The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
2U INC | NOTE 2.250% 5/0 | 90214JAB7 | 1,830,829 | 2,821,000 | PRN | SOLE | 1 | 2,821,000 | 0 | 0 | |
ALIBABA GROUP HOLDING LTD | SPONSORED ADS | 01609W102 | 3,927,035 | 47,115 | SH | SOLE | 2 | 47,115 | 0 | 0 | |
AMAZON.COM INC | COM | 023135106 | 3,128,640 | 24,000 | SH | SOLE | 2 | 24,000 | 0 | 0 | |
ARBOR REALTY TRUST INC | COM | 038923108 | 2,778,320 | 187,471 | SH | SOLE | 1 | 187,471 | 0 | 0 | |
ARES CAPITAL CORP | COM | 04010L103 | 2,200,553 | 117,113 | SH | SOLE | 1 | 117,113 | 0 | 0 | |
BLACKROCK MUNICIPAL INCOME | COM | 09253X102 | 349,069 | 30,513 | SH | SOLE | 1 | 30,513 | 0 | 0 | |
BLACKSTONE MORTGAGE TR | NOTE 5.500% 3/1 | 09257WAE0 | 1,713,834 | 2,000,000 | PRN | SOLE | 2 | 2,000,000 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167735 | 2,066,896 | 24,700 | SH | SOLE | 2 | 24,700 | 0 | 0 | |
CNX RESOURCES CORP | COM | 12653C108 | 4,551,382 | 256,850 | SH | SOLE | 2 | 256,850 | 0 | 0 | |
DWS MUN INCOME TR | COM | 233368109 | 899,332 | 104,452 | SH | SOLE | 1 | 104,452 | 0 | 0 | |
DYNEX CAP INC | COM | 26817Q886 | 293,385 | 23,303 | SH | SOLE | 1 | 23,303 | 0 | 0 | |
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 51,283,388 | 4,038,062 | SH | SOLE | 1,2 | 4,038,062 | 0 | 0 | |
GOLDMAN SACHS MLP ENERGY REN | COM | 38148G206 | 1,755,382 | 111,879 | SH | SOLE | 2 | 111,879 | 0 | 0 | |
INVESCO TR INVT GRADE MUNS | COM | 46131M106 | 1,457,879 | 150,142 | SH | SOLE | 1 | 150,142 | 0 | 0 | |
INVESCO VALUE MUN INCOME TR | COM | 46132P108 | 461,122 | 39,012 | SH | SOLE | 1 | 39,012 | 0 | 0 | |
ISHARES 0-5 YEAR HIGH YIELD C | 0-5YR HI YL CP | 46434V407 | 25,199,528 | 607,950 | SH | SOLE | 2 | 607,950 | 0 | 0 | |
ISHARES TR | MBS ETF | 464288588 | 932,650 | 10,000 | SH | SOLE | 1 | 10,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 3,677,832 | 10,800 | SH | SOLE | 2 | 10,800 | 0 | 0 | |
MPLX LP | COM UNIT REP LTD | 55336V100 | 53,740,222 | 1,583,389 | SH | SOLE | 1,2 | 1,583,389 | 0 | 0 | |
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 3,292,586 | 301,243 | SH | SOLE | 1 | 301,243 | 0 | 0 | |
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 3,316,175 | 294,248 | SH | SOLE | 1 | 294,248 | 0 | 0 | |
OXFORD LANE CAP CORP | COM | 691543102 | 2,417,198 | 499,421 | SH | SOLE | 1 | 499,421 | 0 | 0 | |
PIMCO ETF TR | 25YR+ ZERO U S | 72201R882 | 1,010,489 | 10,980 | SH | SOLE | 1 | 10,980 | 0 | 0 | |
RITHM CAPITAL CORP | COM NEW | 64828T201 | 12,106,436 | 1,294,806 | SH | SOLE | 1,2 | 1,294,806 | 0 | 0 | |
SELECTA BIOSCIENCES INC | COM | 816212104 | 740,154 | 660,852 | SH | SOLE | 2 | 660,852 | 0 | 0 | |
SIXTH STREET SPECIALTY LENDI | COM | 83012A109 | 2,998,343 | 160,425 | SH | SOLE | 1 | 160,425 | 0 | 0 | |
SPDR S&P CHINA ETF | S&P CHINA ETF | 78463X400 | 3,451,329 | 46,785 | SH | SOLE | 2 | 46,785 | 0 | 0 | |
XTRACKERS HARVEST CSI 300 CHI | XTRACK HRVST CSI | 233051879 | 5,419,870 | 202,385 | SH | SOLE | 2 | 202,385 | 0 | 0 |