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6-K Filing
InterContinental Hotels (IHG) 6-KBatch Filing
Filed: 1 Mar 19, 10:41am
99.1 | Holding(s) in Company dated 15 February 2019 |
99.2 | Holding(s) in Company dated 20 February 2019 |
99.3 | Holding(s) in Company dated 20 February 2019 |
99.4 | Director/PDMR Shareholding 22 February 2019 |
99.5 | Holding(s) in Company dated 22 February 2019 |
99.6 | Director/PDMR Shareholding dated 26 February 2019 |
99.7 | Director/PDMR Shareholding dated 26 February 2019 |
99.8 | Total Voting Rights dated 1 March 2019 |
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) | ||||||
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | InterContinental Hotels Group PLC | |||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
Non-UK issuer | ||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||
An acquisition or disposal of voting rights | X | |||||
An acquisition or disposal of financial instruments | ||||||
An event changing the breakdown of voting rights | ||||||
Other (please specify): | ||||||
3. Details of person subject to the notification obligation | ||||||
Name | BlackRock, Inc. | |||||
City and country of registered office (if applicable) | Wilmington, DE, USA | |||||
4. Full name of shareholder(s) (if different from 3.) | ||||||
Name | ||||||
City and country of registered office (if applicable) | ||||||
5. Date on which the threshold was crossed or reached: | 14/02/2019 | |||||
6. Date on which issuer notified (DD/MM/YYYY): | 15/02/2019 | |||||
7. Total positions of person(s) subject to the notification obligation | ||||||
% of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments(total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights of issuer | |||
Resulting situation on the date on which threshold was crossed or reached | 5.01% | 0.59% | 5.60% | 181,232,051 | ||
Position of previous notification (if applicable) | 4.98% | 0.62% | 5.61% |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached | |||||||||
A: Voting rights attached to shares | |||||||||
Class/type ofshares ISIN code (if possible) | Number of voting rights | % of voting rights | |||||||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | ||||||
GB00BHJYC057 | 9,085,792 | 5.01% | |||||||
SUBTOTAL 8. A | 9,085,792 | 5.01% | |||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | |||||||||
Type of financial instrument | Expirationdate | Exercise/Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | |||||
Securities Lending | 682,218 | 0.37% | |||||||
American Depository Receipt | 43 | 0.00% | |||||||
SUBTOTAL 8. B 1 | 682,261 | 0.37% | |||||||
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | |||||||||
Type of financial instrument | Expirationdate | Exercise/Conversion Period | Physical or cash settlement | Number of voting rights | % of voting rights | ||||
CFD | Cash | 397,181 | 0.21% | ||||||
SUBTOTAL 8.B.2 | 397,181 | 0.21% |
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer | ||||
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity(please add additional rows as necessary) | X | |||
Name | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
See Attachment | ||||
10. In case of proxy voting, please identify: | ||||
Name of the proxy holder | ||||
The number and % of voting rights held | ||||
The date until which the voting rights will be held | ||||
11. Additional information | ||||
BlackRock Regulatory Threshold Reporting Team James Michael 020 7743 3650 |
Place of completion | 12 Throgmorton Avenue, London, EC2N 2DL, U.K. |
Date of completion | 15 February, 2019 |
Name | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Australia Holdco Pty. Ltd. | |||
BlackRock Investment Management (Australia) Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Holdco 3, LLC | |||
BlackRock Cayman 1 LP | |||
BlackRock Cayman West Bay Finco Limited | |||
BlackRock Cayman West Bay IV Limited | |||
BlackRock Group Limited | |||
BlackRock Finance Europe Limited | |||
BlackRock Investment Management (UK) Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock Holdco 4, LLC | |||
BlackRock Holdco 6, LLC | |||
BlackRock Delaware Holdings Inc. | |||
BlackRock Fund Advisors | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock Holdco 4, LLC | |||
BlackRock Holdco 6, LLC | |||
BlackRock Delaware Holdings Inc. | |||
BlackRock Institutional Trust Company, National Association | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Holdco 3, LLC | |||
BlackRock Cayman 1 LP | |||
BlackRock Cayman West Bay Finco Limited | |||
BlackRock Cayman West Bay IV Limited | |||
BlackRock Group Limited | |||
BlackRock Finance Europe Limited | |||
BlackRock Advisors (UK) Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock Capital Holdings, Inc. | |||
