon Patterson as Director For For Management 14 Re-elect Alison Platt as Director For For Management 15 Re-elect Lindsey Pownall as Director For For Management 16 Re-elect Alan Stewart as Director For For Management 17 Elect Ken Murphy as Director For For Management 18 Reappoint Deloitte LLP as Auditors For For Management 19 Authorise Board to Fix Remuneration of For For Management Auditors 20 Approve Share Incentive Plan For For Management 21 Authorise Issue of Equity For Against Management 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise EU Political Donations and For For Management Expenditure 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- TEXTRON INC. Ticker: TXT Security ID: 883203101 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott C. Donnelly For For Management 1b Elect Director Kathleen M. Bader For For Management 1c Elect Director R. Kerry Clark For For Management 1d Elect Director James T. Conway For For Management 1e Elect Director Paul E. Gagne For For Management 1f Elect Director Ralph D. Heath For For Management 1g Elect Director Deborah Lee James For For Management 1h Elect Director Lionel L. Nowell, III For For Management 1i Elect Director James L. Ziemer For For Management 1j Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kermit R. Crawford For For Management 1b Elect Director Michael L. Eskew For For Management 1c Elect Director Margaret M. Keane For For Management 1d Elect Director Siddharth N. (Bobby) For For Management Mehta 1e Elect Director Jacques P. Perold For For Management 1f Elect Director Andrea Redmond For For Management 1g Elect Director Gregg M. Sherrill For For Management 1h Elect Director Judith A. Sprieser For For Management 1i Elect Director Perry M. Traquina For For Management 1j Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For For Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director David A. Viniar For For Management 1k Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Review of Statement on the Purpose of Against Against Shareholder a Corporation -------------------------------------------------------------------------------- THE MOSAIC COMPANY Ticker: MOS Security ID: 61945C103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl K. Beebe For For Management 1b Elect Director Oscar P. Bernardes For For Management 1c Elect Director Nancy E. Cooper For For Management 1d Elect Director Gregory L. Ebel For For Management 1e Elect Director Timothy S. Gitzel For For Management 1f Elect Director Denise C. Johnson For For Management 1g Elect Director Emery N. Koenig For For Management 1h Elect Director James 'Joc' C. O'Rourke For For Management 1i Elect Director David T. Seaton For For Management 1j Elect Director Steven M. Seibert For For Management 1k Elect Director Luciano Siani Pires For For Management 1l Elect Director Gretchen H. Watkins For For Management 1m Elect Director Kelvin W. Westbrook For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: F92124100 Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.68 per Share and Option for Stock Dividend Program 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Patricia Barbizet as Director For For Management 7 Reelect Marie-Christine For For Management Coisne-Roquette as Director 8 Reelect Mark Cutifani as Director For For Management 9 Elect Jerome Contamine as Director For For Management 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation of Patrick For For Management Pouyanne, Chairman and CEO 13 Approve Remuneration Policy of For For Management Chairman and CEO 14 Approve Change of Corporate Form to For For Management Societe Europeenne (SE) and Amend Bylaws Accordingly 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million 17 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million 18 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize up to 0.75 Percent of Issued For For Management Capital for Use in Stock Option Plans A Instruct Company to Set and Publish Against Against Shareholder Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly -------------------------------------------------------------------------------- TYSON FOODS, INC. Ticker: TSN Security ID: 902494103 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Tyson For For Management 1b Elect Director Gaurdie E. Banister, Jr. For For Management 1c Elect Director Dean Banks For For Management 1d Elect Director Mike Beebe For For Management 1e Elect Director Mikel A. Durham For For Management 1f Elect Director Jonathan D. Mariner For For Management 1g Elect Director Kevin M. McNamara For For Management 1h Elect Director Cheryl S. Miller For For Management 1i Elect Director Jeffrey K. Schomburger For For Management 1j Elect Director Robert Thurber For For Management 1k Elect Director Barbara A. Tyson For Against Management 1l Elect Director Noel White For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Deforestation Impacts in Against For Shareholder Company's Supply Chain 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Human Rights Risk Assessment Against For Shareholder Process 7 Adopt Share Retention Policy For Against For Shareholder Senior Executives -------------------------------------------------------------------------------- UBS GROUP AG Ticker: UBSG Security ID: H42097107 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Allocation of Income and For For Management Dividends of USD 0.365 per Share 4 Approve Discharge of Board and Senior For For Management Management for Fiscal 2019, excluding French Cross-Border Matter 5.1 Reelect Axel Weber as Director and For For Management Board Chairman 5.2 Reelect Jeremy Anderson as Director For For Management 5.3 Reelect William Dudley as Director For For Management 5.4 Reelect Reto Francioni as Director For For Management 5.5 Reelect Fred Hu as Director For For Management 5.6 Reelect Julie Richardson as Director For For Management 5.7 Reelect Beatrice di Mauro as Director For For Management 5.8 Reelect Dieter Wemmer as Director For For Management 5.9 Reelect Jeanette Wong as Director For For Management 6.1 Elect Mark Hughes as Director For For Management 6.2 Elect Nathalie Rachou as Director For For Management 7.1 Appoint Julie Richardson as Member of For For Management the Compensation Committee 7.2 Appoint Reto Francioni as Member of For For Management the Compensation Committee 7.3 Appoint Dieter Wemmer as Member of the For For Management Compensation Committee 7.4 Appoint Jeanette Wong as Member of the For For Management Compensation Committee 8.1 Approve Remuneration of Directors in For For Management the Amount of CHF 13 Million 8.2 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 70.3 Million 8.3 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 33 Million 9 Designate ADB Altorfer Duss & For For Management Beilstein AG as Independent Proxy 10 Ratify Ernst & Young AG as Auditors For For Management 11 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- UNITED OVERSEAS BANK LIMITED (SINGAPORE) Ticker: U11 Security ID: Y9T10P105 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final and Special Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Directors to Fix Their Remuneration 5 Elect Wee Ee Cheong as Director For Against Management 6 Elect Alexander Charles Hungate as For For Management Director 7 Elect Michael Lien Jown Leam as For Against Management Director 8 Elect Steven Phan Swee Kim as Director For For Management 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Issuance of Shares Pursuant to For For Management the UOB Scrip Dividend Scheme 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Rodney C. Adkins For For Management 1c Elect Director Michael J. Burns For For Management 1d Elect Director William R. Johnson For For Management 1e Elect Director Ann M. Livermore For For Management 1f Elect Director Rudy H.P. Markham For For Management 1g Elect Director Franck J. Moison For For Management 1h Elect Director Clark 'Sandy' T. Randt, For For Management Jr. 1i Elect Director Christiana Smith Shi For For Management 1j Elect Director John T. Stankey For For Management 1k Elect Director Carol B. Tome For For Management 1l Elect Director Kevin Warsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Climate Change Against For Shareholder -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Ticker: UTX Security ID: 913017109 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Ticker: VLO Security ID: 91913Y100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director H. Paulett Eberhart For For Management 1B Elect Director Joseph W. Gorder For For Management 1C Elect Director Kimberly S. Greene For For Management 1D Elect Director Deborah P. Majoras For For Management 1E Elect Director Eric D. Mullins For For Management 1F Elect Director Donald L. Nickles For For Management 1G Elect Director Philip J. Pfeiffer For For Management 1H Elect Director Robert A. Profusek For For Management 1I Elect Director Stephen M. Waters For For Management 1J Elect Director Randall J. Weisenburger For For Management 1K Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Vittorio Colao For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director Clarence Otis, Jr. For For Management 1.6 Elect Director Daniel H. Schulman For For Management 1.7 Elect Director Rodney E. Slater For For Management 1.8 Elect Director Hans E. Vestberg For For Management 1.9 Elect Director Gregory G. Weaver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Above-Market Earnings in Against Against Shareholder Executive Retirement Plans 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Assess Feasibility of Data Privacy as Against For Shareholder a Performance Measure for Senior Executive Compensation 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- VINCI SA Ticker: DG Security ID: F5879X108 Meeting Date: JUN 18, 2020 Meeting Type: Annual/Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.04 per Share 4 Approve Stock Dividend Program For For Management 5 Elect Benoit Bazin as Director For For Management 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Remuneration Policy of Board For For Management Members 8 Approve Remuneration Policy of Xavier For For Management Huillard, Chairman and CEO 9 Approve Compensation Report of For For Management Corporate Officers 10 Approve Compensation of Xavier For For Management Huillard, Chairman and CEO 11 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 12 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 13 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 14 Authorize up to 1 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved for Employees With Performance Conditions Attached 15 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 16 Amend Article 14 of Bylaws Re: Board For For Management Members Remuneration 17 Amend Article 15 of Bylaws Re: Board For For Management Powers 18 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VISTRA ENERGY CORP. Ticker: VST Security ID: 92840M102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Hilary E. Ackermann For For Management 2.2 Elect Director Arcilia C. Acosta For For Management 2.3 Elect Director Gavin R. Baiera For For Management 2.4 Elect Director Paul M. Barbas For For Management 2.5 Elect Director Lisa Crutchfield For For Management 2.6 Elect Director Brian K. Ferraioli For For Management 2.7 Elect Director Scott B. Helm For For Management 2.8 Elect Director Jeff D. Hunter For For Management 2.9 Elect Director Curtis A. Morgan For For Management 2.10 Elect Director John R. (JR) Sult For For Management 3.1 Elect Director Gavin R. Baiera For For Management 3.2 Elect Director Scott B. Helm For For Management 3.3 Elect Director Curtis A. Morgan For For Management 3.4 Elect Director John R. (JR) Sult For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VODAFONE GROUP PLC Ticker: VOD Security ID: G93882192 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Sanjiv Ahuja as Director For For Management 3 Elect David Thodey as Director For For Management 4 Re-elect Gerard Kleisterlee as Director For For Management 5 Re-elect Nick Read as Director For For Management 6 Re-elect Margherita Della Valle as For For Management Director 7 Re-elect Sir Crispin Davis as Director For For Management 8 Re-elect Michel Demare as Director For For Management 9 Re-elect Dame Clara Furse as Director For For Management 10 Re-elect Valerie Gooding as Director For For Management 11 Re-elect Renee James as Director For Against Management 12 Re-elect Maria Amparo Moraleda For Against Management Martinez as Director 13 Re-elect David Nish as Director For For Management 14 Approve Final Dividend For For Management 15 Approve Remuneration Report For For Management 16 Appoint Ernst & Young LLP as Auditors For For Management 17 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 18 Authorise Issue of Equity For Against Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise EU Political Donations and For For Management Expenditure 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Celeste A. Clark For For Management 1c Elect Director Theodore F. Craver, Jr. For For Management 1d Elect Director Wayne M. Hewett For For Management 1e Elect Director Donald M. James For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Charles H. Noski For For Management 1h Elect Director Richard B. Payne, Jr. For For Management 1i Elect Director Juan A. Pujadas For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Incentive-Based Compensation Against For Shareholder and Risks of Material Losses 6 Report on Global Median Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- WYNN MACAU LIMITED Ticker: 1128 Security ID: G98149100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Matthew O. Maddox as Director For For Management 2b Elect Nicholas Sallnow-Smith as For For Management Director 2c Elect Bruce Rockowitz as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Issuance of Shares Under the For Against Management Employee Ownership Scheme 9 Approve Increase the Scheme Limit For Against Management Under the Employee Ownership Scheme -------------------------------------------------------------------------------- YAMANA GOLD INC. Ticker: YRI Security ID: 98462Y100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Begeman For For Management 1.2 Elect Director Christiane Bergevin For For Management 1.3 Elect Director Alexander Davidson For Withhold Management 1.4 Elect Director Richard Graff For For Management 1.5 Elect Director Kimberly Keating For For Management 1.6 Elect Director Peter Marrone For For Management 1.7 Elect Director Jane Sadowsky For For Management 1.8 Elect Director Dino Titaro For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ZENKOKU HOSHO CO., LTD. Ticker: 7164 Security ID: J98829104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 95 2.1 Elect Director Ishikawa, Eiji For Against Management 2.2 Elect Director Yamaguchi, Takashi For Against Management 2.3 Elect Director Aoki, Yuichi For Against Management 2.4 Elect Director Asada, Keiichi For Against Management 2.5 Elect Director Kamijo, Masahito For Against Management 2.6 Elect Director Nagashima, Yoshiro For Against Management 2.7 Elect Director Imado, Tomoe For For Management 3.1 Appoint Statutory Auditor Fujino, For For Management Mamoru 3.2 Appoint Statutory Auditor Sato, For For Management Takafumi 3.3 Appoint Statutory Auditor Suzuki, For For Management Hidehiko 3.4 Appoint Statutory Auditor Itagaki, Eri For For Management -------------------------------------------------------------------------------- ZIMMER BIOMET HOLDINGS, INC. Ticker: ZBH Security ID: 98956P102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher B. Begley For For Management 1b Elect Director Betsy J. Bernard For For Management 1c Elect Director Gail K. Boudreaux For For Management 1d Elect Director Michael J. Farrell For For Management 1e Elect Director Larry C. Glasscock For For Management 1f Elect Director Robert A. Hagemann For For Management 1g Elect Director Bryan C. Hanson For For Management 1h Elect Director Arthur J. Higgins For For Management 1i Elect Director Maria Teresa Hilado For For Management 1j Elect Director Syed Jafry For For Management 1k Elect Director Michael W. Michelson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation ====================== Boston Partners Global Equity Fund ====================== ACCOR SA Ticker: AC Security ID: F00189120 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Reelect Sebastien Bazin as Director For Against Management 5 Reelect Iris Knobloch as Director For For Management 6 Elect Bruno Pavlovsky as Director For For Management 7 Approve Transaction with SASP Paris For Against Management Saint-Germain Football Re: Partnership Agreement 8 Ratify Appointment of Ernst & Young et For For Management Autres as Auditor 9 Approve Compensation of Corporate For For Management Officers 10 Approve Compensation of Sebastien Bazin For Against Management 11 Approve Remuneration Policy of For Against Management Chairman and CEO 12 Approve Remuneration Policy of For For Management Directors 13 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 14 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 15 Amend Articles 12 and 15 of Bylaws Re: For For Management Employee Representatives; Board Members Deliberation via Written Consultation 16 Authorize Board to Issue Free Warrants For Against Management with Preemptive Rights During a Public Tender Offer 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director John J. Brennan For For Management 1c Elect Director Peter Chernin For For Management 1d Elect Director Ralph de la Vega For For Management 1e Elect Director Anne Lauvergeon For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director Theodore J. Leonsis For For Management 1h Elect Director Karen L. Parkhill For For Management 1i Elect Director Lynn A. Pike For For Management 1j Elect Director Stephen J. Squeri For For Management 1k Elect Director Daniel L. Vasella For For Management 1l Elect Director Ronald A. Williams For For Management 1m Elect Director Christopher D. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gail K. Boudreaux For For Management 1.2 Elect Director R. Kerry Clark For For Management 1.3 Elect Director Robert L. Dixon, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AXA SA Ticker: CS Security ID: F06106102 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.73 per Share 4 Approve Compensation of Corporate For For Management Officers 5 Approve Compensation of Denis Duverne, For For Management Chairman of the Board 6 Approve Compensation of Thomas Buberl, For For Management CEO 7 Approve Remuneration Policy of CEO For For Management 8 Approve Remuneration Policy of For For Management Chairman of the Board 9 Approve Remuneration Policy of For For Management Directors 10 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 11 Reelect Angelien Kemna as Director For For Management 12 Reelect Irene Dorner as Director For For Management 13 Elect Isabel Hudson as Director For For Management 14 Elect Antoine Gosset-Grainville as For For Management Director 15 Elect Marie-France Tschudin as Director For For Management 16 Elect Helen Browne as Director For For Shareholder A Elect Jerome Amouyal as Director Against Against Shareholder B Elect Constance Reschke as Director Against Against Shareholder C Elect Bamba Sall as Director Against Against Shareholder D Elect Bruno Guy-Wasier as Director Against Against Shareholder E Elect Timothy Leary as Director Against Against Shareholder F Elect Ashitkumar Shah as Director Against Against Shareholder 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 19 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 20 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 21 Amend Article 10 of Bylaws Re: For For Management Employee Representatives 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AXIS CAPITAL HOLDINGS LIMITED Ticker: AXS Security ID: G0692U109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas C. Ramey For For Management 1.2 Elect Director Wilhelm Zeller For For Management 1.3 Elect Director Lizabeth H. Zlatkus For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Deloitte Ltd. as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- AZUL SA Ticker: AZUL4 Security ID: 05501U106 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 3 Approve Cooperation Agreement between For Against Management Azul Linhas Aereas Brasileiras SA and TAP - Transportes Aereos Portugueses SA -------------------------------------------------------------------------------- BARRICK GOLD CORPORATION Ticker: ABX Security ID: 067901108 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director D. Mark Bristow For For Management 1.2 Elect Director Gustavo A. Cisneros For Withhold Management 1.3 Elect Director Christopher L. Coleman For Withhold Management 1.4 Elect Director J. Michael Evans For For Management 1.5 Elect Director Brian L. Greenspun For Withhold Management 1.6 Elect Director J. Brett Harvey For For Management 1.7 Elect Director Andrew J. Quinn For For Management 1.8 Elect Director M. Loreto Silva For For Management 1.9 Elect Director John L. Thornton For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- BAUSCH HEALTH COMPANIES INC. Ticker: BHC Security ID: 071734107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard U. De Schutter For For Management 1b Elect Director D. Robert Hale For For Management 1c Elect Director Argeris (Jerry) N. For For Management Karabelas 1d Elect Director Sarah B. Kavanagh For For Management 1e Elect Director Joseph C. Papa For For Management 1f Elect Director John A. Paulson For For Management 1g Elect Director Robert N. Power For For Management 1h Elect Director Russel C. Robertson For For Management 1i Elect Director Thomas W. Ross, Sr. For For Management 1j Elect Director Andrew C. von Eschenbach For For Management 1k Elect Director Amy B. Wechsler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BAYER AG Ticker: BAYN Security ID: D0712D163 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2019 2 Approve Discharge of Management Board For For Management for Fiscal 2019 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 4.1 Elect Ertharin Cousin to the For For Management Supervisory Board 4.2 Elect Otmar Wiestler to the For For Management Supervisory Board 4.3 Elect Horst Baier to the Supervisory For For Management Board 5 Approve Remuneration Policy for the For For Management Management Board 6 Approve Remuneration Policy for the For For Management Supervisory Board 7 Amend Articles Re: Supervisory Board For For Management Term of Office 8 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020 -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 02, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Gregory E. Abel For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Stephen B. Burke For For Management 1.6 Elect Director Kenneth I. Chenault For For Management 1.7 Elect Director Susan L. Decker For Withhold Management 1.8 Elect Director David S. Gottesman For For Management 1.9 Elect Director Charlotte Guyman For Withhold Management 1.10 Elect Director Ajit Jain For For Management 1.11 Elect Director Thomas S. Murphy For Withhold Management 1.12 Elect Director Ronald L. Olson For For Management 1.13 Elect Director Walter Scott, Jr. For For Management 1.14 Elect Director Meryl B. Witmer For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Adopt a Policy on Board Diversity Against Against Shareholder -------------------------------------------------------------------------------- BNP PARIBAS SA Ticker: BNP Security ID: F1058Q238 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Reelect Jean Lemierre as Director For For Management 7 Reelect Jacques Aschenbroich as For For Management Director 8 Reelect Monique Cohen as Director For For Management 9 Reelect Daniela Schwarzer as Director For For Management 10 Reelect Fields Wicker-Miurin as For For Management Director 11 Approve Remuneration Policy of For For Management Directors 12 Approve Remuneration Policy of For For Management Chairman of the Board 13 Approve Remuneration Policy of CEO and For For Management Vice-CEO 14 Approve Compensation of Corporate For For Management Officers 15 Approve Compensation of Jean Lemierre, For For Management Chairman of the Board 16 Approve Compensation of Jean-Laurent For For Management Bonnafe, CEO 17 Approve Compensation of Philippe For For Management Bordenave, Vice-CEO 18 Approve the Overall Envelope of For For Management Compensation of Certain Senior Management, Responsible Officers and the Risk-takers 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion 20 Authorize Capital Increase of Up to For For Management EUR 240 Million for Future Exchange Offers 21 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 22 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 20-21 at EUR 240 Million 23 Authorize Capitalization of Reserves For For Management of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 24 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Amend Article 7 of Bylaws Re: Employee For For Management Shareholder Representative 28 Amend Article 15 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 29 Amend Articles 7, 10, 11, 19 of Bylaws For For Management to Comply with Legal Changes 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BP PLC Ticker: BP Security ID: G12793108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4(a) Elect Bernard Looney as Director For For Management 4(b) Re-elect Brian Gilvary as Director For For Management 4(c) Re-elect Dame Alison Carnwath as For For Management Director 4(d) Re-elect Pamela Daley as Director For For Management 4(e) Re-elect Sir Ian Davis as Director For For Management 4(f) Re-elect Dame Ann Dowling as Director For For Management 4(g) Re-elect Helge Lund as Director For For Management 4(h) Re-elect Melody Meyer as Director For For Management 4(i) Re-elect Brendan Nelson as Director For For Management 4(j) Re-elect Paula Reynolds as Director For For Management 4(k) Re-elect Sir John Sawers as Director For For Management 5 Reappoint Deloitte LLP as Auditors For For Management 6 Authorise Audit Committee to Fix For For Management Remuneration of Auditors 7 Approve Executive Directors' Incentive For For Management Plan 8 Authorise EU Political Donations and For For Management Expenditure 9 Authorise Issue of Equity For Against Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BRENNTAG AG Ticker: BNR Security ID: D12459117 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.25 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6.1 Elect Stefanie Berlinger to the For For Management Supervisory Board 6.2 Elect Andreas Rittstieg to the For For Management Supervisory Board 6.3 Elect Doreen Nowotne to the For For Management Supervisory Board 6.4 Elect Richard Ridinger to the For For Management Supervisory Board 7 Change of Corporate Form to Societas For For Management Europaea (SE) -------------------------------------------------------------------------------- CAPGEMINI SE Ticker: CAP Security ID: F4973Q101 Meeting Date: MAY 20, 2020 Meeting Type: Annual/Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.35 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Compensation of Paul Hermelin, For For Management Chairman and CEO 6 Approve Compensation of Thierry For For Management Delaporte, Vice-CEO 7 Approve Compensation of Aiman Ezzat, For For Management Vice-CEO 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Remuneration Policy of For For Management Chairman and CEO 10 Approve Remuneration Policy of For For Management Vice-CEOs 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO For For Management 13 Approve Remuneration Policy of For For Management Directors 14 Reelect Sian Herbert-Jones as Director For For Management 15 Elect Belen Moscoso del Prado For For Management Lopez-Doriga as Director 16 Elect Aiman Ezzat as Director For For Management 17 Elect Lucia Sinapi-Thomas as Director For For Management Shareholder Representative 17A Elect Claire Sauvanaud as Director Against Against Management Shareholder Representative 18 Renew Appointment of For For Management PricewaterhouseCoopers Audit as Auditor 19 Appoint Mazars as Auditor For For Management 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Amend Articles 7 and 17 of Bylaws to For For Management Comply with Legal Changes 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Capitalization of Reserves For For Management of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 540 Million 25 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million 26 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 135 Million 27 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 25 and 26 28 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 29 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 30 Authorize up to 1.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers 31 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 32 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 33 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CDK GLOBAL, INC. Ticker: CDK Security ID: 12508E101 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For Against Management 1b Elect Director Willie A. Deese For Against Management 1c Elect Director Amy J. Hillman For For Management 1d Elect Director Brian M. Krzanich For For Management 1e Elect Director Stephen A. Miles For For Management 1f Elect Director Robert E. Radway For For Management 1g Elect Director Stephen F. Schuckenbrock For For Management 1h Elect Director Frank S. Sowinski For For Management 1i Elect Director Eileen J. Voynick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CIGNA CORPORATION Ticker: CI Security ID: 125523100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Cordani For For Management 1.2 Elect Director William J. DeLaney For For Management 1.3 Elect Director Eric J. Foss For For Management 1.4 Elect Director Elder Granger For For Management 1.5 Elect Director Isaiah Harris, Jr. For For Management 1.6 Elect Director Roman Martinez, IV For For Management 1.7 Elect Director Kathleen M. Mazzarella For For Management 1.8 Elect Director Mark B. McClellan For For Management 1.9 Elect Director John M. Partridge For For Management 1.10 Elect Director William L. Roper For For Management 1.11 Elect Director Eric C. Wiseman For For Management 1.12 Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For Against Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin For Against Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Carol B. Tome For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Ellen M. Costello For For Management 1c Elect Director Grace E. Dailey For For Management 1d Elect Director Barbara J. Desoer For For Management 1e Elect Director John C. Dugan For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Review on Governance Documents Against Against Shareholder 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- CK ASSET HOLDINGS LIMITED Ticker: 1113 Security ID: G2177B101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Tzar Kuoi, Victor as Director For For Management 3.2 Elect Chiu Kwok Hung, Justin as For Against Management Director 3.3 Elect Cheong Ying Chew, Henry as For Against Management Director 3.4 Elect Hung Siu-lin, Katherine as For For Management Director 3.5 Elect Colin Stevens Russel as Director For For Management 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Naomi M. Bergman For For Management 1.4 Elect Director Edward D. Breen For Withhold Management 1.5 Elect Director Gerald L. Hassell For Withhold Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For Withhold Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Amend Stock Option Plan For For Management 4 Amend Restricted Stock Plan For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Risks Posed by Failing to Against Against Shareholder Prevent Sexual Harassment -------------------------------------------------------------------------------- COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN SCA Ticker: ML Security ID: F61824144 Meeting Date: JUN 23, 2020 Meeting Type: Annual/Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of EUR 2 per Share 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentionning the Absence of New Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Remuneration Policy of General For For Management Managers 7 Approve Remuneration Policy of For For Management Supervisory Board Members 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Florent For For Management Menegaux, General Manager Since May 17, 2019 10 Approve Compensation of Yves Chapo, For For Management Manager 11 Approve Compensation of Jean-Dominique For For Management Senard, General Manager Until May 17, 2019 12 Approve Compensation of Michel For For Management Rollier, Chairman of Supervisory Board 13 Elect Anne-Sophie de La Bigne as For For Management Supervisory Board Member 14 Elect Jean-Pierre Duprieu as For For Management Supervisory Board Member 15 Elect Patrick de La Chevardiere as For For Management Supervisory Board Member 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 126 Million 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 35 Million 18 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 35 Million 19 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 20 Authorize Capitalization of Reserves For For Management of Up to EUR 80 Million for Bonus Issue or Increase in Par Value 21 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Set Total Limit for Capital Increase For For Management to Result from All Issuance Requests at EUR 126 Million 24 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 25 Authorize up to 0.9 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Within Performance Conditions Attached 26 Amend Article 15 of Bylaws Re: For For Management Employee Representatives 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CORTEVA, INC. Ticker: CTVA Security ID: 22052L104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lamberto Andreotti For For Management 1b Elect Director Robert A. Brown For For Management 1c Elect Director James C. Collins, Jr. For For Management 1d Elect Director Klaus A. Engel For For Management 1e Elect Director Michael O. Johanns For For Management 1f Elect Director Lois D. Juliber For For Management 1g Elect Director Rebecca B. Liebert For For Management 1h Elect Director Marcos M. Lutz For Against Management 1i Elect Director Nayaki Nayyar For For Management 1j Elect Director Gregory R. Page For For Management 1k Elect Director Lee M. Thomas For For Management 1l Elect Director Patrick J. Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- CRH PLC Ticker: CRH Security ID: G25508105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4a Re-elect Richie Boucher as Director For For Management 4b Elect Johan Karlstrom as Director For For Management 4c Elect Shaun Kelly as Director For For Management 4d Re-elect Heather McSharry as Director For For Management 4e Re-elect Albert Manifold as Director For For Management 4f Re-elect Senan Murphy as Director For For Management 4g Re-elect Gillian Platt as Director For For Management 4h Re-elect Mary Rhinehart as Director For For Management 4i Re-elect Lucinda Riches as Director For For Management 4j Re-elect Siobhan Talbot as Director For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Ratify Deloitte Ireland LLP as Auditors For For Management 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Authorise Reissuance of Treasury Shares For For Management 12 Approve Scrip Dividend For For Management -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Anne M. Finucane For For Management 1h Elect Director Edward J. Ludwig For For Management 1i Elect Director Larry J. Merlo For For Management 1j Elect Director Jean-Pierre Millon For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Amend Shareholder Written Consent Against Against Shareholder Provisions 7 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD. Ticker: D05 Security ID: Y20246107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Elect Peter Seah Lim Huat as Director For Against Management 6 Elect Ho Tian Yee as Director For For Management 7 Elect Olivier Lim Tse Ghow as Director For For Management 8 Elect Ow Foong Pheng as Director For Against Management 9 Approve Grant of Awards and Issuance For For Management of Shares Under the DBSH Share Plan 10 Approve Grant of Awards and Issuance For For Management of Shares Under the California Sub-Plan to the DBSH Share Plan 11 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 12 Approve Issuance of Shares Pursuant to For For Management the DBSH Scrip Dividend Scheme 13 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- DIRECT LINE INSURANCE GROUP PLC Ticker: DLG Security ID: G2871V114 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Re-elect Mike Biggs as Director For For Management 5 Re-elect Danuta Gray as Director For For Management 6 Re-elect Mark Gregory as Director For For Management 7 Re-elect Jane Hanson as Director For For Management 8 Elect Tim Harris as Director For For Management 9 Re-elect Penny James as Director For For Management 10 Re-elect Sebastian James as Director For For Management 11 Re-elect Fiona McBain as Director For For Management 12 Re-elect Gregor Stewart as Director For For Management 13 Re-elect Richard Ward as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Approve Long Term Incentive Plan For For Management 18 Approve Deferred Annual Incentive Plan For For Management 19 Authorise Issue of Equity For Against Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise Issue of Equity in Relation For For Management to an Issue of RT1 Instruments 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to an Issue of RT1 Instruments 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 26 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- DUPONT DE NEMOURS, INC. Ticker: DD Security ID: 26614N102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy G. Brady For For Management 1b Elect Director Edward D. Breen For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director Franklin K. Clyburn, Jr. For For Management 1e Elect Director Terrence R. Curtin For For Management 1f Elect Director Alexander M. Cutler For For Management 1g Elect Director Eleuthere I. du Pont For For Management 1h Elect Director Rajiv L. Gupta For For Management 1i Elect Director Luther C. Kissam For For Management 1j Elect Director Frederick M. Lowery For For Management 1k Elect Director Raymond J. Milchovich For For Management 1l Elect Director Steven M. Sterin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Approve Creation of an Employee Board Against Against Shareholder Advisory Position -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Michael J. Critelli For For Management 1d Elect Director Richard H. Fearon For For Management 1e Elect Director Olivier Leonetti For For Management 1f Elect Director Deborah L. McCoy For For Management 1g Elect Director Silvio Napoli For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sandra Pianalto For For Management 1j Elect Director Lori J. Ryerkerk For For Management 1k Elect Director Gerald B. Smith For For Management 1l Elect Director Dorothy C. Thompson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Authorize Issue of Equity with For For Management Pre-emptive Rights 6 Authorize Issue of Equity without For For Management Pre-emptive Rights 7 Authorize Share Repurchase of Issued For For Management Share Capital -------------------------------------------------------------------------------- EIFFAGE SA Ticker: FGR Security ID: F2924U106 Meeting Date: APR 22, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Jean-Francois Roverato as For For Management Director 6 Reelect Jean Guenard as Director For For Management 7 Approve Remuneration Policy of Board For For Management Members 8 Approve Remuneration Policy of For For Management Chairman and CEO 9 Approve Compensation Report For For Management 10 Approve Compensation of Benoit de For Against Management Ruffray, Chairman and CEO 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Authorize Capitalization of Reserves For For Management of Up to EUR 80 Million for Bonus Issue or Increase in Par Value 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 156.8 Million 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 39.2 Million 16 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 39.2 Million 17 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 14-16 18 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 19 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 15, 16 and 18 at EUR 39.2 Million 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize up to 1 Million Shares for For Against Management Use in Stock Option Plans 22 Amend Article 17 of Bylaws Re: For For Management Employee Representatives 23 Amend Article 23 of Bylaws Re: Written For For Management Consultation 24 Amend Articles 20, 24, 26 and 30 of For For Management Bylaws Re: Board and Censor Remuneration, Chairman of the Board Power and Proxy Forms 25 Textual References Regarding Change of For Against Management Codification 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. Ticker: RE Security ID: G3223R108 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Amore For For Management 1.2 Elect Director Juan C. Andrade For For Management 1.3 Elect Director William F. Galtney, Jr. For For Management 1.4 Elect Director John A. Graf For For Management 1.5 Elect Director Meryl Hartzband For For Management 1.6 Elect Director Gerri Losquadro For For Management 1.7 Elect Director Roger M. Singer For For Management 1.8 Elect Director Joseph V. Taranto For For Management 1.9 Elect Director John A. Weber For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- FAIRFAX FINANCIAL HOLDINGS LIMITED Ticker: FFH Security ID: 303901102 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony F. Griffiths For For Management 1.2 Elect Director Robert J. Gunn For For Management 1.3 Elect Director Karen L. Jurjevich For For Management 1.4 Elect Director R. William McFarland For For Management 1.5 Elect Director Christine N. McLean For For Management 1.6 Elect Director Timothy R. Price For For Management 1.7 Elect Director Brandon W. Sweitzer For For Management 1.8 Elect Director Lauren C. Templeton For For Management 1.9 Elect Director Benjamin P. Watsa For For Management 1.10 Elect Director V. Prem Watsa For Withhold Management 1.11 Elect Director William C. Weldon For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- FLSMIDTH & CO. A/S Ticker: FLS Security ID: K90242130 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3a Approve Actual Remuneration of For For Management Directors for 2019 in the Aggregate Amount of DKK 6.4 Million 3b Approve Remuneration of Directors for For For Management 2020 in the Amount of DKK 1.35 Million for the Chairman, DKK 900,000 for the Vice Chairman and DKK 450,000 for Other Directors; Approve Remuneration for Committee Work 4 Approve Allocation of Income and For For Management Omission of Dividends 5.1 Determine Number of Members (6) and For For Management Deputy Members (0) of Board 5.2.a Reelect Vagn Ove Sorensen as Director For For Management 5.2.b Reelect Tom Knutzen as Director For For Management 5.2.c Reelect Richard Robinson Smith as For For Management Director 5.2.d Reelect Anne Louise Eberhard as For For Management Director 5.2.e Reelect Gillian Dawn Winckler as For For Management Director 5.2.f Reelect Thrasyvoulos Moraitis as For For Management Director 5.2.g Elect Richardt Ejnar Fangel as New Abstain Abstain Shareholder Director 6 Ratify Ernst & Young as Auditors For For Management 7.1 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 7.2 Approve Creation of DKK 100 Million For For Management Pool of Capital without Preemptive Rights 7.3 Amend Articles Re: Editorial Changes For For Management due to Merger of VP Securities A/S and VP Services A/S 7.4 Amend Articles Re: Change of Standard For For Management Agenda For Annual General Meeting 7.5 Authorize Share Repurchase Program For For Management 8 Other Business None None Management -------------------------------------------------------------------------------- GLENCORE PLC Ticker: GLEN Security ID: G39420107 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect Anthony Hayward as Director For For Management 3 Re-elect Ivan Glasenberg as Director For For Management 4 Re-elect Peter Coates as Director For For Management 5 Re-elect Leonhard Fischer as Director For For Management 6 Re-elect Martin Gilbert as Director For For Management 7 Re-elect John Mack as Director For For Management 8 Re-elect Gill Marcus as Director For For Management 9 Re-elect Patrice Merrin as Director For For Management 10 Elect Kalidas Madhavpeddi as Director For For Management 11 Approve Remuneration Policy For For Management 12 Approve Remuneration Report For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- HEIDELBERGCEMENT AG Ticker: HEI Security ID: D31709104 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 3.1 Approve Discharge of Management Board For For Management Member Bernd Scheifele for Fiscal 2019 3.2 Approve Discharge of Management Board For For Management Member Dominik von Achten for Fiscal 2019 3.3 Approve Discharge of Management Board For For Management Member Kevin Gluskie for Fiscal 2019 3.4 Approve Discharge of Management Board For For Management Member Hakan Gurdal for Fiscal 2019 3.5 Approve Discharge of Management Board For For Management Member Ernest Jelito for Fiscal 2019 3.6 Approve Discharge of Management Board For For Management Member Jon Morrish for Fiscal 2019 3.7 Approve Discharge of Management Board For For Management Member Lorenz Naeger for Fiscal 2019 3.8 Approve Discharge of Management Board For For Management Member Albert Scheuer for Fiscal 2019 3.9 Approve Discharge of Management Board For For Management Member Christopher Ward for Fiscal 2019 4.1 Approve Discharge of Supervisory Board For For Management Member Fritz-Juergen Heckmann for Fiscal 2019 4.2 Approve Discharge of Supervisory Board For For Management Member Heinz Schmitt for Fiscal 2019 4.3 Approve Discharge of Supervisory Board For For Management Member Barbara Breuninger for Fiscal 2019 4.4 Approve Discharge of Supervisory Board For For Management Member Josef Heumann for Fiscal 2019 4.5 Approve Discharge of Supervisory Board For For Management Member Birgit Jochens for Fiscal 2019 4.6 Approve Discharge of Supervisory Board For For Management Member Gabriele Kailing for Fiscal 2019 4.7 Approve Discharge of Supervisory Board For For Management Member Ludwig Merckle for Fiscal 2019 4.8 Approve Discharge of Supervisory Board For For Management Member Tobias Merckle for Fiscal 2019 4.9 Approve Discharge of Supervisory Board For For Management Member Luka Mucic for Fiscal 2019 4.10 Approve Discharge of Supervisory Board For For Management Member Ines Ploss for Fiscal 2019 4.11 Approve Discharge of Supervisory Board For For Management Member Peter Riedel for Fiscal 2019 4.12 Approve Discharge of Supervisory Board For For Management Member Juergen Schneider for Fiscal 2019 4.13 Approve Discharge of Supervisory Board For For Management Member Werner Schraeder for Fiscal 2019 4.14 Approve Discharge of Supervisory Board For For Management Member Margret Suckale for Fiscal 2019 4.15 Approve Discharge of Supervisory Board For For Management Member Stephan Wehning for Fiscal 2019 4.16 Approve Discharge of Supervisory Board For For Management Member Marion Weissenberger-Eibl for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6 Approve Creation of EUR 178.5 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights -------------------------------------------------------------------------------- HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Ticker: HTO Security ID: X3258B102 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management 2 Approve Cancellation of Repurchased For For Management Shares 3 Various Announcements None None Management -------------------------------------------------------------------------------- HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Ticker: HTO Security ID: X3258B102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports and Income Allocation 2 Receive Report on Activities of Audit None None Management Committee 3 Approve Management of Company and For For Management Grant Discharge to Auditors 4 Ratify Auditors For For Management 5 Approve Remuneration Policy For For Management 6 Approve Director Remuneration For For Management 7 Advisory Vote on Remuneration Report For For Management 8 Approve Director Liability and For For Management Indemnification 9 Announcement of Related Party None None Management Transactions 10 Amend Company Articles For For Management 11.1 Elect Amanda Sisson as Director For For Management 11.2 Elect a Shareholder-Nominee to the None Abstain Shareholder Board 11.3 Elect a Shareholder-Nominee to the None Abstain Shareholder Board 12.1 Elect Amanda Sisson as Audit Committee For For Management Member 12.2 Elect a Shareholder-Nominee to the None Abstain Shareholder Audit Committee 12.3 Elect a Shareholder-Nominee to the None Abstain Shareholder Audit Committee 13 Announcement of Director Appointments None None Management 14 Various Announcements None None Management -------------------------------------------------------------------------------- HUSQVARNA AB Ticker: HUSQ.B Security ID: W4235G116 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of None None Management Shareholders 4 Approve Agenda of Meeting For For Management 5.a Designate Ricard Wennerklint as For For Management Inspector of Minutes of Meeting 5.b Designate Henrik Didner as Inspector For For Management of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7.a Accept Financial Statements and For For Management Statutory Reports 7.b Approve Allocation of Income and For For Management Omission of Dividends 7.c1 Approve Discharge of Board Member Tom For For Management Johnstone 7.c2 Approve Discharge of Board Member Ulla For For Management Litzen 7.c3 Approve Discharge of Board Member For For Management Katarina Martinson 7.c4 Approve Discharge of Board Member For For Management Bertrand Neuschwander 7.c5 Approve Discharge of Board Member For For Management Daniel Nodhall 7.c6 Approve Discharge of Board Member Lars For For Management Pettersson 7.c7 Approve Discharge of Board Member For For Management Christine Robins 7.c8 Approve Discharge of CEO Kai Warn For For Management 8.a Determine Number of Members (8) and For For Management Deputy Members (0) of Board 8.b Determine Number of Auditors (1) and For For Management Deputy Auditors 9 Approve Remuneration of Directors in For For Management the Amount of SEK 2 Million to Chairman and SEK 580,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 10.a Reelect Tom Johnstone as Director For Against Management 10.b Reelect Ulla Litzen as Director For For Management 10.c Reelect Katarina Martinson as Director For Against Management 10.d Reelect Bertrand Neuschwander as For For Management Director 10.e Reelect Daniel Nodhall as Director For Against Management 10.f Reelect Lars Pettersson as Director For Against Management 10.g Reelect Christine Robins as Director For For Management 10.h Elect Henric Andersson as New Director For Against Management 10.i Appoint Tom Johnstone as Board Chairman For Against Management 11.a Ratify Ernst & Young as Auditors For For Management 11.b Approve Remuneration of Auditors For For Management 12 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 13 Approve Performance Share Incentive For Against Management Program LTI 2020 14 Approve Equity Swap Arrangement to For Against Management Cover Obligations Under LTI 2020 15 Approve Issuance of 57.6 Million Class For For Management B Shares without Preemptive Rights 16 Close Meeting None None Management -------------------------------------------------------------------------------- IMPERIAL BRANDS PLC Ticker: IMB Security ID: G4720C107 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Susan Clark as Director For Against Management 5 Re-elect Alison Cooper as Director For For Management 6 Re-elect Therese Esperdy as Director For For Management 7 Re-elect Simon Langelier as Director For For Management 8 Re-elect Matthew Phillips as Director For For Management 9 Re-elect Steven Stanbrook as Director For For Management 10 Elect Jonathan Stanton as Director For For Management 11 Re-elect Oliver Tant as Director For For Management 12 Re-elect Karen Witts as Director For For Management 13 Appoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INDUSTRIA DE DISENO TEXTIL SA Ticker: ITX Security ID: E6282J125 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Non-Financial Information For For Management Report 4 Approve Allocation of Income and For For Management Dividends 5 Fix Number of Directors at 11 For For Management 6.a Reelect Pablo Isla Alvarez de Tejera For For Management as Director 6.b Reelect Amancio Ortega Gaona as For For Management Director 6.c Elect Carlos Crespo Gonzalez as For For Management Director 6.d Reelect Emilio Saracho Rodriguez de For For Management Torres as Director 6.e Reelect Jose Luis Duran Schulz as For For Management Director 7.a Amend Article 13 Re: General Meetings For For Management 7.b Amend Articles Re: Board Committees For For Management 7.c Amend Articles Re: Annual Accounts and For For Management Allocation of Income 8 Renew Appointment of Deloitte as For For Management Auditor 9 Approve Restricted Stock Plan For For Management 10 Authorize Share Repurchase Program For For Management 11 Amend Remuneration Policy For For Management 12 Advisory Vote on Remuneration Report For For Management 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- ITT INC. Ticker: ITT Security ID: 45073V108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Orlando D. Ashford For For Management 1b Elect Director Geraud Darnis For For Management 1c Elect Director Donald DeFosset, Jr. For For Management 1d Elect Director Nicholas C. Fanandakis For For Management 1e Elect Director Richard P. Lavin For For Management 1f Elect Director Mario Longhi For For Management 1g Elect Director Rebecca A. McDonald For For Management 1h Elect Director Timothy H. Powers For For Management 1i Elect Director Luca Savi For For Management 1j Elect Director Cheryl L. Shavers For For Management 1k Elect Director Sabrina Soussan For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For For Management Permit Removal of Directors With or Without Cause 5 Require Independent Board Chair Against For Shareholder 6 Report on Governance Measures Against For Shareholder Implemented Related to Opioids -------------------------------------------------------------------------------- KB FINANCIAL GROUP, INC. Ticker: 105560 Security ID: Y46007103 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Hur Yin as Non-Independent For For Management Non-Executive Director 3.2 Elect Stuart B. Solomon as Outside For For Management Director 3.3 Elect Sonu Suk-ho as Outside Director For For Management 3.4 Elect Choi Myung-hee as Outside For For Management Director 3.5 Elect Jeong Kou-whan as Outside For For Management Director 3.6 Elect Kwon Seon-ju as Outside Director For For Management 4 Elect Oh Gyu-taek as Outside Director For For Management to serve as an Audit Committee Member 5.1 Elect Choi Myung-hee as a Member of For For Management Audit Committee 5.2 Elect Jeong Kou-whan as a Member of For For Management Audit Committee 5.3 Elect Kim Gyeong-ho as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KDDI CORP. Ticker: 9433 Security ID: J31843105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2.1 Elect Director Tanaka, Takashi For Against Management 2.2 Elect Director Takahashi, Makoto For Against Management 2.3 Elect Director Shoji, Takashi For Against Management 2.4 Elect Director Muramoto, Shinichi For Against Management 2.5 Elect Director Mori, Keiichi For Against Management 2.6 Elect Director Morita, Kei For Against Management 2.7 Elect Director Amamiya, Toshitake For Against Management 2.8 Elect Director Takeyama, Hirokuni For Against Management 2.9 Elect Director Yoshimura, Kazuyuki For Against Management 2.10 Elect Director Yamaguchi, Goro For Against Management 2.11 Elect Director Yamamoto, Keiji For Against Management 2.12 Elect Director Oyagi, Shigeo For Against Management 2.13 Elect Director Kano, Riyo For Against Management 2.14 Elect Director Goto, Shigeki For For Management 3.1 Appoint Statutory Auditor Takagi, For For Management Kenichiro 3.2 Appoint Statutory Auditor Honto, Shin For For Management 3.3 Appoint Statutory Auditor Matsumiya, For For Management Toshihiko 3.4 Appoint Statutory Auditor Karube, Jun For For Management -------------------------------------------------------------------------------- KT CORP. Ticker: 030200 Security ID: 48268K101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Elect Ku Hyeon-mo as CEO For For Management 3 Approve Financial Statements and For For Management Allocation of Income 4.1 Elect Park Yoon-young as Inside For For Management Director 4.2 Elect Park Jong-ook as Inside Director For For Management 4.3 Elect Kang Chung-gu as Outside Director For For Management 4.4 Elect Park Chan-hi as Outside Director For For Management 4.5 Elect Yeo Eun-jung as Outside Director For For Management 4.6 Elect Pyo Hyun-myung as Outside For For Management Director 5.1 Elect Sung Tae-yoon as a Member of For Against Management Audit Committee 5.2 Elect Yeo Eun-jung as a Member of For For Management Audit Committee 5.3 Elect Kang Chung-gu as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Management Contract For For Management 8 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- LABORATORY CORPORATION OF AMERICA HOLDINGS Ticker: LH Security ID: 50540R409 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kerrii B. Anderson For For Management 1b Elect Director Jean-Luc Belingard For For Management 1c Elect Director Jeffrey A. Davis For For Management 1d Elect Director D. Gary Gilliland For For Management 1e Elect Director Garheng Kong For For Management 1f Elect Director Peter M. Neupert For For Management 1g Elect Director Richelle P. Parham For For Management 1h Elect Director Adam H. Schechter For For Management 1i Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- LENNAR CORPORATION Ticker: LEN Security ID: 526057104 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rick Beckwitt For For Management 1b Elect Director Irving Bolotin For Against Management 1c Elect Director Steven L. Gerard For For Management 1d Elect Director Tig Gilliam For For Management 1e Elect Director Sherrill W. Hudson For For Management 1f Elect Director Jonathan M. Jaffe For For Management 1g Elect Director Sidney Lapidus For For Management 1h Elect Director Teri P. McClure For Against Management 1i Elect Director Stuart Miller For For Management 1j Elect Director Armando Olivera For Against Management 1k Elect Director Jeffrey Sonnenfeld For Against Management 1l Elect Director Scott Stowell For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LEONARDO SPA Ticker: LDO Security ID: T6S996112 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports of Sistemi Dinamici SpA 2 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income of Leonardo SpA 3 Fix Number of Directors For For Management 4 Fix Board Terms for Directors For For Management 5.1 Slate 1 Submitted by Ministry of None Against Shareholder Economy and Finance 5.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 6 Elect Luciano Carta as Board Chair None For Shareholder 7 Approve Remuneration of Directors For Against Management 8 Approve Remuneration Policy For For Management 9 Approve Second Section of the For Against Management Remuneration Report 10 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Steven A. Davis For For Management 2b Elect Director J. Michael Stice For For Management 2c Elect Director John P. Surma For For Management 2d Elect Director Susan Tomasky For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Adopt Simple Majority Vote For For Shareholder 6 Report on Integrating Community Against Against Shareholder Impacts Into Executive Compensation Program -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUN 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dominic J. Caruso For For Management 1.2 Elect Director N. Anthony Coles For For Management 1.3 Elect Director M. Christine Jacobs For For Management 1.4 Elect Director Donald R. Knauss For For Management 1.5 Elect Director Marie L. Knowles For For Management 1.6 Elect Director Bradley E. Lerman For For Management 1.7 Elect Director Edward A. Mueller For For Management 1.8 Elect Director Susan R. Salka For For Management 1.9 Elect Director Brian S. Tyler For For Management 1.10 Elect Director Kenneth E. Washington For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- MEDTRONIC PLC Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Andrea J. Goldsmith For For Management 1e Elect Director Randall J. Hogan, III For For Management 1f Elect Director Omar Ishrak For For Management 1g Elect Director Michael O. Leavitt For For Management 1h Elect Director James T. Lenehan For For Management 1i Elect Director Geoffrey S. Martha For For Management 1j Elect Director Elizabeth G. Nabel For For Management 1k Elect Director Denise M. O'Leary For For Management 1l Elect Director Kendall J. Powell For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Authorize Overseas Market Purchases of For For Management Ordinary Shares -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Mary Ellen Coe For For Management 1d Elect Director Pamela J. Craig For For Management 1e Elect Director Kenneth C. Frazier For For Management 1f Elect Director Thomas H. Glocer For For Management 1g Elect Director Risa J. Lavizzo-Mourey For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Corporate Tax Savings Against Against Shareholder Allocation -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- MOHAWK INDUSTRIES, INC. Ticker: MHK Security ID: 608190104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karen A. Smith Bogart For Against Management 1.2 Elect Director Jeffrey S. Lorberbaum For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NETAPP, INC. Ticker: NTAP Security ID: 64110D104 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director T. Michael Nevens For For Management 1b Elect Director Gerald Held For For Management 1c Elect Director Kathryn M. Hill For For Management 1d Elect Director Deborah L. Kerr For Against Management 1e Elect Director George Kurian For For Management 1f Elect Director Scott F. Schenkel For For Management 1g Elect Director George T. Shaheen For Against Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEWMONT CORPORATION Ticker: NEM Security ID: 651639106 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory H. Boyce For For Management 1.2 Elect Director Bruce R. Brook For For Management 1.3 Elect Director J. Kofi Bucknor For For Management 1.4 Elect Director Maura Clark For For Management 1.5 Elect Director Matthew Coon Come For For Management 1.6 Elect Director Noreen Doyle For For Management 1.7 Elect Director Veronica M. Hagen For For Management 1.8 Elect Director Rene Medori For For Management 1.9 Elect Director Jane Nelson For For Management 1.10 Elect Director Thomas Palmer For For Management 1.11 Elect Director Julio M. Quintana For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NEXSTAR MEDIA GROUP, INC. Ticker: NXST Security ID: 65336K103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Miller For For Management 1.2 Elect Director John R. Muse For Withhold Management 1.3 Elect Director I. Martin Pompadur For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NIPPON TELEGRAPH & TELEPHONE CORP. Ticker: 9432 Security ID: J59396101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 47.5 2.1 Elect Director Shinohara, Hiromichi For Against Management 2.2 Elect Director Sawada, Jun For Against Management 2.3 Elect Director Shimada, Akira For Against Management 2.4 Elect Director Shibutani, Naoki For For Management 2.5 Elect Director Shirai, Katsuhiko For Against Management 2.6 Elect Director Sakakibara, Sadayuki For Against Management 2.7 Elect Director Sakamura, Ken For Against Management 2.8 Elect Director Takegawa, Keiko For For Management 3 Appoint Statutory Auditor Takahashi, For For Management Kanae -------------------------------------------------------------------------------- NOVO NORDISK A/S Ticker: NOVO.B Security ID: K72807132 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3.1 Receive Remuneration Report 2019 None None Management 3.2a Approve Remuneration of Directors for For For Management 2019 in the Aggregate Amount of DKK 19. 4 Million 3.2b Approve Remuneration of Directors for For For Management 2020 in the Amount of DKK 2.2 Million for the Chairman, DKK 1.4 Million for the Vice Chairman, and DKK 720,000 for Other Directors; Approve Remuneration for Committee Work 3.3 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 3.4 Amend Articles Re: Voting on the For For Management Company's Remuneration Report at Annual General Meetings 4 Approve Allocation of Income and For For Management Dividends 5.1 Reelect Helge Lund as Director and For For Management Chairman 5.2 Reelect Jeppe Christiansen as Director For For Management and Deputy Chairman 5.3a Reelect Brian Daniels as Director For For Management 5.3b Reelect Laurence Debroux as Director For For Management 5.3c Reelect Andreas Fibig as Director For For Management 5.3d Reelect Sylvie Gregoire as Director For For Management 5.3e Reelect Liz Hewitt as Director For For Management 5.3f Reelect Kasim Kutay as Director For For Management 5.3g Reelect Martin Mackay as Director For For Management 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7.1 Approve DKK 10 Million Reduction in For For Management Share Capital via B Share Cancellation 7.2 Authorize Share Repurchase Program For For Management 7.3a Approve Creation of Pool of Capital For Against Management for the Benefit of Employees 7.3b Approve Creation of Pool of Capital For For Management with Preemptive Rights 7.3c Approve Creation of Pool of Capital For For Management without Preemptive Rights 7.4 Approve Donation to the World Diabetes For For Management Foundation 8 Disclosure of the Ratio between Against Against Shareholder Executive and Employee Remuneration in the Annual Reports 9 Other Business None None Management -------------------------------------------------------------------------------- NUTRIEN LTD. Ticker: NTR Security ID: 67077M108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher M. Burley For For Management 1.2 Elect Director Maura J. Clark For For Management 1.3 Elect Director David C. Everitt For For Management 1.4 Elect Director Russell K. Girling For For Management 1.5 Elect Director Miranda C. Hubbs For For Management 1.6 Elect Director Alice D. Laberge For For Management 1.7 Elect Director Consuelo E. Madere For For Management 1.8 Elect Director Charles V. Magro For For Management 1.9 Elect Director Keith G. Martell For For Management 1.10 Elect Director Aaron W. Regent For For Management 1.11 Elect Director Mayo M. Schmidt For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- NXP SEMICONDUCTORS N.V. Ticker: NXPI Security ID: N6596X109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board Members For For Management 3a Elect Kurt Sievers as Executive For For Management Director 3b Reelect Peter Bonfield as For For Management Non-Executive Director 3c Reelect Kenneth A. Goldman as For Against Management Non-Executive Director 3d Reelect Josef Kaeser as Non-Executive For For Management Director 3e Reelect Lena Olving as Non-Executive For For Management Director 3f Reelect Peter Smitham as Non-Executive For For Management Director 3g Reelect Julie Southern as For For Management Non-Executive Director 3h Reelect Jasmin Staiblin as For For Management Non-Executive Director 3i Reelect Gregory Summe as Non-Executive For For Management Director 3j Reelect Karl-Henrik Sundstrom as For For Management Non-Executive Director 4 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 5 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Cancellation of Ordinary Shares For For Management 8 Ratify Ernst & Young Accountants LLP For For Management as Auditors 9 Approve Remuneration of the Members For For Management and Chairs of the Audit Committee, Compensation Committee, and the Nominating and Governance Committee of the Board 10 Amend Articles to Establish Quorum For For Management Requirement 11 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 12 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For Withhold Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For Withhold Management 1.5 Elect Director George H. Conrades For Withhold Management 1.6 Elect Director Lawrence J. Ellison For For Management 1.7 Elect Director Rona A. Fairhead For For Management 1.8 Elect Director Hector Garcia-Molina None None Management *Withdrawn Resolution* 1.9 Elect Director Jeffrey O. Henley For For Management 1.10 Elect Director Mark V. Hurd - Deceased None None Management 1.11 Elect Director Renee J. James For Withhold Management 1.12 Elect Director Charles W. Moorman, IV For Withhold Management 1.13 Elect Director Leon E. Panetta For Withhold Management 1.14 Elect Director William G. Parrett For For Management 1.15 Elect Director Naomi O. Seligman For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Gender Pay Gap Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- OWENS CORNING Ticker: OC Security ID: 690742101 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian D. Chambers For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Adrienne D. Elsner For For Management 1d Elect Director J. Brian Ferguson For For Management 1e Elect Director Ralph F. Hake For For Management 1f Elect Director Edward F. Lonergan For For Management 1g Elect Director Maryann T. Mannen For For Management 1h Elect Director W. Howard Morris For For Management 1i Elect Director Suzanne P. Nimocks For For Management 1j Elect Director John D. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition -------------------------------------------------------------------------------- PERSIMMON PLC Ticker: PSN Security ID: G70202109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3 Approve Remuneration Policy For For Management 4 Approve Remuneration Report For For Management 5 Re-elect Roger Devlin as Director For For Management 6 Re-elect David Jenkinson as Director For For Management 7 Re-elect Michael Killoran as Director For For Management 8 Re-elect Nigel Mills as Director For For Management 9 Re-elect Rachel Kentleton as Director For For Management 10 Re-elect Simon Litherland as Director For For Management 11 Re-elect Marion Sears as Director For For Management 12 Elect Joanna Place as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- PEUGEOT SA Ticker: UG Security ID: F72313111 Meeting Date: JUN 25, 2020 Meeting Type: Annual/Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Ratify Appointment of Zhang Zutong as For For Management Supervisory Board Member 5 Reelect Catherine Bradley as For For Management Supervisory Board Member 6 Approve Remuneration Policy of Carlos For Against Management Tavares, Chairman of the Management Board 7 Approve Remuneration Policy of Olivier For Against Management Bourges, Michael Lohscheller, Maxime Picat as Members of the Management Board 8 Approve Remuneration Policy of Louis For For Management Gallois, Chairman of the Supervisory Board 9 Approve Remuneration Policy of Members For For Management of the Supervisory Board 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Carlos For Against Management Tavares, Chairman of the Management Board 12 Approve Compensation of Olivier For Against Management Bourges, Member of the Management Board Since March 1, 2019 13 Approve Compensation of Michael For Against Management Lohscheller, Member of the Management Board Since Sept. 1, 2019 14 Approve Compensation of Maxime Picat, For Against Management Member of the Management Board 15 Approve Compensation of For Against Management Jean-Christophe Quemard, Member of the Management Board Until Aug. 31, 2019 16 Approve Compensation of Louis Gallois, For For Management Chairman of the Supervisory Board 17 Approve Transaction with For For Management Etablissements Peugeot Freres and FFP Re: Engagement Letter 18 Approve Transaction with Bpifrance For For Management Participations and Lion Participations Re: Engagement Letter 19 Approve Transaction with Dongfeng For For Management Motor Group Re: Buyout Agreement 20 Waiver of the Establishment of a For For Management Special Negotiation Group Re: Merger Agreement Between Company and Fiat Chrysler Automobiles 21 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Board to Issue Free Warrants For Against Management with Preemptive Rights During a Public Tender Offer 24 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 25 Amend Article 10 of Bylaws Re: For For Management Employee Representative 26 Amend Article 12 of Bylaws Re: Payment For For Management of Dividends 27 Ratify Change Location of Registered For For Management Office to Centre Technique de Velizy, Route de Gisy, 78140 Velizy-Villacoublay and Amend Article 4 of Bylaws Accordingly 28 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director James M. Kilts For Against Management 1.9 Elect Director Dan R. Littman For For Management 1.10 Elect Director Shantanu Narayen For For Management 1.11 Elect Director Suzanne Nora Johnson For For Management 1.12 Elect Director James Quincey For For Management 1.13 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Amend Proxy Access Right Against For Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Gender Pay Gap Against Against Shareholder 9 Elect Director Susan Desmond-Hellmann For For Management -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements, Statutory For For Management Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PULTEGROUP, INC. Ticker: PHM Security ID: 745867101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian P. Anderson For Did Not Vote Management 1b Elect Director Bryce Blair For Did Not Vote Management 1c Elect Director Richard W. Dreiling For Did Not Vote Management 1d Elect Director Thomas J. Folliard For Did Not Vote Management 1e Elect Director Cheryl W. Grise For Did Not Vote Management 1f Elect Director Andre J. Hawaux For Did Not Vote Management 1g Elect Director Ryan R. Marshall For Did Not Vote Management 1h Elect Director John R. Peshkin For Did Not Vote Management 1i Elect Director Scott F. Powers For Did Not Vote Management 1j Elect Director Lila Snyder For Did Not Vote Management 2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management 3 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation -------------------------------------------------------------------------------- RAYTHEON TECHNOLOGIES CORPORATION Ticker: RTX Security ID: 913017109 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd J. Austin, III For For Management 1b Elect Director Gregory J. Hayes For For Management 1c Elect Director Marshall O. Larsen For For Management 1d Elect Director Robert K. (Kelly) For For Management Ortberg 1e Elect Director Margaret L. O'Sullivan For For Management 1f Elect Director Denise L. Ramos For For Management 1g Elect Director Fredric G. Reynolds For For Management 1h Elect Director Brian C. Rogers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Adopt Simple Majority Vote None For Shareholder 5 Report on Plant Closures Against Against Shareholder -------------------------------------------------------------------------------- RHEINMETALL AG Ticker: RHM Security ID: D65111102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.40 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020 6 Approve Remuneration Policy For Against Management -------------------------------------------------------------------------------- ROYAL AHOLD DELHAIZE NV Ticker: AD Security ID: N0074E105 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 4 Adopt Financial Statements For For Management 5 Approve Dividends of EUR 0.76 Per Share For For Management 6 Approve Remuneration Report For For Management 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9 Approve Remuneration Policy for For For Management Management Board Members 10 Approve Remuneration Policy for For For Management Supervisory Board Members 11 Elect Frank van Zanten to Supervisory For For Management Board 12 Elect Helen Weir to Supervisory Board For Against Management 13 Reelect Mary Anne Citrino to For For Management Supervisory Board 14 Reelect Dominique Leroy to Supervisory For For Management Board 15 Reelect Bill McEwan to Supervisory For For Management Board 16 Reelect Kevin Holt to Management Board For For Management 17 Elect Natalie Knight to Management For For Management Board 18 Ratify PricewaterhouseCoopers as For For Management Auditors 19 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 20 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 21 Authorize Board to Acquire Common For For Management Shares 22 Approve Cancellation of Repurchased For For Management Shares 23 Close Meeting None None Management -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSB Security ID: G7690A100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Elect Dick Boer as Director For For Management 5 Elect Andrew Mackenzie as Director For For Management 6 Elect Martina Hund-Mejean as Director For For Management 7 Re-elect Ben van Beurden as Director For For Management 8 Re-elect Neil Carson as Director For For Management 9 Re-elect Ann Godbehere as Director For For Management 10 Re-elect Euleen Goh as Director For For Management 11 Re-elect Charles Holliday as Director For For Management 12 Re-elect Catherine Hughes as Director For For Management 13 Re-elect Sir Nigel Sheinwald as For For Management Director 14 Re-elect Jessica Uhl as Director For For Management 15 Re-elect Gerrit Zalm as Director For For Management 16 Reappoint Ernst & Young LLP as Auditors For For Management 17 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Request Shell to Set and Publish Against Against Shareholder Targets for Greenhouse Gas (GHG) Emissions -------------------------------------------------------------------------------- SANDVIK AKTIEBOLAG Ticker: SAND Security ID: W74857165 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Approve Agenda of Meeting For Did Not Vote Management 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For Did Not Vote Management Statutory Reports 9 Approve Discharge of Board and For Did Not Vote Management President 10 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 11 Determine Number of Directors (8) and For Did Not Vote Management Deputy Directors (0) of Board; Determine Number of Auditors (1) and Deputy Auditors 12 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 2.55 Million for Chairman and SEK 690,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration for Auditor 13.1 Elect Stefan Widing as New Director For Did Not Vote Management 13.2 Elect Kai Warn as New Director For Did Not Vote Management 13.3 Reelect Jennifer Allerton as Director For Did Not Vote Management 13.4 Reelect Claes Boustedt as Director For Did Not Vote Management 13.5 Reelect Marika Fredriksson as Director For Did Not Vote Management 13.6 Reelect Johan Karlstrom as Director For Did Not Vote Management 13.7 Reelect Johan Molin as Director For Did Not Vote Management 13.8 Reelect Helena Stjernholm as Director For Did Not Vote Management 14 Reelect Johan Molin as Chairman of the For Did Not Vote Management Board 15 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors 16 Authorize Chairman of Board and For Did Not Vote Management Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 17 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 18 Approve Performance Share Matching For Did Not Vote Management Plan LTI 2020 19 Authorize Share Repurchase Program For Did Not Vote Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- SANOFI Ticker: SAN Security ID: F5548N101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses and For For Management Dividends of EUR 3.15 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Ratify Appointment of Paul Hudson as For For Management Director 6 Reelect Laurent Attal as Director For For Management 7 Reelect Carole Piwnica as Director For For Management 8 Reelect Diane Souza as Director For For Management 9 Reelect Thomas Sudhof as Director For For Management 10 Elect Rachel Duan as Director For For Management 11 Elect Lise Kingo as Director For For Management 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 2 Million 13 Approve Remuneration Policy of For For Management Directors 14 Approve Remuneration Policy of For For Management Chairman of the Board 15 Approve Remuneration Policy of CEO For For Management 16 Approve Compensation Report of For For Management Corporate Officers 17 Approve Compensation of Serge For For Management Weinberg, Chairman of the Board 18 Approve Compensation of Paul Hudson, For For Management CEO Since Sept. 1, 2019 19 Approve Compensation of Olivier For Against Management Brandicourt, CEO Until Aug. 31, 2019 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SAP SE Ticker: SAP Security ID: D66992104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.58 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6.1 Approve Creation of EUR 250 Million For For Management Pool of Capital with Preemptive Rights 6.2 Approve Creation of EUR 250 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 7 Approve Remuneration Policy for the For For Management Management Board 8 Approve Remuneration Policy for the For For Management Supervisory Board -------------------------------------------------------------------------------- SCIENCE APPLICATIONS INTERNATIONAL CORPORATION Ticker: SAIC Security ID: 808625107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bedingfield For For Management 1b Elect Director Carol A. Goode For For Management 1c Elect Director John J. Hamre For For Management 1d Elect Director Yvette M. Kanouff For For Management 1e Elect Director Nazzic S. Keene For For Management 1f Elect Director David M. Kerko For For Management 1g Elect Director Timothy J. Mayopoulos For For Management 1h Elect Director Katharina G. McFarland For For Management 1i Elect Director Donna S. Morea For For Management 1j Elect Director Steven R. Shane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SIEMENS AG Ticker: SIE Security ID: D69671218 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.90 per Share 3.1 Approve Discharge of Management Board For For Management Member Joe Kaeser for Fiscal 2018/19 3.2 Approve Discharge of Management Board For For Management Member Roland Busch for Fiscal 2018/19 3.3 Approve Discharge of Management Board For For Management Member Lisa Davis for Fiscal 2018/19 3.4 Approve Discharge of Management Board For For Management Member Klaus Helmrich for Fiscal 2018/19 3.5 Approve Discharge of Management Board For For Management Member Janina Kugel for Fiscal 2018/19 3.6 Approve Discharge of Management Board For For Management Member Cedrik Neike for Fiscal 2018/19 3.7 Approve Discharge of Management Board For For Management Member Michael Sen for Fiscal 2018/19 3.8 Approve Discharge of Management Board For For Management Member Ralf Thomas for Fiscal 2018/19 4.1 Approve Discharge of Supervisory Board For For Management Member Jim Hagemann Snabe for Fiscal 2018/19 4.2 Approve Discharge of Supervisory Board For For Management Member Birgit Steinborn for Fiscal 2018/19 4.3 Approve Discharge of Supervisory Board For For Management Member Werner Wenning for Fiscal 2018/19 4.4 Approve Discharge of Supervisory Board For For Management Member Werner Brandt for Fiscal 2018/19 4.5 Approve Discharge of Supervisory Board For For Management Member Michael Diekmann for Fiscal 2018/19 4.6 Approve Discharge of Supervisory Board For For Management Member Andrea Fehrmann for Fiscal 2018/19 4.7 Approve Discharge of Supervisory Board For For Management Member Reinhard Hahn (until January 30, 2019) for Fiscal 2018/19 4.8 Approve Discharge of Supervisory Board For For Management Member Bettina Haller for Fiscal 2018/19 4.9 Approve Discharge of Supervisory Board For For Management Member Robert Kensbock for Fiscal 2018/19 4.10 Approve Discharge of Supervisory Board For For Management Member Harald Kern for Fiscal 2018/19 4.11 Approve Discharge of Supervisory Board For For Management Member Juergen Kerner for Fiscal 2018/19 4.12 Approve Discharge of Supervisory Board For For Management Member Nicola Leibinger-Kammueller for Fiscal 2018/19 4.13 Approve Discharge of Supervisory Board For For Management Member Benoit Potier for Fiscal 2018/19 4.14 Approve Discharge of Supervisory Board For For Management Member Hagen Reimer (from January 30, 2019) for Fiscal 2018/19 4.15 Approve Discharge of Supervisory Board For For Management Member Norbert Reithofer for Fiscal 2018/19 4.16 Approve Discharge of Supervisory Board For For Management Member Dame Shafik for Fiscal 2018/19 4.17 Approve Discharge of Supervisory Board For For Management Member Nathalie von Siemens for Fiscal 2018/19 4.18 Approve Discharge of Supervisory Board For For Management Member Michael Sigmund for Fiscal 2018/19 4.19 Approve Discharge of Supervisory Board For For Management Member Dorothea Simon for Fiscal 2018/19 4.20 Approve Discharge of Supervisory Board For For Management Member Matthias Zachert for Fiscal 2018/19 4.21 Approve Discharge of Supervisory Board For For Management Member Gunnar Zukunft for Fiscal 2018/19 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2019/20 6 Approve Remuneration Policy For For Management 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 180 Million Pool of Capital to Guarantee Conversion Rights 10 Approve Affiliation Agreement with For For Management Subsidiary Siemens Mobility GmbH -------------------------------------------------------------------------------- SMITH & NEPHEW PLC Ticker: SN Security ID: G82343164 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Graham Baker as Director For For Management 6 Re-elect Vinita Bali as Director For Against Management 7 Re-elect Baroness Virginia Bottomley For For Management as Director 8 Re-elect Roland Diggelmann as Director For For Management 9 Re-elect Erik Engstrom as Director For For Management 10 Re-elect Robin Freestone as Director For For Management 11 Re-elect Marc Owen as Director For For Management 12 Re-elect Angie Risley as Director For For Management 13 Re-elect Roberto Quarta as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Approve Global Share Plan 2020 For For Management 17 Authorise Issue of Equity For Against Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SONY CORP. Ticker: 6758 Security ID: J76379106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management 2.1 Elect Director Yoshida, Kenichiro For For Management 2.2 Elect Director Totoki, Hiroki For For Management 2.3 Elect Director Sumi, Shuzo For For Management 2.4 Elect Director Tim Schaaff For For Management 2.5 Elect Director Matsunaga, Kazuo For For Management 2.6 Elect Director Oka, Toshiko For For Management 2.7 Elect Director Akiyama, Sakie For For Management 2.8 Elect Director Wendy Becker For For Management 2.9 Elect Director Hatanaka, Yoshihiko For For Management 2.10 Elect Director Adam Crozier For For Management 2.11 Elect Director Kishigami, Keiko For For Management 2.12 Elect Director Joseph A. Kraft Jr For For Management 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- STMICROELECTRONICS NV Ticker: STM Security ID: N83574108 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Report of Supervisory Board None None Management (Non-Voting) 4.a Approve Remuneration Report For Against Management 4.b Approve Remuneration Policy for For For Management Supervisory Board 4.c Approve Remuneration Policy for For Against Management Management Board 4.d Adopt Financial Statements and For For Management Statutory Reports 4.e Approve Dividends For For Management 4.f Approve Discharge of Management Board For For Management 4.g Approve Discharge of Supervisory Board For For Management 4.h Ratify Ernst & Young as Auditors For For Management 5 Approve Restricted Stock Grants to For Against Management President and CEO 6 Elect Ana de Pro Gonzalo to For For Management Supervisory Board 7 Elect Yann Delabriere to Supervisory For For Management Board 8 Reelect Heleen Kersten to Supervisory For For Management Board 9 Reelect Alessandro Rivera to For For Management Supervisory Board 10 Reelect Frederic Sanchez to For For Management Supervisory Board 11 Reelect Maurizio Tamagnini to For For Management Supervisory Board 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13.a Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 13.b Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital in Case of Merger or Acquisition and Exclude Pre-emptive Rights 14 Allow Questions None None Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Murai For For Management 1.2 Elect Director Dwight Steffensen For For Management 1.3 Elect Director Dennis Polk For For Management 1.4 Elect Director Fred Breidenbach For For Management 1.5 Elect Director Laurie Simon Hodrick For For Management 1.6 Elect Director Hau Lee For For Management 1.7 Elect Director Matthew Miau For Withhold Management 1.8 Elect Director Gregory Quesnel For For Management 1.9 Elect Director Ann Vezina For For Management 1.10 Elect Director Thomas Wurster For For Management 1.11 Elect Director Duane Zitzner For For Management 1.12 Elect Director Andrea Zulberti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TE CONNECTIVITY LTD. Ticker: TEL Security ID: H84989104 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre R. Brondeau For For Management 1b Elect Director Terrence R. Curtin For For Management 1c Elect Director Carol A. ('John') For For Management Davidson 1d Elect Director Lynn A. Dugle For For Management 1e Elect Director William A. Jeffrey For For Management 1f Elect Director David M. Kerko For For Management 1g Elect Director Thomas J. Lynch For For Management 1h Elect Director Yong Nam For For Management 1i Elect Director Daniel J. Phelan For For Management 1j Elect Director Abhijit Y. Talwalkar For For Management 1k Elect Director Mark C. Trudeau For For Management 1l Elect Director Dawn C. Willoughby For For Management 1m Elect Director Laura H. Wright For For Management 2 Elect Board Chairman Thomas J. Lynch For For Management 3a Elect Daniel J. Phelan as Member of For For Management Management Development and Compensation Committee 3b Elect Abhijit Y. Talwalkar as Member For For Management of Management Development and Compensation Committee 3c Elect Mark C. Trudeau as Member of For For Management Management Development and Compensation Committee 3d Elect Dawn C. Willoughby as Member of For For Management Management Development and Compensation Committee 4 Designate Rene Schwarzenbach as For For Management Independent Proxy 5.1 Accept Annual Report for Fiscal Year For For Management Ended September 27, 2019 5.2 Accept Statutory Financial Statements For For Management for Fiscal Year Ended September 27, 2019 5.3 Approve Consolidated Financial For For Management Statements for Fiscal Year Ended September 27, 2019 6 Approve Discharge of Board and Senior For For Management Management 7.1 Ratify Deloitte & Touche LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2020 7.2 Ratify Deloitte AG as Swiss Registered For For Management Auditors 7.3 Ratify PricewaterhouseCoopers AG as For For Management Special Auditors 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Approve the Increase in Maximum For For Management Aggregate Remuneration of Executive Management 10 Approve the Increase in Maximum For For Management Aggregate Remuneration of Board of Directors 11 Approve Allocation of Available For For Management Earnings at September 27, 2019 12 Approve Declaration of Dividend For For Management 13 Amend Articles of Association Re: For Against Management Authorized Capital 14 Approve Reduction of Share Capital For For Management 15 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- TESCO PLC Ticker: TSCO Security ID: G87621101 Meeting Date: MAY 14, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Disposal of the Asia Business to C.P. Retail Development Company Limited -------------------------------------------------------------------------------- TESCO PLC Ticker: TSCO Security ID: G87621101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Final Dividend For For Management 4 Re-elect John Allan as Director For For Management 5 Re-elect Mark Armour as Director For For Management 6 Re-elect Melissa Bethell as Director For For Management 7 Re-elect Stewart Gilliland as Director For For Management 8 Re-elect Steve Golsby as Director For For Management 9 Re-elect Byron Grote as Director For For Management 10 Re-elect Dave Lewis as Director For For Management 11 Re-elect Mikael Olsson as Director For For Management 12 Re-elect Deanna Oppenheimer as Director For For Management 13 Re-elect Simon Patterson as Director For For Management 14 Re-elect Alison Platt as Director For For Management 15 Re-elect Lindsey Pownall as Director For For Management 16 Re-elect Alan Stewart as Director For For Management 17 Elect Ken Murphy as Director For For Management 18 Reappoint Deloitte LLP as Auditors For For Management 19 Authorise Board to Fix Remuneration of For For Management Auditors 20 Approve Share Incentive Plan For For Management 21 Authorise Issue of Equity For Against Management 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise EU Political Donations and For For Management Expenditure 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- TEXTRON INC. Ticker: TXT Security ID: 883203101 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott C. Donnelly For For Management 1b Elect Director Kathleen M. Bader For For Management 1c Elect Director R. Kerry Clark For For Management 1d Elect Director James T. Conway For For Management 1e Elect Director Paul E. Gagne For For Management 1f Elect Director Ralph D. Heath For For Management 1g Elect Director Deborah Lee James For For Management 1h Elect Director Lionel L. Nowell, III For For Management 1i Elect Director James L. Ziemer For For Management 1j Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kermit R. Crawford For For Management 1b Elect Director Michael L. Eskew For For Management 1c Elect Director Margaret M. Keane For For Management 1d Elect Director Siddharth N. (Bobby) For For Management Mehta 1e Elect Director Jacques P. Perold For For Management 1f Elect Director Andrea Redmond For For Management 1g Elect Director Gregg M. Sherrill For For Management 1h Elect Director Judith A. Sprieser For For Management 1i Elect Director Perry M. Traquina For For Management 1j Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For For Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director David A. Viniar For For Management 1k Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Review of Statement on the Purpose of Against Against Shareholder a Corporation -------------------------------------------------------------------------------- THE MOSAIC COMPANY Ticker: MOS Security ID: 61945C103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl K. Beebe For For Management 1b Elect Director Oscar P. Bernardes For For Management 1c Elect Director Nancy E. Cooper For For Management 1d Elect Director Gregory L. Ebel For For Management 1e Elect Director Timothy S. Gitzel For For Management 1f Elect Director Denise C. Johnson For For Management 1g Elect Director Emery N. Koenig For For Management 1h Elect Director James 'Joc' C. O'Rourke For For Management 1i Elect Director David T. Seaton For For Management 1j Elect Director Steven M. Seibert For For Management 1k Elect Director Luciano Siani Pires For For Management 1l Elect Director Gretchen H. Watkins For For Management 1m Elect Director Kelvin W. Westbrook For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: F92124100 Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.68 per Share and Option for Stock Dividend Program 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Patricia Barbizet as Director For For Management 7 Reelect Marie-Christine For For Management Coisne-Roquette as Director 8 Reelect Mark Cutifani as Director For For Management 9 Elect Jerome Contamine as Director For For Management 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation of Patrick For For Management Pouyanne, Chairman and CEO 13 Approve Remuneration Policy of For For Management Chairman and CEO 14 Approve Change of Corporate Form to For For Management Societe Europeenne (SE) and Amend Bylaws Accordingly 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million 17 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million 18 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize up to 0.75 Percent of Issued For For Management Capital for Use in Stock Option Plans A Instruct Company to Set and Publish Against Against Shareholder Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly -------------------------------------------------------------------------------- TYSON FOODS, INC. Ticker: TSN Security ID: 902494103 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Tyson For For Management 1b Elect Director Gaurdie E. Banister, Jr. For For Management 1c Elect Director Dean Banks For For Management 1d Elect Director Mike Beebe For For Management 1e Elect Director Mikel A. Durham For For Management 1f Elect Director Jonathan D. Mariner For For Management 1g Elect Director Kevin M. McNamara For For Management 1h Elect Director Cheryl S. Miller For For Management 1i Elect Director Jeffrey K. Schomburger For For Management 1j Elect Director Robert Thurber For For Management 1k Elect Director Barbara A. Tyson For Against Management 1l Elect Director Noel White For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Deforestation Impacts in Against For Shareholder Company's Supply Chain 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Human Rights Risk Assessment Against For Shareholder Process 7 Adopt Share Retention Policy For Against For Shareholder Senior Executives -------------------------------------------------------------------------------- UBS GROUP AG Ticker: UBSG Security ID: H42097107 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Allocation of Income and For For Management Dividends of USD 0.365 per Share 4 Approve Discharge of Board and Senior For For Management Management for Fiscal 2019, excluding French Cross-Border Matter 5.1 Reelect Axel Weber as Director and For For Management Board Chairman 5.2 Reelect Jeremy Anderson as Director For For Management 5.3 Reelect William Dudley as Director For For Management 5.4 Reelect Reto Francioni as Director For For Management 5.5 Reelect Fred Hu as Director For For Management 5.6 Reelect Julie Richardson as Director For For Management 5.7 Reelect Beatrice di Mauro as Director For For Management 5.8 Reelect Dieter Wemmer as Director For For Management 5.9 Reelect Jeanette Wong as Director For For Management 6.1 Elect Mark Hughes as Director For For Management 6.2 Elect Nathalie Rachou as Director For For Management 7.1 Appoint Julie Richardson as Member of For For Management the Compensation Committee 7.2 Appoint Reto Francioni as Member of For For Management the Compensation Committee 7.3 Appoint Dieter Wemmer as Member of the For For Management Compensation Committee 7.4 Appoint Jeanette Wong as Member of the For For Management Compensation Committee 8.1 Approve Remuneration of Directors in For For Management the Amount of CHF 13 Million 8.2 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 70.3 Million 8.3 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 33 Million 9 Designate ADB Altorfer Duss & For For Management Beilstein AG as Independent Proxy 10 Ratify Ernst & Young AG as Auditors For For Management 11 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- UNITED OVERSEAS BANK LIMITED (SINGAPORE) Ticker: U11 Security ID: Y9T10P105 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final and Special Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Directors to Fix Their Remuneration 5 Elect Wee Ee Cheong as Director For Against Management 6 Elect Alexander Charles Hungate as For For Management Director 7 Elect Michael Lien Jown Leam as For Against Management Director 8 Elect Steven Phan Swee Kim as Director For For Management 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Issuance of Shares Pursuant to For For Management the UOB Scrip Dividend Scheme 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Rodney C. Adkins For For Management 1c Elect Director Michael J. Burns For For Management 1d Elect Director William R. Johnson For For Management 1e Elect Director Ann M. Livermore For For Management 1f Elect Director Rudy H.P. Markham For For Management 1g Elect Director Franck J. Moison For For Management 1h Elect Director Clark 'Sandy' T. Randt, For For Management Jr. 1i Elect Director Christiana Smith Shi For For Management 1j Elect Director John T. Stankey For For Management 1k Elect Director Carol B. Tome For For Management 1l Elect Director Kevin Warsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Climate Change Against For Shareholder -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Ticker: UTX Security ID: 913017109 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Ticker: VLO Security ID: 91913Y100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director H. Paulett Eberhart For For Management 1B Elect Director Joseph W. Gorder For For Management 1C Elect Director Kimberly S. Greene For For Management 1D Elect Director Deborah P. Majoras For For Management 1E Elect Director Eric D. Mullins For For Management 1F Elect Director Donald L. Nickles For For Management 1G Elect Director Philip J. Pfeiffer For For Management 1H Elect Director Robert A. Profusek For For Management 1I Elect Director Stephen M. Waters For For Management 1J Elect Director Randall J. Weisenburger For For Management 1K Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Vittorio Colao For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director Clarence Otis, Jr. For For Management 1.6 Elect Director Daniel H. Schulman For For Management 1.7 Elect Director Rodney E. Slater For For Management 1.8 Elect Director Hans E. Vestberg For For Management 1.9 Elect Director Gregory G. Weaver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Above-Market Earnings in Against Against Shareholder Executive Retirement Plans 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Assess Feasibility of Data Privacy as Against For Shareholder a Performance Measure for Senior Executive Compensation 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- VINCI SA Ticker: DG Security ID: F5879X108 Meeting Date: JUN 18, 2020 Meeting Type: Annual/Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.04 per Share 4 Approve Stock Dividend Program For For Management 5 Elect Benoit Bazin as Director For For Management 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Remuneration Policy of Board For For Management Members 8 Approve Remuneration Policy of Xavier For For Management Huillard, Chairman and CEO 9 Approve Compensation Report of For For Management Corporate Officers 10 Approve Compensation of Xavier For For Management Huillard, Chairman and CEO 11 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 12 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 13 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 14 Authorize up to 1 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved for Employees With Performance Conditions Attached 15 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 16 Amend Article 14 of Bylaws Re: Board For For Management Members Remuneration 17 Amend Article 15 of Bylaws Re: Board For For Management Powers 18 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VISTRA ENERGY CORP. Ticker: VST Security ID: 92840M102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Hilary E. Ackermann For For Management 2.2 Elect Director Arcilia C. Acosta For For Management 2.3 Elect Director Gavin R. Baiera For For Management 2.4 Elect Director Paul M. Barbas For For Management 2.5 Elect Director Lisa Crutchfield For For Management 2.6 Elect Director Brian K. Ferraioli For For Management 2.7 Elect Director Scott B. Helm For For Management 2.8 Elect Director Jeff D. Hunter For For Management 2.9 Elect Director Curtis A. Morgan For For Management 2.10 Elect Director John R. (JR) Sult For For Management 3.1 Elect Director Gavin R. Baiera For For Management 3.2 Elect Director Scott B. Helm For For Management 3.3 Elect Director Curtis A. Morgan For For Management 3.4 Elect Director John R. (JR) Sult For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VODAFONE GROUP PLC Ticker: VOD Security ID: G93882192 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Sanjiv Ahuja as Director For For Management 3 Elect David Thodey as Director For For Management 4 Re-elect Gerard Kleisterlee as Director For For Management 5 Re-elect Nick Read as Director For For Management 6 Re-elect Margherita Della Valle as For For Management Director 7 Re-elect Sir Crispin Davis as Director For For Management 8 Re-elect Michel Demare as Director For For Management 9 Re-elect Dame Clara Furse as Director For For Management 10 Re-elect Valerie Gooding as Director For For Management 11 Re-elect Renee James as Director For Against Management 12 Re-elect Maria Amparo Moraleda For Against Management Martinez as Director 13 Re-elect David Nish as Director For For Management 14 Approve Final Dividend For For Management 15 Approve Remuneration Report For For Management 16 Appoint Ernst & Young LLP as Auditors For For Management 17 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 18 Authorise Issue of Equity For Against Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise EU Political Donations and For For Management Expenditure 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Celeste A. Clark For For Management 1c Elect Director Theodore F. Craver, Jr. For For Management 1d Elect Director Wayne M. Hewett For For Management 1e Elect Director Donald M. James For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Charles H. Noski For For Management 1h Elect Director Richard B. Payne, Jr. For For Management 1i Elect Director Juan A. Pujadas For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Incentive-Based Compensation Against For Shareholder and Risks of Material Losses 6 Report on Global Median Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- WYNN MACAU LIMITED Ticker: 1128 Security ID: G98149100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Matthew O. Maddox as Director For For Management 2b Elect Nicholas Sallnow-Smith as For For Management Director 2c Elect Bruce Rockowitz as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Issuance of Shares Under the For Against Management Employee Ownership Scheme 9 Approve Increase the Scheme Limit For Against Management Under the Employee Ownership Scheme -------------------------------------------------------------------------------- YAMANA GOLD INC. Ticker: YRI Security ID: 98462Y100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Begeman For For Management 1.2 Elect Director Christiane Bergevin For For Management 1.3 Elect Director Alexander Davidson For Withhold Management 1.4 Elect Director Richard Graff For For Management 1.5 Elect Director Kimberly Keating For For Management 1.6 Elect Director Peter Marrone For For Management 1.7 Elect Director Jane Sadowsky For For Management 1.8 Elect Director Dino Titaro For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ZENKOKU HOSHO CO., LTD. Ticker: 7164 Security ID: J98829104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 95 2.1 Elect Director Ishikawa, Eiji For Against Management 2.2 Elect Director Yamaguchi, Takashi For Against Management 2.3 Elect Director Aoki, Yuichi For Against Management 2.4 Elect Director Asada, Keiichi For Against Management 2.5 Elect Director Kamijo, Masahito For Against Management 2.6 Elect Director Nagashima, Yoshiro For Against Management 2.7 Elect Director Imado, Tomoe For For Management 3.1 Appoint Statutory Auditor Fujino, For For Management Mamoru 3.2 Appoint Statutory Auditor Sato, For For Management Takafumi 3.3 Appoint Statutory Auditor Suzuki, For For Management Hidehiko 3.4 Appoint Statutory Auditor Itagaki, Eri For For Management -------------------------------------------------------------------------------- ZIMMER BIOMET HOLDINGS, INC. Ticker: ZBH Security ID: 98956P102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher B. Begley For For Management 1b Elect Director Betsy J. Bernard For For Management 1c Elect Director Gail K. Boudreaux For For Management 1d Elect Director Michael J. Farrell For For Management 1e Elect Director Larry C. Glasscock For For Management 1f Elect Director Robert A. Hagemann For For Management 1g Elect Director Bryan C. Hanson For For Management 1h Elect Director Arthur J. Higgins For For Management 1i Elect Director Maria Teresa Hilado For For Management 1j Elect Director Syed Jafry For For Management 1k Elect Director Michael W. Michelson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation ==================== Boston Partners Global Long/Short Fund ==================== ACTIVISION BLIZZARD, INC. Ticker: ATVI Security ID: 00507V109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Reveta Bowers For For Management 1b Elect Director Robert Corti For For Management 1c Elect Director Hendrik Hartong, III For For Management 1d Elect Director Brian Kelly For For Management 1e Elect Director Robert Kotick For For Management 1f Elect Director Barry Meyer For For Management 1g Elect Director Robert Morgado For For Management 1h Elect Director Peter Nolan For For Management 1i Elect Director Dawn Ostroff For For Management 1j Elect Director Casey Wasserman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Political Contributions Against Against Shareholder Disclosure -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director John J. Brennan For For Management 1c Elect Director Peter Chernin For For Management 1d Elect Director Ralph de la Vega For For Management 1e Elect Director Anne Lauvergeon For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director Theodore J. Leonsis For For Management 1h Elect Director Karen L. Parkhill For For Management 1i Elect Director Lynn A. Pike For For Management 1j Elect Director Stephen J. Squeri For For Management 1k Elect Director Daniel L. Vasella For For Management 1l Elect Director Ronald A. Williams For For Management 1m Elect Director Christopher D. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Don Cornwell For For Management 1b Elect Director Brian Duperreault For For Management 1c Elect Director John H. Fitzpatrick For For Management 1d Elect Director William G. Jurgensen For For Management 1e Elect Director Christopher S. Lynch For For Management 1f Elect Director Henry S. Miller For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Thomas F. Motamed For For Management 1i Elect Director Peter R. Porrino For For Management 1j Elect Director Amy L. Schioldager For For Management 1k Elect Director Douglas M. Steenland For For Management 1l Elect Director Therese M. Vaughan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Securities Transfer Restrictions For For Management 4 Ratify NOL Rights Plan (NOL Pill) For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AXA SA Ticker: CS Security ID: F06106102 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.73 per Share 4 Approve Compensation of Corporate For For Management Officers 5 Approve Compensation of Denis Duverne, For For Management Chairman of the Board 6 Approve Compensation of Thomas Buberl, For For Management CEO 7 Approve Remuneration Policy of CEO For For Management 8 Approve Remuneration Policy of For For Management Chairman of the Board 9 Approve Remuneration Policy of For For Management Directors 10 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 11 Reelect Angelien Kemna as Director For For Management 12 Reelect Irene Dorner as Director For For Management 13 Elect Isabel Hudson as Director For For Management 14 Elect Antoine Gosset-Grainville as For For Management Director 15 Elect Marie-France Tschudin as Director For For Management 16 Elect Helen Browne as Director For For Shareholder A Elect Jerome Amouyal as Director Against Against Shareholder B Elect Constance Reschke as Director Against Against Shareholder C Elect Bamba Sall as Director Against Against Shareholder D Elect Bruno Guy-Wasier as Director Against Against Shareholder E Elect Timothy Leary as Director Against Against Shareholder F Elect Ashitkumar Shah as Director Against Against Shareholder 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 19 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 20 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 21 Amend Article 10 of Bylaws Re: For For Management Employee Representatives 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AXIS CAPITAL HOLDINGS LIMITED Ticker: AXS Security ID: G0692U109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas C. Ramey For For Management 1.2 Elect Director Wilhelm Zeller For For Management 1.3 Elect Director Lizabeth H. Zlatkus For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Deloitte Ltd. as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- AZUL SA Ticker: AZUL4 Security ID: 05501U106 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 3 Approve Cooperation Agreement between For Against Management Azul Linhas Aereas Brasileiras SA and TAP - Transportes Aereos Portugueses SA -------------------------------------------------------------------------------- BALFOUR BEATTY PLC Ticker: BBY Security ID: G3224V108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Re-elect Philip Aiken as Director For For Management 5 Re-elect Dr Stephen Billingham as For For Management Director 6 Re-elect Stuart Doughty as Director For For Management 7 Re-elect Philip Harrison as Director For For Management 8 Re-elect Michael Lucki as Director For For Management 9 Re-elect Barbara Moorhouse as Director For For Management 10 Re-elect Leo Quinn as Director For For Management 11 Re-elect Anne Drinkwater as Director For For Management 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For Against Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BANDAI NAMCO HOLDINGS INC. Ticker: 7832 Security ID: Y0606D102 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 112 2.1 Elect Director Taguchi, Mitsuaki For Against Management 2.2 Elect Director Kawaguchi, Masaru For Against Management 2.3 Elect Director Otsu, Shuji For Against Management 2.4 Elect Director Asako, Yuji For Against Management 2.5 Elect Director Miyakawa, Yasuo For Against Management 2.6 Elect Director Hagiwara, Hitoshi For Against Management 2.7 Elect Director Kawashiro, Kazumi For Against Management 2.8 Elect Director Asanuma, Makoto For Against Management 2.9 Elect Director Matsuda, Yuzuru For Against Management 2.10 Elect Director Kuwabara, Satoko For For Management 2.11 Elect Director Noma, Mikiharu For Against Management 2.12 Elect Director Kawana, Koichi For Against Management -------------------------------------------------------------------------------- BAUSCH HEALTH COMPANIES INC. Ticker: BHC Security ID: 071734107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard U. De Schutter For For Management 1b Elect Director D. Robert Hale For For Management 1c Elect Director Argeris (Jerry) N. For For Management Karabelas 1d Elect Director Sarah B. Kavanagh For For Management 1e Elect Director Joseph C. Papa For For Management 1f Elect Director John A. Paulson For For Management 1g Elect Director Robert N. Power For For Management 1h Elect Director Russel C. Robertson For For Management 1i Elect Director Thomas W. Ross, Sr. For For Management 1j Elect Director Andrew C. von Eschenbach For For Management 1k Elect Director Amy B. Wechsler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 02, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Gregory E. Abel For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Stephen B. Burke For For Management 1.6 Elect Director Kenneth I. Chenault For For Management 1.7 Elect Director Susan L. Decker For Withhold Management 1.8 Elect Director David S. Gottesman For For Management 1.9 Elect Director Charlotte Guyman For Withhold Management 1.10 Elect Director Ajit Jain For For Management 1.11 Elect Director Thomas S. Murphy For Withhold Management 1.12 Elect Director Ronald L. Olson For For Management 1.13 Elect Director Walter Scott, Jr. For For Management 1.14 Elect Director Meryl B. Witmer For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Adopt a Policy on Board Diversity Against Against Shareholder -------------------------------------------------------------------------------- BNP PARIBAS SA Ticker: BNP Security ID: F1058Q238 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Reelect Jean Lemierre as Director For For Management 7 Reelect Jacques Aschenbroich as For For Management Director 8 Reelect Monique Cohen as Director For For Management 9 Reelect Daniela Schwarzer as Director For For Management 10 Reelect Fields Wicker-Miurin as For For Management Director 11 Approve Remuneration Policy of For For Management Directors 12 Approve Remuneration Policy of For For Management Chairman of the Board 13 Approve Remuneration Policy of CEO and For For Management Vice-CEO 14 Approve Compensation of Corporate For For Management Officers 15 Approve Compensation of Jean Lemierre, For For Management Chairman of the Board 16 Approve Compensation of Jean-Laurent For For Management Bonnafe, CEO 17 Approve Compensation of Philippe For For Management Bordenave, Vice-CEO 18 Approve the Overall Envelope of For For Management Compensation of Certain Senior Management, Responsible Officers and the Risk-takers 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion 20 Authorize Capital Increase of Up to For For Management EUR 240 Million for Future Exchange Offers 21 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 22 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 20-21 at EUR 240 Million 23 Authorize Capitalization of Reserves For For Management of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 24 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Amend Article 7 of Bylaws Re: Employee For For Management Shareholder Representative 28 Amend Article 15 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 29 Amend Articles 7, 10, 11, 19 of Bylaws For For Management to Comply with Legal Changes 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORPORATION Ticker: BSX Security ID: 101137107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nelda J. Connors For Withhold Management 1b Elect Director Charles J. Dockendorff For For Management 1c Elect Director Yoshiaki Fujimori For Withhold Management 1d Elect Director Donna A. James For For Management 1e Elect Director Edward J. Ludwig For For Management 1f Elect Director Stephen P. MacMillan For For Management 1g Elect Director Michael F. Mahoney For For Management 1h Elect Director David J. Roux For For Management 1i Elect Director John E. Sununu For For Management 1j Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Report on Non-Management Employee Against Against Shareholder Representation on the Board of Directors -------------------------------------------------------------------------------- BRENNTAG AG Ticker: BNR Security ID: D12459117 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.25 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6.1 Elect Stefanie Berlinger to the For For Management Supervisory Board 6.2 Elect Andreas Rittstieg to the For For Management Supervisory Board 6.3 Elect Doreen Nowotne to the For For Management Supervisory Board 6.4 Elect Richard Ridinger to the For For Management Supervisory Board 7 Change of Corporate Form to Societas For For Management Europaea (SE) -------------------------------------------------------------------------------- CAPGEMINI SE Ticker: CAP Security ID: F4973Q101 Meeting Date: MAY 20, 2020 Meeting Type: Annual/Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.35 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Compensation of Paul Hermelin, For For Management Chairman and CEO 6 Approve Compensation of Thierry For For Management Delaporte, Vice-CEO 7 Approve Compensation of Aiman Ezzat, For For Management Vice-CEO 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Remuneration Policy of For For Management Chairman and CEO 10 Approve Remuneration Policy of For For Management Vice-CEOs 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO For For Management 13 Approve Remuneration Policy of For For Management Directors 14 Reelect Sian Herbert-Jones as Director For For Management 15 Elect Belen Moscoso del Prado For For Management Lopez-Doriga as Director 16 Elect Aiman Ezzat as Director For For Management 17 Elect Lucia Sinapi-Thomas as Director For For Management Shareholder Representative 17A Elect Claire Sauvanaud as Director Against Against Management Shareholder Representative 18 Renew Appointment of For For Management PricewaterhouseCoopers Audit as Auditor 19 Appoint Mazars as Auditor For For Management 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Amend Articles 7 and 17 of Bylaws to For For Management Comply with Legal Changes 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Capitalization of Reserves For For Management of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 540 Million 25 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million 26 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 135 Million 27 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 25 and 26 28 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 29 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 30 Authorize up to 1.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers 31 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 32 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 33 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CDK GLOBAL, INC. Ticker: CDK Security ID: 12508E101 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For Against Management 1b Elect Director Willie A. Deese For Against Management 1c Elect Director Amy J. Hillman For For Management 1d Elect Director Brian M. Krzanich For For Management 1e Elect Director Stephen A. Miles For For Management 1f Elect Director Robert E. Radway For For Management 1g Elect Director Stephen F. Schuckenbrock For For Management 1h Elect Director Frank S. Sowinski For For Management 1i Elect Director Eileen J. Voynick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. Ticker: CF Security ID: 125269100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Javed Ahmed For For Management 1b Elect Director Robert C. Arzbaecher For For Management 1c Elect Director William Davisson For For Management 1d Elect Director John W. Eaves For For Management 1e Elect Director Stephen A. Furbacher For For Management 1f Elect Director Stephen J. Hagge For For Management 1g Elect Director Anne P. Noonan For For Management 1h Elect Director Michael J. Toelle For For Management 1i Elect Director Theresa E. Wagler For For Management 1j Elect Director Celso L. White For For Management 1k Elect Director W. Anthony Will For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- CHIPMOS TECHNOLOGIES, INC. Ticker: 8150 Security ID: Y1566L100 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Independent Directors 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CIGNA CORPORATION Ticker: CI Security ID: 125523100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Cordani For For Management 1.2 Elect Director William J. DeLaney For For Management 1.3 Elect Director Eric J. Foss For For Management 1.4 Elect Director Elder Granger For For Management 1.5 Elect Director Isaiah Harris, Jr. For For Management 1.6 Elect Director Roman Martinez, IV For For Management 1.7 Elect Director Kathleen M. Mazzarella For For Management 1.8 Elect Director Mark B. McClellan For For Management 1.9 Elect Director John M. Partridge For For Management 1.10 Elect Director William L. Roper For For Management 1.11 Elect Director Eric C. Wiseman For For Management 1.12 Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For Against Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin For Against Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Carol B. Tome For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Ellen M. Costello For For Management 1c Elect Director Grace E. Dailey For For Management 1d Elect Director Barbara J. Desoer For For Management 1e Elect Director John C. Dugan For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Review on Governance Documents Against Against Shareholder 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- CK ASSET HOLDINGS LIMITED Ticker: 1113 Security ID: G2177B101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Tzar Kuoi, Victor as Director For For Management 3.2 Elect Chiu Kwok Hung, Justin as For Against Management Director 3.3 Elect Cheong Ying Chew, Henry as For Against Management Director 3.4 Elect Hung Siu-lin, Katherine as For For Management Director 3.5 Elect Colin Stevens Russel as Director For For Management 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- COCA-COLA EUROPEAN PARTNERS PLC Ticker: CCEP Security ID: G25839104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Jan Bennink as Director For For Management 5 Re-elect Thomas Johnson as Director For For Management 6 Elect Dessi Temperley as Director For For Management 7 Re-elect Jose Ignacio Comenge as For For Management Director 8 Re-elect Francisco Crespo Benitez as For For Management Director 9 Re-elect Irial Finan as Director For Against Management 10 Re-elect Damian Gammell as Director For For Management 11 Re-elect Nathalie Gaveau as Director For For Management 12 Re-elect Alvaro Gomez-Trenor Aguilar For For Management as Director 13 Re-elect Dagmar Kollmann as Director For For Management 14 Re-elect Alfonso Libano Daurella as For For Management Director 15 Re-elect Lord Mark Price as Director For For Management 16 Re-elect Mario Rotllant Sola as For Against Management Director 17 Reappoint Ernst & Young LLP as Auditors For For Management 18 Authorise Board to Fix Remuneration of For For Management Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity For Against Management 21 Approve Waiver on Tender-Bid For For Management Requirement 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise Off-Market Purchase of For For Management Ordinary Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Naomi M. Bergman For For Management 1.4 Elect Director Edward D. Breen For Withhold Management 1.5 Elect Director Gerald L. Hassell For Withhold Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For Withhold Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Amend Stock Option Plan For For Management 4 Amend Restricted Stock Plan For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Risks Posed by Failing to Against Against Shareholder Prevent Sexual Harassment -------------------------------------------------------------------------------- CORTEVA, INC. Ticker: CTVA Security ID: 22052L104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lamberto Andreotti For For Management 1b Elect Director Robert A. Brown For For Management 1c Elect Director James C. Collins, Jr. For For Management 1d Elect Director Klaus A. Engel For For Management 1e Elect Director Michael O. Johanns For For Management 1f Elect Director Lois D. Juliber For For Management 1g Elect Director Rebecca B. Liebert For For Management 1h Elect Director Marcos M. Lutz For Against Management 1i Elect Director Nayaki Nayyar For For Management 1j Elect Director Gregory R. Page For For Management 1k Elect Director Lee M. Thomas For For Management 1l Elect Director Patrick J. Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- CRH PLC Ticker: CRH Security ID: G25508105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4a Re-elect Richie Boucher as Director For For Management 4b Elect Johan Karlstrom as Director For For Management 4c Elect Shaun Kelly as Director For For Management 4d Re-elect Heather McSharry as Director For For Management 4e Re-elect Albert Manifold as Director For For Management 4f Re-elect Senan Murphy as Director For For Management 4g Re-elect Gillian Platt as Director For For Management 4h Re-elect Mary Rhinehart as Director For For Management 4i Re-elect Lucinda Riches as Director For For Management 4j Re-elect Siobhan Talbot as Director For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Ratify Deloitte Ireland LLP as Auditors For For Management 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Authorise Reissuance of Treasury Shares For For Management 12 Approve Scrip Dividend For For Management -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Anne M. Finucane For For Management 1h Elect Director Edward J. Ludwig For For Management 1i Elect Director Larry J. Merlo For For Management 1j Elect Director Jean-Pierre Millon For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Amend Shareholder Written Consent Against Against Shareholder Provisions 7 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- DIAMONDBACK ENERGY, INC. Ticker: FANG Security ID: 25278X109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. West For For Management 1.2 Elect Director Travis D. Stice For For Management 1.3 Elect Director Vincent K. Brooks For For Management 1.4 Elect Director Michael P. Cross For For Management 1.5 Elect Director David L. Houston For For Management 1.6 Elect Director Stephanie K. Mains For For Management 1.7 Elect Director Mark L. Plaumann For For Management 1.8 Elect Director Melanie M. Trent For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- DOVER CORPORATION Ticker: DOV Security ID: 260003108 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. John Gilbertson, Jr. For For Management 1b Elect Director Kristiane C. Graham For For Management 1c Elect Director Michael F. Johnston For For Management 1d Elect Director Eric A. Spiegel For For Management 1e Elect Director Richard J. Tobin For For Management 1f Elect Director Stephen M. Todd For For Management 1g Elect Director Stephen K. Wagner For For Management 1h Elect Director Keith E. Wandell For For Management 1i Elect Director Mary A. Winston For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- DUPONT DE NEMOURS, INC. Ticker: DD Security ID: 26614N102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy G. Brady For For Management 1b Elect Director Edward D. Breen For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director Franklin K. Clyburn, Jr. For For Management 1e Elect Director Terrence R. Curtin For For Management 1f Elect Director Alexander M. Cutler For For Management 1g Elect Director Eleuthere I. du Pont For For Management 1h Elect Director Rajiv L. Gupta For For Management 1i Elect Director Luther C. Kissam For For Management 1j Elect Director Frederick M. Lowery For For Management 1k Elect Director Raymond J. Milchovich For For Management 1l Elect Director Steven M. Sterin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Approve Creation of an Employee Board Against Against Shareholder Advisory Position -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Michael J. Critelli For For Management 1d Elect Director Richard H. Fearon For For Management 1e Elect Director Olivier Leonetti For For Management 1f Elect Director Deborah L. McCoy For For Management 1g Elect Director Silvio Napoli For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sandra Pianalto For For Management 1j Elect Director Lori J. Ryerkerk For For Management 1k Elect Director Gerald B. Smith For For Management 1l Elect Director Dorothy C. Thompson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Authorize Issue of Equity with For For Management Pre-emptive Rights 6 Authorize Issue of Equity without For For Management Pre-emptive Rights 7 Authorize Share Repurchase of Issued For For Management Share Capital -------------------------------------------------------------------------------- ENEL SPA Ticker: ENEL Security ID: T3679P115 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4 Fix Number of Directors For For Management 5 Fix Board Terms for Directors For For Management 6.1 Slate 1 Submitted by Ministry of None Against Shareholder Economy and Finance 6.