a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Women in Leadership U.S. Equity Portfolio |
ii. Class identification number, if any | C000164152 |
iii. Ticker symbol, if any | GWILX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | Robert W. Baird & Co. Incorporated |
ii. SEC file number | 8-497 |
iii. CRD number | 000008158 |
iv. LEI, if any | 549300772UJAHRD6LO53 |
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1441.72000000 |
Brokers Record:
2 |
i. Full name of broker | Sanford C. Bernstein & Co., LLC |
ii. SEC file number | 8-52942 |
iii. CRD number | 000104474 |
iv. LEI, if any | 549300I7JYZHT7D5CO04 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 763.10000000 |
Brokers Record:
3 |
i. Full name of broker | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 20788.38000000 |
Brokers Record:
4 |
i. Full name of broker | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 111.00000000 |
Brokers Record:
5 |
i. Full name of broker | Jefferies LLC |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 2498.28000000 |
Brokers Record:
6 |
i. Full name of broker | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 3164.52000000 |
Brokers Record:
7 |
i. Full name of broker | Janney Montgomery Scott LLC |
ii. SEC file number | 8-00462 |
iii. CRD number | 000000463 |
iv. LEI, if any | 549300QQRY1JCFQHYS08 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 39.00000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 28806.00000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
15 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 1000000.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 1 |
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
17 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Institutional Shares |
ii. Class identification number, if any | C000158302 |
iii. Ticker symbol, if any | GTILX |
Shares Outstanding Record:
2 |
i. Full name of Class | Advisor Shares |
ii. Class identification number, if any | C000017535 |
iii. Ticker symbol, if any | GTLLX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 13576923.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 13 |
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
3 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | High Yield Municipal Portfolio |
ii. Class identification number, if any | C000164150 |
iii. Ticker symbol, if any | GHYMX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 21139040.15000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 8-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 8325017.70000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Wells Fargo Securities, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 18078325.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 17341866.51000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Piper Sandler & Co. |
ii. SEC file number | 8-15204 |
iii. CRD number | 000000665 |
iv. LEI, if any | 549300GRQCWQ3XGH0H10 |
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 6171507.50000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Barclays Capital Inc. |
ii. SEC file number | 8-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 8558038.90000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 36037438.55000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 7239762.24000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | Pershing LLC |
ii. SEC file number | 8-17574 |
iii. CRD number | 000007560 |
iv. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 31127354.86000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 7419332.70000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
12 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
3 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 4250000.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 12 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Core Fixed Income Portfolio |
ii. Class identification number, if any | C000017529 |
iii. Ticker symbol, if any | GTCGX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | MarketAxess Corporation |
ii. SEC file number | 8-50727 |
iii. CRD number | 000044542 |
iv. LEI, if any | GPSMMRI21JE7ZCVYF972 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 11182237.40000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 11534740.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Stonex Financial Inc. |
ii. SEC file number | 8-51269 |
iii. CRD number | 000045993 |
iv. LEI, if any | 549300LNKU6K5TJCRG93 |
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 31962202.75000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | Wells Fargo Securities, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 31909508.63000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Natwest Markets Securities Inc. |
ii. SEC file number | 8-37135 |
iii. CRD number | 000011707 |
iv. LEI, if any | ZE2ZWJ5BTIQJ8M0C6K34 |
v. State, if applicable |
CONNECTICUT
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 30532786.78000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Jane Street Execution Services, LLC |
ii. SEC file number | 8-69254 |
iii. CRD number | 000167280 |
iv. LEI, if any | 549300HXJLXCPDWAH070 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 11364300.00000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | State Street Bank and Trust Company |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 571474TGEMMWANRLN572 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1247138871.63000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 21277362.00000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 15666513.40000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | Barclays Capital Inc. |
