The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 459,855 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
AGNC INVT CORP | COM | 00123Q104 | 3,434,400 | 360,000 | SH | SOLE | 360,000 | 0 | 0 | ||
AGNICO EAGLE MINES LTD | COM | 008474108 | 317,190 | 4,850 | SH | SOLE | 4,850 | 0 | 0 | ||
ALCOA CORP | COM | 013872106 | 278,460 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
ANNALY CAPITAL MANAGEMENT IN | COM NEW | 035710839 | 3,384,827 | 177,588 | SH | SOLE | 177,588 | 0 | 0 | ||
ARGAN INC | COM | 04010E109 | 248,744 | 3,400 | SH | SOLE | 3,400 | 0 | 0 | ||
ARMOUR RESIDENTIAL REIT INC | COM SHS | 042315705 | 3,373,089 | 174,050 | SH | SOLE | 174,050 | 0 | 0 | ||
BARRICK GOLD CORP | COM | 067901108 | 318,588 | 19,100 | SH | SOLE | 19,100 | 0 | 0 | ||
BRADY CORP | CL A | 104674106 | 241,633 | 3,660 | SH | SOLE | 3,660 | 0 | 0 | ||
BWX TECHNOLOGIES INC | COM | 05605H100 | 593,750 | 6,250 | SH | SOLE | 6,250 | 0 | 0 | ||
CALAVO GROWERS INC | COM | 128246105 | 340,500 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CARDLYTICS INC | NOTE 1.000% 9/1 | 14161WAB1 | 461,181 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
COMTECH TELECOMMUNICATIONS C | COM NEW | 205826209 | 618,132 | 204,004 | SH | SOLE | 204,004 | 0 | 0 | ||
CONMED CORP | NOTE 2.250% 6/1 | 207410AH4 | 893,826 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
CRACKER BARREL OLD CTRY STOR | NOTE 0.625% 6/1 | 22410JAB2 | 1,104,657 | 1,250,000 | PRN | SOLE | 1,250,000 | 0 | 0 | ||
DELEK US HLDGS INC NEW | COM | 24665A103 | 284,740 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 310,470 | 6,550 | SH | SOLE | 6,550 | 0 | 0 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 240,552 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
EURONET WORLDWIDE INC | NOTE 0.750% 3/1 | 298736AL3 | 712,821 | 734,000 | PRN | SOLE | 734,000 | 0 | 0 | ||
EVOLUTION PETE CORP | COM | 30049A107 | 317,085 | 60,168 | SH | SOLE | 60,168 | 0 | 0 | ||
FIRST MAJESTIC SILVER CORP | NOTE 0.375% 1/1 | 32076VAD5 | 413,149 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
FIRSTENERGY CORP | COM | 337932107 | 220,435 | 5,760 | SH | SOLE | 5,760 | 0 | 0 | ||
FUTUREFUEL CORP | COM | 36116M106 | 389,634 | 75,952 | SH | SOLE | 75,952 | 0 | 0 | ||
GILDAN ACTIVEWEAR INC | COM | 375916103 | 511,920 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
H & E EQUIPMENT SERVICES INC | COM | 404030108 | 373,237 | 8,450 | SH | SOLE | 8,450 | 0 | 0 | ||
HALOZYME THERAPEUTICS INC | NOTE 0.250% 3/0 | 40637HAD1 | 1,483,660 | 1,555,000 | PRN | SOLE | 1,555,000 | 0 | 0 | ||
HEALTHCARE SVCS GROUP INC | COM | 421906108 | 293,807 | 27,770 | SH | SOLE | 27,770 | 0 | 0 | ||
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 338,720 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
HF SINCLAIR CORP | COM | 403949100 | 429,654 | 8,055 | SH | SOLE | 8,055 | 0 | 0 | ||
HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 | 293,780 | 37,000 | SH | SOLE | 37,000 | 0 | 0 | ||
INTERDIGITAL INC | COM | 45867G101 | 489,552 | 4,200 | SH | SOLE | 4,200 | 0 | 0 | ||
