The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 203,490 | 66,500 | SH | SOLE | 66,500 | 0 | 0 | ||
AGNC INVT CORP | COM | 00123Q104 | 3,170,847 | 306,362 | SH | SOLE | 306,362 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 2,627,107 | 142,700 | SH | SOLE | 142,700 | 0 | 0 | ||
ABRDN ASIA PACIFIC INCOME FU | COM | 003009107 | 3,955,139 | 1,503,855 | SH | SOLE | 1,503,855 | 0 | 0 | ||
ARGAN INC | COM | 04010E109 | 1,881,876 | 51,027 | SH | SOLE | 51,027 | 0 | 0 | ||
ARTISAN PARTNERS ASSET MGMT | CL A | 04316A108 | 1,412,235 | 47,550 | SH | SOLE | 47,550 | 0 | 0 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 298,156 | 6,550 | SH | SOLE | 6,550 | 0 | 0 | ||
BARRICK GOLD CORP | COM | 067901108 | 1,718,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BLACKROCK RES & COMMODITIES | SHS | 09257A108 | 5,794,375 | 581,181 | SH | SOLE | 581,181 | 0 | 0 | ||
BRADY CORP | CL A | 104674106 | 264,231 | 5,610 | SH | SOLE | 5,610 | 0 | 0 | ||
DAY ONE BIOPHARMACEUTICALS I | COM | 23954D109 | 536,278 | 24,920 | SH | SOLE | 24,920 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746U109 | 761,945 | 12,426 | SH | SOLE | 12,426 | 0 | 0 | ||
DOUBLELINE YIELD OPPORTUNITI | COM | 25862D105 | 2,621,914 | 199,841 | SH | SOLE | 199,841 | 0 | 0 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 1,584,645 | 133,500 | SH | SOLE | 133,500 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,390,832 | 57,663 | SH | SOLE | 57,663 | 0 | 0 | ||
EVOLUTION PETE CORP | COM | 30049A107 | 2,408,299 | 318,980 | SH | SOLE | 318,980 | 0 | 0 | ||
FIRST MAJESTIC SILVER CORP | COM | 32076V103 | 377,635 | 45,280 | SH | SOLE | 45,280 | 0 | 0 | ||
FRANKLIN BSP RLTY TR INC | COMMON STOCK | 35243J101 | 4,514,845 | 349,988 | SH | SOLE | 349,988 | 0 | 0 | ||
FUTUREFUEL CORP | COM | 36116M106 | 2,549,275 | 313,564 | SH | SOLE | 313,564 | 0 | 0 | ||
GARRETT MOTION INC | PFD CONV SER A | 366505204 | 391,378 | 44,986 | SH | SOLE | 44,986 | 0 | 0 | ||
GRAFTECH INTL LTD | COM | 384313508 | 199,920 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
HALOZYME THERAPEUTICS INC | NOTE 0.250% 3/0 | 40637HAD1 | 1,263,403 | 1,305,000 | PRN | SOLE | 1,305,000 | 0 | 0 | ||
HEALTHCARE SVCS GROUP INC | COM | 421906108 | 1,641,240 | 136,770 | SH | SOLE | 136,770 | 0 | 0 | ||
INTERDIGITAL INC | NOTE 2.000% 6/0 | 45867GAB7 | 1,217,466 | 1,274,000 | PRN | SOLE | 1,274,000 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 2,374,701 | 16,855 | SH | SOLE | 16,855 | 0 | 0 | ||
IONIS PHARMACEUTICALS INC | NOTE 0.125%12/1 | 462222AB6 | 1,140,574 | 1,256,000 | PRN | SOLE | 1,256,000 | 0 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 2,268,379 | 74,300 | SH | SOLE | 74,300 | 0 | 0 | ||
JAZZ INVESTMENTS I LTD | NOTE 1.500% 8/1 | 472145AD3 | 506,953 | 515,000 | PRN | SOLE | 515,000 | 0 | 0 | ||
JOHN BEAN TECHNOLOGIES CORP | NOTE 0.250% 5/1 | 477839AB0 | 429,250 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
LSI INDS INC OHIO | COM | 50216C108 | 1,635,191 | 133,594 | SH | SOLE | 133,594 | 0 | 0 | ||