ii. SEC file number | 8-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 32515189.62000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
13 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
4 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Quantitative U.S. Small Cap Equity Portfolio |
ii. Class identification number, if any | C000195216 |
iii. Ticker symbol, if any | GQSCX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | RBC Capital Markets, LLC |
ii. SEC file number | 8-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 560.00000000 |
Brokers Record:
2 |
i. Full name of broker | Janney Montgomery Scott LLC |
ii. SEC file number | 8-00462 |
iii. CRD number | 000000463 |
iv. LEI, if any | 549300QQRY1JCFQHYS08 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 13.02000000 |
Brokers Record:
3 |
i. Full name of broker | Piper Sandler & Co. |
ii. SEC file number | 8-15204 |
iii. CRD number | 000000665 |
iv. LEI, if any | 549300GRQCWQ3XGH0H10 |
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 613.04000000 |
Brokers Record:
4 |
i. Full name of broker | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 290.60000000 |
Brokers Record:
5 |
i. Full name of broker | Wells Fargo Securities, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 2.58000000 |
Brokers Record:
6 |
i. Full name of broker | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1605.51000000 |
Brokers Record:
7 |
i. Full name of broker | Robert W. Baird & Co. Incorporated |
ii. SEC file number | 8-497 |
iii. CRD number | 000008158 |
iv. LEI, if any | 549300772UJAHRD6LO53 |
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 457.24000000 |
Brokers Record:
8 |
i. Full name of broker | Truist Securities, Inc. |
ii. SEC file number | 8-17212 |
iii. CRD number | 000006271 |
iv. LEI, if any | CSVTK36R0PNGXEM7NS14 |
v. State, if applicable |
GEORGIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1086.84000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 4628.83000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
16 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
6 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Quantitative U.S. Large Cap Value Equity Portfolio |
ii. Class identification number, if any | C000195215 |
iii. Ticker symbol, if any | GQLVX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | Sanford C. Bernstein & Co., LLC |
ii. SEC file number | 8-52942 |
iii. CRD number | 000104474 |
iv. LEI, if any | 549300I7JYZHT7D5CO04 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 303.18000000 |
Brokers Record:
2 |
i. Full name of broker | UBS Securities LLC |
ii. SEC file number | 8-22651 |
iii. CRD number | 000007654 |
iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 308.70000000 |
Brokers Record:
3 |
i. Full name of broker | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 112.30000000 |
Brokers Record:
4 |
i. Full name of broker | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 672.12000000 |
Brokers Record:
5 |
i. Full name of broker | Truist Securities, Inc. |
ii. SEC file number | 8-17212 |
iii. CRD number | 000006271 |
iv. LEI, if any | CSVTK36R0PNGXEM7NS14 |
v. State, if applicable |
GEORGIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 123.02000000 |
Brokers Record:
6 |
i. Full name of broker | Wells Fargo Securities, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 181.14000000 |
Brokers Record:
7 |
i. Full name of broker | RBC Capital Markets, LLC |
ii. SEC file number | 8-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 227.14000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 1927.60000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
9 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 500000.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 1 |
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
12 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Global Secured Options Portfolio |
ii. Class identification number, if any | C000118430 |
iii. Ticker symbol, if any | NOVIX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | State Street Bank and Trust Company |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 571474TGEMMWANRLN572 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 160.50000000 |
Brokers Record:
2 |
i. Full name of broker | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 11741.50000000 |
Brokers Record:
3 |
i. Full name of broker | Fiduciary Trust Company International |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | N1YKEWO2IYPRS4742F57 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 765.00000000 |
Brokers Record:
4 |
i. Full name of broker | BTIG, LLC |
ii. SEC file number | 8-65473 |
iii. CRD number | 000122225 |
iv. LEI, if any | 549300GTG9PL6WO3EC51 |
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 149.00000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 12816.00000000 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | Wells Fargo Securities, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 991379.55000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 6348761.72000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Fiduciary Trust Company International |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | N1YKEWO2IYPRS4742F57 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 4863.97000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | Natwest Markets Securities Inc. |