IONIS PHARMACEUTICALS INC | NOTE 0.125%12/1 | 462222AB6 | 2,702,734 | 2,756,000 | PRN | SOLE | 2,756,000 | 0 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 3,069,815 | 97,300 | SH | SOLE | 97,300 | 0 | 0 | ||
JEFFERIES FINL GROUP INC | COM | 47233W109 | 259,996 | 5,225 | SH | SOLE | 5,225 | 0 | 0 | ||
KAROOOOO LTD | ORD SHS | Y4600W108 | 394,740 | 13,754 | SH | SOLE | 13,754 | 0 | 0 | ||
KEURIG DR PEPPER INC | COM | 49271V100 | 233,800 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
LENDINGTREE INC | NOTE 0.500% 7/1 | 52603BAD9 | 463,632 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
LUXFER HLDGS PLC | SHS | G5698W116 | 384,915 | 33,211 | SH | SOLE | 33,211 | 0 | 0 | ||
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 213,800 | 2,235 | SH | SOLE | 2,235 | 0 | 0 | ||
MAGNITE INC | NOTE 0.250% 3/1 | 55955DAB6 | 451,622 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
MOSAIC CO NEW | COM | 61945C103 | 202,300 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 522,579 | 12,270 | SH | SOLE | 12,270 | 0 | 0 | ||
NATIONAL PRESTO INDS INC | COM | 637215104 | 338,085 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 215,740 | 67,000 | SH | SOLE | 67,000 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 268,317 | 3,560 | SH | SOLE | 3,560 | 0 | 0 | ||
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 425,860 | 107,000 | SH | SOLE | 107,000 | 0 | 0 | ||
NORDSTROM INC | COM | 655664100 | 254,640 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
NORTHERN TECHNOLOGIES INTL C | COM | 665809109 | 304,042 | 18,360 | SH | SOLE | 18,360 | 0 | 0 | ||
ORGANON & CO | COMMON STOCK | 68622V106 | 437,805 | 21,150 | SH | SOLE | 21,150 | 0 | 0 | ||
PEGASYSTEMS INC | NOTE 0.750% 3/0 | 705573AB9 | 481,719 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
PERRIGO CO PLC | SHS | G97822103 | 200,304 | 7,800 | SH | SOLE | 7,800 | 0 | 0 | ||
PHATHOM PHARMACEUTICALS INC | COM | 71722W107 | 646,861 | 62,802 | SH | SOLE | 62,802 | 0 | 0 | ||
PRICESMART INC | COM | 741511109 | 420,210 | 5,175 | SH | SOLE | 5,175 | 0 | 0 | ||
REPOSITRAK INC | COM NEW | 700215304 | 198,250 | 12,966 | SH | SOLE | 12,966 | 0 | 0 | ||
RICHARDSON ELECTRS LTD | COM | 763165107 | 461,142 | 38,784 | SH | SOLE | 38,784 | 0 | 0 | ||
SELECT WATER SOLUTIONS INC | CL A COM | 81617J301 | 268,570 | 25,100 | SH | SOLE | 25,100 | 0 | 0 | ||
SIGA TECHNOLOGIES INC | COM | 826917106 | 430,733 | 56,750 | SH | SOLE | 56,750 | 0 | 0 | ||
UTAH MED PRODS INC | COM | 917488108 | 420,769 | 6,298 | SH | SOLE | 6,298 | 0 | 0 | ||
VALHI INC NEW | COM | 918905209 | 306,355 | 17,182 | SH | SOLE | 17,182 | 0 | 0 | ||
VANECK ETF TRUST | JP MRGAN EM LOC | 92189H300 | 428,040 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
VERINT SYSTEMS INC | NOTE 0.250% 4/1 | 92343XAC4 | 461,253 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 186,263 | 15,400 | SH | SOLE | 15,400 | 0 | 0 | ||
WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | 7,133,820 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
WILEY JOHN & SONS INC | CL A | 968223206 | 407,000 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
YORK WTR CO | COM | 987184108 | 278,175 | 7,500 | SH | SOLE | 7,500 | 0 | 0 |