BlackRock Advisors, LLC | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock (Singapore) Holdco Pte. Ltd. | |||
BlackRock HK Holdco Limited | |||
BlackRock Lux Finco S.a.r.l. | |||
BlackRock Japan Holdings GK | |||
BlackRock Japan Co., Ltd. | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock (Singapore) Holdco Pte. Ltd. | |||
BlackRock HK Holdco Limited | |||
BlackRock Asset Management North Asia Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Holdco 3, LLC | |||
BlackRock Canada Holdings LP | |||
BlackRock Canada Holdings ULC | |||
BlackRock Asset Management Canada Limited | |||
BlackRock, Inc. | |||
Trident Merger, LLC | |||
BlackRock Investment Management, LLC | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Holdco 3, LLC | |||
BlackRock Cayman 1 LP | |||
BlackRock Cayman West Bay Finco Limited | |||
BlackRock Cayman West Bay IV Limited | |||
BlackRock Group Limited | |||
BlackRock Finance Europe Limited | |||
BlackRock (Netherlands) B.V. | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Holdco 3, LLC | |||
BlackRock Cayman 1 LP | |||
BlackRock Cayman West Bay Finco Limited | |||
BlackRock Cayman West Bay IV Limited | |||
BlackRock Group Limited | |||
BlackRock Finance Europe Limited | |||
BlackRock Investment Management (UK) Limited | |||
BlackRock Asset Management Deutschland AG | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock (Singapore) Holdco Pte. Ltd. | |||
BlackRock (Singapore) Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Holdco 3, LLC | |||
BlackRock Cayman 1 LP | |||
BlackRock Cayman West Bay Finco Limited | |||
BlackRock Cayman West Bay IV Limited | |||
BlackRock Group Limited | |||
BlackRock International Limited |
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) | ||||||
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | InterContinental Hotels Group Plc | |||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
Non-UK issuer | ||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||
An acquisition or disposal of voting rights | X | |||||
An acquisition or disposal of financial instruments | ||||||
An event changing the breakdown of voting rights | ||||||
Other (please specify): | ||||||
3. Details of person subject to the notification obligation | ||||||
Name | FMR LLC | |||||
City and country of registered office (if applicable) | Wilmington, USA | |||||
4. Full name of shareholder(s) (if different from 3.) See Section 9 | ||||||
Name | ||||||
City and country of registered office (if applicable) | ||||||
5. Date on which the threshold was crossed or reachedvi: | 18 February 2019 | |||||
6. Date on which issuer notified (DD/MM/YYYY): | 19 February 2019 | |||||
7. Total positions of person(s) subject to the notification obligation | ||||||
% of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments(total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights of issuer | |||
Resulting situation on the date on which threshold was crossed or reached | 5.92% | n/a | 5.92% | 181,232,051 | ||
Position of previous notification (if applicable) | 5.67% | 0.17% | 5.84% |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached | ||||||
A: Voting rights attached to shares | ||||||
Class/type ofshares ISIN code (if possible) | Number of voting rights | % of voting rights | ||||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | |||
GB00BHJYC057 | 10,740,968 | 5.92% | ||||
SUBTOTAL 8. A | 10,740,968 | 5.92% | ||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | ||||||
Type of financial instrument | Expirationdate | Exercise/Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | ||
SUBTOTAL 8. B 1 |
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | |||||
Type of financial instrument | Expirationdate | Exercise/Conversion Period | Physical or cash settlement | Number of voting rights | % of voting rights |
SUBTOTAL 8.B.2 |
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | |||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | |||||
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity(please add additional rows as necessary) | X | ||||
Name | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | ||
The Crosby Company of New Hampshire LLC * | |||||
Crosby Advisors LLC | |||||
FMR LLC | |||||
FIAM Holdings LLC | |||||
FIAM LLC | |||||
FMR LLC | |||||
FIAM Holdings LLC | |||||
Fidelity Institutional Asset Management Trust Company | |||||
FMR LLC | |||||
Fidelity Management & Research Company | |||||
FMR Co., Inc. | 5.16% | n/a | 5.16% | ||
FMR LLC | |||||
Fidelity Advisory Holdings LLC, | |||||
Strategic Advisers LLC | |||||
10. In case of proxy voting, please identify: | |||||
Name of the proxy holder | N/A | ||||