ii. SEC file number | 8-37135 |
iii. CRD number | 000011707 |
iv. LEI, if any | ZE2ZWJ5BTIQJ8M0C6K34 |
v. State, if applicable |
CONNECTICUT
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1967921.08000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | State Street Bank and Trust Company |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 571474TGEMMWANRLN572 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 232710871.75000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 3000000.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 2 |
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
6 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Responsible ESG U.S. Equity Portfolio |
ii. Class identification number, if any | C000164151 |
iii. Ticker symbol, if any | RESGX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 295.32000000 |
Brokers Record:
2 |
i. Full name of broker | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 29069.07000000 |
Brokers Record:
3 |
i. Full name of broker | Sanford C. Bernstein & Co., LLC |
ii. SEC file number | 8-52942 |
iii. CRD number | 000104474 |
iv. LEI, if any | 549300I7JYZHT7D5CO04 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 350.00000000 |
Brokers Record:
4 |
i. Full name of broker | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 3920.58000000 |
Brokers Record:
5 |
i. Full name of broker | Robert W. Baird & Co. Incorporated |
ii. SEC file number | 8-497 |
iii. CRD number | 000008158 |
iv. LEI, if any | 549300772UJAHRD6LO53 |
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 3351.12000000 |
Brokers Record:
6 |
i. Full name of broker | Janney Montgomery Scott LLC |
ii. SEC file number | 8-00462 |
iii. CRD number | 000000463 |
iv. LEI, if any | 549300QQRY1JCFQHYS08 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 27.33000000 |
Brokers Record:
7 |
i. Full name of broker | Wells Fargo Securities, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 28.26000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 37041.68000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 1500000.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 4 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Advisor Shares |
ii. Class identification number, if any | C000035926 |
iii. Ticker symbol, if any | GTAPX |
Shares Outstanding Record:
2 |
i. Full name of Class | Institutional Shares |
ii. Class identification number, if any | C000211480 |
iii. Ticker symbol, if any | GTLSX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | Truist Securities, Inc. |
ii. SEC file number | 8-17212 |
iii. CRD number | 000006271 |
iv. LEI, if any | CSVTK36R0PNGXEM7NS14 |
v. State, if applicable |
GEORGIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1012.00000000 |
Brokers Record:
2 |
i. Full name of broker | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 425.60000000 |
Brokers Record:
3 |
i. Full name of broker | Piper Sandler & Co. |
ii. SEC file number | 8-15204 |
iii. CRD number | 000000665 |
iv. LEI, if any | 549300GRQCWQ3XGH0H10 |
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 772.00000000 |
Brokers Record:
4 |
i. Full name of broker | Robert W. Baird & Co. Incorporated |
ii. SEC file number | 8-497 |
iii. CRD number | 000008158 |
iv. LEI, if any | 549300772UJAHRD6LO53 |
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 2127.20000000 |
Brokers Record:
5 |
i. Full name of broker | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1590.00000000 |
Brokers Record:
6 |
i. Full name of broker | Evercore Group L.L.C. |
ii. SEC file number | 8-49830 |
iii. CRD number | 000042405 |
iv. LEI, if any | 5493008F0LRLS5N8LZ81 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 200.00000000 |
Brokers Record:
7 |
i. Full name of broker | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 161899.89000000 |
Brokers Record:
8 |
i. Full name of broker | Instinet, LLC |
ii. SEC file number | 8-23669 |
iii. CRD number | 000007897 |
iv. LEI, if any | 549300MGMN3RKMU8FT57 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 2361.60000000 |
Brokers Record:
9 |
i. Full name of broker | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 2185.40000000 |
Brokers Record:
10 |
i. Full name of broker | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 806.40000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 173560.09000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
16 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 1928571.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 7 |
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
3 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Advisor Shares |
ii. Class identification number, if any | C000017538 |
iii. Ticker symbol, if any | GTCSX |
Shares Outstanding Record:
2 |
i. Full name of Class | Institutional Shares |
ii. Class identification number, if any | C000017539 |
iii. Ticker symbol, if any | GTSCX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 31637.50000000 |
Brokers Record:
2 |
i. Full name of broker | KeyBanc Capital Markets Inc. |
ii. SEC file number | 8-30177 |
iii. CRD number | 000000566 |
iv. LEI, if any | 2EQWV0180Z211YVAD813 |
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 30320.96000000 |
Brokers Record:
