The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
89BIO INC | COM | 282559103 | 60 | 10,292 | SH | SOLE | 10,292 | 0 | 0 | ||
ABRDN ASIA PACIFIC INCOME FU | COM | 003009107 | 3,790 | 1,503,855 | SH | SOLE | 1,503,855 | 0 | 0 | ||
AGNC INVT CORP | COM | 00123Q104 | 2,580 | 306,362 | SH | SOLE | 306,362 | 0 | 0 | ||
ANNALY CAPITAL MANAGEMENT IN | COM NEW ADDED | 035710839 | 1,518 | 88,436 | SH | SOLE | 88,436 | 0 | 0 | ||
ARGAN INC | COM | 04010E109 | 427 | 13,280 | SH | SOLE | 13,280 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 2,189 | 142,700 | SH | SOLE | 142,700 | 0 | 0 | ||
AVROBIO INC | COM | 05455M100 | 24 | 37,306 | SH | SOLE | 37,306 | 0 | 0 | ||
BARRICK GOLD CORP | COM | 067901108 | 1,162 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
BLACKROCK RES & COMMODITIES | COM | 09257A108 | 5,050 | 581,181 | SH | SOLE | 581,181 | 0 | 0 | ||
BWX TECHNOLOGIES INC | SHS | 05605H100 | 368 | 7,305 | SH | SOLE | 7,305 | 0 | 0 | ||
CALAVO GROWERS INC | COM | 128246105 | 292 | 9,200 | SH | SOLE | 9,200 | 0 | 0 | ||
CAMECO CORP | CL A | 13321L108 | 348 | 13,115 | SH | SOLE | 13,115 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746U109 | 859 | 12,426 | SH | SOLE | 12,426 | 0 | 0 | ||
DOUBLELINE YIELD OPPORTUNITI | COM | 25862D105 | 2,696 | 199,841 | SH | SOLE | 199,841 | 0 | 0 | ||
ELANCO ANIMAL HEALTH INC | UNIT 02/01/2023 | 28414H202 | 247 | 11,800 | SH | SOLE | 11,800 | 0 | 0 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 1,473 | 133,500 | SH | SOLE | 133,500 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,371 | 57,663 | SH | SOLE | 57,663 | 0 | 0 | ||
EVOLUTION PETE CORP | COM | 30049A107 | 997 | 143,268 | SH | SOLE | 143,268 | 0 | 0 | ||
FIRST MAJESTIC SILVER CORP | COM | 32076V103 | 345 | 45,280 | SH | SOLE | 45,280 | 0 | 0 | ||
FRANKLIN BSP RLTY TR INC | COMMON STOCK | 35243J101 | 4,308 | 399,988 | SH | SOLE | 399,988 | 0 | 0 | ||
FUTUREFUEL CORP | COM | 36116M106 | 1,067 | 176,629 | SH | SOLE | 176,629 | 0 | 0 | ||
HALOZYME THERAPEUTICS INC | NOTE 0.250% 3/0 | 40637HAD1 | 1,105 | 1,305,000 | PRN | SOLE | 1,305,000 | 0 | 0 | ||
HEALTHCARE SVCS GROUP INC | COM | 421906108 | 1,654 | 136,770 | SH | SOLE | 136,770 | 0 | 0 | ||
HF SINCLAIR CORP | COM | 403949100 | 211 | 3,925 | SH | SOLE | 3,925 | 0 | 0 | ||
INTERDIGITAL INC | NOTE 2.000% 6/0 | 45867GAB7 | 1,196 | 1,274,000 | PRN | SOLE | 1,274,000 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,646 | 13,855 | SH | SOLE | 13,855 | 0 | 0 | ||
IONIS PHARMACEUTICALS INC | NOTE 0.125%12/1 | 462222AB6 | 1,136 | 1,256,000 | PRN | SOLE | 1,256,000 | 0 | 0 | ||
JAZZ INVESTMENTS I LTD | NOTE 1.500% 8/1 | 472145AD3 | 487 | 515,000 | PRN | SOLE | 515,000 | 0 | 0 | ||
JOHN BEAN TECHNOLOGIES CORP | NOTE 0.250% 5/1 | 477839AB0 | 414 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
LIGAND PHARMACEUTICALS INC | NOTE 0.750% 5/1 | 53220KAF5 | 1,219 | 1,256,000 | PRN | SOLE | 1,256,000 | 0 | 0 | ||
LSI INDS INC OHIO | COM | 50216C108 | 561 | 72,990 | SH | SOLE | 72,990 | 0 | 0 | ||