The number and % of voting rights held | N/A | ||||
The date until which the voting rights will be held | N/A | ||||
11. Additional informationxvi | |||||
* The Crosby Company of New Hampshire LLC is not a wholly owned subsidiary of FMR LLC. However due to the common control of FMR LLC and The Crosby Company of New Hampshire LLC, holdings have been aggregated for the purpose of this disclosure. |
Place of completion | Dublin |
Date of completion | 19 February 2019 |
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) | ||||||
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | InterContinental Hotels Group Plc | |||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
Non-UK issuer | ||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||
An acquisition or disposal of voting rights | ||||||
An acquisition or disposal of financial instruments | X | |||||
An event changing the breakdown of voting rights | ||||||
Other (please specify): | ||||||
3. Details of person subject to the notification obligationiv | ||||||
Name | FMR LLC | |||||
City and country of registered office (if applicable) | Wilmington, USA | |||||
4. Full name of shareholder(s) (if different from 3.) See Section 9 | ||||||
Name | ||||||
City and country of registered office (if applicable) | ||||||
5. Date on which the threshold was crossed or reached: | 19 February 2019 | |||||
6. Date on which issuer notified (DD/MM/YYYY): | 20 February 2019 | |||||
7. Total positions of person(s) subject to the notification obligation | ||||||
% of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments(total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights of issuervii | |||
Resulting situation on the date on which threshold was crossed or reached | 5.73% | 0.19% | 5.92% | 181,232,051 | ||
Position of previous notification (if applicable) | 5.92% | n/a | 5.92% |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached | ||||||
A: Voting rights attached to shares | ||||||
Class/type ofshares ISIN code (if possible) | Number of voting rights | % of voting rights | ||||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | |||
GB00BHJYC057 | 10,395,278 | 5.73% | ||||
SUBTOTAL 8. A | 10,395,278 | 5.73% | ||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | ||||||
Type of financial instrument | Expirationdate | Exercise/Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | ||
Stock Loan | 345,690 | 0.19% | ||||
SUBTOTAL 8. B 1 | 345,690 | 0.19% |
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | |||||
Type of financial instrument | Expirationdate | Exercise/Conversion Period | Physical or cash settlement | Number of voting rights | % of voting rights |
SUBTOTAL 8.B.2 |
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | |||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer | |||||
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity(please add additional rows as necessary) | X | ||||
Name | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | ||
The Crosby Company of New Hampshire LLC * | |||||
Crosby Advisors LLC | |||||
FMR LLC | |||||
FIAM Holdings LLC | |||||
FIAM LLC | |||||
FMR LLC | |||||
FIAM Holdings LLC | |||||
Fidelity Institutional Asset Management Trust Company | |||||
FMR LLC | |||||
Fidelity Management & Research Company | |||||
FMR Co., Inc. | 5.16% | ||||
FMR LLC | |||||
Fidelity Advisory Holdings LLC, | |||||
Strategic Advisers LLC | |||||
10. In case of proxy voting, please identify: | |||||
Name of the proxy holder | N/A | ||||
The number and % of voting rights held | N/A | ||||
The date until which the voting rights will be held | N/A | ||||
11. Additional information | |||||
* The Crosby Company of New Hampshire LLC is not a wholly owned subsidiary of FMR LLC. However due to the common control of FMR LLC and The Crosby Company of New Hampshire LLC, holdings have been aggregated for the purpose of this disclosure. |
Place of completion | Dublin |
Date of completion | 20 February 2019 |
Name of PDMR | Number of shares transferred |
Keith Barr | 7,333 |
Paul Edgecliffe-Johnson | 8,848 |
Elie Maalouf | 8,410 |
Jolyon Bulley | 3,783 |
Yasmin Diamond | 3,412 |
Nicolette Henfrey | 2,315 |
Kenneth Macpherson | 5,478 |
Ranjay Radhakrishnan | 3,907 |
George Turner | 5,693 |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Keith Barr | |
2 | Reason for the notification | ||
a) | Position/status | Chief Executive Officer | |
b) | Initial notification /Amendment | Initial | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | InterContinental Hotels Group PLC | |
b) | LEI | 2138007ZFQYRUSLU3J98 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares GB00BHJYC057 | |