LIGAND PHARMACEUTICALS INC | NOTE 0.750% 5/1 | 53220KAF5 | 1,222,245 | 1,256,000 | PRN | SOLE | 1,256,000 | 0 | 0 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 1,711,851 | 52,127 | SH | SOLE | 52,127 | 0 | 0 | ||
MORGAN STANLEY EMERGING MKTS | COM | 617477104 | 4,240,804 | 963,819 | SH | SOLE | 963,819 | 0 | 0 | ||
NVE CORP | COM NEW | 629445206 | 2,571,741 | 39,718 | SH | SOLE | 39,718 | 0 | 0 | ||
NOVARTIS AG | SPONSORED ADR | 66987V109 | 373,766 | 4,120 | SH | SOLE | 4,120 | 0 | 0 | ||
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 171,200 | 10,700 | SH | SOLE | 10,700 | 0 | 0 | ||
OMEGA HEALTHCARE INVS INC | COM | 681936100 | 925,145 | 33,100 | SH | SOLE | 33,100 | 0 | 0 | ||
PGIM GLOBAL HIGH YIELD FD FO | COM | 69346J106 | 142,568 | 13,152 | SH | SOLE | 13,152 | 0 | 0 | ||
PHATHOM PHARMACEUTICALS INC | COM | 71722W107 | 704,638 | 62,802 | SH | SOLE | 62,802 | 0 | 0 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 1,287,720 | 109,500 | SH | SOLE | 109,500 | 0 | 0 | ||
RPC INC | COM | 749660106 | 263,020 | 29,586 | SH | SOLE | 29,586 | 0 | 0 | ||
RICHARDSON ELECTRS LTD | COM | 763165107 | 248,367 | 11,644 | SH | SOLE | 11,644 | 0 | 0 | ||
SANOFI | SPONSORED ADR | 80105N105 | 1,331,825 | 27,500 | SH | SOLE | 27,500 | 0 | 0 | ||
SIMON PPTY GROUP INC NEW | COM | 828806109 | 3,552,595 | 30,240 | SH | SOLE | 30,240 | 0 | 0 | ||
SNAP ON INC | COM | 833034101 | 289,040 | 1,265 | SH | SOLE | 1,265 | 0 | 0 | ||
SNAP INC | NOTE 0.750% 8/0 | 83304AAB2 | 338,800 | 400,000 | PRN | SOLE | 400,000 | 0 | 0 | ||
SOUTHERN COPPER CORP | COM | 84265V105 | 298,025 | 4,935 | SH | SOLE | 4,935 | 0 | 0 | ||
SPOK HLDGS INC | COM | 84863T106 | 3,286,319 | 401,260 | SH | SOLE | 401,260 | 0 | 0 | ||
SUPERNUS PHARMACEUTICALS | NOTE 0.625% 4/0 | 868459AD0 | 663,188 | 675,000 | PRN | SOLE | 675,000 | 0 | 0 | ||
TENARIS S A | SPONSORED ADS | 88031M109 | 331,559 | 9,430 | SH | SOLE | 9,430 | 0 | 0 | ||
TURNING PT BRANDS INC | NOTE 2.500% 7/1 | 90041LAE5 | 1,107,686 | 1,250,000 | PRN | SOLE | 1,250,000 | 0 | 0 | ||
TWO HBRS INVT CORP | COM | 90187B804 | 977,740 | 62,000 | SH | SOLE | 62,000 | 0 | 0 | ||
UGI CORP NEW | UNIT 06/01/2024 | 902681113 | 487,869 | 5,645 | SH | SOLE | 5,645 | 0 | 0 | ||
UTAH MED PRODS INC | COM | 917488108 | 231,219 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
VALE S A | SPONSORED ADS | 91912E105 | 491,332 | 28,953 | SH | SOLE | 28,953 | 0 | 0 | ||
VANECK ETF TRUST | JP MRGAN EM LOC | 92189H300 | 1,185,889 | 48,943 | SH | SOLE | 48,943 | 0 | 0 | ||
VISHAY INTERTECHNOLOGY INC | NOTE 2.250% 6/1 | 928298AP3 | 979,578 | 1,015,000 | PRN | SOLE | 1,015,000 | 0 | 0 | ||
VISTRA CORP | COM | 92840M102 | 201,956 | 8,705 | SH | SOLE | 8,705 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 672,480 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | 7,110,000 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
WESTERN ASSET EMERGING MKTS | COM | 95766A101 | 1,039,260 | 114,079 | SH | SOLE | 114,079 | 0 | 0 |