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 7 Elect Michele Alberto Fabiano None For Shareholder Crisostomo as Board Chair 8 Approve Remuneration of Directors For For Management 9 Approve Long Term Incentive Plan For For Management 10.1 Approve Remuneration Policy For Against Management 10.2 Approve Second Section of the For For Management Remuneration Report A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- EURONAV NV Ticker: EURN Security ID: B38564108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2 Approve Remuneration Report For Against Management 3 Adopt Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends of USD 0.35 per Share 5.1 Approve Discharge of Members of the For For Management Management and Supervisory Board 5.2 Approve Discharge of Auditor For For Management 6 Reelect Grace Reksten Skaugen as For For Management Independent Member of the Supervisory Board 7 Approve Remuneration of Members of the For For Management Supervisory Board 8 Ratify KPMG as Auditor For For Management 9 Approve Auditors' Remuneration For For Management 10 Approve Change-of-Control Clause Re: For Against Management Long Term Incentive Plans 11 Transact Other Business None None Management 11.1 Receive Information on Resignation of None None Management Patrick Rodgers and Steven Smith as Directors -------------------------------------------------------------------------------- EURONAV NV Ticker: EURN Security ID: B38564108 Meeting Date: MAY 20, 2020 Meeting Type: Special Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. Ticker: RE Security ID: G3223R108 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Amore For For Management 1.2 Elect Director Juan C. Andrade For For Management 1.3 Elect Director William F. Galtney, Jr. For For Management 1.4 Elect Director John A. Graf For For Management 1.5 Elect Director Meryl Hartzband For For Management 1.6 Elect Director Gerri Losquadro For For Management 1.7 Elect Director Roger M. Singer For For Management 1.8 Elect Director Joseph V. Taranto For For Management 1.9 Elect Director John A. Weber For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- FAIRFAX FINANCIAL HOLDINGS LIMITED Ticker: FFH Security ID: 303901102 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony F. Griffiths For For Management 1.2 Elect Director Robert J. Gunn For For Management 1.3 Elect Director Karen L. Jurjevich For For Management 1.4 Elect Director R. William McFarland For For Management 1.5 Elect Director Christine N. McLean For For Management 1.6 Elect Director Timothy R. Price For For Management 1.7 Elect Director Brandon W. Sweitzer For For Management 1.8 Elect Director Lauren C. Templeton For For Management 1.9 Elect Director Benjamin P. Watsa For For Management 1.10 Elect Director V. Prem Watsa For Withhold Management 1.11 Elect Director William C. Weldon For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- FOOT LOCKER, INC. Ticker: FL Security ID: 344849104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Maxine Clark For For Management 1B Elect Director Alan D. Feldman For For Management 1C Elect Director Richard A. Johnson For For Management 1D Elect Director Guillermo G. Marmol For For Management 1E Elect Director Matthew M. McKenna For For Management 1F Elect Director Darlene Nicosia For For Management 1G Elect Director Steven Oakland For For Management 1H Elect Director Ulice Payne, Jr. For For Management 1I Elect Director Kimberly Underhill For For Management 1J Elect Director Tristan Walker For For Management 1K Elect Director Dona D. Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- HANA FINANCIAL GROUP, INC. Ticker: 086790 Security ID: Y29975102 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Yoon Sung-bock as Outside For Against Management Director 3.2 Elect Park Won-koo as Outside Director For For Management 3.3 Elect Paik Tae-seung as Outside For Against Management Director 3.4 Elect Kim Hong-jin as Outside Director For For Management 3.5 Elect Yang Dong-hoon as Outside For Against Management Director 3.6 Elect Heo Yoon as Outside Director For Against Management 3.7 Elect Lee Jung-won as Outside Director For For Management 4 Elect Chah Eun-young as Outside For For Management Director to Serve as Audit Committee Member 5.1 Elect Yoon Sung-bock as a Member of For For Management Audit Committee 5.2 Elect Kim Hong-jin as a Member of For For Management Audit Committee 5.3 Elect Yang Dong-hoon as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HEIDELBERGCEMENT AG Ticker: HEI Security ID: D31709104 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 3.1 Approve Discharge of Management Board For For Management Member Bernd Scheifele for Fiscal 2019 3.2 Approve Discharge of Management Board For For Management Member Dominik von Achten for Fiscal 2019 3.3 Approve Discharge of Management Board For For Management Member Kevin Gluskie for Fiscal 2019 3.4 Approve Discharge of Management Board For For Management Member Hakan Gurdal for Fiscal 2019 3.5 Approve Discharge of Management Board For For Management Member Ernest Jelito for Fiscal 2019 3.6 Approve Discharge of Management Board For For Management Member Jon Morrish for Fiscal 2019 3.7 Approve Discharge of Management Board For For Management Member Lorenz Naeger for Fiscal 2019 3.8 Approve Discharge of Management Board For For Management Member Albert Scheuer for Fiscal 2019 3.9 Approve Discharge of Management Board For For Management Member Christopher Ward for Fiscal 2019 4.1 Approve Discharge of Supervisory Board For For Management Member Fritz-Juergen Heckmann for Fiscal 2019 4.2 Approve Discharge of Supervisory Board For For Management Member Heinz Schmitt for Fiscal 2019 4.3 Approve Discharge of Supervisory Board For For Management Member Barbara Breuninger for Fiscal 2019 4.4 Approve Discharge of Supervisory Board For For Management Member Josef Heumann for Fiscal 2019 4.5 Approve Discharge of Supervisory Board For For Management Member Birgit Jochens for Fiscal 2019 4.6 Approve Discharge of Supervisory Board For For Management Member Gabriele Kailing for Fiscal 2019 4.7 Approve Discharge of Supervisory Board For For Management Member Ludwig Merckle for Fiscal 2019 4.8 Approve Discharge of Supervisory Board For For Management Member Tobias Merckle for Fiscal 2019 4.9 Approve Discharge of Supervisory Board For For Management Member Luka Mucic for Fiscal 2019 4.10 Approve Discharge of Supervisory Board For For Management Member Ines Ploss for Fiscal 2019 4.11 Approve Discharge of Supervisory Board For For Management Member Peter Riedel for Fiscal 2019 4.12 Approve Discharge of Supervisory Board For For Management Member Juergen Schneider for Fiscal 2019 4.13 Approve Discharge of Supervisory Board For For Management Member Werner Schraeder for Fiscal 2019 4.14 Approve Discharge of Supervisory Board For For Management Member Margret Suckale for Fiscal 2019 4.15 Approve Discharge of Supervisory Board For For Management Member Stephan Wehning for Fiscal 2019 4.16 Approve Discharge of Supervisory Board For For Management Member Marion Weissenberger-Eibl for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6 Approve Creation of EUR 178.5 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights -------------------------------------------------------------------------------- HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Ticker: HTO Security ID: X3258B102 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management 2 Approve Cancellation of Repurchased For For Management Shares 3 Various Announcements None None Management -------------------------------------------------------------------------------- HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Ticker: HTO Security ID: X3258B102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports and Income Allocation 2 Receive Report on Activities of Audit None None Management Committee 3 Approve Management of Company and For For Management Grant Discharge to Auditors 4 Ratify Auditors For For Management 5 Approve Remuneration Policy For For Management 6 Approve Director Remuneration For For Management 7 Advisory Vote on Remuneration Report For For Management 8 Approve Director Liability and For For Management Indemnification 9 Announcement of Related Party None None Management Transactions 10 Amend Company Articles For For Management 11.1 Elect Amanda Sisson as Director For For Management 11.2 Elect a Shareholder-Nominee to the None Abstain Shareholder Board 11.3 Elect a Shareholder-Nominee to the None Abstain Shareholder Board 12.1 Elect Amanda Sisson as Audit Committee For For Management Member 12.2 Elect a Shareholder-Nominee to the None Abstain Shareholder Audit Committee 12.3 Elect a Shareholder-Nominee to the None Abstain Shareholder Audit Committee 13 Announcement of Director Appointments None None Management 14 Various Announcements None None Management -------------------------------------------------------------------------------- HON HAI PRECISION INDUSTRY CO., LTD. Ticker: 2317 Security ID: Y36861105 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HUSQVARNA AB Ticker: HUSQ.B Security ID: W4235G116 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of None None Management Shareholders 4 Approve Agenda of Meeting For For Management 5.a Designate Ricard Wennerklint as For For Management Inspector of Minutes of Meeting 5.b Designate Henrik Didner as Inspector For For Management of Minutes of Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7.a Accept Financial Statements and For For Management Statutory Reports 7.b Approve Allocation of Income and For For Management Omission of Dividends 7.c1 Approve Discharge of Board Member Tom For For Management Johnstone 7.c2 Approve Discharge of Board Member Ulla For For Management Litzen 7.c3 Approve Discharge of Board Member For For Management Katarina Martinson 7.c4 Approve Discharge of Board Member For For Management Bertrand Neuschwander 7.c5 Approve Discharge of Board Member For For Management Daniel Nodhall 7.c6 Approve Discharge of Board Member Lars For For Management Pettersson 7.c7 Approve Discharge of Board Member For For Management Christine Robins 7.c8 Approve Discharge of CEO Kai Warn For For Management 8.a Determine Number of Members (8) and For For Management Deputy Members (0) of Board 8.b Determine Number of Auditors (1) and For For Management Deputy Auditors 9 Approve Remuneration of Directors in For For Management the Amount of SEK 2 Million to Chairman and SEK 580,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 10.a Reelect Tom Johnstone as Director For Against Management 10.b Reelect Ulla Litzen as Director For For Management 10.c Reelect Katarina Martinson as Director For Against Management 10.d Reelect Bertrand Neuschwander as For For Management Director 10.e Reelect Daniel Nodhall as Director For Against Management 10.f Reelect Lars Pettersson as Director For Against Management 10.g Reelect Christine Robins as Director For For Management 10.h Elect Henric Andersson as New Director For Against Management 10.i Appoint Tom Johnstone as Board Chairman For Against Management 11.a Ratify Ernst & Young as Auditors For For Management 11.b Approve Remuneration of Auditors For For Management 12 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 13 Approve Performance Share Incentive For Against Management Program LTI 2020 14 Approve Equity Swap Arrangement to For Against Management Cover Obligations Under LTI 2020 15 Approve Issuance of 57.6 Million Class For For Management B Shares without Preemptive Rights 16 Close Meeting None None Management -------------------------------------------------------------------------------- IMPERIAL BRANDS PLC Ticker: IMB Security ID: G4720C107 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Susan Clark as Director For Against Management 5 Re-elect Alison Cooper as Director For For Management 6 Re-elect Therese Esperdy as Director For For Management 7 Re-elect Simon Langelier as Director For For Management 8 Re-elect Matthew Phillips as Director For For Management 9 Re-elect Steven Stanbrook as Director For For Management 10 Elect Jonathan Stanton as Director For For Management 11 Re-elect Oliver Tant as Director For For Management 12 Re-elect Karen Witts as Director For For Management 13 Appoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INDUSTRIA DE DISENO TEXTIL SA Ticker: ITX Security ID: E6282J125 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Non-Financial Information For For Management Report 4 Approve Allocation of Income and For For Management Dividends 5 Fix Number of Directors at 11 For For Management 6.a Reelect Pablo Isla Alvarez de Tejera For For Management as Director 6.b Reelect Amancio Ortega Gaona as For For Management Director 6.c Elect Carlos Crespo Gonzalez as For For Management Director 6.d Reelect Emilio Saracho Rodriguez de For For Management Torres as Director 6.e Reelect Jose Luis Duran Schulz as For For Management Director 7.a Amend Article 13 Re: General Meetings For For Management 7.b Amend Articles Re: Board Committees For For Management 7.c Amend Articles Re: Annual Accounts and For For Management Allocation of Income 8 Renew Appointment of Deloitte as For For Management Auditor 9 Approve Restricted Stock Plan For For Management 10 Authorize Share Repurchase Program For For Management 11 Amend Remuneration Policy For For Management 12 Advisory Vote on Remuneration Report For For Management 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- KAMIGUMI CO., LTD. Ticker: 9364 Security ID: J29438165 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 23 2.1 Elect Director Kubo, Masami For Against Management 2.2 Elect Director Fukai, Yoshihiro For Against Management 2.3 Elect Director Tahara, Norihito For Against Management 2.4 Elect Director Horiuchi, Toshihiro For Against Management 2.5 Elect Director Murakami, Katsumi For Against Management 2.6 Elect Director Hiramatsu, Koichi For Against Management 2.7 Elect Director Nagata, Yukihiro For Against Management 2.8 Elect Director Shiino, Kazuhisa For Against Management 2.9 Elect Director Ishibashi, Nobuko For For Management 2.10 Elect Director Suzuki, Mitsuo For For Management 3.1 Appoint Statutory Auditor Kobayashi, For For Management Yasuo 3.2 Appoint Statutory Auditor Nakao, Takumi For For Management 4 Appoint Alternate Statutory Auditor For For Management Saeki, Kuniharu 5 Approve Compensation Ceilings for For For Management Directors and Statutory Auditors -------------------------------------------------------------------------------- KB FINANCIAL GROUP, INC. Ticker: 105560 Security ID: Y46007103 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Hur Yin as Non-Independent For For Management Non-Executive Director 3.2 Elect Stuart B. Solomon as Outside For For Management Director 3.3 Elect Sonu Suk-ho as Outside Director For For Management 3.4 Elect Choi Myung-hee as Outside For For Management Director 3.5 Elect Jeong Kou-whan as Outside For For Management Director 3.6 Elect Kwon Seon-ju as Outside Director For For Management 4 Elect Oh Gyu-taek as Outside Director For For Management to serve as an Audit Committee Member 5.1 Elect Choi Myung-hee as a Member of For For Management Audit Committee 5.2 Elect Jeong Kou-whan as a Member of For For Management Audit Committee 5.3 Elect Kim Gyeong-ho as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KT CORP. Ticker: 030200 Security ID: 48268K101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Elect Ku Hyeon-mo as CEO For For Management 3 Approve Financial Statements and For For Management Allocation of Income 4.1 Elect Park Yoon-young as Inside For For Management Director 4.2 Elect Park Jong-ook as Inside Director For For Management 4.3 Elect Kang Chung-gu as Outside Director For For Management 4.4 Elect Park Chan-hi as Outside Director For For Management 4.5 Elect Yeo Eun-jung as Outside Director For For Management 4.6 Elect Pyo Hyun-myung as Outside For For Management Director 5.1 Elect Sung Tae-yoon as a Member of For Against Management Audit Committee 5.2 Elect Yeo Eun-jung as a Member of For For Management Audit Committee 5.3 Elect Kang Chung-gu as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Management Contract For For Management 8 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- LABORATORY CORPORATION OF AMERICA HOLDINGS Ticker: LH Security ID: 50540R409 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kerrii B. Anderson For For Management 1b Elect Director Jean-Luc Belingard For For Management 1c Elect Director Jeffrey A. Davis For For Management 1d Elect Director D. Gary Gilliland For For Management 1e Elect Director Garheng Kong For For Management 1f Elect Director Peter M. Neupert For For Management 1g Elect Director Richelle P. Parham For For Management 1h Elect Director Adam H. Schechter For For Management 1i Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- LENNAR CORPORATION Ticker: LEN Security ID: 526057104 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rick Beckwitt For For Management 1b Elect Director Irving Bolotin For Against Management 1c Elect Director Steven L. Gerard For For Management 1d Elect Director Tig Gilliam For For Management 1e Elect Director Sherrill W. Hudson For For Management 1f Elect Director Jonathan M. Jaffe For For Management 1g Elect Director Sidney Lapidus For For Management 1h Elect Director Teri P. McClure For Against Management 1i Elect Director Stuart Miller For For Management 1j Elect Director Armando Olivera For Against Management 1k Elect Director Jeffrey Sonnenfeld For Against Management 1l Elect Director Scott Stowell For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LEONARDO SPA Ticker: LDO Security ID: T6S996112 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports of Sistemi Dinamici SpA 2 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income of Leonardo SpA 3 Fix Number of Directors For For Management 4 Fix Board Terms for Directors For For Management 5.1 Slate 1 Submitted by Ministry of None Against Shareholder Economy and Finance 5.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 6 Elect Luciano Carta as Board Chair None For Shareholder 7 Approve Remuneration of Directors For Against Management 8 Approve Remuneration Policy For For Management 9 Approve Second Section of the For Against Management Remuneration Report 10 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Steven A. Davis For For Management 2b Elect Director J. Michael Stice For For Management 2c Elect Director John P. Surma For For Management 2d Elect Director Susan Tomasky For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Adopt Simple Majority Vote For For Shareholder 6 Report on Integrating Community Against Against Shareholder Impacts Into Executive Compensation Program -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUN 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dominic J. Caruso For For Management 1.2 Elect Director N. Anthony Coles For For Management 1.3 Elect Director M. Christine Jacobs For For Management 1.4 Elect Director Donald R. Knauss For For Management 1.5 Elect Director Marie L. Knowles For For Management 1.6 Elect Director Bradley E. Lerman For For Management 1.7 Elect Director Edward A. Mueller For For Management 1.8 Elect Director Susan R. Salka For For Management 1.9 Elect Director Brian S. Tyler For For Management 1.10 Elect Director Kenneth E. Washington For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- MEDTRONIC PLC Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Andrea J. Goldsmith For For Management 1e Elect Director Randall J. Hogan, III For For Management 1f Elect Director Omar Ishrak For For Management 1g Elect Director Michael O. Leavitt For For Management 1h Elect Director James T. Lenehan For For Management 1i Elect Director Geoffrey S. Martha For For Management 1j Elect Director Elizabeth G. Nabel For For Management 1k Elect Director Denise M. O'Leary For For Management 1l Elect Director Kendall J. Powell For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Authorize Overseas Market Purchases of For For Management Ordinary Shares -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- MOHAWK INDUSTRIES, INC. Ticker: MHK Security ID: 608190104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karen A. Smith Bogart For Against Management 1.2 Elect Director Jeffrey S. Lorberbaum For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NASPERS LTD. Ticker: NPN Security ID: S53435103 Meeting Date: AUG 23, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2019 2 Approve Dividends for N Ordinary and A For For Management Ordinary Shares 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with V Myburgh as the Individual Registered Auditor 4 Re-elect Nolo Letele as Directors For For Management 5.1 Re-elect Koos Bekker as Director For For Management 5.2 Re-elect Steve Pacak as Director For For Management 5.3 Re-elect Cobus Stofberg as Director For For Management 5.4 Re-elect Ben van der Ross as Director For For Management 5.5 Re-elect Debra Meyer as Director For For Management 6.1 Re-elect Don Eriksson as Member of the For For Management Audit Committee 6.2 Re-elect Ben van der Ross as Member of For For Management the Audit Committee 6.3 Re-elect Rachel Jafta as Member of the For For Management Audit Committee 7 Approve Remuneration Policy For Against Management 8 Approve Implementation of the For Against Management Remuneration Policy 9 Place Authorised but Unissued Shares For Against Management under Control of Directors 10 Authorise Board to Issue Shares for For Against Management Cash 11 Approve Amendments to the Trust Deed For For Management constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed 12 Authorise Ratification of Approved For For Management Resolutions 1.1 Approve Fees of the Board Chairman For For Management 1.2 Approve Fees of the Board Member For For Management 1.3 Approve Fees of the Audit Committee For For Management Chairman 1.4 Approve Fees of the Audit Committee For For Management Member 1.5 Approve Fees of the Risk Committee For For Management Chairman 1.6 Approve Fees of the Risk Committee For For Management Member 1.7 Approve Fees of the Human Resources For For Management and Remuneration Committee Chairman 1.8 Approve Fees of the Human Resources For For Management and Remuneration Committee Member 1.9 Approve Fees of the Nomination For For Management Committee Chairman 1.10 Approve Fees of the Nomination For For Management Committee Member 1.11 Approve Fees of the Social and Ethics For For Management Committee Chairman 1.12 Approve Fees of the Social and Ethics For For Management Committee Member 1.13 Approve Fees of the Trustees of Group For For Management Share Schemes/Other Personnel Funds 2 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Authorise Repurchase of N Ordinary For For Management Shares 5 Authorise Repurchase of A Ordinary For Against Management Shares 6 Authorise Specific Repurchase of N For Against Management Ordinary Shares from Holders of N Ordinary Shares -------------------------------------------------------------------------------- NASPERS LTD. Ticker: NPN Security ID: S53435103 Meeting Date: AUG 23, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters in Relation to the For For Management Implementation of the Proposed Transaction -------------------------------------------------------------------------------- NETAPP, INC. Ticker: NTAP Security ID: 64110D104 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director T. Michael Nevens For For Management 1b Elect Director Gerald Held For For Management 1c Elect Director Kathryn M. Hill For For Management 1d Elect Director Deborah L. Kerr For Against Management 1e Elect Director George Kurian For For Management 1f Elect Director Scott F. Schenkel For For Management 1g Elect Director George T. Shaheen For Against Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEWMONT CORPORATION Ticker: NEM Security ID: 651639106 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory H. Boyce For For Management 1.2 Elect Director Bruce R. Brook For For Management 1.3 Elect Director J. Kofi Bucknor For For Management 1.4 Elect Director Maura Clark For For Management 1.5 Elect Director Matthew Coon Come For For Management 1.6 Elect Director Noreen Doyle For For Management 1.7 Elect Director Veronica M. Hagen For For Management 1.8 Elect Director Rene Medori For For Management 1.9 Elect Director Jane Nelson For For Management 1.10 Elect Director Thomas Palmer For For Management 1.11 Elect Director Julio M. Quintana For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NEXSTAR MEDIA GROUP, INC. Ticker: NXST Security ID: 65336K103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Miller For For Management 1.2 Elect Director John R. Muse For Withhold Management 1.3 Elect Director I. Martin Pompadur For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NIPPON TELEGRAPH & TELEPHONE CORP. Ticker: 9432 Security ID: J59396101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 47.5 2.1 Elect Director Shinohara, Hiromichi For Against Management 2.2 Elect Director Sawada, Jun For Against Management 2.3 Elect Director Shimada, Akira For Against Management 2.4 Elect Director Shibutani, Naoki For For Management 2.5 Elect Director Shirai, Katsuhiko For Against Management 2.6 Elect Director Sakakibara, Sadayuki For Against Management 2.7 Elect Director Sakamura, Ken For Against Management 2.8 Elect Director Takegawa, Keiko For For Management 3 Appoint Statutory Auditor Takahashi, For For Management Kanae -------------------------------------------------------------------------------- NOMAD FOODS LIMITED Ticker: NOMD Security ID: G6564A105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin Ellis Franklin For For Management 1.2 Elect Director Noam Gottesman For For Management 1.3 Elect Director Ian G.H. Ashken For For Management 1.4 Elect Director Stefan Descheemaeker For For Management 1.5 Elect Director Jeremy Isaacs For For Management 1.6 Elect Director James E. Lillie For Against Management 1.7 Elect Director Stuart M. MacFarlane For For Management 1.8 Elect Director Lord Myners of Truro For Against Management 1.9 Elect Director Victoria Parry For Against Management 1.10 Elect Director Simon White For For Management 1.11 Elect Director Samy Zekhout For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NOVATEK MICROELECTRONICS CORP. Ticker: 3034 Security ID: Y64153102 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Distribution from Capital For For Management Reserve 4 Amend Procedures for Endorsement and For For Management Guarantees 5 Amend Procedures for Lending Funds to For For Management Other Parties -------------------------------------------------------------------------------- NOVO NORDISK A/S Ticker: NOVO.B Security ID: K72807132 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3.1 Receive Remuneration Report 2019 None None Management 3.2a Approve Remuneration of Directors for For For Management 2019 in the Aggregate Amount of DKK 19. 4 Million 3.2b Approve Remuneration of Directors for For For Management 2020 in the Amount of DKK 2.2 Million for the Chairman, DKK 1.4 Million for the Vice Chairman, and DKK 720,000 for Other Directors; Approve Remuneration for Committee Work 3.3 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 3.4 Amend Articles Re: Voting on the For For Management Company's Remuneration Report at Annual General Meetings 4 Approve Allocation of Income and For For Management Dividends 5.1 Reelect Helge Lund as Director and For For Management Chairman 5.2 Reelect Jeppe Christiansen as Director For For Management and Deputy Chairman 5.3a Reelect Brian Daniels as Director For For Management 5.3b Reelect Laurence Debroux as Director For For Management 5.3c Reelect Andreas Fibig as Director For For Management 5.3d Reelect Sylvie Gregoire as Director For For Management 5.3e Reelect Liz Hewitt as Director For For Management 5.3f Reelect Kasim Kutay as Director For For Management 5.3g Reelect Martin Mackay as Director For For Management 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7.1 Approve DKK 10 Million Reduction in For For Management Share Capital via B Share Cancellation 7.2 Authorize Share Repurchase Program For For Management 7.3a Approve Creation of Pool of Capital For Against Management for the Benefit of Employees 7.3b Approve Creation of Pool of Capital For For Management with Preemptive Rights 7.3c Approve Creation of Pool of Capital For For Management without Preemptive Rights 7.4 Approve Donation to the World Diabetes For For Management Foundation 8 Disclosure of the Ratio between Against Against Shareholder Executive and Employee Remuneration in the Annual Reports 9 Other Business None None Management -------------------------------------------------------------------------------- NXP SEMICONDUCTORS N.V. Ticker: NXPI Security ID: N6596X109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board Members For For Management 3a Elect Kurt Sievers as Executive For For Management Director 3b Reelect Peter Bonfield as For For Management Non-Executive Director 3c Reelect Kenneth A. Goldman as For Against Management Non-Executive Director 3d Reelect Josef Kaeser as Non-Executive For For Management Director 3e Reelect Lena Olving as Non-Executive For For Management Director 3f Reelect Peter Smitham as Non-Executive For For Management Director 3g Reelect Julie Southern as For For Management Non-Executive Director 3h Reelect Jasmin Staiblin as For For Management Non-Executive Director 3i Reelect Gregory Summe as Non-Executive For For Management Director 3j Reelect Karl-Henrik Sundstrom as For For Management Non-Executive Director 4 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 5 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Cancellation of Ordinary Shares For For Management 8 Ratify Ernst & Young Accountants LLP For For Management as Auditors 9 Approve Remuneration of the Members For For Management and Chairs of the Audit Committee, Compensation Committee, and the Nominating and Governance Committee of the Board 10 Amend Articles to Establish Quorum For For Management Requirement 11 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 12 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For Withhold Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For Withhold Management 1.5 Elect Director George H. Conrades For Withhold Management 1.6 Elect Director Lawrence J. Ellison For For Management 1.7 Elect Director Rona A. Fairhead For For Management 1.8 Elect Director Hector Garcia-Molina None None Management *Withdrawn Resolution* 1.9 Elect Director Jeffrey O. Henley For For Management 1.10 Elect Director Mark V. Hurd - Deceased None None Management 1.11 Elect Director Renee J. James For Withhold Management 1.12 Elect Director Charles W. Moorman, IV For Withhold Management 1.13 Elect Director Leon E. Panetta For Withhold Management 1.14 Elect Director William G. Parrett For For Management 1.15 Elect Director Naomi O. Seligman For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Gender Pay Gap Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- OWENS CORNING Ticker: OC Security ID: 690742101 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian D. Chambers For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Adrienne D. Elsner For For Management 1d Elect Director J. Brian Ferguson For For Management 1e Elect Director Ralph F. Hake For For Management 1f Elect Director Edward F. Lonergan For For Management 1g Elect Director Maryann T. Mannen For For Management 1h Elect Director W. Howard Morris For For Management 1i Elect Director Suzanne P. Nimocks For For Management 1j Elect Director John D. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- PANASONIC CORP. Ticker: 6752 Security ID: J6354Y104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nagae, Shusaku For For Management 1.2 Elect Director Tsuga, Kazuhiro For For Management 1.3 Elect Director Sato, Mototsugu For For Management 1.4 Elect Director Higuchi, Yasuyuki For For Management 1.5 Elect Director Homma, Tetsuro For For Management 1.6 Elect Director Tsutsui, Yoshinobu For For Management 1.7 Elect Director Ota, Hiroko For For Management 1.8 Elect Director Toyama, Kazuhiko For For Management 1.9 Elect Director Noji, Kunio For For Management 1.10 Elect Director Umeda, Hirokazu For For Management 1.11 Elect Director Laurence W.Bates For For Management 1.12 Elect Director Sawada, Michitaka For For Management 1.13 Elect Director Kawamoto, Yuko For For Management 2.1 Appoint Statutory Auditor Fujii, Eiji For For Management 2.2 Appoint Statutory Auditor Yufu, Setsuko For For Management -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director A.R. Alameddine For Against Management 1B Elect Director Matt Gallagher For For Management 1C Elect Director Karen Hughes For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PERSIMMON PLC Ticker: PSN Security ID: G70202109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3 Approve Remuneration Policy For For Management 4 Approve Remuneration Report For For Management 5 Re-elect Roger Devlin as Director For For Management 6 Re-elect David Jenkinson as Director For For Management 7 Re-elect Michael Killoran as Director For For Management 8 Re-elect Nigel Mills as Director For For Management 9 Re-elect Rachel Kentleton as Director For For Management 10 Re-elect Simon Litherland as Director For For Management 11 Re-elect Marion Sears as Director For For Management 12 Elect Joanna Place as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- PEUGEOT SA Ticker: UG Security ID: F72313111 Meeting Date: JUN 25, 2020 Meeting Type: Annual/Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Ratify Appointment of Zhang Zutong as For For Management Supervisory Board Member 5 Reelect Catherine Bradley as For For Management Supervisory Board Member 6 Approve Remuneration Policy of Carlos For Against Management Tavares, Chairman of the Management Board 7 Approve Remuneration Policy of Olivier For Against Management Bourges, Michael Lohscheller, Maxime Picat as Members of the Management Board 8 Approve Remuneration Policy of Louis For For Management Gallois, Chairman of the Supervisory Board 9 Approve Remuneration Policy of Members For For Management of the Supervisory Board 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Carlos For Against Management Tavares, Chairman of the Management Board 12 Approve Compensation of Olivier For Against Management Bourges, Member of the Management Board Since March 1, 2019 13 Approve Compensation of Michael For Against Management Lohscheller, Member of the Management Board Since Sept. 1, 2019 14 Approve Compensation of Maxime Picat, For Against Management Member of the Management Board 15 Approve Compensation of For Against Management Jean-Christophe Quemard, Member of the Management Board Until Aug. 31, 2019 16 Approve Compensation of Louis Gallois, For For Management Chairman of the Supervisory Board 17 Approve Transaction with For For Management Etablissements Peugeot Freres and FFP Re: Engagement Letter 18 Approve Transaction with Bpifrance For For Management Participations and Lion Participations Re: Engagement Letter 19 Approve Transaction with Dongfeng For For Management Motor Group Re: Buyout Agreement 20 Waiver of the Establishment of a For For Management Special Negotiation Group Re: Merger Agreement Between Company and Fiat Chrysler Automobiles 21 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Board to Issue Free Warrants For Against Management with Preemptive Rights During a Public Tender Offer 24 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 25 Amend Article 10 of Bylaws Re: For For Management Employee Representative 26 Amend Article 12 of Bylaws Re: Payment For For Management of Dividends 27 Ratify Change Location of Registered For For Management Office to Centre Technique de Velizy, Route de Gisy, 78140 Velizy-Villacoublay and Amend Article 4 of Bylaws Accordingly 28 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director James M. Kilts For Against Management 1.9 Elect Director Dan R. Littman For For Management 1.10 Elect Director Shantanu Narayen For For Management 1.11 Elect Director Suzanne Nora Johnson For For Management 1.12 Elect Director James Quincey For For Management 1.13 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Amend Proxy Access Right Against For Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Gender Pay Gap Against Against Shareholder 9 Elect Director Susan Desmond-Hellmann For For Management -------------------------------------------------------------------------------- RAYTHEON TECHNOLOGIES CORPORATION Ticker: RTX Security ID: 913017109 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd J. Austin, III For For Management 1b Elect Director Gregory J. Hayes For For Management 1c Elect Director Marshall O. Larsen For For Management 1d Elect Director Robert K. (Kelly) For For Management Ortberg 1e Elect Director Margaret L. O'Sullivan For For Management 1f Elect Director Denise L. Ramos For For Management 1g Elect Director Fredric G. Reynolds For For Management 1h Elect Director Brian C. Rogers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Adopt Simple Majority Vote None For Shareholder 5 Report on Plant Closures Against Against Shareholder -------------------------------------------------------------------------------- REXEL SA Ticker: RXL Security ID: F7782J366 Meeting Date: JUN 25, 2020 Meeting Type: Annual/Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Additional Pension Scheme For For Management Agreement with Patrick Berard, CEO 6 Approve Remuneration Policy of For For Management Chairman of the Board 7 Approve Remuneration Policy of For For Management Directors 8 Approve Remuneration Policy of CEO For For Management 9 Approve Compensation Report of For For Management Corporate Officers 10 Approve Compensation of Ian Meakins, For For Management Chairman of the Board 11 Approve Compensation of Patrick For For Management Berard, CEO 12 Ratify Appointment of Brigitte For For Management Cantaloube as Director 13 Reelect Brigitte Cantaloube as Director For For Management 14 Reelect Ian Meakins as Director For For Management 15 Reelect Patrick Berard as Director For For Management 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 18 Authorize up to 1.4 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers With Performance Conditions Attached 19 Authorize up to 0.3 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans for International Employees 22 Amend Article 10 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 23 Amend Article 14 of Bylaws Re: Board For For Management Composition 24 Amend Article 17 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 25 Amend Article 19 of Bylaws Re: Age For For Management Limit of CEO 26 Amend Article 20 of Bylaws Re: For For Management Directors Remuneration 27 Amend Article 22 of Bylaws Re: Related For For Management Party Transaction 28 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SCIENCE APPLICATIONS INTERNATIONAL CORPORATION Ticker: SAIC Security ID: 808625107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bedingfield For For Management 1b Elect Director Carol A. Goode For For Management 1c Elect Director John J. Hamre For For Management 1d Elect Director Yvette M. Kanouff For For Management 1e Elect Director Nazzic S. Keene For For Management 1f Elect Director David M. Kerko For For Management 1g Elect Director Timothy J. Mayopoulos For For Management 1h Elect Director Katharina G. McFarland For For Management 1i Elect Director Donna S. Morea For For Management 1j Elect Director Steven R. Shane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SEVEN & I HOLDINGS CO., LTD. Ticker: 3382 Security ID: J7165H108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 51 2 Amend Articles to Amend Provisions on For For Management Number of Directors - Clarify Director Authority on Board Meetings 3.1 Elect Director Isaka, Ryuichi For Against Management 3.2 Elect Director Goto, Katsuhiro For Against Management 3.3 Elect Director Ito, Junro For Against Management 3.4 Elect Director Yamaguchi, Kimiyoshi For Against Management 3.5 Elect Director Maruyama, Yoshimichi For For Management 3.6 Elect Director Nagamatsu, Fumihiko For Against Management 3.7 Elect Director Kimura, Shigeki For Against Management 3.8 Elect Director Joseph M. DePinto For Against Management 3.9 Elect Director Tsukio, Yoshio For Against Management 3.10 Elect Director Ito, Kunio For Against Management 3.11 Elect Director Yonemura, Toshiro For Against Management 3.12 Elect Director Higashi, Tetsuro For Against Management 3.13 Elect Director Rudy, Kazuko For Against Management -------------------------------------------------------------------------------- SONY CORP. Ticker: 6758 Security ID: J76379106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management 2.1 Elect Director Yoshida, Kenichiro For For Management 2.2 Elect Director Totoki, Hiroki For For Management 2.3 Elect Director Sumi, Shuzo For For Management 2.4 Elect Director Tim Schaaff For For Management 2.5 Elect Director Matsunaga, Kazuo For For Management 2.6 Elect Director Oka, Toshiko For For Management 2.7 Elect Director Akiyama, Sakie For For Management 2.8 Elect Director Wendy Becker For For Management 2.9 Elect Director Hatanaka, Yoshihiko For For Management 2.10 Elect Director Adam Crozier For For Management 2.11 Elect Director Kishigami, Keiko For For Management 2.12 Elect Director Joseph A. Kraft Jr For For Management 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- STMICROELECTRONICS NV Ticker: STM Security ID: N83574108 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Report of Supervisory Board None None Management (Non-Voting) 4.a Approve Remuneration Report For Against Management 4.b Approve Remuneration Policy for For For Management Supervisory Board 4.c Approve Remuneration Policy for For Against Management Management Board 4.d Adopt Financial Statements and For For Management Statutory Reports 4.e Approve Dividends For For Management 4.f Approve Discharge of Management Board For For Management 4.g Approve Discharge of Supervisory Board For For Management 4.h Ratify Ernst & Young as Auditors For For Management 5 Approve Restricted Stock Grants to For Against Management President and CEO 6 Elect Ana de Pro Gonzalo to For For Management Supervisory Board 7 Elect Yann Delabriere to Supervisory For For Management Board 8 Reelect Heleen Kersten to Supervisory For For Management Board 9 Reelect Alessandro Rivera to For For Management Supervisory Board 10 Reelect Frederic Sanchez to For For Management Supervisory Board 11 Reelect Maurizio Tamagnini to For For Management Supervisory Board 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13.a Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 13.b Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital in Case of Merger or Acquisition and Exclude Pre-emptive Rights 14 Allow Questions None None Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Murai For For Management 1.2 Elect Director Dwight Steffensen For For Management 1.3 Elect Director Dennis Polk For For Management 1.4 Elect Director Fred Breidenbach For For Management 1.5 Elect Director Laurie Simon Hodrick For For Management 1.6 Elect Director Hau Lee For For Management 1.7 Elect Director Matthew Miau For Withhold Management 1.8 Elect Director Gregory Quesnel For For Management 1.9 Elect Director Ann Vezina For For Management 1.10 Elect Director Thomas Wurster For For Management 1.11 Elect Director Duane Zitzner For For Management 1.12 Elect Director Andrea Zulberti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TE CONNECTIVITY LTD. Ticker: TEL Security ID: H84989104 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre R. Brondeau For For Management 1b Elect Director Terrence R. Curtin For For Management 1c Elect Director Carol A. ('John') For For Management Davidson 1d Elect Director Lynn A. Dugle For For Management 1e Elect Director William A. Jeffrey For For Management 1f Elect Director David M. Kerko For For Management 1g Elect Director Thomas J. Lynch For For Management 1h Elect Director Yong Nam For For Management 1i Elect Director Daniel J. Phelan For For Management 1j Elect Director Abhijit Y. Talwalkar For For Management 1k Elect Director Mark C. Trudeau For For Management 1l Elect Director Dawn C. Willoughby For For Management 1m Elect Director Laura H. Wright For For Management 2 Elect Board Chairman Thomas J. Lynch For For Management 3a Elect Daniel J. Phelan as Member of For For Management Management Development and Compensation Committee 3b Elect Abhijit Y. Talwalkar as Member For For Management of Management Development and Compensation Committee 3c Elect Mark C. Trudeau as Member of For For Management Management Development and Compensation Committee 3d Elect Dawn C. Willoughby as Member of For For Management Management Development and Compensation Committee 4 Designate Rene Schwarzenbach as For For Management Independent Proxy 5.1 Accept Annual Report for Fiscal Year For For Management Ended September 27, 2019 5.2 Accept Statutory Financial Statements For For Management for Fiscal Year Ended September 27, 2019 5.3 Approve Consolidated Financial For For Management Statements for Fiscal Year Ended September 27, 2019 6 Approve Discharge of Board and Senior For For Management Management 7.1 Ratify Deloitte & Touche LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2020 7.2 Ratify Deloitte AG as Swiss Registered For For Management Auditors 7.3 Ratify PricewaterhouseCoopers AG as For For Management Special Auditors 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Approve the Increase in Maximum For For Management Aggregate Remuneration of Executive Management 10 Approve the Increase in Maximum For For Management Aggregate Remuneration of Board of Directors 11 Approve Allocation of Available For For Management Earnings at September 27, 2019 12 Approve Declaration of Dividend For For Management 13 Amend Articles of Association Re: For Against Management Authorized Capital 14 Approve Reduction of Share Capital For For Management 15 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- TESCO PLC Ticker: TSCO Security ID: G87621101 Meeting Date: MAY 14, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Disposal of the Asia Business to C.P. Retail Development Company Limited -------------------------------------------------------------------------------- TESCO PLC Ticker: TSCO Security ID: G87621101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Final Dividend For For Management 4 Re-elect John Allan as Director For For Management 5 Re-elect Mark Armour as Director For For Management 6 Re-elect Melissa Bethell as Director For For Management 7 Re-elect Stewart Gilliland as Director For For Management 8 Re-elect Steve Golsby as Director For For Management 9 Re-elect Byron Grote as Director For For Management 10 Re-elect Dave Lewis as Director For For Management 11 Re-elect Mikael Olsson as Director For For Management 12 Re-elect Deanna Oppenheimer as Director For For Management 13 Re-elect Simon Patterson as Director For For Management 14 Re-elect Alison Platt as Director For For Management 15 Re-elect Lindsey Pownall as Director For For Management 16 Re-elect Alan Stewart as Director For For Management 17 Elect Ken Murphy as Director For For Management 18 Reappoint Deloitte LLP as Auditors For For Management 19 Authorise Board to Fix Remuneration of For For Management Auditors 20 Approve Share Incentive Plan For For Management 21 Authorise Issue of Equity For Against Management 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise EU Political Donations and For For Management Expenditure 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kermit R. Crawford For For Management 1b Elect Director Michael L. Eskew For For Management 1c Elect Director Margaret M. Keane For For Management 1d Elect Director Siddharth N. (Bobby) For For Management Mehta 1e Elect Director Jacques P. Perold For For Management 1f Elect Director Andrea Redmond For For Management 1g Elect Director Gregg M. Sherrill For For Management 1h Elect Director Judith A. Sprieser For For Management 1i Elect Director Perry M. Traquina For For Management 1j Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For For Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director David A. Viniar For For Management 1k Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Review of Statement on the Purpose of Against Against Shareholder a Corporation -------------------------------------------------------------------------------- THE MOSAIC COMPANY Ticker: MOS Security ID: 61945C103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl K. Beebe For For Management 1b Elect Director Oscar P. Bernardes For For Management 1c Elect Director Nancy E. Cooper For For Management 1d Elect Director Gregory L. Ebel For For Management 1e Elect Director Timothy S. Gitzel For For Management 1f Elect Director Denise C. Johnson For For Management 1g Elect Director Emery N. Koenig For For Management 1h Elect Director James 'Joc' C. O'Rourke For For Management 1i Elect Director David T. Seaton For For Management 1j Elect Director Steven M. Seibert For For Management 1k Elect Director Luciano Siani Pires For For Management 1l Elect Director Gretchen H. Watkins For For Management 1m Elect Director Kelvin W. Westbrook For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- TYSON FOODS, INC. Ticker: TSN Security ID: 902494103 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Tyson For For Management 1b Elect Director Gaurdie E. Banister, Jr. For For Management 1c Elect Director Dean Banks For For Management 1d Elect Director Mike Beebe For For Management 1e Elect Director Mikel A. Durham For For Management 1f Elect Director Jonathan D. Mariner For For Management 1g Elect Director Kevin M. McNamara For For Management 1h Elect Director Cheryl S. Miller For For Management 1i Elect Director Jeffrey K. Schomburger For For Management 1j Elect Director Robert Thurber For For Management 1k Elect Director Barbara A. Tyson For Against Management 1l Elect Director Noel White For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Deforestation Impacts in Against For Shareholder Company's Supply Chain 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Human Rights Risk Assessment Against For Shareholder Process 7 Adopt Share Retention Policy For Against For Shareholder Senior Executives -------------------------------------------------------------------------------- UBS GROUP AG Ticker: UBSG Security ID: H42097107 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Allocation of Income and For For Management Dividends of USD 0.365 per Share 4 Approve Discharge of Board and Senior For For Management Management for Fiscal 2019, excluding French Cross-Border Matter 5.1 Reelect Axel Weber as Director and For For Management Board Chairman 5.2 Reelect Jeremy Anderson as Director For For Management 5.3 Reelect William Dudley as Director For For Management 5.4 Reelect Reto Francioni as Director For For Management 5.5 Reelect Fred Hu as Director For For Management 5.6 Reelect Julie Richardson as Director For For Management 5.7 Reelect Beatrice di Mauro as Director For For Management 5.8 Reelect Dieter Wemmer as Director For For Management 5.9 Reelect Jeanette Wong as Director For For Management 6.1 Elect Mark Hughes as Director For For Management 6.2 Elect Nathalie Rachou as Director For For Management 7.1 Appoint Julie Richardson as Member of For For Management the Compensation Committee 7.2 Appoint Reto Francioni as Member of For For Management the Compensation Committee 7.3 Appoint Dieter Wemmer as Member of the For For Management Compensation Committee 7.4 Appoint Jeanette Wong as Member of the For For Management Compensation Committee 8.1 Approve Remuneration of Directors in For For Management the Amount of CHF 13 Million 8.2 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 70.3 Million 8.3 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 33 Million 9 Designate ADB Altorfer Duss & For For Management Beilstein AG as Independent Proxy 10 Ratify Ernst & Young AG as Auditors For For Management 11 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Rodney C. Adkins For For Management 1c Elect Director Michael J. Burns For For Management 1d Elect Director William R. Johnson For For Management 1e Elect Director Ann M. Livermore For For Management 1f Elect Director Rudy H.P. Markham For For Management 1g Elect Director Franck J. Moison For For Management 1h Elect Director Clark 'Sandy' T. Randt, For For Management Jr. 1i Elect Director Christiana Smith Shi For For Management 1j Elect Director John T. Stankey For For Management 1k Elect Director Carol B. Tome For For Management 1l Elect Director Kevin Warsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Climate Change Against For Shareholder -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Ticker: UTX Security ID: 913017109 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Vittorio Colao For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director Clarence Otis, Jr. For For Management 1.6 Elect Director Daniel H. Schulman For For Management 1.7 Elect Director Rodney E. Slater For For Management 1.8 Elect Director Hans E. Vestberg For For Management 1.9 Elect Director Gregory G. Weaver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Above-Market Earnings in Against Against Shareholder Executive Retirement Plans 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Assess Feasibility of Data Privacy as Against For Shareholder a Performance Measure for Senior Executive Compensation 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- VINCI SA Ticker: DG Security ID: F5879X108 Meeting Date: JUN 18, 2020 Meeting Type: Annual/Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.04 per Share 4 Approve Stock Dividend Program For For Management 5 Elect Benoit Bazin as Director For For Management 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Remuneration Policy of Board For For Management Members 8 Approve Remuneration Policy of Xavier For For Management Huillard, Chairman and CEO 9 Approve Compensation Report of For For Management Corporate Officers 10 Approve Compensation of Xavier For For Management Huillard, Chairman and CEO 11 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 12 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 13 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 14 Authorize up to 1 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved for Employees With Performance Conditions Attached 15 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 16 Amend Article 14 of Bylaws Re: Board For For Management Members Remuneration 17 Amend Article 15 of Bylaws Re: Board For For Management Powers 18 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VISTRA ENERGY CORP. Ticker: VST Security ID: 92840M102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Hilary E. Ackermann For For Management 2.2 Elect Director Arcilia C. Acosta For For Management 2.3 Elect Director Gavin R. Baiera For For Management 2.4 Elect Director Paul M. Barbas For For Management 2.5 Elect Director Lisa Crutchfield For For Management 2.6 Elect Director Brian K. Ferraioli For For Management 2.7 Elect Director Scott B. Helm For For Management 2.8 Elect Director Jeff D. Hunter For For Management 2.9 Elect Director Curtis A. Morgan For For Management 2.10 Elect Director John R. (JR) Sult For For Management 3.1 Elect Director Gavin R. Baiera For For Management 3.2 Elect Director Scott B. Helm For For Management 3.3 Elect Director Curtis A. Morgan For For Management 3.4 Elect Director John R. (JR) Sult For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VODAFONE GROUP PLC Ticker: VOD Security ID: G93882192 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Sanjiv Ahuja as Director For For Management 3 Elect David Thodey as Director For For Management 4 Re-elect Gerard Kleisterlee as Director For For Management 5 Re-elect Nick Read as Director For For Management 6 Re-elect Margherita Della Valle as For For Management Director 7 Re-elect Sir Crispin Davis as Director For For Management 8 Re-elect Michel Demare as Director For For Management 9 Re-elect Dame Clara Furse as Director For For Management 10 Re-elect Valerie Gooding as Director For For Management 11 Re-elect Renee James as Director For Against Management 12 Re-elect Maria Amparo Moraleda For Against Management Martinez as Director 13 Re-elect David Nish as Director For For Management 14 Approve Final Dividend For For Management 15 Approve Remuneration Report For For Management 16 Appoint Ernst & Young LLP as Auditors For For Management 17 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 18 Authorise Issue of Equity For Against Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise EU Political Donations and For For Management Expenditure 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Celeste A. Clark For For Management 1c Elect Director Theodore F. Craver, Jr. For For Management 1d Elect Director Wayne M. Hewett For For Management 1e Elect Director Donald M. James For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Charles H. Noski For For Management 1h Elect Director Richard B. Payne, Jr. For For Management 1i Elect Director Juan A. Pujadas For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Incentive-Based Compensation Against For Shareholder and Risks of Material Losses 6 Report on Global Median Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- WH GROUP LIMITED Ticker: 288 Security ID: G96007102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Jiao Shuge as Director For Against Management 2b Elect Huang Ming as Director For Against Management 2c Elect Lau, Jin Tin Don as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Final Dividend For For Management 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WYNN MACAU LIMITED Ticker: 1128 Security ID: G98149100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Matthew O. Maddox as Director For For Management 2b Elect Nicholas Sallnow-Smith as For For Management Director 2c Elect Bruce Rockowitz as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Issuance of Shares Under the For Against Management Employee Ownership Scheme 9 Approve Increase the Scheme Limit For Against Management Under the Employee Ownership Scheme -------------------------------------------------------------------------------- YAMANA GOLD INC. Ticker: YRI Security ID: 98462Y100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Begeman For For Management 1.2 Elect Director Christiane Bergevin For For Management 1.3 Elect Director Alexander Davidson For Withhold Management 1.4 Elect Director Richard Graff For For Management 1.5 Elect Director Kimberly Keating For For Management 1.6 Elect Director Peter Marrone For For Management 1.7 Elect Director Jane Sadowsky For For Management 1.8 Elect Director Dino Titaro For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ZIMMER BIOMET HOLDINGS, INC. Ticker: ZBH Security ID: 98956P102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher B. Begley For For Management 1b Elect Director Betsy J. Bernard For For Management 1c Elect Director Gail K. Boudreaux For For Management 1d Elect Director Michael J. Farrell For For Management 1e Elect Director Larry C. Glasscock For For Management 1f Elect Director Robert A. Hagemann For For Management 1g Elect Director Bryan C. Hanson For For Management 1h Elect Director Arthur J. Higgins For For Management 1i Elect Director Maria Teresa Hilado For For Management 1j Elect Director Syed Jafry For For Management 1k Elect Director Michael W. Michelson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation ==================== Boston Partners Long/Short Equity Fund ==================== AERCAP HOLDINGS NV Ticker: AER Security ID: N00985106 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Adopt Financial Statements For For Management 4 Receive Explanation on Company's None None Management Reserves and Dividend Policy 5 Approve Discharge of Management Board For For Management 6.a Reelect Paul T. Dacier as For For Management Non-Executive Director 6.b Reelect Richard M. Gradon as For For Management Non-Executive Director 6.c Reelect Robert G. Warden as For For Management Non-Executive Director 7 Appoint Peter L. Juhas to Represent For For Management the Management in Case All Directors are Absent or Prevented from Acting 8 Ratify PricewaterhouseCoopers as For For Management Auditors 9.a Grant Board Authority to Issue Shares For For Management 9.b Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances Under Item 9.a 9.c Grant Board Authority to Issue For Against Management Additional Shares 9.d Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances Under Item 9.c 10.a Authorize Repurchase of Shares For For Management 10.b Conditional Authorization to For For Management Repurchase Additional Shares 11 Approve Reduction in Share Capital For For Management through Cancellation of Shares 12 Allow Questions None None Management 13 Close Meeting None None Management -------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. Ticker: AKAM Security ID: 00971T101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tom Killalea For For Management 1.2 Elect Director Tom Leighton For For Management 1.3 Elect Director Jonathan Miller For For Management 1.4 Elect Director Monte Ford For For Management 1.5 Elect Director Madhu Ranganathan For For Management 1.6 Elect Director Fred Salerno For For Management 1.7 Elect Director Ben Verwaayen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AKEBIA THERAPEUTICS, INC. Ticker: AKBA Security ID: 00972D105 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adrian Adams For Withhold Management 1.2 Elect Director Maxine Gowen For Withhold Management 1.3 Elect Director Michael Rogers For Withhold Management 2 Increase Authorized Common Stock For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Ticker: BABA Security ID: 01609W102 Meeting Date: JUL 15, 2019 Meeting Type: Annual Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subdivision For For Management 2.1 Elect Daniel Yong Zhang as Director For For Management 2.2 Elect Chee Hwa Tung as Director For For Management 2.3 Elect Jerry Yang as Director For For Management 2.4 Elect Wan Ling Martello as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- AMERCO Ticker: UHAL Security ID: 023586100 Meeting Date: AUG 22, 2019 Meeting Type: Annual Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward J. (Joe) Shoen For Withhold Management 1.2 Elect Director James E. Acridge For For Management 1.3 Elect Director John P. Brogan For For Management 1.4 Elect Director John M. Dodds For For Management 1.5 Elect Director James J. Grogan For For Management 1.6 Elect Director Richard J. Herrera For For Management 1.7 Elect Director Karl A. Schmidt For For Management 1.8 Elect Director Samuel J. Shoen For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Ratify and Affirm Decisions and For Against Shareholder Actions Taken by the Board and Executive Officers for Fiscal 2019 4 Require a Majority Vote for the None For Shareholder Election of Directors -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Don Cornwell For For Management 1b Elect Director Brian Duperreault For For Management 1c Elect Director John H. Fitzpatrick For For Management 1d Elect Director William G. Jurgensen For For Management 1e Elect Director Christopher S. Lynch For For Management 1f Elect Director Henry S. Miller For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Thomas F. Motamed For For Management 1i Elect Director Peter R. Porrino For For Management 1j Elect Director Amy L. Schioldager For For Management 1k Elect Director Douglas M. Steenland For For Management 1l Elect Director Therese M. Vaughan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Securities Transfer Restrictions For For Management 4 Ratify NOL Rights Plan (NOL Pill) For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- ANADARKO PETROLEUM CORPORATION Ticker: APC Security ID: 032511107 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gail K. Boudreaux For For Management 1.2 Elect Director R. Kerry Clark For For Management 1.3 Elect Director Robert L. Dixon, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- ARAMARK Ticker: ARMK Security ID: 03852U106 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan M. Cameron For For Management 1b Elect Director Greg Creed For For Management 1c Elect Director Calvin Darden For For Management 1d Elect Director Richard W. Dreiling For Against Management 1e Elect Director Irene M. Esteves For Against Management 1f Elect Director Daniel J. Heinrich For For Management 1g Elect Director Paul C. Hilal For For Management 1h Elect Director Karen M. King For For Management 1i Elect Director Stephen I. Sadove For Against Management 1j Elect Director Arthur B. Winkleblack For For Management 1k Elect Director John J. Zillmer For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Permit Shareholders to Call a Special For For Management Meeting of Shareholders and Delete Certain Obsolete Provisions -------------------------------------------------------------------------------- ARROW ELECTRONICS, INC. Ticker: ARW Security ID: 042735100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry W. Perry For For Management 1.2 Elect Director William F. Austen For For Management 1.3 Elect Director Steven H. Gunby For For Management 1.4 Elect Director Gail E. Hamilton For For Management 1.5 Elect Director Richard S. Hill For For Management 1.6 Elect Director M.F. (Fran) Keeth For For Management 1.7 Elect Director Andrew C. Kerin For For Management 1.8 Elect Director Laurel J. Krzeminski For For Management 1.9 Elect Director Michael J. Long For For Management 1.10 Elect Director Stephen C. Patrick For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARTHUR J. GALLAGHER & CO. Ticker: AJG Security ID: 363576109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director William L. Bax For For Management 1c Elect Director D. John Coldman For For Management 1d Elect Director Frank E. English, Jr. For For Management 1e Elect Director J. Patrick Gallagher, For For Management Jr. 1f Elect Director David S. Johnson For For Management 1g Elect Director Kay W. McCurdy For For Management 1h Elect Director Christopher C. Miskel For For Management 1i Elect Director Ralph J. Nicoletti For For Management 1j Elect Director Norman L. Rosenthal For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt a Policy on Board Diversity Against For Shareholder -------------------------------------------------------------------------------- ASGN INCORPORATED Ticker: ASGN Security ID: 00191U102 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Frantz For Against Management 1.2 Elect Director Jonathan S. Holman For Against Management 1.3 Elect Director Arshad Matin For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BAKER HUGHES COMPANY Ticker: BKR Security ID: 05722G100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Geoffrey Beattie For For Management 1.2 Elect Director Gregory D. Brenneman For For Management 1.3 Elect Director Cynthia B. Carroll For For Management 1.4 Elect Director Clarence P. Cazalot, Jr. For For Management 1.5 Elect Director Nelda J. Connors For Withhold Management 1.6 Elect Director Gregory L. Ebel For For Management 1.7 Elect Director Lynn L. Elsenhans For For Management 1.8 Elect Director John G. Rice For Withhold Management 1.9 Elect Director Lorenzo Simonelli For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BANCO MACRO SA Ticker: BMA Security ID: 05961W105 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Financial Statements and For For Management Statutory Reports 3 Consider Discharge of Directors and For For Management Internal Statutory Auditors Committee 4 Consider Allocation of Non-Assigned For For Management Results in the Amount of ARS 40.59 Billion 5 Consider Cash Dividends Charged to For For Management Company's Reserve for Future Distributions in the Amount of ARS 12. 79 Billion 6 Consider Remuneration of Directors For For Management 7 Consider Remuneration of Internal For For Management Statutory Auditors Committee 8 Consider Remuneration of Auditors For For Management 9.1 Elect Jorge Horacio Brito as Director For Against Management for a Three-Year Term 9.2 Elect Delfin Federico Ezequiel For Against Management Carballo as Director for a Three-Year Term 9.3 Elect Director for a Three-Year Term For Against Management Nominated by FGS-ANSES 9.4 Elect Director to Replace Juan Martin For Against Management Monge Varela for a One-Year Term 9.5 Elect Director to Replace Martin For Against Management Estanislao Gorosito for a Two-Year Term 9.6 Elect Alternate Director to Replace For Against Management Alejandro Guillermo Chiti for a Two-Year Term 10 Fix Number of and Elect Members and For For Management their Alternates of Internal Statutory Auditors for a One-Year Term 11 Appoint Auditors For For Management 12 Approve Budget of Audit Committee For For Management 13 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Denise L. Ramos For For Management 1m Elect Director Clayton S. Rose For For Management 1n Elect Director Michael D. White For For Management 1o Elect Director Thomas D. Woods For For Management 1p Elect Director R. David Yost For For Management 1q Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Proxy Access Right Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Review of Statement of the Purpose of Against Against Shareholder a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices -------------------------------------------------------------------------------- BARRETT BUSINESS SERVICES, INC. Ticker: BBSI Security ID: 068463108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Carley For Against Management 1.2 Elect Director Thomas B. Cusick For For Management 1.3 Elect Director Diane L. Dewbrey For For Management 1.4 Elect Director James B. Hicks For For Management 1.5 Elect Director Jon L. Justesen For Against Management 1.6 Elect Director Gary E. Kramer For For Management 1.7 Elect Director Anthony Meeker For For Management 1.8 Elect Director Vincent P. Price For Against Management 2 Provide Proxy Access Right For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 02, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Gregory E. Abel For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Stephen B. Burke For For Management 1.6 Elect Director Kenneth I. Chenault For For Management 1.7 Elect Director Susan L. Decker For Withhold Management 1.8 Elect Director David S. Gottesman For For Management 1.9 Elect Director Charlotte Guyman For Withhold Management 1.10 Elect Director Ajit Jain For For Management 1.11 Elect Director Thomas S. Murphy For Withhold Management 1.12 Elect Director Ronald L. Olson For For Management 1.13 Elect Director Walter Scott, Jr. For For Management 1.14 Elect Director Meryl B. Witmer For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Adopt a Policy on Board Diversity Against Against Shareholder -------------------------------------------------------------------------------- BGC PARTNERS, INC. Ticker: BGCP Security ID: 05541T101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard W. Lutnick For Withhold Management 1.2 Elect Director Stephen T. Curwood For For Management 1.3 Elect Director William J. Moran For For Management 1.4 Elect Director Linda A. Bell For For Management 1.5 Elect Director David P. Richards For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BHP GROUP LIMITED Ticker: BHP Security ID: 088606108 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Appoint Ernst & Young as Auditor of For For Management the Company 3 Authorize the Risk and Audit Committee For For Management to Fix Remuneration of the Auditors 4 Approve General Authority to Issue For For Management Shares in BHP Group Plc 5 Approve General Authority to Issue For For Management Shares in BHP Group Plc for Cash 6 Approve the Repurchase of Shares in For For Management BHP Group Plc 7 Approve Remuneration Policy For For Management 8 Approve Remuneration Report for UK Law For For Management Purposes 9 Approve Remuneration Report for For For Management Australian Law Purposes 10 Approve the Grant of Awards to Andrew For For Management Mackenzie 11 Elect Ian Cockerill as Director For For Management 12 Elect Susan Kilsby as Director For Against Management 13 Elect Terry Bowen as Director For For Management 14 Elect Malcolm Broomhead as Director For For Management 15 Elect Anita Frew as Director For For Management 16 Elect Andrew Mackenzie as Director For For Management 17 Elect Lindsay Maxsted as Director For For Management 18 Elect John Mogford as Director For For Management 19 Elect Shriti Vadera as Director For For Management 20 Elect Ken MacKenzie as Director For For Management 21 Amend Constitution of BHP Group Limited Against Against Shareholder 22 Approve Suspension of Memberships of Against Against Shareholder Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement -------------------------------------------------------------------------------- BIOSPECIFICS TECHNOLOGIES CORP. Ticker: BSTC Security ID: 090931106 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer Chao For For Management 1.2 Elect Director Mark Wegman For For Management 1.3 Elect Director Toby Wegman For For Management 2 Ratify EisnerAmper LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Shareholder Rights Plan (Poison For For Management Pill) 5 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- BMC STOCK HOLDINGS, INC. Ticker: BMCH Security ID: 05591B109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Alexander For For Management 1b Elect Director David W. Bullock For For Management 1c Elect Director David L. Keltner For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BOOKING HOLDINGS INC. Ticker: BKNG Security ID: 09857L108 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy M. Armstrong For For Management 1.2 Elect Director Jeffery H. Boyd For For Management 1.3 Elect Director Glenn D. Fogel For For Management 1.4 Elect Director Mirian M. Graddick-Weir For For Management 1.5 Elect Director Wei Hopeman For For Management 1.6 Elect Director Robert J. Mylod, Jr. For For Management 1.7 Elect Director Charles H. Noski For For Management 1.8 Elect Director Nicholas J. Read For For Management 1.9 Elect Director Thomas E. Rothman For For Management 1.10 Elect Director Bob van Dijk For For Management 1.11 Elect Director Lynn M. Vojvodich For For Management 1.12 Elect Director Vanessa A. Wittman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- CACI INTERNATIONAL INC Ticker: CACI Security ID: 127190304 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael A. Daniels For For Management 1B Elect Director William L. Jews For For Management 1C Elect Director Gregory G. Johnson For For Management 1D Elect Director J. Phillip London For For Management 1E Elect Director John S. Mengucci For For Management 1F Elect Director James L. Pavitt For For Management 1G Elect Director Warren R. Phillips For For Management 1H Elect Director Debora A. Plunkett For For Management 1I Elect Director Charles P. Revoile For For Management 1J Elect Director William S. Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LIMITED Ticker: CNQ Security ID: 136385101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Best For For Management 1.2 Elect Director M. Elizabeth Cannon For For Management 1.3 Elect Director N. Murray Edwards For For Management 1.4 Elect Director Christopher L. Fong For For Management 1.5 Elect Director Gordon D. Giffin For For Management 1.6 Elect Director Wilfred A. Gobert For For Management 1.7 Elect Director Steve W. Laut For For Management 1.8 Elect Director Tim S. McKay For For Management 1.9 Elect Director Frank J. McKenna For For Management 1.10 Elect Director David A. Tuer For For Management 1.11 Elect Director Annette M. Verschuren For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CARTER'S, INC. Ticker: CRI Security ID: 146229109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hali Borenstein For For Management 1b Elect Director Amy Woods Brinkley For For Management 1c Elect Director Giuseppina Buonfantino For For Management 1d Elect Director Michael D. Casey For For Management 1e Elect Director A. Bruce Cleverly For For Management 1f Elect Director Jevin S. Eagle For For Management 1g Elect Director Mark P. Hipp For For Management 1h Elect Director William J. Montgoris For For Management 1i Elect Director Richard A. Noll For For Management 1j Elect Director Gretchen W. Price For For Management 1k Elect Director David Pulver For For Management 1l Elect Director Thomas E. Whiddon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CDK GLOBAL, INC. Ticker: CDK Security ID: 12508E101 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For Against Management 1b Elect Director Willie A. Deese For Against Management 1c Elect Director Amy J. Hillman For For Management 1d Elect Director Brian M. Krzanich For For Management 1e Elect Director Stephen A. Miles For For Management 1f Elect Director Robert E. Radway For For Management 1g Elect Director Stephen F. Schuckenbrock For For Management 1h Elect Director Frank S. Sowinski For For Management 1i Elect Director Eileen J. Voynick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CDW CORPORATION Ticker: CDW Security ID: 12514G108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven W. Alesio For For Management 1b Elect Director Barry K. Allen For For Management 1c Elect Director Lynda M. Clarizio For For Management 1d Elect Director Christine A. Leahy For For Management 1e Elect Director David W. Nelms For For Management 1f Elect Director Joseph R. Swedish For For Management 1g Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- CECO ENVIRONMENTAL CORP. Ticker: CECE Security ID: 125141101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jason DeZwirek For For Management 1.2 Elect Director Eric M. Goldberg For For Management 1.3 Elect Director David B. Liner For Withhold Management 1.4 Elect Director Claudio A. Mannarino For Withhold Management 1.5 Elect Director Munish Nanda For For Management 1.6 Elect Director Jonathan Pollack For For Management 1.7 Elect Director Valerie Gentile Sachs For For Management 1.8 Elect Director Dennis Sadlowski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- CENTENE CORPORATION Ticker: CNC Security ID: 15135B101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael F. Neidorff For For Management 1b Elect Director H. James Dallas For For Management 1c Elect Director Robert K. Ditmore For For Management 1d Elect Director Richard A. Gephardt For For Management 1e Elect Director Lori J. Robinson For For Management 1f Elect Director William L. Trubeck For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Report on Political Contributions Against Against Shareholder Disclosure 6 Eliminate Supermajority Vote Against For Shareholder Requirement -------------------------------------------------------------------------------- CERENCE INC. Ticker: CRNC Security ID: 156727109 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Beaudoin For Withhold Management 1.2 Elect Director Marianne Budnik For For Management 2 Ratify BDO USA LLP as Auditors For For Management -------------------------------------------------------------------------------- CHENIERE ENERGY, INC. Ticker: LNG Security ID: 16411R208 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director G. Andrea Botta For For Management 1B Elect Director Jack A. Fusco For For Management 1C Elect Director Vicky A. Bailey For For Management 1D Elect Director Nuno Brandolini For For Management 1E Elect Director Michele A. Evans For For Management 1F Elect Director David I. Foley For For Management 1G Elect Director David B. Kilpatrick For For Management 1H Elect Director Andrew Langham For Against Management 1I Elect Director Courtney R. Mather For For Management 1J Elect Director Donald F. Robillard, Jr. For For Management 1K Elect Director Neal A. Shear For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Report on Plans to Address Stranded Against Against Shareholder Carbon Asset Risks -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Charles W. Moorman, IV For For Management 1f Elect Director Dambisa F. Moyo For For Management 1g Elect Director Debra Reed-Klages For For Management 1h Elect Director Ronald D. Sugar For For Management 1i Elect Director D. James Umpleby, III For For Management 1j Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Establish Board Committee on Climate Against Against Shareholder Risk 6 Report on Climate Lobbying Aligned Against Against Shareholder with Paris Agreement Goals 7 Report on Petrochemical Risk Against For Shareholder 8 Report on Human Rights Practices Against Against Shareholder 9 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 10 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- CIGNA CORPORATION Ticker: CI Security ID: 125523100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Cordani For For Management 1.2 Elect Director William J. DeLaney For For Management 1.3 Elect Director Eric J. Foss For For Management 1.4 Elect Director Elder Granger For For Management 1.5 Elect Director Isaiah Harris, Jr. For For Management 1.6 Elect Director Roman Martinez, IV For For Management 1.7 Elect Director Kathleen M. Mazzarella For For Management 1.8 Elect Director Mark B. McClellan For For Management 1.9 Elect Director John M. Partridge For For Management 1.10 Elect Director William L. Roper For For Management 1.11 Elect Director Eric C. Wiseman For For Management 1.12 Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Ellen M. Costello For For Management 1c Elect Director Grace E. Dailey For For Management 1d Elect Director Barbara J. Desoer For For Management 1e Elect Director John C. Dugan For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Review on Governance Documents Against Against Shareholder 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- COCA-COLA EUROPEAN PARTNERS PLC Ticker: CCEP Security ID: G25839104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Jan Bennink as Director For For Management 5 Re-elect Thomas Johnson as Director For For Management 6 Elect Dessi Temperley as Director For For Management 7 Re-elect Jose Ignacio Comenge as For For Management Director 8 Re-elect Francisco Crespo Benitez as For For Management Director 9 Re-elect Irial Finan as Director For Against Management 10 Re-elect Damian Gammell as Director For For Management 11 Re-elect Nathalie Gaveau as Director For For Management 12 Re-elect Alvaro Gomez-Trenor Aguilar For For Management as Director 13 Re-elect Dagmar Kollmann as Director For For Management 14 Re-elect Alfonso Libano Daurella as For For Management Director 15 Re-elect Lord Mark Price as Director For For Management 16 Re-elect Mario Rotllant Sola as For Against Management Director 17 Reappoint Ernst & Young LLP as Auditors For For Management 18 Authorise Board to Fix Remuneration of For For Management Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity For Against Management 21 Approve Waiver on Tender-Bid For For Management Requirement 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise Off-Market Purchase of For For Management Ordinary Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Ticker: CTSH Security ID: 192446102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Vinita Bali For Against Management 1c Elect Director Maureen Breakiron-Evans For For Management 1d Elect Director Archana Deskus For For Management 1e Elect Director John M. Dineen For For Management 1f Elect Director John N. Fox, Jr. For For Management 1g Elect Director Brian Humphries For For Management 1h Elect Director Leo S. Mackay, Jr. For For Management 1i Elect Director Michael Patsalos-Fox For For Management 1j Elect Director Joseph M. Velli For For Management 1k Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- COHERENT, INC. Ticker: COHR Security ID: 192479103 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jay T. Flatley For For Management 1b Elect Director Pamela Fletcher For For Management 1c Elect Director Andreas (Andy) W. Mattes For For Management 1d Elect Director Beverly Kay Matthews For For Management 1e Elect Director Michael R. McMullen For For Management 1f Elect Director Garry W. Rogerson For For Management 1g Elect Director Steve Skaggs For For Management 1h Elect Director Sandeep Vij For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Naomi M. Bergman For For Management 1.4 Elect Director Edward D. Breen For Withhold Management 1.5 Elect Director Gerald L. Hassell For Withhold Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For Withhold Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Amend Stock Option Plan For For Management 4 Amend Restricted Stock Plan For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Risks Posed by Failing to Against Against Shareholder Prevent Sexual Harassment -------------------------------------------------------------------------------- CORTEVA, INC. Ticker: CTVA Security ID: 22052L104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lamberto Andreotti For For Management 1b Elect Director Robert A. Brown For For Management 1c Elect Director James C. Collins, Jr. For For Management 1d Elect Director Klaus A. Engel For For Management 1e Elect Director Michael O. Johanns For For Management 1f Elect Director Lois D. Juliber For For Management 1g Elect Director Rebecca B. Liebert For For Management 1h Elect Director Marcos M. Lutz For Against Management 1i Elect Director Nayaki Nayyar For For Management 1j Elect Director Gregory R. Page For For Management 1k Elect Director Lee M. Thomas For For Management 1l Elect Director Patrick J. Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Anne M. Finucane For For Management 1h Elect Director Edward J. Ludwig For For Management 1i Elect Director Larry J. Merlo For For Management 1j Elect Director Jean-Pierre Millon For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Amend Shareholder Written Consent Against Against Shareholder Provisions 7 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES Ticker: DFS Security ID: 254709108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Aronin For For Management 1.2 Elect Director Mary K. Bush For Against Management 1.3 Elect Director Gregory C. Case For For Management 1.4 Elect Director Candace H. Duncan For For Management 1.5 Elect Director Joseph F. Eazor For For Management 1.6 Elect Director Cynthia A. Glassman For For Management 1.7 Elect Director Roger C. Hochschild For For Management 1.8 Elect Director Thomas G. Maheras For For Management 1.9 Elect Director Michael H. Moskow For For Management 1.10 Elect Director Mark A. Thierer For For Management 1.11 Elect Director Lawrence A. Weinbach - None None Management Withdrawn Resolution 1.12 Elect Director Jennifer L. Wong For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DOLBY LABORATORIES, INC. Ticker: DLB Security ID: 25659T107 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Yeaman For For Management 1.2 Elect Director Peter Gotcher For For Management 1.3 Elect Director Micheline Chau For For Management 1.4 Elect Director David Dolby For For Management 1.5 Elect Director N. William Jasper, Jr. For For Management 1.6 Elect Director Simon Segars For For Management 1.7 Elect Director Roger Siboni For For Management 1.8 Elect Director Anjali Sud For For Management 1.9 Elect Director Avadis Tevanian, Jr. For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ECHOSTAR CORPORATION Ticker: SATS Security ID: 278768106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Stanton Dodge For For Management 1.2 Elect Director Michael T. Dugan For For Management 1.3 Elect Director Charles W. Ergen For For Management 1.4 Elect Director Anthony M. Federico For Withhold Management 1.5 Elect Director Pradman P. Kaul For For Management 1.6 Elect Director C. Michael Schroeder For Withhold Management 1.7 Elect Director Jeffrey R. Tarr For Withhold Management 1.8 Elect Director William D. Wade For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EURONET WORLDWIDE, INC. Ticker: EEFT Security ID: 298736109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrzej Olechowski For Withhold Management 1.2 Elect Director Eriberto R. Scocimara For Withhold Management 1.3 Elect Director Mark R. Callegari For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVERCORE INC. Ticker: EVR Security ID: 29977A105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger C. Altman For For Management 1.2 Elect Director Richard I. Beattie For For Management 1.3 Elect Director Pamela G. Carlton For For Management 1.4 Elect Director Ellen V. Futter For For Management 1.5 Elect Director Gail B. Harris For For Management 1.6 Elect Director Robert B. Millard For For Management 1.7 Elect Director Willard J. Overlock, Jr. For For Management 1.8 Elect Director Simon M. Robertson For For Management 1.9 Elect Director Ralph L. Schlosstein For For Management 1.10 Elect Director John S. Weinberg For For Management 1.11 Elect Director William J. Wheeler For For Management 1.12 Elect Director Sarah K. Williamson For For Management 1.13 Elect Director Kendrick R. Wilson, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EVERTEC, INC. Ticker: EVTC Security ID: 30040P103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank G. D'Angelo For For Management 1b Elect Director Morgan M. Schuessler, For For Management Jr. 1c Elect Director Olga Botero For For Management 1d Elect Director Jorge A. Junquera For For Management 1e Elect Director Ivan Pagan For For Management 1f Elect Director Aldo J. Polak For Withhold Management 1g Elect Director Alan H. Schumacher For Withhold Management 1h Elect Director Brian J. Smith For Withhold Management 1i Elect Director Thomas W. Swidarski For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FABRINET Ticker: FN Security ID: G3323L100 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Homa Bahrami For For Management 1.2 Elect Director Gregory P. Dougherty For For Management 1.3 Elect Director Rollance E. Olson For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Ratify PricewaterhouseCoopers ABAS Ltd. For For Management as Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For For Management 1.2 Elect Director Marc L. Andreessen For Withhold Management 1.3 Elect Director Andrew W. Houston For For Management 1.4 Elect Director Nancy Killefer For For Management 1.5 Elect Director Robert M. Kimmitt For For Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Peter A. Thiel For Withhold Management 1.8 Elect Director Tracey T. Travis For For Management 1.9 Elect Director Mark Zuckerberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Non-Employee Director For Against Management Compensation Policy 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Board Chair Against For Shareholder 6 Require a Majority Vote for the Against For Shareholder Election of Directors 7 Report on Political Advertising Against For Shareholder 8 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 9 Report on Civil and Human Rights Risk Against Against Shareholder Assessment 10 Report on Online Child Sexual Against For Shareholder Exploitation 11 Report on Median Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- FEDNAT HOLDING COMPANY Ticker: FNHC Security ID: 31431B109 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael H. Braun For For Management 1.2 Elect Director Jenifer G. Kimbrough For For Management 1.3 Elect Director David W. Michelson For For Management 1.4 Elect Director David K. Patterson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FEDNAT HOLDING COMPANY Ticker: FNHC Security ID: 31431B109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David K. Patterson For For Management 1.2 Elect Director Thomas A. Rogers For For Management 1.3 Elect Director Roberta N. Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FIAT CHRYSLER AUTOMOBILES NV Ticker: FCA Security ID: N31738102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Director's Report (Non-Voting) None None Management 2.b Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.c Approve Remuneration Report For For Management 2.d Adopt Financial Statements and For For Management Statutory Reports 2.e Approve Discharge of Directors For For Management 3.a Reelect John Elkann as Executive For Against Management Director 3.b Reelect Michael Manley as Executive For For Management Director 3.c Reelect Richard K. Palmer as Executive For For Management Director 4.a Reelect Ronald L. Thompson as For For Management Non-Executive Director 4.b Reelect John Abbott as Non-Executive For For Management Director 4.c Reelect Andrea Agnelli as For For Management Non-Executive Director 4.d Reelect Tiberto Brandolini d'Adda as For For Management Non-Executive Director 4.e Reelect Glenn Earle as Non-Executive For For Management Director 4.f Reelect Valerie A. Mars as For For Management Non-Executive Director 4.g Reelect Michelangelo A. Volpi as For For Management Non-Executive Director 4.h Reelect Patience Wheatcroft as For For Management Non-Executive Director 4.i Reelect Ermenegildo Zegna as For For Management Non-Executive Director 5 Ratify Ernst & Young Accountants LLP For For Management as Auditors 6.1 Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Merger or Acquisition 6.2 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 6.3 Grant Board Authority to Issue Special For Against Management Voting Shares and Right to Subscription Up to Maximum Aggregate Special Voting Shares 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Amend Remuneration Policy For For Management 9 Amend Special Voting Shares' Terms and For For Management Conditions 10 Close Meeting None None Management -------------------------------------------------------------------------------- FIDELITY NATIONAL INFORMATION SERVICES, INC. Ticker: FIS Security ID: 31620M106 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FIDELITY NATIONAL INFORMATION SERVICES, INC. Ticker: FIS Security ID: 31620M106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lee Adrean For For Management 1b Elect Director Ellen R. Alemany For For Management 1c Elect Director Lisa A. Hook For For Management 1d Elect Director Keith W. Hughes For For Management 1e Elect Director Gary L. Lauer For For Management 1f Elect Director Gary A. Norcross For For Management 1g Elect Director Louise M. Parent For For Management 1h Elect Director Brian T. Shea For For Management 1i Elect Director James B. Stallings, Jr. For For Management 1j Elect Director Jeffrey E. Stiefler For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FISERV, INC. Ticker: FISV Security ID: 337738108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Bisignano For For Management 1.2 Elect Director Alison Davis For For Management 1.3 Elect Director Henrique de Castro For For Management 1.4 Elect Director Harry F. DiSimone For For Management 1.5 Elect Director Dennis F. Lynch For For Management 1.6 Elect Director Heidi G. Miller For For Management 1.7 Elect Director Scott C. Nuttall For For Management 1.8 Elect Director Denis J. O'Leary For For Management 1.9 Elect Director Doyle R. Simons For For Management 1.10 Elect Director Jeffery W. Yabuki For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- FLEETCOR TECHNOLOGIES INC. Ticker: FLT Security ID: 339041105 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven T. Stull For Against Management 1.2 Elect Director Michael Buckman For For Management 1.3 Elect Director Thomas M. Hagerty For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Call Special Meeting Against For Shareholder 5 Adopt Policy that Adjust Financial Against For Shareholder Performance Metrics to Exclude The Impact of Share Repurchases for Executive Officers -------------------------------------------------------------------------------- FLEX LTD. Ticker: FLEX Security ID: Y2573F112 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor S1 Declassify the Board of Directors For For Management S2 Approve Increase in Size of Board For For Management S3 Amend Constitution to Account for For For Management Changes in Singapore Law -------------------------------------------------------------------------------- FLEX LTD. Ticker: FLEX Security ID: Y2573F102 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Revathi Advaithi For For Management 1b Elect Director Michael D. Capellas For For Management 1c Elect Director Jill A. Greenthal For Against Management 1d Elect Director Jennifer Li For Against Management 1e Elect Director Marc A. Onetto For For Management 1f Elect Director Willy C. Shih For For Management 1g Elect Director Charles K. Stevens, III For For Management 1h Elect Director Lay Koon Tan For For Management 1i Elect Director William D. Watkins For For Management 1j Elect Director Lawrence A. Zimmerman For For Management 2a Elect Director Willy C. Shih For For Management 2b Elect Director William D. Watkins For For Management 2c Elect Director Revathi Advaithi For For Management 2d Elect Director Jill A. Greenthal For Against Management 2e Elect Director Charles K. Stevens, III For For Management 3 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Shares without For For Management Preemptive Rights 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC Ticker: FTAI Security ID: 34960P101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph P. Adams, Jr. For For Management 1.2 Elect Director Judith A. Hannaway For Withhold Management 1.3 Elect Director Martin Tuchman For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FORWARD AIR CORPORATION Ticker: FWRD Security ID: 349853101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald W. Allen For For Management 1.2 Elect Director Ana B. Amicarella For For Management 1.3 Elect Director Valerie A. Bonebrake For For Management 1.4 Elect Director C. Robert Campbell For For Management 1.5 Elect Director R. Craig Carlock For For Management 1.6 Elect Director C. John Langley, Jr. For For Management 1.7 Elect Director G. Michael Lynch For For Management 1.8 Elect Director Thomas Schmitt For For Management 1.9 Elect Director Laurie A. Tucker For For Management 1.10 Elect Director W. Gilbert West For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FOX CORPORATION Ticker: FOXA Security ID: 35137L204 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director K. Rupert Murdoch For For Management 1b Elect Director Lachlan K. Murdoch For For Management 1c Elect Director Chase Carey For For Management 1d Elect Director Anne Dias For For Management 1e Elect Director Roland A. Hernandez For Against Management 1f Elect Director Jacques Nasser For For Management 1g Elect Director Paul D. Ryan For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- FREEPORT-MCMORAN INC. Ticker: FCX Security ID: 35671D857 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard C. Adkerson For For Management 1.2 Elect Director Gerald J. Ford For For Management 1.3 Elect Director Lydia H. Kennard For For Management 1.4 Elect Director Dustan E. McCoy For For Management 1.5 Elect Director John J. Stephens For For Management 1.6 Elect Director Frances Fragos Townsend For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GOLAR LNG PARTNERS LP Ticker: GMLP Security ID: Y2745C102 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Alf Thorkildsen For Against Management -------------------------------------------------------------------------------- GRAHAM CORPORATION Ticker: GHM Security ID: 384556106 Meeting Date: AUG 07, 2019 Meeting Type: Annual Record Date: JUN 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James J. Malvaso For For Management 1.2 Elect Director Jonathan W. Painter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HANGER, INC. Ticker: HNGR Security ID: 41043F208 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vinit K. Asar For For Management 1.2 Elect Director Asif Ahmad For For Management 1.3 Elect Director Christopher B. Begley For For Management 1.4 Elect Director John T. Fox For For Management 1.5 Elect Director Thomas C. Freyman For For Management 1.6 Elect Director Stephen E. Hare For For Management 1.7 Elect Director Cynthia L. Lucchese For For Management 1.8 Elect Director Richard R. Pettingill For For Management 1.9 Elect Director Kathryn M. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HCA HEALTHCARE, INC. Ticker: HCA Security ID: 40412C101 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Frist, III For For Management 1b Elect Director Samuel N. Hazen For For Management 1c Elect Director Meg G. Crofton For For Management 1d Elect Director Robert J. Dennis For For Management 1e Elect Director Nancy-Ann DeParle For For Management 1f Elect Director William R. Frist For For Management 1g Elect Director Charles O. Holliday, Jr. For For Management 1h Elect Director Michael W. Michelson For For Management 1i Elect Director Wayne J. Riley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Call Special Meeting For For Management 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- HEIDRICK & STRUGGLES INTERNATIONAL, INC. Ticker: HSII Security ID: 422819102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth L. Axelrod For For Management 1.2 Elect Director Laszlo Bock For For Management 1.3 Elect Director Clare M. Chapman For For Management 1.4 Elect Director Lyle Logan For For Management 1.5 Elect Director T. Willem Mesdag For For Management 1.6 Elect Director Krishnan Rajagopalan For For Management 1.7 Elect Director Stacey Rauch For For Management 1.8 Elect Director Adam Warby For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditor For For Management 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- HENRY SCHEIN, INC. Ticker: HSIC Security ID: 806407102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barry J. Alperin For For Management 1b Elect Director Gerald A. Benjamin For For Management 1c Elect Director Stanley M. Bergman For For Management 1d Elect Director James P. Breslawski For For Management 1e Elect Director Paul Brons For For Management 1f Elect Director Shira Goodman For For Management 1g Elect Director Joseph L. Herring For For Management 1h Elect Director Kurt P. Kuehn For For Management 1i Elect Director Philip A. Laskawy For For Management 1j Elect Director Anne H. Margulies For For Management 1k Elect Director Mark E. Mlotek For For Management 1l Elect Director Steven Paladino For For Management 1m Elect Director Carol Raphael For For Management 1n Elect Director E. Dianne Rekow For For Management 1o Elect Director Bradley T. Sheares For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditor For For Management -------------------------------------------------------------------------------- HEXCEL CORPORATION Ticker: HXL Security ID: 428291108 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nick L. Stanage For For Management 1b Elect Director Joel S. Beckman For For Management 1c Elect Director Jeffrey C. Campbell For For Management 1d Elect Director Cynthia M. Egnotovich For For Management 1e Elect Director Thomas A. Gendron For For Management 1f Elect Director Jeffrey A. Graves For For Management 1g Elect Director Guy C. Hachey For For Management 1h Elect Director Catherine A. Suever For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HOOKER FURNITURE CORPORATION Ticker: HOFT Security ID: 439038100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul B. Toms, Jr. For For Management 1.2 Elect Director W. Christopher Beeler, For For Management Jr. 1.3 Elect Director Paulette Garafalo For For Management 1.4 Elect Director Tonya H. Jackson For For Management 1.5 Elect Director E. Larry Ryder For For Management 1.6 Elect Director Ellen C. Taaffe For For Management 1.7 Elect Director Henry G. Williamson, Jr. For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify KPMG LLP as Auditor For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IHS MARKIT LTD. Ticker: INFO Security ID: G47567105 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lance Uggla For For Management 1b Elect Director John Browne For For Management 1c Elect Director Ruann F. Ernst For For Management 1d Elect Director William E. Ford For For Management 1e Elect Director Jean-Paul L. Montupet For For Management 1f Elect Director Deborah K. Orida For For Management 1g Elect Director James A. Rosenthal For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INDUSTRIAL LOGISTICS PROPERTIES TRUST Ticker: ILPT Security ID: 456237106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce M. Gans For Withhold Management 1.2 Elect Director Adam D. Portnoy For Withhold Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INSIGHT ENTERPRISES, INC. Ticker: NSIT Security ID: 45765U103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard E. Allen For For Management 1.2 Elect Director Bruce W. Armstrong For For Management 1.3 Elect Director Linda Breard For For Management 1.4 Elect Director Timothy A. Crown For For Management 1.5 Elect Director Catherine Courage For For Management 1.6 Elect Director Anthony A. Ibarguen For For Management 1.7 Elect Director Kenneth T. Lamneck For For Management 1.8 Elect Director Kathleen S. Pushor For For Management 1.9 Elect Director Girish Rishi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- INTERDIGITAL, INC. Ticker: IDCC Security ID: 45867G101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joan H. Gillman For For Management 1b Elect Director S. Douglas Hutcheson For For Management 1c Elect Director John A. Kritzmacher For For Management 1d Elect Director John D. Markley, Jr. For For Management 1e Elect Director William J. Merritt For For Management 1f Elect Director Jean F. Rankin For For Management 1g Elect Director Philip P. Trahanas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY PLC Ticker: IGT Security ID: G4863A108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Director Beatrice Bassey For For Management 4 Elect Director Massimiliano Chiara For For Management 5 Elect Director Alberto Dessy For For Management 6 Elect Director Marco Drago For For Management 7 Elect Director James McCann For For Management 8 Elect Director Heather McGregor For For Management 9 Elect Director Lorenzo Pellicioli For For Management 10 Elect Director Samantha Ravich For For Management 11 Elect Director Vincent Sadusky For For Management 12 Elect Director Gianmario Tondato Da For For Management Ruos 13 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 14 Authorize Board to Fix Remuneration of For For Management Auditors 15 Approve EU Political Donations For For Management 16 Authorize Issue of Equity For Against Management 17 Issue of Equity or Equity-Linked For For Management Securities without Pre-emptive Rights 18 Authorize Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- JAZZ PHARMACEUTICALS PLC Ticker: JAZZ Security ID: G50871105 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUN 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul L. Berns For For Management 1b Elect Director Patrick G. Enright For For Management 1c Elect Director Seamus Mulligan For For Management 1d Elect Director Norbert G. Riedel For For Management 2 Approve KPMG, Dublin as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JEFFERIES FINANCIAL GROUP INC. Ticker: JEF Security ID: 47233W109 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda L. Adamany For For Management 1b Elect Director Barry J. Alperin For For Management 1c Elect Director Robert D. Beyer For For Management 1d Elect Director Francisco L. Borges For For Management 1e Elect Director Brian P. Friedman For For Management 1f Elect Director MaryAnne Gilmartin For For Management 1g Elect Director Richard B. Handler For For Management 1h Elect Director Robert E. Joyal For For Management 1i Elect Director Jacob M. Katz For For Management 1j Elect Director Michael T. O'Kane For For Management 1k Elect Director Stuart H. Reese For For Management 1l Elect Director Joseph S. Steinberg For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For For Management Permit Removal of Directors With or Without Cause 5 Require Independent Board Chair Against For Shareholder 6 Report on Governance Measures Against For Shareholder Implemented Related to Opioids -------------------------------------------------------------------------------- KBR, INC. Ticker: KBR Security ID: 48242W106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark E. Baldwin For For Management 1b Elect Director James R. Blackwell For For Management 1c Elect Director Stuart J. B. Bradie For For Management 1d Elect Director Lynn A. Dugle For For Management 1e Elect Director Lester L. Lyles For For Management 1f Elect Director Wendy M. Masiello For For Management 1g Elect Director Jack B. Moore For For Management 1h Elect Director Ann D. Pickard For For Management 1i Elect Director Umberto della Sala For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KT CORP. Ticker: 030200 Security ID: 48268K101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Elect Ku Hyeon-mo as CEO For For Management 3 Approve Financial Statements and For For Management Allocation of Income 4.1 Elect Park Yoon-young as Inside For For Management Director 4.2 Elect Park Jong-ook as Inside Director For For Management 4.3 Elect Kang Chung-gu as Outside Director For For Management 4.4 Elect Park Chan-hi as Outside Director For For Management 4.5 Elect Yeo Eun-jung as Outside Director For For Management 4.6 Elect Pyo Hyun-myung as Outside For For Management Director 5.1 Elect Sung Tae-yoon as a Member of For Against Management Audit Committee 5.2 Elect Yeo Eun-jung as a Member of For For Management Audit Committee 5.3 Elect Kang Chung-gu as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Management Contract For For Management 8 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. Ticker: LVS Security ID: 517834107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sheldon G. Adelson For Withhold Management 1.2 Elect Director Irwin Chafetz For Withhold Management 1.3 Elect Director Micheline Chau For Withhold Management 1.4 Elect Director Patrick Dumont For Withhold Management 1.5 Elect Director Charles D. Forman For Withhold Management 1.6 Elect Director Robert G. Goldstein For Withhold Management 1.7 Elect Director George Jamieson For Withhold Management 1.8 Elect Director Charles A. Koppelman For Withhold Management 1.9 Elect Director Lewis Kramer For Withhold Management 1.10 Elect Director David F. Levi For Withhold Management 1.11 Elect Director Xuan Yan For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LKQ CORPORATION Ticker: LKQ Security ID: 501889208 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Berard For For Management 1b Elect Director Meg A. Divitto For For Management 1c Elect Director Robert M. Hanser For For Management 1d Elect Director Joseph M. Holsten For For Management 1e Elect Director Blythe J. McGarvie For For Management 1f Elect Director John W. Mendel For For Management 1g Elect Director Jody G. Miller For For Management 1h Elect Director John F. O'Brien For For Management 1i Elect Director Guhan Subramanian For For Management 1j Elect Director Xavier Urbain For For Management 1k Elect Director Dominick Zarcone For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LYONDELLBASELL INDUSTRIES N.V. Ticker: LYB Security ID: N53745100 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2 Approve the Cancellation of Shares For For Management -------------------------------------------------------------------------------- LYONDELLBASELL INDUSTRIES N.V. Ticker: LYB Security ID: N53745100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacques Aigrain For For Management 1b Elect Director Lincoln Benet For For Management 1c Elect Director Jagjeet (Jeet) Bindra For For Management 1d Elect Director Robin Buchanan For For Management 1e Elect Director Stephen Cooper For For Management 1f Elect Director Nance Dicciani For For Management 1g Elect Director Claire Farley For For Management 1h Elect Director Isabella (Bella) Goren For For Management 1i Elect Director Michael Hanley For For Management 1j Elect Director Albert Manifold For For Management 1k Elect Director Bhavesh (Bob) Patel For For Management 2 Approve Discharge of the Members of For For Management the Board of Directors 3 Adopt Financial Statements and For For Management Statutory Reports 4 Ratify PricewaterhouseCoopers For For Management Accountants N.V. as Auditors 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Approve Dividends of USD 4.20 Per Share For For Management 8 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Approve Cancellation of Shares For For Management -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Steven A. Davis For For Management 2b Elect Director J. Michael Stice For For Management 2c Elect Director John P. Surma For For Management 2d Elect Director Susan Tomasky For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Adopt Simple Majority Vote For For Shareholder 6 Report on Integrating Community Against Against Shareholder Impacts Into Executive Compensation Program -------------------------------------------------------------------------------- MEDICAL PROPERTIES TRUST, INC. Ticker: MPW Security ID: 58463J304 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward K. Aldag, Jr. For For Management 1.2 Elect Director G. Steven Dawson For For Management 1.3 Elect Director R. Steven Hamner For For Management 1.4 Elect Director Caterina A. Mozingo For For Management 1.5 Elect Director Elizabeth N. Pitman For For Management 1.6 Elect Director C. Reynolds Thompson, For For Management III 1.7 Elect Director D. Paul Sparks, Jr. For For Management 1.8 Elect Director Michael G. Stewart For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MEDTRONIC PLC Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Andrea J. Goldsmith For For Management 1e Elect Director Randall J. Hogan, III For For Management 1f Elect Director Omar Ishrak For For Management 1g Elect Director Michael O. Leavitt For For Management 1h Elect Director James T. Lenehan For For Management 1i Elect Director Geoffrey S. Martha For For Management 1j Elect Director Elizabeth G. Nabel For For Management 1k Elect Director Denise M. O'Leary For For Management 1l Elect Director Kendall J. Powell For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Authorize Overseas Market Purchases of For For Management Ordinary Shares -------------------------------------------------------------------------------- MITCHAM INDUSTRIES, INC. Ticker: MIND Security ID: 606501104 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: MAY 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter H. Blum For For Management 1.2 Elect Director Robert P. Capps For For Management 1.3 Elect Director R. Dean Lewis For For Management 1.4 Elect Director Robert J. Albers For For Management 1.5 Elect Director Thomas S. Glanville For For Management 1.6 Elect Director Marcus Rowland For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- MORGAN STANLEY Ticker: MS Security ID: 617446448 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elizabeth Corley For For Management 1b Elect Director Alistair Darling For For Management 1c Elect Director Thomas H. Glocer For For Management 1d Elect Director James P. Gorman For For Management 1e Elect Director Robert H. Herz For For Management 1f Elect Director Nobuyuki Hirano For For Management 1g Elect Director Stephen J. Luczo For For Management 1h Elect Director Jami Miscik For For Management 1i Elect Director Dennis M. Nally For For Management 1j Elect Director Takeshi Ogasawara For For Management 1k Elect Director Hutham S. Olayan For For Management 1l Elect Director Mary L. Schapiro For For Management 1m Elect Director Perry M. Traquina For For Management 1n Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NET 1 UEPS TECHNOLOGIES, INC. Ticker: UEPS Security ID: 64107N206 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herman G. Kotze For For Management 1.2 Elect Director Alex M.R. Smith For For Management 1.3 Elect Director Christopher S. Seabrooke For Withhold Management 1.4 Elect Director Alasdair J.K. Pein For For Management 1.5 Elect Director Paul Edwards For For Management 1.6 Elect Director Alfred T. Mockett For For Management 1.7 Elect Director Ekta Singh-Bushell For Withhold Management 2 Ratify Deloitte & Touche (South For For Management Africa) as Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEWMARK GROUP, INC. Ticker: NMRK Security ID: 65158N102 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard W. Lutnick For Withhold Management 1.2 Elect Director Michael Snow For Withhold Management 1.3 Elect Director Virginia S. Bauer For Withhold Management 1.4 Elect Director Peter F. Cervinka For Withhold Management -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: 66987V109 Meeting Date: FEB 28, 2020 Meeting Type: Annual Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.95 per Share 4 Approve CHF 30.2 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 9 Million 5.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 93 Million 5.3 Approve Remuneration Report For For Management 6.