b) | Nature of the transaction | Shares transferred pursuant to the vesting of shares under the Company's 2015/17 Long Term Incentive Plan, following adjustments for tax and social security withholdings | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil consideration | 7,333 | ||
d) | Aggregated information - Aggregated volume - Price - Aggregated total | 7,333 Nil consideration Nil consideration | |
e) | Date of the transaction | 2019-02-20 | |
f) | Place of the transaction | Outside a trading venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Paul Edgecliffe-Johnson | |
2 | Reason for the notification | ||
a) | Position/status | Chief Financial Officer | |
b) | Initial notification /Amendment | Initial | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | InterContinental Hotels Group PLC | |
b) | LEI | 2138007ZFQYRUSLU3J98 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares GB00BHJYC057 | |
b) | Nature of the transaction | Shares transferred pursuant to the vesting of shares under the Company's 2015/17 Long Term Incentive Plan, following adjustments for tax and social security withholdings | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil consideration | 8,848 | ||
d) | Aggregated information - Aggregated volume - Price - Aggregated total | 8,848 Nil consideration Nil consideration | |
e) | Date of the transaction | 2019-02-20 | |
f) | Place of the transaction | Outside a trading venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Elie Maalouf | |
2 | Reason for the notification | ||
a) | Position/status | Chief Executive Officer, Americas | |
b) | Initial notification /Amendment | Initial | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | InterContinental Hotels Group PLC | |
b) | LEI | 2138007ZFQYRUSLU3J98 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares GB00BHJYC057 | |
b) | Nature of the transaction | Shares transferred pursuant to the vesting of shares under the Company's 2015/17 Long Term Incentive Plan, following adjustments for tax and social security withholdings | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil consideration | 8,410 | ||
d) | Aggregated information - Aggregated volume - Price - Aggregated total | 8,410 Nil consideration Nil consideration | |
e) | Date of the transaction | 2019-02-20 | |
f) | Place of the transaction | Outside a trading venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Jolyon Bulley | |
2 | Reason for the notification | ||
a) | Position/status | Chief Executive Officer, Greater China | |
b) | Initial notification /Amendment | Initial | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | InterContinental Hotels Group PLC | |
b) | LEI | 2138007ZFQYRUSLU3J98 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares GB00BHJYC057 | |
b) | Nature of the transaction | Shares transferred pursuant to the vesting of shares under the Company's 2015/17 Long Term Incentive Plan, following adjustments for tax and social security withholdings | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil consideration | 3,783 | ||
d) | Aggregated information - Aggregated volume - Price - Aggregated total | 3,783 Nil consideration Nil consideration | |
e) | Date of the transaction | 2019-02-20 | |
f) | Place of the transaction | Outside a trading venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Yasmin Diamond | |
2 | Reason for the notification | ||
a) | Position/status | Executive Vice President, Global Corporate Affairs | |
b) | Initial notification /Amendment | Initial | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | InterContinental Hotels Group PLC | |
b) | LEI | 2138007ZFQYRUSLU3J98 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares GB00BHJYC057 | |
b) | Nature of the transaction | Shares transferred pursuant to the vesting of shares under the Company's 2015/17 Long Term Incentive Plan, following adjustments for tax and social security withholdings | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil consideration | 3,412 | ||
d) | Aggregated information - Aggregated volume - Price - Aggregated total | 3,412 Nil consideration Nil consideration | |
e) | Date of the transaction | 2019-02-20 | |
f) | Place of the transaction | Outside a trading venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Nicolette Henfrey | |
2 | Reason for the notification | ||
a) | Position/status | Executive Vice President, General Counsel | |
b) | Initial notification /Amendment | Initial | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | InterContinental Hotels Group PLC | |
b) | LEI | 2138007ZFQYRUSLU3J98 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares GB00BHJYC057 | |
b) | Nature of the transaction | Shares transferred pursuant to the vesting of shares under the Company's 2015/17 Long Term Incentive Plan, following adjustments for tax and social security withholdings | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil consideration | 2,315 | ||
