The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 196 | 1,225 | SH | SOLE | 1,225 | 0 | 0 | ||
AGNC INVESTMENT CORP | COM | 00123Q104 | 7,050 | 506,800 | SH | SOLE | 506,800 | 0 | 0 | ||
AIMMUNE THERAPEUTICS INC | COM | 00900T107 | 5,470 | 158,783 | SH | SOLE | 158,783 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 4,068 | 142,700 | SH | SOLE | 142,700 | 0 | 0 | ||
AVROBIO INC | COM | 05455M100 | 486 | 37,306 | SH | SOLE | 37,306 | 0 | 0 | ||
BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST | SHS | 09257A108 | 896 | 150,600 | SH | SOLE | 150,600 | 0 | 0 | ||
BWX TECHNOLOGOES INC | COM | 05605H100 | 184 | 3,210 | SH | SOLE | 3,210 | 0 | 0 | ||
CAMP 2 08/01/25 | NOTE | 128126AD1 | 392 | 480,000 | PRN | SOLE | 0 | 0 | 0 | ||
CAPSTEAD MORTGAGE CORP | COM | 14067E506 | 2,659 | 473,165 | SH | SOLE | 473,165 | 0 | 0 | ||
CISCO SYSTEMS INC | COM | 17275R102 | 97 | 2,496 | SH | SOLE | 2,496 | 0 | 0 | ||
COLONY CAPITAL INC | COM | 19626G108 | 964 | 352,939 | SH | SOLE | 352,939 | 0 | 0 | ||
DENBURY INC | COM | 24790A101 | 1,563 | 88,798 | SH | SOLE | 88,798 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746U109 | 981 | 12,426 | SH | SOLE | 12,426 | 0 | 0 | ||
DOUBLELINE YIELD OPPORTUNITIES FUND | COM | 25862D105 | 4,573 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
ENERGY TRANSFER LP | COM | 29273V100 | 518 | 95,500 | SH | SOLE | 95,500 | 0 | 0 | ||
EOG RESOURCES INC | COM | 26875P101 | 147 | 4,060 | SH | SOLE | 4,060 | 0 | 0 | ||
ERICSSON (LM) TEL-SP ADR | ADR B SEK 10 | 294821608 | 78 | 7,200 | SH | SOLE | 7,200 | 0 | 0 | ||
FLIR SYSTEMS INC | COM | 302445101 | 210 | 5,895 | SH | SOLE | 5,895 | 0 | 0 | ||
FORTIVE CORP | NOTE | 34959JAK4 | 5,407 | 5,400,000 | PRN | SOLE | 0 | 0 | 0 | ||
FUTUREFUEL CORP | COM | 36116M106 | 97 | 8,595 | SH | SOLE | 8,595 | 0 | 0 | ||
GOLD RESOURCE CORP | COM | 38068T105 | 195 | 56,220 | SH | SOLE | 56,220 | 0 | 0 | ||
HARTFORD FINANCIAL SVCS GRP | COM | 416515104 | 102 | 2,790 | SH | SOLE | 2,790 | 0 | 0 | ||
HUNTINGTON INGALLS INDUSTRIE | COM | 446413106 | 203 | 1,435 | SH | SOLE | 1,435 | 0 | 0 | ||
JAZZ INVESTMENTS I LTD 1.5 08/15/2024 | NOTE | 472145AD3 | 518 | 515,000 | PRN | SOLE | 0 | 0 | 0 | ||
KIMCO REALTY CORP | COM | 49446R109 | 99 | 8,755 | SH | SOLE | 8,755 | 0 | 0 | ||
KRAFT HEINZ CO/THE | COM | 500754106 | 101 | 3,415 | SH | SOLE | 3,415 | 0 | 0 | ||
LIGAND PHARMACEUTICALS I 0.75 05/15/2023 | NOTE | 53220KAF5 | 555 | 615,000 | PRN | SOLE | 0 | 0 | 0 | ||
MGP INGREDIENTS INC | COM | 55303J106 | 212 | 5,385 | SH | SOLE | 5,385 | 0 | 0 | ||
MIX TELEMATICS LTD-SP ADR | SPONSORED ADR | 60688N102 | 103 | 11,745 | SH | SOLE | 11,745 | 0 | 0 | ||
MYERS INDUSTRIES INC | COM | 628464109 | 100 | 7,525 | SH | SOLE | 7,525 | 0 | 0 | ||
NATIONAL PRESTO INDS INC | COM | 637215104 | 199 | 2,455 | SH | SOLE | 2,455 | 0 | 0 | ||
NEW RESIDENTIAL INVESTMENT CORP | COM | 64828T201 | 4,221 | 531,000 | SH | SOLE | 531,000 | 0 | 0 | ||
NEWELL BRANDS INC | COM | 651229106 | 95 | 5,555 | SH | SOLE | 5,555 | 0 | 0 | ||
NUSTAR ENERGY LP | COM | 67058H102 | 114 | 10,700 | SH | SOLE | 10,700 | 0 | 0 | ||
NUVEEN PREFERRED & INCOME SECURITIES FUND | COM | 67072C105 | 3,683 | 418,033 | SH | SOLE | 418,033 | 0 | 0 | ||
OMNICOM GROUP | COM | 681919106 | 100 | 2,040 | SH | SOLE | 2,040 | 0 | 0 | ||
PGIM GLOBAL HIGH YIELD FUND INC | COM | 69346J106 | 2,190 | 165,301 | SH | SOLE | 165,301 | 0 | 0 | ||
PHATHOM PHARMACEUTICALS INC | COM | 71722W107 | 3,188 | 86,940 | SH | SOLE | 86,940 | 0 | 0 | ||
REPLIMUNE GROUP INC | COM | 76029N106 | 365 | 15,877 | SH | SOLE | 15,877 | 0 | 0 | ||
ROCKY BRANDS INC | COM | 774515100 | 173 | 7,040 | SH | SOLE | 7,040 | 0 | 0 | ||
SHYFT GROUP INC/THE | COM | 825698103 | 154 | 8,200 | SH | SOLE | 8,200 | 0 | 0 | ||
SNAP-ON INC | COM | 833034101 | 145 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
STEWART INFORMATION SERVICES | COM | 860372101 | 105 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
SUPERNUS PHARMACEUTICALS 0.625 04/01/2023 | NOTE | 868459AD0 | 493 | 540,000 | PRN | SOLE | 0 | 0 | 0 | ||
TWITTER INC 1 09/15/2021 | NOTE | 90184LAD4 | 199 | 200,000 | PRN | SOLE | 0 | 0 | 0 | ||
TWO HARBORS INVESTMENT CORP | COM | 90187B408 | 1,603 | 315,000 | SH | SOLE | 315,000 | 0 | 0 | ||
UGI CORP | COM | 902681105 | 204 | 6,265 | SH | SOLE | 6,265 | 0 | 0 | ||
VANECK VECTORS J.P. MORGAN EM LOCAL CURRENCY BOND ETF | JP MORGAN MKTS | 92189H300 | 10,908 | 353,693 | SH | SOLE | 353,693 | 0 | 0 | ||
VISTRA CORP | COM | 92840M102 | 208 | 11,235 | SH | SOLE | 11,235 | 0 | 0 | ||
WESTERN ASSET EMERGING MARKETS DEBT FUND INC | COM | 95766A101 | 4,301 | 349,101 | SH | SOLE | 349,101 | 0 | 0 |