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 6.2 Reelect Nancy Andrews as Director For For Management 6.3 Reelect Ton Buechner as Director For For Management 6.4 Reelect Patrice Bula as Director For For Management 6.5 Reelect Srikant Datar as Director For For Management 6.6 Reelect Elizabeth Doherty as Director For For Management 6.7 Reelect Ann Fudge as Director For For Management 6.8 Reelect Frans van Houten as Director For For Management 6.9 Reelect Andreas von Planta as Director For For Management 6.10 Reelect Charles Sawyers as Director For For Management 6.11 Reelect Enrico Vanni as Director For For Management 6.12 Reelect William Winters as Director For For Management 6.13 Elect Bridgette Heller as Director For For Management 6.14 Elect Simon Moroney as Director For For Management 7.1 Reappoint Patrice Bula as Member of For For Management the Compensation Committee 7.2 Reappoint Srikant Datar as Member of For For Management the Compensation Committee 7.3 Reappoint Enrico Vanni as Member of For For Management the Compensation Committee 7.4 Reappoint William Winters as Member of For For Management the Compensation Committee 7.5 Appoint Bridgette Heller as Member of For For Management the Compensation Committee 8 Ratify PricewaterhouseCoopers AG as For For Management Auditors 9 Designate Peter Zahn as Independent For For Management Proxy 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- NUANCE COMMUNICATIONS, INC. Ticker: NUAN Security ID: 67020Y100 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark D. Benjamin For For Management 1.2 Elect Director Daniel Brennan For For Management 1.3 Elect Director Lloyd Carney For Withhold Management 1.4 Elect Director Thomas Ebling For For Management 1.5 Elect Director Robert Finocchio, Jr. For For Management 1.6 Elect Director Laura S. Kaiser For For Management 1.7 Elect Director Michal Katz For For Management 1.8 Elect Director Mark Laret For For Management 1.9 Elect Director Sanjay Vaswani For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditors For For Management 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- NUTRIEN LTD. Ticker: NTR Security ID: 67077M108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher M. Burley For For Management 1.2 Elect Director Maura J. Clark For For Management 1.3 Elect Director David C. Everitt For For Management 1.4 Elect Director Russell K. Girling For For Management 1.5 Elect Director Miranda C. Hubbs For For Management 1.6 Elect Director Alice D. Laberge For For Management 1.7 Elect Director Consuelo E. Madere For For Management 1.8 Elect Director Charles V. Magro For For Management 1.9 Elect Director Keith G. Martell For For Management 1.10 Elect Director Aaron W. Regent For For Management 1.11 Elect Director Mayo M. Schmidt For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Ticker: OXY Security ID: 674599105 Meeting Date: DEC 31, 2019 Meeting Type: Proxy Contest Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1 Revoke Consent to Request to Fix a For For Shareholder Record Date # Proposal Diss Rec Vote Cast Sponsor Dissident Card None 1 Consent to Request to Fix a Record Date For Did Not Vote Shareholder -------------------------------------------------------------------------------- OPEN TEXT CORPORATION Ticker: OTEX Security ID: 683715106 Meeting Date: SEP 04, 2019 Meeting Type: Annual/Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director P. Thomas Jenkins For For Management 1.2 Elect Director Mark J. Barrenechea For For Management 1.3 Elect Director Randy Fowlie For For Management 1.4 Elect Director David Fraser For For Management 1.5 Elect Director Gail E. Hamilton For For Management 1.6 Elect Director Stephen J. Sadler For For Management 1.7 Elect Director Harmit Singh For For Management 1.8 Elect Director Michael Slaunwhite For For Management 1.9 Elect Director Katharine B. Stevenson For For Management 1.10 Elect Director Carl Jurgen Tinggren For For Management 1.11 Elect Director Deborah Weinstein For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Approve Shareholder Rights Plan For For Management -------------------------------------------------------------------------------- OVERSEAS SHIPHOLDING GROUP, INC. Ticker: OSG Security ID: 69036R863 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rebecca DeLaet For For Management 1.2 Elect Director Joseph I. Kronsberg For For Management 1.3 Elect Director Anja L. Manuel For For Management 1.4 Elect Director Samuel H. Norton For For Management 1.5 Elect Director John P. Reddy For For Management 1.6 Elect Director Julie E. Silcock For For Management 1.7 Elect Director Gary Eugene Taylor For For Management 1.8 Elect Director Ty E. Wallach For For Management 1.9 Elect Director Douglas D. Wheat For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Non-Employee Director Omnibus For For Management Stock Plan 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- PERFICIENT, INC. Ticker: PRFT Security ID: 71375U101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey S. Davis For For Management 1b Elect Director Ralph C. Derrickson For Against Management 1c Elect Director James R. Kackley For Against Management 1d Elect Director David S. Lundeen For For Management 1e Elect Director Brian L. Matthews For Against Management 1f Elect Director Gary M. Wimberly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director James M. Kilts For Against Management 1.9 Elect Director Dan R. Littman For For Management 1.10 Elect Director Shantanu Narayen For For Management 1.11 Elect Director Suzanne Nora Johnson For For Management 1.12 Elect Director James Quincey For For Management 1.13 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Amend Proxy Access Right Against For Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Gender Pay Gap Against Against Shareholder 9 Elect Director Susan Desmond-Hellmann For For Management -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Ticker: PM Security ID: 718172109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andre Calantzopoulos For For Management 1b Elect Director Louis C. Camilleri For For Management 1c Elect Director Werner Geissler For For Management 1d Elect Director Lisa A. Hook For For Management 1e Elect Director Jennifer Li For For Management 1f Elect Director Jun Makihara For For Management 1g Elect Director Kalpana Morparia For For Management 1h Elect Director Lucio A. Noto For For Management 1i Elect Director Frederik Paulsen For For Management 1j Elect Director Robert B. Polet For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers SA as For For Management Auditor -------------------------------------------------------------------------------- PHILLIPS 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles M. Holley For For Management 1b Elect Director Glenn F. Tilton For For Management 1c Elect Director Marna C. Whittington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Risks of Gulf Coast Against For Shareholder Petrochemical Investments -------------------------------------------------------------------------------- PIEDMONT OFFICE REALTY TRUST, INC. Ticker: PDM Security ID: 720190206 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank C. McDowell For For Management 1.2 Elect Director Kelly H. Barrett For For Management 1.3 Elect Director Wesley E. Cantrell For For Management 1.4 Elect Director Glenn G. Cohen For For Management 1.5 Elect Director Barbara B. Lang For For Management 1.6 Elect Director C. Brent Smith For For Management 1.7 Elect Director Jeffrey L. Swope For For Management 1.8 Elect Director Dale H. Taysom For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- QUAD/GRAPHICS, INC. Ticker: QUAD Security ID: 747301109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Angelson For Withhold Management 1.2 Elect Director Douglas P. Buth For Withhold Management 1.3 Elect Director John C. Fowler For Withhold Management 1.4 Elect Director Stephen M. Fuller For Withhold Management 1.5 Elect Director Christopher B. Harned For Withhold Management 1.6 Elect Director J. Joel Quadracci For Withhold Management 1.7 Elect Director Kathryn Quadracci Flores For Withhold Management 1.8 Elect Director Jay O. Rothman For Withhold Management 1.9 Elect Director John S. Shiely For Withhold Management 2 Approve Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- QUANTA SERVICES, INC. Ticker: PWR Security ID: 74762E102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Earl C. (Duke) Austin, For For Management Jr. 1.2 Elect Director Doyle N. Beneby For For Management 1.3 Elect Director J. Michal Conaway For For Management 1.4 Elect Director Vincent D. Foster For For Management 1.5 Elect Director Bernard Fried For For Management 1.6 Elect Director Worthing F. Jackman For For Management 1.7 Elect Director David M. McClanahan For For Management 1.8 Elect Director Margaret B. Shannon For For Management 1.9 Elect Director Pat Wood, III For For Management 1.10 Elect Director Martha B. Wyrsch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- RECRO PHARMA, INC. Ticker: REPH Security ID: 75629F109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Ashton For Withhold Management 1.2 Elect Director Michael Berelowitz For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RIO TINTO PLC Ticker: RIO Security ID: 767204100 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report for UK Law For For Management Purposes 3 Approve Remuneration Report for For For Management Australian Law Purposes 4 Approve the Potential Termination of For For Management Benefits for Australian Law Purposes 5 Elect Hinda Gharbi as Director For For Management 6 Elect Jennifer Nason as Director For For Management 7 Elect Ngaire Woods as Director For For Management 8 Re-elect Megan Clark as Director For For Management 9 Re-elect David Constable as Director For For Management 10 Re-elect Simon Henry as Director For For Management 11 Re-elect Jean-Sebastien Jacques as For For Management Director 12 Re-elect Sam Laidlaw as Director For For Management 13 Re-elect Michael L'Estrange as Director For For Management 14 Re-elect Simon McKeon as Director For For Management 15 Re-elect Jakob Stausholm as Director For For Management 16 Re-elect Simon Thompson as Director For For Management 17 Appoint KPMG LLP as Auditors For For Management 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Amend Articles of Association Re: For For Management General Updates and Changes 21 Amend Articles of Association Re: For For Management Hybrid and Contemporaneous General Meetings 22 Authorise Issue of Equity For Against Management 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- S&P GLOBAL INC. Ticker: SPGI Security ID: 78409V104 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marco Alvera For For Management 1.2 Elect Director William J. Amelio For For Management 1.3 Elect Director William D. Green For For Management 1.4 Elect Director Charles E. Haldeman, Jr. For For Management 1.5 Elect Director Stephanie C. Hill For For Management 1.6 Elect Director Rebecca J. Jacoby For For Management 1.7 Elect Director Monique F. Leroux For For Management 1.8 Elect Director Maria R. Morris For For Management 1.9 Elect Director Douglas L. Peterson For For Management 1.10 Elect Director Edward B. Rust, Jr. For For Management 1.11 Elect Director Kurt L. Schmoke For For Management 1.12 Elect Director Richard E. Thornburgh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Provide Directors May Be Removed With For For Management or Without Cause 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SABRE CORPORATION Ticker: SABR Security ID: 78573M104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George R. Bravante, Jr. For For Management 1.2 Elect Director Renee James For For Management 1.3 Elect Director Gary Kusin For For Management 1.4 Elect Director Gail Mandel For For Management 1.5 Elect Director Sean Menke For For Management 1.6 Elect Director Joseph Osnoss For For Management 1.7 Elect Director Zane Rowe For For Management 1.8 Elect Director John Siciliano For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SCHLUMBERGER N.V. Ticker: SLB Security ID: 806857108 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick de La For For Management Chevardiere 1b Elect Director Miguel M. Galuccio For For Management 1c Elect Director Olivier Le Peuch For For Management 1d Elect Director Tatiana A. Mitrova For For Management 1e Elect Director Lubna S. Olayan For For Management 1f Elect Director Mark G. Papa For For Management 1g Elect Director Leo Rafael Reif For For Management 1h Elect Director Henri Seydoux For For Management 1i Elect Director Jeff W. Sheets For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt and Approve Financials and For For Management Dividends 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Ticker: SPG Security ID: 828806109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glyn F. Aeppel For For Management 1b Elect Director Larry C. Glasscock For For Management 1c Elect Director Karen N. Horn For For Management 1d Elect Director Allan Hubbard For For Management 1e Elect Director Reuben S. Leibowitz For For Management 1f Elect Director Gary M. Rodkin For For Management 1g Elect Director Stefan M. Selig For For Management 1h Elect Director Daniel C. Smith For For Management 1i Elect Director J. Albert Smith, Jr. For For Management 1j Elect Director Marta R. Stewart For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SIX FLAGS ENTERTAINMENT CORPORATION Ticker: SIX Security ID: 83001A102 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director B. Ben Baldanza For For Management 1.2 Elect Director Selim Bassoul For For Management 1.3 Elect Director Kurt M. Cellar For Withhold Management 1.4 Elect Director Nancy A. Krejsa For Withhold Management 1.5 Elect Director Richard W. Roedel For Withhold Management 1.6 Elect Director Arik Ruchim For For Management 1.7 Elect Director Michael Spanos For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SKECHERS U.S.A., INC. Ticker: SKX Security ID: 830566105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katherine Blair For For Management 1.2 Elect Director Geyer Kosinski For Withhold Management 1.3 Elect Director Richard Rappaport For Withhold Management 1.4 Elect Director Richard Siskind For Withhold Management 2 Adopt a Comprehensive Human Rights Against For Shareholder Policy 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SOLARIS OILFIELD INFRASTRUCTURE, INC. Ticker: SOI Security ID: 83418M103 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edgar R. Giesinger For Withhold Management 1.2 Elect Director A. James Teague For Withhold Management 1.3 Elect Director William A. Zartler For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- STIFEL FINANCIAL CORP. Ticker: SF Security ID: 860630102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adam T. Berlew For For Management 1.2 Elect Director Kathleen Brown For For Management 1.3 Elect Director Michael W. Brown For For Management 1.4 Elect Director Robert E. Grady For For Management 1.5 Elect Director Ronald J. Kruszewski For For Management 1.6 Elect Director Daniel J. Ludeman For For Management 1.7 Elect Director Maura A. Markus For For Management 1.8 Elect Director James M. Oates For For Management 1.9 Elect Director David A. Peacock For For Management 1.10 Elect Director Thomas W. Weisel For For Management 1.11 Elect Director Michael J. Zimmerman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNEOS HEALTH, INC. Ticker: SYNH Security ID: 87166B102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bernadette M. For For Management Connaughton 1b Elect Director Kenneth F. Meyers For For Management 1c Elect Director Matthew E. Monaghan For For Management 1d Elect Director Joshua M. Nelson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Murai For For Management 1.2 Elect Director Dwight Steffensen For For Management 1.3 Elect Director Dennis Polk For For Management 1.4 Elect Director Fred Breidenbach For For Management 1.5 Elect Director Laurie Simon Hodrick For For Management 1.6 Elect Director Hau Lee For For Management 1.7 Elect Director Matthew Miau For Withhold Management 1.8 Elect Director Gregory Quesnel For For Management 1.9 Elect Director Ann Vezina For For Management 1.10 Elect Director Thomas Wurster For For Management 1.11 Elect Director Duane Zitzner For For Management 1.12 Elect Director Andrea Zulberti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TERNIUM SA Ticker: TX Security ID: 880890108 Meeting Date: JUN 05, 2020 Meeting Type: Annual/Special Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Discharge of Directors For For Management 5 Reelect Directors For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Allow Board to Appoint One or More of For For Management its Members as Company's Attorney-in-Fact 1 Approve Renewal of the Authorized For Against Management Share Capital of the Company and Related Authorizations and Waivers and Amend Articles of Association -------------------------------------------------------------------------------- TETRA TECH, INC. Ticker: TTEK Security ID: 88162G103 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Dan L. Batrack For For Management 1B Elect Director Gary R. Birkenbeuel For For Management 1C Elect Director Patrick C. Haden For For Management 1D Elect Director J. Christopher Lewis For For Management 1E Elect Director Joanne M. Maguire For For Management 1F Elect Director Kimberly E. Ritrievi For For Management 1G Elect Director J. Kenneth Thompson For For Management 1H Elect Director Kirsten M. Volpi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- THE HACKETT GROUP, INC. Ticker: HCKT Security ID: 404609109 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director John R. Harris For Against Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- THE RUBICON PROJECT, INC. Ticker: RUBI Security ID: 78112V102 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: FEB 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: 89151E109 Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.68 per Share and Option for Stock Dividend Program 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Patricia Barbizet as Director For For Management 7 Reelect Marie-Christine For For Management Coisne-Roquette as Director 8 Reelect Mark Cutifani as Director For For Management 9 Elect Jerome Contamine as Director For For Management 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation of Patrick For For Management Pouyanne, Chairman and CEO 13 Approve Remuneration Policy of For For Management Chairman and CEO 14 Approve Change of Corporate Form to For For Management Societe Europeenne (SE) and Amend Bylaws Accordingly 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million 17 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million 18 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize up to 0.75 Percent of Issued For For Management Capital for Use in Stock Option Plans A Instruct Company to Set and Publish Against Against Shareholder Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly -------------------------------------------------------------------------------- UMPQUA HOLDINGS CORPORATION Ticker: UMPQ Security ID: 904214103 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Y. Fowler For For Management 1.2 Elect Director Stephen M. Gambee For For Management 1.3 Elect Director James S. Greene For For Management 1.4 Elect Director Luis F. Machuca For For Management 1.5 Elect Director Maria M. Pope For For Management 1.6 Elect Director Cort L. O'Haver For For Management 1.7 Elect Director John F. Schultz For For Management 1.8 Elect Director Susan F. Stevens For For Management 1.9 Elect Director Hilliard C. Terry, III For For Management 1.10 Elect Director Bryan L. Timm For For Management 1.11 Elect Director Anddria Varnado For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNILEVER NV Ticker: UNA Security ID: 904784709 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discussion of the Annual Report and None None Management Accounts for the 2019 Financial Year 2 Approve Financial Statements and For For Management Allocation of Income 3 Approve Remuneration Report For For Management 4 Approve Discharge of Executive For For Management Directors 5 Approve Discharge of Non-Executive For For Management Directors 6 Reelect N Andersen as Non-Executive For For Management Director 7 Reelect L Cha as Non-Executive Director For For Management 8 Reelect V Colao as Non-Executive For For Management Director 9 Reelect J Hartmann as Non-Executive For For Management Director 10 Reelect A Jope as Executive Director For For Management 11 Reelect A Jung as Non-Executive For For Management Director 12 Reelect S Kilsby as Non-Executive For For Management Director 13 Reelect S Masiyiwa as Non-Executive For For Management Director 14 Reelect Y Moon as Non-Executive For For Management Director 15 Reelect G Pitkethly as Executive For For Management Director 16 Reelect J Rishton as Director For For Management 17 Reelect F Sijbesma as Director For For Management 18 Ratify KPMG as Auditors For For Management 19 Grant Board Authority to Issue Shares For For Management 20 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances for General Corporate Purposes 21 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances for Acquisition or Specified Capital Investment Purposes 22 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 23 Approve Reduction in Share Capital For For Management through Cancellation of Ordinary Shares -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Rodney C. Adkins For For Management 1c Elect Director Michael J. Burns For For Management 1d Elect Director William R. Johnson For For Management 1e Elect Director Ann M. Livermore For For Management 1f Elect Director Rudy H.P. Markham For For Management 1g Elect Director Franck J. Moison For For Management 1h Elect Director Clark 'Sandy' T. Randt, For For Management Jr. 1i Elect Director Christiana Smith Shi For For Management 1j Elect Director John T. Stankey For For Management 1k Elect Director Carol B. Tome For For Management 1l Elect Director Kevin Warsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Climate Change Against For Shareholder -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard T. Burke For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Stephen J. Hemsley For For Management 1d Elect Director Michele J. Hooper For For Management 1e Elect Director F. William McNabb, III For For Management 1f Elect Director Valerie C. Montgomery For For Management Rice 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Glenn M. Renwick For For Management 1i Elect Director David S. Wichmann For For Management 1j Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- UNIVERSAL HEALTH SERVICES, INC. Ticker: UHS Security ID: 913903100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lawrence S. Gibbs For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Ticker: VLO Security ID: 91913Y100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director H. Paulett Eberhart For For Management 1B Elect Director Joseph W. Gorder For For Management 1C Elect Director Kimberly S. Greene For For Management 1D Elect Director Deborah P. Majoras For For Management 1E Elect Director Eric D. Mullins For For Management 1F Elect Director Donald L. Nickles For For Management 1G Elect Director Philip J. Pfeiffer For For Management 1H Elect Director Robert A. Profusek For For Management 1I Elect Director Stephen M. Waters For For Management 1J Elect Director Randall J. Weisenburger For For Management 1K Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VECTRUS, INC. Ticker: VEC Security ID: 92242T101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William F. Murdy For Against Management 1b Elect Director Melvin F. Parker For Against Management 1c Elect Director Stephen L. Waechter For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Vittorio Colao For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director Clarence Otis, Jr. For For Management 1.6 Elect Director Daniel H. Schulman For For Management 1.7 Elect Director Rodney E. Slater For For Management 1.8 Elect Director Hans E. Vestberg For For Management 1.9 Elect Director Gregory G. Weaver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Above-Market Earnings in Against Against Shareholder Executive Retirement Plans 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Assess Feasibility of Data Privacy as Against For Shareholder a Performance Measure for Senior Executive Compensation 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- WAGEWORKS, INC. Ticker: WAGE Security ID: 930427109 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- WARRIOR MET COAL, INC. Ticker: HCC Security ID: 93627C101 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen D. Williams For For Management 1.2 Elect Director Ana B. Amicarella For For Management 1.3 Elect Director J. Brett Harvey For Withhold Management 1.4 Elect Director Walter J. Scheller, III For For Management 1.5 Elect Director Alan H. Schumacher For Withhold Management 1.6 Elect Director Gareth N. Turner For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt NOL Rights Plan (NOL Pill) For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WESTERN ALLIANCE BANCORPORATION Ticker: WAL Security ID: 957638109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bruce Beach For For Management 1b Elect Director Juan Figuereo For For Management 1c Elect Director Howard Gould For For Management 1d Elect Director Steven Hilton For For Management 1e Elect Director Marianne Boyd Johnson For For Management 1f Elect Director Robert Latta For For Management 1g Elect Director Todd Marshall For For Management 1h Elect Director Adriane McFetridge For For Management 1i Elect Director Michael Patriarca For For Management 1j Elect Director Robert Sarver For For Management 1k Elect Director Bryan Segedi For For Management 1l Elect Director Donald Snyder For For Management 1m Elect Director Sung Won Sohn For For Management 1n Elect Director Kenneth A. Vecchione For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- WHEELER REAL ESTATE INVESTMENT TRUST, INC. Ticker: WHLR Security ID: 963025705 Meeting Date: DEC 19, 2019 Meeting Type: Proxy Contest Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1.1 Elect Director David Kelly For Did Not Vote Management 1.2 Elect Director Deborah Marcus For Did Not Vote Management 1.3 Elect Director Carl B. McGowan, Jr. For Did Not Vote Management 1.4 Elect Director Jeffrey M. Zwerdling For Did Not Vote Management 1.5 Elect Director Stefani D. Carter For Did Not Vote Management 1.6 Elect Director John McAuliffe For Did Not Vote Management 1.7 Elect Director Andrew R. Jones For Did Not Vote Management 1.8 Elect Director Clayton ('Chip') Andrews For Did Not Vote Management 2 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation 3 Ratify Cherry Bekaert LLP as Auditors For Did Not Vote Management 4 Approve Omnibus Stock Plan For Did Not Vote Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Green Proxy Card) None 1.1 Elect Director Joseph D. Stilwell For Withhold Shareholder 1.2 Elect Director Paula J. Poskon For For Shareholder 1.3 Elect Director Kerry G. Campbell For Withhold Shareholder 1.4 Management Nominee Deborah Marcus For For Shareholder 1.5 Management Nominee Carl B. McGowan, Jr. For For Shareholder 1.6 Management Nominee Stefani D. Carter For For Shareholder 1.7 Management Nominee Andrew R. Jones For For Shareholder 1.8 Management Nominee Clayton ('Chip') For For Shareholder Andrews 2 Advisory Vote to Ratify Named Against Against Management Executive Officers' Compensation 3 Ratify Cherry Bekaert LLP as Auditors For For Management 4 Approve Omnibus Stock Plan Against Against Management -------------------------------------------------------------------------------- WHEELER REAL ESTATE INVESTMENT TRUST, INC. Ticker: WHLR Security ID: 963025705 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clayton Andrews For For Management 1.2 Elect Director Kerry G. Campbell For For Management 1.3 Elect Director Stefani Carter For For Management 1.4 Elect Director Andrew R. Jones For For Management 1.5 Elect Director Daniel Khoshaba For For Management 1.6 Elect Director Paula J. Poskon For For Management 1.7 Elect Director Joseph D. Stilwell For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Articles of Incorporation to For For Management Remove Restrictions Regarding Purchase or Acquisition of Parity Preferred Stock when Accrued or Unpaid Dividends Have Not Been Paid 4 Amend Bylaws to Allow Shareholders to For For Management Amend the Bylaws 5 Ratify Cherry Bekaert LLP as Auditors For For Management -------------------------------------------------------------------------------- WORLD FUEL SERVICES CORPORATION Ticker: INT Security ID: 981475106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Kasbar For For Management 1.2 Elect Director Ken (Kanwaljit) Bakshi For Withhold Management 1.3 Elect Director Jorge L. Benitez For Withhold Management 1.4 Elect Director Sharda Cherwoo For For Management 1.5 Elect Director Richard A. Kassar For Withhold Management 1.6 Elect Director John L. Manley For Withhold Management 1.7 Elect Director Stephen K. Roddenberry For Withhold Management 1.8 Elect Director Paul H. Stebbins For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WYNDHAM DESTINATIONS, INC. Ticker: WYND Security ID: 98310W108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louise F. Brady For For Management 1.2 Elect Director Michael D. Brown For For Management 1.3 Elect Director James E. Buckman For For Management 1.4 Elect Director George Herrera For For Management 1.5 Elect Director Stephen P. Holmes For For Management 1.6 Elect Director Denny Marie Post For For Management 1.7 Elect Director Ronald L. Rickles For For Management 1.8 Elect Director Michael H. Wargotz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- YY, INC. Ticker: YY Security ID: 98426T106 Meeting Date: DEC 20, 2019 Meeting Type: Annual Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to JOYY Inc. For For Management -------------------------------------------------------------------------------- ZEBRA TECHNOLOGIES CORPORATION Ticker: ZBRA Security ID: 989207105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anders Gustafsson For Did Not Vote Management 1.2 Elect Director Janice M. Roberts For Did Not Vote Management 1.3 Elect Director Linda M. Connly For Did Not Vote Management 2 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For Did Not Vote Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditor For Did Not Vote Management -------------------------------------------------------------------------------- ZEBRA TECHNOLOGIES CORPORATION Ticker: ZBRA Security ID: 989207105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anders Gustafsson For For Management 1.2 Elect Director Janice M. Roberts For For Management 1.3 Elect Director Linda M. Connly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditor For For Management =================== Boston Partners Long/Short Research Fund =================== ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Edward M. Liddy For For Management 1.3 Elect Director Melody B. Meyer For For Management 1.4 Elect Director Frederick H. Waddell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder 7 Report on Integrating Risks Related to Against Against Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- ALLEGHANY CORPORATION Ticker: Y Security ID: 017175100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ian H. Chippendale For For Management 1.2 Elect Director Weston M. Hicks For For Management 1.3 Elect Director Jefferson W. Kirby For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.2 Elect Director Sergey Brin For For Management 1.3 Elect Director Sundar Pichai For For Management 1.4 Elect Director John L. Hennessy For For Management 1.5 Elect Director Frances H. Arnold For For Management 1.6 Elect Director L. John Doerr For Withhold Management 1.7 Elect Director Roger W. Ferguson Jr. For For Management 1.8 Elect Director Ann Mather For Withhold Management 1.9 Elect Director Alan R. Mulally For Withhold Management 1.10 Elect Director K. Ram Shiram For Withhold Management 1.11 Elect Director Robin L. Washington For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Arbitration of Against Against Shareholder Employment-Related Claims 7 Establish Human Rights Risk Oversight Against Against Shareholder Committee 8 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 9 Assess Feasibility of Including Against For Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 10 Report on Takedown Requests Against For Shareholder 11 Require a Majority Vote for the Against For Shareholder Election of Directors 12 Report on Gender/Racial Pay Gap Against Against Shareholder 13 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 14 Report on Whistleblower Policies and Against Against Shareholder Practices -------------------------------------------------------------------------------- ALTICE USA, INC. Ticker: ATUS Security ID: 02156K103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Drahi For Against Management 1b Elect Director Gerrit Jan Bakker For Against Management 1c Elect Director Manon Brouillette For Against Management 1d Elect Director David Drahi For Against Management 1e Elect Director Dexter Goei For Against Management 1f Elect Director Mark Mullen For Against Management 1g Elect Director Dennis Okhuijsen For Against Management 1h Elect Director Charles Stewart For Against Management 1i Elect Director Raymond Svider For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John T. Casteen, III For For Management 1b Elect Director Dinyar S. Devitre For For Management 1c Elect Director Thomas F. Farrell, II For For Management 1d Elect Director Debra J. Kelly-Ennis For For Management 1e Elect Director W. Leo Kiely, III For For Management 1f Elect Director Kathryn B. McQuade For For Management 1g Elect Director George Munoz For For Management 1h Elect Director Mark E. Newman For For Management 1i Elect Director Nabil Y. Sakkab For For Management 1j Elect Director Virginia E. Shanks For For Management 1k Elect Director Howard A. Willard, III None None Management *Withdrawn Resolution* 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Report on Underage Tobacco Prevention Against For Shareholder Policies -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: 02319V103 Meeting Date: APR 24, 2020 Meeting Type: Annual/Special Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at 11 For For Management 4a Elect Directors For Against Management 4b In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 4c In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 5a.i Elect Fiscal Council Members For Abstain Management 5a.ii In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 5b Elect Vinicius Balbino Bouhid as None For Shareholder Fiscal Council Member and Carlos Tersandro Fonseca Adeodato as Alternate Appointed by Minority Shareholder 6 Approve Remuneration of Company's For For Management Management 7 Approve Remuneration of Fiscal Council For For Management Members 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Amend Article 8 For For Management 3 Amend Articles 11, 15, 16, 17, 18 and For For Management 19 4 Amend Article 21 For For Management 5 Amend Articles 22 to 34 For For Management 6 Consolidate Bylaws For For Management 7 Amend Restricted Stock Plan For Against Management -------------------------------------------------------------------------------- AMDOCS LIMITED Ticker: DOX Security ID: G02602103 Meeting Date: JAN 31, 2020 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Minicucci For Against Management 1.2 Elect Director Adrian Gardner For For Management 1.3 Elect Director James S. Kahan For Against Management 1.4 Elect Director Rafael de la Vega For For Management 1.5 Elect Director Giora Yaron For For Management 1.6 Elect Director Eli Gelman For For Management 1.7 Elect Director Richard T.C. LeFave For Against Management 1.8 Elect Director John A. MacDonald For For Management 1.9 Elect Director Shuky Sheffer For For Management 1.10 Elect Director Yvette Kanouff For For Management 2 Amend Omnibus Stock Plan For For Management 3 Approve an Increase in the Quarterly For For Management Cash Dividend Rate 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director John J. Brennan For For Management 1c Elect Director Peter Chernin For For Management 1d Elect Director Ralph de la Vega For For Management 1e Elect Director Anne Lauvergeon For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director Theodore J. Leonsis For For Management 1h Elect Director Karen L. Parkhill For For Management 1i Elect Director Lynn A. Pike For For Management 1j Elect Director Stephen J. Squeri For For Management 1k Elect Director Daniel L. Vasella For For Management 1l Elect Director Ronald A. Williams For For Management 1m Elect Director Christopher D. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Don Cornwell For For Management 1b Elect Director Brian Duperreault For For Management 1c Elect Director John H. Fitzpatrick For For Management 1d Elect Director William G. Jurgensen For For Management 1e Elect Director Christopher S. Lynch For For Management 1f Elect Director Henry S. Miller For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Thomas F. Motamed For For Management 1i Elect Director Peter R. Porrino For For Management 1j Elect Director Amy L. Schioldager For For Management 1k Elect Director Douglas M. Steenland For For Management 1l Elect Director Therese M. Vaughan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Securities Transfer Restrictions For For Management 4 Ratify NOL Rights Plan (NOL Pill) For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. Ticker: AMP Security ID: 03076C106 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James M. Cracchiolo For For Management 1b Elect Director Dianne Neal Blixt For For Management 1c Elect Director Amy DiGeso For For Management 1d Elect Director Lon R. Greenberg For For Management 1e Elect Director Jeffrey Noddle For For Management 1f Elect Director Robert F. Sharpe, Jr. For For Management 1g Elect Director Brian T. Shea For For Management 1h Elect Director W. Edward Walter, III For For Management 1i Elect Director Christopher J. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERISOURCEBERGEN CORPORATION Ticker: ABC Security ID: 03073E105 Meeting Date: MAR 05, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ornella Barra For For Management 1.2 Elect Director Steven H. Collis For For Management 1.3 Elect Director D. Mark Durcan For For Management 1.4 Elect Director Richard W. Gochnauer For For Management 1.5 Elect Director Lon R. Greenberg For For Management 1.6 Elect Director Jane E. Henney For For Management 1.7 Elect Director Kathleen W. Hyle For For Management 1.8 Elect Director Michael J. Long For For Management 1.9 Elect Director Henry W. McGee For For Management 1.10 Elect Director Dennis M. Nally For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Adopt Policy on Bonus Banking Against For Shareholder -------------------------------------------------------------------------------- AMETEK, INC. Ticker: AME Security ID: 031100100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas A. Amato For For Management 1b Elect Director Anthony J. Conti For For Management 1c Elect Director Gretchen W. McClain For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gail K. Boudreaux For For Management 1.2 Elect Director R. Kerry Clark For For Management 1.3 Elect Director Robert L. Dixon, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0408V102 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management 2 Approve Reduction of Share Capital and For For Management Creation of Distributable Profits 3 Approve Terms of an Off-Exchange For For Management Buyback and Cancellation of Class B Ordinary Shares 4 Approve Delisting of Shares from the For For Management New York Stock Exchange 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0408V111 Meeting Date: FEB 04, 2020 Meeting Type: Court Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- APERGY CORPORATION Ticker: APY Security ID: 03755L104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary P. Luquette For Withhold Management 1.2 Elect Director Daniel W. Rabun For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- APERGY CORPORATION Ticker: APY Security ID: 03755L104 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issue Shares in Connection For For Management with Merger 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND COMPANY Ticker: ADM Security ID: 039483102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael S. Burke For For Management 1b Elect Director Terrell K. Crews For For Management 1c Elect Director Pierre Dufour For For Management 1d Elect Director Donald E. Felsinger For For Management 1e Elect Director Suzan F. Harrison For For Management 1f Elect Director Juan R. Luciano For For Management 1g Elect Director Patrick J. Moore For For Management 1h Elect Director Francisco J. Sanchez For For Management 1i Elect Director Debra A. Sandler For For Management 1j Elect Director Lei Z. Schlitz For For Management 1k Elect Director Kelvin R. Westbrook For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ARROW ELECTRONICS, INC. Ticker: ARW Security ID: 042735100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry W. Perry For For Management 1.2 Elect Director William F. Austen For For Management 1.3 Elect Director Steven H. Gunby For For Management 1.4 Elect Director Gail E. Hamilton For For Management 1.5 Elect Director Richard S. Hill For For Management 1.6 Elect Director M.F. (Fran) Keeth For For Management 1.7 Elect Director Andrew C. Kerin For For Management 1.8 Elect Director Laurel J. Krzeminski For For Management 1.9 Elect Director Michael J. Long For For Management 1.10 Elect Director Stephen C. Patrick For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASTRAZENECA PLC Ticker: AZN Security ID: G0593M107 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends For For Management 3 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 4 Authorise Board to Fix Remuneration of For For Management Auditors 5a Re-elect Leif Johansson as Director For For Management 5b Re-elect Pascal Soriot as Director For For Management 5c Re-elect Marc Dunoyer as Director For For Management 5d Re-elect Genevieve Berger as Director For For Management 5e Re-elect Philip Broadley as Director For For Management 5f Re-elect Graham Chipchase as Director For For Management 5g Elect Michel Demare as Director For For Management 5h Re-elect Deborah DiSanzo as Director For For Management 5i Re-elect Sheri McCoy as Director For For Management 5j Re-elect Tony Mok as Director For For Management 5k Re-elect Nazneen Rahman as Director For For Management 5l Re-elect Marcus Wallenberg as Director For For Management 6 Approve Remuneration Report For For Management 7 Approve Remuneration Policy For For Management 8 Authorise EU Political Donations and For For Management Expenditure 9 Authorise Issue of Equity For Against Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 14 Approve Performance Share Plan For For Management -------------------------------------------------------------------------------- AT&T INC. Ticker: T Security ID: 00206R102 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall L. Stephenson For For Management 1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management 1.3 Elect Director Richard W. Fisher For For Management 1.4 Elect Director Scott T. Ford For For Management 1.5 Elect Director Glenn H. Hutchins For For Management 1.6 Elect Director William E. Kennard For For Management 1.7 Elect Director Debra L. Lee For For Management 1.8 Elect Director Stephen J. Luczo For For Management 1.9 Elect Director Michael B. McCallister For For Management 1.10 Elect Director Beth E. Mooney For For Management 1.11 Elect Director Matthew K. Rose For For Management 1.12 Elect Director Cynthia B. Taylor For For Management 1.13 Elect Director Geoffrey Y. Yang For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Approve Nomination of Employee Against Against Shareholder Representative Director 6 Improve Guiding Principles of Against Against Shareholder Executive Compensation -------------------------------------------------------------------------------- AUTOZONE, INC. Ticker: AZO Security ID: 053332102 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas H. Brooks For For Management 1.2 Elect Director Linda A. Goodspeed For For Management 1.3 Elect Director Earl G. Graves, Jr. For For Management 1.4 Elect Director Enderson Guimaraes For For Management 1.5 Elect Director Michael M. Calbert For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Gale V. King For For Management 1.8 Elect Director George R. Mrkonic, Jr. For For Management 1.9 Elect Director William C. Rhodes, III For For Management 1.10 Elect Director Jill A. Soltau For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVANTOR, INC. Ticker: AVTR Security ID: 05352A100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Juan Andres For For Management 1.2 Elect Director Andre Moura For Withhold Management 1.3 Elect Director Jonathan Peacock For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- AVIVA PLC Ticker: AV Security ID: G0683Q109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend (Withdrawn) For Abstain Management 4 Elect Amanda Blanc as Director For For Management 5 Elect George Culmer as Director For For Management 6 Elect Patrick Flynn as Director For For Management 7 Elect Jason Windsor as Director For For Management 8 Re-elect Patricia Cross as Director For For Management 9 Re-elect Belen Romana Garcia as For For Management Director 10 Re-elect Michael Mire as Director For For Management 11 Re-elect Sir Adrian Montague as For For Management Director 12 Re-elect Maurice Tulloch as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For Against Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Issue of Equity in Relation For For Management to Any Issuance of SII Instruments 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Any Issuance of SII Instruments 21 Authorise Issue of Sterling New For For Management Preference Shares 22 Authorise Issue of Sterling New For For Management Preference Shares without Pre-emptive Rights 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise Market Purchase of 8 3/4 % For For Management Preference Shares 25 Authorise Market Purchase of 8 3/8 % For For Management Preference Shares 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- AVNET, INC. Ticker: AVT Security ID: 053807103 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rodney C. Adkins For Against Management 1b Elect Director William J. Amelio For For Management 1c Elect Director Carlo Bozotti For For Management 1d Elect Director Michael A. Bradley For For Management 1e Elect Director Brenda L. Freeman For For Management 1f Elect Director Jo Ann Jenkins For For Management 1g Elect Director Oleg Khaykin For For Management 1h Elect Director James A. Lawrence For For Management 1i Elect Director Avid Modjtabai For For Management 1j Elect Director Adalio T. Sanchez For For Management 1k Elect Director William H. Schumann, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- AXA SA Ticker: CS Security ID: F06106102 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.73 per Share 4 Approve Compensation of Corporate For For Management Officers 5 Approve Compensation of Denis Duverne, For For Management Chairman of the Board 6 Approve Compensation of Thomas Buberl, For For Management CEO 7 Approve Remuneration Policy of CEO For For Management 8 Approve Remuneration Policy of For For Management Chairman of the Board 9 Approve Remuneration Policy of For For Management Directors 10 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 11 Reelect Angelien Kemna as Director For For Management 12 Reelect Irene Dorner as Director For For Management 13 Elect Isabel Hudson as Director For For Management 14 Elect Antoine Gosset-Grainville as For For Management Director 15 Elect Marie-France Tschudin as Director For For Management 16 Elect Helen Browne as Director For For Shareholder A Elect Jerome Amouyal as Director Against Against Shareholder B Elect Constance Reschke as Director Against Against Shareholder C Elect Bamba Sall as Director Against Against Shareholder D Elect Bruno Guy-Wasier as Director Against Against Shareholder E Elect Timothy Leary as Director Against Against Shareholder F Elect Ashitkumar Shah as Director Against Against Shareholder 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 19 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 20 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 21 Amend Article 10 of Bylaws Re: For For Management Employee Representatives 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Denise L. Ramos For For Management 1m Elect Director Clayton S. Rose For For Management 1n Elect Director Michael D. White For For Management 1o Elect Director Thomas D. Woods For For Management 1p Elect Director R. David Yost For For Management 1q Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Proxy Access Right Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Review of Statement of the Purpose of Against Against Shareholder a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices -------------------------------------------------------------------------------- BARRICK GOLD CORPORATION Ticker: ABX Security ID: 067901108 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director D. Mark Bristow For For Management 1.2 Elect Director Gustavo A. Cisneros For Withhold Management 1.3 Elect Director Christopher L. Coleman For Withhold Management 1.4 Elect Director J. Michael Evans For For Management 1.5 Elect Director Brian L. Greenspun For Withhold Management 1.6 Elect Director J. Brett Harvey For For Management 1.7 Elect Director Andrew J. Quinn For For Management 1.8 Elect Director M. Loreto Silva For For Management 1.9 Elect Director John L. Thornton For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- BB&T CORPORATION Ticker: BBT Security ID: 054937107 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Change Company Name to Truist For For Management Financial Corporation 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BERKELEY GROUP HOLDINGS PLC Ticker: BKG Security ID: G1191G120 Meeting Date: SEP 06, 2019 Meeting Type: Annual Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For Against Management 3 Approve Remuneration Report For For Management 4 Re-elect Tony Pidgley as Director For For Management 5 Re-elect Rob Perrins as Director For For Management 6 Re-elect Richard Stearn as Director For For Management 7 Re-elect Karl Whiteman as Director For For Management 8 Re-elect Sean Ellis as Director For For Management 9 Re-elect Sir John Armitt as Director For For Management 10 Re-elect Dame Alison Nimmo as Director For For Management 11 Re-elect Veronica Wadley as Director For For Management 12 Re-elect Glyn Barker as Director For For Management 13 Re-elect Adrian Li as Director For Against Management 14 Re-elect Andy Myers as Director For For Management 15 Re-elect Diana Brightmore-Armour as For For Management Director 16 Re-elect Justin Tibaldi as Director For For Management 17 Re-elect Paul Vallone as Director For For Management 18 Re-elect Peter Vernon as Director For For Management 19 Re-elect Rachel Downey as Director For For Management 20 Reappoint KPMG LLP as Auditors For For Management 21 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 22 Authorise Issue of Equity For Against Management 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 25 Authorise Market Purchase of Ordinary For For Management Shares 26 Authorise EU Political Donations and For For Management Expenditure 27 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 28 Amend 2011 Long Term Incentive Plan For Against Management -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 02, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Gregory E. Abel For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Stephen B. Burke For For Management 1.6 Elect Director Kenneth I. Chenault For For Management 1.7 Elect Director Susan L. Decker For Withhold Management 1.8 Elect Director David S. Gottesman For For Management 1.9 Elect Director Charlotte Guyman For Withhold Management 1.10 Elect Director Ajit Jain For For Management 1.11 Elect Director Thomas S. Murphy For Withhold Management 1.12 Elect Director Ronald L. Olson For For Management 1.13 Elect Director Walter Scott, Jr. For For Management 1.14 Elect Director Meryl B. Witmer For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Adopt a Policy on Board Diversity Against Against Shareholder -------------------------------------------------------------------------------- BIOGEN INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alexander J. Denner For For Management 1b Elect Director Caroline D. Dorsa For For Management 1c Elect Director William A. Hawkins For For Management 1d Elect Director Nancy L. Leaming For For Management 1e Elect Director Jesus B. Mantas For For Management 1f Elect Director Richard C. Mulligan For For Management 1g Elect Director Robert W. Pangia For For Management 1h Elect Director Stelios Papadopoulos For For Management 1i Elect Director Brian S. Posner For For Management 1j Elect Director Eric K. Rowinsky For For Management 1k Elect Director Stephen A. Sherwin For For Management 1l Elect Director Michel Vounatsos For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BNP PARIBAS SA Ticker: BNP Security ID: F1058Q238 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Reelect Jean Lemierre as Director For For Management 7 Reelect Jacques Aschenbroich as For For Management Director 8 Reelect Monique Cohen as Director For For Management 9 Reelect Daniela Schwarzer as Director For For Management 10 Reelect Fields Wicker-Miurin as For For Management Director 11 Approve Remuneration Policy of For For Management Directors 12 Approve Remuneration Policy of For For Management Chairman of the Board 13 Approve Remuneration Policy of CEO and For For Management Vice-CEO 14 Approve Compensation of Corporate For For Management Officers 15 Approve Compensation of Jean Lemierre, For For Management Chairman of the Board 16 Approve Compensation of Jean-Laurent For For Management Bonnafe, CEO 17 Approve Compensation of Philippe For For Management Bordenave, Vice-CEO 18 Approve the Overall Envelope of For For Management Compensation of Certain Senior Management, Responsible Officers and the Risk-takers 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion 20 Authorize Capital Increase of Up to For For Management EUR 240 Million for Future Exchange Offers 21 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 22 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 20-21 at EUR 240 Million 23 Authorize Capitalization of Reserves For For Management of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 24 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Amend Article 7 of Bylaws Re: Employee For For Management Shareholder Representative 28 Amend Article 15 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 29 Amend Articles 7, 10, 11, 19 of Bylaws For For Management to Comply with Legal Changes 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORPORATION Ticker: BSX Security ID: 101137107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nelda J. Connors For Withhold Management 1b Elect Director Charles J. Dockendorff For For Management 1c Elect Director Yoshiaki Fujimori For Withhold Management 1d Elect Director Donna A. James For For Management 1e Elect Director Edward J. Ludwig For For Management 1f Elect Director Stephen P. MacMillan For For Management 1g Elect Director Michael F. Mahoney For For Management 1h Elect Director David J. Roux For For Management 1i Elect Director John E. Sununu For For Management 1j Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Report on Non-Management Employee Against Against Shareholder Representation on the Board of Directors -------------------------------------------------------------------------------- BP PLC Ticker: BP Security ID: 055622104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4(a) Elect Bernard Looney as Director For For Management 4(b) Re-elect Brian Gilvary as Director For For Management 4(c) Re-elect Dame Alison Carnwath as For For Management Director 4(d) Re-elect Pamela Daley as Director For For Management 4(e) Re-elect Sir Ian Davis as Director For For Management 4(f) Re-elect Dame Ann Dowling as Director For For Management 4(g) Re-elect Helge Lund as Director For For Management 4(h) Re-elect Melody Meyer as Director For For Management 4(i) Re-elect Brendan Nelson as Director For For Management 4(j) Re-elect Paula Reynolds as Director For For Management 4(k) Re-elect Sir John Sawers as Director For For Management 5 Reappoint Deloitte LLP as Auditors For For Management 6 Authorise Audit Committee to Fix For For Management Remuneration of Auditors 7 Approve Executive Directors' Incentive For For Management Plan 8 Authorise EU Political Donations and For For Management Expenditure 9 Authorise Issue of Equity For Against Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BRENNTAG AG Ticker: BNR Security ID: D12459117 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.25 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6.1 Elect Stefanie Berlinger to the For For Management Supervisory Board 6.2 Elect Andreas Rittstieg to the For For Management Supervisory Board 6.3 Elect Doreen Nowotne to the For For Management Supervisory Board 6.4 Elect Richard Ridinger to the For For Management Supervisory Board 7 Change of Corporate Form to Societas For For Management Europaea (SE) -------------------------------------------------------------------------------- BRIGHT HORIZONS FAMILY SOLUTIONS INC. Ticker: BFAM Security ID: 109194100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen H. Kramer For For Management 1b Elect Director Sara Lawrence-Lightfoot For For Management 1c Elect Director David H. Lissy For For Management 1d Elect Director Cathy E. Minehan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO PLC Ticker: BATS Security ID: 110448107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Reappoint KPMG LLP as Auditors For For Management 4 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 5 Re-elect Jack Bowles as Director For For Management 6 Re-elect Richard Burrows as Director For For Management 7 Re-elect Sue Farr as Director For For Management 8 Re-elect Dr Marion Helmes as Director For Against Management 9 Re-elect Luc Jobin as Director For For Management 10 Re-elect Holly Koeppel as Director For For Management 11 Re-elect Savio Kwan as Director For For Management 12 Re-elect Dimitri Panayotopoulos as For For Management Director 13 Elect Jeremy Fowden as Director For For Management 14 Elect Tadeu Marroco as Director For For Management 15 Authorise Issue of Equity For Against Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Approve Restricted Share Plan For For Management 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BROADCOM INC. Ticker: AVGO Security ID: 11135F101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hock E. Tan For For Management 1b Elect Director Henry Samueli For For Management 1c Elect Director Eddy W. Hartenstein For For Management 1d Elect Director Diane M. Bryant For For Management 1e Elect Director Gayla J. Delly For For Management 1f Elect Director Raul J. Fernandez For For Management 1g Elect Director Check Kian Low For For Management 1h Elect Director Justine F. Page For For Management 1i Elect Director Harry L. You For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. Ticker: CHRW Security ID: 12541W209 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott P. Anderson For For Management 1.2 Elect Director Robert C. Biesterfeld, For For Management Jr. 1.3 Elect Director Wayne M. Fortun For For Management 1.4 Elect Director Timothy C. Gokey For For Management 1.5 Elect Director Mary J. Steele Guilfoile For For Management 1.6 Elect Director Jodee A. Kozlak For For Management 1.7 Elect Director Brian P. Short For For Management 1.8 Elect Director James B. Stake For For Management 1.9 Elect Director Paula C. Tolliver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LIMITED Ticker: CNQ Security ID: 136385101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Best For For Management 1.2 Elect Director M. Elizabeth Cannon For For Management 1.3 Elect Director N. Murray Edwards For For Management 1.4 Elect Director Christopher L. Fong For For Management 1.5 Elect Director Gordon D. Giffin For For Management 1.6 Elect Director Wilfred A. Gobert For For Management 1.7 Elect Director Steve W. Laut For For Management 1.8 Elect Director Tim S. McKay For For Management 1.9 Elect Director Frank J. McKenna For For Management 1.10 Elect Director David A. Tuer For For Management 1.11 Elect Director Annette M. Verschuren For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CAPGEMINI SE Ticker: CAP Security ID: F4973Q101 Meeting Date: MAY 20, 2020 Meeting Type: Annual/Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.35 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Compensation of Paul Hermelin, For For Management Chairman and CEO 6 Approve Compensation of Thierry For For Management Delaporte, Vice-CEO 7 Approve Compensation of Aiman Ezzat, For For Management Vice-CEO 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Remuneration Policy of For For Management Chairman and CEO 10 Approve Remuneration Policy of For For Management Vice-CEOs 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO For For Management 13 Approve Remuneration Policy of For For Management Directors 14 Reelect Sian Herbert-Jones as Director For For Management 15 Elect Belen Moscoso del Prado For For Management Lopez-Doriga as Director 16 Elect Aiman Ezzat as Director For For Management 17 Elect Lucia Sinapi-Thomas as Director For For Management Shareholder Representative 17A Elect Claire Sauvanaud as Director Against Against Management Shareholder Representative 18 Renew Appointment of For For Management PricewaterhouseCoopers Audit as Auditor 19 Appoint Mazars as Auditor For For Management 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Amend Articles 7 and 17 of Bylaws to For For Management Comply with Legal Changes 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Capitalization of Reserves For For Management of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 540 Million 25 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million 26 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 135 Million 27 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 25 and 26 28 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 29 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 30 Authorize up to 1.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers 31 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 32 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 33 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Ticker: COF Security ID: 14040H105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard D. Fairbank For For Management 1b Elect Director Aparna Chennapragada For For Management 1c Elect Director Ann Fritz Hackett For For Management 1d Elect Director Peter Thomas Killalea For For Management 1e Elect Director Cornelis "Eli" Leenaars For For Management 1f Elect Director Pierre E. Leroy For For Management 1g Elect Director Francois Locoh-Donou For For Management 1h Elect Director Peter E. Raskind For For Management 1i Elect Director Eileen Serra For For Management 1j Elect Director Mayo A. Shattuck, III For For Management 1k Elect Director Bradford H. Warner For For Management 1l Elect Director Catherine G. West For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent For For Management 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- CATERPILLAR INC. Ticker: CAT Security ID: 149123101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly A. Ayotte For For Management 1.2 Elect Director David L. Calhoun For For Management 1.3 Elect Director Daniel M. Dickinson For For Management 1.4 Elect Director Juan Gallardo For For Management 1.5 Elect Director William A. Osborn For For Management 1.6 Elect Director Debra L. Reed-Klages For For Management 1.7 Elect Director Edward B. Rust, Jr. For For Management 1.8 Elect Director Susan C. Schwab For For Management 1.9 Elect Director D. James Umpleby, III For For Management 1.10 Elect Director Miles D. White For For Management 1.11 Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Require Independent Board Chair Against For Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- CDK GLOBAL, INC. Ticker: CDK Security ID: 12508E101 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For Against Management 1b Elect Director Willie A. Deese For Against Management 1c Elect Director Amy J. Hillman For For Management 1d Elect Director Brian M. Krzanich For For Management 1e Elect Director Stephen A. Miles For For Management 1f Elect Director Robert E. Radway For For Management 1g Elect Director Stephen F. Schuckenbrock For For Management 1h Elect Director Frank S. Sowinski For For Management 1i Elect Director Eileen J. Voynick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CDW CORPORATION Ticker: CDW Security ID: 12514G108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven W. Alesio For For Management 1b Elect Director Barry K. Allen For For Management 1c Elect Director Lynda M. Clarizio For For Management 1d Elect Director Christine A. Leahy For For Management 1e Elect Director David W. Nelms For For Management 1f Elect Director Joseph R. Swedish For For Management 1g Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- CENTENE CORPORATION Ticker: CNC Security ID: 15135B101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael F. Neidorff For For Management 1b Elect Director H. James Dallas For For Management 1c Elect Director Robert K. Ditmore For For Management 1d Elect Director Richard A. Gephardt For For Management 1e Elect Director Lori J. Robinson For For Management 1f Elect Director William L. Trubeck For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Report on Political Contributions Against Against Shareholder Disclosure 6 Eliminate Supermajority Vote Against For Shareholder Requirement -------------------------------------------------------------------------------- CHUBB LIMITED Ticker: CB Security ID: H1467J104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Allocate Disposable Profit For For Management 2.2 Approve Dividend Distribution From For For Management Legal Reserves Through Capital Contributions Reserve Subaccount 3 Approve Discharge of Board of Directors For For Management 4.1 Ratify PricewaterhouseCoopers AG For For Management (Zurich) as Statutory Auditor 4.2 Ratify PricewaterhouseCoopers LLP For For Management (United States) as Independent Registered Accounting Firm 4.3 Ratify BDO AG (Zurich) as Special For For Management Audit Firm 5.1 Elect Director Evan G. Greenberg For For Management 5.2 Elect Director Michael G. Atieh For For Management 5.3 Elect Director Sheila P. Burke For For Management 5.4 Elect Director James I. Cash For For Management 5.5 Elect Director Mary Cirillo For For Management 5.6 Elect Director Michael P. Connors For For Management 5.7 Elect Director John A. Edwardson For For Management 5.8 Elect Director Robert J. Hugin For For Management 5.9 Elect Director Robert W. Scully For For Management 5.10 Elect Director Eugene B. Shanks, Jr. For For Management 5.11 Elect Director Theodore E. Shasta For For Management 5.12 Elect Director David H. Sidwell For For Management 5.13 Elect Director Olivier Steimer For For Management 5.14 Elect Director Frances F. Townsend For For Management 6 Elect Evan G. Greenberg as Board For Against Management Chairman 7.1 Elect Michael P. Connors as Member of For For Management the Compensation Committee 7.2 Elect Mary Cirillo as Member of the For For Management Compensation Committee 7.3 Elect John A. Edwardson as Member of For For Management the Compensation Committee 7.4 Elect Frances F. Townsend as Member of For For Management the Compensation Committee 8 Designate Homburger AG as Independent For For Management Proxy 9 Issue Shares Without Preemptive Rights For For Management 10 Approve CHF 52,613,190.00 Reduction in For For Management Share Capital via Cancellation in Nominal Value of CHF 24.15 each 11.1 Approve the Maximum Aggregate For For Management Remuneration of Directors 11.2 Approve Remuneration of Executive For For Management Management in the Amount of USD 46 Million for Fiscal 2021 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- CIGNA CORPORATION Ticker: CI Security ID: 125523100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Cordani For For Management 1.2 Elect Director William J. DeLaney For For Management 1.3 Elect Director Eric J. Foss For For Management 1.4 Elect Director Elder Granger For For Management 1.5 Elect Director Isaiah Harris, Jr. For For Management 1.6 Elect Director Roman Martinez, IV For For Management 1.7 Elect Director Kathleen M. Mazzarella For For Management 1.8 Elect Director Mark B. McClellan For For Management 1.9 Elect Director John M. Partridge For For Management 1.10 Elect Director William L. Roper For For Management 1.11 Elect Director Eric C. Wiseman For For Management 1.12 Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For Against Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin For Against Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Carol B. Tome For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Ellen M. Costello For For Management 1c Elect Director Grace E. Dailey For For Management 1d Elect Director Barbara J. Desoer For For Management 1e Elect Director John C. Dugan For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Review on Governance Documents Against Against Shareholder 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- COCA-COLA EUROPEAN PARTNERS PLC Ticker: CCEP Security ID: G25839104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Jan Bennink as Director For For Management 5 Re-elect Thomas Johnson as Director For For Management 6 Elect Dessi Temperley as Director For For Management 7 Re-elect Jose Ignacio Comenge as For For Management Director 8 Re-elect Francisco Crespo Benitez as For For Management Director 9 Re-elect Irial Finan as Director For Against Management 10 Re-elect Damian Gammell as Director For For Management 11 Re-elect Nathalie Gaveau as Director For For Management 12 Re-elect Alvaro Gomez-Trenor Aguilar For For Management as Director 13 Re-elect Dagmar Kollmann as Director For For Management 14 Re-elect Alfonso Libano Daurella as For For Management Director 15 Re-elect Lord Mark Price as Director For For Management 16 Re-elect Mario Rotllant Sola as For Against Management Director 17 Reappoint Ernst & Young LLP as Auditors For For Management 18 Authorise Board to Fix Remuneration of For For Management Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity For Against Management 21 Approve Waiver on Tender-Bid For For Management Requirement 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise Off-Market Purchase of For For Management Ordinary Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Naomi M. Bergman For For Management 1.4 Elect Director Edward D. Breen For Withhold Management 1.5 Elect Director Gerald L. Hassell For Withhold Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For Withhold Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Amend Stock Option Plan For For Management 4 Amend Restricted Stock Plan For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Risks Posed by Failing to Against Against Shareholder Prevent Sexual Harassment -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles E. Bunch For For Management 1b Elect Director Caroline Maury Devine For For Management 1c Elect Director John V. Faraci For For Management 1d Elect Director Jody Freeman For For Management 1e Elect Director Gay Huey Evans For For Management 1f Elect Director Jeffrey A. Joerres For For Management 1g Elect Director Ryan M. Lance For For Management 1h Elect Director William H. McRaven For For Management 1i Elect Director Sharmila Mulligan For For Management 1j Elect Director Arjun N. Murti For For Management 1k Elect Director Robert A. Niblock For For Management 1l Elect Director David T. Seaton For For Management 1m Elect Director R. A. Walker For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CORTEVA, INC. Ticker: CTVA Security ID: 22052L104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lamberto Andreotti For For Management 1b Elect Director Robert A. Brown For For Management 1c Elect Director James C. Collins, Jr. For For Management 1d Elect Director Klaus A. Engel For For Management 1e Elect Director Michael O. Johanns For For Management 1f Elect Director Lois D. Juliber For For Management 1g Elect Director Rebecca B. Liebert For For Management 1h Elect Director Marcos M. Lutz For Against Management 1i Elect Director Nayaki Nayyar For For Management 1j Elect Director Gregory R. Page For For Management 1k Elect Director Lee M. Thomas For For Management 1l Elect Director Patrick J. Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- CUMMINS INC. Ticker: CMI Security ID: 231021106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director N. Thomas Linebarger For For Management 2 Elect Director Robert J. Bernhard For For Management 3 Elect Director Franklin R. Chang Diaz For For Management 4 Elect Director Bruno V. Di Leo Allen For For Management 5 Elect Director Stephen B. Dobbs For For Management 6 Elect Director Robert K. Herdman For For Management 7 Elect Director Alexis M. Herman For For Management 8 Elect Director Thomas J. Lynch For For Management 9 Elect Director William I. Miller For For Management 10 Elect Director Georgia R. Nelson For For Management 11 Elect Director Karen H. Quintos For For Management 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 14 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Anne M. Finucane For For Management 1h Elect Director Edward J. Ludwig For For Management 1i Elect Director Larry J. Merlo For For Management 1j Elect Director Jean-Pierre Millon For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Amend Shareholder Written Consent Against Against Shareholder Provisions 7 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD. Ticker: D05 Security ID: Y20246107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Elect Peter Seah Lim Huat as Director For Against Management 6 Elect Ho Tian Yee as Director For For Management 7 Elect Olivier Lim Tse Ghow as Director For For Management 8 Elect Ow Foong Pheng as Director For Against Management 9 Approve Grant of Awards and Issuance For For Management of Shares Under the DBSH Share Plan 10 Approve Grant of Awards and Issuance For For Management of Shares Under the California Sub-Plan to the DBSH Share Plan 11 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 12 Approve Issuance of Shares Pursuant to For For Management the DBSH Scrip Dividend Scheme 13 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- DIAMONDBACK ENERGY, INC. Ticker: FANG Security ID: 25278X109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. West For For Management 1.2 Elect Director Travis D. Stice For For Management 1.3 Elect Director Vincent K. Brooks For For Management 1.4 Elect Director Michael P. Cross For For Management 1.5 Elect Director David L. Houston For For Management 1.6 Elect Director Stephanie K. Mains For For Management 1.7 Elect Director Mark L. Plaumann For For Management 1.8 Elect Director Melanie M. Trent For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES Ticker: DFS Security ID: 254709108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Aronin For For Management 1.2 Elect Director Mary K. Bush For Against Management 1.3 Elect Director Gregory C. Case For For Management 1.4 Elect Director Candace H. Duncan For For Management 1.5 Elect Director Joseph F. Eazor For For Management 1.6 Elect Director Cynthia A. Glassman For For Management 1.7 Elect Director Roger C. Hochschild For For Management 1.8 Elect Director Thomas G. Maheras For For Management 1.9 Elect Director Michael H. Moskow For For Management 1.10 Elect Director Mark A. Thierer For For Management 1.11 Elect Director Lawrence A. Weinbach - None None Management Withdrawn Resolution 1.12 Elect Director Jennifer L. Wong For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DNB ASA Ticker: DNB Security ID: R1640U124 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting None None Management 2 Approve Notice of Meeting and Agenda For Did Not Vote Management 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Accept Financial Statements and For Did Not Vote Management Statutory Reports 5a Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Advisory) 5b Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Binding) 6 Approve Company's Corporate Governance For Did Not Vote Management Statement 7 Approve Remuneration of Auditors For Did Not Vote Management 8 Approve Reduction in Share Capital via For Did Not Vote Management Share Cancellation 9 Amend Articles For Did Not Vote Management 10 Authorize Board to Raise Subordinated For Did Not Vote Management Loan 11 Elect Directors For Did Not Vote Management 12 Elect Members of Nominating Committee For Did Not Vote Management 13 Approve Remuneration of Directors and For Did Not Vote Management Nominating Committee -------------------------------------------------------------------------------- DOVER CORPORATION Ticker: DOV Security ID: 260003108 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. John Gilbertson, Jr. For For Management 1b Elect Director Kristiane C. Graham For For Management 1c Elect Director Michael F. Johnston For For Management 1d Elect Director Eric A. Spiegel For For Management 1e Elect Director Richard J. Tobin For For Management 1f Elect Director Stephen M. Todd For For Management 1g Elect Director Stephen K. Wagner For For Management 1h Elect Director Keith E. Wandell For For Management 1i Elect Director Mary A. Winston For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- DUPONT DE NEMOURS, INC. Ticker: DD Security ID: 26614N102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy G. Brady For For Management 1b Elect Director Edward D. Breen For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director Franklin K. Clyburn, Jr. For For Management 1e Elect Director Terrence R. Curtin For For Management 1f Elect Director Alexander M. Cutler For For Management 1g Elect Director Eleuthere I. du Pont For For Management 1h Elect Director Rajiv L. Gupta For For Management 1i Elect Director Luther C. Kissam For For Management 1j Elect Director Frederick M. Lowery For For Management 1k Elect Director Raymond J. Milchovich For For Management 1l Elect Director Steven M. Sterin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Approve Creation of an Employee Board Against Against Shareholder Advisory Position -------------------------------------------------------------------------------- DXC TECHNOLOGY COMPANY Ticker: DXC Security ID: 23355L106 Meeting Date: AUG 15, 2019 Meeting Type: Annual Record Date: JUN 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Mukesh Aghi For For Management 1b Elect Director Amy E. Alving For For Management 1c Elect Director David L. Herzog For Against Management 1d Elect Director Sachin Lawande For For Management 1e Elect Director J. Michael Lawrie For For Management 1f Elect Director Mary L. Krakauer For For Management 1g Elect Director Julio A. Portalatin For For Management 1h Elect Director Peter Rutland For For Management 1i Elect Director Michael J. Salvino For For Management 1j Elect Director Manoj P. Singh For For Management 1k Elect Director Robert F. Woods For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EAST WEST BANCORP, INC. Ticker: EWBC Security ID: 27579R104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Molly Campbell For For Management 1.2 Elect Director Iris S. Chan For For Management 1.3 Elect Director Archana Deskus For For Management 1.4 Elect Director Rudolph I. Estrada For For Management 1.5 Elect Director Paul H. Irving For For Management 1.6 Elect Director Jack C. Liu For For Management 1.7 Elect Director Dominic Ng For For Management 1.8 Elect Director Lester M. Sussman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Michael J. Critelli For For Management 1d Elect Director Richard H. Fearon For For Management 1e Elect Director Olivier Leonetti For For Management 1f Elect Director Deborah L. McCoy For For Management 1g Elect Director Silvio Napoli For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sandra Pianalto For For Management 1j Elect Director Lori J. Ryerkerk For For Management 1k Elect Director Gerald B. Smith For For Management 1l Elect Director Dorothy C. Thompson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Authorize Issue of Equity with For For Management Pre-emptive Rights 6 Authorize Issue of Equity without For For Management Pre-emptive Rights 7 Authorize Share Repurchase of Issued For For Management Share Capital -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony J. Bates For For Management 1b Elect Director Adriane M. Brown For For Management 1c Elect Director Jesse A. Cohn For For Management 1d Elect Director Diana Farrell For For Management 1e Elect Director Logan D. Green For For Management 1f Elect Director Bonnie S. Hammer For For Management 1g Elect Director Jamie Iannone For For Management 1h Elect Director Kathleen C. Mitic For For Management 1i Elect Director Matthew J. Murphy For For Management 1j Elect Director Pierre M. Omidyar For For Management 1k Elect Director Paul S. Pressler For For Management 1l Elect Director Robert H. Swan For For Management 1m Elect Director Perry M. Traquina For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ENVISTA HOLDINGS CORPORATION Ticker: NVST Security ID: 29415F104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Kieran T. Gallahue For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. Ticker: RE Security ID: G3223R108 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Amore For For Management 1.2 Elect Director Juan C. Andrade For For Management 1.3 Elect Director William F. Galtney, Jr. For For Management 1.4 Elect Director John A. Graf For For Management 1.5 Elect Director Meryl Hartzband For For Management 1.6 Elect Director Gerri Losquadro For For Management 1.7 Elect Director Roger M. Singer For For Management 1.8 Elect Director Joseph V. Taranto For For Management 1.9 Elect Director John A. Weber For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EXPEDIA GROUP, INC. Ticker: EXPE Security ID: 30212P303 Meeting Date: DEC 03, 2019 Meeting Type: Annual Record Date: OCT 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel Altman For For Management 1b Elect Director Susan C. Athey For For Management 1c Elect Director A. George 'Skip' Battle For For Management 1d Elect Director Chelsea Clinton For For Management 1e Elect Director Barry Diller For For Management 1f Elect Director Craig A. Jacobson For Withhold Management 1g Elect Director Victor A. Kaufman For Withhold Management 1h Elect Director Peter M. Kern For For Management 1i Elect Director Dara Khosrowshahi For Withhold Management 1j Elect Director Mark D. Okerstrom For For Management 1k Elect Director Alexander von For For Management Furstenberg 1l Elect Director Julie Whalen For For Management 2a Approve Securities Transfer For For Management Restrictions 2b Approve Change-of-Control Clause For For Management 3 Ratify Ernst & Young as Auditors For For Management -------------------------------------------------------------------------------- EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. Ticker: EXPD Security ID: 302130109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert R. Wright For For Management 1.2 Elect Director Glenn M. Alger For For Management 1.3 Elect Director Robert P. Carlile For For Management 1.4 Elect Director James "Jim" M. DuBois For For Management 1.5 Elect Director Mark A. Emmert For For Management 1.6 Elect Director Diane H. Gulyas For For Management 1.7 Elect Director Jeffrey S. Musser For For Management 1.8 Elect Director Liane J. Pelletier For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management 5 Adopt a Policy on Board Diversity Against For Shareholder -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For For Management 1.2 Elect Director Marc L. Andreessen For Withhold Management 1.3 Elect Director Andrew W. Houston For For Management 1.4 Elect Director Nancy Killefer For For Management 1.5 Elect Director Robert M. Kimmitt For For Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Peter A. Thiel For Withhold Management 1.8 Elect Director Tracey T. Travis For For Management 1.9 Elect Director Mark Zuckerberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Non-Employee Director For Against Management Compensation Policy 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Board Chair Against For Shareholder 6 Require a Majority Vote for the Against For Shareholder Election of Directors 7 Report on Political Advertising Against For Shareholder 8 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 9 Report on Civil and Human Rights Risk Against Against Shareholder Assessment 10 Report on Online Child Sexual Against For Shareholder Exploitation 11 Report on Median Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- FIFTH THIRD BANCORP Ticker: FITB Security ID: 316773100 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director B. Evan Bayh, III For For Management 1.3 Elect Director Jorge L. Benitez For For Management 1.4 Elect Director Katherine B. Blackburn For For Management 1.5 Elect Director Emerson L. Brumback For For Management 1.6 Elect Director Jerry W. Burris For For Management 1.7 Elect Director Greg D. Carmichael For For Management 1.8 Elect Director C. Bryan Daniels For For Management 1.9 Elect Director Thomas H. Harvey For For Management 1.10 Elect Director Gary R. Heminger For For Management 1.11 Elect Director Jewell D. Hoover For For Management 1.12 Elect Director Eileen A. Mallesch For For Management 1.13 Elect Director Michael B. McCallister For For Management 1.14 Elect Director Marsha C. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- FIRSTENERGY CORP. Ticker: FE Security ID: 337932107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Anderson For For Management 1.2 Elect Director Steven J. Demetriou For For Management 1.3 Elect Director Julia L. Johnson For For Management 1.4 Elect Director Charles E. Jones For For Management 1.5 Elect Director Donald T. Misheff For For Management 1.6 Elect Director Thomas N. Mitchell For For Management 1.7 Elect Director James F. O'Neil, III For For Management 1.8 Elect Director Christopher D. Pappas For For Management 1.9 Elect Director Sandra Pianalto For For Management 1.10 Elect Director Luis A. Reyes For For Management 1.11 Elect Director Leslie M. Turner For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Code of Regulations to Authorize For For Management Board to Make Certain Future Amendments 6 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- FLEX LTD. Ticker: FLEX Security ID: Y2573F112 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor S1 Declassify the Board of Directors For For Management S2 Approve Increase in Size of Board For For Management S3 Amend Constitution to Account for For For Management Changes in Singapore Law -------------------------------------------------------------------------------- FLEX LTD. Ticker: FLEX Security ID: Y2573F102 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Revathi Advaithi For For Management 1b Elect Director Michael D. Capellas For For Management 1c Elect Director Jill A. Greenthal For Against Management 1d Elect Director Jennifer Li For Against Management 1e Elect Director Marc A. Onetto For For Management 1f Elect Director Willy C. Shih For For Management 1g Elect Director Charles K. Stevens, III For For Management 1h Elect Director Lay Koon Tan For For Management 1i Elect Director William D. Watkins For For Management 1j Elect Director Lawrence A. Zimmerman For For Management 2a Elect Director Willy C. Shih For For Management 2b Elect Director William D. Watkins For For Management 2c Elect Director Revathi Advaithi For For Management 2d Elect Director Jill A. Greenthal For Against Management 2e Elect Director Charles K. Stevens, III For For Management 3 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Shares without For For Management Preemptive Rights 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- FLUTTER ENTERTAINMENT PLC Ticker: FLTR Security ID: G3643J108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management I Elect Nancy Cruickshank as Director For For Management II Elect Andrew Higginson as Director For For Management III Re-elect Jan Bolz as Director For For Management IV Re-elect Zillah Byng-Thorne as Director For For Management V Re-elect Michael Cawley as Director For For Management VI Re-elect Ian Dyson as Director For For Management VII Re-elect Jonathan Hill as Director For For Management VIII Re-elect Peter Jackson as Director For For Management IX Re-elect Gary McGann as Director For For Management X Re-elect Peter Rigby as Director For For Management XI Re-elect Emer Timmons as Director For For Management I Elect Rafael Ashkenazi as Director For For Management II Elect Nancy Cruickshank as Director For For Management III Elect Richard Flint as Director For For Management IV Elect Divyesh Gadhia as Director For For Management V Elect Andrew Higginson as Director For For Management VI Elect Alfred Hurley Jr as Director For For Management VII Elect David Lazzarato as Director For For Management VIII Elect Mary Turner as Director For For Management IX Re-elect Zillah Byng-Thorne as Director For For Management X Re-elect Michael Cawley as Director For For Management XI Re-elect Ian Dyson as Director For For Management XII Re-elect Jonathan Hill as Director For For Management XIII Re-elect Peter Jackson as Director For For Management XIV Re-elect Gary McGann as Director For For Management XV Re-elect Peter Rigby as Director For For Management 5 Approve Increase in the Aggregate Fees For For Management Payable to Directors 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 8 Approve Increase in Authorised Share For For Management Capital 9 Authorise Issue of Equity For For Management 10A Authorise Issue of Equity without For For Management Pre-emptive Rights 10B Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Authorise the Company to Determine the For For Management Price Range at which Treasury Shares may be Re-issued Off-Market 13 Approve Restricted Share Plan For For Management 14 Approve Bonus Issue of Shares For For Management -------------------------------------------------------------------------------- FMC CORPORATION Ticker: FMC Security ID: 302491303 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre Brondeau For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Mark Douglas For For Management 1d Elect Director C. Scott Greer For For Management 1e Elect Director K'Lynne Johnson For For Management 1f Elect Director Dirk A. Kempthorne For For Management 1g Elect Director Paul J. Norris For For Management 1h Elect Director Margareth Ovrum For For Management 1i Elect Director Robert C. Pallash For For Management 1j Elect Director William H. Powell For For Management 1k Elect Director Vincent R. Volpe, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENTEX CORPORATION Ticker: GNTX Security ID: 371901109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie Brown For For Management 1.2 Elect Director Steve Downing For For Management 1.3 Elect Director Gary Goode For For Management 1.4 Elect Director James Hollars For For Management 1.5 Elect Director John Mulder For For Management 1.6 Elect Director Richard Schaum For For Management 1.7 Elect Director Kathleen Starkoff For For Management 1.8 Elect Director Brian Walker For For Management 1.9 Elect Director James Wallace For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GRAPHIC PACKAGING HOLDING COMPANY Ticker: GPK Security ID: 388689101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Doss For For Management 1.2 Elect Director Dean A. Scarborough For For Management 1.3 Elect Director Larry M. Venturelli For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GVC HOLDINGS PLC Ticker: GVC Security ID: G427A6103 Meeting Date: FEB 06, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Relocation of Tax Residency to For For Management the United Kingdom; Adopt New Articles of Association -------------------------------------------------------------------------------- HD SUPPLY HOLDINGS, INC. Ticker: HDS Security ID: 40416M105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen J. Affeldt For For Management 1.2 Elect Director Joseph J. DeAngelo For For Management 1.3 Elect Director Peter A. Dorsman For For Management 1.4 Elect Director Stephen J. Konenkamp For For Management 1.5 Elect Director Patrick R. McNamee For For Management 1.6 Elect Director Scott D. Ostfeld For For Management 1.7 Elect Director Charles W. Peffer For For Management 1.8 Elect Director James A. Rubright For For Management 1.9 Elect Director Lauren Taylor Wolfe For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- HEWLETT PACKARD ENTERPRISE COMPANY Ticker: HPE Security ID: 42824C109 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel Ammann For For Management 1b Elect Director Pamela L. Carter For For Management 1c Elect Director Jean M. Hobby For For Management 1d Elect Director George R. Kurtz For For Management 1e Elect Director Raymond J. Lane For For Management 1f Elect Director Ann M. Livermore For For Management 1g Elect Director Antonio F. Neri For For Management 1h Elect Director Charles H. Noski For For Management 1i Elect Director Raymond E. Ozzie For For Management 1j Elect Director Gary M. Reiner For For Management 1k Elect Director Patricia F. Russo For For Management 1l Elect Director Lip-Bu Tan For For Management 1m Elect Director Mary Agnes Wilderotter For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- HP INC. Ticker: HPQ Security ID: 40434L105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aida M. Alvarez For For Management 1.2 Elect Director Shumeet Banerji For For Management 1.3 Elect Director Robert R. Bennett For For Management 1.4 Elect Director Charles "Chip" V. Bergh For For Management 1.5 Elect Director Stacy Brown-Philpot For For Management 1.6 Elect Director Stephanie A. Burns For For Management 1.7 Elect Director Mary Anne Citrino For For Management 1.8 Elect Director Richard L. Clemmer For For Management 1.9 Elect Director Enrique Lores For For Management 1.10 Elect Director Yoky Matsuoka For For Management 1.11 Elect Director Stacey Mobley For For Management 1.12 Elect Director Subra Suresh For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- HUMANA INC. Ticker: HUM Security ID: 444859102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt J. Hilzinger For For Management 1b Elect Director Frank J. Bisignano For For Management 1c Elect Director Bruce D. Broussard For For Management 1d Elect Director Frank A. D'Amelio For For Management 1e Elect Director W. Roy Dunbar For For Management 1f Elect Director Wayne A.I. Frederick For For Management 1g Elect Director John W. Garratt For For Management 1h Elect Director David A. Jones, Jr. For For Management 1i Elect Director Karen W. Katz For For Management 1j Elect Director William J. McDonald For For Management 1k Elect Director James J. O'Brien For For Management 1l Elect Director Marissa T. Peterson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lizabeth Ardisana For For Management 1.2 Elect Director Alanna Y. Cotton For For Management 1.3 Elect Director Ann B. "Tanny" Crane For For Management 1.4 Elect Director Robert S. Cubbin For For Management 1.5 Elect Director Steven G. Elliott For For Management 1.6 Elect Director Gina D. France For For Management 1.7 Elect Director J. Michael Hochschwender For For Management 1.8 Elect Director John C. "Chris" Inglis For For Management 1.9 Elect Director Katherine M. A. "Allie" For For Management Kline 1.10 Elect Director Richard W. Neu For For Management 1.11 Elect Director Kenneth J. Phelan For For Management 1.12 Elect Director David L. Porteous For For Management 1.13 Elect Director Stephen D. Steinour For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ICON PLC Ticker: ICLR Security ID: G4705A100 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: MAY 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Climax For For Management 1.2 Elect Director Steve Cutler For For Management 1.3 Elect Director William Hall For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Authorize Issue of Equity For For Management 5 Authorize Issue of Equity without For For Management Pre-emptive Rights 6 Authorize Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 7 Authorize Share Repurchase Program For For Management 8 Approve the Price Range for the For For Management Reissuance of Shares -------------------------------------------------------------------------------- ING GROEP NV Ticker: INGA Security ID: N4578E595 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Announcements on Sustainability None None Management 2.c Receive Report of Supervisory Board None None Management (Non-Voting) 2.d Approve Remuneration Report For For Management 2.e Adopt Financial Statements and For For Management Statutory Reports 3.a Receive Explanation on Profit None None Management Retention and Distribution Policy 3.b Approve Dividends of EUR 0.69 Per Share None None Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Approve Remuneration Policy for For For Management Management Board 6 Approve Remuneration Policy for For For Management Supervisory Board 7 Amend Articles of Association For For Management 8.a Elect Juan Colombas to Supervisory For For Management Board 8.b Elect Herman Hulst to Supervisory Board For For Management 8.c Elect Harold Naus to Supervisory Board For For Management 9.a Grant Board Authority to Issue Shares For For Management 9.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- IQVIA HOLDINGS INC. Ticker: IQV Security ID: 46266C105 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol J. Burt For For Management 1.2 Elect Director Colleen A. Goggins For For Management 1.3 Elect Director Ronald A. Rittenmeyer For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ITT INC. Ticker: ITT Security ID: 45073V108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Orlando D. Ashford For For Management 1b Elect Director Geraud Darnis For For Management 1c Elect Director Donald DeFosset, Jr. For For Management 1d Elect Director Nicholas C. Fanandakis For For Management 1e Elect Director Richard P. Lavin For For Management 1f Elect Director Mario Longhi For For Management 1g Elect Director Rebecca A. McDonald For For Management 1h Elect Director Timothy H. Powers For For Management 1i Elect Director Luca Savi For For Management 1j Elect Director Cheryl L. Shavers For For Management 1k Elect Director Sabrina Soussan For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- JABIL INC. Ticker: JBL Security ID: 466313103 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anousheh Ansari For For Management 1.2 Elect Director Martha F. Brooks For For Management 1.3 Elect Director Christopher S. Holland For For Management 1.4 Elect Director Timothy L. Main For For Management 1.5 Elect Director Mark T. Mondello For For Management 1.6 Elect Director John C. Plant For For Management 1.7 Elect Director Steven A. Raymund For For Management 1.8 Elect Director Thomas A. Sansone For For Management 1.9 Elect Director David M. Stout For For Management 1.10 Elect Director Kathleen A. Walters For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JAZZ PHARMACEUTICALS PLC Ticker: JAZZ Security ID: G50871105 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUN 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul L. Berns For For Management 1b Elect Director Patrick G. Enright For For Management 1c Elect Director Seamus Mulligan For For Management 1d Elect Director Norbert G. Riedel For For Management 2 Approve KPMG, Dublin as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For For Management Permit Removal of Directors With or Without Cause 5 Require Independent Board Chair Against For Shareholder 6 Report on Governance Measures Against For Shareholder Implemented Related to Opioids -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Lee R. Raymond For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Require Independent Board Chair Against For Shareholder 5 Report on Reputational Risk Related to Against Against Shareholder Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. 6 Report on Climate Change Against Against Shareholder 7 Amend Shareholder Written Consent Against Against Shareholder Provisions 8 Report on Charitable Contributions Against Against Shareholder 9 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- KANSAS CITY SOUTHERN Ticker: KSU Security ID: 485170302 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lydia I. Beebe For For Management 1.2 Elect Director Lu M. Cordova For For Management 1.3 Elect Director Robert J. Druten For For Management 1.4 Elect Director Antonio O. Garza, Jr. For For Management 1.5 Elect Director David Garza-Santos For For Management 1.6 Elect Director Janet H. Kennedy For For Management 1.7 Elect Director Mitchell J. Krebs For For Management 1.8 Elect Director Henry J. Maier For For Management 1.9 Elect Director Thomas A. McDonnell For For Management 1.10 Elect Director Patrick J. Ottensmeyer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- KAR AUCTION SERVICES, INC. Ticker: KAR Security ID: 48238T109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David DiDomenico For For Management 1b Elect Director Carmel Galvin For For Management 1c Elect Director James P. Hallett For For Management 1d Elect Director Mark E. Hill For For Management 1e Elect Director J. Mark Howell For For Management 1f Elect Director Stefan Jacoby For For Management 1g Elect Director Michael T. Kestner For For Management 1h Elect Director Mary Ellen Smith For For Management 1i Elect Director Stephen E. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KBC GROUP SA/NV Ticker: KBC Security ID: B5337G162 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Adopt Financial Statements For For Management 5a Approve Allocation of Income For For Management 5b Approve Dividends of EUR 1.00 Per Share For For Management 6 Approve Remuneration Report For For Management 7 Approve Discharge of Directors For For Management 8 Approve Discharge of Auditors For For Management 9 Approve Auditors' Remuneration For For Management 10a Indicate Koenraad Debackere as For For Management Independent Director 10b Elect Erik Clinck as Director For Against Management 10c Elect Liesbet Okkerse as Director For Against Management 10d Reelect Theodoros Roussis as Director For Against Management 10e Reelect Sonja De Becker as Director For Against Management 10f Reelect Johan Thijs as Director For For Management 10g Reelect Vladimira Papirnik as For For Management Independent Director 11 Transact Other Business None None Management -------------------------------------------------------------------------------- KEYCORP Ticker: KEY Security ID: 493267108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Broussard For For Management 1.2 Elect Director Gary M. Crosby For For Management 1.3 Elect Director Alexander M. Cutler For For Management 1.4 Elect Director H. James Dallas For For Management 1.5 Elect Director Elizabeth R. Gile For For Management 1.6 Elect Director Ruth Ann M. Gillis For For Management 1.7 Elect Director Christopher M. Gorman For For Management 1.8 Elect Director Carlton L. Highsmith For For Management 1.9 Elect Director Richard J. Hipple For For Management 1.10 Elect Director Kristen L. Manos For For Management 1.11 Elect Director Barbara R. Snyder For For Management 1.12 Elect Director David K. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION Ticker: KMB Security ID: 494368103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Abelardo E. Bru For For Management 1.2 Elect Director Robert W. Decherd For For Management 1.3 Elect Director Michael D. Hsu For For Management 1.4 Elect Director Mae C. Jemison For For Management 1.5 Elect Director S. Todd Maclin For For Management 1.6 Elect Director Sherilyn S. McCoy For For Management 1.7 Elect Director Christa S. Quarles For For Management 1.8 Elect Director Ian C. Read For For Management 1.9 Elect Director Dunia A. Shive For For Management 1.10 Elect Director Mark T. Smucker For For Management 1.11 Elect Director Michael D. White For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- KLA CORPORATION Ticker: KLAC Security ID: 482480100 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward Barnholt For For Management 1.2 Elect Director Robert Calderoni For For Management 1.3 Elect Director Jeneanne Hanley For For Management 1.4 Elect Director Emiko Higashi For For Management 1.5 Elect Director Kevin Kennedy For For Management 1.6 Elect Director Gary Moore For For Management 1.7 Elect Director Kiran Patel For For Management 1.8 Elect Director Victor Peng For For Management 1.9 Elect Director Robert Rango For For Management 1.10 Elect Director Richard Wallace For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KOITO MANUFACTURING CO., LTD. Ticker: 7276 Security ID: J34899104 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Appoint Statutory Auditor Kikuchi, For For Management Mitsuo 2.2 Appoint Statutory Auditor Kawaguchi, For For Management Yohei 2.3 Appoint Statutory Auditor Suzuki, For Against Management Yukinobu -------------------------------------------------------------------------------- KOSMOS ENERGY LTD. Ticker: KOS Security ID: 500688106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Andrew G. Inglis For For Management 1B Elect Director Richard Dearlove For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- KT CORP. Ticker: 030200 Security ID: 48268K101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Elect Ku Hyeon-mo as CEO For For Management 3 Approve Financial Statements and For For Management Allocation of Income 4.1 Elect Park Yoon-young as Inside For For Management Director 4.2 Elect Park Jong-ook as Inside Director For For Management 4.3 Elect Kang Chung-gu as Outside Director For For Management 4.4 Elect Park Chan-hi as Outside Director For For Management 4.5 Elect Yeo Eun-jung as Outside Director For For Management 4.6 Elect Pyo Hyun-myung as Outside For For Management Director 5.1 Elect Sung Tae-yoon as a Member of For Against Management Audit Committee 5.2 Elect Yeo Eun-jung as a Member of For For Management Audit Committee 5.3 Elect Kang Chung-gu as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Management Contract For For Management 8 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. Ticker: LVS Security ID: 517834107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sheldon G. Adelson For Withhold Management 1.2 Elect Director Irwin Chafetz For Withhold Management 1.3 Elect Director Micheline Chau For Withhold Management 1.4 Elect Director Patrick Dumont For Withhold Management 1.5 Elect Director Charles D. Forman For Withhold Management 1.6 Elect Director Robert G. Goldstein For Withhold Management 1.7 Elect Director George Jamieson For Withhold Management 1.8 Elect Director Charles A. Koppelman For Withhold Management 1.9 Elect Director Lewis Kramer For Withhold Management 1.10 Elect Director David F. Levi For Withhold Management 1.11 Elect Director Xuan Yan For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LEIDOS HOLDINGS, INC. Ticker: LDOS Security ID: 525327102 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory R. Dahlberg For For Management 1b Elect Director David G. Fubini For For Management 1c Elect Director Miriam E. John For For Management 1d Elect Director Frank Kendall, III For For Management 1e Elect Director Robert C. Kovarik, Jr. For For Management 1f Elect Director Harry M.J. Kraemer, Jr. For For Management 1g Elect Director Roger A. Krone For For Management 1h Elect Director Gary S. May For For Management 1i Elect Director Surya N. Mohapatra For For Management 1j Elect Director Lawrence C. Nussdorf For For Management 1k Elect Director Robert S. Shapard For For Management 1l Elect Director Susan M. Stalnecker For For Management 1m Elect Director Noel B. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Eliminate Cumulative Voting For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- LENNAR CORPORATION Ticker: LEN Security ID: 526057104 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rick Beckwitt For For Management 1b Elect Director Irving Bolotin For Against Management 1c Elect Director Steven L. Gerard For For Management 1d Elect Director Tig Gilliam For For Management 1e Elect Director Sherrill W. Hudson For For Management 1f Elect Director Jonathan M. Jaffe For For Management 1g Elect Director Sidney Lapidus For For Management 1h Elect Director Teri P. McClure For Against Management 1i Elect Director Stuart Miller For For Management 1j Elect Director Armando Olivera For Against Management 1k Elect Director Jeffrey Sonnenfeld For Against Management 1l Elect Director Scott Stowell For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MARATHON OIL CORPORATION Ticker: MRO Security ID: 565849106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory H. Boyce For For Management 1b Elect Director Chadwick C. Deaton For For Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director Jason B. Few For For Management 1e Elect Director Douglas L. Foshee For For Management 1f Elect Director M. Elise Hyland For For Management 1g Elect Director Lee M. Tillman For For Management 1h Elect Director J. Kent Wells For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Steven A. Davis For For Management 2b Elect Director J. Michael Stice For For Management 2c Elect Director John P. Surma For For Management 2d Elect Director Susan Tomasky For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Adopt Simple Majority Vote For For Shareholder 6 Report on Integrating Community Against Against Shareholder Impacts Into Executive Compensation Program -------------------------------------------------------------------------------- MARSH & MCLENNAN COMPANIES, INC. Ticker: MMC Security ID: 571748102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony K. Anderson For For Management 1b Elect Director Oscar Fanjul For For Management 1c Elect Director Daniel S. Glaser For For Management 1d Elect Director H. Edward Hanway For For Management 1e Elect Director Deborah C. Hopkins For For Management 1f Elect Director Tamara Ingram For For Management 1g Elect Director Jane H. Lute For For Management 1h Elect Director Steven A. Mills For For Management 1i Elect Director Bruce P. Nolop For For Management 1j Elect Director Marc D. Oken For For Management 1k Elect Director Morton O. Schapiro For For Management 1l Elect Director Lloyd M. Yates For For Management 1m Elect Director R. David Yost For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUN 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dominic J. Caruso For For Management 1.2 Elect Director N. Anthony Coles For For Management 1.3 Elect Director M. Christine Jacobs For For Management 1.4 Elect Director Donald R. Knauss For For Management 1.5 Elect Director Marie L. Knowles For For Management 1.6 Elect Director Bradley E. Lerman For For Management 1.7 Elect Director Edward A. Mueller For For Management 1.8 Elect Director Susan R. Salka For For Management 1.9 Elect Director Brian S. Tyler For For Management 1.10 Elect Director Kenneth E. Washington For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- MEDTRONIC PLC Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Andrea J. Goldsmith For For Management 1e Elect Director Randall J. Hogan, III For For Management 1f Elect Director Omar Ishrak For For Management 1g Elect Director Michael O. Leavitt For For Management 1h Elect Director James T. Lenehan For For Management 1i Elect Director Geoffrey S. Martha For For Management 1j Elect Director Elizabeth G. Nabel For For Management 1k Elect Director Denise M. O'Leary For For Management 1l Elect Director Kendall J. Powell For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Authorize Overseas Market Purchases of For For Management Ordinary Shares -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Mary Ellen Coe For For Management 1d Elect Director Pamela J. Craig For For Management 1e Elect Director Kenneth C. Frazier For For Management 1f Elect Director Thomas H. Glocer For For Management 1g Elect Director Risa J. Lavizzo-Mourey For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Corporate Tax Savings Against Against Shareholder Allocation -------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Ticker: MU Security ID: 595112103 Meeting Date: JAN 16, 2020 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Bailey For For Management 1.2 Elect Director Richard M. Beyer For For Management 1.3 Elect Director Steven J. Gomo For For Management 1.4 Elect Director Mary Pat McCarthy For For Management 1.5 Elect Director Sanjay Mehrotra For For Management 1.6 Elect Director Robert E. Switz For For Management 1.7 Elect Director MaryAnn Wright For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- MOHAWK INDUSTRIES, INC. Ticker: MHK Security ID: 608190104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karen A. Smith Bogart For Against Management 1.2 Elect Director Jeffrey S. Lorberbaum For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MOLINA HEALTHCARE, INC. Ticker: MOH Security ID: 60855R100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Elect Director Ronna E. Romney For For Management 1.b Elect Director Dale B. Wolf For For Management 1.c Elect Director Joseph M. Zubretsky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MONDELEZ INTERNATIONAL, INC. Ticker: MDLZ Security ID: 609207105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis W.K. Booth For For Management 1.2 Elect Director Charles E. Bunch For For Management 1.3 Elect Director Debra A. Crew For For Management 1.4 Elect Director Lois D. Juliber For For Management 1.5 Elect Director Peter W. May For For Management 1.6 Elect Director Jorge S. Mesquita For For Management 1.7 Elect Director Fredric G. Reynolds For For Management 1.8 Elect Director Christiana S. Shi For For Management 1.9 Elect Director Patrick T. Siewert For For Management 1.10 Elect Director Michael A. Todman For For Management 1.11 Elect Director Jean-Francois M. L. van For For Management Boxmeer 1.12 Elect Director Dirk Van de Put For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees -------------------------------------------------------------------------------- MOODY'S CORPORATION Ticker: MCO Security ID: 615369105 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Basil L. Anderson For For Management 1b Elect Director Jorge A. Bermudez For For Management 1c Elect Director Therese Esperdy For For Management 1d Elect Director Vincent A. Forlenza For For Management 1e Elect Director Kathryn M. Hill For For Management 1f Elect Director Raymond W. McDaniel, Jr. For For Management 1g Elect Director Henry A. McKinnell, Jr. For For Management 1h Elect Director Leslie F. Seidman For For Management 1i Elect Director Bruce Van Saun For For Management 2a Eliminate Supermajority Vote For For Management Requirements to Amend Charter and Bylaws 2b Eliminate Supermajority Vote For For Management Requirement to Remove Directors 2c Eliminate Supermajority Vote For For Management Requirement for Filling Open Board Seats 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NAVIENT CORPORATION Ticker: NAVI Security ID: 63938C108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frederick Arnold For For Management 1b Elect Director Anna Escobedo Cabral For For Management 1c Elect Director Larry A. Klane For For Management 1d Elect Director Katherine A. Lehman For For Management 1e Elect Director Linda A. Mills For For Management 1f Elect Director John (Jack) F. Remondi For For Management 1g Elect Director Jane J. Thompson For For Management 1h Elect Director Laura S. Unger For For Management 1i Elect Director David L Yowan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- NETAPP, INC. Ticker: NTAP Security ID: 64110D104 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director T. Michael Nevens For For Management 1b Elect Director Gerald Held For For Management 1c Elect Director Kathryn M. Hill For For Management 1d Elect Director Deborah L. Kerr For Against Management 1e Elect Director George Kurian For For Management 1f Elect Director Scott F. Schenkel For For Management 1g Elect Director George T. Shaheen For Against Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEXSTAR MEDIA GROUP, INC. Ticker: NXST Security ID: 65336K103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Miller For For Management 1.2 Elect Director John R. Muse For Withhold Management 1.3 Elect Director I. Martin Pompadur For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NINTENDO CO., LTD. Ticker: 7974 Security ID: J51699106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 820 2.1 Elect Director Furukawa, Shuntaro For Against Management 2.2 Elect Director Miyamoto, Shigeru For Against Management 2.3 Elect Director Takahashi, Shinya For Against Management 2.4 Elect Director Shiota, Ko For Against Management 2.5 Elect Director Shibata, Satoru For Against Management 3.1 Elect Director and Audit Committee For Against Management Member Noguchi, Naoki 3.2 Elect Director and Audit Committee For Against Management Member Umeyama, Katsuhiro 3.3 Elect Director and Audit Committee For Against Management Member Yamazaki, Masao 3.4 Elect Director and Audit Committee For For Management Member Shinkawa, Asa -------------------------------------------------------------------------------- NOBLE ENERGY, INC. Ticker: NBL Security ID: 655044105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey L. Berenson For For Management 1b Elect Director James E. Craddock For For Management 1c Elect Director Barbara J. Duganier For For Management 1d Elect Director Thomas J. Edelman For For Management 1e Elect Director Holli C. Ladhani For For Management 1f Elect Director David L. Stover For For Management 1g Elect Director Scott D. Urban For For Management 1h Elect Director William T. Van Kleef For For Management 1i Elect Director Martha B. Wyrsch For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NOMAD FOODS LIMITED Ticker: NOMD Security ID: G6564A105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin Ellis Franklin For For Management 1.2 Elect Director Noam Gottesman For For Management 1.3 Elect Director Ian G.H. Ashken For For Management 1.4 Elect Director Stefan Descheemaeker For For Management 1.5 Elect Director Jeremy Isaacs For For Management 1.6 Elect Director James E. Lillie For Against Management 1.7 Elect Director Stuart M. MacFarlane For For Management 1.8 Elect Director Lord Myners of Truro For Against Management 1.9 Elect Director Victoria Parry For Against Management 1.10 Elect Director Simon White For For Management 1.11 Elect Director Samy Zekhout For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: 66987V109 Meeting Date: FEB 28, 2020 Meeting Type: Annual Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.95 per Share 4 Approve CHF 30.2 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 9 Million 5.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 93 Million 5.3 Approve Remuneration Report For For Management 6.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 6.2 Reelect Nancy Andrews as Director For For Management 6.3 Reelect Ton Buechner as Director For For Management 6.4 Reelect Patrice Bula as Director For For Management 6.5 Reelect Srikant Datar as Director For For Management 6.6 Reelect Elizabeth Doherty as Director For For Management 6.7 Reelect Ann Fudge as Director For For Management 6.8 Reelect Frans van Houten as Director For For Management 6.9 Reelect Andreas von Planta as Director For For Management 6.10 Reelect Charles Sawyers as Director For For Management 6.11 Reelect Enrico Vanni as Director For For Management 6.12 Reelect William Winters as Director For For Management 6.13 Elect Bridgette Heller as Director For For Management 6.14 Elect Simon Moroney as Director For For Management 7.1 Reappoint Patrice Bula as Member of For For Management the Compensation Committee 7.2 Reappoint Srikant Datar as Member of For For Management the Compensation Committee 7.3 Reappoint Enrico Vanni as Member of For For Management the Compensation Committee 7.4 Reappoint William Winters as Member of For For Management the Compensation Committee 7.5 Appoint Bridgette Heller as Member of For For Management the Compensation Committee 8 Ratify PricewaterhouseCoopers AG as For For Management Auditors 9 Designate Peter Zahn as Independent For For Management Proxy 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- NOVO NORDISK A/S Ticker: NOVO.B Security ID: K72807132 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3.1 Receive Remuneration Report 2019 None None Management 3.2a Approve Remuneration of Directors for For For Management 2019 in the Aggregate Amount of DKK 19. 4 Million 3.2b Approve Remuneration of Directors for For For Management 2020 in the Amount of DKK 2.2 Million for the Chairman, DKK 1.4 Million for the Vice Chairman, and DKK 720,000 for Other Directors; Approve Remuneration for Committee Work 3.3 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 3.4 Amend Articles Re: Voting on the For For Management Company's Remuneration Report at Annual General Meetings 4 Approve Allocation of Income and For For Management Dividends 5.1 Reelect Helge Lund as Director and For For Management Chairman 5.2 Reelect Jeppe Christiansen as Director For For Management and Deputy Chairman 5.3a Reelect Brian Daniels as Director For For Management 5.3b Reelect Laurence Debroux as Director For For Management 5.3c Reelect Andreas Fibig as Director For For Management 5.3d Reelect Sylvie Gregoire as Director For For Management 5.3e Reelect Liz Hewitt as Director For For Management 5.3f Reelect Kasim Kutay as Director For For Management 5.3g Reelect Martin Mackay as Director For For Management 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7.1 Approve DKK 10 Million Reduction in For For Management Share Capital via B Share Cancellation 7.2 Authorize Share Repurchase Program For For Management 7.3a Approve Creation of Pool of Capital For Against Management for the Benefit of Employees 7.3b Approve Creation of Pool of Capital For For Management with Preemptive Rights 7.3c Approve Creation of Pool of Capital For For Management without Preemptive Rights 7.4 Approve Donation to the World Diabetes For For Management Foundation 8 Disclosure of the Ratio between Against Against Shareholder Executive and Employee Remuneration in the Annual Reports 9 Other Business None None Management -------------------------------------------------------------------------------- ON SEMICONDUCTOR CORPORATION Ticker: ON Security ID: 682189105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Atsushi Abe For For Management 1b Elect Director Alan Campbell For Against Management 1c Elect Director Gilles Delfassy For For Management 1d Elect Director Emmanuel T. Hernandez For Against Management 1e Elect Director Keith D. Jackson For For Management 1f Elect Director Paul A. Mascarenas For Against Management 1g Elect Director Christine Y. Yan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For Withhold Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For Withhold Management 1.5 Elect Director George H. Conrades For Withhold Management 1.6 Elect Director Lawrence J. Ellison For For Management 1.7 Elect Director Rona A. Fairhead For For Management 1.8 Elect Director Hector Garcia-Molina None None Management *Withdrawn Resolution* 1.9 Elect Director Jeffrey O. Henley For For Management 1.10 Elect Director Mark V. Hurd - Deceased None None Management 1.11 Elect Director Renee J. James For Withhold Management 1.12 Elect Director Charles W. Moorman, IV For Withhold Management 1.13 Elect Director Leon E. Panetta For Withhold Management 1.14 Elect Director William G. Parrett For For Management 1.15 Elect Director Naomi O. Seligman For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Gender Pay Gap Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- OWENS CORNING Ticker: OC Security ID: 690742101 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian D. Chambers For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Adrienne D. Elsner For For Management 1d Elect Director J. Brian Ferguson For For Management 1e Elect Director Ralph F. Hake For For Management 1f Elect Director Edward F. Lonergan For For Management 1g Elect Director Maryann T. Mannen For For Management 1h Elect Director W. Howard Morris For For Management 1i Elect Director Suzanne P. Nimocks For For Management 1j Elect Director John D. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION Ticker: PH Security ID: 701094104 Meeting Date: OCT 23, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lee C. Banks For For Management 1.2 Elect Director Robert G. Bohn For For Management 1.3 Elect Director Linda S. Harty For For Management 1.4 Elect Director Kevin A. Lobo For For Management 1.5 Elect Director Candy M. Obourn For For Management 1.6 Elect Director Joseph Scaminace For For Management 1.7 Elect Director Ake Svensson For For Management 1.8 Elect Director Laura K. Thompson For For Management 1.9 Elect Director James R. Verrier For For Management 1.10 Elect Director James L. Wainscott For For Management 1.11 Elect Director Thomas L. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shona L. Brown For For Management 1b Elect Director Cesar Conde For For Management 1c Elect Director Ian Cook For For Management 1d Elect Director Dina Dublon For For Management 1e Elect Director Richard W. Fisher For For Management 1f Elect Director Michelle Gass For For Management 1g Elect Director Ramon L. Laguarta For For Management 1h Elect Director David C. Page For For Management 1i Elect Director Robert C. Pohlad For For Management 1j Elect Director Daniel Vasella For For Management 1k Elect Director Darren Walker For For Management 1l Elect Director Alberto Weisser For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 5 Report on Sugar and Public Health Against Against Shareholder -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: MAR 04, 2020 Meeting Type: Special Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption of Petrobras For For Management Negocios Eletronicos S.A. (e-PETRO) 2 Amend Articles and Consolidate Bylaws For Against Management 3 Elect Maria Claudia Guimaraes as For For Management Director -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director James M. Kilts For Against Management 1.9 Elect Director Dan R. Littman For For Management 1.10 Elect Director Shantanu Narayen For For Management 1.11 Elect Director Suzanne Nora Johnson For For Management 1.12 Elect Director James Quincey For For Management 1.13 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Amend Proxy Access Right Against For Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Gender Pay Gap Against Against Shareholder 9 Elect Director Susan Desmond-Hellmann For For Management -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Ticker: PM Security ID: 718172109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andre Calantzopoulos For For Management 1b Elect Director Louis C. Camilleri For For Management 1c Elect Director Werner Geissler For For Management 1d Elect Director Lisa A. Hook For For Management 1e Elect Director Jennifer Li For For Management 1f Elect Director Jun Makihara For For Management 1g Elect Director Kalpana Morparia For For Management 1h Elect Director Lucio A. Noto For For Management 1i Elect Director Frederik Paulsen For For Management 1j Elect Director Robert B. Polet For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers SA as For For Management Auditor -------------------------------------------------------------------------------- PVH CORP. Ticker: PVH Security ID: 693656100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary Baglivo For For Management 1b Elect Director Brent Callinicos For For Management 1c Elect Director Emanuel Chirico For For Management 1d Elect Director Joseph B. Fuller For For Management 1e Elect Director V. James Marino For For Management 1f Elect Director G. Penny McIntyre For For Management 1g Elect Director Amy McPherson For For Management 1h Elect Director Henry Nasella For For Management 1i Elect Director Edward R. Rosenfeld For For Management 1j Elect Director Craig Rydin For For Management 1k Elect Director Judith Amanda Sourry For For Management Knox 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- QORVO, INC. Ticker: QRVO Security ID: 74736K101 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUN 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph G. Quinsey For For Management 1.2 Elect Director Robert A. Bruggeworth For For Management 1.3 Elect Director Jeffery R. Gardner For For Management 1.4 Elect Director John R. Harding For For Management 1.5 Elect Director David H. Y. Ho For For Management 1.6 Elect Director Roderick D. Nelson For For Management 1.7 Elect Director Walden C. Rhines For For Management 1.8 Elect Director Susan L. Spradley For For Management 1.9 Elect Director Walter H. Wilkinson, Jr. For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RAYTHEON TECHNOLOGIES CORPORATION Ticker: RTX Security ID: 913017109 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd J. Austin, III For For Management 1b Elect Director Gregory J. Hayes For For Management 1c Elect Director Marshall O. Larsen For For Management 1d Elect Director Robert K. (Kelly) For For Management Ortberg 1e Elect Director Margaret L. O'Sullivan For For Management 1f Elect Director Denise L. Ramos For For Management 1g Elect Director Fredric G. Reynolds For For Management 1h Elect Director Brian C. Rogers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Adopt Simple Majority Vote None For Shareholder 5 Report on Plant Closures Against Against Shareholder -------------------------------------------------------------------------------- REGIONS FINANCIAL CORPORATION Ticker: RF Security ID: 7591EP100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carolyn H. Byrd For For Management 1b Elect Director Don DeFosset For For Management 1c Elect Director Samuel A. Di Piazza, Jr. For For Management 1d Elect Director Zhanna Golodryga For For Management 1e Elect Director John D. Johns For For Management 1f Elect Director Ruth Ann Marshall For For Management 1g Elect Director Charles D. McCrary For For Management 1h Elect Director James T. Prokopanko For For Management 1i Elect Director Lee J. Styslinger, III For For Management 1j Elect Director Jose S. Suquet For For Management 1k Elect Director John M. Turner, Jr. For For Management 1l Elect Director Timothy Vines For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REINSURANCE GROUP OF AMERICA, INCORPORATED Ticker: RGA Security ID: 759351604 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pina Albo For For Management 1b Elect Director Christine R. Detrick For For Management 1c Elect Director J. Cliff Eason For For Management 1d Elect Director John J. Gauthier For For Management 1e Elect Director Anna Manning For For Management 1f Elect Director Hazel M. McNeilage For For Management 1g Elect Director Steven C. Van Wyk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Articles of Incorporation to For For Management Allow Special Meetings be Called from Time to Time and to Remove Certain Provisions 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSB Security ID: G7690A100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Elect Dick Boer as Director For For Management 5 Elect Andrew Mackenzie as Director For For Management 6 Elect Martina Hund-Mejean as Director For For Management 7 Re-elect Ben van Beurden as Director For For Management 8 Re-elect Neil Carson as Director For For Management 9 Re-elect Ann Godbehere as Director For For Management 10 Re-elect Euleen Goh as Director For For Management 11 Re-elect Charles Holliday as Director For For Management 12 Re-elect Catherine Hughes as Director For For Management 13 Re-elect Sir Nigel Sheinwald as For For Management Director 14 Re-elect Jessica Uhl as Director For For Management 15 Re-elect Gerrit Zalm as Director For For Management 16 Reappoint Ernst & Young LLP as Auditors For For Management 17 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Request Shell to Set and Publish Against Against Shareholder Targets for Greenhouse Gas (GHG) Emissions -------------------------------------------------------------------------------- S&P GLOBAL INC. Ticker: SPGI Security ID: 78409V104 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marco Alvera For For Management 1.2 Elect Director William J. Amelio For For Management 1.3 Elect Director William D. Green For For Management 1.4 Elect Director Charles E. Haldeman, Jr. For For Management 1.5 Elect Director Stephanie C. Hill For For Management 1.6 Elect Director Rebecca J. Jacoby For For Management 1.7 Elect Director Monique F. Leroux For For Management 1.8 Elect Director Maria R. Morris For For Management 1.9 Elect Director Douglas L. Peterson For For Management 1.10 Elect Director Edward B. Rust, Jr. For For Management 1.11 Elect Director Kurt L. Schmoke For For Management 1.12 Elect Director Richard E. Thornburgh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Provide Directors May Be Removed With For For Management or Without Cause 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO., LTD. Ticker: 005930 Security ID: Y74718100 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Han Jong-hee as Inside Director For For Management 2.2 Elect Choi Yoon-ho as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SCIENCE APPLICATIONS INTERNATIONAL CORPORATION Ticker: SAIC Security ID: 808625107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bedingfield For For Management 1b Elect Director Carol A. Goode For For Management 1c Elect Director John J. Hamre For For Management 1d Elect Director Yvette M. Kanouff For For Management 1e Elect Director Nazzic S. Keene For For Management 1f Elect Director David M. Kerko For For Management 1g Elect Director Timothy J. Mayopoulos For For Management 1h Elect Director Katharina G. McFarland For For Management 1i Elect Director Donna S. Morea For For Management 1j Elect Director Steven R. Shane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SLM CORPORATION Ticker: SLM Security ID: 78442P106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul G. Child For For Management 1b Elect Director Mary Carter Warren For For Management Franke 1c Elect Director Earl A. Goode For For Management 1d Elect Director Marianne M. Keler For For Management 1e Elect Director Mark L. Lavelle For For Management 1f Elect Director Jim Matheson For For Management 1g Elect Director Frank C. Puleo For For Management 1h Elect Director Vivian C. Schneck-Last For For Management 1i Elect Director William N. Shiebler For For Management 1j Elect Director Robert S. Strong For For Management 1k Elect Director Jonathan W. Witter For For Management 1l Elect Director Kirsten O. Wolberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SONY CORP. Ticker: 6758 Security ID: J76379106 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management 2.1 Elect Director Yoshida, Kenichiro For For Management 2.2 Elect Director Totoki, Hiroki For For Management 2.3 Elect Director Sumi, Shuzo For For Management 2.4 Elect Director Tim Schaaff For For Management 2.5 Elect Director Matsunaga, Kazuo For For Management 2.6 Elect Director Oka, Toshiko For For Management 2.7 Elect Director Akiyama, Sakie For For Management 2.8 Elect Director Wendy Becker For For Management 2.9 Elect Director Hatanaka, Yoshihiko For For Management 2.10 Elect Director Adam Crozier For For Management 2.11 Elect Director Kishigami, Keiko For For Management 2.12 Elect Director Joseph A. Kraft Jr For For Management 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- SPIRIT AEROSYSTEMS HOLDINGS, INC. Ticker: SPR Security ID: 848574109 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen A. Cambone For For Management 1b Elect Director Charles L. Chadwell For For Management 1c Elect Director Irene M. Esteves For For Management 1d Elect Director Paul E. Fulchino For For Management 1e Elect Director Thomas C. Gentile, III For For Management 1f Elect Director Richard A. Gephardt For For Management 1g Elect Director Robert D. Johnson For For Management 1h Elect Director Ronald T. Kadish For For Management 1i Elect Director John L. Plueger For For Management 1j Elect Director Laura H. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- SUMITOMO MITSUI FINANCIAL GROUP, INC. Ticker: 8316 Security ID: J7771X109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2.1 Elect Director Kunibe, Takeshi For Against Management 2.2 Elect Director Ota, Jun For For Management 2.3 Elect Director Takashima, Makoto For For Management 2.4 Elect Director Nagata, Haruyuki For For Management 2.5 Elect Director Nakashima, Toru For For Management 2.6 Elect Director Inoue, Atsuhiko For For Management 2.7 Elect Director Mikami, Toru For For Management 2.8 Elect Director Shimizu, Yoshihiko For For Management 2.9 Elect Director Matsumoto, Masayuki For Against Management 2.10 Elect Director Arthur M. Mitchell For Against Management 2.11 Elect Director Yamazaki, Shozo For For Management 2.12 Elect Director Kono, Masaharu For Against Management 2.13 Elect Director Tsutsui, Yoshinobu For Against Management 2.14 Elect Director Shimbo, Katsuyoshi For For Management 2.15 Elect Director Sakurai, Eriko For For Management -------------------------------------------------------------------------------- SUNTRUST BANKS, INC. Ticker: STI Security ID: 867914103 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SYNCHRONY FINANCIAL Ticker: SYF Security ID: 87165B103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Margaret M. Keane For For Management 1b Elect Director Fernando Aguirre For For Management 1c Elect Director Paget L. Alves For For Management 1d Elect Director Arthur W. Coviello, Jr. For For Management 1e Elect Director William W. Graylin For For Management 1f Elect Director Roy A. Guthrie For For Management 1g Elect Director Richard C. Hartnack For For Management 1h Elect Director Jeffrey G. Naylor For For Management 1i Elect Director Laurel J. Richie For For Management 1j Elect Director Olympia J. Snowe For For Management 1k Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNEOS HEALTH, INC. Ticker: SYNH Security ID: 87166B102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bernadette M. For For Management Connaughton 1b Elect Director Kenneth F. Meyers For For Management 1c Elect Director Matthew E. Monaghan For For Management 1d Elect Director Joshua M. Nelson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TELEPERFORMANCE SE Ticker: TEP Security ID: F9120F106 Meeting Date: OCT 01, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- TELEPERFORMANCE SE Ticker: TEP Security ID: F9120F106 Meeting Date: JUN 26, 2020 Meeting Type: Annual/Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.40 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Compensation of Corporate For For Management Officers 6 Approve Compensation of Daniel Julien, For For Management Chairman and CEO 7 Approve Compensation of Olivier For For Management Rigaudy, Vice-CEO 8 Approve Remuneration Policy of For For Management Directors 9 Approve Remuneration Policy of For For Management Chairman and CEO 10 Approve Remuneration Policy of Vice-CEO For For Management 11 Reelect Christobel Selecky as Director For For Management 12 Reelect Angela Maria Sierra-Moreno as For For Management Director 13 Reelect Jean Guez as Director For For Management 14 Reelect Bernard Canetti as Director For For Management 15 Reelect Philippe Dominati as Director For For Management 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 14.5 Million 19 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 7.2 Million 20 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 17-19 21 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 22 Amend Article 14 of Bylaws Re: For For Management Employee Representatives 23 Amend Article 11 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 24 Amend Article 13 of Bylaws Re: For For Management Shareholders Identification 25 Amend Article 14 of Bylaws Re: Shares For For Management Hold by Board Members 26 Amend Article 20 of Bylaws Re: For For Management Corporate Officers Remuneration 27 Amend Article 27 of Bylaws Re: For For Management Corporate Officers Remuneration 28 Amend Article 21 of Bylaws Re: For For Management Agreement Between Company and Corporate Officer 29 Amend Article 23 of Bylaws Re: For For Management Deadline of Notice of Meeting 30 Textual References Regarding Change of For Against Management Codification 31 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- TEXTRON INC. Ticker: TXT Security ID: 883203101 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott C. Donnelly For For Management 1b Elect Director Kathleen M. Bader For For Management 1c Elect Director R. Kerry Clark For For Management 1d Elect Director James T. Conway For For Management 1e Elect Director Paul E. Gagne For For Management 1f Elect Director Ralph D. Heath For For Management 1g Elect Director Deborah Lee James For For Management 1h Elect Director Lionel L. Nowell, III For For Management 1i Elect Director James L. Ziemer For For Management 1j Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kermit R. Crawford For For Management 1b Elect Director Michael L. Eskew For For Management 1c Elect Director Margaret M. Keane For For Management 1d Elect Director Siddharth N. (Bobby) For For Management Mehta 1e Elect Director Jacques P. Perold For For Management 1f Elect Director Andrea Redmond For For Management 1g Elect Director Gregg M. Sherrill For For Management 1h Elect Director Judith A. Sprieser For For Management 1i Elect Director Perry M. Traquina For For Management 1j Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William S. Haraf For For Management 1b Elect Director Frank C. Herringer For For Management 1c Elect Director Roger O. Walther For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Proxy Access Right For For Management 6 Adopt Policy to Annually Disclose Against For Shareholder EEO-1 Data 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: JUN 04, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Amend Charter For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For For Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director David A. Viniar For For Management 1k Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Review of Statement on the Purpose of Against Against Shareholder a Corporation -------------------------------------------------------------------------------- THE MOSAIC COMPANY Ticker: MOS Security ID: 61945C103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl K. Beebe For For Management 1b Elect Director Oscar P. Bernardes For For Management 1c Elect Director Nancy E. Cooper For For Management 1d Elect Director Gregory L. Ebel For For Management 1e Elect Director Timothy S. Gitzel For For Management 1f Elect Director Denise C. Johnson For For Management 1g Elect Director Emery N. Koenig For For Management 1h Elect Director James 'Joc' C. O'Rourke For For Management 1i Elect Director David T. Seaton For For Management 1j Elect Director Steven M. Seibert For For Management 1k Elect Director Luciano Siani Pires For For Management 1l Elect Director Gretchen H. Watkins For For Management 1m Elect Director Kelvin W. Westbrook For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. Ticker: PNC Security ID: 693475105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Alvarado For For Management 1.2 Elect Director Charles E. Bunch For For Management 1.3 Elect Director Debra A. Cafaro For For Management 1.4 Elect Director Marjorie Rodgers For For Management Cheshire 1.5 Elect Director William S. Demchak For For Management 1.6 Elect Director Andrew T. Feldstein For For Management 1.7 Elect Director Richard J. Harshman For For Management 1.8 Elect Director Daniel R. Hesse For For Management 1.9 Elect Director Linda R. Medler For For Management 1.10 Elect Director Martin Pfinsgraff For For Management 1.11 Elect Director Toni Townes-Whitley For For Management 1.12 Elect Director Michael J. Ward For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- THE STARS GROUP INC. Ticker: TSGI Security ID: 85570W100 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by Flutter For For Management Entertainment plc -------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. Ticker: TRV Security ID: 89417E109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan L. Beller For For Management 1b Elect Director Janet M. Dolan For For Management 1c Elect Director Patricia L. Higgins For For Management 1d Elect Director William J. Kane For For Management 1e Elect Director Clarence Otis, Jr. For For Management 1f Elect Director Elizabeth E. Robinson For For Management 1g Elect Director Philip T. (Pete) For For Management Ruegger, III 1h Elect Director Todd C. Schermerhorn For For Management 1i Elect Director Alan D. Schnitzer For For Management 1j Elect Director Donald J. Shepard For For Management 1k Elect Director Laurie J. Thomsen For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: 89151E109 Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.68 per Share and Option for Stock Dividend Program 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Patricia Barbizet as Director For For Management 7 Reelect Marie-Christine For For Management Coisne-Roquette as Director 8 Reelect Mark Cutifani as Director For For Management 9 Elect Jerome Contamine as Director For For Management 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation of Patrick For For Management Pouyanne, Chairman and CEO 13 Approve Remuneration Policy of For For Management Chairman and CEO 14 Approve Change of Corporate Form to For For Management Societe Europeenne (SE) and Amend Bylaws Accordingly 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million 17 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million 18 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize up to 0.75 Percent of Issued For For Management Capital for Use in Stock Option Plans A Instruct Company to Set and Publish Against Against Shareholder Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly -------------------------------------------------------------------------------- TRACTOR SUPPLY COMPANY Ticker: TSCO Security ID: 892356106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia T. Jamison For For Management 1.2 Elect Director Ricardo Cardenas For For Management 1.3 Elect Director Denise L. Jackson For For Management 1.4 Elect Director Thomas A. Kingsbury For For Management 1.5 Elect Director Ramkumar Krishnan For For Management 1.6 Elect Director George MacKenzie For For Management 1.7 Elect Director Edna K. Morris For For Management 1.8 Elect Director Mark J. Weikel For For Management 1.9 Elect Director Harry A. Lawton, III For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- TRUIST FINANCIAL CORPORATION Ticker: TFC Security ID: 89832Q109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer S. Banner For For Management 1.2 Elect Director K. David Boyer, Jr. For For Management 1.3 Elect Director Agnes Bundy Scanlan For For Management 1.4 Elect Director Anna R. Cablik For For Management 1.5 Elect Director Dallas S. Clement For For Management 1.6 Elect Director Paul D. Donahue For For Management 1.7 Elect Director Paul R. Garcia For For Management 1.8 Elect Director Patrick C. Graney, III For For Management 1.9 Elect Director Linnie M. Haynesworth For For Management 1.10 Elect Director Kelly S. King For For Management 1.11 Elect Director Easter A. Maynard For For Management 1.12 Elect Director Donna S. Morea For For Management 1.13 Elect Director Charles A. Patton For For Management 1.14 Elect Director Nido R. Qubein For For Management 1.15 Elect Director David M. Ratcliffe For For Management 1.16 Elect Director William H. Rogers, Jr. For For Management 1.17 Elect Director Frank P. Scruggs, Jr. For For Management 1.18 Elect Director Christine Sears For For Management 1.19 Elect Director Thomas E. Skains For For Management 1.20 Elect Director Bruce L. Tanner For For Management 1.21 Elect Director Thomas N. Thompson For For Management 1.22 Elect Director Steven C. Voorhees For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- TS TECH CO., LTD. Ticker: 7313 Security ID: J9299N100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 43 2 Amend Articles to Clarify Director For For Management Authority on Board Meetings 3.1 Elect Director Yasuda, Masanari For Against Management 3.2 Elect Director Nakajima, Yoshitaka For Against Management 3.3 Elect Director Hasegawa, Kenichi For Against Management 3.4 Elect Director Hayashi, Akihiko For Against Management 3.5 Elect Director Arai, Yutaka For Against Management 3.6 Elect Director Igaki, Atsushi For Against Management 3.7 Elect Director Toba, Eiji For Against Management 3.8 Elect Director Kobori, Takahiro For Against Management 3.9 Elect Director Suzaki, Yasushi For Against Management 3.10 Elect Director Mutaguchi, Teruyasu For Against Management 3.11 Elect Director Ogita, Takeshi For For Management 4.1 Appoint Statutory Auditor Sekine, For For Management Tatsuo 4.2 Appoint Statutory Auditor Hayashi, For For Management Hajime 5 Appoint Alternate Statutory Auditor For For Management Yamada, Hideo -------------------------------------------------------------------------------- TYSON FOODS, INC. Ticker: TSN Security ID: 902494103 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Tyson For For Management 1b Elect Director Gaurdie E. Banister, Jr. For For Management 1c Elect Director Dean Banks For For Management 1d Elect Director Mike Beebe For For Management 1e Elect Director Mikel A. Durham For For Management 1f Elect Director Jonathan D. Mariner For For Management 1g Elect Director Kevin M. McNamara For For Management 1h Elect Director Cheryl S. Miller For For Management 1i Elect Director Jeffrey K. Schomburger For For Management 1j Elect Director Robert Thurber For For Management 1k Elect Director Barbara A. Tyson For Against Management 1l Elect Director Noel White For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Deforestation Impacts in Against For Shareholder Company's Supply Chain 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Human Rights Risk Assessment Against For Shareholder Process 7 Adopt Share Retention Policy For Against For Shareholder Senior Executives -------------------------------------------------------------------------------- UNILEVER NV Ticker: UNA Security ID: 904784709 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discussion of the Annual Report and None None Management Accounts for the 2019 Financial Year 2 Approve Financial Statements and For For Management Allocation of Income 3 Approve Remuneration Report For For Management 4 Approve Discharge of Executive For For Management Directors 5 Approve Discharge of Non-Executive For For Management Directors 6 Reelect N Andersen as Non-Executive For For Management Director 7 Reelect L Cha as Non-Executive Director For For Management 8 Reelect V Colao as Non-Executive For For Management Director 9 Reelect J Hartmann as Non-Executive For For Management Director 10 Reelect A Jope as Executive Director For For Management 11 Reelect A Jung as Non-Executive For For Management Director 12 Reelect S Kilsby as Non-Executive For For Management Director 13 Reelect S Masiyiwa as Non-Executive For For Management Director 14 Reelect Y Moon as Non-Executive For For Management Director 15 Reelect G Pitkethly as Executive For For Management Director 16 Reelect J Rishton as Director For For Management 17 Reelect F Sijbesma as Director For For Management 18 Ratify KPMG as Auditors For For Management 19 Grant Board Authority to Issue Shares For For Management 20 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances for General Corporate Purposes 21 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances for Acquisition or Specified Capital Investment Purposes 22 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 23 Approve Reduction in Share Capital For For Management through Cancellation of Ordinary Shares -------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Ticker: UNP Security ID: 907818108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew H. Card, Jr. For For Management 1b Elect Director William J. DeLaney For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Lance M. Fritz For For Management 1e Elect Director Deborah C. Hopkins For For Management 1f Elect Director Jane H. Lute For For Management 1g Elect Director Michael R. McCarthy For For Management 1h Elect Director Thomas F. McLarty, III For For Management 1i Elect Director Bhavesh V. Patel For For Management 1j Elect Director Jose H. Villarreal For For Management 1k Elect Director Christopher J. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Report on Climate Change Against Against Shareholder -------------------------------------------------------------------------------- UNITED OVERSEAS BANK LIMITED (SINGAPORE) Ticker: U11 Security ID: Y9T10P105 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final and Special Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Directors to Fix Their Remuneration 5 Elect Wee Ee Cheong as Director For Against Management 6 Elect Alexander Charles Hungate as For For Management Director 7 Elect Michael Lien Jown Leam as For Against Management Director 8 Elect Steven Phan Swee Kim as Director For For Management 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Issuance of Shares Pursuant to For For Management the UOB Scrip Dividend Scheme 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Rodney C. Adkins For For Management 1c Elect Director Michael J. Burns For For Management 1d Elect Director William R. Johnson For For Management 1e Elect Director Ann M. Livermore For For Management 1f Elect Director Rudy H.P. Markham For For Management 1g Elect Director Franck J. Moison For For Management 1h Elect Director Clark 'Sandy' T. Randt, For For Management Jr. 1i Elect Director Christiana Smith Shi For For Management 1j Elect Director John T. Stankey For For Management 1k Elect Director Carol B. Tome For For Management 1l Elect Director Kevin Warsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Climate Change Against For Shareholder -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Ticker: UTX Security ID: 913017109 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard T. Burke For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Stephen J. Hemsley For For Management 1d Elect Director Michele J. Hooper For For Management 1e Elect Director F. William McNabb, III For For Management 1f Elect Director Valerie C. Montgomery For For Management Rice 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Glenn M. Renwick For For Management 1i Elect Director David S. Wichmann For For Management 1j Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- UNIVERSAL HEALTH SERVICES, INC. Ticker: UHS Security ID: 913903100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lawrence S. Gibbs For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Ticker: VLO Security ID: 91913Y100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director H. Paulett Eberhart For For Management 1B Elect Director Joseph W. Gorder For For Management 1C Elect Director Kimberly S. Greene For For Management 1D Elect Director Deborah P. Majoras For For Management 1E Elect Director Eric D. Mullins For For Management 1F Elect Director Donald L. Nickles For For Management 1G Elect Director Philip J. Pfeiffer For For Management 1H Elect Director Robert A. Profusek For For Management 1I Elect Director Stephen M. Waters For For Management 1J Elect Director Randall J. Weisenburger For For Management 1K Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Vittorio Colao For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director Clarence Otis, Jr. For For Management 1.6 Elect Director Daniel H. Schulman For For Management 1.7 Elect Director Rodney E. Slater For For Management 1.8 Elect Director Hans E. Vestberg For For Management 1.9 Elect Director Gregory G. Weaver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Above-Market Earnings in Against Against Shareholder Executive Retirement Plans 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Assess Feasibility of Data Privacy as Against For Shareholder a Performance Measure for Senior Executive Compensation 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- VISTA OIL & GAS SA DE CV Ticker: VISTAA Security ID: P9799N108 Meeting Date: JUL 18, 2019 Meeting Type: Special Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Increase in Variable Share For Against Management Capital via Issuance of Series A Shares without Preemptive Rights 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- VISTRA ENERGY CORP. Ticker: VST Security ID: 92840M102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Hilary E. Ackermann For For Management 2.2 Elect Director Arcilia C. Acosta For For Management 2.3 Elect Director Gavin R. Baiera For For Management 2.4 Elect Director Paul M. Barbas For For Management 2.5 Elect Director Lisa Crutchfield For For Management 2.6 Elect Director Brian K. Ferraioli For For Management 2.7 Elect Director Scott B. Helm For For Management 2.8 Elect Director Jeff D. Hunter For For Management 2.9 Elect Director Curtis A. Morgan For For Management 2.10 Elect Director John R. (JR) Sult For For Management 3.1 Elect Director Gavin R. Baiera For For Management 3.2 Elect Director Scott B. Helm For For Management 3.3 Elect Director Curtis A. Morgan For For Management 3.4 Elect Director John R. (JR) Sult For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Celeste A. Clark For For Management 1c Elect Director Theodore F. Craver, Jr. For For Management 1d Elect Director Wayne M. Hewett For For Management 1e Elect Director Donald M. James For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Charles H. Noski For For Management 1h Elect Director Richard B. Payne, Jr. For For Management 1i Elect Director Juan A. Pujadas For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Incentive-Based Compensation Against For Shareholder and Risks of Material Losses 6 Report on Global Median Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- WHIRLPOOL CORPORATION Ticker: WHR Security ID: 963320106 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Marc R. Bitzer For For Management 1c Elect Director Greg Creed For For Management 1d Elect Director Gary T. DiCamillo For For Management 1e Elect Director Diane M. Dietz For For Management 1f Elect Director Gerri T. Elliott For For Management 1g Elect Director Jennifer A. LaClair For For Management 1h Elect Director John D. Liu For For Management 1i Elect Director James M. Loree For For Management 1j Elect Director Harish Manwani For For Management 1k Elect Director Patricia K. Poppe For For Management 1l Elect Director Larry O. Spencer For For Management 1m Elect Director Michael D. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WYNDHAM DESTINATIONS, INC. Ticker: WYND Security ID: 98310W108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louise F. Brady For For Management 1.2 Elect Director Michael D. Brown For For Management 1.3 Elect Director James E. Buckman For For Management 1.4 Elect Director George Herrera For For Management 1.5 Elect Director Stephen P. Holmes For For Management 1.6 Elect Director Denny Marie Post For For Management 1.7 Elect Director Ronald L. Rickles For For Management 1.8 Elect Director Michael H. Wargotz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WYNDHAM HOTELS & RESORTS, INC. Ticker: WH Security ID: 98311A105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Myra J. Biblowit For For Management 1.2 Elect Director Bruce B. Churchill For For Management 1.3 Elect Director Pauline D.E. Richards For For Management 2a Eliminate Supermajority Vote For For Management Requirement to Amend Certificate of Incorporation and Bylaws 2b Eliminate Supermajority Vote For For Management Requirement to Remove Directors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WYNN MACAU LIMITED Ticker: 1128 Security ID: G98149100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Matthew O. Maddox as Director For For Management 2b Elect Nicholas Sallnow-Smith as For For Management Director 2c Elect Bruce Rockowitz as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Issuance of Shares Under the For Against Management Employee Ownership Scheme 9 Approve Increase the Scheme Limit For Against Management Under the Employee Ownership Scheme -------------------------------------------------------------------------------- XEROX HOLDINGS CORPORATION Ticker: XRX Security ID: 98421M106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith Cozza For Against Management 1.2 Elect Director Jonathan Christodoro For Against Management 1.3 Elect Director Joseph J. Echevarria For For Management 1.4 Elect Director Nicholas Graziano For Against Management 1.5 Elect Director Cheryl Gordon Krongard For For Management 1.6 Elect Director Scott Letier For Against Management 1.7 Elect Director Giovanni ('John') For For Management Visentin 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- YAMANA GOLD INC. Ticker: YRI Security ID: 98462Y100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Begeman For For Management 1.2 Elect Director Christiane Bergevin For For Management 1.3 Elect Director Alexander Davidson For Withhold Management 1.4 Elect Director Richard Graff For For Management 1.5 Elect Director Kimberly Keating For For Management 1.6 Elect Director Peter Marrone For For Management 1.7 Elect Director Jane Sadowsky For For Management 1.8 Elect Director Dino Titaro For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ZEE ENTERTAINMENT ENTERPRISES LIMITED Ticker: 505537 Security ID: Y98893152 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Dividend on Preference Shares For For Management 3 Declare Dividend on Equity Shares For For Management 4 Reelect Subhash Chandra as Director For Against Management 5 Approve Remuneration of Cost Auditors For For Management =================== Boston Partners Small Cap Value II Fund ==================== ABM INDUSTRIES INCORPORATED Ticker: ABM Security ID: 000957100 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: JAN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald F. Colleran For Against Management 1b Elect Director Thomas M. Gartland For For Management 1c Elect Director Winifred (Wendy) M. Webb For For Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ACCO BRANDS CORPORATION Ticker: ACCO Security ID: 00081T108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James A. Buzzard For For Management 1b Elect Director Kathleen S. Dvorak For For Management 1c Elect Director Boris Elisman For For Management 1d Elect Director Pradeep Jotwani For For Management 1e Elect Director Robert J. Keller For For Management 1f Elect Director Thomas Kroeger For For Management 1g Elect Director Ron Lombardi For For Management 1h Elect Director Graciela I. Monteagudo For For Management 1i Elect Director Hans Michael Norkus For For Management 1j Elect Director E. Mark Rajkowski For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AEGION CORPORATION Ticker: AEGN Security ID: 00770F104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen P. Cortinovis For For Management 1b Elect Director Stephanie A. Cuskley For For Management 1c Elect Director Walter J. Galvin For For Management 1d Elect Director Rhonda Germany Ballintyn For For Management 1e Elect Director Charles R. Gordon For For Management 1f Elect Director M. Richard Smith For For Management 1g Elect Director Phillip D. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AIR LEASE CORPORATION Ticker: AL Security ID: 00912X302 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew J. Hart For For Management 1b Elect Director Cheryl Gordon Krongard For For Management 1c Elect Director Marshall O. Larsen For For Management 1d Elect Director Susan McCaw For For Management 1e Elect Director Robert A. Milton For For Management 1f Elect Director John L. Plueger For For Management 1g Elect Director Ian M. Saines For For Management 1h Elect Director Steven F. Udvar-Hazy For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERISAFE, INC. Ticker: AMSF Security ID: 03071H100 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Brown For For Management 1.2 Elect Director G. Janelle Frost For For Management 1.3 Elect Director Sean M. Traynor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- APERGY CORPORATION Ticker: APY Security ID: 03755L104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary P. Luquette For Withhold Management 1.2 Elect Director Daniel W. Rabun For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- APERGY CORPORATION Ticker: APY Security ID: 03755L104 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issue Shares in Connection For For Management with Merger 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ARES COMMERCIAL REAL ESTATE CORPORATION Ticker: ACRE Security ID: 04013V108 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William S. Benjamin For For Management 1.2 Elect Director Caroline E. Blakely For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASGN INCORPORATED Ticker: ASGN Security ID: 00191U102 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Frantz For Against Management 1.2 Elect Director Jonathan S. Holman For Against Management 1.3 Elect Director Arshad Matin For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ASSURED GUARANTY LTD. Ticker: AGO Security ID: G0585R106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francisco L. Borges For For Management 1b Elect Director G. Lawrence Buhl For For Management 1c Elect Director Dominic J. Frederico For For Management 1d Elect Director Bonnie L. Howard For For Management 1e Elect Director Thomas W. Jones For For Management 1f Elect Director Patrick W. Kenny For For Management 1g Elect Director Alan J. Kreczko For For Management 1h Elect Director Simon W. Leathes For For Management 1i Elect Director Michael T. O'Kane For For Management 1j Elect Director Yukiko Omura For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4aa Elect Howard W. Albert as Director of For For Management Assured Guaranty Re Ltd 4ab Elect Robert A. Bailenson as Director For For Management of Assured Guaranty Re Ltd 4ac Elect Russell B. Brewer, II as For For Management Director of Assured Guaranty Re Ltd 4ad Elect Gary Burnet as Director of For For Management Assured Guaranty Re Ltd 4ae Elect Ling Chow as Director of Assured For For Management Guaranty Re Ltd 4af Elect Stephen Donnarumma as Director For For Management of Assured Guaranty Re Ltd 4ag Elect Dominic J. Frederico as Director For For Management of Assured Guaranty Re Ltd 4ah Elect Walter A. Scott as Director of For For Management Assured Guaranty Re Ltd 4B Ratify PricewaterhouseCoopers LLP as For For Management Auditor of Assured Guaranty Re Ltd -------------------------------------------------------------------------------- AXIS CAPITAL HOLDINGS LIMITED Ticker: AXS Security ID: G0692U109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas C. Ramey For For Management 1.2 Elect Director Wilhelm Zeller For For Management 1.3 Elect Director Lizabeth H. Zlatkus For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Deloitte Ltd. as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BANKUNITED, INC. Ticker: BKU Security ID: 06652K103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rajinder P. Singh For For Management 1.2 Elect Director Tere Blanca For For Management 1.3 Elect Director John N. DiGiacomo For For Management 1.4 Elect Director Michael J. Dowling For For Management 1.5 Elect Director Douglas J. Pauls For For Management 1.6 Elect Director A. Gail Prudenti For For Management 1.7 Elect Director William S. Rubenstein For For Management 1.8 Elect Director Sanjiv Sobti For For Management 1.9 Elect Director Lynne Wines For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BELDEN INC. Ticker: BDC Security ID: 077454106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David J. Aldrich For For Management 1b Elect Director Lance C. Balk For For Management 1c Elect Director Steven W. Berglund For For Management 1d Elect Director Diane D. Brink For For Management 1e Elect Director Judy L. Brown For For Management 1f Elect Director Bryan C. Cressey For For Management 1g Elect Director Jonathan C. Klein For For Management 1h Elect Director George E. Minnich For For Management 1i Elect Director John S. Stroup For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLACKSTONE MORTGAGE TRUST, INC. Ticker: BXMT Security ID: 09257W100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael B. Nash For For Management 1.2 Elect Director Stephen D. Plavin For For Management 1.3 Elect Director Leonard W. Cotton For For Management 1.4 Elect Director Thomas E. Dobrowski For Withhold Management 1.5 Elect Director Martin L. Edelman For For Management 1.6 Elect Director Henry N. Nassau For Withhold Management 1.7 Elect Director Jonathan L. Pollack For For Management 1.8 Elect Director Lynne B. Sagalyn For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BMC STOCK HOLDINGS, INC. Ticker: BMCH Security ID: 05591B109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Alexander For For Management 1b Elect Director David W. Bullock For For Management 1c Elect Director David L. Keltner For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BOSTON PRIVATE FINANCIAL HOLDINGS, INC. Ticker: BPFH Security ID: 101119105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony DeChellis For For Management 1.2 Elect Director Mark F. Furlong For For Management 1.3 Elect Director Joseph C. Guyaux For For Management 1.4 Elect Director Deborah F. Kuenstner For For Management 1.5 Elect Director Gloria C. Larson For For Management 1.6 Elect Director Kimberly S. Stevenson For For Management 1.7 Elect Director Luis Antonio Ubinas For For Management 1.8 Elect Director Stephen M. Waters For For Management 1.9 Elect Director Lizabeth H. Zlatkus For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BROOKS AUTOMATION, INC. Ticker: BRKS Security ID: 114340102 Meeting Date: JAN 24, 2020 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A. Clinton Allen For For Management 1.2 Elect Director Robyn C. Davis For For Management 1.3 Elect Director Joseph R. Martin For For Management 1.4 Elect Director Krishna G. Palepu For For Management 1.5 Elect Director Michael Rosenblatt For For Management 1.6 Elect Director Stephen S. Schwartz For For Management 1.7 Elect Director Alfred Woollacott, III For For Management 1.8 Elect Director Mark S. Wrighton For For Management 1.9 Elect Director Ellen M. Zane For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CACTUS, INC. Ticker: WHD Security ID: 127203107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Bender For Withhold Management 1.2 Elect Director Bruce Rothstein For Withhold Management 1.3 Elect Director Gary Rosenthal For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CBIZ, INC. Ticker: CBZ Security ID: 124805102 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph S. DiMartino For For Management 1.2 Elect Director Sherrill W. Hudson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CENTERSTATE BANK CORPORATION Ticker: CSFL Security ID: 15201P109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. Bingham For For Management 1.2 Elect Director Michael J. Brown, Sr. For For Management 1.3 Elect Director C. Dennis Carlton For Withhold Management 1.4 Elect Director Michael F. Ciferri For For Management 1.5 Elect Director John C. Corbett For For Management 1.6 Elect Director Jody Jean Dreyer For For Management 1.7 Elect Director Griffin A. Greene For For Management 1.8 Elect Director John H. Holcomb, III For For Management 1.9 Elect Director Charles W. McPherson For Withhold Management 1.10 Elect Director Richard Murray, IV For For Management 1.11 Elect Director G. Tierso Nunez, II For For Management 1.12 Elect Director Thomas E. Oakley For Withhold Management 1.13 Elect Director G. Ruffner Page, Jr. For For Management 1.14 Elect Director Ernest S. Pinner For For Management 1.15 Elect Director William Knox Pou, Jr., For For Management 1.16 Elect Director Daniel R. Richey For For Management 1.17 Elect Director David G. Salyers For For Management 1.18 Elect Director Joshua A. Snively For For Management 1.19 Elect Director Mark W. Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- CENTERSTATE BANK CORPORATION Ticker: CSFL Security ID: 15201P109 Meeting Date: MAY 21, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CIENA CORPORATION Ticker: CIEN Security ID: 171779309 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judith M. O'Brien For For Management 1b Elect Director Joanne B. Olsen For For Management 1c Elect Director Gary B. Smith For For Management 1d Elect Director Devinder Kumar For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COLONY CAPITAL, INC. Ticker: CLNY Security ID: 19626G108 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Barrack, Jr. For For Management 1.2 Elect Director Douglas Crocker, II For For Management 1.3 Elect Director Nancy A. Curtin For For Management 1.4 Elect Director Jeannie H. Diefenderfer For For Management 1.5 Elect Director Jon A. Fosheim For For Management 1.6 Elect Director Craig M. Hatkoff For For Management 1.7 Elect Director Raymond C. Mikulich For For Management 1.8 Elect Director George G. C. Parker For For Management 1.9 Elect Director Dale Anne Reiss For For Management 1.10 Elect Director Charles W. Schoenherr For For Management 1.11 Elect Director John A. Somers For For Management 1.12 Elect Director John L. Steffens For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- COLUMBIA BANKING SYSTEM, INC. Ticker: COLB Security ID: 197236102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig D. Eerkes For For Management 1b Elect Director Ford Elsaesser For For Management 1c Elect Director Mark A. Finkelstein For For Management 1d Elect Director Eric S. Forrest For For Management 1e Elect Director Thomas M. Hulbert For For Management 1f Elect Director Michelle M. Lantow For For Management 1g Elect Director Randal L. Lund For For Management 1h Elect Director S. Mae Fujita Numata For For Management 1i Elect Director Elizabeth W. Seaton For For Management 1j Elect Director Clint E. Stein For For Management 1k Elect Director Janine T. Terrano For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CONTINENTAL BUILDING PRODUCTS, INC. Ticker: CBPX Security ID: 211171103 Meeting Date: JAN 29, 2020 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- COUSINS PROPERTIES INCORPORATED Ticker: CUZ Security ID: 222795502 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles T. Cannada For For Management 1b Elect Director Robert M. Chapman For For Management 1c Elect Director M. Colin Connolly For For Management 1d Elect Director Scott W. Fordham For For Management 1e Elect Director Lillian C. Giornelli For For Management 1f Elect Director R. Kent Griffin, Jr. For For Management 1g Elect Director Donna W. Hyland For For Management 1h Elect Director R. Dary Stone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ENERGIZER HOLDINGS, INC. Ticker: ENR Security ID: 29272W109 Meeting Date: JAN 27, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carlos Abrams-Rivera For For Management 1b Elect Director Bill G. Armstrong For For Management 1c Elect Director Cynthia J. Brinkley For For Management 1d Elect Director Rebecca Frankiewicz For For Management 1e Elect Director Alan R. Hoskins For For Management 1f Elect Director Kevin J. Hunt For For Management 1g Elect Director James C. Johnson For Against Management 1h Elect Director John E. Klein For For Management 1i Elect Director Patrick J. Moore For For Management 1j Elect Director Nneka L. Rimmer For For Management 1k Elect Director Robert V. Vitale For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ENERSYS Ticker: ENS Security ID: 29275Y102 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard I. Hoffen For For Management 1.2 Elect Director David M. Shaffer For For Management 1.3 Elect Director Ronald P. Vargo For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENNIS, INC. Ticker: EBF Security ID: 293389102 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: MAY 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Blind For For Management 1.2 Elect Director Barbara T. Clemens For For Management 1.3 Elect Director Michael J. Schaefer For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- ENTERCOM COMMUNICATIONS CORP. Ticker: ETM Security ID: 293639100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David J. Field For Withhold Management 1.2 Elect Director Joseph M. Field For Withhold Management 1.3 Elect Director David J. Berkman For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ENVISTA HOLDINGS CORPORATION Ticker: NVST Security ID: 29415F104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Kieran T. Gallahue For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ESH HOSPITALITY, INC. Ticker: Security ID: 30224P211 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce N. Haase For For Management 1.2 Elect Director Douglas G. Geoga For For Management 1.3 Elect Director Kapila K. Anand For For Management 1.4 Elect Director Neil T. Brown For For Management 1.5 Elect Director Lisa Palmer For For Management 1.6 Elect Director Steven E. Kent For For Management 1.7 Elect Director Simon M. Turner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ESSENT GROUP LTD. Ticker: ESNT Security ID: G3198U102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Casale For For Management 1.2 Elect Director Douglas J. Pauls For For Management 1.3 Elect Director William Spiegel For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVERCORE INC. Ticker: EVR Security ID: 29977A105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger C. Altman For For Management 1.2 Elect Director Richard I. Beattie For For Management 1.3 Elect Director Pamela G. Carlton For For Management 1.4 Elect Director Ellen V. Futter For For Management 1.5 Elect Director Gail B. Harris For For Management 1.6 Elect Director Robert B. Millard For For Management 1.7 Elect Director Willard J. Overlock, Jr. For For Management 1.8 Elect Director Simon M. Robertson For For Management 1.9 Elect Director Ralph L. Schlosstein For For Management 1.10 Elect Director John S. Weinberg For For Management 1.11 Elect Director William J. Wheeler For For Management 1.12 Elect Director Sarah K. Williamson For For Management 1.13 Elect Director Kendrick R. Wilson, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EVERTEC, INC. Ticker: EVTC Security ID: 30040P103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank G. D'Angelo For For Management 1b Elect Director Morgan M. Schuessler, For For Management Jr. 1c Elect Director Olga Botero For For Management 1d Elect Director Jorge A. Junquera For For Management 1e Elect Director Ivan Pagan For For Management 1f Elect Director Aldo J. Polak For Withhold Management 1g Elect Director Alan H. Schumacher For Withhold Management 1h Elect Director Brian J. Smith For Withhold Management 1i Elect Director Thomas W. Swidarski For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EXTENDED STAY AMERICA, INC. Ticker: STAY Security ID: 30224P200 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce N. Haase For For Management 1.2 Elect Director Douglas G. Geoga For For Management 1.3 Elect Director Kapila K. Anand For For Management 1.4 Elect Director Ellen Keszler For For Management 1.5 Elect Director Jodie W. McLean For For Management 1.6 Elect Director Thomas F. O'Toole For For Management 1.7 Elect Director Richard F. Wallman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRST CITIZENS BANCSHARES, INC. Ticker: FCNCA Security ID: 31946M103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Alexander, Jr. For For Management 1.2 Elect Director Victor E. Bell, III For Withhold Management 1.3 Elect Director Peter M. Bristow For For Management 1.4 Elect Director Hope H. Bryant For For Management 1.5 Elect Director H. Lee Durham, Jr. For Withhold Management 1.6 Elect Director Daniel L. Heavner For For Management 1.7 Elect Director Frank B. Holding, Jr. For For Management 1.8 Elect Director Robert R. Hoppe For For Management 1.9 Elect Director Floyd L. Keels For For Management 1.10 Elect Director Robert E. Mason, IV For Withhold Management 1.11 Elect Director Robert T. Newcomb For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRST HAWAIIAN, INC. Ticker: FHB Security ID: 32051X108 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew J. Cox For For Management 1b Elect Director W. Allen Doane For For Management 1c Elect Director Faye Watanabe Kurren For For Management 1d Elect Director Robert S. Harrison For For Management 1e Elect Director Allen B. Uyeda For For Management 1f Elect Director Jenai S. Wall For For Management 1g Elect Director C. Scott Wo For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST MERCHANTS CORPORATION Ticker: FRME Security ID: 320817109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director H. Douglas Chaffin For For Management 1.2 Elect Director Michael J. Fisher For For Management 1.3 Elect Director Clark C. Kellogg, Jr. For For Management 1.4 Elect Director Gary J. Lehman For For Management 1.5 Elect Director Michael C. Marhenke For Withhold Management 1.6 Elect Director Jean L. Wojtowicz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST MIDWEST BANCORP, INC. Ticker: FMBI Security ID: 320867104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara A. Boigegrain For For Management 1.2 Elect Director Thomas L. Brown For For Management 1.3 Elect Director Phupinder S. Gill For For Management 1.4 Elect Director Kathryn J. Hayley For For Management 1.5 Elect Director Peter J. Henseler For For Management 1.6 Elect Director Frank B. Modruson For For Management 1.7 Elect Director Ellen A. Rudnick For For Management 1.8 Elect Director Mark G. Sander For For Management 1.9 Elect Director Michael L. Scudder For For Management 1.10 Elect Director Michael J. Small For For Management 1.11 Elect Director Stephen C. Van Arsdell For For Management 1.12 Elect Director J. Stephen Vanderwoude For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- FIRSTCASH, INC. Ticker: FCFS Security ID: 33767D105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel E. Berce For Against Management 1b Elect Director Mikel D. Faulkner For Against Management 1c Elect Director Randel G. Owen For Against Management 2 Ratify RSM US LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FLUSHING FINANCIAL CORPORATION Ticker: FFIC Security ID: 343873105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John J. McCabe For For Management 1b Elect Director Donna M. O'Brien For For Management 1c Elect Director Michael J. Russo For For Management 1d Elect Director Caren C. Yoh For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditor For For Management -------------------------------------------------------------------------------- FOOT LOCKER, INC. Ticker: FL Security ID: 344849104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Maxine Clark For For Management 1B Elect Director Alan D. Feldman For For Management 1C Elect Director Richard A. Johnson For For Management 1D Elect Director Guillermo G. Marmol For For Management 1E Elect Director Matthew M. McKenna For For Management 1F Elect Director Darlene Nicosia For For Management 1G Elect Director Steven Oakland For For Management 1H Elect Director Ulice Payne, Jr. For For Management 1I Elect Director Kimberly Underhill For For Management 1J Elect Director Tristan Walker For For Management 1K Elect Director Dona D. Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- FOUNDATION BUILDING MATERIALS, INC. Ticker: FBM Security ID: 350392106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew J. Espe For Against Management 1b Elect Director Fareed A. Khan For Against Management 1c Elect Director James F. Underhill For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FRESH DEL MONTE PRODUCE INC. Ticker: FDP Security ID: G36738105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Michael J. Berthelot For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FRONTDOOR, INC. Ticker: FTDR Security ID: 35905A109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard P. Fox For Against Management 1b Elect Director Brian P. McAndrews For Against Management 1c Elect Director Rexford J. Tibbens For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FTI CONSULTING, INC. Ticker: FCN Security ID: 302941109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brenda J. Bacon For For Management 1b Elect Director Mark S. Bartlett For For Management 1c Elect Director Claudio Costamagna For For Management 1d Elect Director Vernon Ellis For For Management 1e Elect Director Nicholas C. Fanandakis For For Management 1f Elect Director Steven H. Gunby For For Management 1g Elect Director Gerard E. Holthaus For For Management 1h Elect Director Laureen E. Seeger For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GLADSTONE CAPITAL CORPORATION Ticker: GLAD Security ID: 376535100 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michela A. English For Withhold Management 1.2 Elect Director Anthony W. Parker For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GLOBAL INDEMNITY Ticker: GBLI Security ID: G3933F105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Saul A. Fox For Against Management 1b Elect Director Joseph W. Brown For For Management 1c Elect Director Michele A. Colucci For For Management 1d Elect Director Seth J. Gersch For For Management 1e Elect Director Jason B. Hurwitz For For Management 1f Elect Director Bruce R. Lederman For For Management 1g Elect Director Cynthia Y. Valko For For Management 1h Elect Director James D. Wehr For For Management 2 Matters Concerning Global Indemnity For For Management Reinsurance Company, Ltd. and to Authorize Global Indemnity Limited to Vote, as Proxy on such Matters 3 Approve Ernst & Young Global Limited For For Management ('EY') as Auditors and Authorize Board to Fix Their Remuneration 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GRAPHIC PACKAGING HOLDING COMPANY Ticker: GPK Security ID: 388689101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Doss For For Management 1.2 Elect Director Dean A. Scarborough For For Management 1.3 Elect Director Larry M. Venturelli For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GREENHILL & CO., INC. Ticker: GHL Security ID: 395259104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Scott L. Bok For For Management 1b Elect Director Robert F. Greenhill For For Management 1c Elect Director Steven F. Goldstone For For Management 1d Elect Director Meryl D. Hartzband For For Management 1e Elect Director John D. Liu For For Management 1f Elect Director Karen P. Robards For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- GROUP 1 AUTOMOTIVE, INC. Ticker: GPI Security ID: 398905109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carin M. Barth For For Management 1.2 Elect Director Earl J. Hesterberg For For Management 1.3 Elect Director Lincoln Pereira For For Management 1.4 Elect Director Stephen D. Quinn For For Management 1.5 Elect Director Steven P. Stanbrook For For Management 1.6 Elect Director Charles L. Szews For For Management 1.7 Elect Director Anne Taylor For For Management 1.8 Elect Director Max P. Watson, Jr. For For Management 1.9 Elect Director MaryAnn Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HANMI FINANCIAL CORPORATION Ticker: HAFC Security ID: 410495204 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John J. Ahn For For Management 1b Elect Director Kiho Choi For For Management 1c Elect Director Christie K. Chu For For Management 1d Elect Director Harry H. Chung For For Management 1e Elect Director Scott R. Diehl For For Management 1f Elect Director Bonita I. Lee For For Management 1g Elect Director David L. Rosenblum For For Management 1h Elect Director Thomas J. Williams For For Management 1i Elect Director Michael M. Yang For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- HARSCO CORPORATION Ticker: HSC Security ID: 415864107 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James F. Earl For For Management 1.2 Elect Director Kathy G. Eddy For For Management 1.3 Elect Director David C. Everitt For For Management 1.4 Elect Director F. Nicholas Grasberger, For For Management III 1.5 Elect Director Carolann I. Haznedar For For Management 1.6 Elect Director Mario Longhi For For Management 1.7 Elect Director Edgar (Ed) M. Purvis, For For Management Jr. 1.8 Elect Director Phillip C. Widman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HEIDRICK & STRUGGLES INTERNATIONAL, INC. Ticker: HSII Security ID: 422819102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth L. Axelrod For For Management 1.2 Elect Director Laszlo Bock For For Management 1.3 Elect Director Clare M. Chapman For For Management 1.4 Elect Director Lyle Logan For For Management 1.5 Elect Director T. Willem Mesdag For For Management 1.6 Elect Director Krishnan Rajagopalan For For Management 1.7 Elect Director Stacey Rauch For For Management 1.8 Elect Director Adam Warby For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditor For For Management 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- HERITAGE FINANCIAL CORPORATION Ticker: HFWA Security ID: 42722X106 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian S. Charneski For For Management 1.2 Elect Director John A. Clees For For Management 1.3 Elect Director Kimberly T. Ellwanger For For Management 1.4 Elect Director Stephen A. Dennis For For Management 1.5 Elect Director Jeffrey J. Deuel For For Management 1.6 Elect Director Deborah J. Gavin For For Management 1.7 Elect Director Jeffrey S. Lyon For For Management 1.8 Elect Director Gragg E. Miller For For Management 1.9 Elect Director Anthony B. Pickering For For Management 1.10 Elect Director Brian L. Vance For For Management 1.11 Elect Director Ann Watson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- HOPE BANCORP, INC. Ticker: HOPE Security ID: 43940T109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald D. Byun For Withhold Management 1.2 Elect Director Jinho Doo For Withhold Management 1.3 Elect Director Daisy Y. Ha For For Management 1.4 Elect Director James U. Hwang For Withhold Management 1.5 Elect Director Jin Chul Jhung For For Management 1.6 Elect Director Joon K. Kim For For Management 1.7 Elect Director Kevin S. Kim For For Management 1.8 Elect Director Steven S. Koh For For Management 1.9 Elect Director Chung Hyun Lee For For Management 1.10 Elect Director William J. Lewis For For Management 1.11 Elect Director David P. Malone For For Management 1.12 Elect Director John R. Taylor For For Management 1.13 Elect Director Scott Yoon-Suk Whang For Withhold Management 1.14 Elect Director Dale S. Zuehls For Withhold Management 2 Ratify Crowe LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUNTSMAN CORPORATION Ticker: HUN Security ID: 447011107 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter R. Huntsman For For Management 1b Elect Director Nolan D. Archibald For For Management 1c Elect Director Mary C. Beckerle For For Management 1d Elect Director M. Anthony Burns For For Management 1e Elect Director Daniele Ferrari For For Management 1f Elect Director Robert J. Margetts For For Management 1g Elect Director Wayne A. Reaud For For Management 1h Elect Director Jan E. Tighe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- HURON CONSULTING GROUP INC. Ticker: HURN Security ID: 447462102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director H. Eugene Lockhart For For Management 1.2 Elect Director James H. Roth For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Nonqualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- IAA, INC. Ticker: IAA Security ID: 449253103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Kett For For Management 1b Elect Director Peter H. Kamin For For Management 1c Elect Director Lynn Jolliffe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ICF INTERNATIONAL, INC. Ticker: ICFI Security ID: 44925C103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sudhakar Kesavan For For Management 1.2 Elect Director Michael J. Van Handel For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ICON PLC Ticker: ICLR Security ID: G4705A100 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: MAY 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Climax For For Management 1.2 Elect Director Steve Cutler For For Management 1.3 Elect Director William Hall For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Authorize Issue of Equity For For Management 5 Authorize Issue of Equity without For For Management Pre-emptive Rights 6 Authorize Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 7 Authorize Share Repurchase Program For For Management 8 Approve the Price Range for the For For Management Reissuance of Shares -------------------------------------------------------------------------------- INNOPHOS HOLDINGS, INC. Ticker: IPHS Security ID: 45774N108 Meeting Date: JAN 15, 2020 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- INSIGHT ENTERPRISES, INC. Ticker: NSIT Security ID: 45765U103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard E. Allen For For Management 1.2 Elect Director Bruce W. Armstrong For For Management 1.3 Elect Director Linda Breard For For Management 1.4 Elect Director Timothy A. Crown For For Management 1.5 Elect Director Catherine Courage For For Management 1.6 Elect Director Anthony A. Ibarguen For For Management 1.7 Elect Director Kenneth T. Lamneck For For Management 1.8 Elect Director Kathleen S. Pushor For For Management 1.9 Elect Director Girish Rishi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY PLC Ticker: IGT Security ID: G4863A108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Director Beatrice Bassey For For Management 4 Elect Director Massimiliano Chiara For For Management 5 Elect Director Alberto Dessy For For Management 6 Elect Director Marco Drago For For Management 7 Elect Director James McCann For For Management 8 Elect Director Heather McGregor For For Management 9 Elect Director Lorenzo Pellicioli For For Management 10 Elect Director Samantha Ravich For For Management 11 Elect Director Vincent Sadusky For For Management 12 Elect Director Gianmario Tondato Da For For Management Ruos 13 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 14 Authorize Board to Fix Remuneration of For For Management Auditors 15 Approve EU Political Donations For For Management 16 Authorize Issue of Equity For Against Management 17 Issue of Equity or Equity-Linked For For Management Securities without Pre-emptive Rights 18 Authorize Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- JAGGED PEAK ENERGY INC. Ticker: JAG Security ID: 47009K107 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- JAMES RIVER GROUP HOLDINGS, LTD. Ticker: JRVR Security ID: G5005R107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J. Adam Abram For Withhold Management 1b Elect Director Robert P. Myron For Withhold Management 1c Elect Director Michael T. Oakes For Withhold Management 2 Approve Ernst &Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KAR AUCTION SERVICES, INC. Ticker: KAR Security ID: 48238T109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David DiDomenico For For Management 1b Elect Director Carmel Galvin For For Management 1c Elect Director James P. Hallett For For Management 1d Elect Director Mark E. Hill For For Management 1e Elect Director J. Mark Howell For For Management 1f Elect Director Stefan Jacoby For For Management 1g Elect Director Michael T. Kestner For For Management 1h Elect Director Mary Ellen Smith For For Management 1i Elect Director Stephen E. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KOSMOS ENERGY LTD. Ticker: KOS Security ID: 500688106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Andrew G. Inglis For For Management 1B Elect Director Richard Dearlove For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- LA-Z-BOY INCORPORATED Ticker: LZB Security ID: 505336107 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kurt L. Darrow For For Management 1.2 Elect Director Sarah M. Gallagher For For Management 1.3 Elect Director Edwin J. Holman For For Management 1.4 Elect Director Janet E. Kerr For For Management 1.5 Elect Director Michael T. Lawton For For Management 1.6 Elect Director H. George Levy For For Management 1.7 Elect Director W. Alan McCollough For For Management 1.8 Elect Director Rebecca L. O'Grady For For Management 1.9 Elect Director Lauren B. Peters For For Management 1.10 Elect Director Nido R. Qubein For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LANDSTAR SYSTEM, INC. Ticker: LSTR Security ID: 515098101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David G. Bannister For For Management 1b Elect Director George P. Scanlon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LCI INDUSTRIES Ticker: LCII Security ID: 50189K103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Gero For Against Management 1b Elect Director Frank J. Crespo For Against Management 1c Elect Director Brendan J. Deely For Against Management 1d Elect Director Ronald J. Fenech For For Management 1e Elect Director Tracy D. Graham For For Management 1f Elect Director Virginia L. Henkels For For Management 1g Elect Director Jason D. Lippert For For Management 1h Elect Director Kieran M. O'Sullivan For Against Management 1i Elect Director David A. Reed For For Management 1j Elect Director John A. Sirpilla For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LHC GROUP, INC. Ticker: LHCG Security ID: 50187A107 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan Goldberg For For Management 1.2 Elect Director Clifford S. Holtz For For Management 1.3 Elect Director W.J. 'Billy' Tauzin For For Management 1.4 Elect Director Brent Turner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LITHIA MOTORS, INC. Ticker: LAD Security ID: 536797103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sidney B. DeBoer For For Management 1b Elect Director Bryan B. DeBoer For For Management 1c Elect Director Susan O. Cain For For Management 1d Elect Director Shauna F. McIntyre For For Management 1e Elect Director Louis P. Miramontes For For Management 1f Elect Director Kenneth E. Roberts For For Management 1g Elect Director David J. Robino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LUTHER BURBANK CORPORATION Ticker: LBC Security ID: 550550107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor S. Trione For For Management 1.2 Elect Director Simone Lagomarsino For For Management 1.3 Elect Director John C. Erickson For For Management 1.4 Elect Director Jack Krouskup For For Management 1.5 Elect Director Anita Gentle Newcomb For For Management 1.6 Elect Director Bradley M. Shuster For For Management 1.7 Elect Director Thomas C. Wajnert For For Management 2 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- MAXIMUS, INC. Ticker: MMS Security ID: 577933104 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gayathri Rajan For For Management 1b Elect Director Michael J. Warren For For Management 2 Declassify the Board of Directors For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- MERCHANTS BANCORP Ticker: MBIN Security ID: 58844R108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael F. Petrie For For Management 1.2 Elect Director Randall D. Rogers For For Management 1.3 Elect Director Michael J. Dunlap For For Management 1.4 Elect Director Scott A. Evans For For Management 1.5 Elect Director Sue Anne Gilroy For Withhold Management 1.6 Elect Director Andrew A. Juster For Withhold Management 1.7 Elect Director Patrick D. O'Brien For Withhold Management 1.8 Elect Director Anne E. Sellers For Withhold Management 1.9 Elect Director David N. Shane For Withhold Management 2 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- MFA FINANCIAL, INC. Ticker: MFA Security ID: 55272X102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Laurie S. Goodman For For Management 1b Elect Director Craig L. Knutson For For Management 1c Elect Director Richard C. Wald For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MINERALS TECHNOLOGIES INC. Ticker: MTX Security ID: 603158106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph C. Breunig For For Management 1b Elect Director Alison A. Deans For For Management 1c Elect Director Duane R. Dunham For For Management 1d Elect Director Franklin L. Feder For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MOVADO GROUP, INC. Ticker: MOV Security ID: 624580106 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter A. Bridgman For Withhold Management 1.2 Elect Director Alexander Grinberg For For Management 1.3 Elect Director Efraim Grinberg For For Management 1.4 Elect Director Alan H. Howard For For Management 1.5 Elect Director Richard Isserman For Withhold Management 1.6 Elect Director Ann Kirschner For For Management 1.7 Elect Director Stephen Sadove For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATIONAL GENERAL HOLDINGS CORP. Ticker: NGHC Security ID: 636220303 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald T. DeCarlo For Withhold Management 1.2 Elect Director Patrick Fallon For For Management 1.3 Elect Director Barry Karfunkel For For Management 1.4 Elect Director Robert Karfunkel For For Management 1.5 Elect Director John Marshaleck For Withhold Management 1.6 Elect Director John "Jay" D. Nichols, For For Management Jr. 1.7 Elect Director Barbara Paris For For Management 1.8 Elect Director Barry D. Zyskind For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- NAVIENT CORPORATION Ticker: NAVI Security ID: 63938C108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frederick Arnold For For Management 1b Elect Director Anna Escobedo Cabral For For Management 1c Elect Director Larry A. Klane For For Management 1d Elect Director Katherine A. Lehman For For Management 1e Elect Director Linda A. Mills For For Management 1f Elect Director John (Jack) F. Remondi For For Management 1g Elect Director Jane J. Thompson For For Management 1h Elect Director Laura S. Unger For For Management 1i Elect Director David L Yowan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- NAVIGANT CONSULTING, INC. Ticker: NCI Security ID: 63935N107 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NCR CORPORATION Ticker: NCR Security ID: 62886E108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Begor For For Management 1.2 Elect Director Gregory R. Blank For For Management 1.3 Elect Director Catherine (Katie) L. For For Management Burke 1.4 Elect Director Chinh E. Chu For For Management 1.5 Elect Director Deborah A. Farrington For For Management 1.6 Elect Director Michael D. Hayford For For Management 1.7 Elect Director Georgette D. Kiser For For Management 1.8 Elect Director Kirk T. Larsen For For Management 1.9 Elect Director Frank R. Martire For For Management 1.10 Elect Director Matthew A. Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For Against Management 5 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- NELNET, INC. Ticker: NNI Security ID: 64031N108 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathleen A. Farrell For For Management 1b Elect Director David S. Graff For For Management 1c Elect Director Thomas E. Henning For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NMI HOLDINGS, INC. Ticker: NMIH Security ID: 629209305 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley M. Shuster For For Management 1.2 Elect Director Claudia J. Merkle For For Management 1.3 Elect Director Michael Embler For For Management 1.4 Elect Director James G. Jones For For Management 1.5 Elect Director Lynn S. McCreary For For Management 1.6 Elect Director Michael Montgomery For For Management 1.7 Elect Director Regina Muehlhauser For For Management 1.8 Elect Director James H. Ozanne For For Management 1.9 Elect Director Steven L. Scheid For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- NN, INC. Ticker: NNBR Security ID: 629337106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raynard D. Benvenuti For For Management 1.2 Elect Director Christina E. Carroll For For Management 1.3 Elect Director David K. Floyd For For Management 1.4 Elect Director Jeri J. Harman For For Management 1.5 Elect Director Steven T. Warshaw For Withhold Management 1.6 Elect Director Thomas H. Wilson, Jr. For For Management 2 Approve Issuance of Shares for a For For Management Private Placement 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NOMAD FOODS LIMITED Ticker: NOMD Security ID: G6564A105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin Ellis Franklin For For Management 1.2 Elect Director Noam Gottesman For For Management 1.3 Elect Director Ian G.H. Ashken For For Management 1.4 Elect Director Stefan Descheemaeker For For Management 1.5 Elect Director Jeremy Isaacs For For Management 1.6 Elect Director James E. Lillie For Against Management 1.7 Elect Director Stuart M. MacFarlane For For Management 1.8 Elect Director Lord Myners of Truro For Against Management 1.9 Elect Director Victoria Parry For Against Management 1.10 Elect Director Simon White For For Management 1.11 Elect Director Samy Zekhout For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- O-I GLASS, INC. Ticker: OI Security ID: 67098H104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Chapin For Did Not Vote Management 1b Elect Director Gordon J. Hardie For Did Not Vote Management 1c Elect Director Peter S. Hellman For Did Not Vote Management 1d Elect Director John Humphrey For Did Not Vote Management 1e Elect Director Anastasia D. Kelly For Did Not Vote Management 1f Elect Director Andres A. Lopez For Did Not Vote Management 1g Elect Director Alan J. Murray For Did Not Vote Management 1h Elect Director Hari N. Nair For Did Not Vote Management 1i Elect Director Joseph D. Rupp For Did Not Vote Management 1j Elect Director Catherine I. Slater For Did Not Vote Management 1k Elect Director John H. Walker For Did Not Vote Management 1l Elect Director Carol A. Williams For Did Not Vote Management 2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management 3 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation -------------------------------------------------------------------------------- OLIN CORPORATION Ticker: OLN Security ID: 680665205 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Heidi S. Alderman For For Management 1b Elect Director Beverley A. Babcock For For Management 1c Elect Director Gray G. Benoist For For Management 1d Elect Director Scott D. Ferguson For For Management 1e Elect Director John E. Fischer For For Management 1f Elect Director W. Barnes Hauptfuhrer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- ORION ENGINEERED CARBONS SA Ticker: OEC Security ID: L72967109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kerry A. Galvin as Director For For Management 1.2 Elect Paul Huck as Director For For Management 1.3 Elect Mary Lindsey as Director For For Management 1.4 Elect Didier Miraton as Director For For Management 1.5 Elect Yi Hyon Paik as Director For For Management 1.6 Elect Corning F. Painter as Director For For Management 1.7 Elect Dan F. Smith as Director For For Management 1.8 Elect Hans-Dietrich Winkhaus as For For Management Director 1.9 Elect Michel Wurth as Director For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve Remuneration of Board of For For Management Directors 5 Approve Annual Accounts For For Management 6 Approve Consolidated Financial For For Management Statements and Statutory Reports 7 Approve Allocation of Income and For For Management Interim Dividends 8 Approve Discharge of Directors For For Management 9 Approve Discharge of Auditors For For Management 10 Appointment of Ernst & Young, For For Management Luxembourg as Auditor 11 Appointment of Ernst & Young GmbH For For Management Wirtschaftsprufungsgesellschaft as Auditor -------------------------------------------------------------------------------- ORION GROUP HOLDINGS INC. Ticker: ORN Security ID: 68628V308 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas N. Amonett For For Management 1b Elect Director Margaret M. Foran For For Management 1c Elect Director Mark R. Stauffer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director A.R. Alameddine For Against Management 1B Elect Director Matt Gallagher For For Management 1C Elect Director Karen Hughes For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PATTERSON COMPANIES, INC. Ticker: PDCO Security ID: 703395103 Meeting Date: SEP 16, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Buck For For Management 1b Elect Director Alex N. Blanco For For Management 1c Elect Director Jody H. Feragen For For Management 1d Elect Director Robert C. Frenzel For For Management 1e Elect Director Francis J. Malecha For For Management 1f Elect Director Ellen A. Rudnick For For Management 1g Elect Director Neil A. Schrimsher For For Management 1h Elect Director Mark S. Walchirk For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PC CONNECTION, INC. Ticker: CNXN Security ID: 69318J100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia Gallup For Withhold Management 1.2 Elect Director David Hall For Withhold Management 1.3 Elect Director David Beffa-Negrini For For Management 1.4 Elect Director Barbara Duckett For For Management 1.5 Elect Director Jack Ferguson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PEAPACK-GLADSTONE FINANCIAL CORPORATION Ticker: PGC Security ID: 704699107 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carmen M. Bowser For For Management 1.2 Elect Director Susan A. Cole For For Management 1.3 Elect Director Anthony J. Consi, II For For Management 1.4 Elect Director Richard Daingerfield For For Management 1.5 Elect Director Edward A. Gramigna, Jr. For For Management 1.6 Elect Director Peter D. Horst For For Management 1.7 Elect Director Steven A. Kass For For Management 1.8 Elect Director Douglas L. Kennedy For For Management 1.9 Elect Director F. Duffield Meyercord For For Management 1.10 Elect Director Patrick J. Mullen For For Management 1.11 Elect Director Philip W. Smith, III For For Management 1.12 Elect Director Tony Spinelli For For Management 1.13 Elect Director Beth Welsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- PENNYMAC FINANCIAL SERVICES, INC. Ticker: PFSI Security ID: 70932M107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stanford L. Kurland For For Management 1b Elect Director David A. Spector For For Management 1c Elect Director Anne D. McCallion For For Management 1d Elect Director Matthew Botein For For Management 1e Elect Director James K. Hunt For For Management 1f Elect Director Patrick Kinsella For For Management 1g Elect Director Joseph Mazzella For For Management 1h Elect Director Farhad Nanji For For Management 1i Elect Director Jeffrey A. Perlowitz For For Management 1j Elect Director Theodore W. Tozer For For Management 1k Elect Director Emily Youssouf For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PQ GROUP HOLDINGS INC. Ticker: PQG Security ID: 73943T103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin S. Craighead For Withhold Management 1.2 Elect Director Andrew Currie For Withhold Management 1.3 Elect Director Timothy Walsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PRA GROUP, INC. Ticker: PRAA Security ID: 69354N106 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Danielle M. Brown For For Management 2.2 Elect Director Marjorie M. Connelly For For Management 2.3 Elect Director James A. Nussle For For Management 2.4 Elect Director Scott M. Tabakin For For Management 3 Amend Certificate of Incorporation to For For Management Remove Certain Director Nomination Provisions 4 Ratify KPMG LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PREFERRED BANK Ticker: PFBC Security ID: 740367404 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Li Yu For For Management 1.2 Elect Director Clark Hsu For For Management 1.3 Elect Director Kathleen Shane For For Management 1.4 Elect Director J. Richard Belliston For For Management 1.5 Elect Director Gary S. Nunnelly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- PROASSURANCE CORPORATION Ticker: PRA Security ID: 74267C106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Samuel A. Di Piazza, Jr. For For Management 1.2 Elect Director Robert E. Flowers For For Management 1.3 Elect Director Edward L. Rand, Jr. For For Management 1.4 Elect Director Katisha T. Vance For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PURE CYCLE CORPORATION Ticker: PCYO Security ID: 746228303 Meeting Date: JAN 15, 2020 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Harding For For Management 1.2 Elect Director Harrison H. Augur For Withhold Management 1.3 Elect Director Patrick J. Beirne For For Management 1.4 Elect Director Arthur G. Epker, III For Withhold Management 1.5 Elect Director Richard L. Guido For Withhold Management 1.6 Elect Director Peter C. Howell For For Management 2 Ratify Plante & Moran PLLC as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- R1 RCM INC. Ticker: RCM Security ID: 749397105 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael C. Feiner For Withhold Management 1.2 Elect Director Joseph G. Flanagan For For Management 1.3 Elect Director John B. Henneman, III For For Management 1.4 Elect Director Alex J. Mandl For For Management 1.5 Elect Director Neal Moszkowski For Withhold Management 1.6 Elect Director Ian Sacks For Withhold Management 1.7 Elect Director Jill Smith For For Management 1.8 Elect Director Anthony J. Speranzo For For Management 1.9 Elect Director Anthony R. Tersigni For For Management 1.10 Elect Director Albert (Bert) R. For Withhold Management Zimmerli 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RADIAN GROUP INC. Ticker: RDN Security ID: 750236101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Herbert Wender For For Management 1b Elect Director Brad L. Conner For For Management 1c Elect Director Howard B. Culang For For Management 1d Elect Director Debra Hess For For Management 1e Elect Director Lisa W. Hess For For Management 1f Elect Director Lisa Mumford For For Management 1g Elect Director Gaetano Muzio For For Management 1h Elect Director Gregory V. Serio For For Management 1i Elect Director Noel J. Spiegel For For Management 1j Elect Director Richard G. Thornberry For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- RBB BANCORP Ticker: RBB Security ID: 74930B105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter M. Chang For For Management 1.2 Elect Director Wendell Chen For For Management 1.3 Elect Director Christina Kao For For Management 1.4 Elect Director James W. Kao For For Management 1.5 Elect Director Chie-Min (Christopher) For For Management Koo 1.6 Elect Director Alfonso Lau For For Management 1.7 Elect Director Chuang-I (Christopher) For For Management Lin 1.8 Elect Director Feng (Richard) Lin For For Management 1.9 Elect Director Ko-Yen Lin For For Management 1.10 Elect Director Paul Lin For For Management 1.11 Elect Director Fui Ming (Catherine) For For Management Thian 1.12 Elect Director Yee Phong (Alan) Thian For For Management 1.13 Elect Director Raymond Yu For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Eide Bailly LLP as Auditors For For Management -------------------------------------------------------------------------------- REDWOOD TRUST, INC. Ticker: RWT Security ID: 758075402 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Baum For For Management 1.2 Elect Director Christopher J. Abate For For Management 1.3 Elect Director Douglas B. Hansen For For Management 1.4 Elect Director Debora D. Horvath For For Management 1.5 Elect Director Greg H. Kubicek For For Management 1.6 Elect Director Fred J. Matera For For Management 1.7 Elect Director Jeffrey T. Pero For For Management 1.8 Elect Director Georganne C. Proctor For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- SCHWEITZER-MAUDUIT INTERNATIONAL, INC. Ticker: SWM Security ID: 808541106 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark L. Bye For For Management 1.2 Elect Director Jeffrey J. Keenan For For Management 1.3 Elect Director Marco Levi For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SCIENCE APPLICATIONS INTERNATIONAL CORPORATION Ticker: SAIC Security ID: 808625107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bedingfield For For Management 1b Elect Director Carol A. Goode For For Management 1c Elect Director John J. Hamre For For Management 1d Elect Director Yvette M. Kanouff For For Management 1e Elect Director Nazzic S. Keene For For Management 1f Elect Director David M. Kerko For For Management 1g Elect Director Timothy J. Mayopoulos For For Management 1h Elect Director Katharina G. McFarland For For Management 1i Elect Director Donna S. Morea For For Management 1j Elect Director Steven R. Shane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SILVERCREST ASSET MANAGEMENT GROUP INC. Ticker: SAMG Security ID: 828359109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian D. Dunn For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SIX FLAGS ENTERTAINMENT CORPORATION Ticker: SIX Security ID: 83001A102 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director B. Ben Baldanza For For Management 1.2 Elect Director Selim Bassoul For For Management 1.3 Elect Director Kurt M. Cellar For Withhold Management 1.4 Elect Director Nancy A. Krejsa For Withhold Management 1.5 Elect Director Richard W. Roedel For Withhold Management 1.6 Elect Director Arik Ruchim For For Management 1.7 Elect Director Michael Spanos For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SKECHERS U.S.A., INC. Ticker: SKX Security ID: 830566105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katherine Blair For For Management 1.2 Elect Director Geyer Kosinski For Withhold Management 1.3 Elect Director Richard Rappaport For Withhold Management 1.4 Elect Director Richard Siskind For Withhold Management 2 Adopt a Comprehensive Human Rights Against For Shareholder Policy 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SLM CORPORATION Ticker: SLM Security ID: 78442P106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul G. Child For For Management 1b Elect Director Mary Carter Warren For For Management Franke 1c Elect Director Earl A. Goode For For Management 1d Elect Director Marianne M. Keler For For Management 1e Elect Director Mark L. Lavelle For For Management 1f Elect Director Jim Matheson For For Management 1g Elect Director Frank C. Puleo For For Management 1h Elect Director Vivian C. Schneck-Last For For Management 1i Elect Director William N. Shiebler For For Management 1j Elect Director Robert S. Strong For For Management 1k Elect Director Jonathan W. Witter For For Management 1l Elect Director Kirsten O. Wolberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SMART GLOBAL HOLDINGS, INC. Ticker: SGH Security ID: G8232Y101 Meeting Date: FEB 13, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth Hao For For Management 1b Elect Director Bryan Ingram For Against Management 1c Elect Director Paul Mercadante For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SMART GLOBAL HOLDINGS, INC. Ticker: SGH Security ID: G8232Y101 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SPIRIT REALTY CAPITAL, INC. Ticker: SRC Security ID: 84860W300 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jackson Hsieh For For Management 1.2 Elect Director Kevin M. Charlton For For Management 1.3 Elect Director Todd A. Dunn For For Management 1.4 Elect Director Elizabeth F. Frank For For Management 1.5 Elect Director Richard I. Gilchrist For For Management 1.6 Elect Director Diana M. Laing For For Management 1.7 Elect Director Sheli Z. Rosenberg For For Management 1.8 Elect Director Thomas D. Senkbeil For For Management 1.9 Elect Director Nicholas P. Shepherd For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- STANDARD MOTOR PRODUCTS, INC. Ticker: SMP Security ID: 853666105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Gethin For For Management 1.2 Elect Director Pamela Forbes Lieberman For For Management 1.3 Elect Director Patrick S. McClymont For For Management 1.4 Elect Director Joseph W. McDonnell For For Management 1.5 Elect Director Alisa C. Norris For For Management 1.6 Elect Director Eric P. Sills For For Management 1.7 Elect Director Lawrence I. Sills For For Management 1.8 Elect Director William H. Turner For For Management 1.9 Elect Director Richard S. Ward For For Management 1.10 Elect Director Roger M. Widmann For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STATE AUTO FINANCIAL CORPORATION Ticker: STFC Security ID: 855707105 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Meuse For For Management 1.2 Elect Director Setareh Pouraghabagher For For Management 1.3 Elect Director S. Elaine Roberts For For Management 1.4 Elect Director Dwight E. Smith For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STEVEN MADDEN, LTD. Ticker: SHOO Security ID: 556269108 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward R. Rosenfeld For For Management 1.2 Elect Director Al Ferrara For For Management 1.3 Elect Director Mitchell S. Klipper For For Management 1.4 Elect Director Rose Peabody Lynch For For Management 1.5 Elect Director Peter Migliorini For For Management 1.6 Elect Director Ravi Sachdev For For Management 1.7 Elect Director Thomas H. Schwartz For For Management 1.8 Elect Director Robert G. Smith For For Management 1.9 Elect Director Amelia Newton Varela For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STRATTEC SECURITY CORPORATION Ticker: STRT Security ID: 863111100 Meeting Date: OCT 08, 2019 Meeting Type: Annual Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Frank J. Krejci For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt Majority Voting for Uncontested For For Management Election of Directors -------------------------------------------------------------------------------- SUNCOKE ENERGY, INC. Ticker: SXC Security ID: 86722A103 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martha Z. Carnes For For Management 1.2 Elect Director Michael G. Rippey For For Management 1.3 Elect Director James E. Sweetnam For For Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYKES ENTERPRISES, INCORPORATED Ticker: SYKE Security ID: 871237103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director James S. MacLeod For For Management 1B Elect Director William D. Muir, Jr. For For Management 1C Elect Director Lorraine L. Lutton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SYNEOS HEALTH, INC. Ticker: SYNH Security ID: 87166B102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bernadette M. For For Management Connaughton 1b Elect Director Kenneth F. Meyers For For Management 1c Elect Director Matthew E. Monaghan For For Management 1d Elect Director Joshua M. Nelson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Murai For For Management 1.2 Elect Director Dwight Steffensen For For Management 1.3 Elect Director Dennis Polk For For Management 1.4 Elect Director Fred Breidenbach For For Management 1.5 Elect Director Laurie Simon Hodrick For For Management 1.6 Elect Director Hau Lee For For Management 1.7 Elect Director Matthew Miau For Withhold Management 1.8 Elect Director Gregory Quesnel For For Management 1.9 Elect Director Ann Vezina For For Management 1.10 Elect Director Thomas Wurster For For Management 1.11 Elect Director Duane Zitzner For For Management 1.12 Elect Director Andrea Zulberti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNOVUS FINANCIAL CORP. Ticker: SNV Security ID: 87161C501 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Tim E. Bentsen For For Management 1B Elect Director F. Dixon Brooke, Jr. For For Management 1C Elect Director Stephen T. Butler For For Management 1D Elect Director Elizabeth W. Camp For For Management 1E Elect Director Diana M. Murphy For For Management 1F Elect Director Harris Pastides For For Management 1G Elect Director Joseph J. Prochaska, Jr. For For Management 1H Elect Director John L. Stallworth For For Management 1I Elect Director Kessel D. Stelling For For Management 1J Elect Director Barry L. Storey For For Management 1K Elect Director Teresa White For For Management 2 Amend Articles of Incorporation to For For Management Eliminate 10-1 Voting Provisions 3 Eliminate Supermajority Vote For For Management Requirement 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TETRA TECH, INC. Ticker: TTEK Security ID: 88162G103 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Dan L. Batrack For For Management 1B Elect Director Gary R. Birkenbeuel For For Management 1C Elect Director Patrick C. Haden For For Management 1D Elect Director J. Christopher Lewis For For Management 1E Elect Director Joanne M. Maguire For For Management 1F Elect Director Kimberly E. Ritrievi For For Management 1G Elect Director J. Kenneth Thompson For For Management 1H Elect Director Kirsten M. Volpi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. Ticker: THG Security ID: 410867105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jane D. Carlin For For Management 1.2 Elect Director Daniel T. Henry For For Management 1.3 Elect Director Wendell J. Knox For For Management 1.4 Elect Director Kathleen S. Lane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- THE TIMKEN COMPANY Ticker: TKR Security ID: 887389104 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maria A. Crowe For For Management 1.2 Elect Director Elizabeth A. Harrell For For Management 1.3 Elect Director Richard G. Kyle For For Management 1.4 Elect Director John A. Luke, Jr. For For Management 1.5 Elect Director Christopher L. Mapes For For Management 1.6 Elect Director James F. Palmer For For Management 1.7 Elect Director Ajita G. Rajendra For For Management 1.8 Elect Director Frank C. Sullivan For For Management 1.9 Elect Director John M. Timken, Jr. For For Management 1.10 Elect Director Ward J. Timken, Jr. For For Management 1.11 Elect Director Jacqueline F. Woods For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- TRAVELCENTERS OF AMERICA INC. Ticker: TA Security ID: 89421B109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph L. Morea For Withhold Management 1.2 Elect Director Jonathan M. Pertchik For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- TRINSEO S.A. Ticker: TSE Security ID: L9340P101 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Tomkins For For Management 1.2 Elect Director Sandra Beach Lin For For Management -------------------------------------------------------------------------------- TRIPADVISOR, INC. Ticker: TRIP Security ID: 896945201 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory B. Maffei For Withhold Management 1.2 Elect Director Stephen Kaufer For Withhold Management 1.3 Elect Director Jay C. Hoag For Withhold Management 1.4 Elect Director Betsy L. Morgan For Withhold Management 1.5 Elect Director M. Greg O'Hara For Withhold Management 1.6 Elect Director Jeremy Philips For For Management 1.7 Elect Director Albert E. Rosenthaler For Withhold Management 1.8 Elect Director Trynka Shineman Blake For For Management 1.9 Elect Director Robert S. Wiesenthal For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TTEC HOLDINGS, INC. Ticker: TTEC Security ID: 89854H102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth D. Tuchman For For Management 1b Elect Director Steven J. Anenen For Against Management 1c Elect Director Tracy L. Bahl For Against Management 1d Elect Director Gregory A. Conley For For Management 1e Elect Director Robert N. Frerichs For Against Management 1f Elect Director Marc L. Holtzman For For Management 1g Elect Director Ekta Singh-Bushell For Against Management 2 Ratify PricewaterhouseCoopers LLC as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TWO HARBORS INVESTMENT CORP. Ticker: TWO Security ID: 90187B408 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director E. Spencer Abraham For For Management 1b Elect Director James J. Bender For For Management 1c Elect Director Karen Hammond For For Management 1d Elect Director Stephen G. Kasnet For For Management 1e Elect Director W. Reid Sanders For For Management 1f Elect Director Thomas E. Siering For For Management 1g Elect Director James A. Stern For For Management 1h Elect Director Hope B. Woodhouse For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- UMPQUA HOLDINGS CORPORATION Ticker: UMPQ Security ID: 904214103 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Y. Fowler For For Management 1.2 Elect Director Stephen M. Gambee For For Management 1.3 Elect Director James S. Greene For For Management 1.4 Elect Director Luis F. Machuca For For Management 1.5 Elect Director Maria M. Pope For For Management 1.6 Elect Director Cort L. O'Haver For For Management 1.7 Elect Director John F. Schultz For For Management 1.8 Elect Director Susan F. Stevens For For Management 1.9 Elect Director Hilliard C. Terry, III For For Management 1.10 Elect Director Bryan L. Timm For For Management 1.11 Elect Director Anddria Varnado For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNIVERSAL CORPORATION Ticker: UVV Security ID: 913456109 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas H. Johnson For For Management 1.2 Elect Director Michael T. Lawton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- VALVOLINE INC. Ticker: VVV Security ID: 92047W101 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerald W. Evans, Jr. For For Management 1b Elect Director Richard J. Freeland For For Management 1c Elect Director Stephen F. Kirk For For Management 1d Elect Director Carol H. Kruse For For Management 1e Elect Director Stephen E. Macadam For For Management 1f Elect Director Vada O. Manager For For Management 1g Elect Director Samuel J. Mitchell, Jr. For For Management 1h Elect Director Charles M. Sonsteby For For Management 1i Elect Director Mary J. Twinem For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VIAD CORP Ticker: VVI Security ID: 92552R406 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward E. Mace For For Management 1b Elect Director Joshua E. Schechter For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WALKER & DUNLOP, INC. Ticker: WD Security ID: 93148P102 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan J. Bowers For Withhold Management 1.2 Elect Director Ellen D. Levy For Withhold Management 1.3 Elect Director Michael D. Malone For For Management 1.4 Elect Director John Rice For Withhold Management 1.5 Elect Director Dana L. Schmaltz For Withhold Management 1.6 Elect Director Howard W. Smith, III For For Management 1.7 Elect Director William M. Walker For For Management 1.8 Elect Director Michael J. Warren For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WASHINGTON FEDERAL, INC. Ticker: WAFD Security ID: 938824109 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen M. Graham For For Management 1.2 Elect Director David K. Grant For For Management 1.3 Elect Director Randall H. Talbot For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WESCO INTERNATIONAL, INC. Ticker: WCC Security ID: 95082P105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Engel For For Management 1.2 Elect Director Matthew J. Espe For For Management 1.3 Elect Director Bobby J. Griffin For For Management 1.4 Elect Director John K. Morgan For For Management 1.5 Elect Director Steven A. Raymund For For Management 1.6 Elect Director James L. Singleton For For Management 1.7 Elect Director Easwaran Sundaram For For Management 1.8 Elect Director Laura K. Thompson For For Management 1.9 Elect Director Lynn M. Utter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- WHITE MOUNTAINS INSURANCE GROUP, LTD. Ticker: WTM Security ID: G9618E107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director G. Manning Rountree For For Management 1.2 Elect Director Mary C. Choksi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WORLD FUEL SERVICES CORPORATION Ticker: INT Security ID: 981475106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Kasbar For For Management 1.2 Elect Director Ken (Kanwaljit) Bakshi For Withhold Management 1.3 Elect Director Jorge L. Benitez For Withhold Management 1.4 Elect Director Sharda Cherwoo For For Management 1.5 Elect Director Richard A. Kassar For Withhold Management 1.6 Elect Director John L. Manley For Withhold Management 1.7 Elect Director Stephen K. Roddenberry For Withhold Management 1.8 Elect Director Paul H. Stebbins For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ZAGG INC Ticker: ZAGG Security ID: 98884U108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chris Ahern For For Management 1.2 Elect Director Michael T. Birch For Withhold Management 1.3 Elect Director Cheryl A. Larabee For For Management 1.4 Elect Director Daniel R. Maurer For Withhold Management 1.5 Elect Director P. Scott Stubbs For Withhold Management 1.6 Elect Director Ronald G. Garriques For For Management 1.7 Elect Director Edward Terino For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation ================== WPG Partners Small / Micro Cap Value Fund =================== ACCURAY INCORPORATED Ticker: ARAY Security ID: 004397105 Meeting Date: NOV 15, 2019 Meeting Type: Annual Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard R. Pettingill For For Management 1.2 Elect Director Joseph E. Whitters For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ADVANSIX INC. Ticker: ASIX Security ID: 00773T101 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Erin N. Kane For For Management 1b Elect Director Michael L. Marberry For For Management 1c Elect Director Darrell K. Hughes For For Management 1d Elect Director Todd D. Karran For For Management 1e Elect Director Paul E. Huck For For Management 1f Elect Director Daniel F. Sansone For For Management 1g Elect Director Sharon S. Spurlin For For Management 1h Elect Director Patrick S. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AIR TRANSPORT SERVICES GROUP, INC. Ticker: ATSG Security ID: 00922R105 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard M. Baudouin For Against Management 1b Elect Director Richard F. Corrado For For Management 1c Elect Director Joseph C. Hete For For Management 1d Elect Director Raymond E. Johns, Jr. For Against Management 1e Elect Director Laura J. Peterson For Against Management 1f Elect Director Randy D. Rademacher For For Management 1g Elect Director J. Christopher Teets For Against Management 1h Elect Director Jeffrey J. Vorholt For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED Ticker: ATI Security ID: 01741R102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Diggs For For Management 1.2 Elect Director J. Brett Harvey For For Management 1.3 Elect Director David J. Morehouse For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ALLETE, INC. Ticker: ALE Security ID: 018522300 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathryn W. Dindo For For Management 1b Elect Director George G. Goldfarb For For Management 1c Elect Director Alan R. Hodnik For For Management 1d Elect Director James J. Hoolihan For For Management 1e Elect Director Heidi E. Jimmerson For For Management 1f Elect Director Madeleine W. Ludlow For For Management 1g Elect Director Susan K. Nestegard For For Management 1h Elect Director Douglas C. Neve For For Management 1i Elect Director Bethany M. Owen For For Management 1j Elect Director Robert P. Powers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERIS BANCORP Ticker: ABCB Security ID: 03076K108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney D. Bullard For For Management 1.2 Elect Director James B. Miller, Jr. For For Management 1.3 Elect Director William I. Bowen, Jr. For For Management 1.4 Elect Director Wm. Millard Choate For For Management 1.5 Elect Director Robert P. Lynch For For Management 1.6 Elect Director Elizabeth A. McCague For For Management 1.7 Elect Director Gloria A. O'Neal For For Management 1.8 Elect Director H. Palmer Proctor, Jr. For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For Against Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- ARDMORE SHIPPING CORPORATION Ticker: ASC Security ID: Y0207T100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mats Berglund For For Management 1.2 Elect Director Kirsi Tikka For For Management -------------------------------------------------------------------------------- ARGAN, INC. Ticker: AGX Security ID: 04010E109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rainer H. Bosselmann For For Management 1.2 Elect Director Cynthia A. Flanders For For Management 1.3 Elect Director Peter W. Getsinger For For Management 1.4 Elect Director William F. Griffin, Jr. For For Management 1.5 Elect Director John R. Jeffrey, Jr. For For Management 1.6 Elect Director Mano S. Koilpillai For For Management 1.7 Elect Director William F. Leimkuhler For For Management 1.8 Elect Director W.G. Champion Mitchell For For Management 1.9 Elect Director James W. Quinn For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditor For For Management -------------------------------------------------------------------------------- ARGO GROUP INTERNATIONAL HOLDINGS, LTD. Ticker: ARGO Security ID: G0464B107 Meeting Date: DEC 20, 2019 Meeting Type: Proxy Contest Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1 Revoke Consent to Request Special For Did Not Vote Shareholder Meeting # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Blue Proxy Card) None 1 Consent to Request Special Meeting For Did Not Vote Shareholder -------------------------------------------------------------------------------- ARGO GROUP INTERNATIONAL HOLDINGS, LTD. Ticker: ARGO Security ID: G0464B107 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Bernard C. Bailey For For Management 2b Elect Director Thomas A. Bradley For For Management 2c Elect Director Fred R. Donner For For Management 2d Elect Director Anthony P. Latham For For Management 2e Elect Director Dymphna A. Lehane For For Management 2f Elect Director Samuel G. Liss For For Management 2g Elect Director Carol A. McFate For For Management 2h Elect Director Kathleen A. Nealon For For Management 2i Elect Director Al-Noor Ramji For For Management 2j Elect Director Kevin J. Rehnberg For For Management 2k Elect Director John H. Tonelli For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 5 Establish Range For Board Size For For Management 6 Amend Bye-Laws to Modify the Voting For For Management Push-Up Requirement -------------------------------------------------------------------------------- AVISTA CORPORATION Ticker: AVA Security ID: 05379B107 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kristianne Blake For For Management 1b Elect Director Donald C. Burke For For Management 1c Elect Director Rebecca A. Klein For For Management 1d Elect Director Scott H. Maw For For Management 1e Elect Director Scott L. Morris For For Management 1f Elect Director Jeffry L. Philipps For For Management 1g Elect Director Marc F. Racicot For For Management 1h Elect Director Heidi B. Stanley For For Management 1i Elect Director R. John Taylor For For Management 1j Elect Director Dennis P. Vermillion For For Management 1k Elect Director Janet D. Widmann For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AXCELIS TECHNOLOGIES, INC. Ticker: ACLS Security ID: 054540208 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tzu-Yin "TY" Chiu For Withhold Management 1.2 Elect Director Richard J. Faubert For For Management 1.3 Elect Director R. John Fletcher For For Management 1.4 Elect Director Arthur L. George, Jr. For For Management 1.5 Elect Director Joseph P. Keithley For Withhold Management 1.6 Elect Director John T. Kurtzweil For For Management 1.7 Elect Director Mary G. Puma For For Management 1.8 Elect Director Thomas St. Dennis For Withhold Management 1.9 Elect Director Jorge Titinger For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANNER CORPORATION Ticker: BANR Security ID: 06652V208 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark J. Grescovich For For Management 1.2 Elect Director David A. Klaue For For Management 1.3 Elect Director Merline Saintil For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- BEACON ROOFING SUPPLY, INC. Ticker: BECN Security ID: 073685109 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert R. Buck For For Management 1.2 Elect Director Julian G. Francis For For Management 1.3 Elect Director Carl T. Berquist For For Management 1.4 Elect Director Barbara G. Fast For For Management 1.5 Elect Director Richard W. Frost For Withhold Management 1.6 Elect Director Alan Gershenhorn For Withhold Management 1.7 Elect Director Philip W. Knisely For For Management 1.8 Elect Director Robert M. McLaughlin For For Management 1.9 Elect Director Neil S. Novich For Withhold Management 1.10 Elect Director Stuart A. Randle For Withhold Management 1.11 Elect Director Nathan K. Sleeper For For Management 1.12 Elect Director Douglas L. Young For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BIOSPECIFICS TECHNOLOGIES CORP. Ticker: BSTC Security ID: 090931106 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer Chao For For Management 1.2 Elect Director Mark Wegman For For Management 1.3 Elect Director Toby Wegman For For Management 2 Ratify EisnerAmper LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Shareholder Rights Plan (Poison For For Management Pill) 5 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- BRIGHAM MINERALS, INC. Ticker: MNRL Security ID: 10918L103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Howard Keenan, Jr. For Against Management 1b Elect Director James R. Levy For Against Management 1c Elect Director Richard K. Stoneburner For Against Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BRIXMOR PROPERTY GROUP INC. Ticker: BRX Security ID: 11120U105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Taylor, Jr. For For Management 1.2 Elect Director John G. Schreiber For For Management 1.3 Elect Director Michael Berman For For Management 1.4 Elect Director Julie Bowerman For For Management 1.5 Elect Director Sheryl M. Crosland For For Management 1.6 Elect Director Thomas W. Dickson For For Management 1.7 Elect Director Daniel B. Hurwitz For For Management 1.8 Elect Director William D. Rahm For For Management 1.9 Elect Director Gabrielle Sulzberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BYLINE BANCORP, INC. Ticker: BY Security ID: 124411109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phillip R. Cabrera For Withhold Management 1.2 Elect Director Antonio del Valle For Withhold Management Perochena 1.3 Elect Director Roberto R. Herencia For For Management 1.4 Elect Director Mary Jo S. Herseth For For Management 1.5 Elect Director Steven P. Kent For Withhold Management 1.6 Elect Director William G. Kistner For For Management 1.7 Elect Director Alberto J. Paracchini For For Management 1.8 Elect Director Steven M. Rull For For Management 1.9 Elect Director Robert R. Yohanan For For Management 2 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- CARPENTER TECHNOLOGY CORPORATION Ticker: CRS Security ID: 144285103 Meeting Date: OCT 08, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Viola L. Acoff For For Management 1.2 Elect Director I. Martin Inglis For For Management 1.3 Elect Director Stephen M. Ward, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CARS.COM INC. Ticker: CARS Security ID: 14575E105 Meeting Date: OCT 30, 2019 Meeting Type: Annual Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Forbes For For Management 1.2 Elect Director Jerri DeVard For For Management 1.3 Elect Director Jill Greenthal For Withhold Management 1.4 Elect Director Thomas Hale For For Management 1.5 Elect Director Michael Kelly For For Management 1.6 Elect Director Donald A. McGovern, Jr. For For Management 1.7 Elect Director Greg Revelle For For Management 1.8 Elect Director Bala Subramanian For For Management 1.9 Elect Director T. Alex Vetter For For Management 1.10 Elect Director Bryan Wiener For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CELESTICA INC. Ticker: CLS Security ID: 15101Q108 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Cascella For For Management 1.2 Elect Director Deepak Chopra For For Management 1.3 Elect Director Daniel P. DiMaggio For For Management 1.4 Elect Director Laurette T. Koellner For For Management 1.5 Elect Director Robert A. Mionis For For Management 1.6 Elect Director Carol S. Perry For For Management 1.7 Elect Director Tawfiq Popatia For For Management 1.8 Elect Director Eamon J. Ryan For For Management 1.9 Elect Director Michael M. Wilson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CENTRAL PACIFIC FINANCIAL CORP. Ticker: CPF Security ID: 154760409 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christine H. H. Camp For For Management 1.2 Elect Director Earl E. Fry For For Management 1.3 Elect Director Wayne K. Kamitaki For For Management 1.4 Elect Director Paul J. Kosasa For For Management 1.5 Elect Director Duane K. Kurisu For For Management 1.6 Elect Director Christopher T. Lutes For For Management 1.7 Elect Director Colbert M. Matsumoto For For Management 1.8 Elect Director A. Catherine Ngo For For Management 1.9 Elect Director Saedene K. Ota For For Management 1.10 Elect Director Crystal K. Rose For For Management 1.11 Elect Director Paul K. Yonamine For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- CLEAN HARBORS, INC. Ticker: CLH Security ID: 184496107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eugene Banucci For For Management 1.2 Elect Director Edward G. Galante For For Management 1.3 Elect Director Thomas J. Shields For For Management 1.4 Elect Director John R. Welch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COHERENT, INC. Ticker: COHR Security ID: 192479103 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jay T. Flatley For For Management 1b Elect Director Pamela Fletcher For For Management 1c Elect Director Andreas (Andy) W. Mattes For For Management 1d Elect Director Beverly Kay Matthews For For Management 1e Elect Director Michael R. McMullen For For Management 1f Elect Director Garry W. Rogerson For For Management 1g Elect Director Steve Skaggs For For Management 1h Elect Director Sandeep Vij For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMMVAULT SYSTEMS, INC. Ticker: CVLT Security ID: 204166102 Meeting Date: AUG 22, 2019 Meeting Type: Annual Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas Adamo For For Management 1.2 Elect Director Martha H. Bejar For Against Management 1.3 Elect Director David F. Walker For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- DEL TACO RESTAURANTS, INC. Ticker: TACO Security ID: 245496104 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lawrence F. Levy For For Management 1.2 Elect Director Eileen Aptman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EL PASO ELECTRIC COMPANY Ticker: EE Security ID: 283677854 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- EQUITY COMMONWEALTH Ticker: EQC Security ID: 294628102 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sam Zell For Withhold Management 1.2 Elect Director James S. Corl For Withhold Management 1.3 Elect Director Martin L. Edelman For Withhold Management 1.4 Elect Director Edward A. Glickman For For Management 1.5 Elect Director David A. Helfand For For Management 1.6 Elect Director Peter Linneman For For Management 1.7 Elect Director James L. Lozier, Jr. For For Management 1.8 Elect Director Mary Jane Robertson For For Management 1.9 Elect Director Kenneth Shea For For Management 1.10 Elect Director Gerald A. Spector For For Management 1.11 Elect Director James A. Star For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ESSENT GROUP LTD. Ticker: ESNT Security ID: G3198U102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Casale For For Management 1.2 Elect Director Douglas J. Pauls For For Management 1.3 Elect Director William Spiegel For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EURONAV NV Ticker: EURN Security ID: B38564108 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Special Board Report Re: None None Management Company Law Art. 604 on Renewal on Authorized Capital 1.1a Renew Authorization to Increase Share For Against Management Capital up to USD 50 Million With the Possibility to Restrict or Suspend Preemptive Rights 1.1b Renew Authorization to Increase Share For For Management Capital up to USD 25 Million With the Possibility to Restrict or Suspend Preemptive Rights 1.2a Renew Authorization to Increase Share For Against Management Capital up to USD 239,147,502.82 Without the Possibility to Restrict or Suspend Preemptive Rights 1.2b Renew Authorization to Increase Share For For Management Capital up to USD 120 Million Without the Possibility to Restrict or Suspend Preemptive Rights 2 Authorize Board to Issue Shares in the For Against Management Event of a Public Tender Offer or Share Exchange Offer 3 Authorize Repurchase of Up to 20 For Against Management Percent of Issued Share Capital 4 Authorize Board to Repurchase Shares For Against Management in the Event of a Serious and Imminent Harm and Under Normal Conditions 5 Authorize Reissuance of Repurchased For Against Management Shares 6 Amend Articles of Association For For Management 7 Authorize Implementation of Approved For For Management Resolutions and Approve Coordination of Articles of Association 8 Approve Filing of Required For For Management Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- EURONAV NV Ticker: EURN Security ID: B38564108 Meeting Date: APR 09, 2020 Meeting Type: Special Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- EURONAV NV Ticker: EURN Security ID: B38564108 Meeting Date: MAY 20, 2020 Meeting Type: Annual/Special Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2 Approve Remuneration Report For Against Management 3 Adopt Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends of USD 0.35 per Share 5.1 Approve Discharge of Members of the For For Management Management and Supervisory Board 5.2 Approve Discharge of Auditor For For Management 6 Reelect Grace Reksten Skaugen as For For Management Independent Member of the Supervisory Board 7 Approve Remuneration of Members of the For For Management Supervisory Board 8 Ratify KPMG as Auditor For For Management 9 Approve Auditors' Remuneration For For Management 10 Approve Change-of-Control Clause Re: For Against Management Long Term Incentive Plans 11 Transact Other Business None None Management 11.1 Receive Information on Resignation of None None Management Patrick Rodgers and Steven Smith as Directors 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- FARMER BROS. CO. Ticker: FARM Security ID: 307675108 Meeting Date: DEC 10, 2019 Meeting Type: Proxy Contest Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1.1 Elect Director Charles F. Marcy For For Management 1.2 Elect Director D. Deverl Maserang, II For For Management 1.3 Elect Director Christopher P. Mottern For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Non-Binding Proposal Urging the Board Abstain For Shareholder of Directors to Provide for the Phased-In Declassification of the Board of Directors # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Proxy Card) None 1.1 Elect Director Thomas William Mortensen For Did Not Vote Shareholder 1.2 Elect Director Jonathan Michael Waite For Did Not Vote Shareholder 1.3 Elect Director D. Deverl Maserang, II For Did Not Vote Shareholder 2 Ratify Deloitte & Touche LLP as For Did Not Vote Management Auditors 3 Advisory Vote to Ratify Named Abstain Did Not Vote Management Executive Officers' Compensation 4 Declassify the Board of Directors For Did Not Vote Management -------------------------------------------------------------------------------- FIRST FOUNDATION INC. Ticker: FFWM Security ID: 32026V104 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Max Briggs For For Management 1.2 Elect Director John Hakopian For For Management 1.3 Elect Director Scott F. Kavanaugh For For Management 1.4 Elect Director Ulrich E. Keller, Jr. For For Management 1.5 Elect Director David Lake For For Management 1.6 Elect Director Elizabeth A. Pagliarini For For Management 1.7 Elect Director Mitchell M. Rosenberg For For Management 1.8 Elect Director Diane M. Rubin For For Management 1.9 Elect Director Jacob Sonenshine For For Management 2 Ratify Eide Bailly LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST INTERSTATE BANCSYSTEM, INC. Ticker: FIBK Security ID: 32055Y201 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alice S. Cho For For Management 1.2 Elect Director Dana L. Crandall For For Management 1.3 Elect Director Dennis L. Johnson For For Management 1.4 Elect Director Patricia L. Moss For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- FRESH DEL MONTE PRODUCE INC. Ticker: FDP Security ID: G36738105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Michael J. Berthelot For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GREAT LAKES DREDGE & DOCK CORPORATION Ticker: GLDD Security ID: 390607109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elaine J. Dorward-King For For Management 1b Elect Director Ryan J. Levenson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HAYNES INTERNATIONAL, INC. Ticker: HAYN Security ID: 420877201 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Donald C. Campion For For Management 2 Elect Director Robert H. Getz For For Management 3 Elect Director Dawne S. Hickton For For Management 4 Elect Director Michael L. Shor For For Management 5 Elect Director Larry O. Spencer For For Management 6 Elect Director William P. Wall For For Management 7 Ratify Deloitte & Touche LLP as For For Management Auditors 8 Approve Omnibus Stock Plan For For Management 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HIGHPOINT RESOURCES CORPORATION Ticker: HPR Security ID: 43114K108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark S. Berg For For Management 1.2 Elect Director Scott A. Gieselman For For Management 1.3 Elect Director Craig S. Glick For For Management 1.4 Elect Director Lori A. Lancaster For Withhold Management 1.5 Elect Director Jim W. Mogg For Withhold Management 1.6 Elect Director Edmund P. Segner, III For For Management 1.7 Elect Director Randy I. Stein For Withhold Management 1.8 Elect Director R. Scot Woodall For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- HOMESTREET, INC. Ticker: HMST Security ID: 43785V102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James R. Mitchell, Jr. For For Management 1b Elect Director Nancy D. Pellegrino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ICF INTERNATIONAL, INC. Ticker: ICFI Security ID: 44925C103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sudhakar Kesavan For For Management 1.2 Elect Director Michael J. Van Handel For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- INDUSTRIAL LOGISTICS PROPERTIES TRUST Ticker: ILPT Security ID: 456237106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce M. Gans For Withhold Management 1.2 Elect Director Adam D. Portnoy For Withhold Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INTRICON CORPORATION Ticker: IIN Security ID: 46121H109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert N. Masucci For For Management 1.2 Elect Director Philip I. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- INVACARE CORPORATION Ticker: IVC Security ID: 461203101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan H. Alexander For For Management 1.2 Elect Director Julie A. Beck For For Management 1.3 Elect Director Petra Danielsohn-Weil For For Management 1.4 Elect Director Diana S. Ferguson For For Management 1.5 Elect Director Marc M. Gibeley For For Management 1.6 Elect Director C. Martin Harris For For Management 1.7 Elect Director Matthew E. Monaghan For For Management 1.8 Elect Director Clifford D. Nastas For For Management 1.9 Elect Director Baiju R. Shah For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INVESTORS REAL ESTATE TRUST Ticker: IRET Security ID: 461730509 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Caira For For Management 1b Elect Director Michael T. Dance For For Management 1c Elect Director Mark O. Decker, Jr. For For Management 1d Elect Director Emily Nagle Green For For Management 1e Elect Director Linda J. Hall For For Management 1f Elect Director Terrance P. Maxwell For For Management 1g Elect Director John A. Schissel For For Management 1h Elect Director Mary J. Twinem For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- KAR AUCTION SERVICES, INC. Ticker: KAR Security ID: 48238T109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David DiDomenico For For Management 1b Elect Director Carmel Galvin For For Management 1c Elect Director James P. Hallett For For Management 1d Elect Director Mark E. Hill For For Management 1e Elect Director J. Mark Howell For For Management 1f Elect Director Stefan Jacoby For For Management 1g Elect Director Michael T. Kestner For For Management 1h Elect Director Mary Ellen Smith For For Management 1i Elect Director Stephen E. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KBR, INC. Ticker: KBR Security ID: 48242W106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark E. Baldwin For For Management 1b Elect Director James R. Blackwell For For Management 1c Elect Director Stuart J. B. Bradie For For Management 1d Elect Director Lynn A. Dugle For For Management 1e Elect Director Lester L. Lyles For For Management 1f Elect Director Wendy M. Masiello For For Management 1g Elect Director Jack B. Moore For For Management 1h Elect Director Ann D. Pickard For For Management 1i Elect Director Umberto della Sala For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KEARNY FINANCIAL CORP. Ticker: KRNY Security ID: 48716P108 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Mazur, Jr. For For Management 1.2 Elect Director Matthew T. McClane For For Management 1.3 Elect Director John F. McGovern For For Management 1.4 Elect Director Raymond E. Chandonnet For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For For Management 1b Elect Director George N. Cochran For For Management 1c Elect Director Kathleen M. Cronin For For Management 1d Elect Director Lacy M. Johnson For For Management 1e Elect Director Robert J. Joyce For For Management 1f Elect Director Joseph P. Lacher, Jr. For For Management 1g Elect Director Gerald Laderman For For Management 1h Elect Director Christopher B. Sarofim For For Management 1i Elect Director David P. Storch For For Management 1j Elect Director Susan D. Whiting For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- KENNEDY-WILSON HOLDINGS, INC. Ticker: KW Security ID: 489398107 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd Boehly For For Management 1.2 Elect Director David A. Minella For For Management 1.3 Elect Director Mary Ricks For For Management 1.4 Elect Director Sanaz Zaimi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LANDEC CORPORATION Ticker: LNDC Security ID: 514766104 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Albert D. Bolles For For Management 1.2 Elect Director Deborah Carosella For For Management 1.3 Elect Director Tonia Pankopf For For Management 1.4 Elect Director Craig A. Barbarosh For For Management 1.5 Elect Director Charles Macaluso For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MAGNOLIA OIL & GAS CORPORATION Ticker: MGY Security ID: 559663109 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen "Steve" I. For For Management Chazen 1b Elect Director Arcilia C. Acosta For For Management 1c Elect Director Angela M. Busch For For Management 1d Elect Director Edward P. Djerejian For For Management 1e Elect Director James R. Larson For For Management 1f Elect Director Dan F. Smith For For Management 1g Elect Director John B. Walker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MATRIX SERVICE COMPANY Ticker: MTRX Security ID: 576853105 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martha Z. Carnes For For Management 1.2 Elect Director John D. Chandler For For Management 1.3 Elect Director John W. Gibson For For Management 1.4 Elect Director John R. Hewitt For For Management 1.5 Elect Director Liane K. Hinrichs For For Management 1.6 Elect Director James H. Miller For For Management 1.7 Elect Director Jim W. Mogg For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MAXAR TECHNOLOGIES INC. Ticker: MAXR Security ID: 57778K105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howell M. Estes, III For For Management 1.2 Elect Director Nick S. Cyprus For For Management 1.3 Elect Director Roxanne J. Decyk For For Management 1.4 Elect Director Joanne O. Isham For For Management 1.5 Elect Director Daniel L. Jablonsky For For Management 1.6 Elect Director C. Robert Kehler For For Management 1.7 Elect Director L. Roger Mason, Jr. For For Management 1.8 Elect Director Eric J. Zahler For For Management 1.9 Elect Director Eddy Zervigon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MAXLINEAR, INC. Ticker: MXL Security ID: 57776J100 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carolyn D. Beaver For For Management 1.2 Elect Director Albert J. Moyer For Against Management 1.3 Elect Director Theodore L. Tewksbury For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- METHANEX CORPORATION Ticker: MX Security ID: 59151K108 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas Arnell For For Management 1.2 Elect Director James Bertram For For Management 1.3 Elect Director Phillip Cook For For Management 1.4 Elect Director Paul Dobson For For Management 1.5 Elect Director John Floren For For Management 1.6 Elect Director Maureen Howe For For Management 1.7 Elect Director Robert Kostelnik For For Management 1.8 Elect Director Leslie O'Donoghue For For Management 1.9 Elect Director Janice Rennie For For Management 1.10 Elect Director Kevin Rodgers For For Management 1.11 Elect Director Margaret Walker For For Management 1.12 Elect Director Benita Warmbold For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- MGIC INVESTMENT CORPORATION Ticker: MTG Security ID: 552848103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel A. Arrigoni For For Management 1.2 Elect Director C. Edward Chaplin For For Management 1.3 Elect Director Curt S. Culver For For Management 1.4 Elect Director Jay C. Hartzell For For Management 1.5 Elect Director Timothy A. Holt For For Management 1.6 Elect Director Kenneth M. Jastrow, II For For Management 1.7 Elect Director Jodeen A. Kozlak For For Management 1.8 Elect Director Michael E. Lehman For For Management 1.9 Elect Director Melissa B. Lora For For Management 1.10 Elect Director Timothy J. Mattke For For Management 1.11 Elect Director Gary A. Poliner For For Management 1.12 Elect Director Sheryl L. Sculley For For Management 1.13 Elect Director Mark M. Zandi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MGP INGREDIENTS, INC. Ticker: MGPI Security ID: 55303J106 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James L. Bareuther For For Management 1b Elect Director Terrence P. Dunn For For Management 1c Elect Director Anthony P. Foglio For For Management 1d Elect Director Kerry A. Walsh Skelly For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MICROSTRATEGY INCORPORATED Ticker: MSTR Security ID: 594972408 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Saylor For Withhold Management 1.2 Elect Director Stephen X. Graham For Withhold Management 1.3 Elect Director Jarrod M. Patten For Withhold Management 1.4 Elect Director Leslie J. Rechan For Withhold Management 1.5 Elect Director Carl J. Rickertsen For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NATIONAL BANK HOLDINGS CORPORATION Ticker: NBHC Security ID: 633707104 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph W. Clermont For Withhold Management 1.2 Elect Director Robert E. Dean For Withhold Management 1.3 Elect Director Fred J. Joseph For Withhold Management 1.4 Elect Director G. Timothy Laney For For Management 1.5 Elect Director Micho F. Spring For For Management 1.6 Elect Director Burney S. Warren, III For For Management 1.7 Elect Director Art Zeile For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATIONAL ENERGY SERVICES REUNITED CORP. Ticker: NESR Security ID: G6375R107 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherif Foda For For Management 1.2 Elect Director Yousef Al Nowais For For Management 1.3 Elect Director Thomas Wood For For Management 2 Ratify KPMG as Auditors For For Management -------------------------------------------------------------------------------- NATIONAL ENERGY SERVICES REUNITED CORP. Ticker: NESR Security ID: G6375R107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Antonio J. Campo Mejia For Against Management 1.2 Elect Director Nadhmi Al-Nasr For Against Management 1.3 Elect Director Amr Al Menhali For For Management 1.4 Elect Director Andrew Waite For For Management 1.5 Elect Director Hala Zeibak For For Management 2 Ratify KPMG as Auditors For For Management -------------------------------------------------------------------------------- NEOPHOTONICS CORPORATION Ticker: NPTN Security ID: 64051T100 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy S. Jenks For For Management 1.2 Elect Director Yanbing Li For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NETSCOUT SYSTEMS, INC. Ticker: NTCT Security ID: 64115T104 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anil K. Singhal For For Management 1.2 Elect Director John R. Egan For For Management 1.3 Elect Director Robert E. Donahue For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEW JERSEY RESOURCES CORPORATION Ticker: NJR Security ID: 646025106 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. For For Management DeGraffenreidt, Jr. 1.2 Elect Director Gregory E. Aliff For For Management 1.3 Elect Director Stephen D. Westhoven For For Management 1.4 Elect Director Jane M. Kenny For For Management 1.5 Elect Director Sharon C. Taylor For For Management 1.6 Elect Director David A. Trice For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEWPARK RESOURCES, INC. Ticker: NR Security ID: 651718504 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony J. Best For For Management 1.2 Elect Director G. Stephen Finley For For Management 1.3 Elect Director Paul L. Howes For For Management 1.4 Elect Director Roderick A. Larson For For Management 1.5 Elect Director John C. Minge For For Management 1.6 Elect Director Rose M. Robeson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NORTHWESTERN CORPORATION Ticker: NWE Security ID: 668074305 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen P. Adik For For Management 1.2 Elect Director Anthony T. Clark For For Management 1.3 Elect Director Dana J. Dykhouse For For Management 1.4 Elect Director Jan R. Horsfall For For Management 1.5 Elect Director Britt E. Ide For For Management 1.6 Elect Director Julia L. Johnson For For Management 1.7 Elect Director Linda G. Sullivan For For Management 1.8 Elect Director Robert C. Rowe For For Management 1.9 Elect Director Mahvash Yazdi For For Management 1.10 Elect Director Jeffrey W. Yingling For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- ONESPAN INC. Ticker: OSPN Security ID: 68287N100 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc D. Boroditsky For For Management 1b Elect Director Scott M. Clements For For Management 1c Elect Director Michael P. Cullinane For For Management 1d Elect Director John N. Fox, Jr. For For Management 1e Elect Director Naureen Hassan For For Management 1f Elect Director Jean K. Holley For For Management 1g Elect Director T. Kendall 'Ken' Hunt For For Management 1h Elect Director Marianne Johnson For For Management 1i Elect Director Matthew Moog For For Management 1j Elect Director Marc Zenner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ORIGIN BANCORP, INC. Ticker: OBNK Security ID: 68621T102 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James D'Agostino, Jr. For Against Management 1.2 Elect Director Michael Jones For Against Management 1.3 Elect Director Farrell Malone For Against Management 1.4 Elect Director F. Ronnie Myrick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify BKD, LLP as Auditors For For Management 5 Declassify the Board of Directors For For Management 6 Provide Directors May Be Removed With For For Management or Without Cause 7 Adopt Majority Voting Standard For For Management 8 Reduce Supermajority Vote Requirement For For Management to Amend Bylaws 9 Amend Charter For For Management -------------------------------------------------------------------------------- ORION GROUP HOLDINGS INC. Ticker: ORN Security ID: 68628V308 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas N. Amonett For For Management 1b Elect Director Margaret M. Foran For For Management 1c Elect Director Mark R. Stauffer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- PETIQ, INC. Ticker: PETQ Security ID: 71639T106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director McCord Christensen For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PGT INNOVATIONS, INC. Ticker: PGTI Security ID: 69336V101 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brett N. Milgrim For For Management 1.2 Elect Director Richard D. Feintuch For For Management 1.3 Elect Director Jeffrey T. Jackson For For Management 1.4 Elect Director Frances Powell Hawes For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PIEDMONT OFFICE REALTY TRUST, INC. Ticker: PDM Security ID: 720190206 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank C. McDowell For For Management 1.2 Elect Director Kelly H. Barrett For For Management 1.3 Elect Director Wesley E. Cantrell For For Management 1.4 Elect Director Glenn G. Cohen For For Management 1.5 Elect Director Barbara B. Lang For For Management 1.6 Elect Director C. Brent Smith For For Management 1.7 Elect Director Jeffrey L. Swope For For Management 1.8 Elect Director Dale H. Taysom For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- POPULAR, INC. Ticker: BPOP Security ID: 733174700 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ignacio Alvarez For For Management 1b Elect Director Maria Luisa Ferre For For Management 1c Elect Director C. Kim Goodwin For For Management 2 Declassify the Board of Directors For For Management 3 Change Range for Size of the Board For For Management 4 Eliminate Supermajority Vote For For Management Requirement 5 Approve Omnibus Stock Plan For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 8 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC COMPANY Ticker: POR Security ID: 736508847 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Ballantine For For Management 1b Elect Director Rodney L. Brown, Jr. For For Management 1c Elect Director Jack E. Davis For For Management 1d Elect Director Kirby A. Dyess For For Management 1e Elect Director Mark B. Ganz For For Management 1f Elect Director Marie Oh Huber For For Management 1g Elect Director Kathryn J. Jackson For For Management 1h Elect Director Michael H. Millegan For For Management 1i Elect Director Neil J. Nelson For For Management 1j Elect Director M. Lee Pelton For For Management 1k Elect Director Maria M. Pope For For Management 1l Elect Director Charles W. Shivery For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PRIMO WATER CORPORATION Ticker: PRMW Security ID: 74167P108 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Britta Bomhard For For Management 1.2 Elect Director Susan E. Cates For For Management 1.3 Elect Director Jerry Fowden For For Management 1.4 Elect Director Stephen H. Halperin For For Management 1.5 Elect Director Thomas J. Harrington For For Management 1.6 Elect Director Betty Jane (BJ) Hess For For Management 1.7 Elect Director Gregory Monahan For For Management 1.8 Elect Director Mario Pilozzi For For Management 1.9 Elect Director Billy D. Prim For For Management 1.10 Elect Director Eric Rosenfeld For Withhold Management 1.11 Elect Director Graham W. Savage For For Management 1.12 Elect Director Steven P. Stanbrook For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- QAD INC. Ticker: QADB Security ID: 74727D306 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott J. Adelson For For Management 1b Elect Director Anton Chilton For Withhold Management 1c Elect Director Kathleen M. Crusco For For Management 1d Elect Director Peter R. van Cuylenburg For For Management 1e Elect Director Pamela M. Lopker For Withhold Management 1f Elect Director Lee D. Roberts For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SCHWEITZER-MAUDUIT INTERNATIONAL, INC. Ticker: SWM Security ID: 808541106 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark L. Bye For For Management 1.2 Elect Director Jeffrey J. Keenan For For Management 1.3 Elect Director Marco Levi For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SMART GLOBAL HOLDINGS, INC. Ticker: SGH Security ID: G8232Y101 Meeting Date: FEB 13, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth Hao For For Management 1b Elect Director Bryan Ingram For Against Management 1c Elect Director Paul Mercadante For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SMART GLOBAL HOLDINGS, INC. Ticker: SGH Security ID: G8232Y101 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SOUTH JERSEY INDUSTRIES, INC. Ticker: SJI Security ID: 838518108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sarah M. Barpoulis For For Management 1b Elect Director Keith S. Campbell For For Management 1c Elect Director Victor A. Fortkiewicz For For Management 1d Elect Director Sheila Hartnett-Devlin For For Management 1e Elect Director G. Edison Holland, Jr. For For Management 1f Elect Director Sunita Holzer For For Management 1g Elect Director Kevin M. O'Dowd For For Management 1h Elect Director Michael J. Renna For For Management 1i Elect Director Joseph M. Rigby For For Management 1j Elect Director Frank L. Sims For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche as Auditors For For Management -------------------------------------------------------------------------------- STEALTHGAS INC. Ticker: GASS Security ID: Y81669106 Meeting Date: SEP 11, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Jolliffe For For Management 1.2 Elect Director John Kostoyannis For For Management 2 Ratify Deloitte Certified Public For For Management Accountants S.A. as Auditors -------------------------------------------------------------------------------- TEEKAY TANKERS LTD. Ticker: TNK Security ID: Y8565N300 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth Hvid For Withhold Management 1.2 Elect Director Arthur Bensler For Withhold Management 1.3 Elect Director Sai W. Chu For Withhold Management 1.4 Elect Director Richard T. du Moulin For Withhold Management 1.5 Elect Director David Schellenberg For For Management -------------------------------------------------------------------------------- TETRA TECHNOLOGIES, INC. Ticker: TTI Security ID: 88162F105 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark E. Baldwin For For Management 1.2 Elect Director Thomas R. Bates, Jr. For Withhold Management 1.3 Elect Director Paul D. Coombs For Withhold Management 1.4 Elect Director John F. Glick For Withhold Management 1.5 Elect Director Gina A. Luna For Withhold Management 1.6 Elect Director Brady M. Murphy For For Management 1.7 Elect Director William D. Sullivan For Withhold Management 1.8 Elect Director Joseph C. Winkler, III For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE CHILDREN'S PLACE, INC. Ticker: PLCE Security ID: 168905107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph Alutto For For Management 1b Elect Director John E. Bachman For For Management 1c Elect Director Marla Malcolm Beck For For Management 1d Elect Director Elizabeth J. Boland For For Management 1e Elect Director Jane Elfers For For Management 1f Elect Director Joseph Gromek For For Management 1g Elect Director Norman Matthews For For Management 1h Elect Director Robert L. Mettler For For Management 1i Elect Director Debby Reiner For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. Ticker: THG Security ID: 410867105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jane D. Carlin For For Management 1.2 Elect Director Daniel T. Henry For For Management 1.3 Elect Director Wendell J. Knox For For Management 1.4 Elect Director Kathleen S. Lane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- TILE SHOP HOLDINGS, INC. Ticker: TTS Security ID: 88677Q109 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: MAY 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter J. Jacullo, III For For Management 1.2 Elect Director Cabell H. Lolmaugh For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- TUTOR PERINI CORPORATION Ticker: TPC Security ID: 901109108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald N. Tutor For Withhold Management 1.2 Elect Director Peter Arkley For Withhold Management 1.3 Elect Director Sidney J. Feltenstein For Withhold Management 1.4 Elect Director James A. Frost For Withhold Management 1.5 Elect Director Michael F. Horodniceanu For Withhold Management 1.6 Elect Director Michael R. Klein For Withhold Management 1.7 Elect Director Robert C. Lieber For Withhold Management 1.8 Elect Director Dennis D. Oklak For Withhold Management 1.9 Elect Director Raymond R. Oneglia For Withhold Management 1.10 Elect Director Dale Anne Reiss For Withhold Management 1.11 Elect Director Dickran M. Tevrizian, For Withhold Management Jr. 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- UMH PROPERTIES, INC. Ticker: UMH Security ID: 903002103 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey A. Carus For Withhold Management 1.2 Elect Director Matthew I. Hirsch For Withhold Management 1.3 Elect Director Kenneth K. Quigley, Jr. For Withhold Management 2 Ratify PKF O'Connor Davies, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNISYS CORPORATION Ticker: UIS Security ID: 909214306 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter A. Altabef For For Management 1b Elect Director Jared L. Cohon For For Management 1c Elect Director Nathaniel A. Davis For For Management 1d Elect Director Matthew J. Desch For For Management 1e Elect Director Denise K. Fletcher For For Management 1f Elect Director Philippe Germond For For Management 1g Elect Director Lisa A. Hook For For Management 1h Elect Director Deborah Lee James For For Management 1i Elect Director Paul E. Martin For For Management 1j Elect Director Regina Paolillo For For Management 1k Elect Director Lee D. Roberts For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITED COMMUNITY BANKS, INC. Ticker: UCBI Security ID: 90984P303 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert H. Blalock For For Management 1.2 Elect Director L. Cathy Cox For For Management 1.3 Elect Director Kenneth L. Daniels For For Management 1.4 Elect Director Lance F. Drummond For For Management 1.5 Elect Director H. Lynn Harton For For Management 1.6 Elect Director Jennifer K. Mann For For Management 1.7 Elect Director Thomas A. Richlovsky For For Management 1.8 Elect Director David C. Shaver For For Management 1.9 Elect Director Tim R. Wallis For For Management 1.10 Elect Director David H. Wilkins For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VECTRUS, INC. Ticker: VEC Security ID: 92242T101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William F. Murdy For Against Management 1b Elect Director Melvin F. Parker For Against Management 1c Elect Director Stephen L. Waechter For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation ========== END NPX REPORT
Campbell & Company Investment Advisor, LLC
Campbell Advantage Fund
The Campbell Advantage Fund did not vote any proxies during the one year period ended June 30, 2020.
Campbell Dynamic Trend Fund
The Campbell Dynamic Trend Fund did not vote any proxies during the one year period ended June 30, 2020.
Campbell Systematic Macro Fund
The Campbell Systematic Macro Fund and its predecessor the Equinox Campbell Strategy Fund did not vote any proxies during the one year period ended June 30, 2020.
Matson Money, Inc.
Free Market Funds
Free Market Fixed Income Fund did not vote any proxies during the one year period ended June 30, 2020.
Free Market International Equity Fund did not vote any proxies during the one year period ended June 30, 2020.
Free Market U.S. Equity Fund did not vote any proxies during the one year period ended June 30, 2020.
Matson Money VI Portfolios
Matson Money Fixed Income VI Portfolio did not vote any proxies during the one year period ended June 30, 2020.
Matson Money International Equity VI Portfolio did not vote any proxies during the one year period ended June 30, 2020.
Matson Money U.S. Equity VI Portfolio did not vote any proxies during the one year period ended June 30, 2020.