d) | Aggregated information - Aggregated volume - Price - Aggregated total | 2,315 Nil consideration Nil consideration | |
e) | Date of the transaction | 2019-02-20 | |
f) | Place of the transaction | Outside a trading venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Kenneth Macpherson | |
2 | Reason for the notification | ||
a) | Position/status | Chief Executive Officer, Europe, Middle East, Asia and Africa | |
b) | Initial notification /Amendment | Initial | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | InterContinental Hotels Group PLC | |
b) | LEI | 2138007ZFQYRUSLU3J98 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares GB00BHJYC057 | |
b) | Nature of the transaction | Shares transferred pursuant to the vesting of shares under the Company's 2015/17 Long Term Incentive Plan, following adjustments for tax and social security withholdings | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil consideration | 5,478 | ||
d) | Aggregated information - Aggregated volume - Price - Aggregated total | 5,478 Nil consideration Nil consideration | |
e) | Date of the transaction | 2019-02-20 | |
f) | Place of the transaction | Outside a trading venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Ranjay Radhakrishnan | |
2 | Reason for the notification | ||
a) | Position/status | Chief Human Resources Officer | |
b) | Initial notification /Amendment | Initial | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | InterContinental Hotels Group PLC | |
b) | LEI | 2138007ZFQYRUSLU3J98 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares GB00BHJYC057 | |
b) | Nature of the transaction | Shares transferred pursuant to the vesting of shares under the Company's 2015/17 Long Term Incentive Plan, following adjustments for tax and social security withholdings | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil consideration | 3,907 | ||
d) | Aggregated information - Aggregated volume - Price - Aggregated total | 3,907 Nil consideration Nil consideration | |
e) | Date of the transaction | 2019-02-20 | |
f) | Place of the transaction | Outside a trading venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | George Turner | |
2 | Reason for the notification | ||
a) | Position/status | Chief Commercial & Technology Officer | |
b) | Initial notification /Amendment | Initial | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | InterContinental Hotels Group PLC | |
b) | LEI | 2138007ZFQYRUSLU3J98 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares GB00BHJYC057 | |
b) | Nature of the transaction | Shares transferred pursuant to the vesting of shares under the Company's 2015/17 Long Term Incentive Plan, following adjustments for tax and social security withholdings | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil consideration | 5,693 | ||
d) | Aggregated information - Aggregated volume - Price - Aggregated total | 5,693 Nil consideration Nil consideration | |
e) | Date of the transaction | 2019-02-20 | |
f) | Place of the transaction | Outside a trading venue |
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) | ||||||
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii | InterContinental Hotels Group Plc | |||||
1b. Please indicate if the issuer is a non-UK issuer ( please mark with an "X" if appropriate) | ||||||
Non-UK issuer | ||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||
An acquisition or disposal of voting rights | X | |||||
An acquisition or disposal of financial instruments | ||||||
An event changing the breakdown of voting rights | ||||||
Other (please specify): | ||||||
3. Details of person subject to the notification obligation iv | ||||||
Name | FMR LLC | |||||
City and country of registered office (if applicable) | Wilmington, USA | |||||
4. Full name of shareholder(s) (if different from 3.) See Section 9 | ||||||
Name | ||||||
City and country of registered office (if applicable) | ||||||
5. Date on which the threshold was crossed or reached vi | 21 February 2019 | |||||
6. Date on which issuer notified (DD/MM/YYYY): | 22 February 2019 | |||||
7. Total positions of person(s) subject to the notification obligation | ||||||
% of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights of issuer | |||
Resulting situation on the date on which threshold was crossed or reached | 5.78% | 0.18% | 5.96% | 181,232,051 | ||
Position of previous notification (if applicable) | 5.73% | 0.19% | 5.92% |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached | ||||||
A: Voting rights attached to shares | ||||||
Class/type ofshares ISIN code (if possible) | Number of voting rights | % of voting rights | ||||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | |||