MIX TELEMATICS LTD | SPONSORED ADR | 60688N102 | 322 | 42,410 | SH | SOLE | 42,410 | 0 | 0 | ||
MORGAN STANLEY EMERGING MKTS | COM | 617477104 | 3,875 | 963,819 | SH | SOLE | 963,819 | 0 | 0 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 1,329 | 44,277 | SH | SOLE | 44,277 | 0 | 0 | ||
NOVARTIS AG | SPONSORED ADR | 66987V109 | 313 | 4,120 | SH | SOLE | 4,120 | 0 | 0 | ||
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 144 | 10,700 | SH | SOLE | 10,700 | 0 | 0 | ||
NUVEEN PFD & INCOME SECS FD | COM | 67072C105 | 2,034 | 309,650 | SH | SOLE | 309,650 | 0 | 0 | ||
NVE CORP COM | COM NEW | 629445206 | 1,853 | 39,718 | SH | SOLE | 39,718 | 0 | 0 | ||
OMEGA HEALTHCARE INVS INC | COM | 681936100 | 976 | 33,100 | SH | SOLE | 33,100 | 0 | 0 | ||
PARAMOUNT GLOBAL | 5.75% CONV PFD A | 92556H305 | 288 | 9,330 | SH | SOLE | 9,330 | 0 | 0 | ||
PGIM GLOBAL HIGH YIELD FD FO | COM | 69346J106 | 139 | 13,152 | SH | SOLE | 13,152 | 0 | 0 | ||
PHATHOM PHARMACEUTICALS INC | COM | 71722W107 | 963 | 86,940 | SH | SOLE | 86,940 | 0 | 0 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 1,152 | 109,500 | SH | SOLE | 109,500 | 0 | 0 | ||
RICHARDSON ELECTRS LTD | COM | 763165107 | 433 | 28,644 | SH | SOLE | 28,644 | 0 | 0 | ||
RITHM CAPITAL CORP | COM NEW | 64828T201 | 2,634 | 359,900 | SH | SOLE | 359,900 | 0 | 0 | ||
SIMON PPTY GROUP INC NEW | COM | 828806109 | 2,714 | 30,240 | SH | SOLE | 30,240 | 0 | 0 | ||
SNAP INC | NOTE 0.250% 5/0 | 83304AAD8 | 24 | 26,000 | PRN | SOLE | 26,000 | 0 | 0 | ||
SNAP INC | NOTE 0.750% 8/0 | 83304AAB2 | 344 | 400,000 | PRN | SOLE | 400,000 | 0 | 0 | ||
SNAP ON INC | COM | 833034101 | 355 | 1,765 | SH | SOLE | 1,765 | 0 | 0 | ||
SUNCOR ENERGY INC NEW | COM | 867224107 | 280 | 9,950 | SH | SOLE | 9,950 | 0 | 0 | ||
SUPERNUS PHARMACEUTICALS | NOTE 0.625% 4/0 | 868459AD0 | 657 | 675,000 | PRN | SOLE | 675,000 | 0 | 0 | ||
TENARIS S A | SPONSORED ADS | 88031M109 | 384 | 14,850 | SH | SOLE | 14,850 | 0 | 0 | ||
TURNING PT BRANDS INC | NOTE 2.500% 7/1 | 90041LAE5 | 880 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
TWO HBRS INVT CORP | COM NEW | 90187B408 | 823 | 248,000 | SH | SOLE | 248,000 | 0 | 0 | ||
UGI CORP NEW | COM | 902681113 | 410 | 5,145 | SH | SOLE | 5,145 | 0 | 0 | ||
UNUM GROUP | COM | 91529Y106 | 372 | 9,595 | SH | SOLE | 9,595 | 0 | 0 | ||
VALE S A | SPONSORED ADS | 91912E105 | 386 | 28,953 | SH | SOLE | 28,953 | 0 | 0 | ||
VANECK ETF TRUST | JP MRGAN EM LOC | 92189H300 | 1,116 | 48,943 | SH | SOLE | 48,943 | 0 | 0 | ||
VAXCYTE INC | COM | 92243G108 | 374 | 15,585 | SH | SOLE | 15,585 | 0 | 0 | ||
VISHAY INTERTECHNOLOGY INC | NOTE 2.250% 6/1 | 928298AP3 | 950 | 1,015,000 | PRN | SOLE | 1,015,000 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 565 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
WARNER BROS DISCOVERY INC | COM SER A | 934423104 | 397 | 34,520 | SH | SOLE | 34,520 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746804 | 7,224 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
WESTERN ASSET EMERGING MKTS | COM | 95766A101 | 910 | 114,079 | SH | SOLE | 114,079 | 0 | 0 |