Pursuant to the Fund’s procedures adopted under Rule 10f-3, the Fund’s Board of Directors/Trustees receives a quarterly report in the form of a checklist as to the satisfaction of the applicable conditions of paragraph (c)(1) through (c)(8) of Rule 10f-3.
Fund | Global Small Cap Fund |
Issuer | Chewy Inc. |
Ticker/Cusip | CHWY (16679L109) |
Principal Amount (US$) | $1,023,000,000 |
Principal Amount (Foreign$) | N/A |
Amount Purchased (US$) | $22,000 |
Amount Purchased (Foreign$) | N/A |
Trade Date | 06/14/2019 |
Price (US$) | 22.00 |
Price-Foreign | N/A |
Underwriter | Morgan Stanley |
Other Syndicate Members: | JP Morgan, Allen & Company LLC, Bank of America Merrill Lynch, Barclays Capital, BC Partners, Jefferies LLC, RBC Capital Markets, UBS Securities LLC, Wells Fargo Securities LLC, Nomura Securities International, Raymond James, William Blair & Co LLC |
Underwriting Spread | 5.00% |
Currency | USD |
Fund | Focused International Growth Fund |
Issuer | Recruit Holdings Co LTD |
Ticker/Sedol | 6098.T (BQRRZ00) |
Principal Amount (US$) | $3,489,887,588 |
Principal Amount (Foreign$) | JPY 374,098,500,000 |
Amount Purchased (US$) | $17,234.01 |
Amount Purchased (Foreign$) | JPY 1,847,400 |
Trade Date | 09/10/2019 |
Price (US$) | 28.723 |
Price-Foreign | JPY 3,079 |
Underwriter | Morgan Stanley & Co International PLC |
Other Syndicate Members: | Nomura Securities Co., Ltd, BofA Merrill Lynch, Goldman Sachs Japan Co., Ltd, Mizuho Securities Co., Ltd, SMBC Nikko Securities Inc., Mitsubishi UFJ Morgan Stanley Securities Co., Ltd, Merrill Lynch International, Daiwa Securities Co. Ltd, Goldman Sachs International, Mizuho International PLC, Merrill Lynch Japan Securities Co., Ltd, Nomura International PLC, SMBC Nikko Capital Markets Limited |
Underwriting Spread | 3.042% |
Currency | JPY |
Fund | International Growth Fund |
Issuer | Recruit Holdings Co LTD |
Ticker/Sedol | 6098.T (BQRRZ00) |
Principal Amount (US$) | $3,489,887,588 |
Principal Amount (Foreign$) | JPY 374,098,500,000 |
Amount Purchased (US$) | $2,947,016.19 |
Amount Purchased (Foreign$) | JPY 315,905,400 |
Trade Date | 09/10/2019 |
Price (US$) | 28.723 |
Price-Foreign | JPY 3,079 |
Underwriter | Morgan Stanley & Co International PLC |
Other Syndicate Members: | Nomura Securities Co., Ltd, BofA Merrill Lynch, Goldman Sachs Japan Co., Ltd, Mizuho Securities Co., Ltd, SMBC Nikko Securities Inc., Mitsubishi UFJ Morgan Stanley Securities Co., Ltd, Merrill Lynch International, Daiwa Securities Co. Ltd, Goldman Sachs International, Mizuho International PLC, Merrill Lynch Japan Securities Co., Ltd, Nomura International PLC, SMBC Nikko Capital Markets Limited |
Underwriting Spread | 3.042% |
Currency | JPY |
Fund | NT International Growth Fund |
Issuer | Recruit Holdings Co LTD |
Ticker/Sedol | 6098.T (BQRRZ00) |
Principal Amount (US$) | $3,489,887,588 |
Principal Amount (Foreign$) | JPY 374,098,500,000 |
Amount Purchased (US$) | $1,760,741.64 |
Amount Purchased (Foreign$) | JPY 188,742,700 |
Trade Date | 09/10/2019 |
Price (US$) | 28.723 |
Price-Foreign | JPY 3,079 |
Underwriter | Morgan Stanley & Co International PLC |
Other Syndicate Members: | Nomura Securities Co., Ltd, BofA Merrill Lynch, Goldman Sachs Japan Co., Ltd, Mizuho Securities Co., Ltd, SMBC Nikko Securities Inc., Mitsubishi UFJ Morgan Stanley Securities Co., Ltd, Merrill Lynch International, Daiwa Securities Co. Ltd, Goldman Sachs International, Mizuho International PLC, Merrill Lynch Japan Securities Co., Ltd, Nomura International PLC, SMBC Nikko Capital Markets Limited |
Underwriting Spread | 3.042% |
Currency | JPY |