GB00BHJYC057 | 10,485,578 | 5.78% | ||||
SUBTOTAL 8. A | 10,485,578 | 5.78% | ||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | ||||||
Type of financial instrument | Expirationdate | Exercise/Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | ||
Stock Loan | 331,890 | 0.18% | ||||
SUBTOTAL 8. B 1 | 331,890 | 0.18% |
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | |||||
Type of financial instrument | Expirationdate | Exercise/Conversion Period | Physical or cash settlement | Number of voting rights | % of voting rights |
SUBTOTAL 8.B.2 |
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | |||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer | |||||
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) | X | ||||
Name xv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | ||
The Crosby Company of New Hampshire LLC * | |||||
Crosby Advisors LLC | |||||
FMR LLC | |||||
FIAM Holdings LLC | |||||
FIAM LLC | |||||
FMR LLC | |||||
FIAM Holdings LLC | |||||
Fidelity Institutional Asset Management Trust Company | |||||
FMR LLC | |||||
Fidelity Management & Research Company | |||||
FMR Co., Inc. | 5.03% | 0.18% | 5.21% | ||
FMR LLC | |||||
Fidelity Advisory Holdings LLC, | |||||
Strategic Advisers LLC | |||||
10. In case of proxy voting, please identify: | |||||
Name of the proxy holder | N/A | ||||
The number and % of voting rights held | N/A | ||||
The date until which the voting rights will be held | N/A | ||||
11. Additional information | |||||
* The Crosby Company of New Hampshire LLC is not a wholly owned subsidiary of FMR LLC. However due to the common control of FMR LLC and The Crosby Company of New Hampshire LLC, holdings have been aggregated for the purpose of this disclosure. |
Place of completion | Dublin |
Date of completion | 22 February 2019 |
Name of PDMR | Number of shares transferred |
Ranjay Radhakrishnan | 10,319 |
Claire Bennett | 9,152 |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Ranjay Radhakrishnan | |
2 | Reason for the notification | ||
a) | Position/status | Chief Human Resources Officer | |
b) | Initial notification /Amendment | Initial | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | InterContinental Hotels Group PLC | |
b) | LEI | 2138007ZFQYRUSLU3J98 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares GB00BHJYC057 | |
b) | Nature of the transaction | Shares transferred pursuant to the vesting of shares under the Company's Annual Performance Plan, following adjustments for tax and social security withholdings | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil consideration | 10,319 | ||
d) | Aggregated information - Aggregated volume - Price - Aggregated total | 10,319 Nil consideration Nil consideration | |
e) | Date of the transaction | 2019-02-22 | |
f) | Place of the transaction | Outside a trading venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Claire Bennett | |
2 | Reason for the notification | ||
a) | Position/status | Chief Marketing Officer | |
b) | Initial notification /Amendment | Initial | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | InterContinental Hotels Group PLC | |
b) | LEI | 2138007ZFQYRUSLU3J98 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares GB00BHJYC057 | |
b) | Nature of the transaction | Shares transferred pursuant to the vesting of shares under the Company's Annual Performance Plan, following adjustments for tax and social security withholdings | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil consideration | 9,152 | ||
d) | Aggregated information - Aggregated volume - Price - Aggregated total | 9,152 Nil consideration Nil consideration | |
e) | Date of the transaction | 2019-02-22 | |
f) | Place of the transaction | Outside a trading venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Daria Turner | |
2 | Reason for the notification | ||
a) | Position/status | PCA of George Turner, Chief Commercial and Technology Officer | |
b) | Initial notification /Amendment | Initial | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | InterContinental Hotels Group PLC | |
b) | LEI | 2138007ZFQYRUSLU3J98 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares GB00BHJYC057 | |
b) | Nature of the transaction | Disposal | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£46.13 | 10,000 | ||
d) | Aggregated information - Aggregated volume - Price - Aggregated total | 10,000 £46.13 £461,300.00 | |
e) | Date of the transaction | 2019-02-22 | |
f) | Place of the transaction | XLON |
InterContinental Hotels Group PLC | ||
(Registrant) | ||
By: | /s/ F. Cuttell | |
Name: | F. CUTTELL | |
Title: | ASSISTANT COMPANY SECRETARY | |
Date: | 1 March 2019 | |