Investment Company Report
Meeting Date Range: | 01-Jul-2019 - 30-Jun-2020 | Report Date: | 7/16/2020 | ||||||||||||||||||
Page 1 of 320 | |||||||||||||||||||||
MFAM Emerging Markets Fund | |||||||||||||||||||||
ALIBABA GROUP HOLDING LIMITED | |||||||||||||||||||||
Security: | 01609W102 | Agenda Number: | 935052302 | ||||||||||||||||||
Ticker: | BABA | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US01609W1027 | Meeting Date: | 7/15/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | Effect an increase in the number of authorized Ordinary Shares to 32,000,000,000 and effect a one-to-eight share subdivision of the Company's Ordinary Shares. | Mgmt | For | For | |||||||||||||||||
2.1 | Election of Director for a three year term: DANIEL ZHANG | Mgmt | For | For | |||||||||||||||||
2.2 | Election of Director for a three year term: CHEE HWA TUNG | Mgmt | For | For | |||||||||||||||||
2.3 | Election of Director for a three year term: JERRY YANG | Mgmt | For | For | |||||||||||||||||
2.4 | Election of Director for a three year term: WAN LING MARTELLO | Mgmt | For | For | |||||||||||||||||
3. | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5296 | SBCN | 7200 | 7200 | 0 | 7/5/2019 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
AMAZON.COM, INC. | |||||||||||||||||||||
Security: | 023135106 | Agenda Number: | 935186305 | ||||||||||||||||||
Ticker: | AMZN | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US0231351067 | Meeting Date: | 5/27/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of director: Jeffrey P. Bezos | Mgmt | For | For | |||||||||||||||||
1B. | Election of director: Rosalind G. Brewer | Mgmt | For | For | |||||||||||||||||
1C. | Election of director: Jamie S. Gorelick | Mgmt | For | For | |||||||||||||||||
1D. | Election of director: Daniel P. Huttenlocher | Mgmt | For | For | |||||||||||||||||
1E. | Election of director: Judith A. McGrath | Mgmt | For | For | |||||||||||||||||
1F. | Election of director: Indra K. Nooyi | Mgmt | For | For | |||||||||||||||||
1G. | Election of director: Jonathan J. Rubinstein | Mgmt | For | For | |||||||||||||||||
1H. | Election of director: Thomas O. Ryder | Mgmt | For | For | |||||||||||||||||
1I. | Election of director: Patricia Q. Stonesifer | Mgmt | For | For | |||||||||||||||||
1J. | Election of director: Wendell P. Weeks | Mgmt | For | For | |||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Mgmt | For | For | |||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Mgmt | For | For | |||||||||||||||||
4. | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO REQUEST A SPECIAL MEETING | Mgmt | For | For | |||||||||||||||||
5. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF FOOD WASTE | Shr | Against | For | |||||||||||||||||
6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shr | For | Against | |||||||||||||||||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES | Shr | For | Against | |||||||||||||||||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO RESTRICT CERTAIN PRODUCTS | Shr | For | Against | |||||||||||||||||
9. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY | Shr | Against | For | |||||||||||||||||
10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT ON GENDER/RACIAL PAY | Shr | Against | For | |||||||||||||||||
11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN COMMUNITY IMPACTS | Shr | Against | For | |||||||||||||||||
12. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT DISCRIMINATION | Shr | Against | For | |||||||||||||||||
13. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA | Shr | For | Against | |||||||||||||||||
14. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS | Shr | For | Against | |||||||||||||||||
15. | SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY CHAIN REPORT FORMAT | Shr | Against | For | |||||||||||||||||
16. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 13150 | 13150 | 0 | 5/25/2020 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
AMERICAN TOWER CORPORATION | |||||||||||||||||||||
Security: | 03027X100 | Agenda Number: | 935169450 | ||||||||||||||||||
Ticker: | AMT | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US03027X1000 | Meeting Date: | 5/18/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Thomas A. Bartlett | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Raymond P. Dolan | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Robert D. Hormats | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Gustavo Lara Cantu | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Grace D. Lieblein | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Craig Macnab | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: JoAnn A. Reed | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Pamela D.A. Reeve | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: David E. Sharbutt | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Bruce L. Tanner | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Samme L. Thompson | Mgmt | For | For | |||||||||||||||||
2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020. | Mgmt | For | For | |||||||||||||||||
3. | To approve, on an advisory basis, the Company's executive compensation. | Mgmt | For | For | |||||||||||||||||
4. | To require periodic reports on political contributions and expenditures. | Shr | Against | For | |||||||||||||||||
5. | To amend the bylaws to reduce the ownership threshold required to call a special meeting of the stockholders. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 45000 | 45000 | 0 | 5/13/2020 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
ATLASSIAN CORP PLC | |||||||||||||||||||||
Security: | G06242104 | Agenda Number: | 935093992 | ||||||||||||||||||
Ticker: | TEAM | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | GB00BZ09BD16 | Meeting Date: | 12/4/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | To receive the Company's accounts and the reports of the directors and the auditors for the year ended June 30, 2019 (the Annual Report). | Mgmt | For | For | |||||||||||||||||
2. | To approve the Directors' Remuneration Report, other than the part containing the Directors' Remuneration Policy, as set forth in the Annual Report. | Mgmt | For | For | |||||||||||||||||
3. | To approve the Directors' Remuneration Policy, as set forth in the Directors' Remuneration Report in the Annual Report. | Mgmt | For | For | |||||||||||||||||
4. | To reappoint Ernst & Young LLP as auditor of the Company to hold office until the conclusion of the next annual general meeting. | Mgmt | For | For | |||||||||||||||||
5. | To authorize the Audit Committee of the Board of Directors to determine the remuneration of the auditor. | Mgmt | For | For | |||||||||||||||||
6. | To re-elect Shona L. Brown as a director of the Company. | Mgmt | For | For | |||||||||||||||||
7. | To re-elect Michael Cannon-Brookes as a director of the Company. | Mgmt | For | For | |||||||||||||||||
8. | To re-elect Scott Farquhar as a director of the Company. | Mgmt | For | For | |||||||||||||||||
9. | To re-elect Heather Mirjahangir Fernandez as a director of the Company. | Mgmt | For | For | |||||||||||||||||
10. | To re-elect Sasan Goodarzi as a director of the Company. | Mgmt | For | For | |||||||||||||||||
11. | To re-elect Jay Parikh as a director of the Company. | Mgmt | For | For | |||||||||||||||||
12. | To re-elect Enrique Salem as a director of the Company. | Mgmt | For | For | |||||||||||||||||
13. | To re-elect Steven Sordello as a director of the Company. | Mgmt | For | For | |||||||||||||||||
14. | To re-elect Richard P. Wong as a director of the Company. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 132000 | 132000 | 0 | 12/2/2019 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
AXON ENTERPRISE, INC. | |||||||||||||||||||||
Security: | 05464C101 | Agenda Number: | 935178346 | ||||||||||||||||||
Ticker: | AAXN | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US05464C1018 | Meeting Date: | 5/29/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Mark Kroll | Mgmt | Withheld | Against | |||||||||||||||||
2 | Matthew McBrady | Mgmt | Withheld | Against | |||||||||||||||||
3 | Patrick Smith | Mgmt | Withheld | Against | |||||||||||||||||
2. | Proposal No. 2 requests that shareholders vote to approve, on an advisory basis, the compensation of the Company's named executive officers. | Mgmt | For | For | |||||||||||||||||
3. | Proposal No. 3 requests the ratification on the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Mgmt | For | For | |||||||||||||||||
4A. | Proposal No. 4A requests that shareholders vote to approve an amendment to Article 5 of the Company's Certificate of Incorporation to remove the super-majority vote requirement and replace with a majority vote requirement. | Mgmt | For | For | |||||||||||||||||
4B. | Proposal No. 4B requests that shareholders vote to approve an amendment to Article 6 of the Company's Certificate of Incorporation to remove the super-majority vote requirement and replace with a majority vote requirement. | Mgmt | For | For | |||||||||||||||||
5. | Proposal No. 5 is a shareholder proposal to elect each director annually. | Shr | For | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 148316 | 148316 | 1684 | 4/27/2020 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
BANCO LATINOAMERICANO DE COMERCIO EXT. | |||||||||||||||||||||
Security: | P16994132 | Agenda Number: | 935164070 | ||||||||||||||||||
Ticker: | BLX | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | PAP169941328 | Meeting Date: | 4/29/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | To approve the Bank's audited consolidated financial statements for the fiscal year ended December 31, 2019. | Mgmt | For | For | |||||||||||||||||
2. | To ratify the appointment of KPMG as the Bank's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
3A. | Election of Class E Director: Mario Covo | Mgmt | Abstain | Against | |||||||||||||||||
4. | To approve, on an advisory basis, the compensation of the Bank's executive officers. | Mgmt | For | For | |||||||||||||||||
5. | To amend Article 12 of the Bank's Articles of Incorporation to delete a provision that requires that the Board always nominate the Chief Executive Officer as one of the two Directors to be elected by the holders of all of the common shares. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 376025 | 376025 | 3004 | 4/24/2020 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
BROOKFIELD ASSET MANAGEMENT INC. | |||||||||||||||||||||
Security: | 112585104 | Agenda Number: | 935218025 | ||||||||||||||||||
Ticker: | BAM | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | CA1125851040 | Meeting Date: | 6/12/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1 | DIRECTOR | ||||||||||||||||||||
1 | M. Elyse Allan | Mgmt | For | For | |||||||||||||||||
2 | Angela F. Braly | Mgmt | For | For | |||||||||||||||||
3 | Murilo Ferreira | Mgmt | For | For | |||||||||||||||||
4 | Janice Fukakusa | Mgmt | For | For | |||||||||||||||||
5 | Frank J. McKenna | Mgmt | For | For | |||||||||||||||||
6 | Rafael Miranda | Mgmt | For | For | |||||||||||||||||
7 | Seek Ngee Huat | Mgmt | For | For | |||||||||||||||||
8 | Diana L. Taylor | Mgmt | For | For | |||||||||||||||||
2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | Mgmt | For | For | |||||||||||||||||
3 | The Say on Pay Resolution set out in the Corporation's Management Information Circular dated April 27, 2020 (the "Circular"). | Mgmt | For | For | |||||||||||||||||
4 | The Shareholder Proposal One set out in the Circular. | Shr | Against | For | |||||||||||||||||
5 | The Shareholder Proposal Two set out in the Circular. | Shr | For | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 9600 | 9600 | 140400 | 6/4/2020 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
COMCAST CORPORATION | |||||||||||||||||||||
Security: | 20030N101 | Agenda Number: | 935190532 | ||||||||||||||||||
Ticker: | CMCSA | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US20030N1019 | Meeting Date: | 6/3/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Kenneth J. Bacon | Mgmt | For | For | |||||||||||||||||
2 | Madeline S. Bell | Mgmt | For | For | |||||||||||||||||
3 | Naomi M. Bergman | Mgmt | For | For | |||||||||||||||||
4 | Edward D. Breen | Mgmt | For | For | |||||||||||||||||
5 | Gerald L. Hassell | Mgmt | For | For | |||||||||||||||||
6 | Jeffrey A. Honickman | Mgmt | For | For | |||||||||||||||||
7 | Maritza G. Montiel | Mgmt | For | For | |||||||||||||||||
8 | Asuka Nakahara | Mgmt | For | For | |||||||||||||||||
9 | David C. Novak | Mgmt | For | For | |||||||||||||||||
10 | Brian L. Roberts | Mgmt | For | For | |||||||||||||||||
2. | Ratification of the appointment of our independent auditors | Mgmt | For | For | |||||||||||||||||
3. | Approval of Amended 2003 Stock Option Plan | Mgmt | For | For | |||||||||||||||||
4. | Approval of Amended 2002 Restricted Stock Plan | Mgmt | For | For | |||||||||||||||||
5. | Advisory vote on executive compensation | Mgmt | For | For | |||||||||||||||||
6. | To provide a lobbying report | Shr | Against | For | |||||||||||||||||
7. | To require an independent board chairman | Shr | Against | For | |||||||||||||||||
8. | To conduct independent investigation and report on risks posed by failing to prevent sexual harassment | Shr | For | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 235000 | 235000 | 0 | 6/1/2020 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
COSTCO WHOLESALE CORPORATION | |||||||||||||||||||||
Security: | 22160K105 | Agenda Number: | 935114087 | ||||||||||||||||||
Ticker: | COST | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US22160K1051 | Meeting Date: | 1/22/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Susan L. Decker | Mgmt | For | For | |||||||||||||||||
2 | Richard A. Galanti | Mgmt | For | For | |||||||||||||||||
3 | Sally Jewell | Mgmt | For | For | |||||||||||||||||
4 | Charles T. Munger | Mgmt | For | For | |||||||||||||||||
2. | Ratification of selection of independent auditors. | Mgmt | For | For | |||||||||||||||||
3. | Approval, on an advisory basis, of executive compensation. | Mgmt | For | For | |||||||||||||||||
4. | Approval to amend Articles of Incorporation to permit removal of directors without cause. | Mgmt | For | For | |||||||||||||||||
5. | Shareholder proposal regarding a director skills matrix and disclosure of director ideological perspectives. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 40000 | 40000 | 0 | 1/17/2020 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
CREDICORP LTD. | |||||||||||||||||||||
Security: | G2519Y108 | Agenda Number: | 935139065 | ||||||||||||||||||
Ticker: | BAP | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | BMG2519Y1084 | Meeting Date: | 3/27/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | To consider and approve the audited consolidated financial statements of the Company and its subsidiaries for the financial year ended December 31, 2019, including the report of the external auditors of the Company thereon. (See Appendix 1) | Mgmt | Abstain | Against | |||||||||||||||||
2.1 | Election of Director: Antonio Abruña Puyol | Mgmt | Abstain | Against | |||||||||||||||||
2.2 | Election of Director: Maite Aranzábal Harreguy | Mgmt | Abstain | Against | |||||||||||||||||
2.3 | Election of Director: Fernando Fort Marie | Mgmt | Abstain | Against | |||||||||||||||||
2.4 | Election of Director: Alexandre Gouvea | Mgmt | Abstain | Against | |||||||||||||||||
2.5 | Election of Director: Patricia Silvia Lizárraga Guthertz | Mgmt | Abstain | Against | |||||||||||||||||
2.6 | Election of Director: Raimundo Morales Dasso | Mgmt | Abstain | Against | |||||||||||||||||
2.7 | Election of Director: Luis Enrique Romero Belismelis | Mgmt | Abstain | Against | |||||||||||||||||
2.8 | Election of Director: Dionisio Romero Paoletti | Mgmt | Abstain | Against | |||||||||||||||||
3. | Approval of Remuneration of Directors. (See Appendix 2) | Mgmt | Abstain | Against | |||||||||||||||||
4.1 | Amendment of Bye-laws: Bye-law 2.6 [transfer of shares] | Mgmt | Abstain | Against | |||||||||||||||||
4.2 | Amendment of Bye-laws: Bye-law 3.4.2 [mechanisms for appointment of proxy] | Mgmt | Abstain | Against | |||||||||||||||||
4.3 | Amendment of Bye-laws: Bye-law 4.11 [increase in the number of directors] | Mgmt | Abstain | Against | |||||||||||||||||
4.4 | Amendment of Bye-laws: Bye-law [4.12] [notice of Board meetings] | Mgmt | Abstain | Against | |||||||||||||||||
4.5 | Amendment of Bye-laws: Bye-law [4.13] [mechanisms for the participation of directors in Board meetings] | Mgmt | Abstain | Against | |||||||||||||||||
4.6 | Amendment of Bye-laws: Bye-law [4.18.1] [quorum for transaction of business at Board meetings] | Mgmt | Abstain | Against | |||||||||||||||||
5. | To appoint the external auditors of the Company to perform such services for the 2020 financial year and to confirm the Audit Committee's approval of the fees for such audit services. (See Appendix 4) | Mgmt | Abstain | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 5000 | 5000 | 0 | 3/23/2020 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
CREDICORP LTD. | |||||||||||||||||||||
Security: | G2519Y108 | Agenda Number: | 935221426 | ||||||||||||||||||
Ticker: | BAP | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | BMG2519Y1084 | Meeting Date: | 6/5/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1.1 | Election of Director: Antonio Abruña Puyol | Mgmt | For | For | |||||||||||||||||
1.2 | Election of Director: Maite Aranzábal Harreguy | Mgmt | For | For | |||||||||||||||||
1.3 | Election of Director: Fernando Fort Marie | Mgmt | Against | Against | |||||||||||||||||
1.4 | Election of Director: Alexandre Gouvea | Mgmt | For | For | |||||||||||||||||
1.5 | Election of Director: Patricia Lizárraga Guthertz | Mgmt | For | For | |||||||||||||||||
1.6 | Election of Director: Raimundo Morales Dasso | Mgmt | Against | Against | |||||||||||||||||
1.7 | Election of Director: Irzio Pinasco Menchelli | Mgmt | For | For | |||||||||||||||||
1.8 | Election of Director: Luis Enrique Romero Belismelis | Mgmt | For | For | |||||||||||||||||
2. | Approval of Remuneration of Directors. (See Appendix 2) | Mgmt | For | For | |||||||||||||||||
3.1 | Amendment of Bye-laws: Bye-law 2.6 [transfer of shares] | Mgmt | For | For | |||||||||||||||||
3.2 | Amendment of Bye-laws: Bye-law 3.4.2 [mechanisms for appointment of proxy] | Mgmt | For | For | |||||||||||||||||
3.3 | Amendment of Bye-laws: Bye-law 4.11 [increase in the number of directors] | Mgmt | For | For | |||||||||||||||||
3.4 | Amendment of Bye-laws: Bye-law 4.15 [notice of and mechanisms for participation of directors in Board meetings] | Mgmt | For | For | |||||||||||||||||
3.5 | Amendment of Bye-laws: Bye-law 4.16.1 [quorum for transaction of business at Board meetings] | Mgmt | For | For | |||||||||||||||||
4. | To appoint the external auditors of the Company to perform such services for the 2020 financial year and to delegate the power to set and approve fees for such audit services to the Board of Directors (for further delegation to the Audit Committee thereof). (See Appendix 4) | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 5000 | 5000 | 0 | 5/26/2020 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
CTRIP.COM INTERNATIONAL, LTD. | |||||||||||||||||||||
Security: | 22943F100 | Agenda Number: | 935083496 | ||||||||||||||||||
Ticker: | CTRP | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US22943F1003 | Meeting Date: | 10/25/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | It is resolved as a special resolution that the name of the Company be changed from "Ctrip.com International, Ltd." to "Trip.com Group Limited." | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 210136 | 210136 | 23916 | 10/14/2019 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
EQUINIX, INC. | |||||||||||||||||||||
Security: | 29444U700 | Agenda Number: | 935209014 | ||||||||||||||||||
Ticker: | EQIX | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US29444U7000 | Meeting Date: | 6/18/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Thomas Bartlett | Mgmt | For | For | |||||||||||||||||
2 | Nanci Caldwell | Mgmt | For | For | |||||||||||||||||
3 | Adaire Fox-Martin | Mgmt | For | For | |||||||||||||||||
4 | Gary Hromadko | Mgmt | For | For | |||||||||||||||||
5 | William Luby | Mgmt | For | For | |||||||||||||||||
6 | Irving Lyons III | Mgmt | For | For | |||||||||||||||||
7 | Charles Meyers | Mgmt | For | For | |||||||||||||||||
8 | Christopher Paisley | Mgmt | For | For | |||||||||||||||||
9 | Sandra Rivera | Mgmt | For | For | |||||||||||||||||
10 | Peter Van Camp | Mgmt | For | For | |||||||||||||||||
2. | To approve, by a non-binding advisory vote, the compensation of Equinix's named executive officers. | Mgmt | For | For | |||||||||||||||||
3. | To approve the Equinix, Inc. 2020 Equity Incentive Plan. | Mgmt | For | For | |||||||||||||||||
4. | To ratify the appointment of PricewaterhouseCoopers LLP as Equinix's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
5. | Stockholder proposal related to political contributions disclosure and oversight. | Shr | For | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 20000 | 20000 | 0 | 6/16/2020 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
EVERBRIDGE, INC. | |||||||||||||||||||||
Security: | 29978A104 | Agenda Number: | 935161757 | ||||||||||||||||||
Ticker: | EVBG | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US29978A1043 | Meeting Date: | 5/14/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Jaime Ellertson | Mgmt | Withheld | Against | |||||||||||||||||
2 | Sharon Rowlands | Mgmt | Withheld | Against | |||||||||||||||||
2. | Ratification of the Selection of Ernst & Young LLP as our Independent Registered Public Accounting Firm | Mgmt | For | For | |||||||||||||||||
3. | Advisory Approval of the Compensation of our Named Executive Officers | Mgmt | Against | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 1650 | 1650 | 163350 | 4/27/2020 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
FASTENAL COMPANY | |||||||||||||||||||||
Security: | 311900104 | Agenda Number: | 935137667 | ||||||||||||||||||
Ticker: | FAST | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US3119001044 | Meeting Date: | 4/25/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Willard D. Oberton | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Michael J. Ancius | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Michael J. Dolan | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Stephen L. Eastman | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Daniel L. Florness | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Rita J. Heise | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Daniel L. Johnson | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Nicholas J. Lundquist | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Scott A. Satterlee | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Reyne K. Wisecup | Mgmt | For | For | |||||||||||||||||
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2020 fiscal year. | Mgmt | For | For | |||||||||||||||||
3. | Approval, by non-binding vote, of executive compensation. | Mgmt | For | For | |||||||||||||||||
4. | A shareholder proposal related to diversity reporting. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 248000 | 248000 | 0 | 4/20/2020 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
IPG PHOTONICS CORPORATION | |||||||||||||||||||||
Security: | 44980X109 | Agenda Number: | 935179603 | ||||||||||||||||||
Ticker: | IPGP | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US44980X1090 | Meeting Date: | 5/28/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | V. P. Gapontsev, Ph.D. | Mgmt | For | For | |||||||||||||||||
2 | E. A. Scherbakov, Ph.D | Mgmt | For | For | |||||||||||||||||
3 | Igor Samartsev | Mgmt | For | For | |||||||||||||||||
4 | Michael C. Child | Mgmt | For | For | |||||||||||||||||
5 | Gregory P. Dougherty | Mgmt | For | For | |||||||||||||||||
6 | Catherine P. Lego | Mgmt | For | For | |||||||||||||||||
7 | Eric Meurice | Mgmt | For | For | |||||||||||||||||
8 | John R. Peeler | Mgmt | For | For | |||||||||||||||||
9 | Thomas J. Seifert | Mgmt | For | For | |||||||||||||||||
2. | Advisory approval of our executive compensation | Mgmt | For | For | |||||||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2020 | Mgmt | For | For | |||||||||||||||||
4. | A stockholder proposal to prepare a report on management team diversity, if properly presented at the annual meeting | Shr | For | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 35443 | 35443 | 36557 | 5/15/2020 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
JONES LANG LASALLE INCORPORATED | |||||||||||||||||||||
Security: | 48020Q107 | Agenda Number: | 935178358 | ||||||||||||||||||
Ticker: | JLL | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US48020Q1076 | Meeting Date: | 5/28/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Hugo Bagué | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Matthew Carter, Jr. | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Samuel A. Di Piazza, Jr. | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Ming Lu | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Bridget Macaskill | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Deborah H. McAneny | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Siddharth N. Mehta | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Martin H. Nesbitt | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Jeetendra I. Patel | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Sheila A. Penrose | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Ann Marie Petach | Mgmt | For | For | |||||||||||||||||
1L. | Election of Director: Christian Ulbrich | Mgmt | For | For | |||||||||||||||||
2. | Non-binding, advisory "say-on-pay" vote approving executive compensation | Mgmt | For | For | |||||||||||||||||
3. | Ratification of Appointment of Independent Registered Public Accounting Firm | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 30000 | 30000 | 0 | 5/26/2020 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
MASTERCARD INCORPORATED | |||||||||||||||||||||
Security: | 57636Q104 | Agenda Number: | 935196332 | ||||||||||||||||||
Ticker: | MA | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US57636Q1040 | Meeting Date: | 6/16/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Richard Haythornthwaite | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Ajay Banga | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Richard K. Davis | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Steven J. Freiberg | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Julius Genachowski | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Choon Phong Goh | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Merit E. Janow | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Oki Matsumoto | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Youngme Moon | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Rima Qureshi | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: José Octavio Reyes Lagunes | Mgmt | For | For | |||||||||||||||||
1L. | Election of Director: Gabrielle Sulzberger | Mgmt | For | For | |||||||||||||||||
1M. | Election of Director: Jackson Tai | Mgmt | For | For | |||||||||||||||||
1N. | Election of Director: Lance Uggla | Mgmt | For | For | |||||||||||||||||
2. | Advisory approval of Mastercard's executive compensation | Mgmt | For | For | |||||||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2020 | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 93300 | 93300 | 0 | 6/15/2020 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
MEDTRONIC PLC | |||||||||||||||||||||
Security: | G5960L103 | Agenda Number: | 935094336 | ||||||||||||||||||
Ticker: | MDT | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | IE00BTN1Y115 | Meeting Date: | 12/6/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Richard H. Anderson | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Craig Arnold | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Scott C. Donnelly | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Andrea J. Goldsmith, Ph.D. | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Randall J. Hogan, III | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Omar Ishrak | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Michael O. Leavitt | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: James T. Lenehan | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Geoffrey S. Martha | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Elizabeth G. Nabel, M.D. | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Denise M. O'Leary | Mgmt | For | For | |||||||||||||||||
1L. | Election of Director: Kendall J. Powell | Mgmt | For | For | |||||||||||||||||
2. | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as Medtronic's independent auditor for fiscal year 2020 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Mgmt | For | For | |||||||||||||||||
3. | To approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | Mgmt | For | For | |||||||||||||||||
4. | To renew the Board's authority to issue shares. | Mgmt | For | For | |||||||||||||||||
5. | To renew the Board's authority to opt out of pre-emption rights. | Mgmt | For | For | |||||||||||||||||
6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 205272 | 205272 | 0 | 12/2/2019 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
MERCADOLIBRE, INC. | |||||||||||||||||||||
Security: | 58733R102 | Agenda Number: | 935191635 | ||||||||||||||||||
Ticker: | MELI | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US58733R1023 | Meeting Date: | 6/8/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Susan Segal | Mgmt | Withheld | Against | |||||||||||||||||
2 | Mario Eduardo Vázquez | Mgmt | Withheld | Against | |||||||||||||||||
3 | Alejandro N. Aguzin | Mgmt | Withheld | Against | |||||||||||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For | |||||||||||||||||
3. | Ratification of the appointment of Deloitte & Co. S.A. as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 16327 | 16327 | 8060 | 5/15/2020 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
NLIGHT, INC. | |||||||||||||||||||||
Security: | 65487K100 | Agenda Number: | 935185769 | ||||||||||||||||||
Ticker: | LASR | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US65487K1007 | Meeting Date: | 6/4/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1.1 | Election of Class II Director: Bandel Carano | Mgmt | Abstain | Against | |||||||||||||||||
1.2 | Election of Class II Director: Raymond Link | Mgmt | Abstain | Against | |||||||||||||||||
1.3 | Election of Class II Director: Geoffrey Moore | Mgmt | Abstain | Against | |||||||||||||||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 100001 | 100001 | 54999 | 5/15/2020 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
PAYCOM SOFTWARE, INC. | |||||||||||||||||||||
Security: | 70432V102 | Agenda Number: | 935159029 | ||||||||||||||||||
Ticker: | PAYC | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US70432V1026 | Meeting Date: | 4/27/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Janet B. Haugen | Mgmt | For | For | |||||||||||||||||
2 | J.C. Watts, Jr. | Mgmt | For | For | |||||||||||||||||
2. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
3. | Advisory vote to approve compensation of named executive officers. | Mgmt | Against | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 37000 | 37000 | 0 | 4/20/2020 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
PAYPAL HOLDINGS, INC. | |||||||||||||||||||||
Security: | 70450Y103 | Agenda Number: | 935170869 | ||||||||||||||||||
Ticker: | PYPL | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US70450Y1038 | Meeting Date: | 5/21/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Rodney C. Adkins | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Jonathan Christodoro | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: John J. Donahoe | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: David W. Dorman | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Belinda J. Johnson | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Gail J. McGovern | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Deborah M. Messemer | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: David M. Moffett | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Ann M. Sarnoff | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Daniel H. Schulman | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Frank D. Yeary | Mgmt | For | For | |||||||||||||||||
2. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |||||||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2020. | Mgmt | For | For | |||||||||||||||||
4. | Stockholder Proposal - Stockholder right to act by written consent. | Shr | For | Against | |||||||||||||||||
5. | Stockholder Proposal - Human and indigenous peoples' rights. | Shr | For | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 94900 | 94900 | 0 | 5/15/2020 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
RESMED INC. | |||||||||||||||||||||
Security: | 761152107 | Agenda Number: | 935089676 | ||||||||||||||||||
Ticker: | RMD | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US7611521078 | Meeting Date: | 11/21/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Carol Burt | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Jan De Witte | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Richard Sulpizio | Mgmt | For | For | |||||||||||||||||
2. | Ratify our appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2020. | Mgmt | For | For | |||||||||||||||||
3. | Approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in the proxy statement ("say-on-pay"). | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 102000 | 102000 | 0 | 11/11/2019 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
SBA COMMUNICATIONS CORPORATION | |||||||||||||||||||||
Security: | 78410G104 | Agenda Number: | 935159221 | ||||||||||||||||||
Ticker: | SBAC | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US78410G1040 | Meeting Date: | 5/14/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1.1 | Election of Director For a three-year term expiring at the 2023 Annual Meeting: Steven E. Bernstein | Mgmt | For | For | |||||||||||||||||
1.2 | Election of Director For a three-year term expiring at the 2023 Annual Meeting: Duncan H. Cocroft | Mgmt | For | For | |||||||||||||||||
1.3 | Election of Director For a three-year term expiring at the 2023 Annual Meeting: Fidelma Russo | Mgmt | For | For | |||||||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as SBA's independent registered public accounting firm for the 2020 fiscal year. | Mgmt | For | For | |||||||||||||||||
3. | Approval, on an advisory basis, of the compensation of SBA's named executive officers. | Mgmt | For | For | |||||||||||||||||
4. | Approval of the 2020 Performance and Equity Incentive Plan. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 50000 | 50000 | 0 | 5/13/2020 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
SPLUNK INC. | |||||||||||||||||||||
Security: | 848637104 | Agenda Number: | 935196837 | ||||||||||||||||||
Ticker: | SPLK | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US8486371045 | Meeting Date: | 6/11/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Class II Director: John Connors | Mgmt | Against | Against | |||||||||||||||||
1B. | Election of Class II Director: Patricia Morrison | Mgmt | Against | Against | |||||||||||||||||
1C. | Election of Class II Director: Stephen Newberry | Mgmt | Against | Against | |||||||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2021. | Mgmt | For | For | |||||||||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers, as described in the proxy statement. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 93300 | 93300 | 0 | 5/15/2020 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
STARBUCKS CORPORATION | |||||||||||||||||||||
Security: | 855244109 | Agenda Number: | 935125066 | ||||||||||||||||||
Ticker: | SBUX | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US8552441094 | Meeting Date: | 3/18/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Richard E. Allison, Jr. | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Rosalind G. Brewer | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Andrew Campion | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Mary N. Dillon | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Isabel Ge Mahe | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Mellody Hobson | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Kevin R. Johnson | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Jørgen Vig Knudstorp | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Satya Nadella | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Joshua Cooper Ramo | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Clara Shih | Mgmt | For | For | |||||||||||||||||
1L. | Election of Director: Javier G. Teruel | Mgmt | For | For | |||||||||||||||||
1M. | Election of Director: Myron E. Ullman, III | Mgmt | For | For | |||||||||||||||||
2. | Advisory resolution to approve our executive officer compensation | Mgmt | Against | Against | |||||||||||||||||
3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2020 | Mgmt | For | For | |||||||||||||||||
4. | EEO Policy Risk Report | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 195000 | 195000 | 0 | 3/16/2020 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | |||||||||||||||||||||
Security: | 874039100 | Agenda Number: | 935218683 | ||||||||||||||||||
Ticker: | TSM | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US8740391003 | Meeting Date: | 6/9/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1) | To accept 2019 Business Report and Financial Statements | Mgmt | For | For | |||||||||||||||||
2) | To revise the Procedures for Lending Funds to Other Parties | Mgmt | For | For | |||||||||||||||||
3) | DIRECTOR | ||||||||||||||||||||
1 | Yancey Hai | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 183900 | 183900 | 0 | 5/22/2020 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
WATSCO, INC. | |||||||||||||||||||||
Security: | 942622200 | Agenda Number: | 935205648 | ||||||||||||||||||
Ticker: | WSO | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US9426222009 | Meeting Date: | 6/1/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Brian E. Keeley | Mgmt | For | For | |||||||||||||||||
2. | To approve a non-binding advisory resolution regarding the compensation of our named executive officers. | Mgmt | For | For | |||||||||||||||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 9304 | 9304 | 80696 | 5/1/2020 | ||||||||||||||||
MFAM Global Opportunities Fund | |||||||||||||||||||||
YUM CHINA HOLDINGS, INC. | |||||||||||||||||||||
Security: | 98850P109 | Agenda Number: | 935156617 | ||||||||||||||||||
Ticker: | YUMC | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US98850P1093 | Meeting Date: | 5/8/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Fred Hu | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Joey Wat | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Peter A. Bassi | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Christian L. Campbell | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Ed Yiu-Cheong Chan | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Edouard Ettedgui | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Cyril Han | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Louis T. Hsieh | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Ruby Lu | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Zili Shao | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: William Wang | Mgmt | For | For | |||||||||||||||||
2. | Ratification of Independent Auditor. | Mgmt | For | For | |||||||||||||||||
3. | Advisory Vote to Approve Executive Compensation. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5298 | SBCN | 160751 | 160751 | 0 | 5/5/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
ALARM.COM HOLDINGS, INC. | |||||||||||||||||||||
Security: | 011642105 | Agenda Number: | 935195316 | ||||||||||||||||||
Ticker: | ALRM | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US0116421050 | Meeting Date: | 6/3/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1.1 | Election of Director: Timothy McAdam | Mgmt | Against | Against | |||||||||||||||||
1.2 | Election of Director: Simone Wu | Mgmt | Against | Against | |||||||||||||||||
2. | To ratify the selection by the Audit Committee of the Board of Directors of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the accompanying Proxy Statement. | Mgmt | For | For | |||||||||||||||||
4. | To consider, if properly presented at the Annual Meeting, a non-binding stockholder proposal requesting the Board of Directors to take each step necessary to amend the binding stockholder proposal requesting the Board of Directors to take each step necessary to amend the Company's certificate of incorporation and its bylaws to reorganize the Board of Directors into one class, with each director subject to election each year for a one-year term. | Shr | For | Against | |||||||||||||||||
5. | To amend the Company's Amended and Restated Certificate of Incorporation to eliminate supermajority voting requirements. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 9918 | 9918 | 151984 | 4/27/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
AXON ENTERPRISE, INC. | |||||||||||||||||||||
Security: | 05464C101 | Agenda Number: | 935178346 | ||||||||||||||||||
Ticker: | AAXN | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US05464C1018 | Meeting Date: | 5/29/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Mark Kroll | Mgmt | Withheld | Against | |||||||||||||||||
2 | Matthew McBrady | Mgmt | Withheld | Against | |||||||||||||||||
3 | Patrick Smith | Mgmt | Withheld | Against | |||||||||||||||||
2. | Proposal No. 2 requests that shareholders vote to approve, on an advisory basis, the compensation of the Company's named executive officers. | Mgmt | For | For | |||||||||||||||||
3. | Proposal No. 3 requests the ratification on the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Mgmt | For | For | |||||||||||||||||
4A. | Proposal No. 4A requests that shareholders vote to approve an amendment to Article 5 of the Company's Certificate of Incorporation to remove the super-majority vote requirement and replace with a majority vote requirement. | Mgmt | For | For | |||||||||||||||||
4B. | Proposal No. 4B requests that shareholders vote to approve an amendment to Article 6 of the Company's Certificate of Incorporation to remove the super-majority vote requirement and replace with a majority vote requirement. | Mgmt | For | For | |||||||||||||||||
5. | Proposal No. 5 is a shareholder proposal to elect each director annually. | Shr | For | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 47942 | 47942 | 42058 | 4/27/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | |||||||||||||||||||||
Security: | 11133T103 | Agenda Number: | 935086226 | ||||||||||||||||||
Ticker: | BR | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US11133T1034 | Meeting Date: | 11/14/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Leslie A. Brun | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Pamela L. Carter | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Richard J. Daly | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Robert N. Duelks | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Timothy C. Gokey | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Brett A. Keller | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Maura A. Markus | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Thomas J. Perna | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Alan J. Weber | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Amit K. Zavery | Mgmt | For | For | |||||||||||||||||
2) | Advisory vote to approve the compensation of the Company's Named Executive Officers (the Say on Pay Vote). | Mgmt | For | For | |||||||||||||||||
3) | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accountants for the fiscal year ending June 30, 2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 55000 | 55000 | 0 | 11/11/2019 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
CERNER CORPORATION | |||||||||||||||||||||
Security: | 156782104 | Agenda Number: | 935174386 | ||||||||||||||||||
Ticker: | CERN | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US1567821046 | Meeting Date: | 5/22/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1a. | Election of Class I Director: Julie L. Gerberding, M.D., M.P.H. | Mgmt | Against | Against | |||||||||||||||||
1b. | Election of Class I Director: Brent Shafer | Mgmt | Against | Against | |||||||||||||||||
1c. | Election of Class I Director: William D. Zollars | Mgmt | Against | Against | |||||||||||||||||
2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Cerner Corporation for 2020. | Mgmt | For | For | |||||||||||||||||
3. | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Mgmt | For | For | |||||||||||||||||
4. | Approval of the proposed amendment to our Third Restated Certificate of Incorporation to declassify the Board of Directors. | Mgmt | For | For | |||||||||||||||||
5. | Approval of the proposed amendment to our Third Restated Certificate of Incorporation to amend the advance notice provisions for director nominations. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 105000 | 105000 | 0 | 4/24/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
CHURCH & DWIGHT CO., INC. | |||||||||||||||||||||
Security: | 171340102 | Agenda Number: | 935150223 | ||||||||||||||||||
Ticker: | CHD | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US1713401024 | Meeting Date: | 4/30/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: James R. Craigie | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Bradley C. Irwin | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Penry W. Price | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Janet S. Vergis | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Arthur B. Winkleblack | Mgmt | For | For | |||||||||||||||||
2. | An advisory vote to approve compensation of our named executive officers. | Mgmt | For | For | |||||||||||||||||
3. | Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation to give holders of 25% of Company stock that meet certain requirements the right to request a special meeting. | Mgmt | For | For | |||||||||||||||||
4. | Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation to eliminate certain supermajority voting requirements to amend certain of its provisions. | Mgmt | For | For | |||||||||||||||||
5. | Proposal to amend and restate the Company's Amended and Restated Certificate of Incorporation to move certain advance notice requirements with respect to director nominees and other proposals submitted by stockholders to the Company's Bylaws (such requirements to be updated). | Mgmt | For | For | |||||||||||||||||
6. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 130030 | 130030 | 11570 | 4/24/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
EVERBRIDGE, INC. | |||||||||||||||||||||
Security: | 29978A104 | Agenda Number: | 935161757 | ||||||||||||||||||
Ticker: | EVBG | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US29978A1043 | Meeting Date: | 5/14/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Jaime Ellertson | Mgmt | Withheld | Against | |||||||||||||||||
2 | Sharon Rowlands | Mgmt | Withheld | Against | |||||||||||||||||
2. | Ratification of the Selection of Ernst & Young LLP as our Independent Registered Public Accounting Firm | Mgmt | For | For | |||||||||||||||||
3. | Advisory Approval of the Compensation of our Named Executive Officers | Mgmt | Against | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 900 | 900 | 89100 | 4/27/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
FASTENAL COMPANY | |||||||||||||||||||||
Security: | 311900104 | Agenda Number: | 935137667 | ||||||||||||||||||
Ticker: | FAST | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US3119001044 | Meeting Date: | 4/25/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Willard D. Oberton | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Michael J. Ancius | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Michael J. Dolan | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Stephen L. Eastman | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Daniel L. Florness | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Rita J. Heise | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Daniel L. Johnson | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Nicholas J. Lundquist | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Scott A. Satterlee | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Reyne K. Wisecup | Mgmt | For | For | |||||||||||||||||
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2020 fiscal year. | Mgmt | For | For | |||||||||||||||||
3. | Approval, by non-binding vote, of executive compensation. | Mgmt | For | For | |||||||||||||||||
4. | A shareholder proposal related to diversity reporting. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 193500 | 193500 | 0 | 4/20/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
GENTEX CORPORATION | |||||||||||||||||||||
Security: | 371901109 | Agenda Number: | 935172318 | ||||||||||||||||||
Ticker: | GNTX | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US3719011096 | Meeting Date: | 5/21/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Ms. Leslie Brown | Mgmt | For | For | |||||||||||||||||
2 | Mr. Steve Downing | Mgmt | For | For | |||||||||||||||||
3 | Mr. Gary Goode | Mgmt | For | For | |||||||||||||||||
4 | Mr. James Hollars | Mgmt | For | For | |||||||||||||||||
5 | Mr. John Mulder | Mgmt | For | For | |||||||||||||||||
6 | Mr. Richard Schaum | Mgmt | For | For | |||||||||||||||||
7 | Ms. Kathleen Starkoff | Mgmt | For | For | |||||||||||||||||
8 | Mr. Brian Walker | Mgmt | For | For | |||||||||||||||||
9 | Mr. James Wallace | Mgmt | For | For | |||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as the Company's auditors for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
3. | To approve, on an advisory basis, compensation of the Company's named executive officers. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 300000 | 300000 | 0 | 4/24/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
IPG PHOTONICS CORPORATION | |||||||||||||||||||||
Security: | 44980X109 | Agenda Number: | 935179603 | ||||||||||||||||||
Ticker: | IPGP | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US44980X1090 | Meeting Date: | 5/28/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | V. P. Gapontsev, Ph.D. | Mgmt | For | For | |||||||||||||||||
2 | E. A. Scherbakov, Ph.D | Mgmt | For | For | |||||||||||||||||
3 | Igor Samartsev | Mgmt | For | For | |||||||||||||||||
4 | Michael C. Child | Mgmt | For | For | |||||||||||||||||
5 | Gregory P. Dougherty | Mgmt | For | For | |||||||||||||||||
6 | Catherine P. Lego | Mgmt | For | For | |||||||||||||||||
7 | Eric Meurice | Mgmt | For | For | |||||||||||||||||
8 | John R. Peeler | Mgmt | For | For | |||||||||||||||||
9 | Thomas J. Seifert | Mgmt | For | For | |||||||||||||||||
2. | Advisory approval of our executive compensation | Mgmt | For | For | |||||||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2020 | Mgmt | For | For | |||||||||||||||||
4. | A stockholder proposal to prepare a report on management team diversity, if properly presented at the annual meeting | Shr | For | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 49405 | 49405 | 95 | 5/15/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
JONES LANG LASALLE INCORPORATED | |||||||||||||||||||||
Security: | 48020Q107 | Agenda Number: | 935178358 | ||||||||||||||||||
Ticker: | JLL | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US48020Q1076 | Meeting Date: | 5/28/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Hugo Bagué | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Matthew Carter, Jr. | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Samuel A. Di Piazza, Jr. | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Ming Lu | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Bridget Macaskill | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Deborah H. McAneny | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Siddharth N. Mehta | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Martin H. Nesbitt | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Jeetendra I. Patel | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Sheila A. Penrose | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Ann Marie Petach | Mgmt | For | For | |||||||||||||||||
1L. | Election of Director: Christian Ulbrich | Mgmt | For | For | |||||||||||||||||
2. | Non-binding, advisory "say-on-pay" vote approving executive compensation | Mgmt | For | For | |||||||||||||||||
3. | Ratification of Appointment of Independent Registered Public Accounting Firm | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 59447 | 59447 | 13053 | 5/26/2020 | ||||||||||||||||
19-5297 | SBCN | 1000 | 1000 | 0 | 5/26/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
LCI INDUSTRIES | |||||||||||||||||||||
Security: | 50189K103 | Agenda Number: | 935174045 | ||||||||||||||||||
Ticker: | LCII | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US50189K1034 | Meeting Date: | 5/21/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: James F. Gero | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Frank J. Crespo | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Brendan J. Deely | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Ronald J. Fenech | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Tracy D. Graham | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Virginia L. Henkels | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Jason D. Lippert | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Kieran M. O'Sullivan | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: David A. Reed | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: John A. Sirpilla | Mgmt | For | For | |||||||||||||||||
2. | To approve, in a non-binding advisory vote, the compensation of the Company's named executive officers. | Mgmt | For | For | |||||||||||||||||
3. | To ratify the appointment of KPMG LLP as independent auditor for the Company for the year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 87143 | 87143 | 14771 | 5/16/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
MARKEL CORPORATION | |||||||||||||||||||||
Security: | 570535104 | Agenda Number: | 935138568 | ||||||||||||||||||
Ticker: | MKL | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US5705351048 | Meeting Date: | 5/11/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: K. Bruce Connell | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Thomas S. Gayner | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Stewart M. Kasen | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Diane Leopold | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Lemuel E. Lewis | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Anthony F. Markel | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Steven A. Markel | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Darrell D. Martin | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Harold L. Morrison, Jr. | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Michael O'Reilly | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Richard R. Whitt, III | Mgmt | For | For | |||||||||||||||||
2. | Advisory vote on approval of executive compensation. | Mgmt | For | For | |||||||||||||||||
3. | Approve the Company's 2020 Employee Stock Purchase Plan. | Mgmt | For | For | |||||||||||||||||
4. | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 7900 | 7900 | 0 | 5/4/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
MCCORMICK & COMPANY, INCORPORATED | |||||||||||||||||||||
Security: | 579780206 | Agenda Number: | 935129874 | ||||||||||||||||||
Ticker: | MKC | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US5797802064 | Meeting Date: | 4/1/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | YOU ARE CORDIALLY INVITED TO ATTEND THE ANNUAL MEETING OF STOCKHOLDERS OF McCORMICK & COMPANY, INCORPORATED (THE "COMPANY") TO BE HELD VIA A VIRTUAL SHAREHOLDER MEETING ON WEDNESDAY, APRIL 1, 2020 AT 10:00 AM EDT. PLEASE USE THE FOLLOWING URL TO ACCESS THE MEETING (WWW.VIRTUALSHAREHOLDERMEETING. COM/MKC2020). | Mgmt | For | ||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 22536 | 22536 | 4464 | 3/30/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
PAYCOM SOFTWARE, INC. | |||||||||||||||||||||
Security: | 70432V102 | Agenda Number: | 935159029 | ||||||||||||||||||
Ticker: | PAYC | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US70432V1026 | Meeting Date: | 4/27/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Janet B. Haugen | Mgmt | For | For | |||||||||||||||||
2 | J.C. Watts, Jr. | Mgmt | For | For | |||||||||||||||||
2. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
3. | Advisory vote to approve compensation of named executive officers. | Mgmt | Against | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 34582 | 34582 | 1818 | 4/20/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
PAYLOCITY HOLDING CORPORATION | |||||||||||||||||||||
Security: | 70438V106 | Agenda Number: | 935093776 | ||||||||||||||||||
Ticker: | PCTY | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US70438V1061 | Meeting Date: | 12/13/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Steven R. Beauchamp | Mgmt | For | For | |||||||||||||||||
2 | Andres D. Reiner | Mgmt | For | For | |||||||||||||||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2020. | Mgmt | For | For | |||||||||||||||||
3. | Advisory vote to approve compensation of named executive officers. | Mgmt | Against | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 131000 | 131000 | 0 | 12/10/2019 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
PROTO LABS, INC. | |||||||||||||||||||||
Security: | 743713109 | Agenda Number: | 935163268 | ||||||||||||||||||
Ticker: | PRLB | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US7437131094 | Meeting Date: | 5/19/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Victoria M. Holt | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Archie C. Black | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Sujeet Chand | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Moonhie Chin | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Rainer Gawlick | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: John B. Goodman | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Donald G. Krantz | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Sven A. Wehrwein | Mgmt | For | For | |||||||||||||||||
2. | Ratification of the selection of Ernst & Young LLP as the independent registered public accounting firm for fiscal year 2020. | Mgmt | For | For | |||||||||||||||||
3. | Advisory approval of executive compensation. | Mgmt | For | For | |||||||||||||||||
4. | Advisory approval of frequency of future say- on-pay votes. | Mgmt | 1 Year | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 39600 | 39600 | 400 | 5/15/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
RESMED INC. | |||||||||||||||||||||
Security: | 761152107 | Agenda Number: | 935089676 | ||||||||||||||||||
Ticker: | RMD | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US7611521078 | Meeting Date: | 11/21/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Carol Burt | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Jan De Witte | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Richard Sulpizio | Mgmt | For | For | |||||||||||||||||
2. | Ratify our appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2020. | Mgmt | For | For | |||||||||||||||||
3. | Approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in the proxy statement ("say-on-pay"). | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 99000 | 99000 | 0 | 11/11/2019 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
SBA COMMUNICATIONS CORPORATION | |||||||||||||||||||||
Security: | 78410G104 | Agenda Number: | 935159221 | ||||||||||||||||||
Ticker: | SBAC | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US78410G1040 | Meeting Date: | 5/14/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1.1 | Election of Director For a three-year term expiring at the 2023 Annual Meeting: Steven E. Bernstein | Mgmt | For | For | |||||||||||||||||
1.2 | Election of Director For a three-year term expiring at the 2023 Annual Meeting: Duncan H. Cocroft | Mgmt | For | For | |||||||||||||||||
1.3 | Election of Director For a three-year term expiring at the 2023 Annual Meeting: Fidelma Russo | Mgmt | For | For | |||||||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as SBA's independent registered public accounting firm for the 2020 fiscal year. | Mgmt | For | For | |||||||||||||||||
3. | Approval, on an advisory basis, of the compensation of SBA's named executive officers. | Mgmt | For | For | |||||||||||||||||
4. | Approval of the 2020 Performance and Equity Incentive Plan. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 55000 | 55000 | 0 | 5/13/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
SPLUNK INC. | |||||||||||||||||||||
Security: | 848637104 | Agenda Number: | 935196837 | ||||||||||||||||||
Ticker: | SPLK | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US8486371045 | Meeting Date: | 6/11/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Class II Director: John Connors | Mgmt | Against | Against | |||||||||||||||||
1B. | Election of Class II Director: Patricia Morrison | Mgmt | Against | Against | |||||||||||||||||
1C. | Election of Class II Director: Stephen Newberry | Mgmt | Against | Against | |||||||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2021. | Mgmt | For | For | |||||||||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers, as described in the proxy statement. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 107000 | 107000 | 0 | 5/15/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
STAG INDUSTRIAL, INC. | |||||||||||||||||||||
Security: | 85254J102 | Agenda Number: | 935148228 | ||||||||||||||||||
Ticker: | STAG | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US85254J1025 | Meeting Date: | 4/29/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Benjamin S. Butcher | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Jit Kee Chin | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Virgis W. Colbert | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Michelle S. Dilley | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Jeffrey D. Furber | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Larry T. Guillemette | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Francis X. Jacoby III | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Christopher P. Marr | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Hans S. Weger | Mgmt | For | For | |||||||||||||||||
2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
3. | The approval, by non-binding vote, of executive compensation. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 195000 | 195000 | 0 | 4/27/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
SVB FINANCIAL GROUP | |||||||||||||||||||||
Security: | 78486Q101 | Agenda Number: | 935136398 | ||||||||||||||||||
Ticker: | SIVB | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US78486Q1013 | Meeting Date: | 4/23/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Greg W. Becker | Mgmt | For | For | |||||||||||||||||
2 | Eric A. Benhamou | Mgmt | For | For | |||||||||||||||||
3 | John S. Clendening | Mgmt | For | For | |||||||||||||||||
4 | Roger F. Dunbar | Mgmt | For | For | |||||||||||||||||
5 | Joel P. Friedman | Mgmt | For | For | |||||||||||||||||
6 | Jeffrey N. Maggioncalda | Mgmt | For | For | |||||||||||||||||
7 | Kay Matthews | Mgmt | For | For | |||||||||||||||||
8 | Mary J. Miller | Mgmt | For | For | |||||||||||||||||
9 | Kate D. Mitchell | Mgmt | For | For | |||||||||||||||||
10 | John F. Robinson | Mgmt | For | For | |||||||||||||||||
11 | Garen K. Staglin | Mgmt | For | For | |||||||||||||||||
2. | To approve, on an advisory basis, our executive compensation ("Say on Pay"). | Mgmt | For | For | |||||||||||||||||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 10000 | 10000 | 0 | 4/20/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
TELADOC HEALTH, INC. | |||||||||||||||||||||
Security: | 87918A105 | Agenda Number: | 935178132 | ||||||||||||||||||
Ticker: | TDOC | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US87918A1051 | Meeting Date: | 5/28/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Ms. Helen Darling | Mgmt | For | For | |||||||||||||||||
2 | Mr. William H. Frist MD | Mgmt | For | For | |||||||||||||||||
3 | Mr. Michael Goldstein | Mgmt | For | For | |||||||||||||||||
4 | Mr. Jason Gorevic | Mgmt | For | For | |||||||||||||||||
5 | Ms. C. A. Jacobson | Mgmt | For | For | |||||||||||||||||
6 | Mr. Thomas G. McKinley | Mgmt | For | For | |||||||||||||||||
7 | Mr. Kenneth H. Paulus | Mgmt | For | For | |||||||||||||||||
8 | Mr. David Shedlarz | Mgmt | For | For | |||||||||||||||||
9 | Mr. Mark D. Smith, MD | Mgmt | For | For | |||||||||||||||||
10 | Mr. David B. Snow, Jr. | Mgmt | For | For | |||||||||||||||||
2. | Approve, on an advisory basis, the compensation of Teladoc Health's named executive officers. | Mgmt | For | For | |||||||||||||||||
3. | Ratify the appointment of Ernst & Young LLP as Teladoc Health's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 41225 | 41225 | 28775 | 5/26/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
TEXAS ROADHOUSE,INC. | |||||||||||||||||||||
Security: | 882681109 | Agenda Number: | 935152900 | ||||||||||||||||||
Ticker: | TXRH | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US8826811098 | Meeting Date: | 5/14/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Gregory N. Moore | Mgmt | For | For | |||||||||||||||||
2 | W. Kent Taylor | Mgmt | For | For | |||||||||||||||||
3 | Curtis A. Warfield | Mgmt | For | For | |||||||||||||||||
4 | Kathleen M. Widmer | Mgmt | For | For | |||||||||||||||||
5 | James R. Zarley | Mgmt | For | For | |||||||||||||||||
2. | Proposal to ratify the appointment of KPMG LLP as Texas Roadhouse's independent auditors for 2020. | Mgmt | For | For | |||||||||||||||||
3. | Say on Pay - An advisory vote on the approval of executive compensation. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 84929 | 84929 | 0 | 5/12/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
THE COOPER COMPANIES, INC. | |||||||||||||||||||||
Security: | 216648402 | Agenda Number: | 935127008 | ||||||||||||||||||
Ticker: | COO | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US2166484020 | Meeting Date: | 3/18/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A | Election of Director: A. Thomas Bender | Mgmt | For | For | |||||||||||||||||
1B | Election of Director: Colleen E. Jay | Mgmt | For | For | |||||||||||||||||
1C | Election of Director: William A. Kozy | Mgmt | For | For | |||||||||||||||||
1D | Election of Director: Jody S. Lindell | Mgmt | For | For | |||||||||||||||||
1E | Election of Director: Gary S. Petersmeyer | Mgmt | For | For | |||||||||||||||||
1F | Election of Director: Allan E. Rubenstein, M.D. | Mgmt | For | For | |||||||||||||||||
1G | Election of Director: Robert S. Weiss | Mgmt | For | For | |||||||||||||||||
1H | Election of Director: Albert G. White III | Mgmt | For | For | |||||||||||||||||
2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for The Cooper Companies, Inc. for the fiscal year ending October 31, 2020. | Mgmt | For | For | |||||||||||||||||
3. | Approve the 2020 Long-Term Incentive Plan for Non-Employee Directors. | Mgmt | For | For | |||||||||||||||||
4. | An advisory vote on the compensation of our named executive officers as presented in the Proxy Statement. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 28606 | 28606 | 17794 | 3/11/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
THOR INDUSTRIES, INC. | |||||||||||||||||||||
Security: | 885160101 | Agenda Number: | 935097370 | ||||||||||||||||||
Ticker: | THO | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US8851601018 | Meeting Date: | 12/13/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Andrew Graves | Mgmt | For | For | |||||||||||||||||
2 | Amelia A. Huntington | Mgmt | For | For | |||||||||||||||||
3 | Wilson Jones | Mgmt | For | For | |||||||||||||||||
4 | Christopher Klein | Mgmt | For | For | |||||||||||||||||
5 | J.Allen Kosowsky | Mgmt | For | For | |||||||||||||||||
6 | Robert W. Martin | Mgmt | For | For | |||||||||||||||||
7 | Peter B. Orthwein | Mgmt | For | For | |||||||||||||||||
8 | Jan H. Suwinski | Mgmt | For | For | |||||||||||||||||
9 | James L. Ziemer | Mgmt | For | For | |||||||||||||||||
2. | Ratification of appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our Fiscal Year 2020. | Mgmt | For | For | |||||||||||||||||
3. | Non-binding advisory vote to approve the compensation of our named executive officers (NEOs). | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 1150 | 1150 | 113850 | 12/9/2019 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
TRACTOR SUPPLY COMPANY | |||||||||||||||||||||
Security: | 892356106 | Agenda Number: | 935154194 | ||||||||||||||||||
Ticker: | TSCO | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US8923561067 | Meeting Date: | 5/7/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Cynthia T. Jamison | Mgmt | For | For | |||||||||||||||||
2 | Ricardo Cardenas | Mgmt | For | For | |||||||||||||||||
3 | Denise L. Jackson | Mgmt | For | For | |||||||||||||||||
4 | Thomas A. Kingsbury | Mgmt | For | For | |||||||||||||||||
5 | Ramkumar Krishnan | Mgmt | For | For | |||||||||||||||||
6 | George MacKenzie | Mgmt | For | For | |||||||||||||||||
7 | Edna K. Morris | Mgmt | For | For | |||||||||||||||||
8 | Mark J. Weikel | Mgmt | For | For | |||||||||||||||||
9 | Harry A. Lawton III | Mgmt | For | For | |||||||||||||||||
2. | To ratify the re-appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 26, 2020 | Mgmt | For | For | |||||||||||||||||
3. | Say on Pay - An advisory vote to approve executive compensation | Mgmt | For | For | |||||||||||||||||
4. | To approve an amendment to the Certificate of Incorporation to eliminate the supermajority voting requirements contained therein | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 44800 | 44800 | 0 | 5/4/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
TYLER TECHNOLOGIES, INC. | |||||||||||||||||||||
Security: | 902252105 | Agenda Number: | 935189325 | ||||||||||||||||||
Ticker: | TYL | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US9022521051 | Meeting Date: | 5/12/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Donald R. Brattain | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Glenn A. Carter | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Brenda A. Cline | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: J. Luther King Jr. | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Mary L. Landrieu | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: John S. Marr Jr. | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: H. Lynn Moore Jr. | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Daniel M. Pope | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Dustin R. Womble | Mgmt | For | For | |||||||||||||||||
2. | Ratification of Ernst & Young LLP as independent auditors. | Mgmt | For | For | |||||||||||||||||
3. | Approval of an advisory resolution on executive compensation. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 34000 | 34000 | 0 | 4/23/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
VARIAN MEDICAL SYSTEMS, INC. | |||||||||||||||||||||
Security: | 92220P105 | Agenda Number: | 935117350 | ||||||||||||||||||
Ticker: | VAR | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US92220P1057 | Meeting Date: | 2/13/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Anat Ashkenazi | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Jeffrey R. Balser | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Judy Bruner | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Jean-Luc Butel | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Regina E. Dugan | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: R. Andrew Eckert | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Phillip G. Febbo | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: David J. Illingworth | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Michelle M. Le Beau | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Dow R. Wilson | Mgmt | For | For | |||||||||||||||||
2. | To approve, on an advisory basis, the compensation of the Varian Medical Systems, Inc. named executive officers as described in the Proxy Statement. | Mgmt | For | For | |||||||||||||||||
3. | To approve the Varian Medical Systems, Inc. 2010 Employee Stock Purchase Plan, as amended. | Mgmt | For | For | |||||||||||||||||
4. | To ratify the appointment of PricewaterhouseCoopers LLP as Varian Medical Systems, Inc.'s independent registered public accounting firm for fiscal year 2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 67000 | 67000 | 0 | 2/3/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
WATSCO, INC. | |||||||||||||||||||||
Security: | 942622200 | Agenda Number: | 935205648 | ||||||||||||||||||
Ticker: | WSO | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US9426222009 | Meeting Date: | 6/1/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Brian E. Keeley | Mgmt | For | For | |||||||||||||||||
2. | To approve a non-binding advisory resolution regarding the compensation of our named executive officers. | Mgmt | For | For | |||||||||||||||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 65000 | 65000 | 0 | 5/1/2020 | ||||||||||||||||
MFAM Mid Cap Growth Fund | |||||||||||||||||||||
XPO LOGISTICS INC | |||||||||||||||||||||
Security: | 983793100 | Agenda Number: | 935197803 | ||||||||||||||||||
Ticker: | XPO | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US9837931008 | Meeting Date: | 5/14/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1.1 | Election of Director: Bradley S. Jacobs | Mgmt | For | For | |||||||||||||||||
1.2 | Election of Director: Gena L. Ashe | Mgmt | For | For | |||||||||||||||||
1.3 | Election of Director: Marlene M. Colucci | Mgmt | For | For | |||||||||||||||||
1.4 | Election of Director: AnnaMaria DeSalva | Mgmt | For | For | |||||||||||||||||
1.5 | Election of Director: Michael G. Jesselson | Mgmt | For | For | |||||||||||||||||
1.6 | Election of Director: Adrian P. Kingshott | Mgmt | For | For | |||||||||||||||||
1.7 | Election of Director: Jason D. Papastavrou | Mgmt | For | For | |||||||||||||||||
1.8 | Election of Director: Oren G. Shaffer | Mgmt | For | For | |||||||||||||||||
2. | Ratification of independent auditors for fiscal year 2020. | Mgmt | For | For | |||||||||||||||||
3. | Approval of amendment to the XPO Logistics, Inc. 2016 Omnibus Incentive Compensation Plan. | Mgmt | For | For | |||||||||||||||||
4. | Advisory vote to approve executive compensation. | Mgmt | For | For | |||||||||||||||||
5. | Stockholder proposal regarding integration of ESG metrics into executive compensation. | Shr | For | Against | |||||||||||||||||
6. | Stockholder proposal regarding appointment of independent chairman of the board. | Shr | For | Against | |||||||||||||||||
7. | Stockholder proposal regarding ways to strengthen the prevention of workplace sexual harassment and align senior executive compensation incentives. | Shr | For | Against | |||||||||||||||||
8. | Stockholder proposal regarding acceleration of executive equity awards in the case of a change of control. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5297 | SBCN | 80653 | 80653 | 69347 | 5/12/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
ADMA BIOLOGICS INC. | |||||||||||||||||||||
Security: | 000899104 | Agenda Number: | 935063329 | ||||||||||||||||||
Ticker: | ADMA | Meeting Type: | Special | ||||||||||||||||||
ISIN: | US0008991046 | Meeting Date: | 8/23/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | To approve amending the Company's Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock, $0.0001 par value per share, from 75,000,000 shares to 150,000,000 shares. | Mgmt | For | For | |||||||||||||||||
2. | To approve amending the Company's Amended and Restated Certificate of Incorporation to remove the Company's non- voting common stock, $0.0001 par value per share, which was retired in full on May 14, 2018, and delete all references therein to such non-voting common stock. | Mgmt | For | For | |||||||||||||||||
3. | To adjourn the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve Proposal 1 or Proposal 2. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 194200 | 194200 | 174800 | 8/13/2019 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
ADMA BIOLOGICS, INC. | |||||||||||||||||||||
Security: | 000899104 | Agenda Number: | 935209432 | ||||||||||||||||||
Ticker: | ADMA | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US0008991046 | Meeting Date: | 6/18/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Class I director for a term expiring at the 2023 Annual Meeting of Stockholders: Bryant E. Fong | Mgmt | For | For | |||||||||||||||||
1B. | Election of Class I director for a term expiring at the 2023 Annual Meeting of Stockholders: Martha J. Demski | Mgmt | For | For | |||||||||||||||||
2. | To ratify the appointment of CohnReznick LLP as the independent registered public accounting firm for the year ending December 31, 2020. | Mgmt | Abstain | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 528931 | 528931 | 52456 | 6/1/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
AKCEA THERAPEUTICS, INC. | |||||||||||||||||||||
Security: | 00972L107 | Agenda Number: | 935140133 | ||||||||||||||||||
Ticker: | AKCA | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US00972L1070 | Meeting Date: | 4/13/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | Please select if you plan to attend the annual meeting. YOU ARE CORDIALLY INVITED TO ATTEND THE ANNUAL MEETING OF STOCKHOLDERS OF AKCEA THERAPEUTICS, INC. (THE "COMPANY") TO BE HELD VIA A VIRTUAL SHAREHOLDER MEETING ON MONDAY, APRIL 13, 2020 AT 2:00 PM EDT. PLEASE USE THE FOLLOWING URL TO ACCESS THE MEETING (WWW.VIRTUALSHAREHOLDERMEETING. COM/AKCA2020). | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 2338 | 2338 | 60219 | 4/6/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
ALARM.COM HOLDINGS, INC. | |||||||||||||||||||||
Security: | 011642105 | Agenda Number: | 935195316 | ||||||||||||||||||
Ticker: | ALRM | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US0116421050 | Meeting Date: | 6/3/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1.1 | Election of Director: Timothy McAdam | Mgmt | Against | Against | |||||||||||||||||
1.2 | Election of Director: Simone Wu | Mgmt | Against | Against | |||||||||||||||||
2. | To ratify the selection by the Audit Committee of the Board of Directors of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the accompanying Proxy Statement. | Mgmt | For | For | |||||||||||||||||
4. | To consider, if properly presented at the Annual Meeting, a non-binding stockholder proposal requesting the Board of Directors to take each step necessary to amend the binding stockholder proposal requesting the Board of Directors to take each step necessary to amend the Company's certificate of incorporation and its bylaws to reorganize the Board of Directors into one class, with each director subject to election each year for a one-year term. | Shr | For | Against | |||||||||||||||||
5. | To amend the Company's Amended and Restated Certificate of Incorporation to eliminate supermajority voting requirements. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 44474 | 44474 | 0 | 4/27/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
ANTARES PHARMA, INC. | |||||||||||||||||||||
Security: | 036642106 | Agenda Number: | 935202262 | ||||||||||||||||||
Ticker: | ATRS | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US0366421065 | Meeting Date: | 6/11/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | L. S. Jacob, M.D., PhD | Mgmt | For | For | |||||||||||||||||
2 | Peter S. Greenleaf | Mgmt | For | For | |||||||||||||||||
2. | To hold a non-binding, advisory vote to approve our named executive officer compensation as disclosed in our proxy statement. | Mgmt | For | For | |||||||||||||||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 536664 | 536664 | 0 | 6/1/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
AXON ENTERPRISE, INC. | |||||||||||||||||||||
Security: | 05464C101 | Agenda Number: | 935178346 | ||||||||||||||||||
Ticker: | AAXN | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US05464C1018 | Meeting Date: | 5/29/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Mark Kroll | Mgmt | Withheld | Against | |||||||||||||||||
2 | Matthew McBrady | Mgmt | Withheld | Against | |||||||||||||||||
3 | Patrick Smith | Mgmt | Withheld | Against | |||||||||||||||||
2. | Proposal No. 2 requests that shareholders vote to approve, on an advisory basis, the compensation of the Company's named executive officers. | Mgmt | For | For | |||||||||||||||||
3. | Proposal No. 3 requests the ratification on the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Mgmt | For | For | |||||||||||||||||
4A. | Proposal No. 4A requests that shareholders vote to approve an amendment to Article 5 of the Company's Certificate of Incorporation to remove the super-majority vote requirement and replace with a majority vote requirement. | Mgmt | For | For | |||||||||||||||||
4B. | Proposal No. 4B requests that shareholders vote to approve an amendment to Article 6 of the Company's Certificate of Incorporation to remove the super-majority vote requirement and replace with a majority vote requirement. | Mgmt | For | For | |||||||||||||||||
5. | Proposal No. 5 is a shareholder proposal to elect each director annually. | Shr | For | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 3244 | 3244 | 28644 | 4/27/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
CARDLYTICS, INC. | |||||||||||||||||||||
Security: | 14161W105 | Agenda Number: | 935178512 | ||||||||||||||||||
Ticker: | CDLX | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US14161W1053 | Meeting Date: | 6/2/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Lynne M. Laube | Mgmt | Withheld | Against | |||||||||||||||||
2 | John Klinck | Mgmt | Withheld | Against | |||||||||||||||||
3 | Tony Weisman | Mgmt | Withheld | Against | |||||||||||||||||
2. | The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 56937 | 56937 | 0 | 5/26/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
EDITAS MEDICINE, INC. | |||||||||||||||||||||
Security: | 28106W103 | Agenda Number: | 935204038 | ||||||||||||||||||
Ticker: | EDIT | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US28106W1036 | Meeting Date: | 6/10/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | James C. Mullen | Mgmt | For | For | |||||||||||||||||
2 | Akshay Vaishnaw, M.D. | Mgmt | For | For | |||||||||||||||||
2. | To approve, on an advisory basis, named executive officer compensation. | Mgmt | For | For | |||||||||||||||||
3. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 1343 | 1343 | 30560 | 6/1/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
EVERBRIDGE, INC. | |||||||||||||||||||||
Security: | 29978A104 | Agenda Number: | 935161757 | ||||||||||||||||||
Ticker: | EVBG | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US29978A1043 | Meeting Date: | 5/14/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Jaime Ellertson | Mgmt | Withheld | Against | |||||||||||||||||
2 | Sharon Rowlands | Mgmt | Withheld | Against | |||||||||||||||||
2. | Ratification of the Selection of Ernst & Young LLP as our Independent Registered Public Accounting Firm | Mgmt | For | For | |||||||||||||||||
3. | Advisory Approval of the Compensation of our Named Executive Officers | Mgmt | Against | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 14976 | 14976 | 31430 | 4/27/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
FIRST AMERICAN FUNDS, INC. | |||||||||||||||||||||
Security: | 31846V328 | Agenda Number: | 935065246 | ||||||||||||||||||
Ticker: | FXFXX | Meeting Type: | Special | ||||||||||||||||||
ISIN: | US31846V3289 | Meeting Date: | 8/29/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | David K. Baumgardner | Mgmt | For | For | |||||||||||||||||
2 | Mark E. Gaumond | Mgmt | For | For | |||||||||||||||||
3 | Roger A. Gibson | Mgmt | For | For | |||||||||||||||||
4 | Jennifer J. McPeek | Mgmt | For | For | |||||||||||||||||
5 | C. David Myers | Mgmt | For | For | |||||||||||||||||
6 | Richard K. Riederer | Mgmt | For | For | |||||||||||||||||
7 | P. Kelly Tompkins | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 2932899 | 2932899 | 0 | 8/15/2019 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
FOX FACTORY HOLDING CORP. | |||||||||||||||||||||
Security: | 35138V102 | Agenda Number: | 935153851 | ||||||||||||||||||
Ticker: | FOXF | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US35138V1026 | Meeting Date: | 5/7/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Dudley W. Mendenhall | Mgmt | Withheld | Against | |||||||||||||||||
2 | Elizabeth A. Fetter | Mgmt | Withheld | Against | |||||||||||||||||
2. | To ratify the appointment of Grant Thornton LLP as Fox Factory Holding Corp.'s independent public accountants for fiscal year 2020. | Mgmt | For | For | |||||||||||||||||
3. | To approve, on an advisory basis, the resolution approving the compensation of Fox Factory Holding Corp.'s named executive officers. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 27491 | 27491 | 0 | 5/4/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
GLOBUS MEDICAL, INC. | |||||||||||||||||||||
Security: | 379577208 | Agenda Number: | 935186064 | ||||||||||||||||||
Ticker: | GMED | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US3795772082 | Meeting Date: | 6/3/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: David M. Demski | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Robert Douglas | Mgmt | For | For | |||||||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020 | Mgmt | For | For | |||||||||||||||||
3. | To approve, in an advisory vote, the compensation of the Company's named executive officers (the Say-on-Pay Vote). | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 34776 | 34776 | 0 | 5/26/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
GOOSEHEAD INSURANCE, INC. | |||||||||||||||||||||
Security: | 38267D109 | Agenda Number: | 935143951 | ||||||||||||||||||
Ticker: | GSHD | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US38267D1090 | Meeting Date: | 5/4/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Mark E. Jones | Mgmt | For | For | |||||||||||||||||
2 | Robyn Jones | Mgmt | For | For | |||||||||||||||||
3 | Peter Lane | Mgmt | For | For | |||||||||||||||||
4 | Mark Miller | Mgmt | For | For | |||||||||||||||||
5 | James Reid | Mgmt | For | For | |||||||||||||||||
2. | Ratify the selection, by the audit committee of our board of directors, of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31,2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 9242 | 9242 | 24900 | 4/27/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
HEALTHEQUITY, INC. | |||||||||||||||||||||
Security: | 42226A107 | Agenda Number: | 935213758 | ||||||||||||||||||
Ticker: | HQY | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US42226A1079 | Meeting Date: | 6/25/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1.1 | Election of director to serve until the 2021 annual meeting of stockholders: Robert W. Selander | Mgmt | For | For | |||||||||||||||||
1.2 | Election of director to serve until the 2021 annual meeting of stockholders: Jon Kessler | Mgmt | For | For | |||||||||||||||||
1.3 | Election of director to serve until the 2021 annual meeting of stockholders: Stephen D. Neeleman, M.D. | Mgmt | For | For | |||||||||||||||||
1.4 | Election of director to serve until the 2021 annual meeting of stockholders: Frank A. Corvino | Mgmt | For | For | |||||||||||||||||
1.5 | Election of director to serve until the 2021 annual meeting of stockholders: Adrian T. Dillon | Mgmt | For | For | |||||||||||||||||
1.6 | Election of director to serve until the 2021 annual meeting of stockholders: Evelyn Dilsaver | Mgmt | For | For | |||||||||||||||||
1.7 | Election of director to serve until the 2021 annual meeting of stockholders: Debra McCowan | Mgmt | For | For | |||||||||||||||||
1.8 | Election of director to serve until the 2021 annual meeting of stockholders: Ian Sacks | Mgmt | For | For | |||||||||||||||||
1.9 | Election of director to serve until the 2021 annual meeting of stockholders: Gayle Wellborn | Mgmt | For | For | |||||||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2021. | Mgmt | For | For | |||||||||||||||||
3. | To approve, on a non-binding, advisory basis, the fiscal 2020 compensation of our named executive officers. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 12982 | 12982 | 23354 | 6/15/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
HESKA CORPORATION | |||||||||||||||||||||
Security: | 42805E306 | Agenda Number: | 935137960 | ||||||||||||||||||
Ticker: | HSKA | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US42805E3062 | Meeting Date: | 4/8/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Mark F. Furlong | Mgmt | For | For | |||||||||||||||||
2 | Scott W. Humphrey | Mgmt | For | For | |||||||||||||||||
3 | Sharon J. Larson | Mgmt | For | For | |||||||||||||||||
4 | David E. Sveen | Mgmt | For | For | |||||||||||||||||
5 | Bonnie J. Trowbridge | Mgmt | For | For | |||||||||||||||||
6 | Kevin S. Wilson | Mgmt | For | For | |||||||||||||||||
2. | To ratify the appointment of Plante & Moran, PLLC as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
3. | To approve an amendment to our Restated Certificate of Incorporation, as amended, to increase the number of authorized shares of each class of our common stock by 3,000,000. | Mgmt | For | For | |||||||||||||||||
4. | To approve our 2020 Employee Stock Purchase Plan. | Mgmt | For | For | |||||||||||||||||
5. | To amend the Heska Corporation Stock Incentive Plan, as amended and restated, to, among other things, increase the number of shares authorized for issuance thereunder by 300,000 shares. | Mgmt | For | For | |||||||||||||||||
6. | To approve our executive compensation in a non-binding advisory vote. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 24313 | 24313 | 0 | 4/6/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
IRHYTHM TECHNOLOGIES, INC. | |||||||||||||||||||||
Security: | 450056106 | Agenda Number: | 935223230 | ||||||||||||||||||
Ticker: | IRTC | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US4500561067 | Meeting Date: | 6/19/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Kevin M. King | Mgmt | For | For | |||||||||||||||||
2 | Raymond W. Scott | Mgmt | For | For | |||||||||||||||||
2. | To adopt and approve amendments to our Certificate of Incorporation to phase out the classified structure of our Board of Directors. | Mgmt | For | For | |||||||||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
4. | Advisory vote to approve Named Executive Officer Compensation. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 29299 | 29299 | 0 | 6/15/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
JOHN BEAN TECHNOLOGIES CORPORATION | |||||||||||||||||||||
Security: | 477839104 | Agenda Number: | 935163244 | ||||||||||||||||||
Ticker: | JBT | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US4778391049 | Meeting Date: | 5/15/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Barbara L. Brasier | Mgmt | Against | Against | |||||||||||||||||
1B. | Election of Director: Thomas W. Giacomini | Mgmt | Against | Against | |||||||||||||||||
1C. | Election of Director: Polly B. Kawalek | Mgmt | Against | Against | |||||||||||||||||
2. | Approve on an advisory basis a non-binding resolution regarding the compensation of named executive officers. | Mgmt | For | For | |||||||||||||||||
3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 17424 | 17424 | 0 | 5/11/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
JONES LANG LASALLE INCORPORATED | |||||||||||||||||||||
Security: | 48020Q107 | Agenda Number: | 935178358 | ||||||||||||||||||
Ticker: | JLL | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US48020Q1076 | Meeting Date: | 5/28/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Hugo Bagué | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Matthew Carter, Jr. | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Samuel A. Di Piazza, Jr. | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Ming Lu | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Bridget Macaskill | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Deborah H. McAneny | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Siddharth N. Mehta | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Martin H. Nesbitt | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Jeetendra I. Patel | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Sheila A. Penrose | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Ann Marie Petach | Mgmt | For | For | |||||||||||||||||
1L. | Election of Director: Christian Ulbrich | Mgmt | For | For | |||||||||||||||||
2. | Non-binding, advisory "say-on-pay" vote approving executive compensation | Mgmt | For | For | |||||||||||||||||
3. | Ratification of Appointment of Independent Registered Public Accounting Firm | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 475 | 475 | 17041 | 5/26/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
LANDSTAR SYSTEM, INC. | |||||||||||||||||||||
Security: | 515098101 | Agenda Number: | 935167367 | ||||||||||||||||||
Ticker: | LSTR | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US5150981018 | Meeting Date: | 5/19/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: David G. Bannister | Mgmt | Against | Against | |||||||||||||||||
1B. | Election of Director: George P. Scanlon | Mgmt | Against | Against | |||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2020. | Mgmt | For | For | |||||||||||||||||
3. | EXTEND THE TERM OF THE 2011 EQUITY INCENTIVE PLAN. | Mgmt | For | For | |||||||||||||||||
4. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Mgmt | Against | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 16820 | 16820 | 0 | 4/27/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
NEWMARK GROUP, INC. | |||||||||||||||||||||
Security: | 65158N102 | Agenda Number: | 935067656 | ||||||||||||||||||
Ticker: | NMRK | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US65158N1028 | Meeting Date: | 9/24/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Howard W. Lutnick | Mgmt | For | For | |||||||||||||||||
2 | Michael Snow | Mgmt | For | For | |||||||||||||||||
3 | Virginia S. Bauer | Mgmt | For | For | |||||||||||||||||
4 | Peter F. Cervinka | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 295399 | 295399 | 0 | 8/13/2019 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
NLIGHT, INC. | |||||||||||||||||||||
Security: | 65487K100 | Agenda Number: | 935185769 | ||||||||||||||||||
Ticker: | LASR | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US65487K1007 | Meeting Date: | 6/4/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1.1 | Election of Class II Director: Bandel Carano | Mgmt | Abstain | Against | |||||||||||||||||
1.2 | Election of Class II Director: Raymond Link | Mgmt | Abstain | Against | |||||||||||||||||
1.3 | Election of Class II Director: Geoffrey Moore | Mgmt | Abstain | Against | |||||||||||||||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 176812 | 176812 | 1 | 5/15/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
PAYLOCITY HOLDING CORPORATION | |||||||||||||||||||||
Security: | 70438V106 | Agenda Number: | 935093776 | ||||||||||||||||||
Ticker: | PCTY | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US70438V1061 | Meeting Date: | 12/13/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Steven R. Beauchamp | Mgmt | For | For | |||||||||||||||||
2 | Andres D. Reiner | Mgmt | For | For | |||||||||||||||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2020. | Mgmt | For | For | |||||||||||||||||
3. | Advisory vote to approve compensation of named executive officers. | Mgmt | Against | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 45000 | 45000 | 0 | 12/10/2019 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
PENUMBRA, INC. | |||||||||||||||||||||
Security: | 70975L107 | Agenda Number: | 935190835 | ||||||||||||||||||
Ticker: | PEN | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US70975L1070 | Meeting Date: | 6/3/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Arani Bose, M.D. | Mgmt | For | For | |||||||||||||||||
2 | Bridget O'Rourke | Mgmt | For | For | |||||||||||||||||
3 | Surbhi Sarna | Mgmt | For | For | |||||||||||||||||
2. | To ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm for Penumbra, Inc. for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
3. | To approve, on an advisory basis, the compensation of Penumbra, Inc.'s named executive officers as disclosed in the proxy statement. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 16170 | 16170 | 0 | 5/26/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
PROTO LABS, INC. | |||||||||||||||||||||
Security: | 743713109 | Agenda Number: | 935163268 | ||||||||||||||||||
Ticker: | PRLB | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US7437131094 | Meeting Date: | 5/19/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Victoria M. Holt | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Archie C. Black | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Sujeet Chand | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Moonhie Chin | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Rainer Gawlick | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: John B. Goodman | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Donald G. Krantz | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Sven A. Wehrwein | Mgmt | For | For | |||||||||||||||||
2. | Ratification of the selection of Ernst & Young LLP as the independent registered public accounting firm for fiscal year 2020. | Mgmt | For | For | |||||||||||||||||
3. | Advisory approval of executive compensation. | Mgmt | For | For | |||||||||||||||||
4. | Advisory approval of frequency of future say- on-pay votes. | Mgmt | 1 Year | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 14662 | 14662 | 0 | 5/15/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
PTC THERAPEUTICS, INC. | |||||||||||||||||||||
Security: | 69366J200 | Agenda Number: | 935200410 | ||||||||||||||||||
Ticker: | PTCT | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US69366J2006 | Meeting Date: | 6/10/2020 | ||||||||||||||||||
�� | |||||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1 | DIRECTOR | ||||||||||||||||||||
1 | Stephanie S. Okey, M.S. | Mgmt | For | For | |||||||||||||||||
2 | Stuart W. Peltz, Ph.D. | Mgmt | For | For | |||||||||||||||||
3 | Jerome B. Zeldis, M.D. | Mgmt | For | For | |||||||||||||||||
2 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
3 | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 57009 | 57009 | 0 | 6/1/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
Q2 HOLDINGS INC | |||||||||||||||||||||
Security: | 74736L109 | Agenda Number: | 935213998 | ||||||||||||||||||
Ticker: | QTWO | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US74736L1098 | Meeting Date: | 6/9/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | R. Lynn Atchison | Mgmt | Withheld | Against | |||||||||||||||||
2 | Charles T. Doyle | Mgmt | Withheld | Against | |||||||||||||||||
3 | Carl James Schaper | Mgmt | Withheld | Against | |||||||||||||||||
2. | To ratify the appointment of Ernst & Young, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 315 | 315 | 31145 | 6/5/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
SMARTSHEET INC. | |||||||||||||||||||||
Security: | 83200N103 | Agenda Number: | 935212578 | ||||||||||||||||||
Ticker: | SMAR | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US83200N1037 | Meeting Date: | 6/17/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Geoffrey T. Barker | Mgmt | Withheld | Against | |||||||||||||||||
2 | Michael Gregoire | Mgmt | Withheld | Against | |||||||||||||||||
3 | Matthew McIlwain | Mgmt | Withheld | Against | |||||||||||||||||
4 | James N. White | Mgmt | Withheld | Against | |||||||||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2021. | Mgmt | For | For | |||||||||||||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Mgmt | For | For | |||||||||||||||||
4. | Approval, on an advisory basis, of the frequency of future non-binding votes on our named executive officers' compensation. | Mgmt | 1 Year | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 46799 | 46799 | 0 | 6/15/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
SPARK THERAPEUTICS, INC. | |||||||||||||||||||||
Security: | 84652J103 | Agenda Number: | 935063494 | ||||||||||||||||||
Ticker: | ONCE | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US84652J1034 | Meeting Date: | 9/5/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Anand Mehra, MD | Mgmt | For | For | |||||||||||||||||
2 | Robert J. Perez | Mgmt | For | For | |||||||||||||||||
3 | Lota Zoth | Mgmt | For | For | |||||||||||||||||
2. | To approve, on an advisory basis, the compensation paid to the Company's named executive officers. | Mgmt | For | For | |||||||||||||||||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 23593 | 23593 | 0 | 8/13/2019 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
STAG INDUSTRIAL, INC. | |||||||||||||||||||||
Security: | 85254J102 | Agenda Number: | 935148228 | ||||||||||||||||||
Ticker: | STAG | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US85254J1025 | Meeting Date: | 4/29/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Benjamin S. Butcher | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Jit Kee Chin | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Virgis W. Colbert | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Michelle S. Dilley | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Jeffrey D. Furber | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Larry T. Guillemette | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Francis X. Jacoby III | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Christopher P. Marr | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Hans S. Weger | Mgmt | For | For | |||||||||||||||||
2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
3. | The approval, by non-binding vote, of executive compensation. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 64294 | 64294 | 0 | 4/27/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
TELADOC HEALTH, INC. | |||||||||||||||||||||
Security: | 87918A105 | Agenda Number: | 935178132 | ||||||||||||||||||
Ticker: | TDOC | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US87918A1051 | Meeting Date: | 5/28/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Ms. Helen Darling | Mgmt | For | For | |||||||||||||||||
2 | Mr. William H. Frist MD | Mgmt | For | For | |||||||||||||||||
3 | Mr. Michael Goldstein | Mgmt | For | For | |||||||||||||||||
4 | Mr. Jason Gorevic | Mgmt | For | For | |||||||||||||||||
5 | Ms. C. A. Jacobson | Mgmt | For | For | |||||||||||||||||
6 | Mr. Thomas G. McKinley | Mgmt | For | For | |||||||||||||||||
7 | Mr. Kenneth H. Paulus | Mgmt | For | For | |||||||||||||||||
8 | Mr. David Shedlarz | Mgmt | For | For | |||||||||||||||||
9 | Mr. Mark D. Smith, MD | Mgmt | For | For | |||||||||||||||||
10 | Mr. David B. Snow, Jr. | Mgmt | For | For | |||||||||||||||||
2. | Approve, on an advisory basis, the compensation of Teladoc Health's named executive officers. | Mgmt | For | For | |||||||||||||||||
3. | Ratify the appointment of Ernst & Young LLP as Teladoc Health's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 268 | 268 | 26532 | 5/26/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
THE HOWARD HUGHES CORPORATION | |||||||||||||||||||||
Security: | 44267D107 | Agenda Number: | 935170201 | ||||||||||||||||||
Ticker: | HHC | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US44267D1072 | Meeting Date: | 5/14/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: William Ackman | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Adam Flatto | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Jeffrey Furber | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Beth Kaplan | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Paul Layne | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Allen Model | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: R. Scot Sellers | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Steven Shepsman | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Mary Ann Tighe | Mgmt | For | For | |||||||||||||||||
2. | Advisory vote to approve executive compensation (Say-on-Pay) | Mgmt | For | For | |||||||||||||||||
3. | Approval of The Howard Hughes Corporation 2020 Equity Incentive Plan | Mgmt | For | For | |||||||||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020 | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 17722 | 17722 | 0 | 5/11/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
TREX COMPANY, INC. | |||||||||||||||||||||
Security: | 89531P105 | Agenda Number: | 935137744 | ||||||||||||||||||
Ticker: | TREX | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US89531P1057 | Meeting Date: | 4/29/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1.1 | Election of Director: Jay M. Gratz | Mgmt | Against | Against | |||||||||||||||||
1.2 | Election of Director: Kristine L. Juster | Mgmt | Against | Against | |||||||||||||||||
1.3 | Election of Director: Ronald W. Kaplan | Mgmt | Against | Against | |||||||||||||||||
1.4 | Election of Director: Gerald Volas | Mgmt | Against | Against | |||||||||||||||||
2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Mgmt | Against | Against | |||||||||||||||||
3. | To approve the Fourth Certificate of Amendment to the Restated Certificate of Incorporation of Trex Company, Inc. to increase the number of authorized shares of common stock, $0.01 par value per share, from 120,000,000 to 180,000,000. | Mgmt | For | For | |||||||||||||||||
4. | To ratify the appointment of Ernst & Young LLP as Trex Company's independent registered public accounting firm for the 2020 fiscal year. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 35582 | 35582 | 0 | 4/20/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
ULTRAGENYX PHARMACEUTICAL INC. | |||||||||||||||||||||
Security: | 90400D108 | Agenda Number: | 935213657 | ||||||||||||||||||
Ticker: | RARE | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US90400D1081 | Meeting Date: | 6/26/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Emil D. Kakkis, M.D., Ph.D. | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Shehnaaz Suliman, M.D. | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Daniel G. Welch | Mgmt | For | For | |||||||||||||||||
2. | Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
3. | Advisory (non-binding) vote to approve the compensation of our named executive officers. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 27283 | 27283 | 0 | 6/15/2020 | ||||||||||||||||
MFAM Small Cap Growth ETF | |||||||||||||||||||||
WATSCO, INC. | |||||||||||||||||||||
Security: | 942622200 | Agenda Number: | 935205648 | ||||||||||||||||||
Ticker: | WSO | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US9426222009 | Meeting Date: | 6/1/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Brian E. Keeley | Mgmt | For | For | |||||||||||||||||
2. | To approve a non-binding advisory resolution regarding the compensation of our named executive officers. | Mgmt | For | For | |||||||||||||||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5791 | SBCN | 177 | 177 | 17455 | 5/1/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
3M COMPANY | |||||||||||||||||||||
Security: | 88579Y101 | Agenda Number: | 935151390 | ||||||||||||||||||
Ticker: | MMM | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US88579Y1010 | Meeting Date: | 5/12/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director for a term of one year: Thomas "Tony" K. Brown | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director for a term of one year: Pamela J. Craig | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director for a term of one year: David B. Dillon | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director for a term of one year: Michael L. Eskew | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director for a term of one year: Herbert L. Henkel | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director for a term of one year: Amy E. Hood | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director for a term of one year: Muhtar Kent | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director for a term of one year: Dambisa F. Moyo | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director for a term of one year: Gregory R. Page | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director for a term of one year: Michael F. Roman | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director for a term of one year: Patricia A. Woertz | Mgmt | For | For | |||||||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm. | Mgmt | For | For | |||||||||||||||||
3. | Advisory approval of executive compensation. | Mgmt | For | For | |||||||||||||||||
4. | Shareholder proposal on setting target amounts for CEO compensation. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 11149 | 11149 | 0 | 4/20/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
ACTIVISION BLIZZARD, INC. | |||||||||||||||||||||
Security: | 00507V109 | Agenda Number: | 935196483 | ||||||||||||||||||
Ticker: | ATVI | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US00507V1098 | Meeting Date: | 6/11/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Reveta Bowers | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Robert Corti | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Hendrik Hartong III | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Brian Kelly | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Robert Kotick | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Barry Meyer | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Robert Morgado | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Peter Nolan | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Dawn Ostroff | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Casey Wasserman | Mgmt | For | For | |||||||||||||||||
2. | To provide advisory approval of our executive compensation. | Mgmt | For | For | |||||||||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | Mgmt | For | For | |||||||||||||||||
4. | Stockholder proposal regarding political disclosures. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 13036 | 13036 | 0 | 5/22/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
ADOBE INC | |||||||||||||||||||||
Security: | 00724F101 | Agenda Number: | 935132580 | ||||||||||||||||||
Ticker: | ADBE | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US00724F1012 | Meeting Date: | 4/9/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Amy Banse | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Frank Calderoni | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: James Daley | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Laura Desmond | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Charles Geschke | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Shantanu Narayen | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Kathleen Oberg | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Dheeraj Pandey | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: David Ricks | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Daniel Rosensweig | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: John Warnock | Mgmt | For | For | |||||||||||||||||
2. | Approve the 2020 Employee Stock Purchase Plan, which amends and restates the 1997 Employee Stock Purchase Plan. | Mgmt | For | For | |||||||||||||||||
3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on November 27, 2020. | Mgmt | For | For | |||||||||||||||||
4. | Approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For | |||||||||||||||||
5. | Consider and vote upon one stockholder proposal. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 9069 | 9069 | 0 | 3/18/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
AFLAC INCORPORATED | |||||||||||||||||||||
Security: | 001055102 | Agenda Number: | 935145842 | ||||||||||||||||||
Ticker: | AFL | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US0010551028 | Meeting Date: | 5/4/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Daniel P. Amos | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: W. Paul Bowers | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Toshihiko Fukuzawa | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Thomas J. Kenny | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Georgette D. Kiser | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Karole F. Lloyd | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Nobuchika Mori | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Joseph L. Moskowitz | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Barbara K. Rimer, DrPH | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Katherine T. Rohrer | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Melvin T. Stith | Mgmt | For | For | |||||||||||||||||
2. | To consider the following non-binding advisory proposal: "Resolved, on an advisory basis, the shareholders of Aflac Incorporated approve the compensation of the named executive officers, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and accompanying tables and narrative in the Notice of 2020 Annual Meeting of Shareholders and Proxy Statement" | Mgmt | For | For | |||||||||||||||||
3. | To consider and act upon the ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for the year ending December 31, 2020 | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 13699 | 13699 | 0 | 3/31/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
ALEXANDRIA REAL ESTATE EQUITIES, INC. | |||||||||||||||||||||
Security: | 015271109 | Agenda Number: | 935182395 | ||||||||||||||||||
Ticker: | ARE | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US0152711091 | Meeting Date: | 6/8/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Joel S. Marcus | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Steven R. Hash | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: John L. Atkins, III | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: James P. Cain | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Maria C. Freire | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Jennifer Friel Goldstein | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Richard H. Klein | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: James H. Richardson | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Michael A. Woronoff | Mgmt | For | For | |||||||||||||||||
2. | To vote upon the amendment and restatement of the Company's Amended and Restated 1997 Stock Award and Incentive Plan, as more particularly described in the accompanying Proxy Statement. | Mgmt | For | For | |||||||||||||||||
3. | To cast a non-binding, advisory vote on a resolution to approve the compensation of the Company's named executive officers, as more particularly described in the accompanying Proxy Statement. | Mgmt | For | For | |||||||||||||||||
4. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accountants for the fiscal year ending December 31, 2020, as more particularly described in the accompanying Proxy Statement. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 103 | 103 | 1941 | 5/16/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
ALIGN TECHNOLOGY, INC. | |||||||||||||||||||||
Security: | 016255101 | Agenda Number: | 935169866 | ||||||||||||||||||
Ticker: | ALGN | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US0162551016 | Meeting Date: | 5/20/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Kevin J. Dallas | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Joseph M. Hogan | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Joseph Lacob | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: C. Raymond Larkin, Jr. | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: George J. Morrow | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Anne M. Myong | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Thomas M. Prescott | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Andrea L. Saia | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Greg J. Santora | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Susan E. Siegel | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Warren S. Thaler | Mgmt | For | For | |||||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS: Proposal to ratify the appointment of PricewaterhouseCoopers LLP as Align Technology, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 1485 | 1485 | 0 | 4/30/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
AMAZON.COM, INC. | |||||||||||||||||||||
Security: | 023135106 | Agenda Number: | 935186305 | ||||||||||||||||||
Ticker: | AMZN | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US0231351067 | Meeting Date: | 5/27/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of director: Jeffrey P. Bezos | Mgmt | For | For | |||||||||||||||||
1B. | Election of director: Rosalind G. Brewer | Mgmt | For | For | |||||||||||||||||
1C. | Election of director: Jamie S. Gorelick | Mgmt | For | For | |||||||||||||||||
1D. | Election of director: Daniel P. Huttenlocher | Mgmt | For | For | |||||||||||||||||
1E. | Election of director: Judith A. McGrath | Mgmt | For | For | |||||||||||||||||
1F. | Election of director: Indra K. Nooyi | Mgmt | For | For | |||||||||||||||||
1G. | Election of director: Jonathan J. Rubinstein | Mgmt | For | For | |||||||||||||||||
1H. | Election of director: Thomas O. Ryder | Mgmt | For | For | |||||||||||||||||
1I. | Election of director: Patricia Q. Stonesifer | Mgmt | For | For | |||||||||||||||||
1J. | Election of director: Wendell P. Weeks | Mgmt | For | For | |||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Mgmt | For | For | |||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Mgmt | For | For | |||||||||||||||||
4. | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO REQUEST A SPECIAL MEETING | Mgmt | For | For | |||||||||||||||||
5. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF FOOD WASTE | Shr | Against | For | |||||||||||||||||
6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shr | For | Against | |||||||||||||||||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES | Shr | For | Against | |||||||||||||||||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO RESTRICT CERTAIN PRODUCTS | Shr | For | Against | |||||||||||||||||
9. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY | Shr | Against | For | |||||||||||||||||
10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT ON GENDER/RACIAL PAY | Shr | Against | For | |||||||||||||||||
11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN COMMUNITY IMPACTS | Shr | Against | For | |||||||||||||||||
12. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT DISCRIMINATION | Shr | Against | For | |||||||||||||||||
13. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA | Shr | For | Against | |||||||||||||||||
14. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS | Shr | For | Against | |||||||||||||||||
15. | SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY CHAIN REPORT FORMAT | Shr | Against | For | |||||||||||||||||
16. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 8243 | 8243 | 0 | 5/25/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
AMERICAN EXPRESS COMPANY | |||||||||||||||||||||
Security: | 025816109 | Agenda Number: | 935151439 | ||||||||||||||||||
Ticker: | AXP | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US0258161092 | Meeting Date: | 5/5/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director for a term of one year: Charlene Barshefsky | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director for a term of one year: John J. Brennan | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director for a term of one year: Peter Chernin | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director for a term of one year: Ralph de la Vega | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director for a term of one year: Anne Lauvergeon | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director for a term of one year: Michael O. Leavitt | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director for a term of one year: Theodore J. Leonsis | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director for a term of one year: Karen L. Parkhill | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director for a term of one year: Lynn A. Pike | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director for a term of one year: Stephen J. Squeri | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director for a term of one year: Daniel L. Vasella | Mgmt | For | For | |||||||||||||||||
1L. | Election of Director for a term of one year: Ronald A. Williams | Mgmt | For | For | |||||||||||||||||
1M. | Election of Director for a term of one year: Christopher D. Young | Mgmt | For | For | |||||||||||||||||
2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2020. | Mgmt | For | For | |||||||||||||||||
3. | Approval, on an advisory basis, of the Company's executive compensation. | Mgmt | For | For | |||||||||||||||||
4. | Approval of Amended and Restated Incentive Compensation Plan. | Mgmt | For | For | |||||||||||||||||
5. | Shareholder proposal relating to action by written consent. | Shr | For | Against | |||||||||||||||||
6. | Shareholder proposal relating to gender/racial pay equity. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 15467 | 15467 | 0 | 4/4/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
AMERICAN TOWER CORPORATION | |||||||||||||||||||||
Security: | 03027X100 | Agenda Number: | 935169450 | ||||||||||||||||||
Ticker: | AMT | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US03027X1000 | Meeting Date: | 5/18/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Thomas A. Bartlett | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Raymond P. Dolan | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Robert D. Hormats | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Gustavo Lara Cantu | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Grace D. Lieblein | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Craig Macnab | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: JoAnn A. Reed | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Pamela D.A. Reeve | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: David E. Sharbutt | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Bruce L. Tanner | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Samme L. Thompson | Mgmt | For | For | |||||||||||||||||
2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020. | Mgmt | For | For | |||||||||||||||||
3. | To approve, on an advisory basis, the Company's executive compensation. | Mgmt | For | For | |||||||||||||||||
4. | To require periodic reports on political contributions and expenditures. | Shr | Against | For | |||||||||||||||||
5. | To amend the bylaws to reduce the ownership threshold required to call a special meeting of the stockholders. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 8134 | 8134 | 0 | 5/13/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
AMGEN INC. | |||||||||||||||||||||
Security: | 031162100 | Agenda Number: | 935172419 | ||||||||||||||||||
Ticker: | AMGN | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US0311621009 | Meeting Date: | 5/19/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Dr. Wanda M. Austin | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Mr. Robert A. Bradway | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Dr. Brian J. Druker | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Mr. Robert A. Eckert | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Mr. Greg C. Garland | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Mr. Fred Hassan | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Mr. Charles M. Holley, Jr. | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Dr. Tyler Jacks | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Ms. Ellen J. Kullman | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Dr. Ronald D. Sugar | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Dr. R. Sanders Williams | Mgmt | For | For | |||||||||||||||||
2. | Advisory vote to approve our executive compensation. | Mgmt | For | For | |||||||||||||||||
3. | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
4. | Stockholder proposal to require an independent board chair. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 11441 | 11441 | 0 | 4/26/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
ANSYS, INC. | |||||||||||||||||||||
Security: | 03662Q105 | Agenda Number: | 935167418 | ||||||||||||||||||
Ticker: | ANSS | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US03662Q1058 | Meeting Date: | 5/15/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Class III Director for three-year term: Ajei S. Gopal | Mgmt | For | For | |||||||||||||||||
1B. | Election of Class III Director for three-year term: Glenda M. Dorchak | Mgmt | For | For | |||||||||||||||||
1C. | Election of Class III Director for three-year term: Robert M. Calderoni | Mgmt | For | For | |||||||||||||||||
2. | The ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Mgmt | For | For | |||||||||||||||||
3. | The advisory vote to approve compensation of our named executive officers. | Mgmt | Against | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 1573 | 1573 | 0 | 4/18/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
APPLE INC. | |||||||||||||||||||||
Security: | 037833100 | Agenda Number: | 935121563 | ||||||||||||||||||
Ticker: | AAPL | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US0378331005 | Meeting Date: | 2/26/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: James Bell | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Tim Cook | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Al Gore | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Andrea Jung | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Art Levinson | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Ron Sugar | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Sue Wagner | Mgmt | For | For | |||||||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2020 | Mgmt | For | For | |||||||||||||||||
3. | Advisory vote to approve executive compensation | Mgmt | For | For | |||||||||||||||||
4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shr | Against | For | |||||||||||||||||
5. | A shareholder proposal relating to sustainability and executive compensation | Shr | Against | For | |||||||||||||||||
6. | A shareholder proposal relating to policies on freedom of expression | Shr | For | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 70079 | 70079 | 0 | 2/5/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
AUTODESK, INC. | |||||||||||||||||||||
Security: | 052769106 | Agenda Number: | 935210601 | ||||||||||||||||||
Ticker: | ADSK | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US0527691069 | Meeting Date: | 6/18/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Andrew Anagnost | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Karen Blasing | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Reid French | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Dr. Ayanna Howard | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Blake Irving | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Mary T. McDowell | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Stephen Milligan | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Lorrie M. Norrington | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Betsy Rafael | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Stacy J. Smith | Mgmt | For | For | |||||||||||||||||
2. | Ratify the appointment of Ernst & Young LLP as Autodesk, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2021. | Mgmt | For | For | |||||||||||||||||
3. | Approve, on an advisory (non-binding) basis, the compensation of Autodesk, Inc.'s named executive officers. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 4022 | 4022 | 0 | 5/29/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | |||||||||||||||||||||
Security: | 053015103 | Agenda Number: | 935081579 | ||||||||||||||||||
Ticker: | ADP | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US0530151036 | Meeting Date: | 11/12/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Peter Bisson | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Richard T. Clark | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: R. Glenn Hubbard | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: John P. Jones | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Francine S. Katsoudas | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Thomas J. Lynch | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Scott F. Powers | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: William J. Ready | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Carlos A. Rodriguez | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Sandra S. Wijnberg | Mgmt | For | For | |||||||||||||||||
2. | Advisory Vote on Executive Compensation. | Mgmt | For | For | |||||||||||||||||
3. | Ratification of the Appointment of Auditors. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 7595 | 7595 | 0 | 10/15/2019 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
AUTOZONE, INC. | |||||||||||||||||||||
Security: | 053332102 | Agenda Number: | 935097849 | ||||||||||||||||||
Ticker: | AZO | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US0533321024 | Meeting Date: | 12/18/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Douglas H. Brooks | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Linda A. Goodspeed | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Earl G. Graves, Jr. | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Enderson Guimaraes | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Michael M. Calbert | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: D. Bryan Jordan | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Gale V. King | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: George R. Mrkonic, Jr. | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: William C. Rhodes, III | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Jill A. Soltau | Mgmt | For | For | |||||||||||||||||
2. | Ratification of Ernst & Young LLP as independent registered public accounting firm for the 2020 fiscal year. | Mgmt | For | For | |||||||||||||||||
3. | Approval of advisory vote on executive compensation | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 433 | 433 | 0 | 11/26/2019 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
BECTON, DICKINSON AND COMPANY | |||||||||||||||||||||
Security: | 075887109 | Agenda Number: | 935116322 | ||||||||||||||||||
Ticker: | BDX | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US0758871091 | Meeting Date: | 1/28/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Catherine M. Burzik | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: R. Andrew Eckert | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Vincent A. Forlenza | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Claire M. Fraser | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Jeffrey W. Henderson | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Christopher Jones | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Marshall O. Larsen | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: David F. Melcher | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Thomas E. Polen | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Claire Pomeroy | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Rebecca W. Rimel | Mgmt | For | For | |||||||||||||||||
1L. | Election of Director: Timothy M. Ring | Mgmt | For | For | |||||||||||||||||
1M. | Election of Director: Bertram L. Scott | Mgmt | For | For | |||||||||||||||||
2. | Ratification of selection of independent registered public accounting firm. | Mgmt | For | For | |||||||||||||||||
3. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |||||||||||||||||
4. | Approval of amendment to BD's 2004 Employee and Director Equity-Based Compensation Plan. | Mgmt | For | For | |||||||||||||||||
5. | Approval of French Addendum to BD'S 2004 Employee and Director Equity-Based Compensation Plan. | Mgmt | For | For | |||||||||||||||||
6. | Shareholder proposal regarding special shareholder meetings. | Shr | For | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 4372 | 4372 | 0 | 1/6/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
BERKSHIRE HATHAWAY INC. | |||||||||||||||||||||
Security: | 084670702 | Agenda Number: | 935144105 | ||||||||||||||||||
Ticker: | BRKB | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US0846707026 | Meeting Date: | 5/2/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Warren E. Buffett | Mgmt | For | For | |||||||||||||||||
2 | Charles T. Munger | Mgmt | For | For | |||||||||||||||||
3 | Gregory E. Abel | Mgmt | For | For | |||||||||||||||||
4 | Howard G. Buffett | Mgmt | For | For | |||||||||||||||||
5 | Stephen B. Burke | Mgmt | For | For | |||||||||||||||||
6 | Kenneth I. Chenault | Mgmt | For | For | |||||||||||||||||
7 | Susan L. Decker | Mgmt | For | For | |||||||||||||||||
8 | David S. Gottesman | Mgmt | For | For | |||||||||||||||||
9 | Charlotte Guyman | Mgmt | For | For | |||||||||||||||||
10 | Ajit Jain | Mgmt | For | For | |||||||||||||||||
11 | Thomas S. Murphy | Mgmt | For | For | |||||||||||||||||
12 | Ronald L. Olson | Mgmt | For | For | |||||||||||||||||
13 | Walter Scott, Jr. | Mgmt | For | For | |||||||||||||||||
14 | Meryl B. Witmer | Mgmt | For | For | |||||||||||||||||
2. | Non-binding resolution to approve the compensation of the Company's Named Executive Officers, as described in the 2020 Proxy Statement. | Mgmt | For | For | |||||||||||||||||
3. | Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. | Mgmt | 1 Year | Against | |||||||||||||||||
4. | Shareholder proposal regarding diversity. | Shr | For | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 46047 | 46047 | 0 | 4/8/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
BIOGEN INC. | |||||||||||||||||||||
Security: | 09062X103 | Agenda Number: | 935182484 | ||||||||||||||||||
Ticker: | BIIB | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US09062X1037 | Meeting Date: | 6/3/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director for a one year term extending until the 2021 annual meeting: Alexander J. Denner | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director for a one year term extending until the 2021 annual meeting: Caroline D. Dorsa | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director for a one year term extending until the 2021 annual meeting: William A. Hawkins | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director for a one year term extending until the 2021 annual meeting: Nancy L. Leaming | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director for a one year term extending until the 2021 annual meeting: Jesus B. Mantas | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director for a one year term extending until the 2021 annual meeting: Richard C. Mulligan | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director for a one year term extending until the 2021 annual meeting: Robert W. Pangia | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director for a one year term extending until the 2021 annual meeting: Stelios Papadopoulos | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director for a one year term extending until the 2021 annual meeting: Brian S. Posner | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director for a one year term extending until the 2021 annual meeting: Eric K. Rowinsky | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director for a one year term extending until the 2021 annual meeting: Stephen A. Sherwin | Mgmt | For | For | |||||||||||||||||
1L. | Election of Director for a one year term extending until the 2021 annual meeting: Michel Vounatsos | Mgmt | For | For | |||||||||||||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as Biogen Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
3. | Say on Pay - To approve an advisory vote on executive compensation. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 2972 | 2972 | 0 | 5/9/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
BOOKING HOLDINGS INC. | |||||||||||||||||||||
Security: | 09857L108 | Agenda Number: | 935188929 | ||||||||||||||||||
Ticker: | BKNG | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US09857L1089 | Meeting Date: | 6/4/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Timothy M. Armstrong | Mgmt | For | For | |||||||||||||||||
2 | Jeffery H. Boyd | Mgmt | For | For | |||||||||||||||||
3 | Glenn D. Fogel | Mgmt | For | For | |||||||||||||||||
4 | Mirian M. Graddick-Weir | Mgmt | For | For | |||||||||||||||||
5 | Wei Hopeman | Mgmt | For | For | |||||||||||||||||
6 | Robert J. Mylod, Jr. | Mgmt | For | For | |||||||||||||||||
7 | Charles H. Noski | Mgmt | For | For | |||||||||||||||||
8 | Nicholas J. Read | Mgmt | For | For | |||||||||||||||||
9 | Thomas E. Rothman | Mgmt | For | For | |||||||||||||||||
10 | Bob van Dijk | Mgmt | For | For | |||||||||||||||||
11 | Lynn M. Vojvodich | Mgmt | For | For | |||||||||||||||||
12 | Vanessa A. Wittman | Mgmt | For | For | |||||||||||||||||
2. | Advisory vote to approve 2019 executive compensation. | Mgmt | For | For | |||||||||||||||||
3. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
4. | Stockholder proposal requesting the right of stockholders to act by written consent. | Shr | For | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 750 | 750 | 0 | 5/13/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | |||||||||||||||||||||
Security: | 110122108 | Agenda Number: | 935151681 | ||||||||||||||||||
Ticker: | BMY | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US1101221083 | Meeting Date: | 5/5/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Peter J. Arduini | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Robert Bertolini | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Michael W. Bonney | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Giovanni Caforio, M.D. | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Matthew W. Emmens | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Julia A. Haller, M.D. | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Dinesh C. Paliwal | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Theodore R. Samuels | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Vicki L. Sato, Ph.D. | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Gerald L. Storch | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Karen H. Vousden, Ph.D. | Mgmt | For | For | |||||||||||||||||
1L. | Election of Director: Phyllis R. Yale | Mgmt | For | For | |||||||||||||||||
2. | Advisory vote to approve the compensation of our Named Executive Officers. | Mgmt | For | For | |||||||||||||||||
3. | Ratification of the appointment of an independent registered public accounting firm. | Mgmt | For | For | |||||||||||||||||
4. | Shareholder Proposal on Separate Chair & CEO. | Shr | Against | For | |||||||||||||||||
5. | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shr | For | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 15032 | 15032 | 29300 | 4/14/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
BROADCOM INC | |||||||||||||||||||||
Security: | 11135F101 | �� | Agenda Number: | 935130396 | |||||||||||||||||
Ticker: | AVGO | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US11135F1012 | Meeting Date: | 3/30/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Mr. Hock E. Tan | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Dr. Henry Samueli | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Mr. Eddy W. Hartenstein | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Ms. Diane M. Bryant | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Ms. Gayla J. Delly | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Mr. Raul J. Fernandez | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Mr. Check Kian Low | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Ms. Justine F. Page | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Mr. Harry L. You | Mgmt | For | For | |||||||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Broadcom's independent registered public accounting firm for the fiscal year ending November 1, 2020. | Mgmt | For | For | |||||||||||||||||
3. | Non-binding, advisory vote to approve compensation of Broadcom's named executive officers. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 7492 | 7492 | 0 | 3/7/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
CERNER CORPORATION | |||||||||||||||||||||
Security: | 156782104 | Agenda Number: | 935174386 | ||||||||||||||||||
Ticker: | CERN | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US1567821046 | Meeting Date: | 5/22/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1a. | Election of Class I Director: Julie L. Gerberding, M.D., M.P.H. | Mgmt | Against | Against | |||||||||||||||||
1b. | Election of Class I Director: Brent Shafer | Mgmt | Against | Against | |||||||||||||||||
1c. | Election of Class I Director: William D. Zollars | Mgmt | Against | Against | |||||||||||||||||
2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Cerner Corporation for 2020. | Mgmt | For | For | |||||||||||||||||
3. | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Mgmt | For | For | |||||||||||||||||
4. | Approval of the proposed amendment to our Third Restated Certificate of Incorporation to declassify the Board of Directors. | Mgmt | For | For | |||||||||||||||||
5. | Approval of the proposed amendment to our Third Restated Certificate of Incorporation to amend the advance notice provisions for director nominations. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 5875 | 5875 | 0 | 4/24/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
CHIPOTLE MEXICAN GRILL, INC. | |||||||||||||||||||||
Security: | 169656105 | Agenda Number: | 935172712 | ||||||||||||||||||
Ticker: | CMG | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US1696561059 | Meeting Date: | 5/19/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Al Baldocchi | Mgmt | For | For | |||||||||||||||||
2 | Patricia Fili-Krushel | Mgmt | For | For | |||||||||||||||||
3 | Neil Flanzraich | Mgmt | For | For | |||||||||||||||||
4 | Robin Hickenlooper | Mgmt | For | For | |||||||||||||||||
5 | Scott Maw | Mgmt | For | For | |||||||||||||||||
6 | Ali Namvar | Mgmt | For | For | |||||||||||||||||
7 | Brian Niccol | Mgmt | For | For | |||||||||||||||||
2. | An advisory vote to approve the compensation of our executive officers as disclosed in the proxy statement ("say-on- pay"). | Mgmt | For | For | |||||||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
4. | Shareholder Proposal - Retention of Shares | Shr | Against | For | |||||||||||||||||
5. | Shareholder Proposal - Independent Board Chair | Shr | Against | For | |||||||||||||||||
6. | Shareholder Proposal - Report on Employment Arbitration | Shr | For | Against | |||||||||||||||||
7. | Shareholder Proposal - Written Consent of Shareholders | Shr | For | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 498 | 498 | 0 | 4/24/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
CINTAS CORPORATION | |||||||||||||||||||||
Security: | 172908105 | Agenda Number: | 935080793 | ||||||||||||||||||
Ticker: | CTAS | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US1729081059 | Meeting Date: | 10/29/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Gerald S. Adolph | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: John F. Barrett | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Melanie W. Barstad | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Karen L. Carnahan | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Robert E. Coletti | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Scott D. Farmer | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: James J. Johnson | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Joseph Scaminace | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Ronald W. Tysoe | Mgmt | For | For | |||||||||||||||||