3 |
i. Full name of broker | Robert W. Baird & Co. Incorporated |
ii. SEC file number | 8-497 |
iii. CRD number | 000008158 |
iv. LEI, if any | 549300772UJAHRD6LO53 |
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 17560.92000000 |
Brokers Record:
4 |
i. Full name of broker | Instinet, LLC |
ii. SEC file number | 8-23669 |
iii. CRD number | 000007897 |
iv. LEI, if any | 549300MGMN3RKMU8FT57 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 17598.12000000 |
Brokers Record:
5 |
i. Full name of broker | RBC Capital Markets, LLC |
ii. SEC file number | 8-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 25807.52000000 |
Brokers Record:
6 |
i. Full name of broker | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 310723.11000000 |
Brokers Record:
7 |
i. Full name of broker | Wells Fargo Securities, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 31142.42000000 |
Brokers Record:
8 |
i. Full name of broker | Sanford C. Bernstein & Co., LLC |
ii. SEC file number | 8-52942 |
iii. CRD number | 000104474 |
iv. LEI, if any | 549300I7JYZHT7D5CO04 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 45040.68000000 |
Brokers Record:
9 |
i. Full name of broker | Liquidnet, Inc. |
ii. SEC file number | 8-52461 |
iii. CRD number | 000103987 |
iv. LEI, if any | 213800HSKBBO1GCVRG79 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 179464.44000000 |
Brokers Record:
10 |
i. Full name of broker | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 71988.84000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 828802.80000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
12 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 14285714.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 7 |
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
16 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Short Term Tax Aware Fixed Income Portfolio |
ii. Class identification number, if any | C000170952 |
iii. Ticker symbol, if any | GTAWX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | Barclays Capital Inc. |
ii. SEC file number | 8-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2885153.11000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | RBC Capital Markets, LLC |
ii. SEC file number | 8-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 4717543.05000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | BNY Mellon Capital Markets, LLC |
ii. SEC file number | 8-35255 |
iii. CRD number | 000017454 |
iv. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2964604.95000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | Headlands Tech Holdings, LLC |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 00000000000000000000 |
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2854053.80000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | State Street Bank and Trust Company |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 571474TGEMMWANRLN572 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 674202274.86000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 10971646.41000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 8840225.87000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 4389447.60000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3124061.46000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 9002320.02000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
5 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 1500000.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 1 |
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
12 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Strategic Equity Portfolio |
ii. Class identification number, if any | C000017540 |
iii. Ticker symbol, if any | GTCEX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | UBS Securities LLC |
ii. SEC file number | 8-22651 |
iii. CRD number | 000007654 |
iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1600.20000000 |
Brokers Record:
2 |
i. Full name of broker | Sanford C. Bernstein & Co., LLC |
ii. SEC file number | 8-52942 |
iii. CRD number | 000104474 |
iv. LEI, if any | 549300I7JYZHT7D5CO04 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 2053.72000000 |
Brokers Record:
3 |
i. Full name of broker | RBC Capital Markets, LLC |
ii. SEC file number | 8-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1424.06000000 |
Brokers Record:
4 |
i. Full name of broker | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 2785.95000000 |
Brokers Record:
5 |
i. Full name of broker | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1708.48000000 |
Brokers Record:
6 |
i. Full name of broker | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1637.52000000 |
Brokers Record:
7 |
i. Full name of broker | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 5467.11000000 |
Brokers Record:
8 |
i. Full name of broker | Liquidnet, Inc. |
ii. SEC file number | 8-52461 |
iii. CRD number | 000103987 |
iv. LEI, if any | 213800HSKBBO1GCVRG79 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 2223.63000000 |
Brokers Record:
9 |
i. Full name of broker | Piper Sandler & Co. |
ii. SEC file number | 8-15204 |
iii. CRD number | 000000665 |
iv. LEI, if any | 549300GRQCWQ3XGH0H10 |
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1423.08000000 |
Brokers Record:
10 |
i. Full name of broker | Truist Securities, Inc. |
ii. SEC file number | 8-17212 |
iii. CRD number | 000006271 |
iv. LEI, if any | CSVTK36R0PNGXEM7NS14 |
