The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ARBOR REALTY REIT ORD | COM | 038923108 | 7,027 | 495,566 | SH | SOLE | 1 | 495,566 | 0 | 0 | |
ALIBABA GROUP HOLDING LTD | SPONSORED ADS | 01609W102 | 5,050 | 21,700 | SH | SOLE | 1 | 21,700 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 3,854 | 2,200 | SH | SOLE | 1 | 2,200 | 0 | 0 | |
AMAZON.COM INC | COM | 023135106 | 3,908 | 1,200 | SH | SOLE | 1 | 1,200 | 0 | 0 | |
ARES CAPITAL ORD | COM | 04010L103 | 13,017 | 770,708 | SH | SOLE | 1 | 770,708 | 0 | 0 | |
ARES COMMERCIAL REIT ORD | COM | 04013V108 | 18,304 | 1,536,878 | SH | SOLE | 1 | 1,536,878 | 0 | 0 | |
BLACKROCK MUNIHDS INV QL | COM | 09254P108 | 1,247 | 88,537 | SH | SOLE | 1 | 88,537 | 0 | 0 | |
BLACKROCK MUNIHDS QLY II | COM | 09254C107 | 903 | 66,127 | SH | SOLE | 1 | 66,127 | 0 | 0 | |
BNY MELLON STRAT MUNI | COM | 05588W108 | 208 | 24,502 | SH | SOLE | 1 | 24,502 | 0 | 0 | |
BROOKFIELD REAL ASST INC | SHS BEN INT | 112830104 | 192 | 10,780 | SH | SOLE | 1 | 10,780 | 0 | 0 | |
DWS MUN INCOME TR | COM | 233368109 | 1,447 | 124,452 | SH | SOLE | 1 | 124,452 | 0 | 0 | |
DYNEX CAPITAL REIT ORD | COM | 26817Q886 | 415 | 23,303 | SH | SOLE | 1 | 23,303 | 0 | 0 | |
ENERGY TRANSFER UNT | COM UT LTD PTN | 29273V100 | 30,854 | 4,992,483 | SH | SOLE | 1 | 4,992,483 | 0 | 0 | |
GOLUB CAPITAL BDC ORD | COM | 38173M102 | 831 | 58,746 | SH | SOLE | 1 | 58,746 | 0 | 0 | |
INVESCO ADVANTAGE MU | SH BEN INT | 46132E103 | 396 | 34,896 | SH | SOLE | 1 | 34,896 | 0 | 0 | |
INVESCO CALIF MUN IN | COM | 46132P108 | 1,995 | 127,445 | SH | SOLE | 1 | 127,445 | 0 | 0 | |
INVESCO EXCHANGE-TRA | SR LN ETF | 46138G508 | 2,901 | 130,200 | SH | SOLE | 1 | 130,200 | 0 | 0 | |
INVESCO TR INVT GRAD | COM | 46131M106 | 1,985 | 150,242 | SH | SOLE | 1 | 150,242 | 0 | 0 | |
ISHARES MSCI CHINA ETF | MSCI CHINA ETF | 46429B671 | 4,621 | 57,067 | SH | SOLE | 1 | 57,067 | 0 | 0 | |
KRANESHARES CSI CHINA INTERNE | CSI CHI INTERNET | 500767306 | 2,264 | 29,480 | SH | SOLE | 1 | 29,480 | 0 | 0 | |
MAIN STREET CAPITAL ORD | COM | 56035L104 | 654 | 20,281 | SH | SOLE | 1 | 20,281 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 3,603 | 16,200 | SH | SOLE | 1 | 16,200 | 0 | 0 | |
MPLX LP | COM UNIT REP LTD | 55336V100 | 44,612 | 2,060,600 | SH | SOLE | 1 | 2,060,600 | 0 | 0 | |
NEW YORK MORTGAGE REIT ORD | COM PAR $.02 | 649604501 | 24,752 | 6,707,963 | SH | SOLE | 1 | 6,707,963 | 0 | 0 | |
NUVEEN AMT FREE MUN | COM | 67071L106 | 1,087 | 64,787 | SH | SOLE | 1 | 64,787 | 0 | 0 | |
NUVEEN AMT FREE QLTY | COM | 670657105 | 7,565 | 501,000 | SH | SOLE | 1 | 501,000 | 0 | 0 | |
NUVEEN QUALITY MUNCP | COM | 67066V101 | 7,646 | 497,452 | SH | SOLE | 1 | 497,452 | 0 | 0 | |
OXFORD LANE CAP CORP | COM | 691543102 | 465 | 85,885 | SH | SOLE | 1 | 85,885 | 0 | 0 | |
SIXTH STREET SPECIAL | COM | 83012A109 | 32,900 | 1,585,544 | SH | SOLE | 1 | 1,585,544 | 0 | 0 | |
SPDR S&P CHINA ETF | S&P CHINA ETF | 78463X400 | 4,631 | 35,562 | SH | SOLE | 1 | 35,562 | 0 | 0 | |
VANECK VECTORS ETF T | FALLEN ANGEL HG | 92189F437 | 2,568 | 80,000 | SH | SOLE | 1 | 80,000 | 0 | 0 | |
VANGUARD TOTAL STOCK MARKET E | TOTAL STK MKT | 922908769 | 52,283 | 268,615 | SH | SOLE | 1 | 268,615 | 0 | 0 |