2. | To approve, on an advisory basis, named executive officer compensation. | Mgmt | For | For | |||||||||||||||||
3. | To ratify Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2020. | Mgmt | For | For | |||||||||||||||||
4. | A shareholder proposal requesting the Company provide an annual report on political contributions, if properly presented at the meeting. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 1759 | 1759 | 0 | 10/8/2019 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
CME GROUP INC. | |||||||||||||||||||||
Security: | 12572Q105 | Agenda Number: | 935153407 | ||||||||||||||||||
Ticker: | CME | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US12572Q1058 | Meeting Date: | 5/6/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Equity Director: Terrence A. Duffy | Mgmt | For | For | |||||||||||||||||
1B. | Election of Equity Director: Timothy S. Bitsberger | Mgmt | For | For | |||||||||||||||||
1C. | Election of Equity Director: Charles P. Carey | Mgmt | For | For | |||||||||||||||||
1D. | Election of Equity Director: Dennis H. Chookaszian | Mgmt | For | For | |||||||||||||||||
1E. | Election of Equity Director: Bryan T. Durkin | Mgmt | For | For | |||||||||||||||||
1F. | Election of Equity Director: Ana Dutra | Mgmt | For | For | |||||||||||||||||
1G. | Election of Equity Director: Martin J. Gepsman | Mgmt | For | For | |||||||||||||||||
1H. | Election of Equity Director: Larry G. Gerdes | Mgmt | For | For | |||||||||||||||||
1I. | Election of Equity Director: Daniel R. Glickman | Mgmt | For | For | |||||||||||||||||
1J. | Election of Equity Director: Daniel G. Kaye | Mgmt | For | For | |||||||||||||||||
1K. | Election of Equity Director: Phyllis M. Lockett | Mgmt | For | For | |||||||||||||||||
1L. | Election of Equity Director: Deborah J. Lucas | Mgmt | For | For | |||||||||||||||||
1M. | Election of Equity Director: Terry L. Savage | Mgmt | For | For | |||||||||||||||||
1N. | Election of Equity Director: Rahael Seifu | Mgmt | For | For | |||||||||||||||||
1O. | Election of Equity Director: William R. Shepard | Mgmt | For | For | |||||||||||||||||
1P. | Election of Equity Director: Howard J. Siegel | Mgmt | For | For | |||||||||||||||||
1Q. | Election of Equity Director: Dennis A. Suskind | Mgmt | For | For | |||||||||||||||||
2. | Ratification of the appointment of Ernst & Young as our independent registered public accounting firm for 2020. | Mgmt | For | For | |||||||||||||||||
3. | Advisory vote on the compensation of our named executive officers. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 6794 | 6794 | 0 | 4/2/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
COGNIZANT TECHNOLOGY SOLUTIONS CORP. | |||||||||||||||||||||
Security: | 192446102 | Agenda Number: | 935187496 | ||||||||||||||||||
Ticker: | CTSH | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US1924461023 | Meeting Date: | 6/2/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Zein Abdalla | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Vinita Bali | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Maureen Breakiron- Evans | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Archana Deskus | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: John M. Dineen | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: John N. Fox, Jr. | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Brian Humphries | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Leo S. Mackay, Jr. | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Michael Patsalos-Fox | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Joseph M. Velli | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Sandra S. Wijnberg | Mgmt | Against | Against | |||||||||||||||||
2. | Approve, on an advisory (non-binding) basis, the compensation of the company's named executive officers. | Mgmt | For | For | |||||||||||||||||
3. | Ratify the appointment of PricewaterhouseCoopers LLP as the company's independent registered public accounting firm for the year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
4. | Shareholder proposal requesting that the board of directors take action as necessary to permit shareholder action by written consent. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 10132 | 10132 | 0 | 5/14/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
COPART, INC. | |||||||||||||||||||||
Security: | 217204106 | Agenda Number: | 935099855 | ||||||||||||||||||
Ticker: | CPRT | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US2172041061 | Meeting Date: | 12/6/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1.1 | Election of Director: Willis J. Johnson | Mgmt | For | For | |||||||||||||||||
1.2 | Election of Director: A. Jayson Adair | Mgmt | For | For | |||||||||||||||||
1.3 | Election of Director: Matt Blunt | Mgmt | For | For | |||||||||||||||||
1.4 | Election of Director: Steven D. Cohan | Mgmt | For | For | |||||||||||||||||
1.5 | Election of Director: Daniel J. Englander | Mgmt | For | For | |||||||||||||||||
1.6 | Election of Director: James E. Meeks | Mgmt | For | For | |||||||||||||||||
1.7 | Election of Director: Thomas N. Tryforos | Mgmt | For | For | |||||||||||||||||
1.8 | Election of Director: Diane M. Morefield | Mgmt | For | For | |||||||||||||||||
1.9 | Election of Director: Stephen Fisher | Mgmt | For | For | |||||||||||||||||
2. | Advisory (non-binding) stockholder vote on executive compensation (say-on-pay vote). | Mgmt | For | For | |||||||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 3889 | 3889 | 0 | 11/14/2019 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
CORNING INCORPORATED | |||||||||||||||||||||
Security: | 219350105 | Agenda Number: | 935142721 | ||||||||||||||||||
Ticker: | GLW | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US2193501051 | Meeting Date: | 4/30/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Donald W. Blair | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Leslie A. Brun | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Stephanie A. Burns | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Richard T. Clark | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Robert F. Cummings, Jr. | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Deborah A. Henretta | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Daniel P. Huttenlocher | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Kurt M. Landgraf | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Kevin J. Martin | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Deborah D. Rieman | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Hansel E. Tookes, II | Mgmt | For | For | |||||||||||||||||
1L. | Election of Director: Wendell P. Weeks | Mgmt | For | For | |||||||||||||||||
1M. | Election of Director: Mark S. Wrighton | Mgmt | For | For | |||||||||||||||||
2. | Advisory approval of the Company's executive compensation (Say on Pay). | Mgmt | For | For | |||||||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 1042 | 1042 | 13708 | 4/7/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
COSTAR GROUP, INC. | |||||||||||||||||||||
Security: | 22160N109 | Agenda Number: | 935189313 | ||||||||||||||||||
Ticker: | CSGP | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US22160N1090 | Meeting Date: | 6/3/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Michael R. Klein | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Andrew C. Florance | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Laura Cox Kaplan | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Michael J. Glosserman | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: John W. Hill | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Robert W. Musslewhite | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Christopher J. Nassetta | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Louise S. Sams | Mgmt | For | For | |||||||||||||||||
2. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2020. | Mgmt | For | For | |||||||||||||||||
3. | Proposal to approve, on an advisory basis, the Company's executive compensation. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 609 | 609 | 59 | 5/13/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
COSTCO WHOLESALE CORPORATION | |||||||||||||||||||||
Security: | 22160K105 | Agenda Number: | 935114087 | ||||||||||||||||||
Ticker: | COST | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US22160K1051 | Meeting Date: | 1/22/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Susan L. Decker | Mgmt | For | For | |||||||||||||||||
2 | Richard A. Galanti | Mgmt | For | For | |||||||||||||||||
3 | Sally Jewell | Mgmt | For | For | |||||||||||||||||
4 | Charles T. Munger | Mgmt | For | For | |||||||||||||||||
2. | Ratification of selection of independent auditors. | Mgmt | For | For | |||||||||||||||||
3. | Approval, on an advisory basis, of executive compensation. | Mgmt | For | For | |||||||||||||||||
4. | Approval to amend Articles of Incorporation to permit removal of directors without cause. | Mgmt | For | For | |||||||||||||||||
5. | Shareholder proposal regarding a director skills matrix and disclosure of director ideological perspectives. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 6891 | 6891 | 0 | 12/24/2019 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
CROWN CASTLE INTERNATIONAL CORP | |||||||||||||||||||||
Security: | 22822V101 | Agenda Number: | 935157823 | ||||||||||||||||||
Ticker: | CCI | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US22822V1017 | Meeting Date: | 5/14/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: P. Robert Bartolo | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Jay A. Brown | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Cindy Christy | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Ari Q. Fitzgerald | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Robert E. Garrison II | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Andrea J. Goldsmith | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Lee W. Hogan | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Edward C. Hutcheson, Jr. | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: J. Landis Martin | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Robert F. McKenzie | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Anthony J. Melone | Mgmt | For | For | |||||||||||||||||
1L. | Election of Director: W. Benjamin Moreland | Mgmt | For | For | |||||||||||||||||
2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2020. | Mgmt | For | For | |||||||||||||||||
3. | The non-binding, advisory vote to approve the compensation of the Company's named executive officers. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 7840 | 7840 | 0 | 4/21/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
CUMMINS INC. | |||||||||||||||||||||
Security: | 231021106 | Agenda Number: | 935149028 | ||||||||||||||||||
Ticker: | CMI | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US2310211063 | Meeting Date: | 5/12/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1) | Election of Director: N. Thomas Linebarger | Mgmt | For | For | |||||||||||||||||
2) | Election of Director: Robert J. Bernhard | Mgmt | For | For | |||||||||||||||||
3) | Election of Director: Dr. Franklin R. Chang Diaz | Mgmt | For | For | |||||||||||||||||
4) | Election of Director: Bruno V. Di Leo Allen | Mgmt | For | For | |||||||||||||||||
5) | Election of Director: Stephen B. Dobbs | Mgmt | For | For | |||||||||||||||||
6) | Election of Director: Robert K. Herdman | Mgmt | For | For | |||||||||||||||||
7) | Election of Director: Alexis M. Herman | Mgmt | For | For | |||||||||||||||||
8) | Election of Director: Thomas J. Lynch | Mgmt | For | For | |||||||||||||||||
9) | Election of Director: William I. Miller | Mgmt | For | For | |||||||||||||||||
10) | Election of Director: Georgia R. Nelson | Mgmt | For | For | |||||||||||||||||
11) | Election of Director: Karen H. Quintos | Mgmt | For | For | |||||||||||||||||
12) | Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Mgmt | For | For | |||||||||||||||||
13) | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2020. | Mgmt | For | For | |||||||||||||||||
14) | The shareholder proposal regarding by-law amendments. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 2926 | 2926 | 0 | 4/21/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
CVS HEALTH CORPORATION | |||||||||||||||||||||
Security: | 126650100 | Agenda Number: | 935159322 | ||||||||||||||||||
Ticker: | CVS | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US1266501006 | Meeting Date: | 5/14/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Fernando Aguirre | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: C. David Brown II | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Alecia A. DeCoudreaux | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Nancy-Ann M. DeParle | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: David W. Dorman | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Roger N. Farah | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Anne M. Finucane | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Edward J. Ludwig | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Larry J. Merlo | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Jean-Pierre Millon | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Mary L. Schapiro | Mgmt | For | For | |||||||||||||||||
1L. | Election of Director: William C. Weldon | Mgmt | For | For | |||||||||||||||||
1M. | Election of Director: Tony L. White | Mgmt | For | For | |||||||||||||||||
2. | Ratification of the appointment of our independent registered public accounting firm for 2020. | Mgmt | For | For | |||||||||||||||||
3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Mgmt | Against | Against | |||||||||||||||||
4. | Proposal to amend the Company's 2017 Incentive Compensation Plan to increase the number of shares authorized to be issued under the Plan. | Mgmt | For | For | |||||||||||||||||
5. | Proposal to amend the Company's 2007 Employee Stock Purchase Plan to increase the number of shares available for sale under the Plan. | Mgmt | For | For | |||||||||||||||||
6. | Stockholder proposal for reducing the ownership threshold to request a stockholder action by written consent. | Shr | For | Against | |||||||||||||||||
7. | Stockholder proposal regarding our independent Board Chair. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 24697 | 24697 | 0 | 4/23/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
DELTA AIR LINES, INC. | |||||||||||||||||||||
Security: | 247361702 | Agenda Number: | 935210651 | ||||||||||||||||||
Ticker: | DAL | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US2473617023 | Meeting Date: | 6/18/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Edward H. Bastian | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Francis S. Blake | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Ashton B. Carter | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: David G. DeWalt | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: William H. Easter III | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Christopher A. Hazleton | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Michael P. Huerta | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Jeanne P. Jackson | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: George N. Mattson | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Sergio A.L. Rial | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: David S. Taylor | Mgmt | For | For | |||||||||||||||||
1L. | Election of Director: Kathy N. Waller | Mgmt | For | For | |||||||||||||||||
2. | To approve, on an advisory basis, the compensation of Delta's named executive officers. | Mgmt | For | For | |||||||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as Delta's independent auditors for the year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
4. | A shareholder proposal related to the right to act by written consent. | Shr | For | Against | |||||||||||||||||
5. | A shareholder proposal related to a climate lobbying report. | Shr | Against | For | |||||||||||||||||
6. | A shareholder proposal related to a political contributions report. | Shr | Against | For | |||||||||||||||||
7. | A shareholder proposal related to a sexual harassment policy. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 14498 | 14498 | 0 | 5/28/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
DISCOVERY, INC. | |||||||||||||||||||||
Security: | 25470F104 | Agenda Number: | 935197651 | ||||||||||||||||||
Ticker: | DISCA | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US25470F1049 | Meeting Date: | 6/18/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Robert R. Bennett | Mgmt | For | For | |||||||||||||||||
2 | John C. Malone | Mgmt | For | For | |||||||||||||||||
3 | David M. Zaslav | Mgmt | For | For | |||||||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Discovery, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
3. | To vote on an advisory resolution to approve the 2019 compensation of Discovery, Inc.'s named executive officers, commonly referred to as a "Say on Pay" vote. | Mgmt | Against | Against | |||||||||||||||||
4. | To vote on a stockholder proposal regarding simple majority vote, if properly presented. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 752 | 752 | 11620 | 5/30/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
EBAY INC. | |||||||||||||||||||||
Security: | 278642103 | Agenda Number: | 935220626 | ||||||||||||||||||
Ticker: | EBAY | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US2786421030 | Meeting Date: | 6/29/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of director: Anthony J. Bates | Mgmt | For | For | |||||||||||||||||
1B. | Election of director: Adriane M. Brown | Mgmt | For | For | |||||||||||||||||
1C. | Election of director: Jesse A. Cohn | Mgmt | For | For | |||||||||||||||||
1D. | Election of director: Diana Farrell | Mgmt | For | For | |||||||||||||||||
1E. | Election of director: Logan D. Green | Mgmt | For | For | |||||||||||||||||
1F. | Election of director: Bonnie S. Hammer | Mgmt | For | For | |||||||||||||||||
1G. | Election of director: Jamie Iannone | Mgmt | For | For | |||||||||||||||||
1H. | Election of director: Kathleen C. Mitic | Mgmt | For | For | |||||||||||||||||
1I. | Election of director: Matthew J. Murphy | Mgmt | For | For | |||||||||||||||||
1J. | Election of director: Pierre M. Omidyar | Mgmt | For | For | |||||||||||||||||
1K. | Election of director: Paul S. Pressler | Mgmt | For | For | |||||||||||||||||
1L. | Election of director: Robert H. Swan | Mgmt | For | For | |||||||||||||||||
1M. | Election of director: Perry M. Traquina | Mgmt | For | For | |||||||||||||||||
2. | Ratification of appointment of independent auditors. | Mgmt | For | For | |||||||||||||||||
3. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |||||||||||||||||
4. | Stockholder proposal regarding written consent, if properly presented. | Shr | For | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 16397 | 16397 | 0 | 6/6/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
ECOLAB INC. | |||||||||||||||||||||
Security: | 278865100 | Agenda Number: | 935147795 | ||||||||||||||||||
Ticker: | ECL | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US2788651006 | Meeting Date: | 5/7/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Douglas M. Baker, Jr. | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Shari L. Ballard | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Barbara J. Beck | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Jeffrey M. Ettinger | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Arthur J. Higgins | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Michael Larson | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: David W. MacLennan | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Tracy B. McKibben | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Lionel L. Nowell, III | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Victoria J. Reich | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Suzanne M. Vautrinot | Mgmt | For | For | |||||||||||||||||
1L. | Election of Director: John J. Zillmer | Mgmt | For | For | |||||||||||||||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
3. | Advisory vote to approve the compensation of executives disclosed in the Proxy Statement. | Mgmt | For | For | |||||||||||||||||
4. | Stockholder proposal regarding proxy access, if properly presented. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 5431 | 5431 | 0 | 4/4/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
ELECTRONIC ARTS INC. | |||||||||||||||||||||
Security: | 285512109 | Agenda Number: | 935055081 | ||||||||||||||||||
Ticker: | EA | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US2855121099 | Meeting Date: | 8/8/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1a. | Election of Director to serve for one year term: Leonard S. Coleman | Mgmt | For | For | |||||||||||||||||
1b. | Election of Director to serve for one year term: Jay C. Hoag | Mgmt | For | For | |||||||||||||||||
1c. | Election of Director to serve for one year term: Jeffrey T. Huber | Mgmt | For | For | |||||||||||||||||
1d. | Election of Director to serve for one year term: Lawrence F. Probst | Mgmt | For | For | |||||||||||||||||
1e. | Election of Director to serve for one year term: Talbott Roche | Mgmt | For | For | |||||||||||||||||
1f. | Election of Director to serve for one year term: Richard A. Simonson | Mgmt | For | For | |||||||||||||||||
1g. | Election of Director to serve for one year term: Luis A. Ubinas | Mgmt | For | For | |||||||||||||||||
1h. | Election of Director to serve for one year term: Heidi J. Ueberroth | Mgmt | For | For | |||||||||||||||||
1i. | Election of Director to serve for one year term: Andrew Wilson | Mgmt | For | For | |||||||||||||||||
2. | Advisory vote on the compensation of the named executive officers. | Mgmt | For | For | |||||||||||||||||
3. | Ratification of the appointment of KPMG LLP as our independent public registered accounting firm for the fiscal year ending March 31, 2020. | Mgmt | For | For | |||||||||||||||||
4. | Approve our 2019 Equity Incentive Plan. | Mgmt | For | For | |||||||||||||||||
5. | Amend and Restate our Certificate of Incorporation to permit stockholders holding 25% or more of our common stock to call special meetings. | Mgmt | Abstain | Against | |||||||||||||||||
6. | To consider and vote upon a stockholder proposal, if properly presented at the Annual Meeting, to enable stockholders holding 15% or more of our common stock to call special meetings. | Shr | For | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 4893 | 4893 | 0 | 7/18/2019 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
EQUINIX, INC. | |||||||||||||||||||||
Security: | 29444U700 | Agenda Number: | 935209014 | ||||||||||||||||||
Ticker: | EQIX | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US29444U7000 | Meeting Date: | 6/18/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Thomas Bartlett | Mgmt | For | For | |||||||||||||||||
2 | Nanci Caldwell | Mgmt | For | For | |||||||||||||||||
3 | Adaire Fox-Martin | Mgmt | For | For | |||||||||||||||||
4 | Gary Hromadko | Mgmt | For | For | |||||||||||||||||
5 | William Luby | Mgmt | For | For | |||||||||||||||||
6 | Irving Lyons III | Mgmt | For | For | |||||||||||||||||
7 | Charles Meyers | Mgmt | For | For | |||||||||||||||||
8 | Christopher Paisley | Mgmt | For | For | |||||||||||||||||
9 | Sandra Rivera | Mgmt | For | For | |||||||||||||||||
10 | Peter Van Camp | Mgmt | For | For | |||||||||||||||||
2. | To approve, by a non-binding advisory vote, the compensation of Equinix's named executive officers. | Mgmt | For | For | |||||||||||||||||
3. | To approve the Equinix, Inc. 2020 Equity Incentive Plan. | Mgmt | For | For | |||||||||||||||||
4. | To ratify the appointment of PricewaterhouseCoopers LLP as Equinix's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
5. | Stockholder proposal related to political contributions disclosure and oversight. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 1430 | 1430 | 0 | 5/23/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
FACEBOOK, INC. | |||||||||||||||||||||
Security: | 30303M102 | Agenda Number: | 935178221 | ||||||||||||||||||
Ticker: | FB | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US30303M1027 | Meeting Date: | 5/27/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Peggy Alford | Mgmt | For | For | |||||||||||||||||
2 | Marc L. Andreessen | Mgmt | For | For | |||||||||||||||||
3 | Andrew W. Houston | Mgmt | For | For | |||||||||||||||||
4 | Nancy Killefer | Mgmt | For | For | |||||||||||||||||
5 | Robert M. Kimmitt | Mgmt | For | For | |||||||||||||||||
6 | Sheryl K. Sandberg | Mgmt | For | For | |||||||||||||||||
7 | Peter A. Thiel | Mgmt | For | For | |||||||||||||||||
8 | Tracey T. Travis | Mgmt | For | For | |||||||||||||||||
9 | Mark Zuckerberg | Mgmt | For | For | |||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
3. | To approve the director compensation policy. | Mgmt | For | For | |||||||||||||||||
4. | A stockholder proposal regarding change in stockholder voting. | Shr | For | Against | |||||||||||||||||
5. | A stockholder proposal regarding an independent chair. | Shr | Against | For | |||||||||||||||||
6. | A stockholder proposal regarding majority voting for directors. | Shr | For | Against | |||||||||||||||||
7. | A stockholder proposal regarding political advertising. | Shr | For | Against | |||||||||||||||||
8. | A stockholder proposal regarding human/civil rights expert on board. | Shr | For | Against | |||||||||||||||||
9. | A stockholder proposal regarding report on civil and human rights risks. | Shr | For | Against | |||||||||||||||||
10. | A stockholder proposal regarding child exploitation. | Shr | For | Against | |||||||||||||||||
11. | A stockholder proposal regarding median gender/racial pay gap. | Shr | For | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 48036 | 48036 | 0 | 5/6/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
FEDEX CORPORATION | |||||||||||||||||||||
Security: | 31428X106 | Agenda Number: | 935068761 | ||||||||||||||||||
Ticker: | FDX | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US31428X1063 | Meeting Date: | 9/23/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: John A. Edwardson | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Marvin R. Ellison | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Susan Patricia Griffith | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: John C. ("Chris") Inglis | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Kimberly A. Jabal | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Shirley Ann Jackson | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: R. Brad Martin | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Joshua Cooper Ramo | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Susan C. Schwab | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Frederick W. Smith | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: David P. Steiner | Mgmt | For | For | |||||||||||||||||
1L. | Election of Director: Paul S. Walsh | Mgmt | For | For | |||||||||||||||||
2. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |||||||||||||||||
3. | Approval of the FedEx Corporation 2019 Omnibus Stock Incentive Plan. | Mgmt | For | For | |||||||||||||||||
4. | Ratification of independent registered public accounting firm. | Mgmt | For | For | |||||||||||||||||
5. | Stockholder proposal regarding lobbying activity and expenditure report. | Shr | Against | For | |||||||||||||||||
6. | Stockholder proposal regarding employee representation on the Board of Directors. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 4502 | 4502 | 0 | 8/30/2019 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
FIRST AMERICAN FUNDS, INC. | |||||||||||||||||||||
Security: | 31846V328 | Agenda Number: | 935065246 | ||||||||||||||||||
Ticker: | FXFXX | Meeting Type: | Special | ||||||||||||||||||
ISIN: | US31846V3289 | Meeting Date: | 8/29/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | David K. Baumgardner | Mgmt | For | For | |||||||||||||||||
2 | Mark E. Gaumond | Mgmt | For | For | |||||||||||||||||
3 | Roger A. Gibson | Mgmt | For | For | |||||||||||||||||
4 | Jennifer J. McPeek | Mgmt | For | For | |||||||||||||||||
5 | C. David Myers | Mgmt | For | For | |||||||||||||||||
6 | Richard K. Riederer | Mgmt | For | For | |||||||||||||||||
7 | P. Kelly Tompkins | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 128469 | 128469 | 0 | 8/7/2019 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
FORD MOTOR COMPANY | |||||||||||||||||||||
Security: | 345370860 | Agenda Number: | 935155146 | ||||||||||||||||||
Ticker: | F | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US3453708600 | Meeting Date: | 5/14/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Kimberly A. Casiano | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Anthony F. Earley, Jr. | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Edsel B. Ford II | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: William Clay Ford, Jr. | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: James P. Hackett | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: William W. Helman IV | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: William E. Kennard | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: John C. Lechleiter | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Beth E. Mooney | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: John L. Thornton | Mgmt | For | For | |||||||||||||||||
1K | Election of Director: John B. Veihmeyer | Mgmt | For | For | |||||||||||||||||
1L. | Election of Director: Lynn M. Vojvodich | Mgmt | For | For | |||||||||||||||||
1M. | Election of Director: John S. Weinberg | Mgmt | For | For | |||||||||||||||||
2. | Ratification of Independent Registered Public Accounting Firm. | Mgmt | For | For | |||||||||||||||||
3. | Say-on-Pay - An Advisory Vote to Approve the Compensation of the Named Executives. | Mgmt | For | For | |||||||||||||||||
4. | Relating to Consideration of a Recapitalization Plan to Provide That All of the Company's Outstanding Stock Have One Vote Per Share. | Shr | For | Against | |||||||||||||||||
5. | Relating to Disclosure of the Company's Lobbying Activities and Expenditures. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 3826 | 3826 | 72687 | 4/22/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
GILEAD SCIENCES, INC. | |||||||||||||||||||||
Security: | 375558103 | Agenda Number: | 935151883 | ||||||||||||||||||
Ticker: | GILD | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US3755581036 | Meeting Date: | 5/6/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Jacqueline K. Barton, Ph.D. | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Sandra J. Horning, M.D. | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Kelly A. Kramer | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Kevin E. Lofton | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Harish Manwani | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Daniel P. O'Day | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Richard J. Whitley, M.D. | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Per Wold-Olsen | Mgmt | For | For | |||||||||||||||||
2. | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
3. | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Mgmt | Against | Against | |||||||||||||||||
4. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | Shr | Against | For | |||||||||||||||||
5. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board eliminate the ownership threshold for stockholders to request a record date to take action by written consent. | Shr | For | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 24943 | 24943 | 0 | 4/15/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
HCA HEALTHCARE, INC. | |||||||||||||||||||||
Security: | 40412C101 | Agenda Number: | 935145614 | ||||||||||||||||||
Ticker: | HCA | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US40412C1018 | Meeting Date: | 5/1/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Thomas F. Frist III | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Samuel N. Hazen | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Meg G. Crofton | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Robert J. Dennis | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Nancy-Ann DeParle | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: William R. Frist | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Charles O. Holliday, Jr. | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Michael W. Michelson | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Wayne J. Riley, M.D. | Mgmt | For | For | |||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
3. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |||||||||||||||||
4. | To approve the 2020 Stock Incentive Plan for Key Employees of HCA Healthcare, Inc. and its Affiliates. | Mgmt | For | For | |||||||||||||||||
5. | To approve an amendment to our amended and restated certificate of incorporation to allow stockholders owning an aggregate of 15% of our outstanding common stock to request special meetings of stockholders. | Mgmt | For | For | |||||||||||||||||
6. | Stockholder proposal, if properly presented at the meeting, requesting that the Board of Directors take the steps necessary to allow stockholders to act by written consent. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 6434 | 6434 | 0 | 4/10/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
IDEXX LABORATORIES, INC. | |||||||||||||||||||||
Security: | 45168D104 | Agenda Number: | 935152265 | ||||||||||||||||||
Ticker: | IDXX | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US45168D1046 | Meeting Date: | 5/6/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Rebecca M. Henderson, PhD | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Lawrence D. Kingsley | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Sophie V. Vandebroek, PhD | Mgmt | For | For | |||||||||||||||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year (Proposal Two). | Mgmt | For | For | |||||||||||||||||
3. | Advisory Vote on Executive Compensation. To approve a nonbinding advisory resolution on the Company's executive compensation (Proposal Three). | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 1623 | 1623 | 0 | 4/15/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
ILLUMINA, INC. | |||||||||||||||||||||
Security: | 452327109 | Agenda Number: | 935180618 | ||||||||||||||||||
Ticker: | ILMN | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US4523271090 | Meeting Date: | 5/27/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Caroline Dorsa | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Robert S. Epstein, M.D. | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Scott Gottlieb, M.D. | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Philip W. Schiller | Mgmt | For | For | |||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 3, 2021. | Mgmt | For | For | |||||||||||||||||
3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Mgmt | For | For | |||||||||||||||||
4. | To approve, on an advisory basis, a stockholder proposal regarding political disclosures. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 2746 | 2746 | 0 | 5/6/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
INTERCONTINENTAL EXCHANGE, INC. | |||||||||||||||||||||
Security: | 45866F104 | Agenda Number: | 935159447 | ||||||||||||||||||
Ticker: | ICE | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US45866F1049 | Meeting Date: | 5/15/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Hon. Sharon Y. Bowen | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Charles R. Crisp | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Duriya M. Farooqui | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Jean-Marc Forneri | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: The Rt. Hon. the Lord Hague of Richmond | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Hon. Frederick W. Hatfield | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Thomas E. Noonan | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Frederic V. Salerno | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Jeffrey C. Sprecher | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Judith A. Sprieser | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Vincent Tese | Mgmt | For | For | |||||||||||||||||
2. | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. | Mgmt | For | For | |||||||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 10502 | 10502 | 0 | 4/22/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
INTUIT INC. | |||||||||||||||||||||
Security: | 461202103 | Agenda Number: | 935113693 | ||||||||||||||||||
Ticker: | INTU | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US4612021034 | Meeting Date: | 1/23/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Eve Burton | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Scott D. Cook | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Richard L. Dalzell | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Sasan K. Goodarzi | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Deborah Liu | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Suzanne Nora Johnson | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Dennis D. Powell | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Brad D. Smith | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Thomas Szkutak | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Raul Vazquez | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Jeff Weiner | Mgmt | For | For | |||||||||||||||||
2. | Advisory vote to approve Intuit's executive compensation (say-on-pay). | Mgmt | For | For | |||||||||||||||||
3. | Ratification of the selection of Ernst & Young LLP as Intuit's independent registered public accounting firm for the fiscal year ending July 31, 2020. | Mgmt | For | For | |||||||||||||||||
4. | Stockholder proposal to adopt a mandatory arbitration bylaw. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 4312 | 4312 | 0 | 12/24/2019 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
INTUITIVE SURGICAL, INC. | |||||||||||||||||||||
Security: | 46120E602 | Agenda Number: | 935141717 | ||||||||||||||||||
Ticker: | ISRG | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US46120E6023 | Meeting Date: | 4/23/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Craig H. Barratt, Ph.D. | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Joseph C. Beery | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Gary S. Guthart, Ph.D. | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Amal M. Johnson | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Don R. Kania, Ph.D. | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Amy L. Ladd, M.D. | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Keith R. Leonard, Jr. | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Alan J. Levy, Ph.D. | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Jami Dover Nachtsheim | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Mark J. Rubash | Mgmt | For | For | |||||||||||||||||
2. | To approve, by advisory vote, the compensation of the Company's Named Executive Officers. | Mgmt | For | For | |||||||||||||||||
3. | The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
4. | To approve the Company's Amended and Restated 2010 Incentive Award Plan. | Mgmt | For | For | |||||||||||||||||
5. | To approve the amendment of the Certificate of Incorporation to adopt simple majority voting provisions. | Mgmt | For | For | |||||||||||||||||
6. | To approve the amendment of the Certificate of Incorporation to permit stockholders to call a special meeting. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 2210 | 2210 | 0 | 3/27/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
KINDER MORGAN, INC. | |||||||||||||||||||||
Security: | 49456B101 | Agenda Number: | 935159043 | ||||||||||||||||||
Ticker: | KMI | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US49456B1017 | Meeting Date: | 5/13/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Richard D. Kinder | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Steven J. Kean | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Kimberly A. Dang | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Ted A. Gardner | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Anthony W. Hall, Jr. | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Gary L. Hultquist | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Ronald L. Kuehn, Jr. | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Deborah A. Macdonald | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Michael C. Morgan | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Arthur C. Reichstetter | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Fayez Sarofim | Mgmt | For | For | |||||||||||||||||
1L. | Election of Director: C. Park Shaper | Mgmt | For | For | |||||||||||||||||
1M. | Election of Director: William A. Smith | Mgmt | For | For | |||||||||||||||||
1N. | Election of Director: Joel V. Staff | Mgmt | For | For | |||||||||||||||||
1O. | Election of Director: Robert F. Vagt | Mgmt | For | For | |||||||||||||||||
1P. | Election of Director: Perry M. Waughtal | Mgmt | For | For | |||||||||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020 | Mgmt | For | For | |||||||||||||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement. | Mgmt | Against | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 43263 | 43263 | 0 | 4/21/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
MARRIOTT INTERNATIONAL, INC. | |||||||||||||||||||||
Security: | 571903202 | Agenda Number: | 935180391 | ||||||||||||||||||
Ticker: | MAR | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US5719032022 | Meeting Date: | 5/8/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: J.W. Marriott, Jr. | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Bruce W. Duncan | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Deborah M. Harrison | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Frederick A. Henderson | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Eric Hippeau | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Lawrence W. Kellner | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Debra L. Lee | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Aylwin B. Lewis | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Margaret M. McCarthy | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: George Muñoz | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Susan C. Schwab | Mgmt | For | For | |||||||||||||||||
1L. | Election of Director: Arne M. Sorenson | Mgmt | For | For | |||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2020 | Mgmt | For | For | |||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Mgmt | For | For | |||||||||||||||||
4. | SHAREHOLDER PROPOSAL RECOMMENDING ELIMINATION OF SUPERMAJORITY VOTING PROVISIONS | Shr | For | Against | |||||||||||||||||
5. | SHAREHOLDER PROPOSAL RECOMMENDING INCREASED DIVERSITY DISCLOSURE | Shr | For | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 6231 | 6231 | 0 | 4/17/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
MASTERCARD INCORPORATED | |||||||||||||||||||||
Security: | 57636Q104 | Agenda Number: | 935196332 | ||||||||||||||||||
Ticker: | MA | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US57636Q1040 | Meeting Date: | 6/16/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Richard Haythornthwaite | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Ajay Banga | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Richard K. Davis | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Steven J. Freiberg | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Julius Genachowski | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Choon Phong Goh | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Merit E. Janow | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Oki Matsumoto | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Youngme Moon | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Rima Qureshi | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: José Octavio Reyes Lagunes | Mgmt | For | For | |||||||||||||||||
1L. | Election of Director: Gabrielle Sulzberger | Mgmt | For | For | |||||||||||||||||
1M. | Election of Director: Jackson Tai | Mgmt | For | For | |||||||||||||||||
1N. | Election of Director: Lance Uggla | Mgmt | For | For | |||||||||||||||||
2. | Advisory approval of Mastercard's executive compensation | Mgmt | For | For | |||||||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2020 | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 18732 | 18732 | 0 | 5/27/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
MATCH GROUP, INC. | |||||||||||||||||||||
Security: | 57665R106 | Agenda Number: | 935215459 | ||||||||||||||||||
Ticker: | MTCH | Meeting Type: | Special | ||||||||||||||||||
ISIN: | US57665R1068 | Meeting Date: | 6/25/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | To adopt the Transaction Agreement, dated as of December 19, 2019, as amended (the "Transaction Agreement"), by and among IAC/InterActiveCorp ("IAC"), IAC Holdings, Inc., Valentine Merger Sub LLC and Match Group, Inc. ("Match"). | Mgmt | For | For | |||||||||||||||||
2. | To approve a non-binding advisory proposal to, following the separation of the businesses of Match from the remaining businesses of IAC (the "Separation"), classify the board of directors of IAC, which will be renamed "Match Group, Inc." after the Separation ("New Match"), and to allow New Match stockholders to vote on the election of the directors on a staggered three-year basis, rather than on an annual basis. | Mgmt | Against | Against | |||||||||||||||||
3. | To approve a non-binding advisory proposal to, following the Separation, prohibit action by written consent of stockholders of New Match in lieu of a stockholder meeting, subject to any rights of holders of preferred stock. | Mgmt | Against | Against | |||||||||||||||||
4. | To approve one or more adjournments or postponements of the Match special meeting if necessary or appropriate, including to solicit additional proxies if there are not sufficient votes at the time of the Match special meeting to adopt the Transaction Agreement. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 223 | 223 | 4224 | 6/13/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
MCCORMICK & COMPANY, INCORPORATED | |||||||||||||||||||||
Security: | 579780206 | Agenda Number: | 935129874 | ||||||||||||||||||
Ticker: | MKC | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US5797802064 | Meeting Date: | 4/1/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | YOU ARE CORDIALLY INVITED TO ATTEND THE ANNUAL MEETING OF STOCKHOLDERS OF McCORMICK & COMPANY, INCORPORATED (THE "COMPANY") TO BE HELD VIA A VIRTUAL SHAREHOLDER MEETING ON WEDNESDAY, APRIL 1, 2020 AT 10:00 AM EDT. PLEASE USE THE FOLLOWING URL TO ACCESS THE MEETING (WWW.VIRTUALSHAREHOLDERMEETING. COM/MKC2020). | Mgmt | No vote | ||||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 2155 | 0 | 171 | |||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
MCKESSON CORPORATION | |||||||||||||||||||||
Security: | 58155Q103 | Agenda Number: | 935050714 | ||||||||||||||||||
Ticker: | MCK | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US58155Q1031 | Meeting Date: | 7/31/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1a. | Election of Director for a one-year term: Dominic J. Caruso | Mgmt | For | For | |||||||||||||||||
1b. | Election of Director for a one-year term: N. Anthony Coles, M.D. | Mgmt | For | For | |||||||||||||||||
1c. | Election of Director for a one-year term: M. Christine Jacobs | Mgmt | For | For | |||||||||||||||||
1d. | Election of Director for a one-year term: Donald R. Knauss | Mgmt | For | For | |||||||||||||||||
1e. | Election of Director for a one-year term: Marie L. Knowles | Mgmt | For | For | |||||||||||||||||
1f. | Election of Director for a one-year term: Bradley E. Lerman | Mgmt | For | For | |||||||||||||||||
1g. | Election of Director for a one-year term: Edward A. Mueller | Mgmt | For | For | |||||||||||||||||
1h. | Election of Director for a one-year term: Susan R. Salka | Mgmt | For | For | |||||||||||||||||
1i. | Election of Director for a one-year term: Brian S. Tyler | Mgmt | For | For | |||||||||||||||||
1j. | Election of Director for a one-year term: Kenneth E. Washington | Mgmt | For | For | |||||||||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending March 31, 2020. | Mgmt | For | For | |||||||||||||||||
3. | Advisory vote on executive compensation. | Mgmt | Against | Against | |||||||||||||||||
4. | Shareholder proposal on disclosure of lobbying activities and expenditures. | Shr | Against | For | |||||||||||||||||
5. | Shareholder proposal on 10% ownership threshold for calling special meetings of shareholders. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 3259 | 3259 | 0 | 7/11/2019 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
MICROSOFT CORPORATION | |||||||||||||||||||||
Security: | 594918104 | Agenda Number: | 935092849 | ||||||||||||||||||
Ticker: | MSFT | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US5949181045 | Meeting Date: | 12/4/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: William H. Gates III | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Reid G. Hoffman | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Hugh F. Johnston | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Teri L. List-Stoll | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Satya Nadella | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Sandra E. Peterson | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Penny S. Pritzker | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Charles W. Scharf | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Arne M. Sorenson | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: John W. Stanton | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: John W. Thompson | Mgmt | For | For | |||||||||||||||||
1L. | Election of Director: Emma Walmsley | Mgmt | For | For | |||||||||||||||||
1M. | Election of Director: Padmasree Warrior | Mgmt | For | For | |||||||||||||||||
2. | Advisory vote to approve named executive officer compensation | Mgmt | For | For | |||||||||||||||||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 | Mgmt | For | For | |||||||||||||||||
4. | Shareholder Proposal - Report on Employee Representation on Board of Directors | Shr | Against | For | |||||||||||||||||
5. | Shareholder Proposal - Report on Gender Pay Gap | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 127764 | 127764 | 0 | 11/12/2019 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
MONSTER BEVERAGE CORPORATION | |||||||||||||||||||||
Security: | 61174X109 | Agenda Number: | 935189527 | ||||||||||||||||||
Ticker: | MNST | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US61174X1090 | Meeting Date: | 6/3/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Rodney C. Sacks | Mgmt | For | For | |||||||||||||||||
2 | Hilton H. Schlosberg | Mgmt | For | For | |||||||||||||||||
3 | Mark J. Hall | Mgmt | For | For | |||||||||||||||||
4 | Kathleen E. Ciaramello | Mgmt | For | For | |||||||||||||||||
5 | Gary P. Fayard | Mgmt | For | For | |||||||||||||||||
6 | Jeanne P. Jackson | Mgmt | For | For | |||||||||||||||||
7 | Steven G. Pizula | Mgmt | For | For | |||||||||||||||||
8 | Benjamin M. Polk | Mgmt | For | For | |||||||||||||||||
9 | Sydney Selati | Mgmt | For | For | |||||||||||||||||
10 | Mark S. Vidergauz | Mgmt | For | For | |||||||||||||||||
2. | Proposal to ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
3. | Proposal to approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers. | Mgmt | For | For | |||||||||||||||||
4. | Proposal to approve the Monster Beverage Corporation 2020 Omnibus Incentive Plan. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 9882 | 9882 | 0 | 5/13/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
MOODY'S CORPORATION | |||||||||||||||||||||
Security: | 615369105 | Agenda Number: | 935140563 | ||||||||||||||||||
Ticker: | MCO | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US6153691059 | Meeting Date: | 4/21/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Basil L. Anderson | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Jorge A. Bermudez | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Thérèse Esperdy | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Vincent A. Forlenza | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Kathryn M. Hill | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Raymond W. McDaniel, Jr. | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Henry A. McKinnell, Jr., Ph.D. | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Leslie F. Seidman | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Bruce Van Saun | Mgmt | For | For | |||||||||||||||||
2A. | Amendment to the Certificate of Incorporation to remove supermajority voting standards for stockholder approval of future amendments to the Certificate of Incorporation and By- Laws. | Mgmt | For | For | |||||||||||||||||
2B. | Amendment to the Certificate of Incorporation to remove supermajority voting standard to remove directors. | Mgmt | For | For | |||||||||||||||||
2C. | Amendment to the Certificate of Incorporation to remove supermajority voting standards for filling open board seats at statutorily required special meetings. | Mgmt | For | For | |||||||||||||||||
3. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for 2020. | Mgmt | For | For | |||||||||||||||||
4. | Advisory resolution approving executive compensation. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 3535 | 3535 | 0 | 3/27/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
NASDAQ, INC. | |||||||||||||||||||||
Security: | 631103108 | Agenda Number: | 935165135 | ||||||||||||||||||
Ticker: | NDAQ | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US6311031081 | Meeting Date: | 5/19/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Melissa M. Arnoldi | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Charlene T. Begley | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Steven D. Black | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Adena T. Friedman | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Essa Kazim | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Thomas A. Kloet | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: John D. Rainey | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Michael R. Splinter | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Jacob Wallenberg | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Alfred W. Zollar | Mgmt | For | For | |||||||||||||||||
2. | Advisory vote to approve the company's executive compensation as presented in the proxy statement | Mgmt | For | For | |||||||||||||||||
3. | Approval of the Employee Stock Purchase Plan, as amended and restated | Mgmt | For | For | |||||||||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020 | Mgmt | For | For | |||||||||||||||||
5. | A Shareholder Proposal entitled "Adopt a New Shareholder Right- Written Consent" | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 695 | 695 | 2300 | 4/27/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
NETFLIX, INC. | |||||||||||||||||||||
Security: | 64110L106 | Agenda Number: | 935188412 | ||||||||||||||||||
Ticker: | NFLX | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US64110L1061 | Meeting Date: | 6/4/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Class III Director: Reed Hastings | Mgmt | For | For | |||||||||||||||||
1B. | Election of Class III Director: Jay C. Hoag | Mgmt | For | For | |||||||||||||||||
1C. | Election of Class III Director: Mathias Döpfner | Mgmt | For | For | |||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
3. | Advisory approval of the Company's executive officer compensation. | Mgmt | Against | Against | |||||||||||||||||
4. | Approval of the Netflix, Inc. 2020 Stock Plan. | Mgmt | For | For | |||||||||||||||||
5. | Stockholder proposal regarding political disclosures, if properly presented at the meeting. | Shr | Against | For | |||||||||||||||||
6. | Stockholder proposal for simple majority vote, if properly presented at the meeting. | Shr | For | Against | |||||||||||||||||
7. | Stockholder proposal for EEO policy risk report, if properly presented at the meeting. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 6619 | 6619 | 0 | 5/15/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
NEXTERA ENERGY, INC. | |||||||||||||||||||||
Security: | 65339F101 | Agenda Number: | 935172661 | ||||||||||||||||||
Ticker: | NEE | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US65339F1012 | Meeting Date: | 5/21/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Sherry S. Barrat | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: James L. Camaren | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Kenneth B. Dunn | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Naren K. Gursahaney | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Kirk S. Hachigian | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Toni Jennings | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Amy B. Lane | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: David L. Porges | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: James L. Robo | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Rudy E. Schupp | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: John L. Skolds | Mgmt | For | For | |||||||||||||||||
1L. | Election of Director: William H. Swanson | Mgmt | For | For | |||||||||||||||||
1M. | Election of Director: Darryl L. Wilson | Mgmt | For | For | |||||||||||||||||
2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2020 | Mgmt | For | For | |||||||||||||||||
3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement | Mgmt | For | For | |||||||||||||||||
4. | A proposal entitled "Political Contributions Disclosure" to request semiannual reports disclosing political contribution policies and expenditures | Shr | Against | For | |||||||||||||||||
5. | A proposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders | Shr | For | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 9007 | 9007 | 0 | 4/28/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
NIKE, INC. | |||||||||||||||||||||
Security: | 654106103 | Agenda Number: | 935066298 | ||||||||||||||||||
Ticker: | NKE | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US6541061031 | Meeting Date: | 9/19/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Alan B. Graf, Jr. | Mgmt | For | For | |||||||||||||||||
2 | Peter B. Henry | Mgmt | For | For | |||||||||||||||||
3 | Michelle A. Peluso | Mgmt | For | For | |||||||||||||||||
2. | To approve executive compensation by an advisory vote. | Mgmt | For | For | |||||||||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 27039 | 27039 | 0 | 8/24/2019 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
NUCOR CORPORATION | |||||||||||||||||||||
Security: | 670346105 | Agenda Number: | 935155487 | ||||||||||||||||||
Ticker: | NUE | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US6703461052 | Meeting Date: | 5/14/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Lloyd J. Austin III | Mgmt | For | For | |||||||||||||||||
2 | Patrick J. Dempsey | Mgmt | For | For | |||||||||||||||||
3 | Christopher J. Kearney | Mgmt | For | For | |||||||||||||||||
4 | Laurette T. Koellner | Mgmt | For | For | |||||||||||||||||
5 | Joseph D. Rupp | Mgmt | For | For | |||||||||||||||||
6 | Leon J. Topalian | Mgmt | For | For | |||||||||||||||||
7 | John H. Walker | Mgmt | For | For | |||||||||||||||||
8 | Nadja Y. West | Mgmt | For | For | |||||||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as Nucor's independent registered public accounting firm for 2020. | Mgmt | For | For | |||||||||||||||||
3. | Approval, on an advisory basis, of Nucor's named executive officer compensation in 2019. | Mgmt | For | For | |||||||||||||||||
4. | Approval of the amendment and restatement of the Nucor Corporation 2014 Omnibus Incentive Compensation Plan. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 5740 | 5740 | 0 | 4/22/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
NVIDIA CORPORATION | |||||||||||||||||||||
Security: | 67066G104 | Agenda Number: | 935196445 | ||||||||||||||||||
Ticker: | NVDA | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US67066G1040 | Meeting Date: | 6/9/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Robert K. Burgess | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Tench Coxe | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Persis S. Drell | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Jen-Hsun Huang | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Dawn Hudson | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Harvey C. Jones | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Michael G. McCaffery | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Stephen C. Neal | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Mark L. Perry | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: A. Brooke Seawell | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Mark A. Stevens | Mgmt | For | For | |||||||||||||||||
2. | Approval of our executive compensation. | Mgmt | For | For | |||||||||||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2021. | Mgmt | For | For | |||||||||||||||||
4. | Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan. | Mgmt | For | For | |||||||||||||||||
5. | Approval of an amendment and restatement of our Amended and Restated 2012 Employee Stock Purchase Plan. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 8641 | 8641 | 0 | 5/19/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
PALO ALTO NETWORKS, INC. | |||||||||||||||||||||
Security: | 697435105 | Agenda Number: | 935094350 | ||||||||||||||||||
Ticker: | PANW | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US6974351057 | Meeting Date: | 12/9/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Class II Director: Asheem Chandna | Mgmt | Abstain | Against | |||||||||||||||||
1B. | Election of Class II Director: James J. Goetz | Mgmt | For | For | |||||||||||||||||
1C. | Election of Class II Director: Mark D. McLaughlin | Mgmt | Abstain | Against | |||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending July 31, 2020. | Mgmt | For | For | |||||||||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | Against | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 83 | 83 | 1564 | 11/19/2019 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
PAYPAL HOLDINGS, INC. | |||||||||||||||||||||
Security: | 70450Y103 | Agenda Number: | 935170869 | ||||||||||||||||||
Ticker: | PYPL | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US70450Y1038 | Meeting Date: | 5/21/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Rodney C. Adkins | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Jonathan Christodoro | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: John J. Donahoe | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: David W. Dorman | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Belinda J. Johnson | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Gail J. McGovern | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Deborah M. Messemer | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: David M. Moffett | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Ann M. Sarnoff | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Daniel H. Schulman | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Frank D. Yeary | Mgmt | For | For | |||||||||||||||||
2. | Advisory vote to approve named executive officer compensation. | Mgmt | Against | Against | |||||||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2020. | Mgmt | For | For | |||||||||||||||||
4. | Stockholder Proposal - Stockholder right to act by written consent. | Shr | For | Against | |||||||||||||||||
5. | Stockholder Proposal - Human and indigenous peoples' rights. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 21762 | 21762 | 0 | 4/29/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
RESMED INC. | |||||||||||||||||||||
Security: | 761152107 | Agenda Number: | 935089676 | ||||||||||||||||||
Ticker: | RMD | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US7611521078 | Meeting Date: | 11/21/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Carol Burt | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Jan De Witte | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Richard Sulpizio | Mgmt | For | For | |||||||||||||||||
2. | Ratify our appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2020. | Mgmt | For | For | |||||||||||||||||
3. | Approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in the proxy statement ("say-on-pay"). | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 121 | 121 | 2290 | 10/31/2019 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
ROCKWELL AUTOMATION, INC. | |||||||||||||||||||||
Security: | 773903109 | Agenda Number: | 935116120 | ||||||||||||||||||
Ticker: | ROK | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US7739031091 | Meeting Date: | 2/4/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
A. | DIRECTOR | ||||||||||||||||||||
1 | Steven R. Kalmanson | Mgmt | For | For | |||||||||||||||||
2 | James P. Keane | Mgmt | For | For | |||||||||||||||||
3 | Pam Murphy | Mgmt | For | For | |||||||||||||||||
4 | Donald R. Parfet | Mgmt | For | For | |||||||||||||||||
B. | To approve, on an advisory basis, the compensation of the Corporation's named executive officers. | Mgmt | For | For | |||||||||||||||||
C. | To approve the selection of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm. | Mgmt | For | For | |||||||||||||||||
D. | To approve the Rockwell Automation, Inc. 2020 Long-Term Incentives Plan. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 101 | 101 | 1806 | 1/14/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
ROPER TECHNOLOGIES, INC. | |||||||||||||||||||||
Security: | 776696106 | Agenda Number: | 935189868 | ||||||||||||||||||
Ticker: | ROP | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US7766961061 | Meeting Date: | 6/8/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Shellye L. Archambeau | Mgmt | For | For | |||||||||||||||||
2 | Amy Woods Brinkley | Mgmt | For | For | |||||||||||||||||
3 | John F. Fort, III | Mgmt | For | For | |||||||||||||||||
4 | L. Neil Hunn | Mgmt | For | For | |||||||||||||||||
5 | Robert D. Johnson | Mgmt | For | For | |||||||||||||||||
6 | Robert E. Knowling, Jr. | Mgmt | For | For | |||||||||||||||||
7 | Wilbur J. Prezzano | Mgmt | For | For | |||||||||||||||||
8 | Laura G. Thatcher | Mgmt | For | For | |||||||||||||||||
9 | Richard F. Wallman | Mgmt | For | For | |||||||||||||||||
10 | Christopher Wright | Mgmt | For | For | |||||||||||||||||
2. | To consider, on a non-binding advisory basis, a resolution approving the compensation of our named executive officers. | Mgmt | Against | Against | |||||||||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
4. | To approve an amendment to the Roper Technologies, Inc. Director Compensation Plan. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 1919 | 1919 | 0 | 5/21/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
SALESFORCE.COM, INC. | |||||||||||||||||||||
Security: | 79466L302 | Agenda Number: | 935202402 | ||||||||||||||||||
Ticker: | CRM | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US79466L3024 | Meeting Date: | 6/11/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Marc Benioff | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Craig Conway | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Parker Harris | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Alan Hassenfeld | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Neelie Kroes | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Colin Powell | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Sanford Robertson | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: John V. Roos | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Robin Washington | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Maynard Webb | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Susan Wojcicki | Mgmt | For | For | |||||||||||||||||
2. | Amendment and restatement of our 2013 Equity Incentive Plan. | Mgmt | For | For | |||||||||||||||||
3. | Amendment and restatement of our 2004 Employee Stock Purchase Plan. | Mgmt | For | For | |||||||||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2021. | Mgmt | For | For | |||||||||||||||||
5. | An advisory vote to approve the fiscal 2020 compensation of our named executive officers. | Mgmt | For | For | |||||||||||||||||
6. | A stockholder proposal requesting the ability of stockholders to act by written consent, if properly presented at the meeting. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 14759 | 14759 | 0 | 5/20/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
SEATTLE GENETICS, INC. | |||||||||||||||||||||
Security: | 812578102 | Agenda Number: | 935156910 | ||||||||||||||||||
Ticker: | SGEN | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US8125781026 | Meeting Date: | 5/15/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1.1 | Election of Class I Director: David W. Gryska | Mgmt | For | For | |||||||||||||||||
1.2 | Election of Class I Director: John A. Orwin | Mgmt | For | For | |||||||||||||||||
1.3 | Election of Class I Director: Alpna H. Seth | Mgmt | For | For | |||||||||||||||||
2. | Approve, on an advisory basis, the compensation of Seattle Genetics' named executive officers as disclosed in the accompanying proxy statement. | Mgmt | Against | Against | |||||||||||||||||
3. | Approve the amendment and restatement of the Seattle Genetics, Inc. Amended and Restated 2007 Equity Incentive Plan to, among other things, increase the aggregate number of shares of common stock authorized for issuance thereunder by 6,000,000 shares. | Mgmt | For | For | |||||||||||||||||
4. | Ratify the appointment of PricewaterhouseCoopers LLP as Seattle Genetics' independent registered public accounting firm for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 3207 | 3207 | 0 | 4/21/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
SERVICENOW, INC. | |||||||||||||||||||||
Security: | 81762P102 | Agenda Number: | 935196685 | ||||||||||||||||||
Ticker: | NOW | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US81762P1021 | Meeting Date: | 6/17/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: William R. McDermott | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Anita M. Sands | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Dennis M. Woodside | Mgmt | For | For | |||||||||||||||||
2. | To approve, on an advisory basis, the compensation of our Named Executive Officers ("Say-on-Pay"). | Mgmt | Against | Against | |||||||||||||||||
3. | Ratification of PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2020. | Mgmt | For | For | |||||||||||||||||
4. | To approve an amendment to our Restated Certificate of Incorporation to declassify our Board of Directors. | Mgmt | For | For | |||||||||||||||||
5. | To hold an advisory vote on the frequency of future advisory votes on executive compensation. | Mgmt | 1 Year | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 3357 | 3357 | 0 | 5/28/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
SIRIUS XM HOLDINGS INC. | |||||||||||||||||||||
Security: | 82968B103 | Agenda Number: | 935192346 | ||||||||||||||||||
Ticker: | SIRI | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US82968B1035 | Meeting Date: | 6/4/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Joan L. Amble | Mgmt | For | For | |||||||||||||||||
2 | George W. Bodenheimer | Mgmt | For | For | |||||||||||||||||
3 | Mark D. Carleton | Mgmt | For | For | |||||||||||||||||
4 | Eddy W. Hartenstein | Mgmt | For | For | |||||||||||||||||
5 | James P. Holden | Mgmt | For | For | |||||||||||||||||
6 | Gregory B. Maffei | Mgmt | For | For | |||||||||||||||||
7 | Evan D. Malone | Mgmt | For | For | |||||||||||||||||
8 | James E. Meyer | Mgmt | For | For | |||||||||||||||||
9 | James F. Mooney | Mgmt | For | For | |||||||||||||||||
10 | Michael Rapino | Mgmt | For | For | |||||||||||||||||
11 | Kristina M. Salen | Mgmt | For | For | |||||||||||||||||
12 | Carl E. Vogel | Mgmt | For | For | |||||||||||||||||
13 | David M. Zaslav | Mgmt | For | For | |||||||||||||||||
2. | Advisory vote to approve the named executive officers' compensation. | Mgmt | Against | Against | |||||||||||||||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accountants for 2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 3990 | 3990 | 75796 | 5/14/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
SKYWORKS SOLUTIONS, INC. | |||||||||||||||||||||
Security: | 83088M102 | Agenda Number: | 935156516 | ||||||||||||||||||
Ticker: | SWKS | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US83088M1027 | Meeting Date: | 5/6/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: David J. Aldrich | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Alan S. Batey | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Kevin L. Beebe | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Timothy R. Furey | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Liam K. Griffin | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Christine King | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: David P. McGlade | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Robert A. Schriesheim | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Kimberly S. Stevenson | Mgmt | For | For | |||||||||||||||||
2. | To ratify the selection by the Company's Audit Committee of KPMG LLP as the independent registered public accounting firm for the Company for fiscal year 2020. | Mgmt | For | For | |||||||||||||||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the Company's Proxy Statement. | Mgmt | For | For | |||||||||||||||||
4. | To approve an amendment to the Company's 2002 Employee Stock Purchase Plan, as Amended. | Mgmt | For | For | |||||||||||||||||
5. | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provisions relating to stockholder approval of a merger or consolidation, disposition of all or substantially all of the Company's assets, or issuance of a substantial amount of the Company's securities. | Mgmt | For | For | |||||||||||||||||
6. | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provisions relating to stockholder approval of a business combination with any related person. | Mgmt | For | For | |||||||||||||||||
7. | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provision relating to stockholder amendment of charter provisions governing directors. | Mgmt | For | For | |||||||||||||||||
8. | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provision relating to stockholder amendment of the charter provision governing action by stockholders. | Mgmt | For | For | |||||||||||||||||
9. | To approve a stockholder proposal regarding a right by stockholders to act by written consent. | Shr | For | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 3219 | 3219 | 0 | 4/15/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
SOUTHWEST AIRLINES CO. | |||||||||||||||||||||
Security: | 844741108 | Agenda Number: | 935182256 | ||||||||||||||||||
Ticker: | LUV | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US8447411088 | Meeting Date: | 5/21/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: David W. Biegler | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: J. Veronica Biggins | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Douglas H. Brooks | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: William H. Cunningham | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: John G. Denison | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Thomas W. Gilligan | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Gary C. Kelly | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Grace D. Lieblein | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Nancy B. Loeffler | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: John T. Montford | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Ron Ricks | Mgmt | For | For | |||||||||||||||||
2. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |||||||||||||||||
3. | Ratification of the selection of Ernst & Young LLP as the Company's independent auditors for the fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
4. | Advisory vote on shareholder proposal to require an independent board chairman. | Shr | Against | For | |||||||||||||||||
5. | Advisory vote on shareholder proposal to permit shareholder action by written consent. | Shr | Against | For | |||||||||||||||||
6. | Advisory vote on shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 10077 | 10077 | 0 | 4/30/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
SPLUNK INC. | |||||||||||||||||||||
Security: | 848637104 | Agenda Number: | 935196837 | ||||||||||||||||||
Ticker: | SPLK | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US8486371045 | Meeting Date: | 6/11/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Class II Director: John Connors | Mgmt | Against | Against | |||||||||||||||||
1B. | Election of Class II Director: Patricia Morrison | Mgmt | Against | Against | |||||||||||||||||
1C. | Election of Class II Director: Stephen Newberry | Mgmt | Against | Against | |||||||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2021. | Mgmt | For | For | |||||||||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers, as described in the proxy statement. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 2265 | 2265 | 0 | 5/22/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
SQUARE, INC. | |||||||||||||||||||||
Security: | 852234103 | Agenda Number: | 935197396 | ||||||||||||||||||
Ticker: | SQ | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US8522341036 | Meeting Date: | 6/16/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Roelof Botha | Mgmt | For | For | |||||||||||||||||
2 | Amy Brooks | Mgmt | For | For | |||||||||||||||||
3 | James McKelvey | Mgmt | For | For | |||||||||||||||||
2. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | For | For | |||||||||||||||||
3. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2020. | Mgmt | For | For | |||||||||||||||||
4. | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, TO PREPARE A REPORT ON EMPLOYEE REPRESENTATION ON THE BOARD OF DIRECTORS. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 408 | 408 | 5928 | 5/24/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
STARBUCKS CORPORATION | |||||||||||||||||||||
Security: | 855244109 | Agenda Number: | 935125066 | ||||||||||||||||||
Ticker: | SBUX | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US8552441094 | Meeting Date: | 3/18/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Richard E. Allison, Jr. | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Rosalind G. Brewer | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Andrew Campion | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Mary N. Dillon | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Isabel Ge Mahe | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Mellody Hobson | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Kevin R. Johnson | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Jørgen Vig Knudstorp | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Satya Nadella | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Joshua Cooper Ramo | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Clara Shih | Mgmt | For | For | |||||||||||||||||
1L. | Election of Director: Javier G. Teruel | Mgmt | For | For | |||||||||||||||||
1M. | Election of Director: Myron E. Ullman, III | Mgmt | For | For | |||||||||||||||||
2. | Advisory resolution to approve our executive officer compensation | Mgmt | Against | Against | |||||||||||||||||
3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2020 | Mgmt | For | For | |||||||||||||||||
4. | EEO Policy Risk Report | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 20966 | 20966 | 0 | 2/26/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
SYNOPSYS, INC. | |||||||||||||||||||||
Security: | 871607107 | Agenda Number: | 935132201 | ||||||||||||||||||
Ticker: | SNPS | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US8716071076 | Meeting Date: | 4/9/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Aart J. de Geus | Mgmt | For | For | |||||||||||||||||
2 | Chi-Foon Chan | Mgmt | For | For | |||||||||||||||||
3 | Janice D. Chaffin | Mgmt | For | For | |||||||||||||||||
4 | Bruce R. Chizen | Mgmt | For | For | |||||||||||||||||
5 | Mercedes Johnson | Mgmt | For | For | |||||||||||||||||
6 | Chrysostomos L. Nikias | Mgmt | For | For | |||||||||||||||||
7 | John Schwarz | Mgmt | For | For | |||||||||||||||||
8 | Roy Vallee | Mgmt | For | For | |||||||||||||||||
9 | Steven C. Walske | Mgmt | For | For | |||||||||||||||||
2. | To approve our 2006 Employee Equity Incentive Plan, as amended, in order to, among other items, increase the number of shares available for issuance under the plan by 3,500,000 shares. | Mgmt | For | For | |||||||||||||||||
3. | To approve our Employee Stock Purchase Plan, as amended, primarily to increase the number of shares available for issuance under the plan by 5,000,000 shares. | Mgmt | For | For | |||||||||||||||||
4. | To approve, on an advisory basis, the compensation of our named executive officers, as disclosed in the Proxy Statement. | Mgmt | For | For | |||||||||||||||||
5. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending October 31, 2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 2821 | 2821 | 0 | 3/5/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
T-MOBILE US, INC. | |||||||||||||||||||||
Security: | 872590104 | Agenda Number: | 935192524 | ||||||||||||||||||
Ticker: | TMUS | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US8725901040 | Meeting Date: | 6/4/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Marcelo Claure | Mgmt | For | For | |||||||||||||||||
2 | Srikant M. Datar | Mgmt | For | For | |||||||||||||||||
3 | Ronald D. Fisher | Mgmt | For | For | |||||||||||||||||
4 | Srini Gopalan | Mgmt | For | For | |||||||||||||||||
5 | Lawrence H. Guffey | Mgmt | For | For | |||||||||||||||||
6 | Timotheus Höttges | Mgmt | For | For | |||||||||||||||||
7 | Christian P. Illek | Mgmt | For | For | |||||||||||||||||
8 | Stephen R. Kappes | Mgmt | For | For | |||||||||||||||||
9 | Raphael Kübler | Mgmt | For | For | |||||||||||||||||
10 | Thorsten Langheim | Mgmt | For | For | |||||||||||||||||
11 | G. Michael Sievert | Mgmt | For | For | |||||||||||||||||
12 | Teresa A. Taylor | Mgmt | For | For | |||||||||||||||||
13 | Kelvin R. Westbrook | Mgmt | For | For | |||||||||||||||||
2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2020. | Mgmt | For | For | |||||||||||||||||
3. | Advisory Vote to Approve the Compensation Provided to the Company's Named Executive Officers for 2019. | Mgmt | Against | Against | |||||||||||||||||
4. | Stockholder Proposal for Limitations on Accelerated Vesting of Equity Awards in the Event of a Change of Control. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 14764 | 14764 | 14672 | 5/16/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
THE CHARLES SCHWAB CORPORATION | |||||||||||||||||||||
Security: | 808513105 | Agenda Number: | 935165565 | ||||||||||||||||||
Ticker: | SCHW | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US8085131055 | Meeting Date: | 5/12/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: William S. Haraf | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Frank C. Herringer | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Roger O. Walther | Mgmt | For | For | |||||||||||||||||
2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors | Mgmt | For | For | |||||||||||||||||
3. | Advisory vote to approve named executive officer compensation | Mgmt | For | For | |||||||||||||||||
4. | Approve the 2013 Stock Incentive Plan as Amended and Restated | Mgmt | For | For | |||||||||||||||||
5. | Approve the Amended and Restated Bylaws to adopt a proxy access bylaw for director nominations by stockholders | Mgmt | For | For | |||||||||||||||||
6. | Stockholder Proposal requesting annual disclosure of EEO-1 data | Shr | For | Against | |||||||||||||||||
7. | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 23803 | 23803 | 1436 | 4/21/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
THE HOME DEPOT, INC. | |||||||||||||||||||||
Security: | 437076102 | Agenda Number: | 935172130 | ||||||||||||||||||
Ticker: | HD | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US4370761029 | Meeting Date: | 5/21/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Gerard J. Arpey | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Ari Bousbib | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Jeffery H. Boyd | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Gregory D. Brenneman | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: J. Frank Brown | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Albert P. Carey | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Helena B. Foulkes | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Linda R. Gooden | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Wayne M. Hewett | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Manuel Kadre | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Stephanie C. Linnartz | Mgmt | For | For | |||||||||||||||||
1L. | Election of Director: Craig A. Menear | Mgmt | For | For | |||||||||||||||||
2. | Ratification of the Appointment of KPMG LLP | Mgmt | For | For | |||||||||||||||||
3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Mgmt | For | For | |||||||||||||||||
4. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | Shr | For | Against | |||||||||||||||||
5. | Shareholder Proposal Regarding EEO-1 Disclosure | Shr | Against | For | |||||||||||||||||
6. | Shareholder Proposal Regarding Executive Ownership Guidelines | Shr | Against | For | |||||||||||||||||
7. | Shareholder Proposal Regarding Electioneering Contributions Congruency Analysis | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 7146 | 7146 | 13341 | 4/30/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
THE SHERWIN-WILLIAMS COMPANY | |||||||||||||||||||||
Security: | 824348106 | Agenda Number: | 935137352 | ||||||||||||||||||
Ticker: | SHW | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US8243481061 | Meeting Date: | 4/22/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: K.B. Anderson | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: A.F. Anton | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: J.M. Fettig | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: R.J. Kramer | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: S.J. Kropf | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: J.G. Morikis | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: C.A. Poon | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: M.H. Thaman | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: M. Thornton III | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: S.H. Wunning | Mgmt | For | For | |||||||||||||||||
2. | Advisory approval of the compensation of the named executives. | Mgmt | For | For | |||||||||||||||||
3. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for 2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 1721 | 1721 | 0 | 3/20/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
THE TJX COMPANIES, INC. | |||||||||||||||||||||
Security: | 872540109 | Agenda Number: | 935195633 | ||||||||||||||||||
Ticker: | TJX | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US8725401090 | Meeting Date: | 6/9/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Zein Abdalla | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Alan M. Bennett | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Rosemary T. Berkery | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: David T. Ching | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Ernie Herrman | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Michael F. Hines | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Amy B. Lane | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Carol Meyrowitz | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Jackwyn L. Nemerov | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: John F. O'Brien | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Willow B. Shire | Mgmt | For | For | |||||||||||||||||
2. | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2021 | Mgmt | For | For | |||||||||||||||||
3. | Advisory approval of TJX's executive compensation (the say-on-pay vote) | Mgmt | For | For | |||||||||||||||||
4. | Shareholder proposal for a report on reduction in chemical footprint | Shr | Against | For | |||||||||||||||||
5. | Shareholder proposal for a report on animal welfare | Shr | Against | For | |||||||||||||||||
6. | Shareholder proposal for setting target amounts for CEO compensation | Shr | Against | For | |||||||||||||||||
7. | Shareholder proposal for disclosure regarding executive share retention | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 20183 | 20183 | 0 | 5/19/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
THE WALT DISNEY COMPANY | |||||||||||||||||||||
Security: | 254687106 | Agenda Number: | 935125648 | ||||||||||||||||||
Ticker: | DIS | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US2546871060 | Meeting Date: | 3/11/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Susan E. Arnold | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Mary T. Barra | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Safra A. Catz | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Francis A. deSouza | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Michael B.G. Froman | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Robert A. Iger | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Maria Elena Lagomasino | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Mark G. Parker | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Derica W. Rice | Mgmt | For | For | |||||||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2020. | Mgmt | For | For | |||||||||||||||||
3. | To approve the advisory resolution on executive compensation. | Mgmt | Against | Against | |||||||||||||||||
4. | To approve an amendment to the Company's Amended and Restated 2011 Stock Incentive Plan. | Mgmt | For | For | |||||||||||||||||
5. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 32447 | 32447 | 0 | 2/21/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
TRANSDIGM GROUP INCORPORATED | |||||||||||||||||||||
Security: | 893641100 | Agenda Number: | 935077518 | ||||||||||||||||||
Ticker: | TDG | Meeting Type: | Special | ||||||||||||||||||
ISIN: | US8936411003 | Meeting Date: | 10/3/2019 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | To approve and adopt the Company's 2019 Stock Option Plan. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 914 | 914 | 0 | 9/11/2019 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
TRANSDIGM GROUP INCORPORATED | |||||||||||||||||||||
Security: | 893641100 | Agenda Number: | 935129355 | ||||||||||||||||||
Ticker: | TDG | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US8936411003 | Meeting Date: | 3/24/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | David Barr | Mgmt | For | For | |||||||||||||||||
2 | William Dries | Mgmt | For | For | |||||||||||||||||
3 | Mervin Dunn | Mgmt | For | For | |||||||||||||||||
4 | Michael Graff | Mgmt | For | For | |||||||||||||||||
5 | Sean Hennessy | Mgmt | For | For | |||||||||||||||||
6 | W. Nicholas Howley | Mgmt | For | For | |||||||||||||||||
7 | Raymond Laubenthal | Mgmt | For | For | |||||||||||||||||
8 | Gary E. McCullough | Mgmt | For | For | |||||||||||||||||
9 | Michele Santana | Mgmt | For | For | |||||||||||||||||
10 | Robert Small | Mgmt | For | For | |||||||||||||||||
11 | John Staer | Mgmt | For | For | |||||||||||||||||
12 | Kevin Stein | Mgmt | For | For | |||||||||||||||||
2. | To approve (in an advisory vote) compensation paid to the Company's named executive officers. | Mgmt | Against | Against | |||||||||||||||||
3. | To ratify the selection of Ernst & Young LLP as the Company's independent accountants for the fiscal year ending September 30, 2020. | Mgmt | For | For | |||||||||||||||||
4. | To consider a stockholder proposal to adopt greenhouse gas emissions reduction targets. | Shr | For | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 52 | 52 | 988 | 3/2/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
TRANSDIGM GROUP INCORPORATED | |||||||||||||||||||||
Security: | 893641100 | Agenda Number: | 935221414 | ||||||||||||||||||
Ticker: | TDG | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US8936411003 | Meeting Date: | 6/29/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | David Barr | Mgmt | For | For | |||||||||||||||||
2 | William Dries | Mgmt | For | For | |||||||||||||||||
3 | Mervin Dunn | Mgmt | For | For | |||||||||||||||||
4 | Michael Graff | Mgmt | For | For | |||||||||||||||||
5 | Sean Hennessy | Mgmt | For | For | |||||||||||||||||
6 | W. Nicholas Howley | Mgmt | For | For | |||||||||||||||||
7 | Raymond Laubenthal | Mgmt | For | For | |||||||||||||||||
8 | Gary E. McCullough | Mgmt | For | For | |||||||||||||||||
9 | Michele Santana | Mgmt | For | For | |||||||||||||||||
10 | Robert Small | Mgmt | For | For | |||||||||||||||||
11 | John Staer | Mgmt | For | For | |||||||||||||||||
12 | Kevin Stein | Mgmt | For | For | |||||||||||||||||
2. | To approve (in an advisory vote) compensation paid to the Company's named executive officers. | Mgmt | Against | Against | |||||||||||||||||
3. | To ratify the selection of Ernst & Young LLP as the Company's independent accountants for the fiscal year ending September 30, 2020. | Mgmt | For | For | |||||||||||||||||
4. | To consider a stockholder proposal to adopt greenhouse gas emissions reduction targets. | Shr | For | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 1038 | 1038 | 0 | 5/19/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
TWITTER, INC. | |||||||||||||||||||||
Security: | 90184L102 | Agenda Number: | 935180606 | ||||||||||||||||||
Ticker: | TWTR | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US90184L1026 | Meeting Date: | 5/27/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Omid R. Kordestani | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Ngozi Okonjo-Iweala | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Bret Taylor | Mgmt | For | For | |||||||||||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For | |||||||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
4. | A stockholder proposal regarding an EEO policy risk report. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 14424 | 14424 | 0 | 5/6/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
UBER TECHNOLOGIES INC | |||||||||||||||||||||
Security: | 90353T100 | Agenda Number: | 935156869 | ||||||||||||||||||
Ticker: | UBER | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US90353T1007 | Meeting Date: | 5/11/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Ronald Sugar | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Ursula Burns | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Robert Eckert | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Amanda Ginsberg | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Dara Khosrowshahi | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Wan Ling Martello | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Yasir Al-Rumayyan | Mgmt | Against | Against | |||||||||||||||||
1H. | Election of Director: John Thain | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: David Trujillo | Mgmt | For | For | |||||||||||||||||
2. | Approval, by non-binding vote, of the 2019 compensation paid to the Company's named executive officers. | Mgmt | Against | Against | |||||||||||||||||
3. | Approval, by non-binding vote, of the frequency of executive compensation votes. | Mgmt | 1 Year | For | |||||||||||||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 33181 | 33181 | 0 | 4/16/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
UNION PACIFIC CORPORATION | |||||||||||||||||||||
Security: | 907818108 | Agenda Number: | 935158407 | ||||||||||||||||||
Ticker: | UNP | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US9078181081 | Meeting Date: | 5/14/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Andrew H. Card Jr. | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: William J. DeLaney | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: David B. Dillon | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Lance M. Fritz | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Deborah C. Hopkins | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Jane H. Lute | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Michael R. McCarthy | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Thomas F. McLarty III | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Bhavesh V. Patel | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Jose H. Villarreal | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Christopher J. Williams | Mgmt | For | For | |||||||||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2020. | Mgmt | For | For | |||||||||||||||||
3. | An advisory vote to approve executive compensation ("Say on Pay"). | Mgmt | For | For | |||||||||||||||||
4. | Shareholder proposal regarding Independent Chairman if properly presented at the Annual Meeting. | Shr | Against | For | |||||||||||||||||
5. | Shareholder proposal regarding Climate Assessment Report if properly presented at the Annual Meeting. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 2085 | 2085 | 10978 | 4/22/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
UNITEDHEALTH GROUP INCORPORATED | |||||||||||||||||||||
Security: | 91324P102 | Agenda Number: | 935188931 | ||||||||||||||||||
Ticker: | UNH | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US91324P1021 | Meeting Date: | 6/1/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Richard T. Burke | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Timothy P. Flynn | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Stephen J. Hemsley | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Michele J. Hooper | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: F. William McNabb III | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Valerie C. Montgomery Rice, M.D. | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: John H. Noseworthy, M.D. | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Glenn M. Renwick | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: David S. Wichmann | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Gail R. Wilensky, Ph.D. | Mgmt | For | For | |||||||||||||||||
2. | Advisory approval of the Company's executive compensation. | Mgmt | For | For | |||||||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
4. | Approval of the UnitedHealth Group 2020 Stock Incentive Plan. | Mgmt | For | For | |||||||||||||||||
5. | If properly presented at the 2020 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting any material amendment to the Company's Bylaws be subject to a non- binding shareholder vote. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 16169 | 16169 | 0 | 5/9/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
VEEVA SYSTEMS INC. | |||||||||||||||||||||
Security: | 922475108 | Agenda Number: | 935212415 | ||||||||||||||||||
Ticker: | VEEV | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US9224751084 | Meeting Date: | 6/25/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Mark Carges | Mgmt | For | For | |||||||||||||||||
2 | Paul E. Chamberlain | Mgmt | For | For | |||||||||||||||||
3 | Paul Sekhri | Mgmt | For | For | |||||||||||||||||
2. | Ratify the appointment of KPMG LLP as Veeva Systems Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2021. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 2213 | 2213 | 0 | 6/4/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
VERTEX PHARMACEUTICALS INCORPORATED | |||||||||||||||||||||
Security: | 92532F100 | Agenda Number: | 935199883 | ||||||||||||||||||
Ticker: | VRTX | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US92532F1003 | Meeting Date: | 6/3/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Sangeeta Bhatia | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Lloyd Carney | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Alan Garber | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Terrence Kearney | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Reshma Kewalramani | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: Yuchun Lee | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Jeffrey Leiden | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Margaret McGlynn | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Diana McKenzie | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: Bruce Sachs | Mgmt | For | For | |||||||||||||||||
2. | Ratification of Ernst & Young LLP as our independent Registered Public Accounting firm for the year ending December 31, 2020. | Mgmt | For | For | |||||||||||||||||
3. | Advisory vote on named executive officer compensation. | Mgmt | For | For | |||||||||||||||||
4. | Shareholder proposal, if properly presented at the meeting, requesting that we prepare a report on our policies and activities with respect to lobbying. | Shr | Against | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 4236 | 4236 | 0 | 5/12/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
VISA INC. | |||||||||||||||||||||
Security: | 92826C839 | Agenda Number: | 935113807 | ||||||||||||||||||
Ticker: | V | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US92826C8394 | Meeting Date: | 1/28/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Lloyd A. Carney | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Mary B. Cranston | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Francisco Javier Fernández-Carbajal | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Alfred F. Kelly, Jr. | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Ramon L. Laguarta | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: John F. Lundgren | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: Robert W. Matschullat | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Denise M. Morrison | Mgmt | For | For | |||||||||||||||||
1I. | Election of Director: Suzanne Nora Johnson | Mgmt | For | For | |||||||||||||||||
1J. | Election of Director: John A. C. Swainson | Mgmt | For | For | |||||||||||||||||
1K. | Election of Director: Maynard G. Webb, Jr. | Mgmt | For | For | |||||||||||||||||
2. | Advisory vote to approve executive compensation. | Mgmt | For | For | |||||||||||||||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 2109 | 2109 | 35402 | 12/31/2019 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
WASTE MANAGEMENT, INC. | |||||||||||||||||||||
Security: | 94106L109 | Agenda Number: | 935158445 | ||||||||||||||||||
Ticker: | WM | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US94106L1098 | Meeting Date: | 5/12/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Frank M. Clark, Jr. | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: James C. Fish, Jr. | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Andrés R. Gluski | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Victoria M. Holt | Mgmt | For | For | |||||||||||||||||
1E. | Election of Director: Kathleen M. Mazzarella | Mgmt | For | For | |||||||||||||||||
1F. | Election of Director: William B. Plummer | Mgmt | For | For | |||||||||||||||||
1G. | Election of Director: John C. Pope | Mgmt | For | For | |||||||||||||||||
1H. | Election of Director: Thomas H. Weidemeyer | Mgmt | For | For | |||||||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2020. | Mgmt | For | For | |||||||||||||||||
3. | Non-binding, advisory proposal to approve our executive compensation. | Mgmt | For | For | |||||||||||||||||
4. | Proposal to amend and restate our Employee Stock Purchase Plan to increase the number of shares authorized for issuance. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 8019 | 8019 | 0 | 4/21/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
WORKDAY, INC. | |||||||||||||||||||||
Security: | 98138H101 | Agenda Number: | 935187434 | ||||||||||||||||||
Ticker: | WDAY | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US98138H1014 | Meeting Date: | 6/9/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Michael C. Bush | Mgmt | For | For | |||||||||||||||||
2 | Christa Davies | Mgmt | For | For | |||||||||||||||||
3 | Michael A. Stankey | Mgmt | For | For | |||||||||||||||||
4 | George J. Still, Jr. | Mgmt | For | For | |||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as Workday's independent registered public accounting firm for the fiscal year ending January 31, 2021. | Mgmt | For | For | |||||||||||||||||
3. | Advisory vote on named executive officer compensation. | Mgmt | Against | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 4270 | 4270 | 0 | 5/17/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
ZOETIS INC. | |||||||||||||||||||||
Security: | 98978V103 | Agenda Number: | 935169905 | ||||||||||||||||||
Ticker: | ZTS | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US98978V1035 | Meeting Date: | 5/20/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1A. | Election of Director: Gregory Norden | Mgmt | For | For | |||||||||||||||||
1B. | Election of Director: Louise M. Parent | Mgmt | For | For | |||||||||||||||||
1C. | Election of Director: Kristin C. Peck | Mgmt | For | For | |||||||||||||||||
1D. | Election of Director: Robert W. Scully | Mgmt | For | For | |||||||||||||||||
2. | Advisory vote to approve our executive compensation (Say on Pay). | Mgmt | For | For | |||||||||||||||||
3. | Advisory vote on the frequency of future advisory votes on executive compensation (Say on Pay frequency). | Mgmt | 1 Year | For | |||||||||||||||||
4. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 8802 | 8802 | 0 | 4/25/2020 | ||||||||||||||||
Motley Fool 100 Index ETF | |||||||||||||||||||||
ZOOM VIDEO COMMUNICATIONS, INC. | |||||||||||||||||||||
Security: | 98980L101 | Agenda Number: | 935212403 | ||||||||||||||||||
Ticker: | ZM | Meeting Type: | Annual | ||||||||||||||||||
ISIN: | US98980L1017 | Meeting Date: | 6/18/2020 | ||||||||||||||||||
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |||||||||||||||||
1. | DIRECTOR | ||||||||||||||||||||
1 | Peter Gassner | Mgmt | Withheld | Against | |||||||||||||||||
2 | Eric S. Yuan | Mgmt | For | For | |||||||||||||||||
3 | Lt. Gen. H.R. McMaster | Mgmt | For | For | |||||||||||||||||
2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2021. | Mgmt | For | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Voted Shares | Shares on Loan | Vote Date | ||||||||||||||||
19-5790 | SBCN | 3946 | 3946 | 0 | 6/1/2020 |
Orinda Income Opportunities Fund -------------------------------------------------------------------------------------------------------------------------- AMERICAN FINANCE TRUST, INC. Agenda Number: 935133556 -------------------------------------------------------------------------------------------------------------------------- Security: 02607T109 Meeting Type: Annual Meeting Date: 08-Apr-2020 Ticker: AFIN ISIN: US02607T1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class III Director: Lisa D. Mgmt Against Against Kabnick 1B. Election of Class III Director: Edward M. Mgmt For For Weil, Jr. 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. 3. Non-binding advisory resolution regarding Mgmt Against Against the executive compensation for the Company's named executive officers as described in the proxy statement. 4. Recommendation, on a non-binding advisory Mgmt 1 Year Against basis, of the frequency of future non-binding advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- ARBOR REALTY TRUST, INC. Agenda Number: 935188335 -------------------------------------------------------------------------------------------------------------------------- Security: 038923108 Meeting Type: Annual Meeting Date: 03-Jun-2020 Ticker: ABR ISIN: US0389231087 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ivan Kaufman Mgmt For For Melvin F. Lazar Mgmt For For George Tsunis Mgmt Withheld Against Kenneth J. Bacon Mgmt For For 2. Approval of an amendment and restatement to Mgmt For For the Arbor Realty Trust, Inc. 2017 Amended Omnibus Stock Inventive Plan (the "Plan") to authorize an additional 5,000,000 shares of common stock of Arbor Realty Trust, Inc. for issuance under the Plan. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the independent registered public accounting firm of Arbor Realty Trust, Inc. for fiscal year 2020. 4. Advisory vote to approve the compensation Mgmt For For of Arbor Realty Trust, Inc.'s named executive officers as disclosed in the proxy statement. 5. Advisory vote on the frequency of future Mgmt 1 Year Against advisory votes to approve the compensation of Arbor Realty Trust, Inc.'s named executive officers. -------------------------------------------------------------------------------------------------------------------------- BLUEROCK RESIDENTIAL GROWTH REIT, INC. Agenda Number: 935065450 -------------------------------------------------------------------------------------------------------------------------- Security: 09627J102 Meeting Type: Annual Meeting Date: 30-Sep-2019 Ticker: BRG ISIN: US09627J1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The approval of the Series B Preferred Mgmt For For Dividend Proration Amendment. 2. The approval of the Series B Preferred Mgmt For For Redemption Amendment. 3. DIRECTOR R. Ramin Kamfar Mgmt For For I. Bobby Majumder Mgmt Withheld Against Romano Tio Mgmt Withheld Against Elizabeth Harrison Mgmt Withheld Against Kamal Jafarnia Mgmt For For 4. The ratification of Grant Thornton LLP as Mgmt For For the independent registered public accounting firm for the fiscal year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- BROOKFIELD PROPERTY PARTNERS L.P. Agenda Number: 935078748 -------------------------------------------------------------------------------------------------------------------------- Security: G16249107 Meeting Type: Special Meeting Date: 24-Oct-2019 Ticker: BPY ISIN: BMG162491077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 THE ORDINARY RESOLUTION APPROVING THE UNIT Mgmt For For OPTION PLAN. -------------------------------------------------------------------------------------------------------------------------- BROOKFIELD REAL ASSETS INCOME FUND Agenda Number: 935118958 -------------------------------------------------------------------------------------------------------------------------- Security: 112830104 Meeting Type: Special Meeting Date: 07-Feb-2020 Ticker: RA ISIN: US1128301041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Issuance of Common Shares by Brookfield Mgmt For For Real Assets Income Fund Inc. 2. Ratification of Selection of Independent Mgmt For For Registered Public Accounting Firm. -------------------------------------------------------------------------------------------------------------------------- BUCKEYE PARTNERS, L.P. Agenda Number: 935058227 -------------------------------------------------------------------------------------------------------------------------- Security: 118230101 Meeting Type: Special Meeting Date: 31-Jul-2019 Ticker: BPL ISIN: US1182301010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The approval of (i) the Agreement and Plan Mgmt For For of Merger, dated as of May 10, 2019, by and among Buckeye Partners, L.P., a DE limited partnership, Hercules Intermediate Holdings LLC, a DE limited liability company ("Parent"), Hercules Merger Sub LLC, a DE limited liability company and a wholly owned subsidiary of Parent, Buckeye Pipe Line Services Company, a PA corporation, and Buckeye GP LLC, a DE limited liability company and the general partner of Buckeye Partners, L.P. and (ii) the transactions contemplated by the Agreement and Plan of Merger. 2. The approval, in a nonbinding advisory Mgmt For For vote, of the compensation that may be paid or may become payable to Buckeye Partners, L.P.'s named executive officers in connection with, or following, the consummation of the merger contemplated by the Agreement and Plan of Merger. -------------------------------------------------------------------------------------------------------------------------- CITY OFFICE REIT, INC. Agenda Number: 935142151 -------------------------------------------------------------------------------------------------------------------------- Security: 178587101 Meeting Type: Annual Meeting Date: 30-Apr-2020 Ticker: CIO ISIN: US1785871013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: John McLernon Mgmt For For 1B. Election of Director: James Farrar Mgmt For For 1C. Election of Director: William Flatt Mgmt For For 1D. Election of Director: Sabah Mirza Mgmt For For 1E. Election of Director: Mark Murski Mgmt For For 1F. Election of Director: John Sweet Mgmt For For 2. To ratify the appointment of KPMG LLP as Mgmt For For City Office REIT, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. The approval, on an advisory basis, of the Mgmt For For compensation of the named executive officers for 2019. 4. The approval, on an advisory basis, of the Mgmt 1 Year For annual frequency of future advisory approvals on executive compensation of the named executive officers. -------------------------------------------------------------------------------------------------------------------------- EXANTAS CAPITAL CORP. Agenda Number: 935199679 -------------------------------------------------------------------------------------------------------------------------- Security: 30068N105 Meeting Type: Annual Meeting Date: 10-Jun-2020 Ticker: XAN ISIN: US30068N1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jeffrey P. Cohen Mgmt For For 1B. Election of Director: Andrew L. Farkas Mgmt For For 1C. Election of Director: William B. Hart Mgmt For For 1D. Election of Director: Gary Ickowicz Mgmt For For 1E. Election of Director: Steven J. Kessler Mgmt Against Against 1F. Election of Director: Murray S. Levin Mgmt Against Against 1G. Election of Director: P. Sherrill Neff Mgmt Against Against 1H. Election of Director: Henry R. Silverman Mgmt For For 2. APPROVE THE NON-BINDING RESOLUTION ON Mgmt Against Against COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 3. RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. -------------------------------------------------------------------------------------------------------------------------- FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246 -------------------------------------------------------------------------------------------------------------------------- Security: 31846V328 Meeting Type: Special Meeting Date: 29-Aug-2019 Ticker: FXFXX ISIN: US31846V3289 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David K. Baumgardner Mgmt For For Mark E. Gaumond Mgmt For For Roger A. Gibson Mgmt For For Jennifer J. McPeek Mgmt For For C. David Myers Mgmt For For Richard K. Riederer Mgmt For For P. Kelly Tompkins Mgmt For For -------------------------------------------------------------------------------------------------------------------------- GRANITE POINT MORTGAGE TRUST INC. Agenda Number: 935190330 -------------------------------------------------------------------------------------------------------------------------- Security: 38741L107 Meeting Type: Annual Meeting Date: 02-Jun-2020 Ticker: GPMT ISIN: US38741L1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Tanuja M. Dehne Mgmt For For 1B. Election of Director: Martin A. Kamarck Mgmt For For 1C. Election of Director: Stephen G. Kasnet Mgmt For For 1D. Election of Director: W. Reid Sanders Mgmt For For 1E. Election of Director: John A. Taylor Mgmt For For 1F. Election of Director: Hope B. Woodhouse Mgmt For For 2. To hold an advisory vote relating to the Mgmt For For compensation of our executive officers. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- INDEPENDENCE REALTY TRUST, INC. Agenda Number: 935154358 -------------------------------------------------------------------------------------------------------------------------- Security: 45378A106 Meeting Type: Annual Meeting Date: 13-May-2020 Ticker: IRT ISIN: US45378A1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Scott F. Schaeffer Mgmt For For 1B. Election of Director: William C. Dunkelberg Mgmt For For 1C. Election of Director: Richard D. Gebert Mgmt For For 1D. Election of Director: Melinda H. McClure Mgmt For For 1E. Election of Director: Mack D. Pridgen III Mgmt For For 1F. Election of Director: DeForest B. Soaries, Mgmt For For Jr. 2. THE BOARD OF DIRECTORS RECOMMENDS: A VOTE Mgmt For For FOR RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2020. 3. THE BOARD OF DIRECTORS RECOMMENDS: A VOTE Mgmt For For FOR THE ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. 4. THE BOARD OF DIRECTORS RECOMMENDS: A VOTE Mgmt 1 Year For FOR EVERY YEAR AS THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- INVESTORS REAL ESTATE TRUST Agenda Number: 935177178 -------------------------------------------------------------------------------------------------------------------------- Security: 461730400 Meeting Type: Annual Meeting Date: 19-May-2020 Ticker: IRETPR ISIN: US4617304005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Trustee: Jeffrey P. Caira Mgmt For For 1B. Election of Trustee: Michael T. Dance Mgmt For For 1C. Election of Trustee: Mark O. Decker, Jr. Mgmt For For 1D. Election of Trustee: Emily Nagle Green Mgmt For For 1E. Election of Trustee: Linda J. Hall Mgmt For For 1F. Election of Trustee: Terrance P. Maxwell Mgmt For For 1G. Election of Trustee: John A. Schissel Mgmt For For 1H. Election of Trustee: Mary J. Twinem Mgmt For For 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 3. APPROVAL OF THE AMENDED AND RESTATED 2015 Mgmt For For INCENTIVE PLAN. 4. RATIFICATION OF SELECTION OF GRANT THORNTON Mgmt For For AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. -------------------------------------------------------------------------------------------------------------------------- IRON MOUNTAIN INC. Agenda Number: 935160096 -------------------------------------------------------------------------------------------------------------------------- Security: 46284V101 Meeting Type: Annual Meeting Date: 13-May-2020 Ticker: IRM ISIN: US46284V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a one-year term: Mgmt For For Jennifer Allerton 1B. Election of Director for a one-year term: Mgmt For For Pamela M. Arway 1C. Election of Director for a one-year term: Mgmt For For Clarke H. Bailey 1D. Election of Director for a one-year term: Mgmt For For Kent P. Dauten 1E. Election of Director for a one-year term: Mgmt For For Paul F. Deninger 1F. Election of Director for a one-year term: Mgmt For For Monte Ford 1G. Election of Director for a one-year term: Mgmt For For Per-Kristian Halvorsen 1H. Election of Director for a one-year term: Mgmt For For Robin L. Matlock 1I. Election of Director for a one-year term: Mgmt For For William L. Meaney 1J. Election of Director for a one-year term: Mgmt For For Wendy J. Murdock 1K. Election of Director for a one-year term: Mgmt For For Walter C. Rakowich 1L. Election of Director for a one-year term: Mgmt For For Doyle R. Simons 1M. Election of Director for a one-year term: Mgmt For For Alfred J. Verrecchia 2. The approval of a non-binding, advisory Mgmt For For resolution approving the compensation of our named executive officers as described in the Iron Mountain Incorporated Proxy Statement. 3. The ratification of the selection by the Mgmt For For Audit Committee of Deloitte & Touche LLP as Iron Mountain Incorporated's independent registered public accounting firm for the year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- ISTAR INC. Agenda Number: 935178966 -------------------------------------------------------------------------------------------------------------------------- Security: 45031U408 Meeting Type: Annual Meeting Date: 01-Jun-2020 Ticker: STARPR ISIN: US45031U4085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Clifford De Souza Mgmt For For Robin Josephs Mgmt For For Richard Lieb Mgmt For For Barry Ridings Mgmt For For Anita Sands Mgmt For For Jay Sugarman Mgmt For For 2. Say on Pay - A non-binding advisory vote Mgmt For For approving executive compensation 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020 -------------------------------------------------------------------------------------------------------------------------- KKR REAL ESTATE FINANCE TRUST INC. Agenda Number: 935146096 -------------------------------------------------------------------------------------------------------------------------- Security: 48251K100 Meeting Type: Annual Meeting Date: 27-Apr-2020 Ticker: KREF ISIN: US48251K1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Terrance R. Ahern Mgmt Withheld Against Irene M. Esteves Mgmt Withheld Against Todd A. Fisher Mgmt Withheld Against Jonathan A. Langer Mgmt For For Christen E.J. Lee Mgmt Withheld Against Paula Madoff Mgmt For For Deborah H. McAneny Mgmt For For Ralph F. Rosenberg Mgmt Withheld Against 2. Ratify the appointment of Deloitte & Touche Mgmt For For LLP as the Company's independent registered public accounting firm for 2020. -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERRED AND INCOME OPP FD Agenda Number: 935139382 -------------------------------------------------------------------------------------------------------------------------- Security: 67073B106 Meeting Type: Annual Meeting Date: 22-Apr-2020 Ticker: JPC ISIN: US67073B1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1B. DIRECTOR John K. Nelson Mgmt For For Terence J. Toth Mgmt For For Robert L. Young Mgmt For For -------------------------------------------------------------------------------------------------------------------------- OAKTREE SPECIALTY LENDING CORPORATION Agenda Number: 935123810 -------------------------------------------------------------------------------------------------------------------------- Security: 67401P108 Meeting Type: Annual Meeting Date: 09-Mar-2020 Ticker: OCSL ISIN: US67401P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve until the Mgmt For For Company's 2023 Annual Meeting: John B. Frank 1B. Election of Director to serve until the Mgmt For For Company's 2023 Annual Meeting: Bruce Zimmerman 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Independent Registered Public Accounting Firm for the Company for the fiscal year ending September 30, 2020. -------------------------------------------------------------------------------------------------------------------------- QTS REALTY TRUST, INC. Agenda Number: 935154106 -------------------------------------------------------------------------------------------------------------------------- Security: 74736A103 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: QTS ISIN: US74736A1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Chad L. Williams Mgmt For For John W. Barter Mgmt For For William O. Grabe Mgmt For For Catherine R. Kinney Mgmt For For Peter A. Marino Mgmt For For Scott D. Miller Mgmt For For Mazen Rawashdeh Mgmt For For Wayne M. Rehberger Mgmt For For Philip P. Trahanas Mgmt For For Stephen E. Westhead Mgmt For For 2. To approve, on a non-binding advisory Mgmt For For basis, the compensation paid to the Company's named executive officers. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- READY CAPITAL CORPORATION Agenda Number: 935044381 -------------------------------------------------------------------------------------------------------------------------- Security: 75574U101 Meeting Type: Annual Meeting Date: 10-Jul-2019 Ticker: RC ISIN: US75574U1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas E. Capasse Mgmt For For Jack J. Ross Mgmt For For Frank P. Filipps Mgmt For For David L. Holman Mgmt Withheld Against Gilbert E. Nathan Mgmt For For J. Mitchell Reese Mgmt Withheld Against Todd M. Sinai Mgmt Withheld Against 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for the 2019 fiscal year. 3. Approval, on an advisory basis, the Mgmt Against Against compensation of the Company's named executive officers, as more described in the proxy statement. 4. Approval, on an advisory basis, of the Mgmt 1 Year For frequency of the future stockholder advisory votes on the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- SABRA HEALTH CARE REIT, INC. Agenda Number: 935202642 -------------------------------------------------------------------------------------------------------------------------- Security: 78573L106 Meeting Type: Annual Meeting Date: 09-Jun-2020 Ticker: SBRA ISIN: US78573L1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Craig A. Barbarosh Mgmt For For 1B. Election of Director: Robert A. Ettl Mgmt For For 1C. Election of Director: Michael J. Foster Mgmt For For 1D. Election of Director: Ronald G. Geary Mgmt For For 1E. Election of Director: Lynne S. Katzmann Mgmt For For 1F. Election of Director: Raymond J. Lewis Mgmt For For 1G. Election of Director: Jeffrey A. Malehorn Mgmt For For 1H. Election of Director: Richard K. Matros Mgmt For For 1I. Election of Director: Milton J. Walters Mgmt For For 2. Approval of amendments to the Sabra Health Mgmt For For Care REIT, Inc. 2009 Performance Incentive Plan. 3. Approval of an amendment to Sabra's charter Mgmt For For to increase the number of authorized shares of common stock, par value $0.01 per share, of Sabra from 250,000,000 to 500,000,000. 4. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as Sabra's independent registered public accounting firm for the fiscal year ending December 31, 2020. 5. Approval, on an advisory basis, of the Mgmt For For compensation of Sabra's named executive officers. -------------------------------------------------------------------------------------------------------------------------- STAG INDUSTRIAL, INC. Agenda Number: 935148228 -------------------------------------------------------------------------------------------------------------------------- Security: 85254J102 Meeting Type: Annual Meeting Date: 29-Apr-2020 Ticker: STAG ISIN: US85254J1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Benjamin S. Butcher Mgmt For For 1B. Election of Director: Jit Kee Chin Mgmt For For 1C. Election of Director: Virgis W. Colbert Mgmt For For 1D. Election of Director: Michelle S. Dilley Mgmt For For 1E. Election of Director: Jeffrey D. Furber Mgmt For For 1F. Election of Director: Larry T. Guillemette Mgmt For For 1G. Election of Director: Francis X. Jacoby III Mgmt For For 1H. Election of Director: Christopher P. Marr Mgmt For For 1I. Election of Director: Hans S. Weger Mgmt For For 2. The ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2020. 3. The approval, by non-binding vote, of Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- STARWOOD PROPERTY TRUST, INC. Agenda Number: 935145234 -------------------------------------------------------------------------------------------------------------------------- Security: 85571B105 Meeting Type: Annual Meeting Date: 29-Apr-2020 Ticker: STWD ISIN: US85571B1052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Richard D. Bronson Mgmt For For Jeffrey G. Dishner Mgmt For For Camille J. Douglas Mgmt For For Solomon J. Kumin Mgmt For For Fred S. Ridley Mgmt For For Barry S. Sternlicht Mgmt For For Strauss Zelnick Mgmt For For 2. The approval on an advisory basis of the Mgmt For For Company's executive compensation. 3. The ratification of Deloitte & Touche LLP Mgmt For For as the Company's independent registered public accounting firm for the calendar year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- TPG RE FINANCE TRUST, INC. Agenda Number: 935220599 -------------------------------------------------------------------------------------------------------------------------- Security: 87266M107 Meeting Type: Annual Meeting Date: 30-Jun-2020 Ticker: TRTX ISIN: US87266M1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Avi Banyasz Mgmt For For Greta Guggenheim Mgmt For For Kelvin Davis Mgmt For For Michael Gillmore Mgmt For For Wendy Silverstein Mgmt For For Bradley Smith Mgmt For For Gregory White Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. Advisory Vote on Executive Compensation: To Mgmt For For approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- VENTAS, INC. Agenda Number: 935171645 -------------------------------------------------------------------------------------------------------------------------- Security: 92276F100 Meeting Type: Annual Meeting Date: 18-May-2020 Ticker: VTR ISIN: US92276F1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval, on an advisory basis, of our Mgmt For For executive compensation. 2A. Election of Director: Melody C. Barnes Mgmt For For 2B. Election of Director: Debra A. Cafaro Mgmt For For 2C. Election of Director: Jay M. Gellert Mgmt For For 2D. Election of Director: Richard I. Gilchrist Mgmt For For 2E. Election of Director: Matthew J. Lustig Mgmt For For 2F. Election of Director: Roxanne M. Martino Mgmt For For 2G. Election of Director: Sean P. Nolan Mgmt For For 2H. Election of Director: Walter C. Rakowich Mgmt For For 2I. Election of Director: Robert D. Reed Mgmt For For 2J. Election of Director: James D. Shelton Mgmt For For 3. Ratification of the selection of KPMG LLP Mgmt For For as the independent registered public accounting firm for fiscal year 2020. -------------------------------------------------------------------------------------------------------------------------- VEREIT, INC. Agenda Number: 935171239 -------------------------------------------------------------------------------------------------------------------------- Security: 92339V100 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: VER ISIN: US92339V1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Glenn J. Rufrano Mgmt For For 1B. Election of Director: Hugh R. Frater Mgmt For For 1C. Election of Director: David B. Henry Mgmt For For 1D. Election of Director: Mary Hogan Preusse Mgmt For For 1E. Election of Director: Richard J. Lieb Mgmt For For 1F. Election of Director: Mark S. Ordan Mgmt For For 1G. Election of Director: Eugene A. Pinover Mgmt For For 1H. Election of Director: Julie G. Richardson Mgmt For For 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. To approve by a non-binding advisory Mgmt For For resolution the compensation of the Company's named executive officers as described in the Company's definitive proxy statement. 4. To approve by a non-binding advisory vote Mgmt 1 Year For the frequency of future non-binding advisory resolutions on named executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- VORNADO REALTY TRUST Agenda Number: 935163511 -------------------------------------------------------------------------------------------------------------------------- Security: 929042109 Meeting Type: Annual Meeting Date: 14-May-2020 Ticker: VNO ISIN: US9290421091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Steven Roth Mgmt For For Candace K. Beinecke Mgmt For For Michael D. Fascitelli Mgmt For For Beatrice Hamza Bassey Mgmt For For William W. Helman IV Mgmt For For David M. Mandelbaum Mgmt For For Mandakini Puri Mgmt For For Daniel R. Tisch Mgmt For For Richard R. West Mgmt For For Russell B. Wight, Jr. Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. 3. NON-BINDING, ADVISORY RESOLUTION ON Mgmt Against Against EXECUTIVE COMPENSATION. 4. APPROVAL OF AMENDMENTS TO THE COMPANY'S Mgmt Against Against 2019 OMNIBUS SHARE PLAN. -------------------------------------------------------------------------------------------------------------------------- W. P. CAREY INC. Agenda Number: 935190710 -------------------------------------------------------------------------------------------------------------------------- Security: 92936U109 Meeting Type: Annual Meeting Date: 11-Jun-2020 Ticker: WPC ISIN: US92936U1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mark A. Alexander Mgmt For For 1B. Election of Director: Peter J. Farrell Mgmt For For 1C. Election of Director: Robert J. Flanagan Mgmt For For 1D. Election of Director: Jason E. Fox Mgmt For For 1E. Election of Director: Axel K.A. Hansing Mgmt For For 1F. Election of Director: Jean Hoysradt Mgmt For For 1G. Election of Director: Margaret G. Lewis Mgmt For For 1H. Election of Director: Christopher J. Mgmt For For Niehaus 1I. Election of Director: Nick J.M. van Ommen Mgmt For For 2. To Approve the Advisory Resolution on Mgmt For For Executive Compensation. 3. To Approve the Advisory Resolution on the Mgmt 1 Year For Frequency of Executive Compensation Vote. 4. Ratification of Appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2020. * Management position unknown
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-09607 Reporting Period: 07/01/2019 - 06/30/2020 The RBB Fund, Inc. ======================== Schneider Small Cap Value Fund ======================== ADIENT PLC Ticker: ADNT Security ID: G0084W101 Meeting Date: MAR 12, 2020 Meeting Type: Annual Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julie L. Bushman For For Management 1b Elect Director Peter H. Carlin For For Management 1c Elect Director Raymond L. Conner For For Management 1d Elect Director Douglas G. Del Grosso For For Management 1e Elect Director Richard Goodman For For Management 1f Elect Director Jose M. Gutierrez For For Management 1g Elect Director Frederick A. "Fritz" For For Management Henderson 1h Elect Director Barb J. Samardzich For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Non Employee Director Restricted For For Management Stock Plan -------------------------------------------------------------------------------- ALEXANDER & BALDWIN, INC. Ticker: ALEX Security ID: 014491104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher J. Benjamin For For Management 1.2 Elect Director Robert S. Harrison None None Management *Withdrawn* 1.3 Elect Director Stanley M. Kuriyama For For Management 1.4 Elect Director Diana M. Laing For For Management 1.5 Elect Director Thomas A. Lewis, Jr. For For Management 1.6 Elect Director Douglas M. Pasquale For For Management 1.7 Elect Director Michele K. Saito For For Management 1.8 Elect Director Eric K. Yeaman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- ASSURED GUARANTY LTD. Ticker: AGO Security ID: G0585R106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francisco L. Borges For For Management 1b Elect Director G. Lawrence Buhl For For Management 1c Elect Director Dominic J. Frederico For For Management 1d Elect Director Bonnie L. Howard For For Management 1e Elect Director Thomas W. Jones For For Management 1f Elect Director Patrick W. Kenny For For Management 1g Elect Director Alan J. Kreczko For For Management 1h Elect Director Simon W. Leathes For For Management 1i Elect Director Michael T. O'Kane For For Management 1j Elect Director Yukiko Omura For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4aa Elect Howard W. Albert as Director of For For Management Assured Guaranty Re Ltd 4ab Elect Robert A. Bailenson as Director For For Management of Assured Guaranty Re Ltd 4ac Elect Russell B. Brewer, II as For For Management Director of Assured Guaranty Re Ltd 4ad Elect Gary Burnet as Director of For For Management Assured Guaranty Re Ltd 4ae Elect Ling Chow as Director of Assured For For Management Guaranty Re Ltd 4af Elect Stephen Donnarumma as Director For For Management of Assured Guaranty Re Ltd 4ag Elect Dominic J. Frederico as Director For For Management of Assured Guaranty Re Ltd 4ah Elect Walter A. Scott as Director of For For Management Assured Guaranty Re Ltd 4B Ratify PricewaterhouseCoopers LLP as For For Management Auditor of Assured Guaranty Re Ltd -------------------------------------------------------------------------------- AVIAT NETWORKS, INC. Ticker: AVNW Security ID: 05366Y201 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director John Mutch For For Management 1B Elect Director Kenneth Kong For For Management 1C Elect Director John J. Quicke For For Management 1D Elect Director James C. Stoffel For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BATTALION OIL CORPORATION Ticker: BATL Security ID: 07134L107 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott H. Germann For Withhold Management 1.2 Elect Director Gregory S. Hinds For Withhold Management 1.3 Elect Director Richard H. Little For For Management 1.4 Elect Director William L. Transier For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Ratify Deloitte & Touche LLP as For Against Management Auditors -------------------------------------------------------------------------------- BOARDWALK REAL ESTATE INVESTMENT TRUST Ticker: BEI.UN Security ID: 096631106 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Trustees at Seven For For Management 2.1 Elect Trustee Gary Goodman For For Management 2.2 Elect Trustee Arthur L. Havener, Jr. For For Management 2.3 Elect Trustee Sam Kolias For For Management 2.4 Elect Trustee Samantha A. Kolias-Gunn For For Management 2.5 Elect Trustee Scott Morrison For For Management 2.6 Elect Trustee Brian G. Robinson For For Management 2.7 Elect Trustee Andrea Goertz For For Management 3 Approve Deloitte LLP as Auditors and For For Management Authorize Trustees to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach 5 Re-approve Deferred Unit Plan For For Management -------------------------------------------------------------------------------- BRIGHTHOUSE FINANCIAL, INC. Ticker: BHF Security ID: 10922N103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Irene Chang Britt For Withhold Management 1b Elect Director C. Edward (Chuck) For For Management Chaplin 1c Elect Director Eileen A. Mallesch For Withhold Management 1d Elect Director Margaret M. (Meg) For For Management McCarthy 1e Elect Director Diane E. Offereins For Withhold Management 1f Elect Director Patrick J. (Pat) For For Management Shouvlin 1g Elect Director Eric T. Steigerwalt For For Management 1h Elect Director Paul M. Wetzel For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- C&J ENERGY SERVICES, INC. Ticker: CJ Security ID: 12674R100 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CADENCE BANCORPORATION Ticker: CADE Security ID: 12739A100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William B. Harrison, Jr. For For Management 1.2 Elect Director Joseph W. Evans For For Management 2 Declassify the Board of Directors For For Management 3 Eliminate Supermajority Vote For For Management Requirement 4 Amend Certificate of Incorporation Re: For For Management Obsolete Provisions 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DELTA AIR LINES, INC. Ticker: DAL Security ID: 247361702 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward H. Bastian For For Management 1b Elect Director Francis S. Blake For For Management 1c Elect Director Ashton B. Carter For For Management 1d Elect Director David G. DeWalt For For Management 1e Elect Director William H. Easter, III For For Management 1f Elect Director Christopher A. Hazleton For For Management 1g Elect Director Michael P. Huerta For For Management 1h Elect Director Jeanne P. Jackson For For Management 1i Elect Director George N. Mattson For For Management 1j Elect Director Sergio A. L. Rial For For Management 1k Elect Director David S. Taylor For For Management 1l Elect Director Kathy N. Waller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Climate Lobbying Against For Shareholder 6 Report on Political Contributions Against For Shareholder 7 Report on Sexual Harassment Policy Against For Shareholder -------------------------------------------------------------------------------- DIAMOND S SHIPPING INC. Ticker: DSSI Security ID: Y20676105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Alexandra Kate For For Management Blankenship 1B Elect Director Gerasimos (Jerry) G. For For Management Kalogiratos 1C Elect Director Harold (Hal) L. Malone, For For Management III 1D Elect Director Nadim Z. Qureshi For For Management 1E Elect Director Craig H. Stevenson, Jr. For For Management 1F Elect Director Bart H. Veldhuizen For For Management 1G Elect Director George Cambanis For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRST AMERICAN FUNDS, INC. Ticker: Security ID: 31846V336 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David K. Baumgardner For For Management 1.2 Elect Director Mark E. Gaumond For For Management 1.3 Elect Director Roger A. Gibson For For Management 1.4 Elect Director Jennifer J. McPeek For For Management 1.5 Elect Director C. David Myers For For Management 1.6 Elect Director Richard K. Riederer For For Management 1.7 Elect Director P. Kelly Tompkins For For Management -------------------------------------------------------------------------------- HALCON RESOURCES CORPORATION Ticker: HKRSQ Security ID: 40537Q605 Meeting Date: SEP 06, 2019 Meeting Type: Written Consent Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Vote on the Plan For For Management 2 Opt Out of the Releases Contained in For Abstain Management Section 10.7(b) of the Plan -------------------------------------------------------------------------------- HERC HOLDINGS INC. Ticker: HRI Security ID: 42704L104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Herbert L. Henkel For For Management 1b Elect Director Lawrence H. Silber For For Management 1c Elect Director James H. Browning For For Management 1d Elect Director Patrick D. Campbell For For Management 1e Elect Director Jonathan Frates For For Management 1f Elect Director Nicholas F. Graziano For For Management 1g Elect Director Jean K. Holley For For Management 1h Elect Director Jacob M. Katz For For Management 1i Elect Director Michael A. Kelly For For Management 1j Elect Director Andrew N. Langham For For Management 1k Elect Director Mary Pat Salomone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- INTEVAC, INC. Ticker: IVAC Security ID: 461148108 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David S. Dury For For Management 1.2 Elect Director Wendell T. Blonigan For For Management 1.3 Elect Director Kevin D. Barber For For Management 1.4 Elect Director Dorothy D. Hayes For For Management 1.5 Elect Director Stephen A. Jamison For For Management 1.6 Elect Director Michele F. Klein For For Management 1.7 Elect Director Mark P. Popovich For For Management 1.8 Elect Director Thomas M. Rohrs For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Approve Omnibus Stock Plan For For Management 4 Ratify BPM LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTREPID POTASH, INC. Ticker: IPI Security ID: 46121Y102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert P. Jornayvaz, III For For Management 1b Elect Director Hugh E. Harvey, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KEANE GROUP, INC. Ticker: FRAC Security ID: 48669A108 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- KOPPERS HOLDINGS INC. Ticker: KOP Security ID: 50060P106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leroy M. Ball For For Management 1.2 Elect Director Xudong Feng For For Management 1.3 Elect Director Traci L. Jensen For For Management 1.4 Elect Director David L. Motley For For Management 1.5 Elect Director Albert J. Neupaver For For Management 1.6 Elect Director Louis L. Testoni For For Management 1.7 Elect Director Stephen R. Tritch For For Management 1.8 Elect Director Sonja M. Wilkerson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KULICKE & SOFFA INDUSTRIES, INC. Ticker: KLIC Security ID: 501242101 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mui Sung Yeo For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MIDWESTONE FINANCIAL GROUP, INC. Ticker: MOFG Security ID: 598511103 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry D. Albert For For Management 1.2 Elect Director Charles N. Funk For For Management 1.3 Elect Director Douglas H. Greeff For For Management 1.4 Elect Director Jennifer L. Hauschildt For For Management 1.5 Elect Director Douglas K. True For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- MYLAN N.V. Ticker: MYL Security ID: N59465109 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Heather Bresch For For Management 1B Elect Director Robert J. Cindrich For For Management 1C Elect Director Robert J. Coury For For Management 1D Elect Director JoEllen Lyons Dillon For For Management 1E Elect Director Neil Dimick For For Management 1F Elect Director Melina Higgins For For Management 1G Elect Director Harry A. Korman For For Management 1H Elect Director Rajiv Malik For For Management 1I Elect Director Richard A. Mark For For Management 1J Elect Director Mark W. Parrish For For Management 1K Elect Director Pauline van der Meer For For Management Mohr 1L Elect Director Randall L. (Pete) For For Management Vanderveen 1M Elect Director Sjoerd S. Vollebregt For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Adopt Financial Statements and For For Management Statutory Reports 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Instruction to Deloitte Accountants B. For For Management V. for the Audit of the Company's Dutch Statutory Annual Accounts for Fiscal Year 2020 6 Authorize Share Repurchase Program For For Management 7 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights E1E Approve Combination For For Management E2E Advisory Vote on Golden Parachutes For Against Management E3E Approve Board Composition For For Management E4E Amend Right to Call Special Meeting For For Management -------------------------------------------------------------------------------- NEWELL BRANDS INC. Ticker: NWL Security ID: 651229106 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bridget Ryan Berman For For Management 1b Elect Director Patrick D. Campbell For For Management 1c Elect Director James R. Craigie For For Management 1d Elect Director Debra A. Crew For For Management 1e Elect Director Brett M. Icahn For For Management 1f Elect Director Gerardo I. Lopez For For Management 1g Elect Director Courtney R. Mather For For Management 1h Elect Director Ravichandra K. Saligram For For Management 1i Elect Director Judith A. Sprieser For For Management 1j Elect Director Robert A. Steele For For Management 1k Elect Director Steven J. Strobel For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEXTIER OILFIELD SOLUTIONS INC. Ticker: NEX Security ID: 65290C105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Robert W. Drummond For For Management 1B Elect Director Stuart Brightman For For Management 1C Elect Director Gary M. Halverson For For Management 1D Elect Director Patrick Murray For For Management 1E Elect Director Amy H. Nelson For For Management 1F Elect Director Mel G. Riggs For For Management 1G Elect Director Michael Roemer For For Management 1H Elect Director James C. Stewart For For Management 1I Elect Director Scott Wille For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- OFG BANCORP Ticker: OFG Security ID: 67103X102 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julian S. Inclan For For Management 1.2 Elect Director Jose Rafael Fernandez For For Management 1.3 Elect Director Juan C. Aguayo For For Management 1.4 Elect Director Jorge Colon-Gerena For For Management 1.5 Elect Director Nestor de Jesus For For Management 1.6 Elect Director Susan Harnett For For Management 1.7 Elect Director Pedro Morazzani For For Management 1.8 Elect Director Edwin Perez For For Management 1.9 Elect Director Christa Steele For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- OLIN CORPORATION Ticker: OLN Security ID: 680665205 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Heidi S. Alderman For For Management 1b Elect Director Beverley A. Babcock For For Management 1c Elect Director Gray G. Benoist For For Management 1d Elect Director Scott D. Ferguson For For Management 1e Elect Director John E. Fischer For For Management 1f Elect Director W. Barnes Hauptfuhrer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- REV GROUP, INC. Ticker: REVG Security ID: 749527107 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Bamatter For Withhold Management 1.2 Elect Director Dino Cusumano For Withhold Management 1.3 Elect Director Randall Swift For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SCORPIO TANKERS INC. Ticker: STNG Security ID: Y7542C130 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Emanuele A. Lauro For For Management 1.2 Elect Director Ademaro Lanzara For For Management 1.3 Elect Director Merrick Rayner For For Management 2 Ratify PricewaterhouseCoopers Audit as For For Management Auditors -------------------------------------------------------------------------------- SM ENERGY COMPANY Ticker: SM Security ID: 78454L100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carla J. Bailo For For Management 1.2 Elect Director Larry W. Bickle For For Management 1.3 Elect Director Stephen R. Brand For For Management 1.4 Elect Director Loren M. Leiker For For Management 1.5 Elect Director Javan D. Ottoson For For Management 1.6 Elect Director Ramiro G. Peru For For Management 1.7 Elect Director Julio M. Quintana For For Management 1.8 Elect Director Rose M. Robeson For For Management 1.9 Elect Director William D. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- SYNOVUS FINANCIAL CORP. Ticker: SNV Security ID: 87161C501 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Tim E. Bentsen For For Management 1B Elect Director F. Dixon Brooke, Jr. For For Management 1C Elect Director Stephen T. Butler For For Management 1D Elect Director Elizabeth W. Camp For For Management 1E Elect Director Diana M. Murphy For For Management 1F Elect Director Harris Pastides For For Management 1G Elect Director Joseph J. Prochaska, Jr. For For Management 1H Elect Director John L. Stallworth For For Management 1I Elect Director Kessel D. Stelling For For Management 1J Elect Director Barry L. Storey For For Management 1K Elect Director Teresa White For For Management 2 Amend Articles of Incorporation to For For Management Eliminate 10-1 Voting Provisions 3 Eliminate Supermajority Vote For For Management Requirement 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- THE MANITOWOC COMPANY, INC. Ticker: MTW Security ID: 563571405 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roy V. Armes For For Management 1.2 Elect Director Anne E. Belec For For Management 1.3 Elect Director Robert G. Bohn For For Management 1.4 Elect Director Donald M. Condon, Jr. For For Management 1.5 Elect Director Anne M. Cooney For For Management 1.6 Elect Director Kenneth W. Krueger For For Management 1.7 Elect Director C. David Myers For For Management 1.8 Elect Director Barry L. Pennypacker For For Management 1.9 Elect Director John C. Pfeifer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRANSOCEAN LTD. Ticker: RIG Security ID: H8817H100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Appropriation of Available Earnings For For Management for Fiscal Year 2019 4 Approve the Renewal of Authorized For For Management Share Capital without Preemptive Rights 5A Elect Director Glyn A. Barker For For Management 5B Elect Director Vanessa C.L. Chang For For Management 5C Elect Director Frederico F. Curado For For Management 5D Elect Director Chadwick C. Deaton For For Management 5E Elect Director Vincent J. Intrieri For For Management 5F Elect Director Samuel J. Merksamer For For Management 5G Elect Director Frederik W. Mohn For For Management 5H Elect Director Edward R. Muller For For Management 5I Elect Director Diane de Saint Victor For For Management 5J Elect Director Tan Ek Kia For For Management 5K Elect Director Jeremy D. Thigpen For For Management 6 Elect Chadwick C. Deaton as Board For For Management Chairman 7A Appoint Glyn A. Barker as Member of For For Management the Compensation Committee 7B Appoint Samuel J. Merksamer as Member For For Management of the Compensation Committee 7C Appoint Tan Ek Kia as Member of the For For Management Compensation Committee 8 Designate Schweiger Advokatur / For For Management Notariat as Independent Proxy 9 Appointment Of Ernst & Young LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2020, and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term 10 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 11A Approve Maximum Remuneration of Board For For Management of Directors for the Period Between the 2020 and 2021 Annual General Meetings in the Amount of USD 4.12 Million 11B Approve Maximum Remuneration of the For For Management Executive Management Team for Fiscal Year 2021 in the Amount of USD 24 Million 12 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TUESDAY MORNING CORPORATION Ticker: TUES Security ID: 899035505 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven R. Becker For For Management 1.2 Elect Director Terry Burman For For Management 1.3 Elect Director James T. Corcoran For For Management 1.4 Elect Director Barry S. Gluck For For Management 1.5 Elect Director Frank M. Hamlin For For Management 1.6 Elect Director Reuben E. Slone For For Management 1.7 Elect Director Sherry M. Smith For For Management 1.8 Elect Director Richard S. Willis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- U.S. XPRESS ENTERPRISES, INC. Ticker: USX Security ID: 90338N202 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jon F. Beizer For Withhold Management 1.2 Elect Director Edward "Ned" H. Braman For Withhold Management 1.3 Elect Director Jennifer G. Buckner For For Management 1.4 Elect Director Eric Fuller For Withhold Management 1.5 Elect Director Max Fuller For Withhold Management 1.6 Elect Director Dennis A. Nash For Withhold Management 1.7 Elect Director John C. Rickel For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Provide Proxy Access Right For For Management 5 Amend Omnibus Stock Plan For For Management 6 Amend Articles of Incorporation to For Against Management Allow Class B Common Stock to be Pledged Without Conversion to Class A Common Stock -------------------------------------------------------------------------------- UNIVAR SOLUTIONS INC. Ticker: UNVR Security ID: 91336L107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joan Braca For Withhold Management 1.2 Elect Director Mark J. Byrne For For Management 1.3 Elect Director Daniel P. Doheny For Withhold Management 1.4 Elect Director David C. Jukes For For Management 1.5 Elect Director Stephen D. Newlin For For Management 1.6 Elect Director Kerry J. Preete For For Management 1.7 Elect Director Robert L. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VENATOR MATERIALS PLC Ticker: VNTR Security ID: G9329Z100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter R. Huntsman For For Management 1b Elect Director Simon Turner For For Management 1c Elect Director Robert J. Margetts For For Management 1d Elect Director Douglas D. Anderson For For Management 1e Elect Director Daniele Ferrari For For Management 1f Elect Director Kathy D. Patrick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Remuneration Policy For For Management 5 Approve Remuneration Report For For Management 6 Ratify Deloitte LLP as Auditors For For Management 7 Reappoint Deloitte LLP as U.K. For For Management Statutory Auditor 8 Authorise Directors or the Audit For For Management Committee to Fix Remuneration of Auditors 9 Authorise EU Political Donations and For For Management Expenditure 10 Amend Omnibus Stock Plan For For Management 11 Amend Articles of Association For For Management ========== END NPX REPORT