v. State, if applicable |
GEORGIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1388.68000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 25260.74000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
14 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
9 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Quantitative U.S. Total Market Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 1166667.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 6 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Quantitative U.S. Total Market Equity Portfolio |
ii. Class identification number, if any | C000035927 |
iii. Ticker symbol, if any | GTTMX |
Pricing Services Record:
1 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or provide and describe
other
identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any, or other identifying number | 571474TGEMMWANRLN572 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 678.40000000 |
Brokers Record:
2 |
i. Full name of broker | UBS Securities LLC |
ii. SEC file number | 8-22651 |
iii. CRD number | 000007654 |
iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 46.00000000 |
Brokers Record:
3 |
i. Full name of broker | Sanford C. Bernstein & Co., LLC |
ii. SEC file number | 8-52942 |
iii. CRD number | 000104474 |
iv. LEI, if any | 549300I7JYZHT7D5CO04 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1213.68000000 |
Brokers Record:
4 |
i. Full name of broker | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 98376.78000000 |
Brokers Record:
5 |
i. Full name of broker | Robert W. Baird & Co. Incorporated |
ii. SEC file number | 8-497 |
iii. CRD number | 000008158 |
iv. LEI, if any | 549300772UJAHRD6LO53 |
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1428.00000000 |
Brokers Record:
6 |
i. Full name of broker | Piper Sandler & Co. |
ii. SEC file number | 8-15204 |
iii. CRD number | 000000665 |
iv. LEI, if any | 549300GRQCWQ3XGH0H10 |
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1204.00000000 |
Brokers Record:
7 |
i. Full name of broker | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 3115.20000000 |
Brokers Record:
8 |
i. Full name of broker | Instinet, LLC |
ii. SEC file number | 8-23669 |
iii. CRD number | 000007897 |
iv. LEI, if any | 549300MGMN3RKMU8FT57 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 148.00000000 |
Brokers Record:
9 |
i. Full name of broker | Truist Securities, Inc. |
ii. SEC file number | 8-17212 |
iii. CRD number | 000006271 |
iv. LEI, if any | CSVTK36R0PNGXEM7NS14 |
v. State, if applicable |
GEORGIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 232.00000000 |
Brokers Record:
10 |
i. Full name of broker | Virtu Americas LLC |
ii. SEC file number | 8-68193 |
iii. CRD number | 000149823 |
iv. LEI, if any | 549300RA02N3BNSWBV74 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 407.20000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 106849.29000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
12 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
14 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Strategic Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
2 |
Name of fund | Quantitative International Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
3 |
Name of fund | Global Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
4 |
Name of fund | Secured Options Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
5 |
Name of fund | Quantitative U.S. Long/Short Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
6 |
Name of fund | Equity Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
7 |
Name of fund | Quantitative U.S. Large Cap Core Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
8 |
Name of fund | Core Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
9 |
Name of fund | Responsible ESG U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
10 |
Name of fund | Women in Leadership U.S. Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
11 |
Name of fund | Muni Intermediate Portfolio |
SEC File number(
e.g., 811-
)
| 811-06578 |
Shared Credit Users Record:
12 |
Name of fund | High Yield Municipal Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
13 |
Name of fund | Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
14 |
Name of fund | Short Term Tax Aware Fixed Income Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
15 |
Name of fund | Quantitative U.S. Small Cap Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
16 |
Name of fund | Quantitative U.S. Large Cap Growth Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
Shared Credit Users Record:
17 |
Name of fund | Quantitative U.S. Large Cap Value Equity Portfolio |
SEC File number(
e.g., 811-
)
| 811-05577 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 1250000.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 2 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Advisor Shares |
ii. Class identification number, if any | C000090298 |
iii. Ticker symbol, if any | GTSOX |
Shares Outstanding Record:
2 |
i. Full name of Class | Institutional Shares |
ii. Class identification number, if any | C000173616 |
iii. Ticker symbol, if any | GLSOX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 13-3668779 |
Description of other identifying number | Tax ID |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv US Holdings Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300NF240HXJO7N016 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|