SGI Conservative Fund -------------------------------------------------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. SGI Global Equity Fund -------------------------------------------------------------------------------------------------------------------------- ADOBE INC Agenda Number: 935132580 -------------------------------------------------------------------------------------------------------------------------- Security: 00724F101 Meeting Type: Annual Meeting Date: 09-Apr-2020 Ticker: ADBE ISIN: US00724F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Amy Banse Mgmt For For 1B. Election of Director: Frank Calderoni Mgmt For For 1C. Election of Director: James Daley Mgmt For For 1D. Election of Director: Laura Desmond Mgmt For For 1E. Election of Director: Charles Geschke Mgmt For For 1F. Election of Director: Shantanu Narayen Mgmt For For 1G. Election of Director: Kathleen Oberg Mgmt For For 1H. Election of Director: Dheeraj Pandey Mgmt For For 1I. Election of Director: David Ricks Mgmt For For 1J. Election of Director: Daniel Rosensweig Mgmt For For 1K. Election of Director: John Warnock Mgmt For For 2. Approve the 2020 Employee Stock Purchase Mgmt For For Plan, which amends and restates the 1997 Employee Stock Purchase Plan. 3. Ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for our fiscal year ending on November 27, 2020. 4. Approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 5. Consider and vote upon one stockholder Shr For Against proposal. -------------------------------------------------------------------------------------------------------------------------- AGNICO EAGLE MINES LIMITED Agenda Number: 935169462 -------------------------------------------------------------------------------------------------------------------------- Security: 008474108 Meeting Type: Annual and Special Meeting Date: 01-May-2020 Ticker: AEM ISIN: CA0084741085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Dr. Leanne M. Baker Mgmt For For Sean Boyd Mgmt For For Martine A. Celej Mgmt For For Robert J. Gemmell Mgmt For For Mel Leiderman Mgmt For For Deborah McCombe Mgmt For For James D. Nasso Mgmt For For Dr. Sean Riley Mgmt For For J. Merfyn Roberts Mgmt For For Jamie C. Sokalsky Mgmt For For 2 Appointment of Ernst & Young LLP as Mgmt For For Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. 3 Consideration of and, if deemed advisable, Mgmt For For the passing of a non- binding, advisory resolution accepting the Company's approach to executive compensation. -------------------------------------------------------------------------------------------------------------------------- ALGONQUIN POWER & UTILITIES CORP. Agenda Number: 935209608 -------------------------------------------------------------------------------------------------------------------------- Security: 015857105 Meeting Type: Annual Meeting Date: 04-Jun-2020 Ticker: AQN ISIN: CA0158571053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 The appointment of Ernst & Young LLP, Mgmt For For Chartered Accountants, as auditors of the Corporation; 2 DIRECTOR Christopher Ball Mgmt For For Melissa S. Barnes Mgmt For For Christopher Huskilson Mgmt For For Christopher Jarratt Mgmt For For D. Randy Laney Mgmt For For Kenneth Moore Mgmt For For Ian Robertson Mgmt For For Masheed Saidi Mgmt For For Dilek Samil Mgmt For For George Steeves Mgmt For For 3 The resolution set forth in Schedule "A" of Mgmt For For the Circular to approve the amendment to the Employee Share Purchase Plan to increase the number of common shares reserved for issuance under such plan, as disclosed in the Circular; 4 The resolution set forth in Schedule "C" of Mgmt For For the Circular to approve a by-law allowing for meetings of shareholders of the Corporation to be held virtually by means of telephonic, electronic or other communications facility, as disclosed in the Circular; 5 The advisory resolution set forth in Mgmt For For Schedule "E" of the Circular to accept the approach to executive compensation as disclosed in the Circular. -------------------------------------------------------------------------------------------------------------------------- ALLEGHANY CORPORATION Agenda Number: 935148278 -------------------------------------------------------------------------------------------------------------------------- Security: 017175100 Meeting Type: Annual Meeting Date: 08-May-2020 Ticker: Y ISIN: US0171751003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Ian H. Chippendale Mgmt For For 1.2 Election of Director: Weston M. Hicks Mgmt For For 1.3 Election of Director: Jefferson W. Kirby Mgmt For For 2. Say-on-Pay: Advisory vote to approve the Mgmt For For compensation of the named executive officers of Alleghany Corporation. 3. Ratification of Independent Registered Mgmt For For Public Accounting Firm: Ratification of selection of Ernst & Young LLP as Alleghany Corporation's independent registered public accounting firm for fiscal 2020. -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 935186305 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Meeting Date: 27-May-2020 Ticker: AMZN ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of director: Jeffrey P. Bezos Mgmt For For 1B. Election of director: Rosalind G. Brewer Mgmt For For 1C. Election of director: Jamie S. Gorelick Mgmt For For 1D. Election of director: Daniel P. Mgmt For For Huttenlocher 1E. Election of director: Judith A. McGrath Mgmt For For 1F. Election of director: Indra K. Nooyi Mgmt For For 1G. Election of director: Jonathan J. Mgmt For For Rubinstein 1H. Election of director: Thomas O. Ryder Mgmt For For 1I. Election of director: Patricia Q. Mgmt For For Stonesifer 1J. Election of director: Wendell P. Weeks Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. APPROVAL OF AMENDMENT TO RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO REQUEST A SPECIAL MEETING 5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For EFFECTS OF FOOD WASTE 6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For CUSTOMER USE OF CERTAIN TECHNOLOGIES 7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For POTENTIAL CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES 8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For EFFORTS TO RESTRICT CERTAIN PRODUCTS 9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr For Against INDEPENDENT BOARD CHAIR POLICY 10. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against ALTERNATIVE REPORT ON GENDER/RACIAL PAY 11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For CERTAIN COMMUNITY IMPACTS 12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For VIEWPOINT DISCRIMINATION 13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For PROMOTION DATA 14. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS 15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC Shr Against For SUPPLY CHAIN REPORT FORMAT 16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against REPORTING ON LOBBYING -------------------------------------------------------------------------------------------------------------------------- APARTMENT INVESTMENT AND MANAGEMENT CO. Agenda Number: 935147048 -------------------------------------------------------------------------------------------------------------------------- Security: 03748R754 Meeting Type: Annual Meeting Date: 28-Apr-2020 Ticker: AIV ISIN: US03748R7540 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Terry Considine Mgmt For For 1.2 Election of Director: Thomas L. Keltner Mgmt For For 1.3 Election of Director: Robert A. Miller Mgmt For For 1.4 Election of Director: Devin I. Murphy Mgmt For For 1.5 Election of Director: Kathleen M. Nelson Mgmt For For 1.6 Election of Director: John D. Rayis Mgmt For For 1.7 Election of Director: Ann Sperling Mgmt For For 1.8 Election of Director: Michael A. Stein Mgmt For For 1.9 Election of Director: Nina L. Tran Mgmt For For 2. Ratification of the selection of Ernst & Mgmt For For Young LLP to serve as the independent registered public accounting firm for the year ending December 31, 2020. 3. Advisory vote on executive compensation. Mgmt For For 4. Approval of the 2020 Employee Stock Mgmt For For Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Agenda Number: 935144105 -------------------------------------------------------------------------------------------------------------------------- Security: 084670702 Meeting Type: Annual Meeting Date: 02-May-2020 Ticker: BRKB ISIN: US0846707026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Warren E. Buffett Mgmt For For Charles T. Munger Mgmt For For Gregory E. Abel Mgmt For For Howard G. Buffett Mgmt For For Stephen B. Burke Mgmt For For Kenneth I. Chenault Mgmt For For Susan L. Decker Mgmt For For David S. Gottesman Mgmt For For Charlotte Guyman Mgmt For For Ajit Jain Mgmt For For Thomas S. Murphy Mgmt For For Ronald L. Olson Mgmt For For Walter Scott, Jr. Mgmt For For Meryl B. Witmer Mgmt For For 2. Non-binding resolution to approve the Mgmt For For compensation of the Company's Named Executive Officers, as described in the 2020 Proxy Statement. 3. Non-binding resolution to determine the Mgmt 1 Year Against frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. 4. Shareholder proposal regarding diversity. Shr Against For -------------------------------------------------------------------------------------------------------------------------- BT GROUP PLC Agenda Number: 935039746 -------------------------------------------------------------------------------------------------------------------------- Security: 05577E101 Meeting Type: Annual Meeting Date: 10-Jul-2019 Ticker: BT ISIN: US05577E1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Report and accounts Mgmt For For 2. Annual remuneration report Mgmt For For 3. Final dividend Mgmt For For 4. Re-elect Jan du Plessis Mgmt For For 5. Re-elect Simon Lowth Mgmt For For 6. Re-elect Iain Conn Mgmt For For 7. Re-elect Tim H?ttges Mgmt For For 8. Re-elect Isabel Hudson Mgmt For For 9. Re-elect Mike Inglis Mgmt For For 10. Re-elect Nick Rose Mgmt For For 11. Re-elect Jasmine Whitbread Mgmt For For 12. Elect Philip Jansen Mgmt For For 13. Elect Matthew Key Mgmt For For 14. Elect Allison Kirkby Mgmt For For 15. Auditors' re-appointment Mgmt For For 16. Auditors' remuneration Mgmt For For 17. Authority to allot shares Mgmt For For 18. Authority to allot shares for cash (Special Mgmt For For resolution) 19. Authority to purchase own shares (Special Mgmt For For resolution) 20. 14 days' notice of meeting (Special Mgmt For For resolution) 21. Authority for political donations Mgmt For For -------------------------------------------------------------------------------------------------------------------------- CANADIAN NATIONAL RAILWAY COMPANY Agenda Number: 935157227 -------------------------------------------------------------------------------------------------------------------------- Security: 136375102 Meeting Type: Annual Meeting Date: 28-Apr-2020 Ticker: CNI ISIN: CA1363751027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Shauneen Bruder Mgmt For For Donald J. Carty Mgmt For For Amb. Gordon D. Giffin Mgmt For For Julie Godin Mgmt For For Edith E. Holiday Mgmt For For V.M. Kempston Darkes Mgmt For For The Hon. Denis Losier Mgmt For For The Hon. Kevin G. Lynch Mgmt For For James E. O'Connor Mgmt For For Robert Pace Mgmt For For Robert L. Phillips Mgmt For For Jean-Jacques Ruest Mgmt For For Laura Stein Mgmt For For 2 Appointment of KPMG LLP as Auditors. Mgmt For For 3 Non-binding advisory resolution to accept Mgmt For For the approach to executive compensation disclosed in the Management Information Circular, the full text of which resolution is set out on p. 9 of the Management Information Circular. -------------------------------------------------------------------------------------------------------------------------- CBOE GLOBAL MARKETS, INC. Agenda Number: 935171188 -------------------------------------------------------------------------------------------------------------------------- Security: 12503M108 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: CBOE ISIN: US12503M1080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Edward T. Tilly Mgmt For For 1b. Election of Director: Eugene S. Sunshine Mgmt For For 1c. Election of Director: William M. Farrow III Mgmt For For 1d. Election of Director: Edward J. Fitzpatrick Mgmt For For 1e. Election of Director: Janet P. Froetscher Mgmt For For 1f. Election of Director: Jill R. Goodman Mgmt For For 1g. Election of Director: Roderick A. Palmore Mgmt For For 1h. Election of Director: James E. Parisi Mgmt For For 1i. Election of Director: Joseph P. Ratterman Mgmt For For 1j. Election of Director: Michael L. Richter Mgmt For For 1k. Election of Director: Jill E. Sommers Mgmt For For 1l. Election of Director: Fredric J. Tomczyk Mgmt For For 2. Approve, in a non-binding resolution, the Mgmt For For compensation paid to our executive officers. 3. Ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for the 2020 fiscal year. -------------------------------------------------------------------------------------------------------------------------- CGI INC. Agenda Number: 935118441 -------------------------------------------------------------------------------------------------------------------------- Security: 12532H104 Meeting Type: Annual Meeting Date: 29-Jan-2020 Ticker: GIB ISIN: CA12532H1047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Alain Bouchard Mgmt For For Sophie Brochu Mgmt For For George A. Cope Mgmt For For Paule Dor? Mgmt For For Richard B. Evans Mgmt For For Julie Godin Mgmt For For Serge Godin Mgmt For For Timothy J. Hearn Mgmt For For Andr? Imbeau Mgmt For For Gilles Labb? Mgmt For For Michael B. Pedersen Mgmt For For Alison C. Reed Mgmt For For Michael E. Roach Mgmt For For George D. Schindler Mgmt For For Kathy N. Waller Mgmt For For Joakim Westh Mgmt For For 2 Appointment of Auditor Appointment of Mgmt For For PricewaterhouseCoopers LLP as auditor and authorization to the Audit and Risk Management Committee to fix its remuneration. 3 Shareholder Proposal Number One Disclosure Shr For Against of Voting Results by Class of Shares. -------------------------------------------------------------------------------------------------------------------------- CHINA MOBILE LIMITED Agenda Number: 935200066 -------------------------------------------------------------------------------------------------------------------------- Security: 16941M109 Meeting Type: Annual Meeting Date: 20-May-2020 Ticker: CHL ISIN: US16941M1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To receive and consider the audited Mgmt For For financial statements and the Reports of the Directors and Auditors of the Company and its subsidiaries for the year ended 31 December 2019. 2. To declare a final dividend for the year Mgmt For For ended 31 December 2019. 3. To re-elect Mr. Wang Yuhang as an executive Mgmt For For director of the Company. 4A. Re-election of independent non-executive Mgmt For For director of the Company: Mr. Paul Chow Man Yiu 4B. Re-election of independent non-executive Mgmt For For director of the Company: Mr. Stephen Yiu Kin Wah 5. To re-appoint PricewaterhouseCoopers and Mgmt For For PricewaterhouseCoopers Zhong Tian LLP as the auditors of the Group for Hong Kong financial reporting and U.S. financial reporting purposes, respectively, and to authorize the directors to fix their remuneration. 6. To give a general mandate to the directors Mgmt For For of the Company to buy back shares in the Company not exceeding 10% of the number of issued shares in accordance with ordinary resolution number 6 as set out in the AGM Notice. 7. To give a general mandate to the directors Mgmt For For of the Company to issue, allot and deal with additional shares in the Company not exceeding 20% of the number of issued shares in accordance with ordinary resolution number 7 as set out in the AGM Notice. 8. To extend the general mandate granted to Mgmt For For the directors of the Company to issue, allot and deal with shares by the number of shares bought back in accordance with ordinary resolution number 8 as set out in the AGM Notice. 9. To approve and adopt the Share Option Mgmt For For Scheme and related matters in accordance with ordinary resolution number 9 as set out in the AGM Notice. -------------------------------------------------------------------------------------------------------------------------- CHUBB LIMITED Agenda Number: 935169931 -------------------------------------------------------------------------------------------------------------------------- Security: H1467J104 Meeting Type: Annual Meeting Date: 20-May-2020 Ticker: CB ISIN: CH0044328745 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Approval of the management report, Mgmt For For standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2019 2A Allocation of disposable profit Mgmt For For 2B Distribution of a dividend out of legal Mgmt For For reserves (by way of release and allocation to a dividend reserve) 3 Discharge of the Board of Directors Mgmt For For 4A Election of Auditor: Election of Mgmt For For PricewaterhouseCoopers AG (Zurich) as our statutory auditor 4B Election of Auditor: Ratification of Mgmt For For appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting 4C Election of Auditor: Election of BDO AG Mgmt For For (Zurich) as special audit firm 5A Election of Director: Evan G. Greenberg Mgmt For For 5B Election of Director: Michael G. Atieh Mgmt For For 5C Election of Director: Sheila P. Burke Mgmt For For 5D Election of Director: James I. Cash Mgmt For For 5E Election of Director: Mary Cirillo Mgmt For For 5F Election of Director: Michael P. Connors Mgmt For For 5G Election of Director: John A. Edwardson Mgmt For For 5H Election of Director: Robert J. Hugin Mgmt For For 5I Election of Director: Robert W. Scully Mgmt For For 5J Election of Director: Eugene B. Shanks, Jr. Mgmt For For 5K Election of Director: Theodore E. Shasta Mgmt For For 5L Election of Director: David H. Sidwell Mgmt For For 5M Election of Director: Olivier Steimer Mgmt For For 5N Election of Director: Frances F. Townsend Mgmt For For 6 Election of Evan G. Greenberg as Chairman Mgmt For For of the Board of Directors 7A Election of the Compensation Committee of Mgmt For For the Board of Directors: Michael P. Connors 7B Election of the Compensation Committee of Mgmt For For the Board of Directors: Mary Cirillo 7C Election of the Compensation Committee of Mgmt For For the Board of Directors: John A. Edwardson 7D Election of the Compensation Committee of Mgmt For For the Board of Directors: Frances F. Townsend 8 Election of Homburger AG as independent Mgmt For For proxy 9 Amendment to the Articles of Association Mgmt For For relating to authorized share capital for general purposes 10 Reduction of share capital Mgmt For For 11A Compensation of the Board of Directors Mgmt For For until the next annual general meeting 11B Compensation of Executive Management for Mgmt For For the next calendar year 12 Advisory vote to approve executive Mgmt For For compensation under U.S. securities law requirements A If a new agenda item or a new proposal for Mgmt For For an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. -------------------------------------------------------------------------------------------------------------------------- ELI LILLY AND COMPANY Agenda Number: 935148937 -------------------------------------------------------------------------------------------------------------------------- Security: 532457108 Meeting Type: Annual Meeting Date: 04-May-2020 Ticker: LLY ISIN: US5324571083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: M. L. Eskew Mgmt For For 1B. Election of Director: W. G. Kaelin, Jr. Mgmt For For 1C. Election of Director: D. A. Ricks Mgmt For For 1D. Election of Director: M. S. Runge Mgmt For For 1E. Election of Director: K. Walker Mgmt For For 2. Approval, by non-binding vote, of the Mgmt For For compensation paid to the company's named executive officers. 3. Ratification of Ernst & Young LLP as the Mgmt For For independent auditor for 2020. 4. Approve amendments to the Articles of Mgmt For For Incorporation to eliminate the classified board structure. 5. Approve amendments to the Articles of Mgmt For For Incorporation to eliminate supermajority voting provisions. 6. Shareholder proposal to disclose direct and Shr For Against indirect lobbying activities and expenditures. 7. Shareholder proposal to publish a report on Shr For Against the effectiveness of the forced swim test. 8. Shareholder proposal to amend the bylaws to Shr For Against require an independent board chair. 9. Shareholder proposal on board diversity Shr For Against requesting disclosures of specific minimum qualifications and board nominee skills, experience, and ideological perspective. 10. Shareholder proposal to publish feasibility Shr For Against report on incorporating public concern over drug prices into senior executive compensation arrangements. 11. Shareholder proposal to implement a bonus Shr For Against deferral policy. 12. Shareholder proposal to disclose clawbacks Shr For Against on executive incentive compensation due to misconduct. -------------------------------------------------------------------------------------------------------------------------- ENBRIDGE INC. Agenda Number: 935147365 -------------------------------------------------------------------------------------------------------------------------- Security: 29250N105 Meeting Type: Annual Meeting Date: 05-May-2020 Ticker: ENB ISIN: CA29250N1050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR PAMELA L. CARTER Mgmt For For MARCEL R. COUTU Mgmt For For SUSAN M. CUNNINGHAM Mgmt For For GREGORY L. EBEL Mgmt For For J. HERB ENGLAND Mgmt For For CHARLES W. FISCHER Mgmt For For GREGORY J. GOFF Mgmt For For V.M. KEMPSTON DARKES Mgmt For For TERESA S. MADDEN Mgmt For For AL MONACO Mgmt For For DAN C. TUTCHER Mgmt For For 02 APPOINT THE AUDITORS APPOINT Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF ENBRIDGE AT REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS 03 AMEND, RECONFIRM AND APPROVE THE Mgmt For For SHAREHOLDER RIGHTS PLAN OF ENBRIDGE 04 RATIFY, CONFIRM AND APPROVE THE AMENDMENTS Mgmt For For TO GENERAL BY-LAW NO. 1 OF ENBRIDGE 05 ADVISORY VOTE TO APPROVE ENBRIDGE'S Mgmt For For APPROACH TO EXECUTIVE COMPENSATION -------------------------------------------------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. Agenda Number: 935159930 -------------------------------------------------------------------------------------------------------------------------- Security: 297178105 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: ESS ISIN: US2971781057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Keith R. Guericke Mgmt For For Maria R. Hawthorne Mgmt For For Amal M. Johnson Mgmt For For Mary Kasaris Mgmt For For Irving F. Lyons, III Mgmt For For George M. Marcus Mgmt For For Thomas E. Robinson Mgmt For For Michael J. Schall Mgmt For For Byron A. Scordelis Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as the independent registered public accounting firm for the Company for the year ending December 31, 2020. 3. Advisory vote to approve the Company's Mgmt For For named executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. Agenda Number: 935184046 -------------------------------------------------------------------------------------------------------------------------- Security: G3223R108 Meeting Type: Annual Meeting Date: 11-May-2020 Ticker: RE ISIN: BMG3223R1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for a term to end in Mgmt For For 2021: John J. Amore 1.2 Election of Director for a term to end in Mgmt For For 2021: Juan C. Andrade 1.3 Election of Director for a term to end in Mgmt For For 2021: William F. Galtney, Jr. 1.4 Election of Director for a term to end in Mgmt For For 2021: John A. Graf 1.5 Election of Director for a term to end in Mgmt For For 2021: Meryl Hartzband 1.6 Election of Director for a term to end in Mgmt For For 2021: Gerri Losquadro 1.7 Election of Director for a term to end in Mgmt For For 2021: Roger M. Singer 1.8 Election of Director for a term to end in Mgmt For For 2021: Joseph V. Taranto 1.9 Election of Director for a term to end in Mgmt For For 2021: John A. Weber 2. For the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm to act as the Company's independent auditor for 2020 and authorize the Company's Board of Directors acting through its Audit Committees, to determine the independent auditor's remuneration. 3. For the approval, by non-binding advisory Mgmt For For vote, of the 2019 compensation paid to the NEOs. 4. For the approval of the Everest Re Group, Mgmt For For Ltd. 2020 Stock Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- EXTRA SPACE STORAGE INC. Agenda Number: 935158712 -------------------------------------------------------------------------------------------------------------------------- Security: 30225T102 Meeting Type: Annual Meeting Date: 14-May-2020 Ticker: EXR ISIN: US30225T1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Kenneth M. Woolley Mgmt For For 1.2 Election of Director: Joseph D. Margolis Mgmt For For 1.3 Election of Director: Roger B. Porter Mgmt For For 1.4 Election of Director: Joseph J. Bonner Mgmt For For 1.5 Election of Director: Gary L. Crittenden Mgmt For For 1.6 Election of Director: Ashley Dreier Mgmt For For 1.7 Election of Director: Spencer F. Kirk Mgmt For For 1.8 Election of Director: Dennis J. Letham Mgmt For For 1.9 Election of Director: Diane Olmstead Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Company's Independent Registered Public Accounting Firm. 3. Advisory vote on the compensation of the Mgmt For For Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- FORTIS INC. Agenda Number: 935169715 -------------------------------------------------------------------------------------------------------------------------- Security: 349553107 Meeting Type: Annual and Special Meeting Date: 07-May-2020 Ticker: FTS ISIN: CA3495531079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Tracey C. Ball Mgmt For For Pierre J. Blouin Mgmt For For Paul J. Bonavia Mgmt For For Lawrence T. Borgard Mgmt For For Maura J. Clark Mgmt For For Margarita K. Dilley Mgmt For For Julie A. Dobson Mgmt For For Douglas J. Haughey Mgmt For For Barry V. Perry Mgmt For For Jo Mark Zurel Mgmt For For 2 Appointment of auditors and authorization Mgmt For For of directors to fix the auditors' remuneration as described in the Management Information Circular. 3 Approve the adoption of By-Law No. 2 Mgmt For For (Advance Notice By-Law) as described in the Management Information Circular. 4 Approval of the Advisory and Non-Binding Mgmt For For Resolution on the Approach to Executive Compensation as described in the Management Information Circular. -------------------------------------------------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Agenda Number: 935154598 -------------------------------------------------------------------------------------------------------------------------- Security: 37733W105 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: GSK ISIN: US37733W1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 To receive and adopt the 2019 Annual Report Mgmt For For O2 To approve the Annual report on Mgmt For For remuneration O3 To approve the Remuneration policy Mgmt For For O4 To elect Sir Jonathan Symonds as a Director Mgmt For For 05 To elect Charles Bancroft as a Director Mgmt For For O6 To re-elect Emma Walmsley as a Director Mgmt For For O7 To re-elect Vindi Banga as a Director Mgmt For For O8 To re-elect Dr Hal Barron as a Director Mgmt For For O9 To re-elect Dr Vivienne Cox as a Director Mgmt For For O10 To re-elect Lynn Elsenhans as a Director Mgmt For For O11 To re-elect Dr Laurie Glimcher as a Mgmt For For Director O12 To re-elect Dr Jesse Goodman as a Director Mgmt For For O13 To re-elect Judy Lewent as a Director Mgmt For For O14 To re-elect Iain Mackay as a Director Mgmt For For O15 To re-elect Urs Rohner as a Director Mgmt For For O16 To re-appoint the auditor Mgmt For For O17 To determine remuneration of the auditor Mgmt For For S18 To authorise the company and its Mgmt Against Against subsidiaries to make donations to political organisations and incur political expenditure S19 To authorise allotment of shares Mgmt For For S20 To disapply pre-emption rights - general Mgmt Against Against power (special resolution) S21 To disapply pre-emption rights - in Mgmt Against Against connection with an acquisition or specified capital investment (special resolution) S22 To authorise the company to purchase its Mgmt For For own shares (special resolution) S23 To authorise exemption from statement of Mgmt Against Against name of senior statutory auditor S24 To authorise reduced notice of a general Mgmt Against Against meeting other than an AGM (special resolution) -------------------------------------------------------------------------------------------------------------------------- LINDE PLC Agenda Number: 935018920 -------------------------------------------------------------------------------------------------------------------------- Security: G5494J103 Meeting Type: Annual Meeting Date: 26-Jul-2019 Ticker: LIN ISIN: IE00BZ12WP82 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Prof. Dr. Wolfgang Mgmt For For Reitzle 1b. Election of Director: Stephen F. Angel Mgmt For For 1c. Election of Director: Prof. DDr. Mgmt For For Ann-Kristin Achleitner 1d. Election of Director: Prof. Dr. Clemens Mgmt For For B?rsig 1e. Election of Director: Dr. Nance K. Dicciani Mgmt For For 1f. Election of Director: Dr. Thomas Enders Mgmt For For 1g. Election of Director: Franz Fehrenbach Mgmt For For 1h. Election of Director: Edward G. Galante Mgmt For For 1i. Election of Director: Larry D. McVay Mgmt For For 1j. Election of Director: Dr. Victoria Ossadnik Mgmt For For 1k. Election of Director: Prof. Dr. Martin H. Mgmt For For Richenhagen 1l. Election of Director: Robert L. Wood Mgmt For For 2a. To ratify, on an advisory and non-binding Mgmt For For basis, the appointment of PricewaterhouseCoopers ("PWC") as the independent auditor. 2b. To authorize the Board, acting through the Mgmt For For Audit Committee, to determine PWC's remuneration. 3. To determine the price range at which Linde Mgmt For For plc can re-allot shares that it acquires as treasury shares under Irish law. 4. To approve, on an advisory and non-binding Mgmt For For basis, the compensation of Linde plc's Named Executive Officers, as disclosed in the 2019 Proxy Statement. 5. To recommend, on an advisory and Mgmt 1 Year For non-binding basis, the frequency of holding future advisory shareholder votes on the compensation of Linde plc's Named Executive Officers. -------------------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION Agenda Number: 935141983 -------------------------------------------------------------------------------------------------------------------------- Security: 539830109 Meeting Type: Annual Meeting Date: 23-Apr-2020 Ticker: LMT ISIN: US5398301094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Daniel F. Akerson Mgmt For For 1B. Election of Director: David B. Burritt Mgmt For For 1C. Election of Director: Bruce A. Carlson Mgmt For For 1D. Election of Director: Joseph F. Dunford, Mgmt For For Jr. 1E. Election of Director: James O. Ellis, Jr. Mgmt For For 1F. Election of Director: Thomas J. Falk Mgmt For For 1G. Election of Director: Ilene S. Gordon Mgmt For For 1H. Election of Director: Marillyn A. Hewson Mgmt For For 1I. Election of Director: Vicki A. Hollub Mgmt For For 1J. Election of Director: Jeh C. Johnson Mgmt For For 1K. Election of Director: Debra L. Reed-Klages Mgmt For For 1L. Election of Director: James D. Taiclet, Jr. Mgmt For For 2. Ratification of Appointment of Ernst & Mgmt For For Young LLP as Independent Auditors for 2020. 3. Advisory Vote to Approve the Compensation Mgmt For For of our Named Executive Officers (Say-on-Pay). 4. Management Proposal to Approve the Lockheed Mgmt For For Martin Corporation 2020 Incentive Performance Award Plan. 5. Stockholder Proposal to Adopt Stockholder Shr For Against Action By Written Consent. -------------------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED Agenda Number: 935196332 -------------------------------------------------------------------------------------------------------------------------- Security: 57636Q104 Meeting Type: Annual Meeting Date: 16-Jun-2020 Ticker: MA ISIN: US57636Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard Mgmt For For Haythornthwaite 1B. Election of Director: Ajay Banga Mgmt For For 1C. Election of Director: Richard K. Davis Mgmt For For 1D. Election of Director: Steven J. Freiberg Mgmt For For 1E. Election of Director: Julius Genachowski Mgmt For For 1F. Election of Director: Choon Phong Goh Mgmt For For 1G. Election of Director: Merit E. Janow Mgmt For For 1H. Election of Director: Oki Matsumoto Mgmt For For 1I. Election of Director: Youngme Moon Mgmt For For 1J. Election of Director: Rima Qureshi Mgmt For For 1K. Election of Director: Jos? Octavio Reyes Mgmt For For Lagunes 1L. Election of Director: Gabrielle Sulzberger Mgmt For For 1M. Election of Director: Jackson Tai Mgmt For For 1N. Election of Director: Lance Uggla Mgmt For For 2. Advisory approval of Mastercard's executive Mgmt For For compensation 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2020 -------------------------------------------------------------------------------------------------------------------------- MEDTRONIC PLC Agenda Number: 935094336 -------------------------------------------------------------------------------------------------------------------------- Security: G5960L103 Meeting Type: Annual Meeting Date: 06-Dec-2019 Ticker: MDT ISIN: IE00BTN1Y115 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard H. Anderson Mgmt For For 1B. Election of Director: Craig Arnold Mgmt For For 1C. Election of Director: Scott C. Donnelly Mgmt For For 1D. Election of Director: Andrea J. Goldsmith, Mgmt For For Ph.D. 1E. Election of Director: Randall J. Hogan, III Mgmt For For 1F. Election of Director: Omar Ishrak Mgmt For For 1G. Election of Director: Michael O. Leavitt Mgmt For For 1H. Election of Director: James T. Lenehan Mgmt For For 1I. Election of Director: Geoffrey S. Martha Mgmt For For 1J. Election of Director: Elizabeth G. Nabel, Mgmt For For M.D. 1K. Election of Director: Denise M. O'Leary Mgmt For For 1L. Election of Director: Kendall J. Powell Mgmt For For 2. To ratify, in a non-binding vote, the Mgmt For For appointment of PricewaterhouseCoopers LLP as Medtronic's independent auditor for fiscal year 2020 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. 3. To approve, in a non-binding advisory vote, Mgmt For For named executive officer compensation (a "Say-on-Pay" vote). 4. To renew the Board's authority to issue Mgmt For For shares. 5. To renew the Board's authority to opt out Mgmt For For of pre-emption rights. 6. Authorizing the Company and any subsidiary Mgmt For For of the Company to make overseas market purchases of Medtronic ordinary shares. -------------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda Number: 935176431 -------------------------------------------------------------------------------------------------------------------------- Security: 58933Y105 Meeting Type: Annual Meeting Date: 26-May-2020 Ticker: MRK ISIN: US58933Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Leslie A. Brun Mgmt For For 1B. Election of Director: Thomas R. Cech Mgmt For For 1C. Election of Director: Mary Ellen Coe Mgmt For For 1D. Election of Director: Pamela J. Craig Mgmt For For 1E. Election of Director: Kenneth C. Frazier Mgmt For For 1F. Election of Director: Thomas H. Glocer Mgmt For For 1G. Election of Director: Risa Lavizzo-Mourey Mgmt For For 1H. Election of Director: Paul B. Rothman Mgmt For For 1I. Election of Director: Patricia F. Russo Mgmt For For 1J. Election of Director: Christine E. Seidman Mgmt For For 1K. Election of Director: Inge G. Thulin Mgmt For For 1L. Election of Director: Kathy J. Warden Mgmt For For 1M. Election of Director: Peter C. Wendell Mgmt For For 2. Non-binding advisory vote to approve the Mgmt For For compensation of our named executive officers. 3. Ratification of the appointment of the Mgmt For For Company's independent registered public accounting firm for 2020. 4. Shareholder proposal concerning shareholder Shr For Against right to act by written consent. 5. Shareholder proposal regarding allocation Shr Against For of corporate tax savings. -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 935092849 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 04-Dec-2019 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: William H. Gates III Mgmt For For 1B. Election of Director: Reid G. Hoffman Mgmt For For 1C. Election of Director: Hugh F. Johnston Mgmt For For 1D. Election of Director: Teri L. List-Stoll Mgmt For For 1E. Election of Director: Satya Nadella Mgmt For For 1F. Election of Director: Sandra E. Peterson Mgmt For For 1G. Election of Director: Penny S. Pritzker Mgmt For For 1H. Election of Director: Charles W. Scharf Mgmt For For 1I. Election of Director: Arne M. Sorenson Mgmt For For 1J. Election of Director: John W. Stanton Mgmt For For 1K. Election of Director: John W. Thompson Mgmt For For 1L. Election of Director: Emma Walmsley Mgmt For For 1M. Election of Director: Padmasree Warrior Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation 3. Ratification of Deloitte & Touche LLP as Mgmt For For our independent auditor for fiscal year 2020 4. Shareholder Proposal - Report on Employee Shr For Against Representation on Board of Directors 5. Shareholder Proposal - Report on Gender Pay Shr For Against Gap -------------------------------------------------------------------------------------------------------------------------- MOTOROLA SOLUTIONS, INC. Agenda Number: 935152227 -------------------------------------------------------------------------------------------------------------------------- Security: 620076307 Meeting Type: Annual Meeting Date: 11-May-2020 Ticker: MSI ISIN: US6200763075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a One-Year Term: Mgmt For For Gregory Q. Brown 1B. Election of Director for a One-Year Term: Mgmt For For Kenneth D. Denman 1C. Election of Director for a One-Year Term: Mgmt For For Egon P. Durban 1D. Election of Director for a One-Year Term: Mgmt For For Clayton M. Jones 1E. Election of Director for a One-Year Term: Mgmt For For Judy C. Lewent 1F. Election of Director for a One-Year Term: Mgmt For For Gregory K. Mondre 1G. Election of Director for a One-Year Term: Mgmt For For Anne R. Pramaggiore 1H. Election of Director for a One-Year Term: Mgmt For For Joseph M. Tucci 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2020. 3. Advisory approval of the Company's Mgmt For For executive compensation. 4. Shareholder Proposal re: Political Spending Shr For Against Disclosure. -------------------------------------------------------------------------------------------------------------------------- NICE LTD. Agenda Number: 935074396 -------------------------------------------------------------------------------------------------------------------------- Security: 653656108 Meeting Type: Annual Meeting Date: 18-Sep-2019 Ticker: NICE ISIN: US6536561086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Elect Non-executive Director to the Board Mgmt For For of the Company: David Kostman 1B Elect Non-executive Director to the Board Mgmt For For of the Company: Rimon Ben-Shaoul 1C Elect Non-executive Director to the Board Mgmt For For of the Company: Yehoshua (Shuki) Ehrlich 1D Elect Non-executive Director to the Board Mgmt For For of the Company: Leo Apotheker 1E Elect Non-executive Director to the Board Mgmt For For of the Company: Joe Cowan 2A Elect Outside Director to the Board of the Mgmt Abstain Company: Dan Falk 2AA Regarding proposal 2A., indicate whether Mgmt Against you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. 2B Elect Outside Director to the Board of the Mgmt Abstain Company: Yocheved Dvir 2BA Regarding proposal 2B., indicate whether Mgmt Against you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. 3 To approve an amendment of Executive Equity Mgmt Abstain Award Caps. 3A Regarding proposal 3., indicate whether you Mgmt Against are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. 4 To approve an amendment of Non-Executive Mgmt Abstain Directors' Equity Award Caps 4A Regarding proposal 4., indicate whether you Mgmt Against are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. 5 To re-appoint the Company's independent Mgmt For For auditors and to authorize the Board to set their remuneration -------------------------------------------------------------------------------------------------------------------------- NOVARTIS AG Agenda Number: 935128884 -------------------------------------------------------------------------------------------------------------------------- Security: 66987V109 Meeting Type: Annual Meeting Date: 28-Feb-2020 Ticker: NVS ISIN: US66987V1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the Operating and Financial Mgmt For For Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2019 Financial Year. 2. Discharge from Liability of the Members of Mgmt For For the Board of Directors and the Executive Committee. 3. Appropriation of Available Earnings of Mgmt For For Novartis AG as per Balance Sheet and Declaration of Dividend for 2019. 4. Reduction of Share Capital. Mgmt For For 5A. Binding Vote on the Maximum Aggregate Mgmt For For Amount of Compensation for the Board of Directors from the 2020 Annual General Meeting to the 2021 Annual General Meeting. 5B. Binding Vote on the Maximum Aggregate Mgmt For For Amount of Compensation for the Executive Committee for the Financial Year 2021. 5C. Advisory Vote on the 2019 Compensation Mgmt For For Report. 6A. Re-election of the Chairman and the Member Mgmt For For of the Board of Director: Joerg Reinhardt 6B. Re-election of the Member of the Board of Mgmt For For Director: Nancy C. Andrews 6C. Re-election of the Member of the Board of Mgmt For For Director: Ton Buechner 6D. Re-election of the Member of the Board of Mgmt For For Director: Patrice Bula 6E. Re-election of the Member of the Board of Mgmt For For Director: Srikant Datar 6F. Re-election of the Member of the Board of Mgmt For For Director: Elizabeth Doherty 6G. Re-election of the Member of the Board of Mgmt For For Director: Ann Fudge 6H. Re-election of the Member of the Board of Mgmt For For Director: Frans van Houten 6I. Re-election of the Member of the Board of Mgmt For For Director: Andreas von Planta 6J. Re-election of the Member of the Board of Mgmt For For Director: Charles L. Sawyers 6K. Re-election of the Member of the Board of Mgmt For For Director: Enrico Vanni 6L. Re-election of the Member of the Board of Mgmt For For Director: William T. Winters 6M. Election of new Member of the Board of Mgmt For For Director: Bridgette Heller 6N. Election of new Member of the Board of Mgmt For For Director: Simon Moroney 7A. Re-election to the Compensation Committee: Mgmt For For Patrice Bula 7B. Re-election to the Compensation Committee: Mgmt For For Srikant Datar 7C. Re-election to the Compensation Committee: Mgmt For For Enrico Vanni 7D. Re-election to the Compensation Committee: Mgmt For For William T. Winters 7E. Election of new Member to the Compensation Mgmt For For Committee: Bridgette Heller 8. Re-election of the Statutory Auditor. Mgmt For For 9. Re-election of the Independent Proxy. Mgmt For For 10. General instructions in case of alternative Mgmt Against motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations. -------------------------------------------------------------------------------------------------------------------------- ORANGE Agenda Number: 935199340 -------------------------------------------------------------------------------------------------------------------------- Security: 684060106 Meeting Type: Annual Meeting Date: 19-May-2020 Ticker: ORAN ISIN: US6840601065 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 Approval of the statutory financial Mgmt For For statements for the fiscal year ended December 31, 2019 O2 Approval of the consolidated financial Mgmt For For statements for the fiscal year ended December 31, 2019 O3 Allocation of income for the fiscal year Mgmt For For ended December 31, 2019 as stated in the Company's annual financial statements O4 Agreements provided for in Article L. Mgmt For For 225-38 of the French Commercial Code O5 Appointment of Mr. Fr?d?ric Sanchez as a Mgmt For For new director O6 Renewal of the term of office of Mrs. Mgmt For For Christel Heydemann as director O7 Renewal of the term of office of Mr. Mgmt For For Bernard Ramanantsoa as director O8 Appointment of Mrs. Laurence Dalboussi?re Mgmt For For as director representing the employee shareholders O9 Approval of the information referred to in Mgmt For For Article L. 225-37-3 I. of the French Commercial Code, pursuant to Article L. 225-100 II. of the French Commercial Code O10 Approval of the elements of compensation Mgmt For For paid during the fiscal year ended December 31, 2019 or allocated for the same fiscal year to Mr. St?phane Richard, Chairman and Chief Executive Officer, pursuant to article L. 225-100 III of the French Commercial Code O11 Approval of the elements of compensation Mgmt For For paid during the fiscal year ended December 31, 2019 or allocated for the same fiscal year to Mr. Ramon Fernandez, Deputy Chief Executive Officer Delegate, pursuant to article L. 225-100 III of the French Commercial Code O12 Approval of the elements of compensation Mgmt For For paid during the fiscal year ended December 31, 2019 or allocated for the same fiscal year to Mr. Gervais Pellissier, Deputy Chief Executive Officer Delegate, pursuant to article L. 225-100 III of the French Commercial Code O13 Approval of the compensation policy for the Mgmt For For Chairman and Chief Executive Officer, pursuant to Article L. 225-37-2 of the French Commercial Code O14 Approval of the compensation policy for the Mgmt For For Deputy Chief Executive Officer Delegates, pursuant to Article L. 225-37-2 of the French Commercial Code O15 Approval of the compensation policy for Mgmt For For non-executive directors, pursuant to Article L. 225-37-2 of the French Commercial Code O16 Authorization to be granted to the Board of Mgmt For For Directors to purchase or transfer shares of the Company E17 Amendment of Article 2 of the By-laws to Mgmt For For insert the Company's purpose E18 Amendments to Article 13.1 and Article 13.2 Mgmt For For of the By-laws regarding the election of directors elected by the employees E19 Authorization given to the Board of Mgmt For For Directors to allocate Company's shares for free to Corporate Officers and certain Orange group employees without shareholder preferential subscription rights E20 Delegation of authority to the Board of Mgmt For For Directors to issue shares or complex securities reserved for members of savings plans without shareholder preferential subscription rights E21 Authorization to the Board of Directors to Mgmt For For reduce the share capital through the cancellation of shares E22 Amendment to Article 13 of the Bylaws to Mgmt For For take into account registered shares directly held by employees whose free allocation has been allowed by the Extraordinary Shareholders' Meeting of the Company prior to the publication of French Law No 2015-990 of August 6, 2015 O23 Payment in shares of the interim dividend - Mgmt For For Delegation of powers to the Board of Directors whether or not to offer an option between payment of the interim dividend in cash or in shares O24 Powers for formalities Mgmt For For A Amendment to the sixteenth resolution - Shr For Against Authorization to be granted to the Board of Directors to purchase or transfer shares in the Company - ordinary B Amendment to Article 13 of the Bylaws - Shr For Against Plurality of directorships-extraordinary C Amendment to the nineteenth resolution - Shr For Against Authorization given to the Board of Directors to allocate Company's shares for free to Corporate Officers and certain Orange group employees without shareholder subscription rights - extraordinary D Share capital increase in cash reserved for Shr For Against members of savings plans without shareholder subscription rights-extraordinary -------------------------------------------------------------------------------------------------------------------------- PEPSICO, INC. Agenda Number: 935148901 -------------------------------------------------------------------------------------------------------------------------- Security: 713448108 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: PEP ISIN: US7134481081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Shona L. Brown Mgmt For For 1B. Election of Director: Cesar Conde Mgmt For For 1C. Election of Director: Ian Cook Mgmt For For 1D. Election of Director: Dina Dublon Mgmt For For 1E. Election of Director: Richard W. Fisher Mgmt For For 1F. Election of Director: Michelle Gass Mgmt For For 1G. Election of Director: Ramon L. Laguarta Mgmt For For 1H. Election of Director: David C. Page Mgmt For For 1I. Election of Director: Robert C. Pohlad Mgmt For For 1J. Election of Director: Daniel Vasella Mgmt For For 1K. Election of Director: Darren Walker Mgmt For For 1L. Election of Director: Alberto Weisser Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for fiscal year 2020. 3. Advisory approval of the Company's Mgmt For For executive compensation. 4. Shareholder Proposal - Reduce Ownership Shr For Against Threshold to Call Special Shareholder Meetings. 5. SHAREHOLDER PROPOSAL - REPORT ON SUGAR AND Shr Against For PUBLIC HEALTH. -------------------------------------------------------------------------------------------------------------------------- PFIZER INC. Agenda Number: 935138998 -------------------------------------------------------------------------------------------------------------------------- Security: 717081103 Meeting Type: Annual Meeting Date: 23-Apr-2020 Ticker: PFE ISIN: US7170811035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Ronald E. Blaylock Mgmt For For 1B. Election of Director: Albert Bourla Mgmt For For 1C. Election of Director: W. Don Cornwell Mgmt For For 1D. Election of Director: Joseph J. Echevarria Mgmt For For 1E. Election of Director: Scott Gottlieb Mgmt For For 1F. Election of Director: Helen H. Hobbs Mgmt For For 1G. Election of Director: Susan Hockfield Mgmt For For 1H. Election of Director: James M. Kilts Mgmt For For 1I. Election of Director: Dan R. Littman Mgmt For For 1J. Election of Director: Shantanu Narayen Mgmt For For 1K. Election of Director: Suzanne Nora Johnson Mgmt For For 1L. Election of Director: James Quincey Mgmt For For 1M. Election of Director: James C. Smith Mgmt For For 2. Ratify the selection of KPMG LLP as Mgmt For For independent registered public accounting firm for 2020 3. 2020 advisory approval of executive Mgmt For For compensation 4. Shareholder proposal regarding right to act Shr For Against by written consent 5. Shareholder proposal regarding enhancing Shr For Against proxy access 6. Shareholder proposal regarding report on Shr For Against lobbying activities 7. Shareholder proposal regarding independent Shr For Against chair policy 8. Shareholder proposal regarding gender pay Shr For Against gap 9. Election of Director: Susan Mgmt For For Desmond-Hellmann -------------------------------------------------------------------------------------------------------------------------- PT TELKOM INDONESIA (PERSERO) TBK Agenda Number: 935235413 -------------------------------------------------------------------------------------------------------------------------- Security: 715684106 Meeting Type: Annual Meeting Date: 19-Jun-2020 Ticker: TLK ISIN: US7156841063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the Company's Annual Report for Mgmt For For Financial Year of 2019, including the Board of Commissioner's Supervision Duty Performance Report. 2. Ratification of the Company's Financial Mgmt For For Statement and Annual Report of Partnerships and Community Development Program for Financial Year of 2019 and the Acquittal and Discharge of the Members of the Board of Directors' and Board of Commissioners' members. 3. Determination on Utilization of the Mgmt For For Company's Net Profit for Financial Year of 2019. 4. Determination of Remuneration for the Mgmt For For Members of the Board of Directors' and Board of Commissioners for Financial Year of 2019. 5. Appointment of Public Accounting Firm to Mgmt For For audit the Company's Financial Statement for Financial Year of 2020, including Internal Control Audit over Financial Reporting, and the Appointment of Public Accounting Firm to audit the Financial Statement of the Partnership and Community Development Program for Financial Year of 2020. 6. Changes to the Management of the Company. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- PUBLIC STORAGE Agenda Number: 935138152 -------------------------------------------------------------------------------------------------------------------------- Security: 74460D109 Meeting Type: Annual Meeting Date: 21-Apr-2020 Ticker: PSA ISIN: US74460D1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Trustee: Ronald L. Havner, Jr. Mgmt For For 1B. Election of Trustee: Tamara Hughes Mgmt For For Gustavson 1C. Election of Trustee: Uri P. Harkham Mgmt For For 1D. Election of Trustee: Leslie S. Heisz Mgmt For For 1E. Election of Trustee: B. Wayne Hughes, Jr. Mgmt For For 1F. Election of Trustee: Avedick B. Poladian Mgmt For For 1G. Election of Trustee: Gary E. Pruitt Mgmt For For 1H. Election of Trustee: John Reyes Mgmt For For 1I. Election of Trustee: Joseph D. Russell, Jr. Mgmt For For 1J. Election of Trustee: Tariq M. Shaukat Mgmt For For 1K. Election of Trustee: Ronald P. Spogli Mgmt For For 1L. Election of Trustee: Daniel C. Staton Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of Named Executive Officers. 3. Ratification of appointment of Ernst & Mgmt For For Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- ROYAL BANK OF CANADA Agenda Number: 935135106 -------------------------------------------------------------------------------------------------------------------------- Security: 780087102 Meeting Type: Annual Meeting Date: 08-Apr-2020 Ticker: RY ISIN: CA7800871021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR A.A. CHISHOLM Mgmt For For J. C?T? Mgmt For For T.N. DARUVALA Mgmt For For D.F. DENISON Mgmt For For A.D. LABERGE Mgmt For For M.H. MCCAIN Mgmt For For D. MCKAY Mgmt For For H. MUNROE-BLUM Mgmt For For K. TAYLOR Mgmt For For M. TURCKE Mgmt For For B.A. VAN KRALINGEN Mgmt For For T. VANDAL Mgmt For For F. VETTESE Mgmt For For J. YABUKI Mgmt For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For (PWC) AS AUDITOR 03 ADVISORY VOTE ON THE BANK'S APPROACH TO Mgmt For For EXECUTIVE COMPENSATION 04 SHAREHOLDER PROPOSAL NO. 1 Shr For Against 05 SHAREHOLDER PROPOSAL NO. 2 Shr For Against -------------------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. Agenda Number: 935202402 -------------------------------------------------------------------------------------------------------------------------- Security: 79466L302 Meeting Type: Annual Meeting Date: 11-Jun-2020 Ticker: CRM ISIN: US79466L3024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Marc Benioff Mgmt For For 1B. Election of Director: Craig Conway Mgmt For For 1C. Election of Director: Parker Harris Mgmt For For 1D. Election of Director: Alan Hassenfeld Mgmt For For 1E. Election of Director: Neelie Kroes Mgmt For For 1F. Election of Director: Colin Powell Mgmt For For 1G. Election of Director: Sanford Robertson Mgmt For For 1H. Election of Director: John V. Roos Mgmt For For 1I. Election of Director: Robin Washington Mgmt For For 1J. Election of Director: Maynard Webb Mgmt For For 1K. Election of Director: Susan Wojcicki Mgmt For For 2. Amendment and restatement of our 2013 Mgmt For For Equity Incentive Plan. 3. Amendment and restatement of our 2004 Mgmt For For Employee Stock Purchase Plan. 4. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2021. 5. An advisory vote to approve the fiscal 2020 Mgmt For For compensation of our named executive officers. 6. A stockholder proposal requesting the Shr For Against ability of stockholders to act by written consent, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- SANOFI Agenda Number: 935185238 -------------------------------------------------------------------------------------------------------------------------- Security: 80105N105 Meeting Type: Annual Meeting Date: 28-Apr-2020 Ticker: SNY ISIN: US80105N1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the individual company Mgmt For For financial statements for the year ended December 31, 2019 2. Approval of the consolidated financial Mgmt For For statements for the year ended December 31, 2019 3. Appropriation of results for the year ended Mgmt For For December 31, 2019 and declaration of dividend 4. Approval of regulated agreements and Mgmt For For commitments falling within the scope of Articles L. 225-38 et seq of the French Commercial Code 5. Ratification of the co-opting of Paul Mgmt For For Hudson as a Director 6. Reappointment of Laurent Attal as a Mgmt For For Director 7. Reappointment of Carole Piwnica as a Mgmt For For Director 8. Reappointment of Diane Souza as a Director Mgmt For For 9. Reappointment of Thomas S?dhof as a Mgmt For For Director 10. Appointment of Rachel Duan as a Director Mgmt For For 11. Appointment of Lise Kingo as a Director Mgmt For For 12. Determination of the compensation amount Mgmt For For for the Board of Directors 13. Approval of the compensation policy for Mgmt For For directors 14. Approval of the compensation policy for the Mgmt For For Chairman of the Board of Directors 15. Approval of the compensation policy for the Mgmt For For Chief Executive Officer 16. Approval of the report on the compensation Mgmt For For of corporate officers issued in accordance with Article L. 225-37-3 I. of the French Commercial Code 17. Approval of the components of the Mgmt For For compensation paid or awarded in respect of the year ended 31 December 2019 to Serge Weinberg, Chairman of the Board 18. Approval of the components of the Mgmt For For compensation paid or awarded in respect of the year ended 31 December 2019 to Paul Hudson, Chief Executive Officer from September 1, 2019 19. Approval of the components of the Mgmt For For compensation paid or awarded in respect of the year ended 31 December 2019 to Olivier Brandicourt, Chief Executive Officer until August 31, 2019 20. Authorization to the Board of Directors to Mgmt For For carry out transactions in the Company's shares (usable outside the period of a public tender offer) 21. Powers for formalities Mgmt For For -------------------------------------------------------------------------------------------------------------------------- SAP SE Agenda Number: 935198350 -------------------------------------------------------------------------------------------------------------------------- Security: 803054204 Meeting Type: Annual Meeting Date: 20-May-2020 Ticker: SAP ISIN: US8030542042 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. Resolution on the appropriation of the Mgmt For retained earnings of fiscal year 2019 3. Resolution on the formal approval of the Mgmt For acts of the Executive Board in fiscal year 2019 4. Resolution on the formal approval of the Mgmt For acts of the Supervisory Board in fiscal year 2019 5. Appointment of the auditors of the annual Mgmt For financial statements and group annual financial statements for fiscal year 2020 6A. Resolution on the creation of new Mgmt For Authorized Capital I for the issuance of shares against contributions in cash, with the option to exclude the shareholders' subscription rights (in respect of fractional shares only), and on the corresponding amendment of Section 4 (5) of the Articles of Incorporation 6B. Resolution on the creation of new Mgmt For Authorized Capital II for the issuance of shares against contributions in cash or in kind, with the option to exclude the shareholders' subscription rights, and on the corresponding amendment of Section 4 (6) of the Articles of Incorporation 7. Resolution on the approval of the Mgmt For compensation system for the Executive Board members 8. Resolution on the confirmation of the Mgmt For compensation of the Supervisory Board members -------------------------------------------------------------------------------------------------------------------------- SEMPRA ENERGY Agenda Number: 935152429 -------------------------------------------------------------------------------------------------------------------------- Security: 816851109 Meeting Type: Annual Meeting Date: 05-May-2020 Ticker: SRE ISIN: US8168511090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Alan L. Boeckmann Mgmt For For 1B. Election of Director: Kathleen L. Brown Mgmt For For 1C. Election of Director: Andr?s Conesa Mgmt For For 1D. Election of Director: Maria Contreras-Sweet Mgmt For For 1E. Election of Director: Pablo A. Ferrero Mgmt For For 1F. Election of Director: William D. Jones Mgmt For For 1G. Election of Director: Jeffrey W. Martin Mgmt For For 1H. Election of Director: Bethany J. Mayer Mgmt For For 1I. Election of Director: Michael N. Mears Mgmt For For 1J. Election of Director: Jack T. Taylor Mgmt For For 1K. Election of Director: Cynthia L. Walker Mgmt For For 1L. Election of Director: Cynthia J. Warner Mgmt For For 1M. Election of Director: James C. Yardley Mgmt For For 2. Ratification of Independent Registered Mgmt For For Public Accounting Firm. 3. Advisory Approval of Our Executive Mgmt For For Compensation. 4. Shareholder Proposal Requiring an Shr For Against Independent Board Chairman. -------------------------------------------------------------------------------------------------------------------------- SERVICENOW, INC. Agenda Number: 935196685 -------------------------------------------------------------------------------------------------------------------------- Security: 81762P102 Meeting Type: Annual Meeting Date: 17-Jun-2020 Ticker: NOW ISIN: US81762P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: William R. McDermott Mgmt For For 1B. Election of Director: Anita M. Sands Mgmt For For 1C. Election of Director: Dennis M. Woodside Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our Named Executive Officers ("Say-on-Pay"). 3. Ratification of PricewaterhouseCoopers LLP Mgmt For For as the independent registered public accounting firm for 2020. 4. To approve an amendment to our Restated Mgmt For For Certificate of Incorporation to declassify our Board of Directors. 5. To hold an advisory vote on the frequency Mgmt 1 Year For of future advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- SK TELECOM CO., LTD. Agenda Number: 935136146 -------------------------------------------------------------------------------------------------------------------------- Security: 78440P108 Meeting Type: Annual Meeting Date: 26-Mar-2020 Ticker: SKM ISIN: US78440P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of Financial Statements for the Mgmt For 36th Fiscal Year (2019) 2. Amendments to the Articles of Incorporation Mgmt For 3.1 Grant of Stock Options (Directors) Mgmt For 3.2 Grant of Stock Options (Unregistered Mgmt For Executive Officers) 4.1 Approval of the Appointment of an Executive Mgmt For Director Candidate: Park, Jung Ho 4.2 Approval of the Appointment of a Mgmt For Non-Executive Director Candidate: Cho, Dae Sik 4.3 Approval of the Appointment of an Mgmt For Independent Non-Executive Director Candidate: Kim, Yong-Hak 4.4 Approval of the Appointment of an Mgmt For Independent Non-Executive Director Candidate: Kim, Junmo 4.5 Approval of the Appointment of an Mgmt For Independent Non-Executive Director Candidate: Ahn, Jung Ho 5.1 Approval of the Appointment of a Member of Mgmt For the Audit Committee Candidate: Kim, Yong-Hak 5.2 Approval of the Appointment of a Member of Mgmt For the Audit Committee Candidate: Ahn, Jung Ho 6. Approval of Ceiling Amount of Remuneration Mgmt For for Directors (Note: Proposed Ceiling Amount of the Remuneration for 8 Directors is KRW 12 billion.) 7. Amendments to the Remuneration Policy for Mgmt For Executives -------------------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION Agenda Number: 935125066 -------------------------------------------------------------------------------------------------------------------------- Security: 855244109 Meeting Type: Annual Meeting Date: 18-Mar-2020 Ticker: SBUX ISIN: US8552441094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard E. Allison, Mgmt For For Jr. 1B. Election of Director: Rosalind G. Brewer Mgmt For For 1C. Election of Director: Andrew Campion Mgmt For For 1D. Election of Director: Mary N. Dillon Mgmt For For 1E. Election of Director: Isabel Ge Mahe Mgmt For For 1F. Election of Director: Mellody Hobson Mgmt For For 1G. Election of Director: Kevin R. Johnson Mgmt For For 1H. Election of Director: J?rgen Vig Knudstorp Mgmt For For 1I. Election of Director: Satya Nadella Mgmt For For 1J. Election of Director: Joshua Cooper Ramo Mgmt For For 1K. Election of Director: Clara Shih Mgmt For For 1L. Election of Director: Javier G. Teruel Mgmt For For 1M. Election of Director: Myron E. Ullman, III Mgmt For For 2. Advisory resolution to approve our Mgmt For For executive officer compensation 3. Ratification of selection of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for fiscal 2020 4. EEO Policy Risk Report Shr For Against -------------------------------------------------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. Agenda Number: 935151819 -------------------------------------------------------------------------------------------------------------------------- Security: 74144T108 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: TROW ISIN: US74144T1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mark S. Bartlett Mgmt For For 1B. Election of Director: Mary K. Bush Mgmt For For 1C. Election of Director: Dina Dublon Mgmt For For 1D. Election of Director: Dr. Freeman A. Mgmt For For Hrabowski, III 1E. Election of Director: Robert F. MacLellan Mgmt For For 1F. Election of Director: Olympia J. Snowe Mgmt For For 1G. Election of Director: Robert J. Stevens Mgmt For For 1H. Election of Director: William J. Stromberg Mgmt For For 1I. Election of Director: Richard R. Verma Mgmt For For 1J. Election of Director: Sandra S. Wijnberg Mgmt For For 1K. Election of Director: Alan D. Wilson Mgmt For For 2. To approve, by a non-binding advisory vote, Mgmt For For the compensation paid by the Company to its Named Executive Officers. 3. Ratification of the appointment of KPMG LLP Mgmt For For as our independent registered public accounting firm for 2020. 4. To approve the 2020 Long-Term Incentive Mgmt For For Plan. 5. Stockholder proposal for a report on voting Shr For Against by our funds and portfolios on matters related to climate change. -------------------------------------------------------------------------------------------------------------------------- THE CLOROX COMPANY Agenda Number: 935087278 -------------------------------------------------------------------------------------------------------------------------- Security: 189054109 Meeting Type: Annual Meeting Date: 20-Nov-2019 Ticker: CLX ISIN: US1890541097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Amy Banse Mgmt For For 1B. Election of Director: Richard H. Carmona Mgmt For For 1C. Election of Director: Benno Dorer Mgmt For For 1D. Election of Director: Spencer C. Fleischer Mgmt For For 1E. Election of Director: Esther Lee Mgmt For For 1F. Election of Director: A.D. David Mackay Mgmt For For 1G. Election of Director: Robert W. Matschullat Mgmt For For 1H. Election of Director: Matthew J. Shattock Mgmt For For 1I. Election of Director: Pamela Thomas-Graham Mgmt For For 1J. Election of Director: Russell Weiner Mgmt For For 1K. Election of Director: Christopher J. Mgmt For For Williams 2. Advisory Vote to Approve Executive Mgmt For For Compensation. 3. Ratification of Independent Registered Mgmt For For Public Accounting Firm. 4. Approval of the Amended and Restated Mgmt For For Certificate of Incorporation to Eliminate the Supermajority Voting Provision. -------------------------------------------------------------------------------------------------------------------------- THE COCA-COLA COMPANY Agenda Number: 935136285 -------------------------------------------------------------------------------------------------------------------------- Security: 191216100 Meeting Type: Annual Meeting Date: 22-Apr-2020 Ticker: KO ISIN: US1912161007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Herbert A. Allen Mgmt For For 1B. Election of Director: Marc Bolland Mgmt For For 1C. Election of Director: Ana Bot?n Mgmt For For 1D. Election of Director: Christopher C. Davis Mgmt For For 1E. Election of Director: Barry Diller Mgmt For For 1F. Election of Director: Helene D. Gayle Mgmt For For 1G. Election of Director: Alexis M. Herman Mgmt For For 1H. Election of Director: Robert A. Kotick Mgmt For For 1I. Election of Director: Maria Elena Mgmt For For Lagomasino 1J. Election of Director: James Quincey Mgmt For For 1K. Election of Director: Caroline J. Tsay Mgmt For For 1L. Election of Director: David B. Weinberg Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Independent Auditors. 4. Shareowner proposal on sugar and public Shr For Against health. -------------------------------------------------------------------------------------------------------------------------- THE HERSHEY COMPANY Agenda Number: 935159954 -------------------------------------------------------------------------------------------------------------------------- Security: 427866108 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: HSY ISIN: US4278661081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR P. M. Arway Mgmt For For J. W. Brown Mgmt For For M. G. Buck Mgmt For For V. L. Crawford Mgmt For For C. A. Davis Mgmt For For M. K. Haben Mgmt For For J. C. Katzman Mgmt For For M. D. Koken Mgmt For For R. M. Malcolm Mgmt For For A. J. Palmer Mgmt For For J. R. Perez Mgmt For For W. L. Schoppert Mgmt For For D. L. Shedlarz Mgmt For For 2. Ratify the appointment of Ernst & Young LLP Mgmt For For as independent auditors for 2020. 3. Approve named executive officer Mgmt For For compensation on a non-binding advisory basis. -------------------------------------------------------------------------------------------------------------------------- THE KROGER CO. Agenda Number: 935215788 -------------------------------------------------------------------------------------------------------------------------- Security: 501044101 Meeting Type: Annual Meeting Date: 25-Jun-2020 Ticker: KR ISIN: US5010441013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of director: Nora A. Aufreiter Mgmt For For 1B. Election of director: Anne Gates Mgmt For For 1C. Election of director: Karen M. Hoguet Mgmt For For 1D. Election of director: Susan J. Kropf Mgmt For For 1E. Election of director: W. Rodney McMullen Mgmt For For 1F. Election of director: Clyde R. Moore Mgmt For For 1G. Election of director: Ronald L. Sargent Mgmt For For 1H. Election of director: Bobby S. Shackouls Mgmt For For 1I. Election of director: Mark S. Sutton Mgmt For For 1J. Election of director: Ashok Vemuri Mgmt For For 2. Approval, on an advisory basis, of Kroger's Mgmt For For executive compensation. 3. Ratification of PricewaterhouseCoopers LLP, Mgmt For For as auditors. 4. A shareholder proposal, if properly Shr Against For presented, to issue a report assessing the environmental impacts of using unrecyclable packaging for private label brands. 5. A shareholder proposal, if properly Shr Against For presented, to issue a report on human rights due diligence process in operations and supply chain. -------------------------------------------------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Agenda Number: 935072998 -------------------------------------------------------------------------------------------------------------------------- Security: 742718109 Meeting Type: Annual Meeting Date: 08-Oct-2019 Ticker: PG ISIN: US7427181091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Francis S. Blake Mgmt For For 1B. Election of Director: Angela F. Braly Mgmt For For 1C. Election of Director: Amy L. Chang Mgmt For For 1D. Election of Director: Scott D. Cook Mgmt For For 1E. Election of Director: Joseph Jimenez Mgmt For For 1F. Election of Director: Terry J. Lundgren Mgmt For For 1G. Election of Director: Christine M. McCarthy Mgmt For For 1H. Election of Director: W. James McNerney, Mgmt For For Jr. 1I. Election of Director: Nelson Peltz Mgmt For For 1J. Election of Director: David S. Taylor Mgmt For For 1K. Election of Director: Margaret C. Whitman Mgmt For For 1L. Election of Director: Patricia A. Woertz Mgmt For For 2. Ratify Appointment of the Independent Mgmt For For Registered Public Accounting Firm 3. Advisory Vote to Approve the Company's Mgmt For For Executive Compensation (the "Say on Pay" vote) 4. Approval of The Procter & Gamble 2019 Stock Mgmt For For and Incentive Compensation Plan -------------------------------------------------------------------------------------------------------------------------- THOMSON REUTERS CORPORATION Agenda Number: 935199629 -------------------------------------------------------------------------------------------------------------------------- Security: 884903709 Meeting Type: Annual Meeting Date: 03-Jun-2020 Ticker: TRI ISIN: CA8849037095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR DAVID THOMSON Mgmt For For STEVE HASKER Mgmt For For KIRK E. ARNOLD Mgmt For For DAVID W. BINET Mgmt For For W. EDMUND CLARK, C.M. Mgmt For For MICHAEL E. DANIELS Mgmt For For KIRK KOENIGSBAUER Mgmt For For VANCE K. OPPERMAN Mgmt For For KIM M. RIVERA Mgmt For For BARRY SALZBERG Mgmt For For PETER J. THOMSON Mgmt For For WULF VON SCHIMMELMANN Mgmt For For 2 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For AUDITOR AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION. 3 TO ACCEPT, ON AN ADVISORY BASIS, THE Mgmt For For APPROACH TO EXECUTIVE COMPENSATION DESCRIBED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. 4 THE SHAREHOLDER PROPOSAL AS SET OUT IN Shr Against For APPENDIX B OF THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. -------------------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Agenda Number: 935148406 -------------------------------------------------------------------------------------------------------------------------- Security: 92343V104 Meeting Type: Annual Meeting Date: 07-May-2020 Ticker: VZ ISIN: US92343V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Shellye L. Archambeau Mgmt For For 1b. Election of Director: Mark T. Bertolini Mgmt For For 1c. Election of Director: Vittorio Colao Mgmt For For 1d. Election of Director: Melanie L. Healey Mgmt For For 1e. Election of Director: Clarence Otis, Jr. Mgmt For For 1f. Election of Director: Daniel H. Schulman Mgmt For For 1g. Election of Director: Rodney E. Slater Mgmt For For 1h. Election of Director: Hans E. Vestberg Mgmt For For 1i. Election of Director: Gregory G. Weaver Mgmt For For 2. Advisory Vote to Approve Executive Mgmt For For Compensation 3. Ratification of Appointment of Independent Mgmt For For Registered Public Accounting Firm 4. Nonqualified Savings Plan Earnings Shr For Against 5. Special Shareholder Meetings Shr For Against 6. Lobbying Activities Report Shr For Against 7. User Privacy Metric Shr For Against 8. Amend Severance Approval Policy Shr For Against -------------------------------------------------------------------------------------------------------------------------- WALMART INC. Agenda Number: 935192726 -------------------------------------------------------------------------------------------------------------------------- Security: 931142103 Meeting Type: Annual Meeting Date: 03-Jun-2020 Ticker: WMT ISIN: US9311421039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Cesar Conde Mgmt For For 1B. Election of Director: Timothy P. Flynn Mgmt For For 1C. Election of Director: Sarah J. Friar Mgmt For For 1D. Election of Director: Carla A. Harris Mgmt For For 1E. Election of Director: Thomas W. Horton Mgmt For For 1F. Election of Director: Marissa A. Mayer Mgmt For For 1G. Election of Director: C. Douglas McMillon Mgmt For For 1H. Election of Director: Gregory B. Penner Mgmt For For 1I. Election of Director: Steven S Reinemund Mgmt For For 1J. Election of Director: S. Robson Walton Mgmt For For 1K. Election of Director: Steuart L. Walton Mgmt For For 2. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation 3. Ratification of Ernst & Young LLP as Mgmt For For Independent Accountants 4. Approval of the Amendment to the ASDA Mgmt For For Sharesave Plan 2000 5. Report on Impacts of Single-Use Plastic Shr Against For Bags 6. Report on Supplier Antibiotics Use Shr Against For Standards 7. Policy to Include Hourly Associates as Shr For Against Director Candidates 8. Report on Strengthening Prevention of Shr Against For Workplace Sexual Harassment -------------------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. Agenda Number: 935174021 -------------------------------------------------------------------------------------------------------------------------- Security: 98389B100 Meeting Type: Annual Meeting Date: 22-May-2020 Ticker: XEL ISIN: US98389B1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Lynn Casey Mgmt For For 1B. Election of Director: Ben Fowke Mgmt For For 1C. Election of Director: Netha N. Johnson Mgmt For For 1D. Election of Director: George J. Kehl Mgmt For For 1E. Election of Director: Richard T. O'Brien Mgmt For For 1F. Election of Director: David K. Owens Mgmt For For 1G. Election of Director: Christopher J. Mgmt For For Policinski 1H. Election of Director: James T. Prokopanko Mgmt For For 1I. Election of Director: A. Patricia Sampson Mgmt For For 1J. Election of Director: James J. Sheppard Mgmt For For 1K. Election of Director: David A. Westerlund Mgmt For For 1L. Election of Director: Kim Williams Mgmt For For 1M. Election of Director: Timothy V. Wolf Mgmt For For 1N. Election of Director: Daniel Yohannes Mgmt For For 2. Company proposal to approve, on an advisory Mgmt For For basis, executive compensation. 3. Company proposal to ratify the appointment Mgmt For For of Deloitte & Touche LLP as Xcel Energy Inc.'s independent registered public accounting firm for 2020 4. Shareholder proposal regarding a report on Shr Against For the costs and benefits of Xcel Energy's voluntary climate-related activities. SGI Peak Growth Fund -------------------------------------------------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. SGI Prudent Growth Fund -------------------------------------------------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. SGI U.S. Large Cap Equity Fund -------------------------------------------------------------------------------------------------------------------------- ABBVIE INC. Agenda Number: 935152138 -------------------------------------------------------------------------------------------------------------------------- Security: 00287Y109 Meeting Type: Annual Meeting Date: 08-May-2020 Ticker: ABBV ISIN: US00287Y1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert J. Alpern Mgmt For For Edward M. Liddy Mgmt For For Melody B. Meyer Mgmt For For Frederick H. Waddell Mgmt For For 2. Ratification of Ernst & Young LLP as Mgmt For For AbbVie's independent registered public accounting firm for 2020 3. Say on Pay - An advisory vote on the Mgmt For For approval of executive compensation 4. Approval of a management proposal regarding Mgmt For For amendment of the certificate of incorporation to eliminate supermajority voting 5. Stockholder Proposal - to Issue an Annual Shr For Against Report on Lobbying 6. Stockholder Proposal - to Adopt a Policy to Shr For Against Require Independent Chairman 7. Stockholder Proposal - to Issue a Shr For Against Compensation Committee Report on Drug Pricing -------------------------------------------------------------------------------------------------------------------------- ACCENTURE PLC Agenda Number: 935116118 -------------------------------------------------------------------------------------------------------------------------- Security: G1151C101 Meeting Type: Annual Meeting Date: 30-Jan-2020 Ticker: ACN ISIN: IE00B4BNMY34 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Re-appointment of Director: Jaime Ardila Mgmt For For 1B. Re-appointment of Director: Herbert Hainer Mgmt For For 1C. Re-appointment of Director: Nancy McKinstry Mgmt For For 1D. Re-appointment of Director: Gilles C. Mgmt For For P?lisson 1E. Re-appointment of Director: Paula A. Price Mgmt For For 1F. Re-appointment of Director: Venkata Mgmt For For (Murthy) Renduchintala 1G. Re-appointment of Director: David Rowland Mgmt For For 1H. Re-appointment of Director: Arun Sarin Mgmt For For 1I. Re-appointment of Director: Julie Sweet Mgmt For For 1J. Re-appointment of Director: Frank K. Tang Mgmt For For 1K. Re-appointment of Director: Tracey T. Mgmt For For Travis 2. To approve, in a non-binding vote, the Mgmt For For compensation of our named executive officers. 3. To approve the Amended and Restated Mgmt For For Accenture plc 2010 Share Incentive Plan. 4. To ratify, in a non-binding vote, the Mgmt For For appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. 5. To grant the Board of Directors the Mgmt For For authority to issue shares under Irish law. 6. To grant the Board of Directors the Mgmt For For authority to opt-out of pre-emption rights under Irish law. 7. To determine the price range at which Mgmt For For Accenture can re-allot shares that it acquires as treasury shares under Irish law. -------------------------------------------------------------------------------------------------------------------------- ADOBE INC Agenda Number: 935132580 -------------------------------------------------------------------------------------------------------------------------- Security: 00724F101 Meeting Type: Annual Meeting Date: 09-Apr-2020 Ticker: ADBE ISIN: US00724F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Amy Banse Mgmt For For 1B. Election of Director: Frank Calderoni Mgmt For For 1C. Election of Director: James Daley Mgmt For For 1D. Election of Director: Laura Desmond Mgmt For For 1E. Election of Director: Charles Geschke Mgmt For For 1F. Election of Director: Shantanu Narayen Mgmt For For 1G. Election of Director: Kathleen Oberg Mgmt For For 1H. Election of Director: Dheeraj Pandey Mgmt For For 1I. Election of Director: David Ricks Mgmt For For 1J. Election of Director: Daniel Rosensweig Mgmt For For 1K. Election of Director: John Warnock Mgmt For For 2. Approve the 2020 Employee Stock Purchase Mgmt For For Plan, which amends and restates the 1997 Employee Stock Purchase Plan. 3. Ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for our fiscal year ending on November 27, 2020. 4. Approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 5. Consider and vote upon one stockholder Shr For Against proposal. -------------------------------------------------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 935114429 -------------------------------------------------------------------------------------------------------------------------- Security: 009158106 Meeting Type: Annual Meeting Date: 23-Jan-2020 Ticker: APD ISIN: US0091581068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Susan K. Carter Mgmt For For 1B. Election of Director: Charles I. Cogut Mgmt For For 1C. Election of Director: Chadwick C. Deaton Mgmt For For 1D. Election of Director: Seifollah Ghasemi Mgmt For For 1E. Election of Director: David H. Y. Ho Mgmt For For 1F. Election of Director: Margaret G. McGlynn Mgmt For For 1G. Election of Director: Edward L. Monser Mgmt For For 1H. Election of Director: Matthew H. Paull Mgmt For For 2. Advisory vote approving the compensation of Mgmt For For the Company's named executive officers. 3. Ratify the appointment of Deloitte & Touche Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2020. -------------------------------------------------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION Agenda Number: 935178257 -------------------------------------------------------------------------------------------------------------------------- Security: 018802108 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: LNT ISIN: US0188021085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Patrick E. Allen Mgmt For For Michael D. Garcia Mgmt For For Singleton B. McAllister Mgmt For For Susan D. Whiting Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of our named executive officers. 3. Approve the Alliant Energy Corporation 2020 Mgmt For For Omnibus Incentive Plan. 4. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for 2020. -------------------------------------------------------------------------------------------------------------------------- ALPHABET INC. Agenda Number: 935196762 -------------------------------------------------------------------------------------------------------------------------- Security: 02079K305 Meeting Type: Annual Meeting Date: 03-Jun-2020 Ticker: GOOGL ISIN: US02079K3059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Larry Page Mgmt For For Sergey Brin Mgmt For For Sundar Pichai Mgmt For For John L. Hennessy Mgmt For For Frances H. Arnold Mgmt For For L. John Doerr Mgmt For For Roger W. Ferguson, Jr. Mgmt For For Ann Mather Mgmt For For Alan R. Mulally Mgmt Withheld Against K. Ram Shriram Mgmt For For Robin L. Washington Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. An amendment to Alphabet's Amended and Mgmt For For Restated 2012 Stock Plan to increase the share reserve by 8,500,000 shares of Class C capital stock. 4. Advisory vote to approve named executive Mgmt For For officer compensation. 5. A stockholder proposal regarding equal Shr For Against shareholder voting, if properly presented at the meeting. 6. A stockholder proposal regarding a report Shr Against For on arbitration of employment-related claims, if properly presented at the meeting. 7. A stockholder proposal regarding the Shr Against For establishment of a human rights risk oversight committee, if properly presented at the meeting. 8. A stockholder proposal regarding Shr Against For non-binding vote on amendment of bylaws, if properly presented at the meeting. 9. A stockholder proposal regarding a report Shr For Against on sustainability metrics, if properly presented at the meeting. 10. A stockholder proposal regarding a report Shr Against For on takedown requests, if properly presented at the meeting. 11. A stockholder proposal regarding majority Shr Against For vote for election of directors, if properly presented at the meeting. 12. A stockholder proposal regarding a report Shr For Against on gender/racial pay equity, if properly presented at the meeting. 13. A stockholder proposal regarding the Shr Against For nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. 14. A stockholder proposal regarding a report Shr Against For on whistleblower policies and practices, if properly presented at the meeting -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 935186305 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Meeting Date: 27-May-2020 Ticker: AMZN ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of director: Jeffrey P. Bezos Mgmt For For 1B. Election of director: Rosalind G. Brewer Mgmt For For 1C. Election of director: Jamie S. Gorelick Mgmt For For 1D. Election of director: Daniel P. Mgmt For For Huttenlocher 1E. Election of director: Judith A. McGrath Mgmt For For 1F. Election of director: Indra K. Nooyi Mgmt For For 1G. Election of director: Jonathan J. Mgmt For For Rubinstein 1H. Election of director: Thomas O. Ryder Mgmt For For 1I. Election of director: Patricia Q. Mgmt For For Stonesifer 1J. Election of director: Wendell P. Weeks Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. APPROVAL OF AMENDMENT TO RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO REQUEST A SPECIAL MEETING 5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For EFFECTS OF FOOD WASTE 6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For CUSTOMER USE OF CERTAIN TECHNOLOGIES 7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For POTENTIAL CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES 8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For EFFORTS TO RESTRICT CERTAIN PRODUCTS 9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr For Against INDEPENDENT BOARD CHAIR POLICY 10. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against ALTERNATIVE REPORT ON GENDER/RACIAL PAY 11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For CERTAIN COMMUNITY IMPACTS 12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For VIEWPOINT DISCRIMINATION 13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For PROMOTION DATA 14. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS 15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC Shr Against For SUPPLY CHAIN REPORT FORMAT 16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against REPORTING ON LOBBYING -------------------------------------------------------------------------------------------------------------------------- AMDOCS LIMITED Agenda Number: 935119873 -------------------------------------------------------------------------------------------------------------------------- Security: G02602103 Meeting Type: Annual Meeting Date: 31-Jan-2020 Ticker: DOX ISIN: GB0022569080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Robert A. Minicucci Mgmt For For 1B. Election of Director: Adrian Gardner Mgmt For For 1C. Election of Director: James S. Kahan Mgmt For For 1D. Election of Director: Rafael de la Vega Mgmt For For 1E. Election of Director: Giora Yaron Mgmt For For 1F. Election of Director: Eli Gelman Mgmt For For 1G. Election of Director: Richard T.C. LeFave Mgmt For For 1H. Election of Director: John A. MacDonald Mgmt For For 1I. Election of Director: Shuky Sheffer Mgmt For For 1J. Election of Director: Yvette Kanouff Mgmt For For 2. To approve an amendment of the Amdocs Mgmt For For Limited 1998 Stock Option and Incentive Plan increasing the number of shares authorized for issuance under the plan and the sublimit on "full value" awards under the plan, in each case, by 3,000,000 shares (Proposal II). 3. To approve an increase in the dividend rate Mgmt For For under our quarterly cash dividend program from $0.285 per share to $0.3275 per share (Proposal III). 4. To approve our Consolidated Financial Mgmt For For Statements for the fiscal year ended September 30, 2019 (Proposal IV). 5. To ratify and approve the appointment of Mgmt For For Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2020, and until the next annual general meeting, and authorize the Audit Committee of the Board of Directors to fix the remuneration of such independent registered public accounting firm in accordance with the nature and extent of its services (Proposal V). -------------------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Agenda Number: 935169450 -------------------------------------------------------------------------------------------------------------------------- Security: 03027X100 Meeting Type: Annual Meeting Date: 18-May-2020 Ticker: AMT ISIN: US03027X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Thomas A. Bartlett Mgmt For For 1B. Election of Director: Raymond P. Dolan Mgmt For For 1C. Election of Director: Robert D. Hormats Mgmt For For 1D. Election of Director: Gustavo Lara Cantu Mgmt For For 1E. Election of Director: Grace D. Lieblein Mgmt For For 1F. Election of Director: Craig Macnab Mgmt For For 1G. Election of Director: JoAnn A. Reed Mgmt For For 1H. Election of Director: Pamela D.A. Reeve Mgmt For For 1I. Election of Director: David E. Sharbutt Mgmt For For 1J. Election of Director: Bruce L. Tanner Mgmt For For 1K. Election of Director: Samme L. Thompson Mgmt For For 2. To ratify the selection of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for 2020. 3. To approve, on an advisory basis, the Mgmt For For Company's executive compensation. 4. To require periodic reports on political Shr For Against contributions and expenditures. 5. To amend the bylaws to reduce the ownership Shr For Against threshold required to call a special meeting of the stockholders. -------------------------------------------------------------------------------------------------------------------------- AMERICAN WATER WORKS COMPANY, INC. Agenda Number: 935160248 -------------------------------------------------------------------------------------------------------------------------- Security: 030420103 Meeting Type: Annual Meeting Date: 13-May-2020 Ticker: AWK ISIN: US0304201033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jeffrey N. Edwards Mgmt For For 1B. Election of Director: Martha Clark Goss Mgmt For For 1C. Election of Director: Veronica M. Hagen Mgmt For For 1D. Election of Director: Kimberly J. Harris Mgmt For For 1E. Election of Director: Julia L. Johnson Mgmt For For 1F. Election of Director: Patricia L. Kampling Mgmt For For 1G. Election of Director: Karl F. Kurz Mgmt For For 1H. Election of Director: Walter J. Lynch Mgmt For For 1I. Election of Director: George MacKenzie Mgmt For For 1J. Election of Director: James G. Stavridis Mgmt For For 1K. Election of Director: Lloyd M. Yates Mgmt For For 2. Approval, on an advisory basis, of the Mgmt For For compensation of the Company's named executive officers. 3. Ratification of the appointment, by the Mgmt For For Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 935121563 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Meeting Date: 26-Feb-2020 Ticker: AAPL ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James Bell Mgmt For For 1B. Election of Director: Tim Cook Mgmt For For 1C. Election of Director: Al Gore Mgmt For For 1D. Election of Director: Andrea Jung Mgmt For For 1E. Election of Director: Art Levinson Mgmt For For 1F. Election of Director: Ron Sugar Mgmt For For 1G. Election of Director: Sue Wagner Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Apple's independent registered public accounting firm for 2020 3. Advisory vote to approve executive Mgmt For For compensation 4. A shareholder proposal entitled Shr For Against "Shareholder Proxy Access Amendments" 5. A shareholder proposal relating to Shr Against For sustainability and executive compensation 6. A shareholder proposal relating to policies Shr Against For on freedom of expression -------------------------------------------------------------------------------------------------------------------------- ARTHUR J. GALLAGHER & CO. Agenda Number: 935158825 -------------------------------------------------------------------------------------------------------------------------- Security: 363576109 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: AJG ISIN: US3635761097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sherry S. Barrat Mgmt For For 1B. Election of Director: William L. Bax Mgmt For For 1C. Election of Director: D. John Coldman Mgmt For For 1D. Election of Director: Frank E. English, Jr. Mgmt For For 1E. Election of Director: J. Patrick Gallagher, Mgmt For For Jr. 1F. Election of Director: David S. Johnson Mgmt For For 1G. Election of Director: Kay W. McCurdy Mgmt For For 1H. Election of Director: Christopher C. Miskel Mgmt For For 1I. Election of Director: Ralph J. Nicoletti Mgmt For For 1J. Election of Director: Norman L. Rosenthal Mgmt For For 2. Ratification of the Appointment of Ernst & Mgmt For For Young LLP as our Independent Auditor for the fiscal year ending December 31, 2020. 3. Approval, on an Advisory Basis, of the Mgmt For For Compensation of our Named Executive Officers. 4. Stockholder Proposal: Diversity Search Shr Against For Policy. -------------------------------------------------------------------------------------------------------------------------- ASPEN TECHNOLOGY, INC. Agenda Number: 935097863 -------------------------------------------------------------------------------------------------------------------------- Security: 045327103 Meeting Type: Annual Meeting Date: 12-Dec-2019 Ticker: AZPN ISIN: US0453271035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Donald P. Casey Mgmt For For Robert M. Whelan, Jr. Mgmt For For 2. Ratification of appointment of independent Mgmt For For registered public accounting firm. 3. Advisory vote on compensation. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- AVANGRID, INC. Agenda Number: 935205220 -------------------------------------------------------------------------------------------------------------------------- Security: 05351W103 Meeting Type: Annual Meeting Date: 22-Jun-2020 Ticker: AGR ISIN: US05351W1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ignacio S. Gal?n Mgmt Withheld Against John Baldacci Mgmt Withheld Against Daniel Alcain L?pez Mgmt Withheld Against Pedro Azagra Bl?zquez Mgmt Withheld Against Robert Duffy Mgmt Withheld Against Teresa Herbert Mgmt Withheld Against Patricia Jacobs Mgmt Withheld Against John Lahey Mgmt Withheld Against Jos? ?ngel M. Rodr?guez Mgmt Withheld Against Santiago M. Garrido Mgmt Withheld Against Jos? S?inz Armada Mgmt Withheld Against Alan Solomont Mgmt Withheld Against Elizabeth Timm Mgmt Withheld Against 2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For AS AVANGRID, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2020. 3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- CADENCE DESIGN SYSTEMS, INC. Agenda Number: 935148103 -------------------------------------------------------------------------------------------------------------------------- Security: 127387108 Meeting Type: Annual Meeting Date: 30-Apr-2020 Ticker: CDNS ISIN: US1273871087 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Director: Mark W. Adams Mgmt For For 1B Election of Director: Susan L. Bostrom Mgmt For For 1C Election of Director: Ita Brennan Mgmt For For 1D Election of Director: Lewis Chew Mgmt For For 1E Election of Director: James D. Plummer Mgmt For For 1F Election of Director: Alberto Mgmt For For Sangiovanni-Vincentelli 1G Election of Director: John B. Shoven Mgmt For For 1H Election of Director: Young K. Sohn Mgmt For For 1I Election of Director: Lip-Bu Tan Mgmt For For 2. Approval of the amendment of the Omnibus Mgmt For For Equity Incentive Plan. 3. Advisory resolution to approve named Mgmt For For executive officer compensation. 4. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm of Cadence for its fiscal year ending January 2, 2021. 5. Stockholder proposal regarding special Shr For Against stockholder meetings. -------------------------------------------------------------------------------------------------------------------------- CBOE GLOBAL MARKETS, INC. Agenda Number: 935171188 -------------------------------------------------------------------------------------------------------------------------- Security: 12503M108 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: CBOE ISIN: US12503M1080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Edward T. Tilly Mgmt For For 1b. Election of Director: Eugene S. Sunshine Mgmt For For 1c. Election of Director: William M. Farrow III Mgmt For For 1d. Election of Director: Edward J. Fitzpatrick Mgmt For For 1e. Election of Director: Janet P. Froetscher Mgmt For For 1f. Election of Director: Jill R. Goodman Mgmt For For 1g. Election of Director: Roderick A. Palmore Mgmt For For 1h. Election of Director: James E. Parisi Mgmt For For 1i. Election of Director: Joseph P. Ratterman Mgmt For For 1j. Election of Director: Michael L. Richter Mgmt For For 1k. Election of Director: Jill E. Sommers Mgmt For For 1l. Election of Director: Fredric J. Tomczyk Mgmt For For 2. Approve, in a non-binding resolution, the Mgmt For For compensation paid to our executive officers. 3. Ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for the 2020 fiscal year. -------------------------------------------------------------------------------------------------------------------------- CDW CORP Agenda Number: 935174324 -------------------------------------------------------------------------------------------------------------------------- Security: 12514G108 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: CDW ISIN: US12514G1085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Steven W. Alesio Mgmt For For 1b. Election of Director: Barry K. Allen Mgmt For For 1c. Election of Director: Lynda M. Clarizio Mgmt For For 1d. Election of Director: Christine A. Leahy Mgmt For For 1e. Election of Director: David W. Nelms Mgmt For For 1f. Election of Director: Joseph R. Swedish Mgmt For For 1g. Election of Director: Donna F. Zarcone Mgmt For For 2. To approve, on an advisory basis, named Mgmt For For executive officer compensation. 3. To ratify the selection of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Agenda Number: 935146224 -------------------------------------------------------------------------------------------------------------------------- Security: 16119P108 Meeting Type: Annual Meeting Date: 28-Apr-2020 Ticker: CHTR ISIN: US16119P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: W. Lance Conn Mgmt For For 1B. Election of Director: Kim C. Goodman Mgmt For For 1C. Election of Director: Craig A. Jacobson Mgmt For For 1D. Election of Director: Gregory B. Maffei Mgmt For For 1E. Election of Director: John D. Markley, Jr. Mgmt For For 1F. Election of Director: David C. Merritt Mgmt For For 1G. Election of Director: James E. Meyer Mgmt For For 1H. Election of Director: Steven A. Miron Mgmt For For 1I. Election of Director: Balan Nair Mgmt For For 1J. Election of Director: Michael A. Newhouse Mgmt For For 1K. Election of Director: Mauricio Ramos Mgmt For For 1L. Election of Director: Thomas M. Rutledge Mgmt For For 1M. Election of Director: Eric L. Zinterhofer Mgmt For For 2. Approval, on an advisory basis, of Mgmt For For executive compensation 3. The ratification of the appointment of KPMG Mgmt For For LLP as the Company's independent registered public accounting firm for the year ended December 31, 2020 4. Stockholder proposal regarding our Chairman Shr For Against of the Board and CEO roles -------------------------------------------------------------------------------------------------------------------------- CHEMED CORPORATION Agenda Number: 935180947 -------------------------------------------------------------------------------------------------------------------------- Security: 16359R103 Meeting Type: Annual Meeting Date: 18-May-2020 Ticker: CHE ISIN: US16359R1032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Kevin J. McNamara Mgmt For For 1B. Election of Director: Ron DeLyons Mgmt For For 1C. Election of Director: Joel F. Gemunder Mgmt For For 1D. Election of Director: Patrick P. Grace Mgmt For For 1E. Election of Director: Christopher J. Heaney Mgmt For For 1F. Election of Director: Thomas C. Hutton Mgmt For For 1G. Election of Director: Andrea R. Lindell Mgmt For For 1H. Election of Director: Thomas P. Rice Mgmt For For 1I. Election of Director: Donald E. Saunders Mgmt For For 1J. Election of Director: George J. Walsh III Mgmt For For 2. Ratification of Audit Committee's selection Mgmt For For of PricewaterhouseCoopers LLP as independent accountants for 2020. 3. Advisory vote to approve executive Mgmt For For compensation. 4. Stockholder proposal requesting a Shr For Against semi-annual report on (a) the Company's policies on political spending, and (b) political contributions made. -------------------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Agenda Number: 935094920 -------------------------------------------------------------------------------------------------------------------------- Security: 17275R102 Meeting Type: Annual Meeting Date: 10-Dec-2019 Ticker: CSCO ISIN: US17275R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: M. Michele Burns Mgmt For For 1B. Election of Director: Wesley G. Bush Mgmt For For 1C. Election of Director: Michael D. Capellas Mgmt For For 1D. Election of Director: Mark Garrett Mgmt For For 1E. Election of Director: Dr. Kristina M. Mgmt For For Johnson 1F. Election of Director: Roderick C. McGeary Mgmt For For 1G. Election of Director: Charles H. Robbins Mgmt For For 1H. Election of Director: Arun Sarin Mgmt For For 1I. Election of Director: Brenton L. Saunders Mgmt For For 1J. Election of Director: Carol B. Tom? Mgmt For For 2. Approval, on an advisory basis, of Mgmt For For executive compensation. 3. Ratification of PricewaterhouseCoopers LLP Mgmt For For as Cisco's independent registered public accounting firm for fiscal 2020. 4. Approval to have Cisco's Board adopt a Shr For Against policy to have an independent Board chairman. -------------------------------------------------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY Agenda Number: 935151352 -------------------------------------------------------------------------------------------------------------------------- Security: 194162103 Meeting Type: Annual Meeting Date: 08-May-2020 Ticker: CL ISIN: US1941621039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: John P. Bilbrey Mgmt For For 1b. Election of Director: John T. Cahill Mgmt For For 1c. Election of Director: Lisa M. Edwards Mgmt For For 1d. Election of Director: Helene D. Gayle Mgmt For For 1e. Election of Director: C. Martin Harris Mgmt For For 1f. Election of Director: Martina Hund-Mejean Mgmt For For 1g. Election of Director: Lorrie M. Norrington Mgmt For For 1h. Election of Director: Michael B. Polk Mgmt For For 1i. Election of Director: Stephen I. Sadove Mgmt For For 1j. Election of Director: Noel R. Wallace Mgmt For For 2. Ratify selection of PricewaterhouseCoopers Mgmt For For LLP as Colgate's independent registered public accounting firm. 3. Advisory vote on executive compensation. Mgmt For For 4. Stockholder proposal on independent Board Shr For Against Chairman. 5. Stockholder proposal to reduce the Shr Against For ownership threshold to call special stockholder meetings to 10%. -------------------------------------------------------------------------------------------------------------------------- COMCAST CORPORATION Agenda Number: 935190532 -------------------------------------------------------------------------------------------------------------------------- Security: 20030N101 Meeting Type: Annual Meeting Date: 03-Jun-2020 Ticker: CMCSA ISIN: US20030N1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kenneth J. Bacon Mgmt For For Madeline S. Bell Mgmt For For Naomi M. Bergman Mgmt For For Edward D. Breen Mgmt For For Gerald L. Hassell Mgmt For For Jeffrey A. Honickman Mgmt For For Maritza G. Montiel Mgmt For For Asuka Nakahara Mgmt For For David C. Novak Mgmt For For Brian L. Roberts Mgmt For For 2. Ratification of the appointment of our Mgmt For For independent auditors 3. Approval of Amended 2003 Stock Option Plan Mgmt For For 4. Approval of Amended 2002 Restricted Stock Mgmt For For Plan 5. Advisory vote on executive compensation Mgmt For For 6. To provide a lobbying report Shr For Against 7. To require an independent board chairman Shr For Against 8. To conduct independent investigation and Shr Against For report on risks posed by failing to prevent sexual harassment -------------------------------------------------------------------------------------------------------------------------- CONSOLIDATED EDISON, INC. Agenda Number: 935163282 -------------------------------------------------------------------------------------------------------------------------- Security: 209115104 Meeting Type: Annual Meeting Date: 18-May-2020 Ticker: ED ISIN: US2091151041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: George Campbell, Jr. Mgmt For For 1B. Election of Director: Ellen V. Futter Mgmt For For 1C. Election of Director: John F. Killian Mgmt For For 1D. Election of Director: John McAvoy Mgmt For For 1E. Election of Director: William J. Mulrow Mgmt For For 1F. Election of Director: Armando J. Olivera Mgmt For For 1G. Election of Director: Michael W. Ranger Mgmt For For 1H. Election of Director: Linda S. Sanford Mgmt For For 1I. Election of Director: Deirdre Stanley Mgmt For For 1J. Election of Director: L.Frederick Mgmt For For Sutherland 2. Ratification of appointment of independent Mgmt For For accountants. 3. Advisory vote to approve named executive Mgmt For For officer compensation. -------------------------------------------------------------------------------------------------------------------------- COPART, INC. Agenda Number: 935099855 -------------------------------------------------------------------------------------------------------------------------- Security: 217204106 Meeting Type: Annual Meeting Date: 06-Dec-2019 Ticker: CPRT ISIN: US2172041061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Willis J. Johnson Mgmt For For 1.2 Election of Director: A. Jayson Adair Mgmt For For 1.3 Election of Director: Matt Blunt Mgmt For For 1.4 Election of Director: Steven D. Cohan Mgmt For For 1.5 Election of Director: Daniel J. Englander Mgmt For For 1.6 Election of Director: James E. Meeks Mgmt For For 1.7 Election of Director: Thomas N. Tryforos Mgmt For For 1.8 Election of Director: Diane M. Morefield Mgmt For For 1.9 Election of Director: Stephen Fisher Mgmt For For 2. Advisory (non-binding) stockholder vote on Mgmt For For executive compensation (say-on-pay vote). 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2020. -------------------------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Agenda Number: 935114087 -------------------------------------------------------------------------------------------------------------------------- Security: 22160K105 Meeting Type: Annual Meeting Date: 22-Jan-2020 Ticker: COST ISIN: US22160K1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Susan L. Decker Mgmt For For Richard A. Galanti Mgmt For For Sally Jewell Mgmt For For Charles T. Munger Mgmt For For 2. Ratification of selection of independent Mgmt For For auditors. 3. Approval, on an advisory basis, of Mgmt For For executive compensation. 4. Approval to amend Articles of Incorporation Mgmt For For to permit removal of directors without cause. 5. Shareholder proposal regarding a director Shr Against For skills matrix and disclosure of director ideological perspectives. -------------------------------------------------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. Agenda Number: 935067668 -------------------------------------------------------------------------------------------------------------------------- Security: 237194105 Meeting Type: Annual Meeting Date: 18-Sep-2019 Ticker: DRI ISIN: US2371941053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Margaret Sh?n Atkins Mgmt For For James P. Fogarty Mgmt For For Cynthia T. Jamison Mgmt For For Eugene I. Lee, Jr. Mgmt For For Nana Mensah Mgmt For For William S. Simon Mgmt For For Charles M. Sonsteby Mgmt For For Timothy J. Wilmott Mgmt For For 2. To obtain advisory approval of the Mgmt For For Company's executive compensation. 3. To ratify the appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for the fiscal year ending May 31, 2020. -------------------------------------------------------------------------------------------------------------------------- DOLBY LABORATORIES, INC. Agenda Number: 935115748 -------------------------------------------------------------------------------------------------------------------------- Security: 25659T107 Meeting Type: Annual Meeting Date: 04-Feb-2020 Ticker: DLB ISIN: US25659T1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kevin Yeaman Mgmt For For Peter Gotcher Mgmt For For Micheline Chau Mgmt For For David Dolby Mgmt For For N. William Jasper, Jr. Mgmt For For Simon Segars Mgmt For For Roger Siboni Mgmt For For Anjali Sud Mgmt For For Avadis Tevanian, Jr. Mgmt For For 2. A vote to amend and restate the Company's Mgmt For For 2005 Stock Plan. 3. An advisory vote to approve Named Executive Mgmt For For Officer compensation. 4. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for the fiscal year ending September 25, 2020. -------------------------------------------------------------------------------------------------------------------------- DOLLAR GENERAL CORPORATION Agenda Number: 935166579 -------------------------------------------------------------------------------------------------------------------------- Security: 256677105 Meeting Type: Annual Meeting Date: 27-May-2020 Ticker: DG ISIN: US2566771059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Warren F. Bryant Mgmt For For 1B. Election of Director: Michael M. Calbert Mgmt For For 1C. Election of Director: Sandra B. Cochran Mgmt For For 1D. Election of Director: Patricia D. Mgmt For For Fili-Krushel 1E. Election of Director: Timothy I. McGuire Mgmt For For 1F. Election of Director: William C. Rhodes, Mgmt For For III 1G. Election of Director: Debra A. Sandler Mgmt For For 1H. Election of Director: Ralph E. Santana Mgmt For For 1I. Election of Director: Todd J. Vasos Mgmt For For 2. To approve, on an advisory (non-binding) Mgmt For For basis, the resolution regarding the compensation of Dollar General Corporation's named executive officers as disclosed in the proxy statement. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as Dollar General Corporation's independent registered public accounting firm for fiscal 2020. 4. To approve amendments to the amended and Mgmt For For restated charter, as amended, of Dollar General Corporation to replace supermajority voting requirements with a majority voting requirement as described in the proxy statement. 5. To approve an amendment to the amended and Mgmt For For restated bylaws of Dollar General Corporation to replace the supermajority voting requirement with a majority voting requirement as described in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- DTE ENERGY COMPANY Agenda Number: 935150184 -------------------------------------------------------------------------------------------------------------------------- Security: 233331107 Meeting Type: Annual Meeting Date: 07-May-2020 Ticker: DTE ISIN: US2333311072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Gerard M. Anderson Mgmt For For David A. Brandon Mgmt For For Charles G. McClure, Jr. Mgmt For For Gail J. McGovern Mgmt For For Mark A. Murray Mgmt For For Gerardo Norcia Mgmt For For Ruth G. Shaw Mgmt For For Robert C. Skaggs, Jr. Mgmt For For David A. Thomas Mgmt For For Gary H. Torgow Mgmt For For James H. Vandenberghe Mgmt For For Valerie M. Williams Mgmt For For 2. Ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent auditors 3. Provide a nonbinding vote to approve the Mgmt For For Company's executive compensation 4. Vote on a shareholder proposal relating to Shr For Against additional disclosure of political contributions -------------------------------------------------------------------------------------------------------------------------- ECOLAB INC. Agenda Number: 935147795 -------------------------------------------------------------------------------------------------------------------------- Security: 278865100 Meeting Type: Annual Meeting Date: 07-May-2020 Ticker: ECL ISIN: US2788651006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For 1B. Election of Director: Shari L. Ballard Mgmt For For 1C. Election of Director: Barbara J. Beck Mgmt For For 1D. Election of Director: Jeffrey M. Ettinger Mgmt For For 1E. Election of Director: Arthur J. Higgins Mgmt For For 1F. Election of Director: Michael Larson Mgmt For For 1G. Election of Director: David W. MacLennan Mgmt For For 1H. Election of Director: Tracy B. McKibben Mgmt For For 1I. Election of Director: Lionel L. Nowell, III Mgmt For For 1J. Election of Director: Victoria J. Reich Mgmt For For 1K. Election of Director: Suzanne M. Vautrinot Mgmt For For 1L. Election of Director: John J. Zillmer Mgmt For For 2. Ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2020. 3. Advisory vote to approve the compensation Mgmt For For of executives disclosed in the Proxy Statement. 4. Stockholder proposal regarding proxy Shr For Against access, if properly presented. -------------------------------------------------------------------------------------------------------------------------- ELI LILLY AND COMPANY Agenda Number: 935148937 -------------------------------------------------------------------------------------------------------------------------- Security: 532457108 Meeting Type: Annual Meeting Date: 04-May-2020 Ticker: LLY ISIN: US5324571083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: M. L. Eskew Mgmt For For 1B. Election of Director: W. G. Kaelin, Jr. Mgmt For For 1C. Election of Director: D. A. Ricks Mgmt For For 1D. Election of Director: M. S. Runge Mgmt For For 1E. Election of Director: K. Walker Mgmt For For 2. Approval, by non-binding vote, of the Mgmt For For compensation paid to the company's named executive officers. 3. Ratification of Ernst & Young LLP as the Mgmt For For independent auditor for 2020. 4. Approve amendments to the Articles of Mgmt For For Incorporation to eliminate the classified board structure. 5. Approve amendments to the Articles of Mgmt For For Incorporation to eliminate supermajority voting provisions. 6. Shareholder proposal to disclose direct and Shr For Against indirect lobbying activities and expenditures. 7. Shareholder proposal to publish a report on Shr For Against the effectiveness of the forced swim test. 8. Shareholder proposal to amend the bylaws to Shr For Against require an independent board chair. 9. Shareholder proposal on board diversity Shr For Against requesting disclosures of specific minimum qualifications and board nominee skills, experience, and ideological perspective. 10. Shareholder proposal to publish feasibility Shr For Against report on incorporating public concern over drug prices into senior executive compensation arrangements. 11. Shareholder proposal to implement a bonus Shr For Against deferral policy. 12. Shareholder proposal to disclose clawbacks Shr For Against on executive incentive compensation due to misconduct. -------------------------------------------------------------------------------------------------------------------------- EQUITY LIFESTYLE PROPERTIES, INC. Agenda Number: 935144282 -------------------------------------------------------------------------------------------------------------------------- Security: 29472R108 Meeting Type: Annual Meeting Date: 28-Apr-2020 Ticker: ELS ISIN: US29472R1086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Andrew Berkenfield Mgmt For For Philip Calian Mgmt For For David Contis Mgmt For For Constance Freedman Mgmt For For Thomas Heneghan Mgmt For For Tao Huang Mgmt For For Marguerite Nader Mgmt For For Scott Peppet Mgmt For For Sheli Rosenberg Mgmt For For Samuel Zell Mgmt For For 2. Ratification of the selection of Ernst & Mgmt For For Young LLP as the Company's Independent Registered Public Accounting Firm for 2020. 3. Approval on a non-binding, advisory basis Mgmt For For of our executive compensation as disclosed in the Proxy Statement. 4. Amendment of the Company's Charter to Mgmt For For increase from 400,000,000 to 600,000,000 the number of shares of Common Stock the Company is authorized to issue. -------------------------------------------------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. Agenda Number: 935159930 -------------------------------------------------------------------------------------------------------------------------- Security: 297178105 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: ESS ISIN: US2971781057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Keith R. Guericke Mgmt For For Maria R. Hawthorne Mgmt For For Amal M. Johnson Mgmt For For Mary Kasaris Mgmt For For Irving F. Lyons, III Mgmt For For George M. Marcus Mgmt For For Thomas E. Robinson Mgmt For For Michael J. Schall Mgmt For For Byron A. Scordelis Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as the independent registered public accounting firm for the Company for the year ending December 31, 2020. 3. Advisory vote to approve the Company's Mgmt For For named executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- EVERGY, INC. Agenda Number: 935150235 -------------------------------------------------------------------------------------------------------------------------- Security: 30034W106 Meeting Type: Annual Meeting Date: 05-May-2020 Ticker: EVRG ISIN: US30034W1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Kirkland B. Andrews Mgmt For For 1B. Election of Director: Terry Bassham Mgmt For For 1C. Election of Director: Mollie Hale Carter Mgmt For For 1D. Election of Director: Richard L. Hawley Mgmt For For 1E. Election of Director: Thomas D. Hyde Mgmt For For 1F. Election of Director: B. Anthony Isaac Mgmt For For 1G. Election of Director: Paul M. Keglevic Mgmt For For 1H. Election of Director: Sandra A.J. Lawrence Mgmt For For 1I. Election of Director: Ann D. Murtlow Mgmt For For 1J. Election of Director: Sandra J. Price Mgmt For For 1K. Election of Director: Mark A. Ruelle Mgmt For For 1L. Election of Director: S. Carl Soderstrom Mgmt For For Jr. 1M. Election of Director: John Arthur Stall Mgmt For For 2. Approval, on a non-binding advisory basis, Mgmt For For the 2019 compensation of the Company's named executive officers. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for 2020. -------------------------------------------------------------------------------------------------------------------------- EVERSOURCE ENERGY Agenda Number: 935155386 -------------------------------------------------------------------------------------------------------------------------- Security: 30040W108 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: ES ISIN: US30040W1080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Trustee: Cotton M. Cleveland Mgmt For For 1B. Election of Trustee: James S. DiStasio Mgmt For For 1C. Election of Trustee: Francis A. Doyle Mgmt For For 1D. Election of Trustee: Linda Dorcena Forry Mgmt For For 1E. Election of Trustee: James J. Judge Mgmt For For 1F. Election of Trustee: John Y. Kim Mgmt For For 1G. Election of Trustee: Kenneth R. Leibler Mgmt For For 1H. Election of Trustee: David H. Long Mgmt For For 1I. Election of Trustee: William C. Van Faasen Mgmt For For 1J. Election of Trustee: Frederica M. Williams Mgmt For For 2. Consider an advisory proposal approving the Mgmt For For compensation of our Named Executive Officers. 3. Ratify the selection of Deloitte & Touche Mgmt For For LLP as our independent registered public accounting firm for 2020. -------------------------------------------------------------------------------------------------------------------------- F5 NETWORKS, INC. Agenda Number: 935126070 -------------------------------------------------------------------------------------------------------------------------- Security: 315616102 Meeting Type: Annual Meeting Date: 12-Mar-2020 Ticker: FFIV ISIN: US3156161024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: A. Gary Ames Mgmt For For 1B. Election of Director: Sandra E. Bergeron Mgmt For For 1C. Election of Director: Deborah L. Bevier Mgmt For For 1D. Election of Director: Michel Combes Mgmt For For 1E. Election of Director: Michael L. Dreyer Mgmt For For 1F. Election of Director: Alan J. Higginson Mgmt For For 1G. Election of Director: Peter S. Klein Mgmt For For 1H. Election of Director: Fran?ois Locoh-Donou Mgmt For For 1I. Election of Director: Nikhil Mehta Mgmt For For 1J. Election of Director: Marie E. Myers Mgmt For For 2. Approve the F5 Networks, Inc. 2014 Mgmt For For Incentive Plan. 3. Ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2020. 4. Advisory vote to approve the compensation Mgmt For For of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935051538 -------------------------------------------------------------------------------------------------------------------------- Security: 31620M106 Meeting Type: Special Meeting Date: 24-Jul-2019 Ticker: FIS ISIN: US31620M1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the issuance of shares of common Mgmt For For stock of Fidelity National Information Services, Inc., which we refer to as FIS, in connection with the transactions contemplated by the Agreement and Plan of Merger, dated March 17, 2019, as it may be amended from time to time, by and among FIS, Wrangler Merger Sub, Inc., a wholly-owned subsidiary of FIS, and Worldpay, Inc., which proposal we refer to as the FIS share issuance proposal. 2. To approve an amendment to the articles of Mgmt For For incorporation of FIS to increase the number of authorized shares of common stock of FIS from 600,000,000 to 750,000,000, effective only immediately prior to consummation of the merger, which proposal we refer to as the FIS articles amendment proposal. 3. To adjourn the FIS special meeting, if Mgmt For For necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, sufficient votes to approve the FIS share issuance proposal or the FIS articles amendment proposal have not been obtained by FIS, which proposal we refer to as the FIS adjournment proposal. -------------------------------------------------------------------------------------------------------------------------- FISERV, INC. Agenda Number: 935160464 -------------------------------------------------------------------------------------------------------------------------- Security: 337738108 Meeting Type: Annual Meeting Date: 14-May-2020 Ticker: FISV ISIN: US3377381088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank J. Bisignano Mgmt For For Alison Davis Mgmt For For Henrique de Castro Mgmt For For Harry F. DiSimone Mgmt For For Dennis F. Lynch Mgmt For For Heidi G. Miller Mgmt For For Scott C. Nuttall Mgmt For For Denis J. O'Leary Mgmt For For Doyle R. Simons Mgmt For For Jeffery W. Yabuki Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of the named executive officers of Fiserv, Inc. 3. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2020. 4. A shareholder proposal requesting the Shr For Against company provide political spending disclosure. -------------------------------------------------------------------------------------------------------------------------- FLIR SYSTEMS, INC. Agenda Number: 935144561 -------------------------------------------------------------------------------------------------------------------------- Security: 302445101 Meeting Type: Annual Meeting Date: 16-Apr-2020 Ticker: FLIR ISIN: US3024451011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James J. Cannon Mgmt For For 1B. Election of Director: John D. Carter Mgmt For For 1C. Election of Director: William W. Crouch Mgmt For For 1D. Election of Director: Catherine A. Halligan Mgmt For For 1E. Election of Director: Earl R. Lewis Mgmt For For 1F. Election of Director: Angus L. Macdonald Mgmt For For 1G. Election of Director: Michael T. Smith Mgmt For For 1H. Election of Director: Cathy A. Stauffer Mgmt For For 1I. Election of Director: Robert S. Tyrer Mgmt For For 1J. Election of Director: John W. Wood, Jr. Mgmt For For 1K. Election of Director: Steven E. Wynne Mgmt For For 2. To ratify the appointment by the Audit Mgmt For For Committee of the Company's Board of Directors of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. 3. To approve, on an advisory basis, the Mgmt For For Company's executive compensation as disclosed in the proxy statement. 4. To approve the Company's reincorporation Mgmt For For from Oregon to Delaware. -------------------------------------------------------------------------------------------------------------------------- FLOWERS FOODS, INC. Agenda Number: 935169056 -------------------------------------------------------------------------------------------------------------------------- Security: 343498101 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: FLO ISIN: US3434981011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: George E. Deese Mgmt For For 1B. Election of Director: Rhonda Gass Mgmt For For 1C. Election of Director: Benjamin H. Griswold, Mgmt For For IV 1D. Election of Director: Margaret G. Lewis Mgmt For For 1E. Election of Director: A. Ryals McMullian Mgmt For For 1F. Election of Director: James T. Spear Mgmt For For 1G. Election of Director: Melvin T. Stith, Mgmt For For Ph.D. 1H. Election of Director: C. Martin Wood III Mgmt For For 2. To approve by advisory vote the Mgmt For For compensation of the company's named executive officers. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for Flowers Foods, Inc. for the fiscal year ending January 2, 2021. 4. A management proposal to amend the Mgmt For For company's restated articles of incorporation and amended and restated bylaws to reduce supermajority voting requirements, including the supermajority threshold required to call a special meeting. -------------------------------------------------------------------------------------------------------------------------- GRACO INC. Agenda Number: 935137679 -------------------------------------------------------------------------------------------------------------------------- Security: 384109104 Meeting Type: Annual Meeting Date: 24-Apr-2020 Ticker: GGG ISIN: US3841091040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Patrick J. McHale Mgmt For For 1B. Election of Director: Lee R. Mitau Mgmt For For 1C. Election of Director: Martha A. Morfitt Mgmt For For 1D. Election of Director: Kevin J. Wheeler Mgmt For For 2. Ratification of appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered accounting firm. 3. Approval, on an advisory basis, of the Mgmt For For compensation paid to our named executive officers as disclosed in the Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- HEWLETT PACKARD ENTERPRISE COMPANY Agenda Number: 935130461 -------------------------------------------------------------------------------------------------------------------------- Security: 42824C109 Meeting Type: Annual Meeting Date: 01-Apr-2020 Ticker: HPE ISIN: US42824C1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Daniel Ammann Mgmt For For 1B. Election of Director: Pamela L. Carter Mgmt For For 1C. Election of Director: Jean M. Hobby Mgmt For For 1D. Election of Director: George R. Kurtz Mgmt For For 1E. Election of Director: Raymond J. Lane Mgmt For For 1F. Election of Director: Ann M. Livermore Mgmt For For 1G. Election of Director: Antonio F. Neri Mgmt For For 1H. Election of Director: Charles H. Noski Mgmt For For 1I. Election of Director: Raymond E. Ozzie Mgmt For For 1J. Election of Director: Gary M. Reiner Mgmt For For 1K. Election of Director: Patricia F. Russo Mgmt For For 1L. Election of Director: Lip-Bu Tan Mgmt For For 1M. Election of Director: Mary Agnes Mgmt For For Wilderotter 2. Ratification of the appointment of the Mgmt For For independent registered public accounting firm for the fiscal year ending October 31, 2020. 3. Advisory vote to approve executive Mgmt For For compensation. 4. Stockholder proposal entitled: "Shareholder Shr Against For Approval of Bylaw Amendments". -------------------------------------------------------------------------------------------------------------------------- HUMANA INC. Agenda Number: 935136211 -------------------------------------------------------------------------------------------------------------------------- Security: 444859102 Meeting Type: Annual Meeting Date: 23-Apr-2020 Ticker: HUM ISIN: US4448591028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Kurt J. Hilzinger Mgmt For For 1B. Election of Director: Frank J. Bisignano Mgmt For For 1C. Election of Director: Bruce D. Broussard Mgmt For For 1D. Election of Director: Frank A. D'Amelio Mgmt For For 1E. Election of Director: W. Roy Dunbar Mgmt For For 1F. Election of Director: Wayne A. I. Mgmt For For Frederick, M.D. 1G. Election of Director: John W. Garratt Mgmt For For 1H. Election of Director: David A. Jones, Jr. Mgmt For For 1I. Election of Director: Karen W. Katz Mgmt For For 1J. Election of Director: William J. McDonald Mgmt For For 1K. Election of Director: James J. O'Brien Mgmt For For 1L. Election of Director: Marissa T. Peterson Mgmt For For 2. The ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. 3. Non-binding advisory vote for the approval Mgmt For For of the compensation of the named executive officers as disclosed in the 2020 proxy statement. -------------------------------------------------------------------------------------------------------------------------- IDEXX LABORATORIES, INC. Agenda Number: 935152265 -------------------------------------------------------------------------------------------------------------------------- Security: 45168D104 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: IDXX ISIN: US45168D1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Rebecca M. Henderson, Mgmt For For PhD 1B. Election of Director: Lawrence D. Kingsley Mgmt For For 1C. Election of Director: Sophie V. Vandebroek, Mgmt For For PhD 2. Ratification of Appointment of Independent Mgmt For For Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year (Proposal Two). 3. Advisory Vote on Executive Compensation. To Mgmt For For approve a nonbinding advisory resolution on the Company's executive compensation (Proposal Three). -------------------------------------------------------------------------------------------------------------------------- INGREDION INC Agenda Number: 935176912 -------------------------------------------------------------------------------------------------------------------------- Security: 457187102 Meeting Type: Annual Meeting Date: 20-May-2020 Ticker: INGR ISIN: US4571871023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Luis Mgmt For For Aranguren-Trellez 1B. Election of Director: David B. Fischer Mgmt For For 1C. Election of Director: Paul Hanrahan Mgmt For For 1D. Election of Director: Rhonda L. Jordan Mgmt For For 1E. Election of Director: Gregory B. Kenny Mgmt For For 1F. Election of Director: Barbara A. Klein Mgmt For For 1G. Election of Director: Victoria J. Reich Mgmt For For 1H. Election of Director: Stephan B. Tanda Mgmt For For 1I. Election of Director: Jorge A. Uribe Mgmt For For 1J. Election of Director: Dwayne A. Wilson Mgmt For For 1K. Election of Director: James P. Zallie Mgmt For For 2. To approve, by advisory vote, the Mgmt For For compensation of the Company's "named executive officers." 3. To ratify the appointment of KPMG LLP as Mgmt For For the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- INTUIT INC. Agenda Number: 935113693 -------------------------------------------------------------------------------------------------------------------------- Security: 461202103 Meeting Type: Annual Meeting Date: 23-Jan-2020 Ticker: INTU ISIN: US4612021034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Eve Burton Mgmt For For 1B. Election of Director: Scott D. Cook Mgmt For For 1C. Election of Director: Richard L. Dalzell Mgmt For For 1D. Election of Director: Sasan K. Goodarzi Mgmt For For 1E. Election of Director: Deborah Liu Mgmt For For 1F. Election of Director: Suzanne Nora Johnson Mgmt For For 1G. Election of Director: Dennis D. Powell Mgmt For For 1H. Election of Director: Brad D. Smith Mgmt For For 1I. Election of Director: Thomas Szkutak Mgmt For For 1J. Election of Director: Raul Vazquez Mgmt For For 1K. Election of Director: Jeff Weiner Mgmt For For 2. Advisory vote to approve Intuit's executive Mgmt For For compensation (say-on-pay). 3. Ratification of the selection of Ernst & Mgmt For For Young LLP as Intuit's independent registered public accounting firm for the fiscal year ending July 31, 2020. 4. Stockholder proposal to adopt a mandatory Shr Against For arbitration bylaw. -------------------------------------------------------------------------------------------------------------------------- JAZZ PHARMACEUTICALS PLC Agenda Number: 935052085 -------------------------------------------------------------------------------------------------------------------------- Security: G50871105 Meeting Type: Annual Meeting Date: 01-Aug-2019 Ticker: JAZZ ISIN: IE00B4Q5ZN47 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Paul L. Berns Mgmt For For 1b. Election of Director: Patrick G. Enright Mgmt For For 1c. Election of Director: Seamus Mulligan Mgmt For For 1d. Election of Director: Norbert G. Riedel Mgmt For For 2. To ratify, on a non-binding advisory basis, Mgmt For For the appointment of KPMG, Dublin as the independent auditors of Jazz Pharmaceuticals plc for the fiscal year ending December 31, 2019 and to authorize, in a binding vote, the board of directors, acting through the audit committee, to determine the auditors' remuneration. 3. To approve, on a non-binding advisory Mgmt For For basis, the compensation of Jazz Pharmaceuticals plc's named executive officers as disclosed in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- L3HARRIS TECHNOLOGIES INC. Agenda Number: 935144852 -------------------------------------------------------------------------------------------------------------------------- Security: 502431109 Meeting Type: Annual Meeting Date: 24-Apr-2020 Ticker: LHX ISIN: US5024311095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sallie B. Bailey Mgmt For For 1B. Election of Director: William M. Brown Mgmt For For 1C. Election of Director: Peter W. Chiarelli Mgmt For For 1D. Election of Director: Thomas A. Corcoran Mgmt For For 1E. Election of Director: Thomas A. Dattilo Mgmt For For 1F. Election of Director: Roger B. Fradin Mgmt For For 1G. Election of Director: Lewis Hay III Mgmt For For 1H. Election of Director: Lewis Kramer Mgmt For For 1I. Election of Director: Christopher E. Mgmt For For Kubasik 1J. Election of Director: Rita S. Lane Mgmt For For 1K. Election of Director: Robert B. Millard Mgmt For For 1L. Election of Director: Lloyd W. Newton Mgmt For For 2. Approval, in an Advisory Vote, of the Mgmt For For Compensation of Named Executive Officers as Disclosed in the Proxy Statement 3. Ratification of Appointment of Ernst & Mgmt For For Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020 4. Approval of an Amendment to Our Restated Mgmt For For Certificate of Incorporation to Eliminate the Supermajority Voting and "Fair Price" Requirements for Business Combinations Involving Interested Shareholders 5. Approval of an Amendment to Our Restated Mgmt For For Certificate of Incorporation to Eliminate the "Anti-Greenmail" Provision 6. Approval of an Amendment to Our Restated Mgmt For For Certificate of Incorporation to Eliminate the Cumulative Voting Provision that Applies When We Have a 40% Shareholder 7. Shareholder Proposal to Permit the Ability Shr For Against of Shareholders to Act by Written Consent -------------------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION Agenda Number: 935141983 -------------------------------------------------------------------------------------------------------------------------- Security: 539830109 Meeting Type: Annual Meeting Date: 23-Apr-2020 Ticker: LMT ISIN: US5398301094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Daniel F. Akerson Mgmt For For 1B. Election of Director: David B. Burritt Mgmt For For 1C. Election of Director: Bruce A. Carlson Mgmt For For 1D. Election of Director: Joseph F. Dunford, Mgmt For For Jr. 1E. Election of Director: James O. Ellis, Jr. Mgmt For For 1F. Election of Director: Thomas J. Falk Mgmt For For 1G. Election of Director: Ilene S. Gordon Mgmt For For 1H. Election of Director: Marillyn A. Hewson Mgmt For For 1I. Election of Director: Vicki A. Hollub Mgmt For For 1J. Election of Director: Jeh C. Johnson Mgmt For For 1K. Election of Director: Debra L. Reed-Klages Mgmt For For 1L. Election of Director: James D. Taiclet, Jr. Mgmt For For 2. Ratification of Appointment of Ernst & Mgmt For For Young LLP as Independent Auditors for 2020. 3. Advisory Vote to Approve the Compensation Mgmt For For of our Named Executive Officers (Say-on-Pay). 4. Management Proposal to Approve the Lockheed Mgmt For For Martin Corporation 2020 Incentive Performance Award Plan. 5. Stockholder Proposal to Adopt Stockholder Shr For Against Action By Written Consent. -------------------------------------------------------------------------------------------------------------------------- MARKETAXESS HOLDINGS INC. Agenda Number: 935196281 -------------------------------------------------------------------------------------------------------------------------- Security: 57060D108 Meeting Type: Annual Meeting Date: 10-Jun-2020 Ticker: MKTX ISIN: US57060D1081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard M. McVey Mgmt For For 1B. Election of Director: Nancy Altobello Mgmt For For 1C. Election of Director: Steven L. Begleiter Mgmt For For 1D. Election of Director: Stephen P. Casper Mgmt For For 1E. Election of Director: Jane Chwick Mgmt For For 1F. Election of Director: Christopher R. Mgmt For For Concannon 1G. Election of Director: William F. Cruger Mgmt For For 1H. Election of Director: Justin G. Gmelich Mgmt For For 1I. Election of Director: Richard G. Ketchum Mgmt For For 1J. Election of Director: Emily H. Portney Mgmt For For 1K. Election of Director: Richard L. Prager Mgmt For For 1L. Election of Director: John Steinhardt Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers as disclosed in the 2020 Proxy Statement. 4. To approve the adoption of the MarketAxess Mgmt For For Holdings Inc. 2020 Equity Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda Number: 935176431 -------------------------------------------------------------------------------------------------------------------------- Security: 58933Y105 Meeting Type: Annual Meeting Date: 26-May-2020 Ticker: MRK ISIN: US58933Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Leslie A. Brun Mgmt For For 1B. Election of Director: Thomas R. Cech Mgmt For For 1C. Election of Director: Mary Ellen Coe Mgmt For For 1D. Election of Director: Pamela J. Craig Mgmt For For 1E. Election of Director: Kenneth C. Frazier Mgmt For For 1F. Election of Director: Thomas H. Glocer Mgmt For For 1G. Election of Director: Risa Lavizzo-Mourey Mgmt For For 1H. Election of Director: Paul B. Rothman Mgmt For For 1I. Election of Director: Patricia F. Russo Mgmt For For 1J. Election of Director: Christine E. Seidman Mgmt For For 1K. Election of Director: Inge G. Thulin Mgmt For For 1L. Election of Director: Kathy J. Warden Mgmt For For 1M. Election of Director: Peter C. Wendell Mgmt For For 2. Non-binding advisory vote to approve the Mgmt For For compensation of our named executive officers. 3. Ratification of the appointment of the Mgmt For For Company's independent registered public accounting firm for 2020. 4. Shareholder proposal concerning shareholder Shr For Against right to act by written consent. 5. Shareholder proposal regarding allocation Shr Against For of corporate tax savings. -------------------------------------------------------------------------------------------------------------------------- MOTOROLA SOLUTIONS, INC. Agenda Number: 935152227 -------------------------------------------------------------------------------------------------------------------------- Security: 620076307 Meeting Type: Annual Meeting Date: 11-May-2020 Ticker: MSI ISIN: US6200763075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a One-Year Term: Mgmt For For Gregory Q. Brown 1B. Election of Director for a One-Year Term: Mgmt For For Kenneth D. Denman 1C. Election of Director for a One-Year Term: Mgmt For For Egon P. Durban 1D. Election of Director for a One-Year Term: Mgmt For For Clayton M. Jones 1E. Election of Director for a One-Year Term: Mgmt For For Judy C. Lewent 1F. Election of Director for a One-Year Term: Mgmt For For Gregory K. Mondre 1G. Election of Director for a One-Year Term: Mgmt For For Anne R. Pramaggiore 1H. Election of Director for a One-Year Term: Mgmt For For Joseph M. Tucci 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2020. 3. Advisory approval of the Company's Mgmt For For executive compensation. 4. Shareholder Proposal re: Political Spending Shr For Against Disclosure. -------------------------------------------------------------------------------------------------------------------------- NATIONAL INSTRUMENTS CORPORATION Agenda Number: 935149496 -------------------------------------------------------------------------------------------------------------------------- Security: 636518102 Meeting Type: Annual Meeting Date: 05-May-2020 Ticker: NATI ISIN: US6365181022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael E. McGrath Mgmt For For Alexander M. Davern Mgmt For For 2. To approve the National Instruments Mgmt For For Corporation 2020 Equity Incentive Plan. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as National Instruments Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2020. 4. To approve an advisory (non-binding) Mgmt For For proposal concerning our executive compensation program. -------------------------------------------------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION Agenda Number: 935134356 -------------------------------------------------------------------------------------------------------------------------- Security: 665859104 Meeting Type: Annual Meeting Date: 21-Apr-2020 Ticker: NTRS ISIN: US6658591044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Linda Walker Bynoe Mgmt For For 1B. Election of Director: Susan Crown Mgmt For For 1C. Election of Director: Dean M. Harrison Mgmt For For 1D. Election of Director: Jay L. Henderson Mgmt For For 1E. Election of Director: Marcy S. Klevorn Mgmt For For 1F. Election of Director: Siddharth N. (Bobby) Mgmt For For Mehta 1G. Election of Director: Michael G. O'Grady Mgmt For For 1H. Election of Director: Jose Luis Prado Mgmt For For 1I. Election of Director: Thomas E. Richards Mgmt For For 1J. Election of Director: Martin P. Slark Mgmt For For 1K. Election of Director: David H. B. Smith, Mgmt For For Jr. 1L. Election of Director: Donald Thompson Mgmt For For 1M. Election of Director: Charles A. Tribbett Mgmt For For III 2. Approval, by an advisory vote, of the 2019 Mgmt For For compensation of the Corporation's named executive officers. 3. Ratification of the appointment of KPMG LLP Mgmt For For as the Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- NORTHROP GRUMMAN CORPORATION Agenda Number: 935175162 -------------------------------------------------------------------------------------------------------------------------- Security: 666807102 Meeting Type: Annual Meeting Date: 20-May-2020 Ticker: NOC ISIN: US6668071029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Kathy J. Warden Mgmt For For 1B. Election of Director: Marianne C. Brown Mgmt For For 1C. Election of Director: Donald E. Felsinger Mgmt For For 1D. Election of Director: Ann M. Fudge Mgmt For For 1E. Election of Director: Bruce S. Gordon Mgmt For For 1F. Election of Director: William H. Hernandez Mgmt For For 1G. Election of Director: Madeleine A. Kleiner Mgmt For For 1H. Election of Director: Karl J. Krapek Mgmt For For 1I. Election of Director: Gary Roughead Mgmt For For 1J. Election of Director: Thomas M. Schoewe Mgmt For For 1K. Election of Director: James S. Turley Mgmt For For 1L. Election of Director: Mark A. Welsh III Mgmt For For 2. Proposal to approve, on an advisory basis, Mgmt For For the compensation of the Company's Named Executive Officers. 3. Proposal to ratify the appointment of Mgmt For For Deloitte & Touche LLP as the Company's Independent Auditor for fiscal year ending December 31, 2020. 4. Shareholder proposal that the Company Shr Against For assess and report on potential human rights impacts that could result from governments' use of the Company's products and services, including in conflict-affected areas. 5. Shareholder proposal to move to a 3% Shr For Against ownership threshold for shareholders to request action by written consent. -------------------------------------------------------------------------------------------------------------------------- NVR, INC. Agenda Number: 935148191 -------------------------------------------------------------------------------------------------------------------------- Security: 62944T105 Meeting Type: Annual Meeting Date: 05-May-2020 Ticker: NVR ISIN: US62944T1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: C. E. Andrews Mgmt For For 1B. Election of Director: Sallie B. Bailey Mgmt For For 1C. Election of Director: Thomas D. Eckert Mgmt For For 1D. Election of Director: Alfred E. Festa Mgmt For For 1E. Election of Director: Manuel H. Johnson Mgmt For For 1F. Election of Director: Alexandra A. Jung Mgmt For For 1G. Election of Director: Mel Martinez Mgmt For For 1H. Election of Director: William A. Moran Mgmt For For 1I. Election of Director: David A. Preiser Mgmt For For 1J. Election of Director: W. Grady Rosier Mgmt For For 1K. Election of Director: Susan Williamson Ross Mgmt For For 1L. Election of Director: Dwight C. Schar Mgmt For For 2. Ratification of appointment of KPMG LLP as Mgmt For For independent auditor for the year ending December 31, 2020. 3. Advisory vote to approve executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. Agenda Number: 935162468 -------------------------------------------------------------------------------------------------------------------------- Security: 67103H107 Meeting Type: Annual Meeting Date: 14-May-2020 Ticker: ORLY ISIN: US67103H1077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: David O'Reilly Mgmt For For 1B. Election of Director: Larry O'Reilly Mgmt For For 1C. Election of Director: Greg Henslee Mgmt For For 1D. Election of Director: Jay D. Burchfield Mgmt For For 1E. Election of Director: Thomas T. Hendrickson Mgmt For For 1F. Election of Director: John R. Murphy Mgmt For For 1G. Election of Director: Dana M. Perlman Mgmt For For 1H. Election of Director: Maria A. Sastre Mgmt For For 1I. Election of Director: Andrea M. Weiss Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of appointment of Ernst & Mgmt For For Young LLP, as independent auditors for the fiscal year ending December 31, 2020. 4. To approve a proposal to amend the Articles Mgmt For For of Incorporation to reduce stock ownership required for shareholders to call a special meeting. 5. To approve a proposal to amend the Articles Mgmt For For of Incorporation to delete unnecessary and outdated language related to classification of Board and to reflect other non-substantive revisions. 6. Shareholder proposal relating to material Shr For Against human capital risks and opportunities. 7. Shareholder proposal entitled "Independent Shr For Against Board Chairman." -------------------------------------------------------------------------------------------------------------------------- OGE ENERGY CORP. Agenda Number: 935176304 -------------------------------------------------------------------------------------------------------------------------- Security: 670837103 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: OGE ISIN: US6708371033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Frank A. Bozich Mgmt For For 1B. Election of Director: James H. Brandi Mgmt For For 1C. Election of Director: Peter D. Clarke Mgmt For For 1D. Election of Director: Luke R. Corbett Mgmt For For 1E. Election of Director: David L. Hauser Mgmt For For 1F. Election of Director: Judy R. McReynolds Mgmt For For 1G. Election of Director: David E. Rainbolt Mgmt For For 1H. Election of Director: J. Michael Sanner Mgmt For For 1I. Election of Director: Sheila G. Talton Mgmt For For 1J. Election of Director: Sean Trauschke Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Company's principal independent accountants for 2020. 3. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation. 4. Amendment of the Restated Certificate of Mgmt For For Incorporation to Eliminate Supermajority Voting Provisions. 5. Shareholder Proposal Regarding Allowing Shr For Against Shareholders to Act by Written Consent. -------------------------------------------------------------------------------------------------------------------------- PAYCHEX, INC. Agenda Number: 935079550 -------------------------------------------------------------------------------------------------------------------------- Security: 704326107 Meeting Type: Annual Meeting Date: 17-Oct-2019 Ticker: PAYX ISIN: US7043261079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: B. Thomas Golisano Mgmt For For 1B. Election of Director: Thomas F. Bonadio Mgmt For For 1C. Election of Director: Joseph G. Doody Mgmt For For 1D. Election of Director: David J.S. Flaschen Mgmt For For 1E. Election of Director: Pamela A. Joseph Mgmt For For 1F. Election of Director: Martin Mucci Mgmt For For 1G. Election of Director: Joseph M. Tucci Mgmt For For 1H. Election of Director: Joseph M. Velli Mgmt For For 1I. Election of Director: Kara Wilson Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 3. RATIFICATION OF SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- PEPSICO, INC. Agenda Number: 935148901 -------------------------------------------------------------------------------------------------------------------------- Security: 713448108 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: PEP ISIN: US7134481081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Shona L. Brown Mgmt For For 1B. Election of Director: Cesar Conde Mgmt For For 1C. Election of Director: Ian Cook Mgmt For For 1D. Election of Director: Dina Dublon Mgmt For For 1E. Election of Director: Richard W. Fisher Mgmt For For 1F. Election of Director: Michelle Gass Mgmt For For 1G. Election of Director: Ramon L. Laguarta Mgmt For For 1H. Election of Director: David C. Page Mgmt For For 1I. Election of Director: Robert C. Pohlad Mgmt For For 1J. Election of Director: Daniel Vasella Mgmt For For 1K. Election of Director: Darren Walker Mgmt For For 1L. Election of Director: Alberto Weisser Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for fiscal year 2020. 3. Advisory approval of the Company's Mgmt For For executive compensation. 4. Shareholder Proposal - Reduce Ownership Shr For Against Threshold to Call Special Shareholder Meetings. 5. SHAREHOLDER PROPOSAL - REPORT ON SUGAR AND Shr Against For PUBLIC HEALTH. -------------------------------------------------------------------------------------------------------------------------- PINNACLE WEST CAPITAL CORPORATION Agenda Number: 935153508 -------------------------------------------------------------------------------------------------------------------------- Security: 723484101 Meeting Type: Annual Meeting Date: 20-May-2020 Ticker: PNW ISIN: US7234841010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Glynis A. Bryan Mgmt For For Denis A. Cortese, M.D. Mgmt For For Richard P. Fox Mgmt For For Jeffrey B. Guldner Mgmt For For Dale E. Klein, Ph.D. Mgmt For For Humberto S. Lopez Mgmt For For Kathryn L. Munro Mgmt For For Bruce J. Nordstrom Mgmt For For Paula J. Sims Mgmt For For James E. Trevathan, Jr. Mgmt For For David P. Wagener Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation as disclosed in the 2020 Proxy Statement. 3. Ratify the appointment of the independent Mgmt For For accountant for the year ending December 31, 2020. 4. Vote on the approval of a shareholder Shr For Against proposal asking the Company to amend its governing documents to reduce the ownership threshold to 10% to call special shareholder meetings, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- PRA HEALTH SCIENCES, INC. Agenda Number: 935161012 -------------------------------------------------------------------------------------------------------------------------- Security: 69354M108 Meeting Type: Annual Meeting Date: 18-May-2020 Ticker: PRAH ISIN: US69354M1080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Colin Shannon Mgmt For For James C. Momtazee Mgmt For For Alexander G. Dickinson Mgmt For For 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for 2020. 3. Approval, in a non-binding advisory vote, Mgmt For For of the compensation paid to the Company's named executive officers. 4. Approval of the PRA Health Sciences, Inc. Mgmt For For 2020 Stock Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- PUBLIC STORAGE Agenda Number: 935138152 -------------------------------------------------------------------------------------------------------------------------- Security: 74460D109 Meeting Type: Annual Meeting Date: 21-Apr-2020 Ticker: PSA ISIN: US74460D1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Trustee: Ronald L. Havner, Jr. Mgmt For For 1B. Election of Trustee: Tamara Hughes Mgmt For For Gustavson 1C. Election of Trustee: Uri P. Harkham Mgmt For For 1D. Election of Trustee: Leslie S. Heisz Mgmt For For 1E. Election of Trustee: B. Wayne Hughes, Jr. Mgmt For For 1F. Election of Trustee: Avedick B. Poladian Mgmt For For 1G. Election of Trustee: Gary E. Pruitt Mgmt For For 1H. Election of Trustee: John Reyes Mgmt For For 1I. Election of Trustee: Joseph D. Russell, Jr. Mgmt For For 1J. Election of Trustee: Tariq M. Shaukat Mgmt For For 1K. Election of Trustee: Ronald P. Spogli Mgmt For For 1L. Election of Trustee: Daniel C. Staton Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of Named Executive Officers. 3. Ratification of appointment of Ernst & Mgmt For For Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- REGIONS FINANCIAL CORPORATION Agenda Number: 935135803 -------------------------------------------------------------------------------------------------------------------------- Security: 7591EP100 Meeting Type: Annual Meeting Date: 22-Apr-2020 Ticker: RF ISIN: US7591EP1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Carolyn H. Byrd Mgmt For For 1B. Election of Director: Don DeFosset Mgmt For For 1C. Election of Director: Samuel A. Di Piazza, Mgmt For For Jr. 1D. Election of Director: Zhanna Golodryga Mgmt For For 1E. Election of Director: John D. Johns Mgmt For For 1F. Election of Director: Ruth Ann Marshall Mgmt For For 1G. Election of Director: Charles D. McCrary Mgmt For For 1H. Election of Director: James T. Prokopanko Mgmt For For 1I. Election of Director: Lee J. Styslinger III Mgmt For For 1J. Election of Director: Jos? S. Suquet Mgmt For For 1K. Election of Director: John M. Turner, Jr. Mgmt For For 1L. Election of Director: Timothy Vines Mgmt For For 2. Ratification of Appointment of Ernst & Mgmt For For Young LLP as the Independent Registered Public Accounting Firm for 2020. 3. Advisory Vote on Executive Compensation. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. Agenda Number: 935153457 -------------------------------------------------------------------------------------------------------------------------- Security: 760759100 Meeting Type: Annual Meeting Date: 08-May-2020 Ticker: RSG ISIN: US7607591002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Manuel Kadre Mgmt For For 1B. Election of Director: Tomago Collins Mgmt For For 1C. Election of Director: Thomas W. Handley Mgmt For For 1D. Election of Director: Jennifer M. Kirk Mgmt For For 1E. Election of Director: Michael Larson Mgmt For For 1F. Election of Director: Kim S. Pegula Mgmt For For 1G. Election of Director: Donald W. Slager Mgmt For For 1H. Election of Director: James P. Snee Mgmt For For 1I. Election of Director: Sandra M. Volpe Mgmt For For 1J. Election of Director: Katharine B. Weymouth Mgmt For For 2. Advisory vote to approve our named Mgmt For For executive officer compensation. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for 2020. 4. Proposal to approve the Republic Services, Mgmt For For Inc. 2021 Stock Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- ROPER TECHNOLOGIES, INC. Agenda Number: 935189868 -------------------------------------------------------------------------------------------------------------------------- Security: 776696106 Meeting Type: Annual Meeting Date: 08-Jun-2020 Ticker: ROP ISIN: US7766961061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Shellye L. Archambeau Mgmt For For Amy Woods Brinkley Mgmt For For John F. Fort, III Mgmt For For L. Neil Hunn Mgmt For For Robert D. Johnson Mgmt For For Robert E. Knowling, Jr. Mgmt For For Wilbur J. Prezzano Mgmt For For Laura G. Thatcher Mgmt For For Richard F. Wallman Mgmt For For Christopher Wright Mgmt For For 2. To consider, on a non-binding advisory Mgmt For For basis, a resolution approving the compensation of our named executive officers. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2020. 4. To approve an amendment to the Roper Mgmt For For Technologies, Inc. Director Compensation Plan. -------------------------------------------------------------------------------------------------------------------------- ROYAL GOLD, INC. Agenda Number: 935088460 -------------------------------------------------------------------------------------------------------------------------- Security: 780287108 Meeting Type: Annual Meeting Date: 20-Nov-2019 Ticker: RGLD ISIN: US7802871084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: William M. Hayes Mgmt For For 1B. Election of Director: Ronald J. Vance Mgmt For For 2. The approval, on an advisory basis, of the Mgmt For For compensation of the Named Executive Officers. 3. The ratification of the appointment of Mgmt For For Ernst & Young LLP as independent registered public accountants of the Company for the fiscal year ending June 30, 2020. -------------------------------------------------------------------------------------------------------------------------- S&P GLOBAL INC. Agenda Number: 935162064 -------------------------------------------------------------------------------------------------------------------------- Security: 78409V104 Meeting Type: Annual Meeting Date: 13-May-2020 Ticker: SPGI ISIN: US78409V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Marco Alver? Mgmt For For 1B. Election of Director: William J. Amelio Mgmt For For 1C. Election of Director: William D. Green Mgmt For For 1D. Election of Director: Charles E. Haldeman, Mgmt For For Jr. 1E. Election of Director: Stephanie C. Hill Mgmt For For 1F. Election of Director: Rebecca Jacoby Mgmt For For 1G. Election of Director: Monique F. Leroux Mgmt For For 1H. Election of Director: Maria R. Morris Mgmt For For 1I. Election of Director: Douglas L. Peterson Mgmt For For 1J. Election of Director: Edward B. Rust, Jr. Mgmt For For 1K. Election of Director: Kurt L. Schmoke Mgmt For For 1L. Election of Director: Richard E. Thornburgh Mgmt For For 2. Approve, on an advisory basis, the Mgmt For For executive compensation program for the Company's named executive officers. 3. Approve an amendment to the Company's Mgmt For For Certificate of Incorporation to permit removal of a Director with or without cause. 4. Ratify the selection of Ernst & Young LLP Mgmt For For as our independent auditor for 2020. -------------------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. Agenda Number: 935202402 -------------------------------------------------------------------------------------------------------------------------- Security: 79466L302 Meeting Type: Annual Meeting Date: 11-Jun-2020 Ticker: CRM ISIN: US79466L3024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Marc Benioff Mgmt For For 1B. Election of Director: Craig Conway Mgmt For For 1C. Election of Director: Parker Harris Mgmt For For 1D. Election of Director: Alan Hassenfeld Mgmt For For 1E. Election of Director: Neelie Kroes Mgmt For For 1F. Election of Director: Colin Powell Mgmt For For 1G. Election of Director: Sanford Robertson Mgmt For For 1H. Election of Director: John V. Roos Mgmt For For 1I. Election of Director: Robin Washington Mgmt For For 1J. Election of Director: Maynard Webb Mgmt For For 1K. Election of Director: Susan Wojcicki Mgmt For For 2. Amendment and restatement of our 2013 Mgmt For For Equity Incentive Plan. 3. Amendment and restatement of our 2004 Mgmt For For Employee Stock Purchase Plan. 4. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2021. 5. An advisory vote to approve the fiscal 2020 Mgmt For For compensation of our named executive officers. 6. A stockholder proposal requesting the Shr For Against ability of stockholders to act by written consent, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- SERVICENOW, INC. Agenda Number: 935196685 -------------------------------------------------------------------------------------------------------------------------- Security: 81762P102 Meeting Type: Annual Meeting Date: 17-Jun-2020 Ticker: NOW ISIN: US81762P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: William R. McDermott Mgmt For For 1B. Election of Director: Anita M. Sands Mgmt For For 1C. Election of Director: Dennis M. Woodside Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our Named Executive Officers ("Say-on-Pay"). 3. Ratification of PricewaterhouseCoopers LLP Mgmt For For as the independent registered public accounting firm for 2020. 4. To approve an amendment to our Restated Mgmt For For Certificate of Incorporation to declassify our Board of Directors. 5. To hold an advisory vote on the frequency Mgmt 1 Year For of future advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION Agenda Number: 935125066 -------------------------------------------------------------------------------------------------------------------------- Security: 855244109 Meeting Type: Annual Meeting Date: 18-Mar-2020 Ticker: SBUX ISIN: US8552441094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard E. Allison, Mgmt For For Jr. 1B. Election of Director: Rosalind G. Brewer Mgmt For For 1C. Election of Director: Andrew Campion Mgmt For For 1D. Election of Director: Mary N. Dillon Mgmt For For 1E. Election of Director: Isabel Ge Mahe Mgmt For For 1F. Election of Director: Mellody Hobson Mgmt For For 1G. Election of Director: Kevin R. Johnson Mgmt For For 1H. Election of Director: J?rgen Vig Knudstorp Mgmt For For 1I. Election of Director: Satya Nadella Mgmt For For 1J. Election of Director: Joshua Cooper Ramo Mgmt For For 1K. Election of Director: Clara Shih Mgmt For For 1L. Election of Director: Javier G. Teruel Mgmt For For 1M. Election of Director: Myron E. Ullman, III Mgmt For For 2. Advisory resolution to approve our Mgmt For For executive officer compensation 3. Ratification of selection of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for fiscal 2020 4. EEO Policy Risk Report Shr For Against -------------------------------------------------------------------------------------------------------------------------- SYNOPSYS, INC. Agenda Number: 935132201 -------------------------------------------------------------------------------------------------------------------------- Security: 871607107 Meeting Type: Annual Meeting Date: 09-Apr-2020 Ticker: SNPS ISIN: US8716071076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Aart J. de Geus Mgmt For For Chi-Foon Chan Mgmt For For Janice D. Chaffin Mgmt For For Bruce R. Chizen Mgmt For For Mercedes Johnson Mgmt For For Chrysostomos L. Nikias Mgmt For For John Schwarz Mgmt For For Roy Vallee Mgmt For For Steven C. Walske Mgmt For For 2. To approve our 2006 Employee Equity Mgmt For For Incentive Plan, as amended, in order to, among other items, increase the number of shares available for issuance under the plan by 3,500,000 shares. 3. To approve our Employee Stock Purchase Mgmt For For Plan, as amended, primarily to increase the number of shares available for issuance under the plan by 5,000,000 shares. 4. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers, as disclosed in the Proxy Statement. 5. To ratify the selection of KPMG LLP as our Mgmt For For independent registered public accounting firm for the fiscal year ending October 31, 2020. -------------------------------------------------------------------------------------------------------------------------- SYSCO CORPORATION Agenda Number: 935085224 -------------------------------------------------------------------------------------------------------------------------- Security: 871829107 Meeting Type: Annual Meeting Date: 15-Nov-2019 Ticker: SYY ISIN: US8718291078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Thomas L. Ben? Mgmt For For 1B. Election of Director: Daniel J. Brutto Mgmt For For 1C. Election of Director: John M. Cassaday Mgmt For For 1D. Election of Director: Joshua D. Frank Mgmt For For 1E. Election of Director: Larry C. Glasscock Mgmt For For 1F. Election of Director: Bradley M. Halverson Mgmt For For 1G. Election of Director: John M. Hinshaw Mgmt For For 1H. Election of Director: Hans-Joachim Koerber Mgmt For For 1I. Election of Director: Stephanie A. Mgmt For For Lundquist 1J. Election of Director: Nancy S. Newcomb Mgmt For For 1K. Election of Director: Nelson Peltz Mgmt For For 1L. Election of Director: Edward D. Shirley Mgmt For For 1M. Election of Director: Sheila G. Talton Mgmt For For 2. To approve, by advisory vote, the Mgmt For For compensation paid to Sysco's named executive officers, as disclosed in Sysco's 2019 proxy statement. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as Sysco's independent registered public accounting firm for fiscal 2020. 4. To consider a stockholder proposal, if Shr For Against properly presented at the meeting, requesting an independent board chair policy. -------------------------------------------------------------------------------------------------------------------------- T-MOBILE US, INC. Agenda Number: 935192524 -------------------------------------------------------------------------------------------------------------------------- Security: 872590104 Meeting Type: Annual Meeting Date: 04-Jun-2020 Ticker: TMUS ISIN: US8725901040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Marcelo Claure Mgmt Withheld Against Srikant M. Datar Mgmt Withheld Against Ronald D. Fisher Mgmt Withheld Against Srini Gopalan Mgmt Withheld Against Lawrence H. Guffey Mgmt Withheld Against Timotheus H?ttges Mgmt Withheld Against Christian P. Illek Mgmt Withheld Against Stephen R. Kappes Mgmt Withheld Against Raphael K?bler Mgmt Withheld Against Thorsten Langheim Mgmt Withheld Against G. Michael Sievert Mgmt Withheld Against Teresa A. Taylor Mgmt Withheld Against Kelvin R. Westbrook Mgmt Withheld Against 2. Ratification of the Appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2020. 3. Advisory Vote to Approve the Compensation Mgmt For For Provided to the Company's Named Executive Officers for 2019. 4. Stockholder Proposal for Limitations on Shr Against For Accelerated Vesting of Equity Awards in the Event of a Change of Control. -------------------------------------------------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. Agenda Number: 935151819 -------------------------------------------------------------------------------------------------------------------------- Security: 74144T108 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: TROW ISIN: US74144T1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mark S. Bartlett Mgmt For For 1B. Election of Director: Mary K. Bush Mgmt For For 1C. Election of Director: Dina Dublon Mgmt For For 1D. Election of Director: Dr. Freeman A. Mgmt For For Hrabowski, III 1E. Election of Director: Robert F. MacLellan Mgmt For For 1F. Election of Director: Olympia J. Snowe Mgmt For For 1G. Election of Director: Robert J. Stevens Mgmt For For 1H. Election of Director: William J. Stromberg Mgmt For For 1I. Election of Director: Richard R. Verma Mgmt For For 1J. Election of Director: Sandra S. Wijnberg Mgmt For For 1K. Election of Director: Alan D. Wilson Mgmt For For 2. To approve, by a non-binding advisory vote, Mgmt For For the compensation paid by the Company to its Named Executive Officers. 3. Ratification of the appointment of KPMG LLP Mgmt For For as our independent registered public accounting firm for 2020. 4. To approve the 2020 Long-Term Incentive Mgmt For For Plan. 5. Stockholder proposal for a report on voting Shr For Against by our funds and portfolios on matters related to climate change. -------------------------------------------------------------------------------------------------------------------------- TE CONNECTIVITY LTD Agenda Number: 935133479 -------------------------------------------------------------------------------------------------------------------------- Security: H84989104 Meeting Type: Annual Meeting Date: 11-Mar-2020 Ticker: TEL ISIN: CH0102993182 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Pierre R. Brondeau Mgmt For For 1B. Election of Director: Terrence R. Curtin Mgmt For For 1C. Election of Director: Carol A. ("John") Mgmt For For Davidson 1D. Election of Director: Lynn A. Dugle Mgmt For For 1E. Election of Director: William A. Jeffrey Mgmt For For 1F. Election of Director: David M. Kerko Mgmt For For 1G. Election of Director: Thomas J. Lynch Mgmt For For 1H. Election of Director: Yong Nam Mgmt For For 1I. Election of Director: Daniel J. Phelan Mgmt For For 1J. Election of Director: Abhijit Y. Talwalkar Mgmt For For 1K. Election of Director: Mark C. Trudeau Mgmt For For 1L. Election of Director: Dawn C. Willoughby Mgmt For For 1M. Election of Director: Laura H. Wright Mgmt For For 2. To elect Thomas J. Lynch as the Chairman of Mgmt For For the Board of Directors. 3A. To elect the individual member of the Mgmt For For Management Development and Compensation Committee: Daniel J. Phelan 3B. To elect the individual member of the Mgmt For For Management Development and Compensation Committee: Abhijit Y. Talwalkar 3C. To elect the individual member of the Mgmt For For Management Development and Compensation Committee: Mark C. Trudeau 3D. To elect the individual member of the Mgmt For For Management Development and Compensation Committee: Dawn C. Willoughby 4. To elect Dr. Ren? Schwarzenbach, of Proxy Mgmt For For Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2021 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. 5.1 To approve the 2019 Annual Report of TE Mgmt For For Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 27, 2019, the consolidated financial statements for the fiscal year ended September 27, 2019 and the Swiss Compensation Report for the fiscal year ended September 27, 2019). 5.2 To approve the statutory financial Mgmt For For statements of TE Connectivity Ltd. for the fiscal year ended September 27, 2019. 5.3 To approve the consolidated financial Mgmt For For statements of TE Connectivity Ltd. for the fiscal year ended September 27, 2019. 6. To release the members of the Board of Mgmt For For Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 27, 2019. 7.1 To elect Deloitte & Touche LLP as TE Mgmt For For Connectivity's independent registered public accounting firm for fiscal year 2020. 7.2 To elect Deloitte AG, Z?rich, Switzerland, Mgmt For For as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity. 7.3 To elect PricewaterhouseCoopers AG, Z?rich, Mgmt For For Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity. 8. An advisory vote to approve named executive Mgmt For For officer compensation 9. A binding vote to approve fiscal year 2021 Mgmt For For maximum aggregate compensation amount for executive management. 10. A binding vote to approve fiscal year 2021 Mgmt For For maximum aggregate compensation amount for the Board of Directors. 11. To approve the carryforward of Mgmt For For unappropriated accumulated earnings at September 27, 2019. 12. To approve a dividend payment to Mgmt For For shareholders equal to $1.92 per issued share to be paid in four equal quarterly installments of $0.48 starting with the third fiscal quarter of 2020 and ending in the second fiscal quarter of 2021 pursuant to the terms of the dividend resolution. 13. To approve a renewal of authorized capital Mgmt For For and related amendment to our articles of association. 14. To approve a reduction of share capital for Mgmt For For shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. 15. To approve any adjournments or Mgmt For For postponements of the meeting. -------------------------------------------------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935138722 -------------------------------------------------------------------------------------------------------------------------- Security: 882508104 Meeting Type: Annual Meeting Date: 23-Apr-2020 Ticker: TXN ISIN: US8825081040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mark A. Blinn Mgmt For For 1B. Election of Director: Todd M. Bluedorn Mgmt For For 1C. Election of Director: Janet F. Clark Mgmt For For 1D. Election of Director: Carrie S. Cox Mgmt For For 1E. Election of Director: Martin S. Craighead Mgmt For For 1F. Election of Director: Jean M. Hobby Mgmt For For 1G. Election of Director: Michael D. Hsu Mgmt For For 1H. Election of Director: Ronald Kirk Mgmt For For 1I. Election of Director: Pamela H. Patsley Mgmt For For 1J. Election of Director: Robert E. Sanchez Mgmt For For 1K. Election of Director: Richard K. Templeton Mgmt For For 2. Board proposal regarding advisory approval Mgmt For For of the Company's executive compensation. 3. Board proposal to ratify the appointment of Mgmt For For Ernst & Young LLP as the Company's independent registered public accounting firm for 2020. -------------------------------------------------------------------------------------------------------------------------- THE CLOROX COMPANY Agenda Number: 935087278 -------------------------------------------------------------------------------------------------------------------------- Security: 189054109 Meeting Type: Annual Meeting Date: 20-Nov-2019 Ticker: CLX ISIN: US1890541097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Amy Banse Mgmt For For 1B. Election of Director: Richard H. Carmona Mgmt For For 1C. Election of Director: Benno Dorer Mgmt For For 1D. Election of Director: Spencer C. Fleischer Mgmt For For 1E. Election of Director: Esther Lee Mgmt For For 1F. Election of Director: A.D. David Mackay Mgmt For For 1G. Election of Director: Robert W. Matschullat Mgmt For For 1H. Election of Director: Matthew J. Shattock Mgmt For For 1I. Election of Director: Pamela Thomas-Graham Mgmt For For 1J. Election of Director: Russell Weiner Mgmt For For 1K. Election of Director: Christopher J. Mgmt For For Williams 2. Advisory Vote to Approve Executive Mgmt For For Compensation. 3. Ratification of Independent Registered Mgmt For For Public Accounting Firm. 4. Approval of the Amended and Restated Mgmt For For Certificate of Incorporation to Eliminate the Supermajority Voting Provision. -------------------------------------------------------------------------------------------------------------------------- THE HERSHEY COMPANY Agenda Number: 935159954 -------------------------------------------------------------------------------------------------------------------------- Security: 427866108 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: HSY ISIN: US4278661081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR P. M. Arway Mgmt For For J. W. Brown Mgmt For For M. G. Buck Mgmt For For V. L. Crawford Mgmt For For C. A. Davis Mgmt For For M. K. Haben Mgmt For For J. C. Katzman Mgmt For For M. D. Koken Mgmt For For R. M. Malcolm Mgmt For For A. J. Palmer Mgmt For For J. R. Perez Mgmt For For W. L. Schoppert Mgmt For For D. L. Shedlarz Mgmt For For 2. Ratify the appointment of Ernst & Young LLP Mgmt For For as independent auditors for 2020. 3. Approve named executive officer Mgmt For For compensation on a non-binding advisory basis. -------------------------------------------------------------------------------------------------------------------------- THE KROGER CO. Agenda Number: 935215788 -------------------------------------------------------------------------------------------------------------------------- Security: 501044101 Meeting Type: Annual Meeting Date: 25-Jun-2020 Ticker: KR ISIN: US5010441013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of director: Nora A. Aufreiter Mgmt For For 1B. Election of director: Anne Gates Mgmt For For 1C. Election of director: Karen M. Hoguet Mgmt For For 1D. Election of director: Susan J. Kropf Mgmt For For 1E. Election of director: W. Rodney McMullen Mgmt For For 1F. Election of director: Clyde R. Moore Mgmt For For 1G. Election of director: Ronald L. Sargent Mgmt For For 1H. Election of director: Bobby S. Shackouls Mgmt For For 1I. Election of director: Mark S. Sutton Mgmt For For 1J. Election of director: Ashok Vemuri Mgmt For For 2. Approval, on an advisory basis, of Kroger's Mgmt For For executive compensation. 3. Ratification of PricewaterhouseCoopers LLP, Mgmt For For as auditors. 4. A shareholder proposal, if properly Shr Against For presented, to issue a report assessing the environmental impacts of using unrecyclable packaging for private label brands. 5. A shareholder proposal, if properly Shr Against For presented, to issue a report on human rights due diligence process in operations and supply chain. -------------------------------------------------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Agenda Number: 935072998 -------------------------------------------------------------------------------------------------------------------------- Security: 742718109 Meeting Type: Annual Meeting Date: 08-Oct-2019 Ticker: PG ISIN: US7427181091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Francis S. Blake Mgmt For For 1B. Election of Director: Angela F. Braly Mgmt For For 1C. Election of Director: Amy L. Chang Mgmt For For 1D. Election of Director: Scott D. Cook Mgmt For For 1E. Election of Director: Joseph Jimenez Mgmt For For 1F. Election of Director: Terry J. Lundgren Mgmt For For 1G. Election of Director: Christine M. McCarthy Mgmt For For 1H. Election of Director: W. James McNerney, Mgmt For For Jr. 1I. Election of Director: Nelson Peltz Mgmt For For 1J. Election of Director: David S. Taylor Mgmt For For 1K. Election of Director: Margaret C. Whitman Mgmt For For 1L. Election of Director: Patricia A. Woertz Mgmt For For 2. Ratify Appointment of the Independent Mgmt For For Registered Public Accounting Firm 3. Advisory Vote to Approve the Company's Mgmt For For Executive Compensation (the "Say on Pay" vote) 4. Approval of The Procter & Gamble 2019 Stock Mgmt For For and Incentive Compensation Plan -------------------------------------------------------------------------------------------------------------------------- TRACTOR SUPPLY COMPANY Agenda Number: 935154194 -------------------------------------------------------------------------------------------------------------------------- Security: 892356106 Meeting Type: Annual Meeting Date: 07-May-2020 Ticker: TSCO ISIN: US8923561067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia T. Jamison Mgmt For For Ricardo Cardenas Mgmt For For Denise L. Jackson Mgmt For For Thomas A. Kingsbury Mgmt For For Ramkumar Krishnan Mgmt For For George MacKenzie Mgmt For For Edna K. Morris Mgmt For For Mark J. Weikel Mgmt For For Harry A. Lawton III Mgmt For For 2. To ratify the re-appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for the fiscal year ending December 26, 2020 3. Say on Pay - An advisory vote to approve Mgmt For For executive compensation 4. To approve an amendment to the Certificate Mgmt Against Against of Incorporation to eliminate the supermajority voting requirements contained therein -------------------------------------------------------------------------------------------------------------------------- UDR, INC. Agenda Number: 935168751 -------------------------------------------------------------------------------------------------------------------------- Security: 902653104 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: UDR ISIN: US9026531049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Katherine A. Mgmt For For Cattanach 1B. Election of Director: Jon A. Grove Mgmt For For 1C. Election of Director: Mary Ann King Mgmt For For 1D. Election of Director: James D. Klingbeil Mgmt For For 1E. Election of Director: Clint D. McDonnough Mgmt For For 1F. Election of Director: Robert A. McNamara Mgmt For For 1G. Election of Director: Mark R. Patterson Mgmt For For 1H. Election of Director: Thomas W. Toomey Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP to serve as independent registered public accounting firm for the year ending December 31, 2020. 3. Advisory vote to approve named executive Mgmt For For officer compensation. -------------------------------------------------------------------------------------------------------------------------- UMPQUA HOLDINGS CORPORATION Agenda Number: 935137946 -------------------------------------------------------------------------------------------------------------------------- Security: 904214103 Meeting Type: Annual Meeting Date: 20-Apr-2020 Ticker: UMPQ ISIN: US9042141039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Board of Director: Peggy Fowler Mgmt For For 1B. Election of Board of Director: Stephen Mgmt For For Gambee 1C. Election of Board of Director: James Greene Mgmt For For 1D. Election of Board of Director: Luis Machuca Mgmt For For 1E. Election of Board of Director: Maria Pope Mgmt For For 1F. Election of Board of Director: Cort O'Haver Mgmt For For 1G. Election of Board of Director: John Schultz Mgmt For For 1H. Election of Board of Director: Susan Mgmt For For Stevens 1I. Election of Board of Director: Hilliard Mgmt For For Terry 1J. Election of Board of Director: Bryan Timm Mgmt For For 1K. Election of Board of Director: Anddria Mgmt For For Varnado 2. RATIFICATION OF SELECTION OF REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM: The Audit and Compliance Committee has selected Deloitte & Touche LLP to serve as our independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For (SAY ON PAY): We are requesting your vote on the following resolution: "RESOLVED, that the shareholders approve the compensation of the named executive officers as described in the Compensation Discussion and Analysis and the tabular and accompanying narrative disclosure of named executive officer compensation in the Proxy Statement for the 2020 Annual Meeting of Shareholders." -------------------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935188931 -------------------------------------------------------------------------------------------------------------------------- Security: 91324P102 Meeting Type: Annual Meeting Date: 01-Jun-2020 Ticker: UNH ISIN: US91324P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard T. Burke Mgmt For For 1B. Election of Director: Timothy P. Flynn Mgmt For For 1C. Election of Director: Stephen J. Hemsley Mgmt For For 1D. Election of Director: Michele J. Hooper Mgmt For For 1E. Election of Director: F. William McNabb III Mgmt For For 1F. Election of Director: Valerie C. Montgomery Mgmt For For Rice, M.D. 1G. Election of Director: John H. Noseworthy, Mgmt For For M.D. 1H. Election of Director: Glenn M. Renwick Mgmt For For 1I. Election of Director: David S. Wichmann Mgmt For For 1J. Election of Director: Gail R. Wilensky, Mgmt For For Ph.D. 2. Advisory approval of the Company's Mgmt For For executive compensation. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. 4. Approval of the UnitedHealth Group 2020 Mgmt For For Stock Incentive Plan. 5. If properly presented at the 2020 Annual Shr Against For Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting any material amendment to the Company's Bylaws be subject to a non-binding shareholder vote. -------------------------------------------------------------------------------------------------------------------------- VERISIGN, INC. Agenda Number: 935175376 -------------------------------------------------------------------------------------------------------------------------- Security: 92343E102 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: VRSN ISIN: US92343E1029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: D. James Bidzos Mgmt For For 1.2 Election of Director: Yehuda Ari Buchalter Mgmt For For 1.3 Election of Director: Kathleen A. Cote Mgmt For For 1.4 Election of Director: Thomas F. Frist III Mgmt For For 1.5 Election of Director: Jamie S. Gorelick Mgmt For For 1.6 Election of Director: Roger H. Moore Mgmt For For 1.7 Election of Director: Louis A. Simpson Mgmt For For 1.8 Election of Director: Timothy Tomlinson Mgmt For For 2. To approve, on a non-binding, advisory Mgmt For For basis, the Company's executive compensation. 3. To ratify the selection of KPMG LLP as the Mgmt For For Company's independent registered public accounting firm for the year ending December 31, 2020. 4. To vote on a stockholder proposal, if Shr For Against properly presented at the meeting, requesting that the Board take steps to permit stockholder action by written consent. -------------------------------------------------------------------------------------------------------------------------- VERISK ANALYTICS INC Agenda Number: 935160515 -------------------------------------------------------------------------------------------------------------------------- Security: 92345Y106 Meeting Type: Annual Meeting Date: 20-May-2020 Ticker: VRSK ISIN: US92345Y1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Christopher M. Mgmt For For Foskett 1B. Election of Director: David B. Wright Mgmt For For 1C. Election of Director: Annell R. Bay Mgmt For For 2. To approve executive compensation on an Mgmt For For advisory, non-binding basis. 3. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as our independent auditor for the 2020 fiscal year. -------------------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Agenda Number: 935148406 -------------------------------------------------------------------------------------------------------------------------- Security: 92343V104 Meeting Type: Annual Meeting Date: 07-May-2020 Ticker: VZ ISIN: US92343V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Shellye L. Archambeau Mgmt For For 1b. Election of Director: Mark T. Bertolini Mgmt For For 1c. Election of Director: Vittorio Colao Mgmt For For 1d. Election of Director: Melanie L. Healey Mgmt For For 1e. Election of Director: Clarence Otis, Jr. Mgmt For For 1f. Election of Director: Daniel H. Schulman Mgmt For For 1g. Election of Director: Rodney E. Slater Mgmt For For 1h. Election of Director: Hans E. Vestberg Mgmt For For 1i. Election of Director: Gregory G. Weaver Mgmt For For 2. Advisory Vote to Approve Executive Mgmt For For Compensation 3. Ratification of Appointment of Independent Mgmt For For Registered Public Accounting Firm 4. Nonqualified Savings Plan Earnings Shr For Against 5. Special Shareholder Meetings Shr For Against 6. Lobbying Activities Report Shr For Against 7. User Privacy Metric Shr For Against 8. Amend Severance Approval Policy Shr For Against -------------------------------------------------------------------------------------------------------------------------- VF CORPORATION Agenda Number: 935043935 -------------------------------------------------------------------------------------------------------------------------- Security: 918204108 Meeting Type: Annual Meeting Date: 16-Jul-2019 Ticker: VFC ISIN: US9182041080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Richard T. Carucci Mgmt For For Juliana L. Chugg Mgmt For For Benno Dorer Mgmt For For Mark S. Hoplamazian Mgmt For For Laura W. Lang Mgmt For For W. Alan McCollough Mgmt For For W. Rodney McMullen Mgmt For For Clarence Otis, Jr. Mgmt For For Steven E. Rendle Mgmt For For Carol L. Roberts Mgmt For For Matthew J. Shattock Mgmt For For Veronica B. Wu Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation. 3. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as VF's independent registered public accounting firm for the 2020 fiscal year. -------------------------------------------------------------------------------------------------------------------------- W. P. CAREY INC. Agenda Number: 935190710 -------------------------------------------------------------------------------------------------------------------------- Security: 92936U109 Meeting Type: Annual Meeting Date: 11-Jun-2020 Ticker: WPC ISIN: US92936U1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mark A. Alexander Mgmt For For 1B. Election of Director: Peter J. Farrell Mgmt For For 1C. Election of Director: Robert J. Flanagan Mgmt For For 1D. Election of Director: Jason E. Fox Mgmt For For 1E. Election of Director: Axel K.A. Hansing Mgmt For For 1F. Election of Director: Jean Hoysradt Mgmt For For 1G. Election of Director: Margaret G. Lewis Mgmt For For 1H. Election of Director: Christopher J. Mgmt For For Niehaus 1I. Election of Director: Nick J.M. van Ommen Mgmt For For 2. To Approve the Advisory Resolution on Mgmt For For Executive Compensation. 3. To Approve the Advisory Resolution on the Mgmt 1 Year For Frequency of Executive Compensation Vote. 4. Ratification of Appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2020. -------------------------------------------------------------------------------------------------------------------------- WALMART INC. Agenda Number: 935192726 -------------------------------------------------------------------------------------------------------------------------- Security: 931142103 Meeting Type: Annual Meeting Date: 03-Jun-2020 Ticker: WMT ISIN: US9311421039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Cesar Conde Mgmt For For 1B. Election of Director: Timothy P. Flynn Mgmt For For 1C. Election of Director: Sarah J. Friar Mgmt For For 1D. Election of Director: Carla A. Harris Mgmt For For 1E. Election of Director: Thomas W. Horton Mgmt For For 1F. Election of Director: Marissa A. Mayer Mgmt For For 1G. Election of Director: C. Douglas McMillon Mgmt For For 1H. Election of Director: Gregory B. Penner Mgmt For For 1I. Election of Director: Steven S Reinemund Mgmt For For 1J. Election of Director: S. Robson Walton Mgmt For For 1K. Election of Director: Steuart L. Walton Mgmt For For 2. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation 3. Ratification of Ernst & Young LLP as Mgmt For For Independent Accountants 4. Approval of the Amendment to the ASDA Mgmt For For Sharesave Plan 2000 5. Report on Impacts of Single-Use Plastic Shr Against For Bags 6. Report on Supplier Antibiotics Use Shr Against For Standards 7. Policy to Include Hourly Associates as Shr For Against Director Candidates 8. Report on Strengthening Prevention of Shr Against For Workplace Sexual Harassment -------------------------------------------------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Agenda Number: 935158445 -------------------------------------------------------------------------------------------------------------------------- Security: 94106L109 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: WM ISIN: US94106L1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Frank M. Clark, Jr. Mgmt For For 1B. Election of Director: James C. Fish, Jr. Mgmt For For 1C. Election of Director: Andr?s R. Gluski Mgmt For For 1D. Election of Director: Victoria M. Holt Mgmt For For 1E. Election of Director: Kathleen M. Mgmt For For Mazzarella 1F. Election of Director: William B. Plummer Mgmt For For 1G. Election of Director: John C. Pope Mgmt For For 1H. Election of Director: Thomas H. Weidemeyer Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the independent registered public accounting firm for 2020. 3. Non-binding, advisory proposal to approve Mgmt For For our executive compensation. 4. Proposal to amend and restate our Employee Mgmt For For Stock Purchase Plan to increase the number of shares authorized for issuance. -------------------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC. Agenda Number: 935174021 -------------------------------------------------------------------------------------------------------------------------- Security: 98389B100 Meeting Type: Annual Meeting Date: 22-May-2020 Ticker: XEL ISIN: US98389B1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Lynn Casey Mgmt For For 1B. Election of Director: Ben Fowke Mgmt For For 1C. Election of Director: Netha N. Johnson Mgmt For For 1D. Election of Director: George J. Kehl Mgmt For For 1E. Election of Director: Richard T. O'Brien Mgmt For For 1F. Election of Director: David K. Owens Mgmt For For 1G. Election of Director: Christopher J. Mgmt For For Policinski 1H. Election of Director: James T. Prokopanko Mgmt For For 1I. Election of Director: A. Patricia Sampson Mgmt For For 1J. Election of Director: James J. Sheppard Mgmt For For 1K. Election of Director: David A. Westerlund Mgmt For For 1L. Election of Director: Kim Williams Mgmt For For 1M. Election of Director: Timothy V. Wolf Mgmt For For 1N. Election of Director: Daniel Yohannes Mgmt For For 2. Company proposal to approve, on an advisory Mgmt For For basis, executive compensation. 3. Company proposal to ratify the appointment Mgmt For For of Deloitte & Touche LLP as Xcel Energy Inc.'s independent registered public accounting firm for 2020 4. Shareholder proposal regarding a report on Shr Against For the costs and benefits of Xcel Energy's voluntary climate-related activities. -------------------------------------------------------------------------------------------------------------------------- XYLEM INC. Agenda Number: 935165123 -------------------------------------------------------------------------------------------------------------------------- Security: 98419M100 Meeting Type: Annual Meeting Date: 13-May-2020 Ticker: XYL ISIN: US98419M1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jeanne Beliveau-Dunn Mgmt For For 1B. Election of Director: Patrick K. Decker Mgmt For For 1C. Election of Director: Robert F. Friel Mgmt For For 1D. Election of Director: Jorge M. Gomez Mgmt For For 1E. Election of Director: Victoria D. Harker Mgmt For For 1F. Election of Director: Sten E. Jakobsson Mgmt For For 1G. Election of Director: Steven R. Loranger Mgmt For For 1H. Election of Director: Surya N. Mohapatra, Mgmt For For Ph.D. 1I. Election of Director: Jerome A. Peribere Mgmt For For 1J. Election of Director: Markos I. Tambakeras Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as our Independent Registered Public Accounting Firm for 2020. 3. Advisory vote to approve the compensation Mgmt For For of our named executive officers. 4. Shareholder proposal to lower threshold for Shr For Against shareholders to call special meetings from 25% to 15% of Company stock, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- ZOETIS INC. Agenda Number: 935169905 -------------------------------------------------------------------------------------------------------------------------- Security: 98978V103 Meeting Type: Annual Meeting Date: 20-May-2020 Ticker: ZTS ISIN: US98978V1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Gregory Norden Mgmt For For 1B. Election of Director: Louise M. Parent Mgmt For For 1C. Election of Director: Kristin C. Peck Mgmt For For 1D. Election of Director: Robert W. Scully Mgmt For For 2. Advisory vote to approve our executive Mgmt For For compensation (Say on Pay). 3. Advisory vote on the frequency of future Mgmt 1 Year For advisory votes on executive compensation (Say on Pay frequency). 4. Ratification of appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for 2020. SGI U.S. Small Cap Equity Fund -------------------------------------------------------------------------------------------------------------------------- AAR CORP. Agenda Number: 935068519 -------------------------------------------------------------------------------------------------------------------------- Security: 000361105 Meeting Type: Annual Meeting Date: 24-Sep-2019 Ticker: AIR ISIN: US0003611052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James E. Goodwin Mgmt For For 1B. Election of Director: John M. Holmes Mgmt For For 1C. Election of Director: Marc J. Walfish Mgmt For For 2. Advisory proposal to approve our Fiscal Mgmt For For 2019 executive compensation. 3. The ratification of the appointment of KPMG Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending May 31, 2020. -------------------------------------------------------------------------------------------------------------------------- AMERICAN STATES WATER COMPANY Agenda Number: 935176330 -------------------------------------------------------------------------------------------------------------------------- Security: 029899101 Meeting Type: Annual Meeting Date: 19-May-2020 Ticker: AWR ISIN: US0298991011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mr. John R. Fielder Mgmt For For Mr. C. James Levin Mgmt For For Ms. Janice F. Wilkins Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of our named executive officers. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- AMPHASTAR PHARMACEUTICALS INC. Agenda Number: 935197473 -------------------------------------------------------------------------------------------------------------------------- Security: 03209R103 Meeting Type: Annual Meeting Date: 08-Jun-2020 Ticker: AMPH ISIN: US03209R1032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class I Director: David Maris Mgmt For For 1B. Election of Class I Director: Richard Koo Mgmt For For 1C. Election of Class I Director: Floyd F. Mgmt For For Petersen 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 3. To approve, on an advisory basis, the Mgmt 1 Year For frequency of future stockholder advisory votes on the compensation of our named executive officers. 4. To ratify the appointment of Ernst & Young Mgmt For For LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- APOLLO INVESTMENT CORPORATION Agenda Number: 935055699 -------------------------------------------------------------------------------------------------------------------------- Security: 03761U502 Meeting Type: Annual Meeting Date: 06-Aug-2019 Ticker: AINV ISIN: US03761U5020 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Elliot Stein, Jr. Mgmt For For Bradley J. Wechsler Mgmt For For James C. Zelter Mgmt For For 2. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as Apollo Investment Corporation's (the "Company") independent registered public accounting firm for the fiscal year ending March 31, 2020. -------------------------------------------------------------------------------------------------------------------------- APPLIED INDUSTRIAL TECHNOLOGIES, INC. Agenda Number: 935079992 -------------------------------------------------------------------------------------------------------------------------- Security: 03820C105 Meeting Type: Annual Meeting Date: 29-Oct-2019 Ticker: AIT ISIN: US03820C1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mary Dean Hall Mgmt For For Dan P. Komnenovich Mgmt For For Joe A. Raver Mgmt For For 2. Say on Pay - To approve, through a Mgmt For For nonbinding advisory vote, the compensation of Applied's named executive officers. 3. To approve the 2019 Long-Term Performance Mgmt For For Plan. 4. To ratify the Audit Committee's appointment Mgmt For For of independent auditors. -------------------------------------------------------------------------------------------------------------------------- ARES COMMERCIAL REAL ESTATE CORP Agenda Number: 935139039 -------------------------------------------------------------------------------------------------------------------------- Security: 04013V108 Meeting Type: Annual Meeting Date: 23-Apr-2020 Ticker: ACRE ISIN: US04013V1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR William S. Benjamin Mgmt For For Caroline E. Blakely Mgmt For For 2. To ratify the selection of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. 3. To approve, on a non-binding, advisory Mgmt For For basis, the compensation of the Company's named executive officers as described in the 2020 Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- AVANGRID, INC. Agenda Number: 935205220 -------------------------------------------------------------------------------------------------------------------------- Security: 05351W103 Meeting Type: Annual Meeting Date: 22-Jun-2020 Ticker: AGR ISIN: US05351W1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ignacio S. Gal?n Mgmt Withheld Against John Baldacci Mgmt Withheld Against Daniel Alcain L?pez Mgmt Withheld Against Pedro Azagra Bl?zquez Mgmt Withheld Against Robert Duffy Mgmt Withheld Against Teresa Herbert Mgmt Withheld Against Patricia Jacobs Mgmt Withheld Against John Lahey Mgmt Withheld Against Jos? ?ngel M. Rodr?guez Mgmt Withheld Against Santiago M. Garrido Mgmt Withheld Against Jos? S?inz Armada Mgmt Withheld Against Alan Solomont Mgmt Withheld Against Elizabeth Timm Mgmt Withheld Against 2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For AS AVANGRID, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2020. 3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- AVISTA CORP. Agenda Number: 935163395 -------------------------------------------------------------------------------------------------------------------------- Security: 05379B107 Meeting Type: Annual Meeting Date: 11-May-2020 Ticker: AVA ISIN: US05379B1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Kristianne Blake Mgmt For For 1B. Election of Director: Donald C. Burke Mgmt For For 1C. Election of Director: Rebecca A. Klein Mgmt For For 1D. Election of Director: Scott H. Maw Mgmt For For 1E. Election of Director: Scott L. Morris Mgmt For For 1F. Election of Director: Jeffry L. Phillips Mgmt For For 1G. Election of Director: Marc F. Racicot Mgmt For For 1H. Election of Director: Heidi B. Stanley Mgmt For For 1I. Election of Director: R. John Taylor Mgmt For For 1J. Election of Director: Dennis P. Vermillion Mgmt For For 1K. Election of Director: Janet D. Widmann Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for 2020. 3. Advisory (non-binding) vote on executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- BIOSPECIFICS TECHNOLOGIES CORP. Agenda Number: 935211122 -------------------------------------------------------------------------------------------------------------------------- Security: 090931106 Meeting Type: Annual Meeting Date: 12-Jun-2020 Ticker: BSTC ISIN: US0909311062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ms. Jennifer Chao Mgmt For For Dr. Mark Wegman Mgmt For For Ms. Toby Wegman Mgmt For For 2. To ratify the appointment of EisnerAmper Mgmt For For LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2020. 3. To approve, on an advisory basis, the Mgmt For For compensation paid to our named executive officers in 2019. 4. To ratify the adoption by the Board of the Mgmt Against Against Rights Agreement, dated April 10, 2020, by and between the Company and Worldwide Stock Transfer, LLC. 5. To approve an amendment to the Company's Mgmt For For Certificate of Incorporation, as amended, to increase the authorized number of shares of common stock. -------------------------------------------------------------------------------------------------------------------------- BJ'S WHOLESALE CLUB HOLDINGS, INC. Agenda Number: 935209002 -------------------------------------------------------------------------------------------------------------------------- Security: 05550J101 Meeting Type: Annual Meeting Date: 18-Jun-2020 Ticker: BJ ISIN: US05550J1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Maile Clark Mgmt For For Thomas A. Kingsbury Mgmt For For 2. Ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as BJ's Wholesale Club Holdings, Inc.'s independent registered public accounting firm for the fiscal year ending January 30, 2021. 3. Approve, on an advisory (non-binding) Mgmt For For basis, the compensation of the named executive officers of BJ's Wholesale Club Holdings, Inc. 4. Approve an amendment to the Second Amended Mgmt For For and Restated Certificate of Incorporation of BJ's Wholesale Club Holdings, Inc. to declassify the Board of Directors of BJ's Wholesale Club Holdings, Inc. -------------------------------------------------------------------------------------------------------------------------- CALIFORNIA WATER SERVICE GROUP Agenda Number: 935195126 -------------------------------------------------------------------------------------------------------------------------- Security: 130788102 Meeting Type: Annual Meeting Date: 27-May-2020 Ticker: CWT ISIN: US1307881029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Gregory E. Aliff Mgmt For For 1B. Election of Director: Terry P. Bayer Mgmt For For 1C. Election of Director: Shelly M. Esque Mgmt For For 1D. Election of Director: Martin A. Kropelnicki Mgmt For For 1E. Election of Director: Thomas M. Krummel, Mgmt For For M.D. 1F. Election of Director: Richard P. Magnuson Mgmt For For 1G. Election of Director: Scott L. Morris Mgmt For For 1H. Election of Director: Peter C. Nelson Mgmt For For 1I. Election of Director: Carol M. Pottenger Mgmt For For 1J. Election of Director: Lester A. Snow Mgmt For For 1K. Election of Director: Patricia K. Wagner Mgmt For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 3. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS THE GROUP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020. -------------------------------------------------------------------------------------------------------------------------- CARRIAGE SERVICES, INC. Agenda Number: 935172990 -------------------------------------------------------------------------------------------------------------------------- Security: 143905107 Meeting Type: Annual Meeting Date: 19-May-2020 Ticker: CSV ISIN: US1439051079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Douglas B. Meehan Mgmt For For Donald D. Patteson, Jr. Mgmt For For 2. Approve, on an advisory basis, our named Mgmt For For executive officer compensation. 3. Ratify the appointment of Grant Thornton Mgmt For For LLP as Carriage Services, Inc.'s independent registered public accounting firm for the year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- CHESAPEAKE UTILITIES CORPORATION Agenda Number: 935182155 -------------------------------------------------------------------------------------------------------------------------- Security: 165303108 Meeting Type: Annual Meeting Date: 07-May-2020 Ticker: CPK ISIN: US1653031088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Lila A. Jaber Mgmt For For 1B. Election of Director: Thomas J. Bresnan Mgmt For For 1C. Election of Director: Ronald G. Forsythe, Mgmt For For Jr. 1D. Election of Director: Dianna F. Morgan Mgmt For For 1E. Election of Director: John R. Schimkaitis Mgmt For For 2. Cast a non-binding advisory vote to approve Mgmt For For the compensation of the Company's Named Executive Officers. 3. Cast a non-binding advisory vote to ratify Mgmt For For the appointment of the Company's independent registered public accounting firm, Baker Tilly Virchow Krause, LLP. -------------------------------------------------------------------------------------------------------------------------- CNO FINANCIAL GROUP, INC. Agenda Number: 935156895 -------------------------------------------------------------------------------------------------------------------------- Security: 12621E103 Meeting Type: Annual Meeting Date: 08-May-2020 Ticker: CNO ISIN: US12621E1038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Gary C. Bhojwani Mgmt For For 1B. Election of Director: Ellyn L. Brown Mgmt For For 1C. Election of Director: Stephen N. David Mgmt For For 1D. Election of Director: David B. Foss Mgmt For For 1E. Election of Director: Robert C. Greving Mgmt For For 1F. Election of Director: Mary R. Henderson Mgmt For For 1G. Election of Director: Charles J. Jacklin Mgmt For For 1H. Election of Director: Daniel R. Maurer Mgmt For For 1I. Election of Director: Frederick J. Sievert Mgmt For For 2. Approval of the Company's Amended and Mgmt For For Restated Long-Term Incentive Plan. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. 4. Approval, by non-binding advisory vote, of Mgmt For For the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- COMPUTER PROGRAMS AND SYSTEMS, INC. Agenda Number: 935140638 -------------------------------------------------------------------------------------------------------------------------- Security: 205306103 Meeting Type: Annual Meeting Date: 30-Apr-2020 Ticker: CPSI ISIN: US2053061030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Director: Regina M. Mgmt For For Benjamin 1.2 Election of Class III Director: David A. Mgmt For For Dye 1.3 Election of Class III Director: Christopher Mgmt For For T. Hjelm 2. To approve on an advisory basis the Mgmt For For compensation of the Company's named executive officers. 3. To ratify the appointment of Grant Thornton Mgmt For For LLP as the Company's independent registered public accountants for the year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- COMTECH TELECOMMUNICATIONS CORP. Agenda Number: 935105735 -------------------------------------------------------------------------------------------------------------------------- Security: 205826209 Meeting Type: Annual Meeting Date: 03-Dec-2019 Ticker: CMTL ISIN: US2058262096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Fred Kornberg Mgmt For For 1B. Election of Director: Edwin Kantor Mgmt For For 2. Approval, on an advisory basis, of the Mgmt For For compensation of our Named Executive Officers. 3. Ratification of selection of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm. 4. Approval of an amendment to our 2000 Stock Mgmt For For Incentive Plan (the "Plan") to increase the number of shares of Common Stock under the Plan. -------------------------------------------------------------------------------------------------------------------------- COOPER TIRE & RUBBER COMPANY Agenda Number: 935155057 -------------------------------------------------------------------------------------------------------------------------- Security: 216831107 Meeting Type: Annual Meeting Date: 08-May-2020 Ticker: CTB ISIN: US2168311072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Steven M. Chapman Mgmt For For Susan F. Davis Mgmt For For Kathryn P. Dickson Mgmt For For John J. Holland Mgmt For For Bradley E. Hughes Mgmt For For Tracey I. Joubert Mgmt For For Gary S. Michel Mgmt For For Brian C. Walker Mgmt For For Robert D. Welding Mgmt For For 2. To ratify the selection of the Company's Mgmt For For independent registered public accounting firm for the year ending December 31, 2020. 3. To approve, on a non-binding advisory Mgmt For For basis, the Company's named executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- CSG SYSTEMS INTERNATIONAL, INC. Agenda Number: 935168674 -------------------------------------------------------------------------------------------------------------------------- Security: 126349109 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: CSGS ISIN: US1263491094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: David G. Barnes Mgmt For For 1B. Election of Director: Marwan H. Fawaz Mgmt For For 1C. Election of Director: Dr. Rajan Naik Mgmt For For 1D. Election of Director: Haiyan Song Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 3. To approve an amendment and restatement of Mgmt For For our Amended and Restated 2005 Stock Incentive Plan. 4. To ratify the appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for fiscal 2020. -------------------------------------------------------------------------------------------------------------------------- EAGLE PHARMACEUTICALS, INC. Agenda Number: 935212934 -------------------------------------------------------------------------------------------------------------------------- Security: 269796108 Meeting Type: Annual Meeting Date: 23-Jun-2020 Ticker: EGRX ISIN: US2697961082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Steven Ratoff Mgmt For For Robert Glenning Mgmt For For 2. To ratify the selection by the audit Mgmt For For committee of the Board of Directors of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- EMERGENT BIOSOLUTIONS INC. Agenda Number: 935174540 -------------------------------------------------------------------------------------------------------------------------- Security: 29089Q105 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: EBS ISIN: US29089Q1058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. To elect Class II director to hold office Mgmt For For for a term expiring at our 2023 Annual Meeting: Zsolt Harsanyi, Ph.D. 1B. To elect Class II director to hold office Mgmt For For for a term expiring at our 2023 Annual Meeting: General George A. Joulwan 1C. To elect Class II director to hold office Mgmt For For for a term expiring at our 2023 Annual Meeting: Louis W. Sullivan, M.D. 2. To ratify the appointment by the audit Mgmt For For committee of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. Advisory vote to approve executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- EPLUS INC. Agenda Number: 935068759 -------------------------------------------------------------------------------------------------------------------------- Security: 294268107 Meeting Type: Annual Meeting Date: 18-Sep-2019 Ticker: PLUS ISIN: US2942681071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR BRUCE M. BOWEN Mgmt For For JOHN E. CALLIES Mgmt For For C. THOMAS FAULDERS, III Mgmt For For ERIC D. HOVDE Mgmt For For IRA A. HUNT, III Mgmt For For MARK P. MARRON Mgmt For For MAUREEN F. MORRISON Mgmt For For BEN XIANG Mgmt For For 2. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For COMPENSATION, AS DISCLOSED IN THE PROXY. 3. PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2020. -------------------------------------------------------------------------------------------------------------------------- EQUITY COMMONWEALTH Agenda Number: 935212376 -------------------------------------------------------------------------------------------------------------------------- Security: 294628102 Meeting Type: Annual Meeting Date: 23-Jun-2020 Ticker: EQC ISIN: US2946281027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Sam Zell Mgmt For For James S. Corl Mgmt For For Martin L. Edelman Mgmt For For Edward A. Glickman Mgmt For For David A. Helfand Mgmt For For Peter Linneman Mgmt For For James L. Lozier, Jr. Mgmt For For Mary Jane Robertson Mgmt For For Kenneth Shea Mgmt For For Gerald A. Spector Mgmt For For James A. Star Mgmt For For 2. To approve, on a non-binding advisory Mgmt For For basis, the compensation of our named executive officers. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- EVERBRIDGE, INC. Agenda Number: 935161757 -------------------------------------------------------------------------------------------------------------------------- Security: 29978A104 Meeting Type: Annual Meeting Date: 14-May-2020 Ticker: EVBG ISIN: US29978A1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jaime Ellertson Mgmt For For Sharon Rowlands Mgmt For For 2. Ratification of the Selection of Ernst & Mgmt For For Young LLP as our Independent Registered Public Accounting Firm 3. Advisory Approval of the Compensation of Mgmt For For our Named Executive Officers -------------------------------------------------------------------------------------------------------------------------- FBL FINANCIAL GROUP, INC. Agenda Number: 935149105 -------------------------------------------------------------------------------------------------------------------------- Security: 30239F106 Meeting Type: Annual Meeting Date: 14-May-2020 Ticker: FFG ISIN: US30239F1066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Roger K. Brooks Mgmt For For Paul A. Juffer Mgmt For For Paul E. Larson Mgmt For For Daniel D. Pitcher Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation. 3. Ratify the appointment of Ernst & Young LLP Mgmt For For as independent registered public accounting firm for 2020. -------------------------------------------------------------------------------------------------------------------------- FIDUS INVT CORP Agenda Number: 935159170 -------------------------------------------------------------------------------------------------------------------------- Security: 316500107 Meeting Type: Annual Meeting Date: 04-Jun-2020 Ticker: FDUS ISIN: US3165001070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Raymond L. Anstiss, Jr. Mgmt For For Edward H. Ross Mgmt For For 2. To approve a proposal to authorize the Mgmt For For Company, subject to the approval of the Company's Board of Directors, to sell or otherwise issue shares of its common stock during the next year at a price below the Company's then current net asset value per share, subject to certain conditions as set forth in the proxy statement (including that the cumulative number of shares sold pursuant to such authority does not exceed 25% of its then outstanding common stock immediately prior to each such sale). -------------------------------------------------------------------------------------------------------------------------- FIRST DEFIANCE FINANCIAL CORP. Agenda Number: 935147086 -------------------------------------------------------------------------------------------------------------------------- Security: 32006W106 Meeting Type: Annual Meeting Date: 28-Apr-2020 Ticker: FDEF ISIN: US32006W1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Lee Burdman Mgmt For For Jean A. Hubbard Mgmt For For Charles D. Niehaus Mgmt For For Mark A. Robison Mgmt For For Richard J. Schiraldi Mgmt For For 2. To consider and approve on a non-binding Mgmt For For advisory basis the compensation of First Defiance's named executive officers. 3. To consider and vote on a proposal to Mgmt For For ratify the appointment of Crowe LLP as the independent registered public accounting firm for First Defiance for the fiscal year 2020. -------------------------------------------------------------------------------------------------------------------------- FIRST FINANCIAL CORPORATION Agenda Number: 935146933 -------------------------------------------------------------------------------------------------------------------------- Security: 320218100 Meeting Type: Annual Meeting Date: 15-Apr-2020 Ticker: THFF ISIN: US3202181000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Gregory L Gibson Mgmt For For Paul J Pierson Mgmt For For 2. Approve, by non-binding vote, compensation Mgmt For For paid to the Corporation's named executive officers. 3. Ratification of the appointment of Crowe Mgmt For For LLP as the independent registered public accounting firm for the Corporation for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- FIRST INDUSTRIAL REALTY TRUST, INC. Agenda Number: 935178637 -------------------------------------------------------------------------------------------------------------------------- Security: 32054K103 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: FR ISIN: US32054K1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director term expires in 2021: Mgmt For For Peter E. Baccile 1.2 Election of Director term expires in 2021: Mgmt For For Teresa B. Bazemore 1.3 Election of Director term expires in 2021: Mgmt For For Matthew S. Dominski 1.4 Election of Director term expires in 2021: Mgmt For For Bruce W. Duncan 1.5 Election of Director term expires in 2021: Mgmt For For H. Patrick Hackett, Jr. 1.6 Election of Director term expires in 2021: Mgmt For For Denise A. Olsen 1.7 Election of Director term expires in 2021: Mgmt For For John Rau 1.8 Election of Director term expires in 2021: Mgmt For For L. Peter Sharpe 2. To approve an amendment to the First Mgmt For For Industrial Realty Trust, Inc. 2014 Stock Incentive Plan to increase the number of available shares that may be issued under the plan. 3. To approve, on an advisory (i.e. Mgmt For For non-binding) basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement for the 2020 Annual Meeting. 4. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. 5. In their discretion, the proxies are Mgmt Against Against authorized to vote on any and all other matters that may properly come before the meeting. -------------------------------------------------------------------------------------------------------------------------- FLOWERS FOODS, INC. Agenda Number: 935169056 -------------------------------------------------------------------------------------------------------------------------- Security: 343498101 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: FLO ISIN: US3434981011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: George E. Deese Mgmt For For 1B. Election of Director: Rhonda Gass Mgmt For For 1C. Election of Director: Benjamin H. Griswold, Mgmt For For IV 1D. Election of Director: Margaret G. Lewis Mgmt For For 1E. Election of Director: A. Ryals McMullian Mgmt For For 1F. Election of Director: James T. Spear Mgmt For For 1G. Election of Director: Melvin T. Stith, Mgmt For For Ph.D. 1H. Election of Director: C. Martin Wood III Mgmt For For 2. To approve by advisory vote the Mgmt For For compensation of the company's named executive officers. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for Flowers Foods, Inc. for the fiscal year ending January 2, 2021. 4. A management proposal to amend the Mgmt For For company's restated articles of incorporation and amended and restated bylaws to reduce supermajority voting requirements, including the supermajority threshold required to call a special meeting. -------------------------------------------------------------------------------------------------------------------------- FLUSHING FINANCIAL CORPORATION Agenda Number: 935179754 -------------------------------------------------------------------------------------------------------------------------- Security: 343873105 Meeting Type: Annual Meeting Date: 26-May-2020 Ticker: FFIC ISIN: US3438731057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class A Director for a term Mgmt For For expiring in 2023: John J. McCabe 1B. Election of Class A Director for a term Mgmt For For expiring in 2023: Donna M. O'Brien 1C. Election of Class A Director for a term Mgmt For For expiring in 2023: Michael J. Russo 1D. Election of Class A Director for a term Mgmt For For expiring in 2023: Caren C. Yoh 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of appointment of BDO USA, LLP Mgmt For For as the Independent Registered Public Accounting Firm for the year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- FORESTAR GROUP INC. Agenda Number: 935114188 -------------------------------------------------------------------------------------------------------------------------- Security: 346232101 Meeting Type: Annual Meeting Date: 23-Jan-2020 Ticker: FOR ISIN: US3462321015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Samuel R. Fuller Mgmt For For 1B. Election of Director: Lisa H. Jamieson Mgmt For For 1C. Election of Director: G.F. (Rick) Mgmt For For Ringler,III 1D. Election of Director: Donald C. Spitzer Mgmt For For 1E. Election of Director: Donald J. Tomnitz Mgmt For For 2. Approval of the advisory resolution on Mgmt For For Forestar's executive compensation. 3. Ratification of the Audit Committee's Mgmt For For appointment of Ernst & Young LLP as Forestar's independent registered public accounting firm for the fiscal year 2020. -------------------------------------------------------------------------------------------------------------------------- GLADSTONE CAPITAL CORPORATION Agenda Number: 935115344 -------------------------------------------------------------------------------------------------------------------------- Security: 376535100 Meeting Type: Annual Meeting Date: 06-Feb-2020 Ticker: GLAD ISIN: US3765351008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michela A. English Mgmt For For Anthony W. Parker Mgmt For For 2. To ratify our Audit Committee's selection Mgmt For For of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending September 30, 2020. -------------------------------------------------------------------------------------------------------------------------- GLOBUS MEDICAL, INC. Agenda Number: 935186064 -------------------------------------------------------------------------------------------------------------------------- Security: 379577208 Meeting Type: Annual Meeting Date: 03-Jun-2020 Ticker: GMED ISIN: US3795772082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: David M. Demski Mgmt For For 1B. Election of Director: Robert Douglas Mgmt For For 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020 3. To approve, in an advisory vote, the Mgmt For For compensation of the Company's named executive officers (the Say-on-Pay Vote). -------------------------------------------------------------------------------------------------------------------------- GOLUB CAPITAL BDC, INC. Agenda Number: 935063610 -------------------------------------------------------------------------------------------------------------------------- Security: 38173M102 Meeting Type: Special Meeting Date: 04-Sep-2019 Ticker: GBDC ISIN: US38173M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve an amendment to the GBDC Mgmt For For certificate of incorporation to increase the number of authorized shares of capital stock from 101,000,000 shares to 201,000,000 shares, consisting of 200,000,000 shares of GBDC common stock, par value $0.001 per share ("GBDC Common Stock"), and 1,000,000 shares of preferred stock, par value $0.001 per share (the "Certificate of Incorporation Amendment Proposal"). 2. Contingent upon approval of Certificate of Mgmt For For Incorporation Amendment Proposal, to approve issuance of shares of GBDC Common Stock pursuant to Agreement and Plan of Merger dated as of November 27, 2018 (as amended, "Merger Agreement") by and among GBDC, Fifth Ave Subsidiary Inc., a wholly owned subsidiary of GBDC (Merger Sub), Golub Capital Investment Corporation, a Maryland corporation (GCIC), GC Advisors LLC (GC Advisors), and, for certain limited purposes, Golub Capital LLC (such proposal is referred to as the "Merger Stock issuance Proposal") 3. Contingent upon approval of each of the Mgmt For For Certificate of Incorporation Amendment Proposal and the Merger Stock Issuance Proposal, to approve the amendment of the investment advisory agreement between GBDC and GC Advisors (as amended, the "New Investment Advisory Agreement") on the terms described in the accompanying proxy statement (such proposal is referred to as the "Advisory Agreement Amendment Proposal"). -------------------------------------------------------------------------------------------------------------------------- GRAND CANYON EDUCATION, INC. Agenda Number: 935202565 -------------------------------------------------------------------------------------------------------------------------- Security: 38526M106 Meeting Type: Annual Meeting Date: 11-Jun-2020 Ticker: LOPE ISIN: US38526M1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Brian E. Mueller Mgmt For For 1.2 Election of Director: Sara R. Dial Mgmt For For 1.3 Election of Director: Jack A. Henry Mgmt For For 1.4 Election of Director: Lisa Graham Keegan Mgmt For For 1.5 Election of Director: Chevy Humphrey Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers as disclosed in the Proxy Statement. 3. To ratify the appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- GREAT LAKES DREDGE & DOCK CORPORATION Agenda Number: 935151580 -------------------------------------------------------------------------------------------------------------------------- Security: 390607109 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: GLDD ISIN: US3906071093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Dr. Elaine J. Mgmt For For Dorward-King 1B. Election of Director: Ryan J. Levenson Mgmt For For 2. To ratify Deloitte & Touche LLP as the Mgmt For For Company's independent registered public accounting firm for the year ending December 31, 2020. 3. To approve, on a non-binding advisory Mgmt For For basis, the Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- GREAT SOUTHERN BANCORP, INC. Agenda Number: 935137376 -------------------------------------------------------------------------------------------------------------------------- Security: 390905107 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: GSBC ISIN: US3909051076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kevin R. Ausburn Mgmt For For Larry D. Frazier Mgmt For For Douglas M. Pitt Mgmt For For 2. The advisory (non-binding) vote on Mgmt For For executive compensation. 3. The ratification of the appointment of BKD, Mgmt For For LLP as Great Southern Bancorp, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- GROCERY OUTLET HOLDING CORP Agenda Number: 935192740 -------------------------------------------------------------------------------------------------------------------------- Security: 39874R101 Meeting Type: Annual Meeting Date: 08-Jun-2020 Ticker: GO ISIN: US39874R1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kenneth W. Alterman Mgmt For For John E. Bachman Mgmt For For Thomas F. Herman Mgmt For For Erik D. Ragatz Mgmt For For 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the current fiscal year ending January 2, 2021 3. To hold an advisory (non-binding) vote to Mgmt For For approve the Company's named executive officer compensation 4. To hold an advisory (non-binding) vote on Mgmt 1 Year For whether the frequency of the stockholder vote on our executive compensation should be every one, two or three years -------------------------------------------------------------------------------------------------------------------------- HEALTHSTREAM, INC. Agenda Number: 935172940 -------------------------------------------------------------------------------------------------------------------------- Security: 42222N103 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: HSTM ISIN: US42222N1037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeffrey L. McLaren Mgmt For For Michael D. Shmerling Mgmt For For Linda E. Rebrovick Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers as disclosed in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- HERITAGE COMMERCE CORP Agenda Number: 935063975 -------------------------------------------------------------------------------------------------------------------------- Security: 426927109 Meeting Type: Special Meeting Date: 27-Aug-2019 Ticker: HTBK ISIN: US4269271098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the merger and issuance of Mgmt For For common stock of Heritage Commerce Corp to shareholders of Presidio Bank pursuant to the Agreement and Plan of Merger and Reorganization, dated as of May 16, 2019, by and among Heritage Commerce Corp., Heritage Bank of Commerce and Presidio Bank. 2. Amendment to the Company's Articles of Mgmt For For Incorporation to increase the number of authorized shares of common stock. 3. Adjournment of the Heritage Commerce Corp Mgmt For For Special Meeting, if necessary or appropriate, and if a quorum is present, to solicit additional votes in favor of Proposal 1 and Proposal 2. -------------------------------------------------------------------------------------------------------------------------- HERITAGE COMMERCE CORP Agenda Number: 935186646 -------------------------------------------------------------------------------------------------------------------------- Security: 426927109 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: HTBK ISIN: US4269271098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR J. M. Biagini-Komas Mgmt For For Frank G. Bisceglia Mgmt For For Bruce H. Cabral Mgmt For For Jack W. Conner Mgmt For For Jason DiNapoli Mgmt For For Stephen G. Heitel Mgmt For For Walter T. Kaczmarek Mgmt For For Robert T. Moles Mgmt For For Laura Roden Mgmt For For Marina Park Sutton Mgmt For For Ranson W. Webster Mgmt For For Keith A. Wilton Mgmt For For 2. Approval of Amendment to Heritage Commerce Mgmt For For Corp 2013 Equity Incentive Plan. 3. Advisory proposal on executive Mgmt For For compensation. 4. Ratification of selection of independent Mgmt For For registered public accounting firm for the year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- HERITAGE INSURANCE HOLDINGS, INC./HRTG Agenda Number: 935202731 -------------------------------------------------------------------------------------------------------------------------- Security: 42727J102 Meeting Type: Annual Meeting Date: 22-Jun-2020 Ticker: HRTG ISIN: US42727J1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Bruce Lucas Mgmt For For Richard Widdicombe Mgmt For For Panagiotis Apostolou Mgmt For For Irini Barlas Mgmt For For Mark Berset Mgmt For For Steven Martindale Mgmt For For James Masiello Mgmt For For Nicholas Pappas Mgmt For For Joseph Vattamattam Mgmt For For Vijay Walvekar Mgmt For For 2. Ratification of the appointment of Plante & Mgmt For For Moran, PLLC as the independent registered public accounting firm for fiscal year 2020. 3. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers. 4. Approval, on an advisory basis, of the Mgmt 1 Year For frequency of future advisory votes on the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- ICF INTERNATIONAL, INC. Agenda Number: 935185012 -------------------------------------------------------------------------------------------------------------------------- Security: 44925C103 Meeting Type: Annual Meeting Date: 28-May-2020 Ticker: ICFI ISIN: US44925C1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mr. Sudhakar Kesavan Mgmt For For Mr. Michael Van Handel Mgmt For For 2. APPROVAL OF AMENDMENT TO 2018 INCENTIVE Mgmt For For PLAN: Approve the amendment to the Company's 2018 Omnibus Incentive Plan to increase the number of shares available for issuance by 415,000. 3. ADVISORY VOTE REGARDING ICF INTERNATIONAL'S Mgmt For For OVERALL PAY-FOR- PERFORMANCE NAMED EXECUTIVE OFFICER COMPENSATION PROGRAM - Approve, by non-binding vote, the Company's overall pay-for- performance executive compensation program, as described in the Compensation Discussion and Analysis, the compensation tables and the related narratives and other materials in the Proxy Statement. 4. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM - Ratify the selection of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- INDEPENDENT BANK CORPORATION Agenda Number: 935138582 -------------------------------------------------------------------------------------------------------------------------- Security: 453838609 Meeting Type: Annual Meeting Date: 21-Apr-2020 Ticker: IBCP ISIN: US4538386099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Terance L. Beia Mgmt For For Stephen L. Gulis, Jr. Mgmt For For William B. Kessel Mgmt For For 2. Ratification of the appointment of Crowe Mgmt For For LLP as independent auditors for the fiscal year ending December 31, 2020. 3. Approval of an advisory (non-binding) Mgmt For For resolution to approve the compensation paid to our Executives. 4. Approval of an advisory (non-binding) Mgmt 1 Year For resolution on the frequency of future advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- INGLES MARKETS, INCORPORATED Agenda Number: 935117881 -------------------------------------------------------------------------------------------------------------------------- Security: 457030104 Meeting Type: Annual Meeting Date: 11-Feb-2020 Ticker: IMKTA ISIN: US4570301048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ernest E. Ferguson Mgmt Withheld Against John R. Lowden Mgmt Withheld Against -------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL MONEY EXPRESS, INC. Agenda Number: 935216502 -------------------------------------------------------------------------------------------------------------------------- Security: 46005L101 Meeting Type: Annual Meeting Date: 26-Jun-2020 Ticker: IMXI ISIN: US46005L1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kurt Holstein Mgmt Withheld Against Robert Jahn Mgmt Withheld Against John Rincon Mgmt Withheld Against 2. Ratification of BDO USA, LLP as the Mgmt For For Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. To adopt the Company's 2020 Omnibus Equity Mgmt For For Compensation Plan. 4. To adopt the Company's 2020 Employee Stock Mgmt For For Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- INVESTORS REAL ESTATE TRUST Agenda Number: 935177178 -------------------------------------------------------------------------------------------------------------------------- Security: 461730509 Meeting Type: Annual Meeting Date: 19-May-2020 Ticker: IRET ISIN: US4617305093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Trustee: Jeffrey P. Caira Mgmt For For 1B. Election of Trustee: Michael T. Dance Mgmt For For 1C. Election of Trustee: Mark O. Decker, Jr. Mgmt For For 1D. Election of Trustee: Emily Nagle Green Mgmt For For 1E. Election of Trustee: Linda J. Hall Mgmt For For 1F. Election of Trustee: Terrance P. Maxwell Mgmt For For 1G. Election of Trustee: John A. Schissel Mgmt For For 1H. Election of Trustee: Mary J. Twinem Mgmt For For 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 3. APPROVAL OF THE AMENDED AND RESTATED 2015 Mgmt For For INCENTIVE PLAN. 4. RATIFICATION OF SELECTION OF GRANT THORNTON Mgmt For For AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. -------------------------------------------------------------------------------------------------------------------------- IRADIMED CORPORATION Agenda Number: 935215384 -------------------------------------------------------------------------------------------------------------------------- Security: 46266A109 Meeting Type: Annual Meeting Date: 12-Jun-2020 Ticker: IRMD ISIN: US46266A1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Roger Susi Mgmt For For Leslie McDonnell Mgmt For For James Hawkins Mgmt For For Monty Allen Mgmt For For Anthony Vuoto Mgmt For For 2. Approve the reappointment of RSM US LLP as Mgmt For For the Company's independent registered public accounting firm for the year ending December 31, 2020. 3. Approve of the Amended and Restated 2014 Mgmt For For Equity Incentive Plan. 4. Approve of the non-binding advisory Mgmt For For resolution on named executive officer compensation. 5. Vote, on a non-binding advisory basis, on Mgmt 1 Year For the frequency of future stockholder advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- ITURAN LOCATION AND CONTROL LTD. Agenda Number: 935103274 -------------------------------------------------------------------------------------------------------------------------- Security: M6158M104 Meeting Type: Annual Meeting Date: 12-Dec-2019 Ticker: ITRN ISIN: IL0010818685 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To appoint Fahn Kanne & co. as the Mgmt For For Company's independent auditors for the fiscal year 2019 and until the close of the next Shareholders' Annual General Meeting. 2A. Election of Class A Director: Eyal Mgmt For For Sheratzky 2B. Election of Class A Director: Efraim Mgmt For For Sheratzky 2C. Election of Class A Director: Tal Mgmt For For Sheratzky-Jaffa (Director and an Independent Director) 2D. Election of Class A Director: Yoav Kahane Mgmt For For (Director and an Independent Director) 3. To re-elect Mr. Gidon Kotler, an external Mgmt For For director of the Company, to office for an additional term of three years, which will commence on April 30, 2020. 3A. Please confirm you are a controlling Mgmt Take No Action shareholder/have a personal interest. If you do not vote FOR=YES OR AGAINST=NO the vote on the proposal 3 will not count. 4. To approve the renewal of the Compensation Mgmt For For Policy of the Company that was approved by the shareholders in the extraordinary general meeting held on November 07, 2016 with the amendments to the Compensation Policy that are proposed, as fully described in the Proxy Statement. 4A. Please confirm you have a personal Mgmt Take No Action interest. If you do not vote FOR=YES OR AGAINST=NO the vote on the proposal 4 will not count. -------------------------------------------------------------------------------------------------------------------------- J & J SNACK FOODS CORP. Agenda Number: 935119253 -------------------------------------------------------------------------------------------------------------------------- Security: 466032109 Meeting Type: Annual Meeting Date: 11-Feb-2020 Ticker: JJSF ISIN: US4660321096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Gerald B. Shreiber Mgmt For For 2. Advisory vote on Approval of the Company's Mgmt For For Executive Compensation Programs -------------------------------------------------------------------------------------------------------------------------- K12 INC. Agenda Number: 935096176 -------------------------------------------------------------------------------------------------------------------------- Security: 48273U102 Meeting Type: Annual Meeting Date: 13-Dec-2019 Ticker: LRN ISIN: US48273U1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Aida M. Alvarez Mgmt For For Craig R. Barrett Mgmt For For Guillermo Bron Mgmt For For Robert L. Cohen Mgmt For For Nathaniel A. Davis Mgmt For For John M. Engler Mgmt For For Steven B. Fink Mgmt For For Robert E. Knowling, Jr. Mgmt For For Liza McFadden Mgmt For For 2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 3. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2020. -------------------------------------------------------------------------------------------------------------------------- KAMAN CORPORATION Agenda Number: 935132528 -------------------------------------------------------------------------------------------------------------------------- Security: 483548103 Meeting Type: Annual Meeting Date: 15-Apr-2020 Ticker: KAMN ISIN: US4835481031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: George E. Minnich Mgmt For For 1.2 Election of Director: Thomas W. Rabaut Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of the Company's named executive officers. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- LANDEC CORPORATION Agenda Number: 935077936 -------------------------------------------------------------------------------------------------------------------------- Security: 514766104 Meeting Type: Annual Meeting Date: 16-Oct-2019 Ticker: LNDC ISIN: US5147661046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Albert D. Bolles Mgmt For For Deborah Carosella Mgmt For For Tonia Pankopf Mgmt For For Craig A. Barbarosh Mgmt For For Charles Macaluso Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Company's independent registered public accounting firm for the fiscal year ending May 31, 2020. 3. Approval of the 2019 Stock Incentive Plan. Mgmt For For 4. Advisory vote to approve named executive Mgmt For For officer compensation. -------------------------------------------------------------------------------------------------------------------------- LEXINGTON REALTY TRUST Agenda Number: 935172142 -------------------------------------------------------------------------------------------------------------------------- Security: 529043101 Meeting Type: Annual Meeting Date: 19-May-2020 Ticker: LXP ISIN: US5290431015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR T. Wilson Eglin Mgmt For For Richard S. Frary Mgmt For For Lawrence L. Gray Mgmt For For Jamie Handwerker Mgmt For For Claire A. Koeneman Mgmt For For Howard Roth Mgmt For For 2. An advisory, non-binding resolution to Mgmt For For approve the compensation of our named executive officers, as disclosed in the proxy statement for the 2020 Annual Meeting of Shareholders. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- LIFE STORAGE, INC. Agenda Number: 935185719 -------------------------------------------------------------------------------------------------------------------------- Security: 53223X107 Meeting Type: Annual Meeting Date: 28-May-2020 Ticker: LSI ISIN: US53223X1072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark G. Barberio Mgmt For For Joseph V. Saffire Mgmt For For Charles E. Lannon Mgmt For For Stephen R. Rusmisel Mgmt For For Arthur L. Havener, Jr. Mgmt For For Dana Hamilton Mgmt For For Edward J. Pettinella Mgmt For For David L. Rogers Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2020. 3. Proposal to adopt the Company's 2020 Mgmt For For Outside Directors' Stock Award Plan. 4. Proposal to approve the compensation of the Mgmt For For Company's executive officers. -------------------------------------------------------------------------------------------------------------------------- LIMONEIRA COMPANY Agenda Number: 935131831 -------------------------------------------------------------------------------------------------------------------------- Security: 532746104 Meeting Type: Annual Meeting Date: 24-Mar-2020 Ticker: LMNR ISIN: US5327461043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Elizabeth B. Chess Mgmt For For Donald R. Rudkin Mgmt For For Robert M. Sawyer Mgmt For For 2. TO VOTE ON A PROPOSAL TO RATIFY THE Mgmt For For SELECTION OF DELOITTE & TOUCHE LLP TO SERVE AS THE INDEPENDENT AUDITOR FOR LIMONEIRA COMPANY FOR THE FISCAL YEAR ENDING OCTOBER 31, 2020 ("PROPOSAL 2"). 3. To hold an advisory vote to approve the Mgmt For For compensation of the Named Executive Officers as disclosed in this proxy statement ("Proposal 3"). -------------------------------------------------------------------------------------------------------------------------- MANTECH INTERNATIONAL CORP. Agenda Number: 935189399 -------------------------------------------------------------------------------------------------------------------------- Security: 564563104 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: MANT ISIN: US5645631046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR George J. Pedersen Mgmt For For Richard L. Armitage Mgmt For For Mary K. Bush Mgmt For For Barry G. Campbell Mgmt For For Richard J. Kerr Mgmt For For Peter B. LaMontagne Mgmt For For Kenneth A. Minihan Mgmt For For Kevin M. Phillips Mgmt For For 2. Advisory vote on the compensation of the Mgmt For For Company's named executive officers. 3. Ratify the appointment of Deloitte & Touche Mgmt For For LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- MIDDLESEX WATER COMPANY Agenda Number: 935171835 -------------------------------------------------------------------------------------------------------------------------- Security: 596680108 Meeting Type: Annual Meeting Date: 19-May-2020 Ticker: MSEX ISIN: US5966801087 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James F. Cosgrove Jr. Mgmt For For 2. To provide a non-binding advisory vote to Mgmt For For approve named executive officer compensation. 3. To ratify the appointment of Baker Tilly Mgmt For For Virchow Krause, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- MYERS INDUSTRIES, INC. Agenda Number: 935156984 -------------------------------------------------------------------------------------------------------------------------- Security: 628464109 Meeting Type: Annual Meeting Date: 29-Apr-2020 Ticker: MYE ISIN: US6284641098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SARAH R. COFFIN Mgmt For For RONALD M. DE FEO Mgmt For For WILLIAM A. FOLEY Mgmt For For F. JACK LIEBAU, JR. Mgmt For For BRUCE M. LISMAN Mgmt For For LORI LUTEY Mgmt For For MICHAEL MCGAUGH Mgmt For For JANE SCACCETTI Mgmt For For ROBERT A. STEFANKO Mgmt For For 2. Advisory approval of the compensation of Mgmt For For the named executive officers 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020 -------------------------------------------------------------------------------------------------------------------------- NATIONAL GENERAL HOLDINGS CORP. Agenda Number: 935141969 -------------------------------------------------------------------------------------------------------------------------- Security: 636220303 Meeting Type: Annual Meeting Date: 29-Apr-2020 Ticker: NGHC ISIN: US6362203035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Donald T. DeCarlo Mgmt For For Patrick Fallon Mgmt For For Barry Karfunkel Mgmt For For Robert Karfunkel Mgmt For For John Marshaleck Mgmt For For John Nichols Mgmt For For Barbara Paris Mgmt For For Barry D. Zyskind Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Independent Auditor for the fiscal year ending December 31, 2020. 3. Advisory, non-binding approval of the Mgmt For For compensation of the Company's Named Executive Officers as disclosed pursuant to the SEC's compensation disclosure rules, including the Compensation Discussion and Analysis, the compensation tables, and the accompanying narrative disclosure, set forth in the 2020 annual meeting proxy statement. 4. Advisory, non-binding resolution to Mgmt 2 Years Against recommend the frequency (whether triennial, biennial or annual) with which shareholders of the Company will be entitled to have an advisory, non- binding vote on named executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- NATIONAL HEALTH INVESTORS, INC. Agenda Number: 935152708 -------------------------------------------------------------------------------------------------------------------------- Security: 63633D104 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: NHI ISIN: US63633D1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: W. Andrew Adams Mgmt For For 1B. Election of Director: Robert A. McCabe, Jr. Mgmt For For 1C. Election of Director: Charlotte A. Swafford Mgmt For For 1D. Election of Director: Robert G. Adams Mgmt For For 2. Approve the Amendment to the Articles of Mgmt For For Incorporation to increase the number of authorized shares. 3. Approve the advisory resolution approving Mgmt For For the compensation of the named executive officers as disclosed in the accompanying proxy statement. 4. Ratify the audit committee's selection of Mgmt For For BDO USA, LLP as independent registered public accounting firm for year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- NEOGENOMICS, INC. Agenda Number: 935174211 -------------------------------------------------------------------------------------------------------------------------- Security: 64049M209 Meeting Type: Annual Meeting Date: 28-May-2020 Ticker: NEO ISIN: US64049M2098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Douglas M. VanOort Mgmt For For 1B. Election of Director: Steven C. Jones Mgmt For For 1C. Election of Director: Kevin C. Johnson Mgmt For For 1D. Election of Director: Raymond R. Hipp Mgmt For For 1E. Election of Director: Bruce K. Crowther Mgmt For For 1F. Election of Director: Lynn A. Tetrault Mgmt For For 1G. Election of Director: Alison L. Hannah Mgmt For For 1H. Election of Director: Stephen M. Kanovsky Mgmt For For 1I. Election of Director: Rachel A. Stahler Mgmt For For 2. Advisory Vote on the Compensation Paid to Mgmt For For our Named Executive Officers. 3. Ratification of Appointment of Independent Mgmt For For Registered Public Accounting Firm. -------------------------------------------------------------------------------------------------------------------------- NORTHWEST PIPE COMPANY Agenda Number: 935205597 -------------------------------------------------------------------------------------------------------------------------- Security: 667746101 Meeting Type: Annual Meeting Date: 04-Jun-2020 Ticker: NWPX ISIN: US6677461013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Scott Montross, for a Mgmt For For three year term, expiring in 2023 1B. Election of Director: John Paschal, for a Mgmt For For three year term, expiring in 2023 1C. Election of Director: William Yearsley, for Mgmt For For a two year term, expiring in 2022 2. Approve, on an Advisory Basis, Named Mgmt For For Executive Officer Compensation 3. Ratify the Appointment of Moss Adams LLP as Mgmt For For the Company's independent registered public accounting firm -------------------------------------------------------------------------------------------------------------------------- NORTHWESTERN CORPORATION Agenda Number: 935136336 -------------------------------------------------------------------------------------------------------------------------- Security: 668074305 Meeting Type: Annual Meeting Date: 23-Apr-2020 Ticker: NWE ISIN: US6680743050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Stephen P. Adik Mgmt For For Anthony T. Clark Mgmt For For Dana J. Dykhouse Mgmt For For Jan R. Horsfall Mgmt For For Britt E. Ide Mgmt For For Julia L. Johnson Mgmt For For Linda G. Sullivan Mgmt For For Robert C. Rowe Mgmt For For Mahvash Yazdi Mgmt For For Jeffrey W. Yingling Mgmt For For 2. Ratification of Deloitte & Touche LLP as Mgmt For For the independent registered public accounting firm for 2020. 3. Advisory vote to approve named executive Mgmt For For officer compensation. 4. Transaction of any other matters and Mgmt For For business as may properly come before the annual meeting or any postponement or adjournment of the annual meeting. -------------------------------------------------------------------------------------------------------------------------- NUVASIVE, INC. Agenda Number: 935183828 -------------------------------------------------------------------------------------------------------------------------- Security: 670704105 Meeting Type: Annual Meeting Date: 28-May-2020 Ticker: NUVA ISIN: US6707041058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: J. Christopher Barry Mgmt For For 1B. Election of Director: Gregory T. Lucier Mgmt For For 1C. Election of Director: Leslie V. Norwalk, Mgmt For For Esq. 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. Approval of a non-binding advisory Mgmt For For resolution regarding the compensation of the Company's named executive officers for the fiscal year ended December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- OSI SYSTEMS, INC. Agenda Number: 935094386 -------------------------------------------------------------------------------------------------------------------------- Security: 671044105 Meeting Type: Annual Meeting Date: 12-Dec-2019 Ticker: OSIS ISIN: US6710441055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Deepak Chopra Mgmt For For Steven C. Good Mgmt For For Meyer Luskin Mgmt For For William F. Ballhaus Mgmt For For James B. Hawkins Mgmt For For Gerald Chizever Mgmt For For Kelli Bernard Mgmt For For 2. Ratification of the appointment of Moss Mgmt For For Adams LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2020. 3. Advisory vote on the Company's executive Mgmt For For compensation for the fiscal year ended June 30, 2019. -------------------------------------------------------------------------------------------------------------------------- OTTER TAIL CORPORATION Agenda Number: 935133518 -------------------------------------------------------------------------------------------------------------------------- Security: 689648103 Meeting Type: Annual Meeting Date: 20-Apr-2020 Ticker: OTTR ISIN: US6896481032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John D. Erickson Mgmt For For Nathan I. Partain Mgmt For For James B. Stake Mgmt For For 2. ADVISORY VOTE APPROVING THE COMPENSATION Mgmt For For PROVIDED TO EXECUTIVE OFFICERS. 3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2020. -------------------------------------------------------------------------------------------------------------------------- PC CONNECTION, INC. Agenda Number: 935212516 -------------------------------------------------------------------------------------------------------------------------- Security: 69318J100 Meeting Type: Annual Meeting Date: 27-May-2020 Ticker: CNXN ISIN: US69318J1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Patricia Gallup Mgmt For For David Hall Mgmt For For David Beffa-Negrini Mgmt For For Barbara Duckett Mgmt For For Jack Ferguson Mgmt For For 2. To approve the 2020 Stock Incentive Plan Mgmt For For 3. To ratify the selection by the Audit Mgmt For For Committee of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020 -------------------------------------------------------------------------------------------------------------------------- PENNANTPARK INVESTMENT CORPORATION Agenda Number: 935118768 -------------------------------------------------------------------------------------------------------------------------- Security: 708062104 Meeting Type: Annual Meeting Date: 17-Mar-2020 Ticker: PNNT ISIN: US7080621045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Marshall Brozost Mgmt For For Samuel Katz Mgmt For For 2. To ratify the selection of RSM US LLP to Mgmt For For serve as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2020. -------------------------------------------------------------------------------------------------------------------------- PHOTRONICS, INC. Agenda Number: 935135081 -------------------------------------------------------------------------------------------------------------------------- Security: 719405102 Meeting Type: Annual Meeting Date: 16-Mar-2020 Ticker: PLAB ISIN: US7194051022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Walter M. Fiederowicz Mgmt For For Peter S. Kirlin Mgmt For For Constantine Macricostas Mgmt For For George Macricostas Mgmt For For Mary Paladino Mgmt For For Mitchell G. Tyson Mgmt For For 2. To ratify the selection of Deloitte & Mgmt For For Touche LLP as independent registered public accounting firm for the fiscal year ending October 31, 2020. 3. To approve the entry into a Section 382 Mgmt For For Rights Agreement and the distribution of Preferred Share Purchase Rights to common shareholders. 4. To approve, by non-binding advisory vote, Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- PIEDMONT OFFICE REALTY TRUST, INC Agenda Number: 935152568 -------------------------------------------------------------------------------------------------------------------------- Security: 720190206 Meeting Type: Annual Meeting Date: 13-May-2020 Ticker: PDM ISIN: US7201902068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Director: Frank C. McDowell Mgmt For For 1B Election of Director: Kelly H. Barrett Mgmt For For 1C Election of Director: Wesley E. Cantrell Mgmt For For 1D Election of Director: Glenn G. Cohen Mgmt For For 1E Election of Director: Barbara B. Lang Mgmt For For 1F Election of Director: C. Brent Smith Mgmt For For 1G Election of Director: Jeffrey L. Swope Mgmt For For 1H Election of Director: Dale H. Taysom Mgmt For For 2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2020 3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For THE NAMED EXECUTIVE OFFICERS -------------------------------------------------------------------------------------------------------------------------- PNM RESOURCES, INC. Agenda Number: 935160680 -------------------------------------------------------------------------------------------------------------------------- Security: 69349H107 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: PNM ISIN: US69349H1077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Vicky A. Bailey Mgmt For For 1b. Election of Director: Norman P. Becker Mgmt For For 1c. Election of Director: Patricia K. Collawn Mgmt For For 1d. Election of Director: E. Renae Conley Mgmt For For 1e. Election of Director: Alan J. Fohrer Mgmt For For 1f. Election of Director: Sidney M. Gutierrez Mgmt For For 1g. Election of Director: James A. Hughes Mgmt For For 1h. Election of Director: Maureen T. Mullarkey Mgmt For For 1i. Election of Director: Donald K. Schwanz Mgmt For For 1j. Election of Director: Bruce W. Wilkinson Mgmt For For 2. Ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for 2020. 3. Approve, on an advisory basis, the Mgmt For For compensation of the named executive officers as disclosed in the 2020 proxy statement. 4. Publish a report on coal combustion Shr For Against residual matters at San Juan Generating Station. -------------------------------------------------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC CO Agenda Number: 935138859 -------------------------------------------------------------------------------------------------------------------------- Security: 736508847 Meeting Type: Annual Meeting Date: 22-Apr-2020 Ticker: POR ISIN: US7365088472 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: John W. Ballantine Mgmt For For 1B. Election of Director: Rodney L. Brown, Jr. Mgmt For For 1C. Election of Director: Jack E. Davis Mgmt For For 1D. Election of Director: Kirby A. Dyess Mgmt For For 1E. Election of Director: Mark B. Ganz Mgmt For For 1F. Election of Director: Marie Oh Huber Mgmt For For 1G. Election of Director: Kathryn J. Jackson Mgmt For For 1H. Election of Director: Michael H. Millegan Mgmt For For 1I. Election of Director: Neil J. Nelson Mgmt For For 1J. Election of Director: M. Lee Pelton Mgmt For For 1K. Election of Director: Maria M. Pope Mgmt For For 1L. Election of Director: Charles W. Shivery Mgmt For For 2. To approve, by a non-binding vote, the Mgmt For For compensation of the Company's named executive officers. 3. To ratify the appointment of Deloitte and Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the fiscal year 2020. -------------------------------------------------------------------------------------------------------------------------- PROVIDENT FINANCIAL SERVICES, INC. Agenda Number: 935141844 -------------------------------------------------------------------------------------------------------------------------- Security: 74386T105 Meeting Type: Annual Meeting Date: 23-Apr-2020 Ticker: PFS ISIN: US74386T1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert Adamo Mgmt For For Laura L. Brooks Mgmt For For Terence Gallagher Mgmt For For Carlos Hernandez Mgmt For For 1A. Election of Director for a one-year term: Mgmt For For Ursuline F. Foley 2. The approval (non-binding) of executive Mgmt For For compensation. 3. The ratification of the appointment of KPMG Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- QUANEX BUILDING PRODUCTS CORP Agenda Number: 935126626 -------------------------------------------------------------------------------------------------------------------------- Security: 747619104 Meeting Type: Annual Meeting Date: 27-Feb-2020 Ticker: NX ISIN: US7476191041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Bob Buck Mgmt For For 1.2 Election of Director: Susan Davis Mgmt For For 1.3 Election of Director: Bill Griffiths Mgmt For For 1.4 Election of Director: Don Maier Mgmt For For 1.5 Election of Director: Meredith Mendes Mgmt For For 1.6 Election of Director: Joe Rupp Mgmt For For 1.7 Election of Director: Curt Stevens Mgmt For For 1.8 Election of Director: George Wilson Mgmt For For 2. To approve the adoption of a new 2020 Mgmt For For Omnibus Incentive Plan 3. To approve an advisory resolution approving Mgmt For For the compensation of the Company's named executive officers 4. To approve a resolution ratifying the Mgmt For For appointment of the Company's independent auditor for fiscal 2020 -------------------------------------------------------------------------------------------------------------------------- SAUL CENTERS, INC. Agenda Number: 935139875 -------------------------------------------------------------------------------------------------------------------------- Security: 804395101 Meeting Type: Annual Meeting Date: 24-Apr-2020 Ticker: BFS ISIN: US8043951016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR B. Francis Saul II Mgmt For For John E. Chapoton Mgmt For For H. Gregory Platts Mgmt For For John R. Whitmore Mgmt For For 2. Ratification of Appointment of Deloitte & Mgmt For For Touche LLP as the Company's Independent Registered Public Accounting Firm for 2020. 3. Advisory vote on executive compensation. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- SOLAR CAPITAL LTD Agenda Number: 935072443 -------------------------------------------------------------------------------------------------------------------------- Security: 83413U100 Meeting Type: Annual Meeting Date: 08-Oct-2019 Ticker: SLRC ISIN: US83413U1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David S. Wachter Mgmt For For 2. To approve a proposal to authorize Solar Mgmt For For Capital Ltd. to sell shares of its common stock at a price or prices below Solar Capital Ltd.'s then current net asset value per share in one or more offerings, in each case subject to the approval of its board of directors and compliance with the conditions set forth in the proxy statement (including, without limitation, that the number of shares issued does not exceed 25% of Solar Capital Ltd.'s then outstanding common stock immediately prior to each such offering). -------------------------------------------------------------------------------------------------------------------------- SOUTHWEST GAS HOLDINGS, INC. Agenda Number: 935152570 -------------------------------------------------------------------------------------------------------------------------- Security: 844895102 Meeting Type: Annual Meeting Date: 07-May-2020 Ticker: SWX ISIN: US8448951025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert L. Boughner Mgmt For For Jos? A. C?rdenas Mgmt For For Stephen C. Comer Mgmt For For John P. Hester Mgmt For For Jane Lewis-Raymond Mgmt For For Anne L. Mariucci Mgmt For For Michael J. Melarkey Mgmt For For A. Randall Thoman Mgmt For For Thomas A. Thomas Mgmt For For Leslie T. Thornton Mgmt For For 2. To APPROVE, on a non-binding, advisory Mgmt For For basis, the Company's Executive Compensation. 3. To RATIFY the selection of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year 2020. -------------------------------------------------------------------------------------------------------------------------- SPARTANNASH COMPANY Agenda Number: 935174259 -------------------------------------------------------------------------------------------------------------------------- Security: 847215100 Meeting Type: Annual Meeting Date: 20-May-2020 Ticker: SPTN ISIN: US8472151005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR M. Sh?n Atkins Mgmt For For Dennis Eidson Mgmt For For Frank M. Gambino Mgmt For For Douglas A. Hacker Mgmt For For Yvonne R. Jackson Mgmt For For Matthew Mannelly Mgmt For For Elizabeth A. Nickel Mgmt For For Hawthorne L. Proctor Mgmt For For William R. Voss Mgmt For For 2. Approval of the Stock Incentive Plan of Mgmt For For 2020 3. Say on Pay - Advisory approval of the Mgmt For For Company's executive compensation. 4. Proposal to ratify the appointment of Mgmt For For Deloitte & Touche LLP as independent auditors for the current fiscal year. -------------------------------------------------------------------------------------------------------------------------- SYKES ENTERPRISES, INCORPORATED Agenda Number: 935180416 -------------------------------------------------------------------------------------------------------------------------- Security: 871237103 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: SYKE ISIN: US8712371033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class I Director: James S. Mgmt For For MacLeod 1B. Election of Class I Director: William D. Mgmt For For Muir, Jr. 1C. Election of Class I Director: Lorraine L. Mgmt For For Lutton 2. Non-binding advisory vote to approve Mgmt For For executive compensation. 3. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as independent auditors of the Company. -------------------------------------------------------------------------------------------------------------------------- TAYLOR MORRISON HOME CORPORATION (TMHC) Agenda Number: 935119695 -------------------------------------------------------------------------------------------------------------------------- Security: 87724P106 Meeting Type: Special Meeting Date: 30-Jan-2020 Ticker: TMHC ISIN: US87724P1066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approve the issuance of shares of common Mgmt For For stock of Taylor Morrison Home Corporation (TMHC) ("Taylor Morrison") to William Lyon Homes stockholders in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of November 5, 2019, by and among Taylor Morrison, Tower Merger Sub, Inc. and William Lyon Homes (the "share issuance proposal"). 2. Approve the adjournment of the Taylor Mgmt For For Morrison Special Meeting to another time or place, if necessary or appropriate, as determined by Taylor Morrison, to solicit additional proxies if there are insufficient votes at the time of the Taylor Morrison Special Meeting or any adjournments thereof to approve the share issuance proposal (the "adjournment proposal"). -------------------------------------------------------------------------------------------------------------------------- TELADOC HEALTH, INC. Agenda Number: 935178132 -------------------------------------------------------------------------------------------------------------------------- Security: 87918A105 Meeting Type: Annual Meeting Date: 28-May-2020 Ticker: TDOC ISIN: US87918A1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ms. Helen Darling Mgmt For For Mr. William H. Frist MD Mgmt For For Mr. Michael Goldstein Mgmt For For Mr. Jason Gorevic Mgmt For For Ms. C. A. Jacobson Mgmt For For Mr. Thomas G. McKinley Mgmt For For Mr. Kenneth H. Paulus Mgmt For For Mr. David Shedlarz Mgmt For For Mr. Mark D. Smith, MD Mgmt For For Mr. David B. Snow, Jr. Mgmt For For 2. Approve, on an advisory basis, the Mgmt For For compensation of Teladoc Health's named executive officers. 3. Ratify the appointment of Ernst & Young LLP Mgmt For For as Teladoc Health's independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. Agenda Number: 935156580 -------------------------------------------------------------------------------------------------------------------------- Security: 410867105 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: THG ISIN: US4108671052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Jane D. Carlin Mgmt For For (Three-year term expiring in 2023) 1.2 Election of Director: Daniel T. Henry Mgmt For For (Three-year term expiring in 2023) 1.3 Election of Director: Wendell J. Knox Mgmt For For (Three-year term expiring in 2023) 1.4 Election of Director: Kathleen S. Lane Mgmt For For (Three-year term expiring in 2023) 2. To approve the advisory vote on the Mgmt For For Company's executive compensation. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent, registered public accounting firm for 2020. -------------------------------------------------------------------------------------------------------------------------- UFP TECHNOLOGIES, INC. Agenda Number: 935211045 -------------------------------------------------------------------------------------------------------------------------- Security: 902673102 Meeting Type: Annual Meeting Date: 10-Jun-2020 Ticker: UFPT ISIN: US9026731029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert W. Pierce, Jr. Mgmt For For Daniel C. Croteau Mgmt For For Cynthia L. Feldmann Mgmt For For 2. To amend the Company's Certificate of Mgmt For For Incorporation to eliminate the classified structure of the Board of Directors and provide for the annual election of directors. 3. A non-binding advisory resolution to Mgmt For For approve our executive compensation. 4. To ratify the appointment of Grant Thornton Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- UNIFIRST CORPORATION Agenda Number: 935111017 -------------------------------------------------------------------------------------------------------------------------- Security: 904708104 Meeting Type: Annual Meeting Date: 14-Jan-2020 Ticker: UNF ISIN: US9047081040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas S. Postek Mgmt For For Steven S. Sintros Mgmt For For Raymond C. Zemlin Mgmt For For 2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 29, 2020. -------------------------------------------------------------------------------------------------------------------------- UNITIL CORPORATION Agenda Number: 935166719 -------------------------------------------------------------------------------------------------------------------------- Security: 913259107 Meeting Type: Annual Meeting Date: 29-Apr-2020 Ticker: UTL ISIN: US9132591077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Winfield S. Brown Mgmt For For Mark H. Collin Mgmt For For Michael B. Green Mgmt For For 2. To ratify the selection of independent Mgmt For For registered accounting firm, Deloitte & Touche LLP, for fiscal year 2020 3. Advisory vote on the approval of Executive Mgmt For For Compensation -------------------------------------------------------------------------------------------------------------------------- URSTADT BIDDLE PROPERTIES INC. Agenda Number: 935127301 -------------------------------------------------------------------------------------------------------------------------- Security: 917286205 Meeting Type: Annual Meeting Date: 18-Mar-2020 Ticker: UBA ISIN: US9172862057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class II Director to serve for Mgmt For For three years: Kevin J. Bannon 1B. Election of Class II Director to serve for Mgmt For For three years: Richard Grellier 1C. Election of Class II Director to serve for Mgmt For For three years: Charles D. Urstadt 1D. Election of Class III Director to serve for Mgmt For For one year: Willis H. Stephens, Jr. 2. To ratify the appointment of PKF O'Connor Mgmt For For Davies, LLP, as the independent registered public accounting firm of the Company for one year. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- WESBANCO, INC. Agenda Number: 935150526 -------------------------------------------------------------------------------------------------------------------------- Security: 950810101 Meeting Type: Annual Meeting Date: 22-Apr-2020 Ticker: WSBC ISIN: US9508101014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Crawford* Mgmt For For Todd F. Clossin* Mgmt For For Abigail M. Feinknopf* Mgmt For For Denise Knouse-Snyder* Mgmt For For Jay T. McCamic* Mgmt For For F. Eric Nelson, Jr.* Mgmt For For James W. Cornelsen# Mgmt For For Gregory S. Proctor Jr.$ Mgmt For For 2. To approve an advisory (non-binding) vote Mgmt For For on executive compensation paid to Wesbanco's named executive officers. 3. To approve an advisory (non-binding) vote Mgmt For For ratifying the appointment of Ernst & Young, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- WHITESTONE REIT Agenda Number: 935160440 -------------------------------------------------------------------------------------------------------------------------- Security: 966084204 Meeting Type: Annual Meeting Date: 14-May-2020 Ticker: WSR ISIN: US9660842041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeffrey A. Jones Mgmt For For 2. To approve, in an advisory (non-binding) Mgmt For For vote, the compensation of our named executive officers (as defined in the accompanying proxy statement) (proposal No. 2). 3. To ratify the appointment of Pannell Kerr Mgmt For For Forster of Texas, P.C. as our independent registered public accounting firm for the fiscal year ending December 31, 2020 (proposal No. 3). * Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) The RBB Fund, Inc.
By (Signature and Title)* | /s/ Salvatore Faia | |
Salvatore Faia, President | ||
(Principal Executive Officer) |
Date: 8/21/2020
* | Print the name and title of each signing officer under his or her signature. |